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LIGHTSPEED VENTURE PARTNERS VIII LP

Disclosed activity across 6 companies

Tapewire entity
139543
SEC CIK
0001435573

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AEROHIVE NETWORKS, INCHIVE · Entity 15553410% ownerAugust 30, 2018September 04, 2018
Nutanix, Inc.NTNX · Entity 329610% ownerJune 07, 2017June 09, 2017
Personalis, Inc.PSNL · Entity 457210% ownerJune 24, 2019June 26, 2019
Tintri, Inc.TNTR · Entity 16500710% ownerFebruary 26, 2018March 02, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Lightspeed Venture Partners VII, L.P.4,397,897 Reported balance After 2018-08-30 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2018-08-30 · Other · Disposed 628,270 · Balance 4,397,897

F1: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII).

F2: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. Mr. Schaepe is a director of the Issuer and files Section 16 reports separately.

F3: The shares are held of record by Lightspeed VII.

Common StockSEC Table I · non-derivativeIndirectBy Lightspeed General Partner VII, L.P.0 Last balance in matching sequence After 2018-08-30 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 2 · 2018-08-30 · Other · Acquired 130,679 · Balance 130,679

F1: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII).

F2: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. Mr. Schaepe is a director of the Issuer and files Section 16 reports separately.

F4: The shares are held of record by LGP VII.

Row 3 · 2018-08-30 · Other · Disposed 130,679 · Balance 0

F5: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).

F2: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. Mr. Schaepe is a director of the Issuer and files Section 16 reports separately.

F4: The shares are held of record by LGP VII.

Common StockSEC Table I · non-derivativeIndirectBy Barry Eggers Revocable Trust dtd 6/4/200890,781 Reported balance After 2018-08-30 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2018-08-30 · Other · Acquired 19,146 · Balance 90,781

F5: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).

F6: The shares are held of record by Barry Eggers Revocable Trust dtd 6/4/2008, for which Barry Eggers serves as trustee.

Common StockSEC Table I · non-derivativeDirect92,763 Reported balance After 2018-08-30 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 5 · 2018-08-30 · Other · Acquired 19,564 · Balance 92,763

F5: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).

F7: The shares are held of record by Ravi Mhatre.

Common StockSEC Table I · non-derivativeDirect90,781 Reported balance After 2018-08-30 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 6 · 2018-08-30 · Other · Acquired 19,146 · Balance 90,781

F5: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).

F8: The shares are held of records by Peter Y. Nieh.

Common StockSEC Table I · non-derivativeIndirectBy Lightspeed Venture Partners VIII, L.P.10,192 Reported balance Holding disclosure · report date 2018-08-30 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 10,192

F9: Lightspeed Ultimate General Partner VIII, Ltd. is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which is the sole general partner of Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). The individual directors of Lightspeed Ultimate General Partner VIII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. Mr. Schaepe is a director of the Issuer and files Section 16 reports separately.

Filing footnotes · ownership attribution and instrument terms

F1: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII).

F2: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. Mr. Schaepe is a director of the Issuer and files Section 16 reports separately.

F3: The shares are held of record by Lightspeed VII.

F4: The shares are held of record by LGP VII.

F5: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).

F6: The shares are held of record by Barry Eggers Revocable Trust dtd 6/4/2008, for which Barry Eggers serves as trustee.

F7: The shares are held of record by Ravi Mhatre.

F8: The shares are held of records by Peter Y. Nieh.

F9: Lightspeed Ultimate General Partner VIII, Ltd. is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which is the sole general partner of Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). The individual directors of Lightspeed Ultimate General Partner VIII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. Mr. Schaepe is a director of the Issuer and files Section 16 reports separately.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectBy Lightspeed Venture Partners VIII, L.P.0 Reported balance After 2017-06-07 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2017-06-07 · Other · Disposed 3,759,643 · Balance 0

F1: Represents in-kind distribution by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII") without consideration to its partners (including LGP VIII, the general partner of Lightspeed VIII).

F2: Lightspeed Ultimate General Partner VIII, Ltd. is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which is the sole general partner of Lightspeed VIII. The individual directors of Lightspeed Ultimate General Partner VIII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim beneficial ownership of the shares except to the extent of their pecuniary interest therein.

F3: The shares are held of record by Lightspeed VIII.

Class A Common StockSEC Table I · non-derivativeIndirectBy Lightspeed General Partner VIII, L.P.0 Last balance in matching sequence After 2017-06-07 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 2 · 2017-06-07 · Other · Acquired 875,054 · Balance 875,054

F1: Represents in-kind distribution by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII") without consideration to its partners (including LGP VIII, the general partner of Lightspeed VIII).

F2: Lightspeed Ultimate General Partner VIII, Ltd. is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which is the sole general partner of Lightspeed VIII. The individual directors of Lightspeed Ultimate General Partner VIII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim beneficial ownership of the shares except to the extent of their pecuniary interest therein.

F4: The shares are held of record by LGP VIII.

Row 3 · 2017-06-07 · Other · Disposed 875,054 · Balance 0

F5: Represents in-kind distribution by LGP VIII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).

F2: Lightspeed Ultimate General Partner VIII, Ltd. is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which is the sole general partner of Lightspeed VIII. The individual directors of Lightspeed Ultimate General Partner VIII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim beneficial ownership of the shares except to the extent of their pecuniary interest therein.

F4: The shares are held of record by LGP VIII.

Class A Common StockSEC Table I · non-derivativeIndirectBy Eggers Investments LP - Fund 10 Last balance in matching sequence After 2017-06-08 transaction · row 7 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 4 · 2017-06-07 · Other · Acquired 113,227 · Balance 113,227

F5: Represents in-kind distribution by LGP VIII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).

F6: The shares are held of record by Eggers Investments LP - Fund I. Barry Eggers serves as trustee of the general partner of such entity.

Row 7 · 2017-06-08 · Sale · Disposed 113,227 · Balance 0

F9: These sales were executed in multiple trades at prices ranging from $17.50 to $18.23. The price reported above reflects the weighted average sale price. Mr. Eggers hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

F6: The shares are held of record by Eggers Investments LP - Fund I. Barry Eggers serves as trustee of the general partner of such entity.

Class A Common StockSEC Table I · non-derivativeIndirectBy Nieh Family Investments LP - Fund 1113,227 Reported balance After 2017-06-07 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 5 · 2017-06-07 · Other · Acquired 113,227 · Balance 113,227

F5: Represents in-kind distribution by LGP VIII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).

F7: The shares are held of record by Nieh Family Investments LP - Fund I. Peter Nieh serves as co-trustee of the general partner of such entity.

Class A Common StockSEC Table I · non-derivativeIndirectBy Schaepe-Chiu Investments I LP - Fund 1152,075 Reported balance After 2017-06-07 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 6 · 2017-06-07 · Other · Acquired 113,227 · Balance 152,075

F5: Represents in-kind distribution by LGP VIII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).

F8: The shares are held of record by Schaepe-Chiu Investments I LP - Fund 1. Christopher J. Schaepe serves as co-trustee of the general partner of such entity.

Class A Common StockSEC Table I · non-derivativeIndirectBy Lightspeed Venture Partners Select, L.P.190,363 Reported balance Holding disclosure · report date 2017-06-07 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 190,363

F10: Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Christopher J. Schaepe, Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and John Vrionis. Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.

F11: The shares are held of record by Lightspeed Select.

Class A Common StockSEC Table I · non-derivativeIndirectBy Peter Nieh200,000 Reported balance Holding disclosure · report date 2017-06-07 · row 9 Holding and transaction disclosures are not merged.
1 source row

Row 9 · Balance 200,000

Class A Common StockSEC Table I · non-derivativeIndirectBy The Schaepe-Chiu Living Trust Dated 11/5/1997213,955 Reported balance Holding disclosure · report date 2017-06-07 · row 10 Holding and transaction disclosures are not merged.
1 source row

Row 10 · Balance 213,955

F12: The shares are held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee.

Filing footnotes · ownership attribution and instrument terms

F1: Represents in-kind distribution by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII") without consideration to its partners (including LGP VIII, the general partner of Lightspeed VIII).

F2: Lightspeed Ultimate General Partner VIII, Ltd. is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which is the sole general partner of Lightspeed VIII. The individual directors of Lightspeed Ultimate General Partner VIII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim beneficial ownership of the shares except to the extent of their pecuniary interest therein.

F3: The shares are held of record by Lightspeed VIII.

F4: The shares are held of record by LGP VIII.

F5: Represents in-kind distribution by LGP VIII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).

F6: The shares are held of record by Eggers Investments LP - Fund I. Barry Eggers serves as trustee of the general partner of such entity.

F7: The shares are held of record by Nieh Family Investments LP - Fund I. Peter Nieh serves as co-trustee of the general partner of such entity.

F8: The shares are held of record by Schaepe-Chiu Investments I LP - Fund 1. Christopher J. Schaepe serves as co-trustee of the general partner of such entity.

F9: These sales were executed in multiple trades at prices ranging from $17.50 to $18.23. The price reported above reflects the weighted average sale price. Mr. Eggers hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

F10: Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Christopher J. Schaepe, Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and John Vrionis. Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.

F11: The shares are held of record by Lightspeed Select.

F12: The shares are held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee footnote4,117,768 Reported balance After 2019-06-24 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2019-06-24 · Conversion · Acquired 4,117,768 · Balance 4,117,768

F1: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock, for no additional consideration, upon the closing of the Issuer's initial public offering and has no expiration date.

F2: Shares held by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). Lightspeed General Partner VIII, L.P. ("LGP VIII") is the general partner of Lightspeed VIII. Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the general partner of LGP VIII. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP VIII and share voting and dispositive power with respect to the shares held by Lightspeed VIII. LGP VIII, LUGP VIII and Messrs. Eggers, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed VIII except to the extent of their respective pecuniary interests therein.

Common StockSEC Table I · non-derivativeIndirectSee footnote1,958,726 Reported balance After 2019-06-24 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2019-06-24 · Conversion · Acquired 1,958,726 · Balance 1,958,726

F1: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock, for no additional consideration, upon the closing of the Issuer's initial public offering and has no expiration date.

F3: Shares held by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed General Partner Select, L.P. ("LGP Select") is the general partner of Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. ("LUGP Select") is the general partner of LGP Select. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of LUGP Select and share voting and dispositive power with respect to the shares held by Lightspeed Select. LGP Select, LUGP Select and Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed Select except to the extent of their respective pecuniary interests therein.

Series A Preferred StockSEC Table II · derivative / convertible securityIndirectSee footnote0 Reported balance After 2019-06-24 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-06-24 · Conversion · Disposed 2,317,073 · Balance 0

F1: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock, for no additional consideration, upon the closing of the Issuer's initial public offering and has no expiration date.

F2: Shares held by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). Lightspeed General Partner VIII, L.P. ("LGP VIII") is the general partner of Lightspeed VIII. Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the general partner of LGP VIII. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP VIII and share voting and dispositive power with respect to the shares held by Lightspeed VIII. LGP VIII, LUGP VIII and Messrs. Eggers, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed VIII except to the extent of their respective pecuniary interests therein.

Series B Preferred StockSEC Table II · derivative / convertible securityIndirectSee footnote0 Reported balance After 2019-06-24 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2019-06-24 · Conversion · Disposed 978,260 · Balance 0

F1: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock, for no additional consideration, upon the closing of the Issuer's initial public offering and has no expiration date.

F2: Shares held by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). Lightspeed General Partner VIII, L.P. ("LGP VIII") is the general partner of Lightspeed VIII. Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the general partner of LGP VIII. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP VIII and share voting and dispositive power with respect to the shares held by Lightspeed VIII. LGP VIII, LUGP VIII and Messrs. Eggers, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed VIII except to the extent of their respective pecuniary interests therein.

Series C Preferred StockSEC Table II · derivative / convertible securityIndirectSee footnote0 Reported balance After 2019-06-24 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2019-06-24 · Conversion · Disposed 822,435 · Balance 0

F1: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock, for no additional consideration, upon the closing of the Issuer's initial public offering and has no expiration date.

F2: Shares held by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). Lightspeed General Partner VIII, L.P. ("LGP VIII") is the general partner of Lightspeed VIII. Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the general partner of LGP VIII. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP VIII and share voting and dispositive power with respect to the shares held by Lightspeed VIII. LGP VIII, LUGP VIII and Messrs. Eggers, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed VIII except to the extent of their respective pecuniary interests therein.

Series C Preferred StockSEC Table II · derivative / convertible securityIndirectSee footnote0 Reported balance After 2019-06-24 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2019-06-24 · Conversion · Disposed 1,958,726 · Balance 0

F1: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock, for no additional consideration, upon the closing of the Issuer's initial public offering and has no expiration date.

F3: Shares held by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed General Partner Select, L.P. ("LGP Select") is the general partner of Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. ("LUGP Select") is the general partner of LGP Select. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of LUGP Select and share voting and dispositive power with respect to the shares held by Lightspeed Select. LGP Select, LUGP Select and Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed Select except to the extent of their respective pecuniary interests therein.

Filing footnotes · ownership attribution and instrument terms

F1: The Issuer's preferred stock automatically converted into an equal number of shares of the Issuer's common stock, for no additional consideration, upon the closing of the Issuer's initial public offering and has no expiration date.

F2: Shares held by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). Lightspeed General Partner VIII, L.P. ("LGP VIII") is the general partner of Lightspeed VIII. Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the general partner of LGP VIII. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP VIII and share voting and dispositive power with respect to the shares held by Lightspeed VIII. LGP VIII, LUGP VIII and Messrs. Eggers, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed VIII except to the extent of their respective pecuniary interests therein.

F3: Shares held by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed General Partner Select, L.P. ("LGP Select") is the general partner of Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. ("LUGP Select") is the general partner of LGP Select. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of LUGP Select and share voting and dispositive power with respect to the shares held by Lightspeed Select. LGP Select, LUGP Select and Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed Select except to the extent of their respective pecuniary interests therein.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Note Purchase Agreement (obligations to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $7.00Direct0 Reported balance After 2018-02-26 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2018-02-26 · Other · Disposed 4,275,000 · Balance 0

F1: As previously disclosed, LVP VIII and certain other parties are party to a Note Purchase Agreement, dated May 4, 2017 (as amended, the "Note Purchase Agreement"), pursuant to which Tintri, Inc. (the "Issuer") had the right to issue to LVP VIII and such other parties one or more subordinated convertible promissory notes (the "Notes"). On February 26, 2018, LVP VIII funded its respective amount under the Note Purchase Agreement and was issued a Note with a maturity date 540 days from the date of issuance. Pursuant to the terms of the Note Purchase Agreement, as the maturity date of such Note will occur prior to the date at which the Issuer would have been permitted to convert such amounts into Common Stock, such Note will not be convertible by the Issuer into Common Stock.

F2: Represents the maximum principal amount of the Note that the Issuer could issue to LVP VIII under the Note Purchase Agreement, which, under certain circumstances, the Issuer had the right to convert into shares of Common Stock at a price of $7.00 per share.

F3: Security is held by Lightspeed Venture Partners VIII, L.P. ("LVP VIII").

F4: Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P., which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Mr. Schaepe is a director of the Issuer and files separate reports.

Filing footnotes · ownership attribution and instrument terms

F1: As previously disclosed, LVP VIII and certain other parties are party to a Note Purchase Agreement, dated May 4, 2017 (as amended, the "Note Purchase Agreement"), pursuant to which Tintri, Inc. (the "Issuer") had the right to issue to LVP VIII and such other parties one or more subordinated convertible promissory notes (the "Notes"). On February 26, 2018, LVP VIII funded its respective amount under the Note Purchase Agreement and was issued a Note with a maturity date 540 days from the date of issuance. Pursuant to the terms of the Note Purchase Agreement, as the maturity date of such Note will occur prior to the date at which the Issuer would have been permitted to convert such amounts into Common Stock, such Note will not be convertible by the Issuer into Common Stock.

F2: Represents the maximum principal amount of the Note that the Issuer could issue to LVP VIII under the Note Purchase Agreement, which, under certain circumstances, the Issuer had the right to convert into shares of Common Stock at a price of $7.00 per share.

F3: Security is held by Lightspeed Venture Partners VIII, L.P. ("LVP VIII").

F4: Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P., which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Mr. Schaepe is a director of the Issuer and files separate reports.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Section 16 reporting ended · disclosed 2021-05-11. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect8,272,192 Last balance in matching sequence After 2021-05-07 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2021-05-07 · Conversion · Acquired 9,639,554 · Balance 9,639,554

F1: Shares held by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). Lightspeed General Partner VIII, L.P. ("LGP VIII") is the general partner of Lightspeed VIII. Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the general partner of LGP VIII. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP VIII and share voting and dispositive power with respect to the shares held by Lightspeed VIII. LGP VIII, LUGP VIII and Messrs. Eggers, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed VIII except to the extent of their respective pecuniary interests therein.

Row 2 · 2021-05-07 · Sale · Disposed 1,367,362 · Balance 8,272,192

F1: Shares held by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). Lightspeed General Partner VIII, L.P. ("LGP VIII") is the general partner of Lightspeed VIII. Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the general partner of LGP VIII. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP VIII and share voting and dispositive power with respect to the shares held by Lightspeed VIII. LGP VIII, LUGP VIII and Messrs. Eggers, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed VIII except to the extent of their respective pecuniary interests therein.

Common StockSEC Table I · non-derivativeIndirectBy Lightspeed Venture Partners Select, L.P.529,108 Last balance in matching sequence After 2021-05-07 transaction · row 4 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 3 · 2021-05-07 · Conversion · Acquired 611,756 · Balance 611,756

F2: Shares held by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed General Partner Select, L.P. ("LGP Select") is the general partner of Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. ("LUGP Select") is the general partner of LGP Select. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of LUGP Select and share voting and dispositive power with respect to the shares held by Lightspeed Select. LGP Select, LUGP Select and Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed Select except to the extent of their respective pecuniary interests therein.

Row 4 · 2021-05-07 · Sale · Disposed 82,648 · Balance 529,108

F2: Shares held by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed General Partner Select, L.P. ("LGP Select") is the general partner of Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. ("LUGP Select") is the general partner of LGP Select. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of LUGP Select and share voting and dispositive power with respect to the shares held by Lightspeed Select. LGP Select, LUGP Select and Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed Select except to the extent of their respective pecuniary interests therein.

Series A Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.53Direct0 Reported balance After 2021-05-07 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2021-05-07 · Conversion · Disposed 7,522,038 · Balance 0

F3: The shares of Series A Preferred Stock automatically converted into an equal number shares of common stock of the issuer immediately prior to consummation of the issuer's initial public offering. The shares of Series A Preferred Stock had no expiration date.

F1: Shares held by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). Lightspeed General Partner VIII, L.P. ("LGP VIII") is the general partner of Lightspeed VIII. Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the general partner of LGP VIII. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP VIII and share voting and dispositive power with respect to the shares held by Lightspeed VIII. LGP VIII, LUGP VIII and Messrs. Eggers, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed VIII except to the extent of their respective pecuniary interests therein.

Series A-1 Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $1.82Direct0 Reported balance After 2021-05-07 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2021-05-07 · Conversion · Disposed 825,288 · Balance 0

F4: The shares of Series A-1 Preferred Stock automatically converted into an equal number shares of common stock of the issuer immediately prior to consummation of the issuer's initial public offering. The shares of Series A-1 Preferred Stock had no expiration date.

F1: Shares held by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). Lightspeed General Partner VIII, L.P. ("LGP VIII") is the general partner of Lightspeed VIII. Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the general partner of LGP VIII. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP VIII and share voting and dispositive power with respect to the shares held by Lightspeed VIII. LGP VIII, LUGP VIII and Messrs. Eggers, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed VIII except to the extent of their respective pecuniary interests therein.

Series B Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $5.49Direct0 Reported balance After 2021-05-07 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2021-05-07 · Conversion · Disposed 227,578 · Balance 0

F5: The shares of Series B Preferred Stock automatically converted into an equal number of shares of common stock of the issuer immediately prior to the issuer's initial public offering. The shares of Series B Preferred Stock had no expiration date.

F1: Shares held by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). Lightspeed General Partner VIII, L.P. ("LGP VIII") is the general partner of Lightspeed VIII. Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the general partner of LGP VIII. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP VIII and share voting and dispositive power with respect to the shares held by Lightspeed VIII. LGP VIII, LUGP VIII and Messrs. Eggers, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed VIII except to the extent of their respective pecuniary interests therein.

Series C Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $13.53Direct0 Reported balance After 2021-05-07 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2021-05-07 · Conversion · Disposed 103,484 · Balance 0

F6: The shares of Series C Preferred Stock automatically converted into shares of common stock of the issuer immediately prior to consummation of the issuer's initial public offering on a 1-1.056925 basis. The shares of Series C Preferred Stock had no expiration date.

F1: Shares held by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). Lightspeed General Partner VIII, L.P. ("LGP VIII") is the general partner of Lightspeed VIII. Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the general partner of LGP VIII. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP VIII and share voting and dispositive power with respect to the shares held by Lightspeed VIII. LGP VIII, LUGP VIII and Messrs. Eggers, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed VIII except to the extent of their respective pecuniary interests therein.

Series E Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $9.80Direct0 Reported balance After 2021-05-07 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2021-05-07 · Conversion · Disposed 955,276 · Balance 0

F7: The shares of Series E Preferred Stock automatically converted into an equal number of shares of common stock of the issuer immediately prior to the issuer's initial public offering. The shares of Series E Preferred Stock had no expiration date.

F1: Shares held by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). Lightspeed General Partner VIII, L.P. ("LGP VIII") is the general partner of Lightspeed VIII. Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the general partner of LGP VIII. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP VIII and share voting and dispositive power with respect to the shares held by Lightspeed VIII. LGP VIII, LUGP VIII and Messrs. Eggers, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed VIII except to the extent of their respective pecuniary interests therein.

Series C Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $13.53IndirectBy Lightspeed Venture Partners Select, L.P.0 Reported balance After 2021-05-07 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2021-05-07 · Conversion · Disposed 517,420 · Balance 0

F6: The shares of Series C Preferred Stock automatically converted into shares of common stock of the issuer immediately prior to consummation of the issuer's initial public offering on a 1-1.056925 basis. The shares of Series C Preferred Stock had no expiration date.

F2: Shares held by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed General Partner Select, L.P. ("LGP Select") is the general partner of Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. ("LUGP Select") is the general partner of LGP Select. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of LUGP Select and share voting and dispositive power with respect to the shares held by Lightspeed Select. LGP Select, LUGP Select and Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed Select except to the extent of their respective pecuniary interests therein.

Series E Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $9.80IndirectBy Lightspeed Venture Partners Select, L.P.0 Reported balance After 2021-05-07 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2021-05-07 · Conversion · Disposed 64,882 · Balance 0

F7: The shares of Series E Preferred Stock automatically converted into an equal number of shares of common stock of the issuer immediately prior to the issuer's initial public offering. The shares of Series E Preferred Stock had no expiration date.

F2: Shares held by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed General Partner Select, L.P. ("LGP Select") is the general partner of Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. ("LUGP Select") is the general partner of LGP Select. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of LUGP Select and share voting and dispositive power with respect to the shares held by Lightspeed Select. LGP Select, LUGP Select and Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed Select except to the extent of their respective pecuniary interests therein.

Filing footnotes · ownership attribution and instrument terms

F1: Shares held by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). Lightspeed General Partner VIII, L.P. ("LGP VIII") is the general partner of Lightspeed VIII. Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the general partner of LGP VIII. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP VIII and share voting and dispositive power with respect to the shares held by Lightspeed VIII. LGP VIII, LUGP VIII and Messrs. Eggers, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed VIII except to the extent of their respective pecuniary interests therein.

F2: Shares held by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed General Partner Select, L.P. ("LGP Select") is the general partner of Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. ("LUGP Select") is the general partner of LGP Select. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of LUGP Select and share voting and dispositive power with respect to the shares held by Lightspeed Select. LGP Select, LUGP Select and Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed Select except to the extent of their respective pecuniary interests therein.

F3: The shares of Series A Preferred Stock automatically converted into an equal number shares of common stock of the issuer immediately prior to consummation of the issuer's initial public offering. The shares of Series A Preferred Stock had no expiration date.

F4: The shares of Series A-1 Preferred Stock automatically converted into an equal number shares of common stock of the issuer immediately prior to consummation of the issuer's initial public offering. The shares of Series A-1 Preferred Stock had no expiration date.

F5: The shares of Series B Preferred Stock automatically converted into an equal number of shares of common stock of the issuer immediately prior to the issuer's initial public offering. The shares of Series B Preferred Stock had no expiration date.

F6: The shares of Series C Preferred Stock automatically converted into shares of common stock of the issuer immediately prior to consummation of the issuer's initial public offering on a 1-1.056925 basis. The shares of Series C Preferred Stock had no expiration date.

F7: The shares of Series E Preferred Stock automatically converted into an equal number of shares of common stock of the issuer immediately prior to the issuer's initial public offering. The shares of Series E Preferred Stock had no expiration date.

Section 16 reporting ended · disclosed 2018-09-10. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectBy Lightspeed Venture Partners VIII, L.P.0 Last balance in matching sequence After 2018-09-06 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2018-09-06 · Conversion · Acquired 1,148,686 · Balance 1,148,686

F1: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Any holder's shares of Class B Common Stock will convert automatically into Class A Common Stock, on a one-to-one basis, upon any of the following: (i) sale or transfer of such share of Class B Common Stock; (ii) the death of a stockholder that is a natural person; or (iii) on the final conversion date, defined as the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 10% of the then outstanding Class A and Class B Common Stock; (b) the tenth anniversary of the Issuer's initial public offering; or

F2: (c) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. Once transferred and converted into Class A Common Stock, the Class B Common Stock may not be reissued.

F3: Shares held by Lightspeed Venture Partners VIII, L.P. ("LVP VIII").

F4: Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

Row 2 · 2018-09-06 · Other · Disposed 1,148,686 · Balance 0

F5: Represents in-kind distribution by LVP VIII without consideration to its partners (including LGP VIII, the general partner of LVP VIII).

F3: Shares held by Lightspeed Venture Partners VIII, L.P. ("LVP VIII").

F4: Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectBy Lightspeed General Partner VIII, L.P.0 Last balance in matching sequence After 2018-09-06 transaction · row 4 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 3 · 2018-09-06 · Other · Acquired 246,032 · Balance 246,032

F5: Represents in-kind distribution by LVP VIII without consideration to its partners (including LGP VIII, the general partner of LVP VIII).

F6: Shares held by LGP VIII.

F4: Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

Row 4 · 2018-09-06 · Other · Disposed 246,032 · Balance 0

F7: Represents in-kind distribution by LGP VIII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).

F6: Shares held by LGP VIII.

F4: Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectBy Eggers Investments, L.P. - Fund 131,886 Reported balance After 2018-09-06 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 5 · 2018-09-06 · Other · Acquired 31,886 · Balance 31,886

F7: Represents in-kind distribution by LGP VIII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).

F8: Shares held by Eggers Investments, L.P. - Fund 1. Barry Eggers serves as trustee of the general partner of such entity.

Class A Common StockSEC Table I · non-derivativeIndirectBy Mhatre Investments LP - Fund 165,992 Reported balance After 2018-09-06 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 6 · 2018-09-06 · Other · Acquired 32,996 · Balance 65,992

F7: Represents in-kind distribution by LGP VIII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).

F9: Shares held by Mhatre Investments LP - Fund 1. Ravi Mhatre serves as trustee of the general partner of such entity.

Class A Common StockSEC Table I · non-derivativeIndirectBy Nieh Family Investments LP - Fund 195,858 Reported balance After 2018-09-06 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 7 · 2018-09-06 · Other · Acquired 31,886 · Balance 95,858

F7: Represents in-kind distribution by LGP VIII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).

F10: Includes 200 shares held by Peter Nieh's wife.

F11: Shares held by Nieh Family Investments LP - Fund 1. Peter Nieh serves as co-trustee of the general partner of such entity.

Class A Common StockSEC Table I · non-derivativeIndirectBy Schaepe-Chiu Investments I LP - Fund 1127,544 Reported balance After 2018-09-06 transaction · row 8 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 8 · 2018-09-06 · Other · Acquired 31,886 · Balance 127,544

F7: Represents in-kind distribution by LGP VIII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).

F12: Shares held by Schaepe-Chiu Investments I LP - Fund 1. Christopher J. Schaepe serves as co-trustee of the general partner of such entity.

Class B Common StockSEC Table II · derivative / convertible securityIndirectSee Footnotes2,297,368 Reported balance After 2018-09-06 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2018-09-06 · Conversion · Disposed 1,148,686 · Balance 2,297,368

F1: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Any holder's shares of Class B Common Stock will convert automatically into Class A Common Stock, on a one-to-one basis, upon any of the following: (i) sale or transfer of such share of Class B Common Stock; (ii) the death of a stockholder that is a natural person; or (iii) on the final conversion date, defined as the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 10% of the then outstanding Class A and Class B Common Stock; (b) the tenth anniversary of the Issuer's initial public offering; or

F2: (c) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. Once transferred and converted into Class A Common Stock, the Class B Common Stock may not be reissued.

F3: Shares held by Lightspeed Venture Partners VIII, L.P. ("LVP VIII").

F4: Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Any holder's shares of Class B Common Stock will convert automatically into Class A Common Stock, on a one-to-one basis, upon any of the following: (i) sale or transfer of such share of Class B Common Stock; (ii) the death of a stockholder that is a natural person; or (iii) on the final conversion date, defined as the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 10% of the then outstanding Class A and Class B Common Stock; (b) the tenth anniversary of the Issuer's initial public offering; or

F2: (c) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. Once transferred and converted into Class A Common Stock, the Class B Common Stock may not be reissued.

F3: Shares held by Lightspeed Venture Partners VIII, L.P. ("LVP VIII").

F4: Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

F5: Represents in-kind distribution by LVP VIII without consideration to its partners (including LGP VIII, the general partner of LVP VIII).

F6: Shares held by LGP VIII.

F7: Represents in-kind distribution by LGP VIII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).

F8: Shares held by Eggers Investments, L.P. - Fund 1. Barry Eggers serves as trustee of the general partner of such entity.

F9: Shares held by Mhatre Investments LP - Fund 1. Ravi Mhatre serves as trustee of the general partner of such entity.

F10: Includes 200 shares held by Peter Nieh's wife.

F11: Shares held by Nieh Family Investments LP - Fund 1. Peter Nieh serves as co-trustee of the general partner of such entity.

F12: Shares held by Schaepe-Chiu Investments I LP - Fund 1. Christopher J. Schaepe serves as co-trustee of the general partner of such entity.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 15, 2018 Filed May 17, 2018 19:41 UTC Stitch Fix, Inc. SFIX · Entity 5637 OtherClass A Common Stock 246,031 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-034174 · a4.xml · nonDerivative · entry 3

LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner

Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner

Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Mhatre Ravi · CIK 0001366050 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lightspeed General Partner VIII, L.P.

Disclosed balance after: 246,031

F5 · kind: Represents in-kind distribution by LVP VIII without consideration to its partners (including LGP VIII, the general partner of LVP VIII).

F5 · price: Represents in-kind distribution by LVP VIII without consideration to its partners (including LGP VIII, the general partner of LVP VIII).

F6 · ownership.nature: Shares held by LGP VIII.

F4 · ownership.nature: Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

Read SEC document
May 15, 2018 Filed May 17, 2018 19:41 UTC Stitch Fix, Inc. SFIX · Entity 5637 OtherClass A Common Stock 1,148,686 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-034174 · a4.xml · nonDerivative · entry 2

LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner

Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner

Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Mhatre Ravi · CIK 0001366050 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lightspeed Venture Partners VIII, L.P.

Disclosed balance after: 0

F5 · kind: Represents in-kind distribution by LVP VIII without consideration to its partners (including LGP VIII, the general partner of LVP VIII).

F5 · price: Represents in-kind distribution by LVP VIII without consideration to its partners (including LGP VIII, the general partner of LVP VIII).

F3 · ownership.nature: Shares held by Lightspeed Venture Partners VIII, L.P. ("LVP VIII").

F4 · ownership.nature: Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

Read SEC document
May 15, 2018 Filed May 17, 2018 19:41 UTC Stitch Fix, Inc. SFIX · Entity 5637 ConversionClass A Common Stock 1,148,686 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-034174 · a4.xml · nonDerivative · entry 1

LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner

Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner

Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Mhatre Ravi · CIK 0001366050 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lightspeed Venture Partners VIII, L.P.

Disclosed balance after: 1,148,686

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Any holder's shares of Class B Common Stock will convert automatically into Class A Common Stock, on a one-to-one basis, upon any of the following: (i) sale or transfer of such share of Class B Common Stock; (ii) the death of a stockholder that is a natural person; or (iii) on the final conversion date, defined as the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 10% of the then outstanding Class A and Class B Common Stock; (b) the tenth anniversary of the Issuer's initial public offering; or (c) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F2 · kind: Once transferred and converted into Class A Common Stock, the Class B Common Stock may not be reissued.

F1 · price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Any holder's shares of Class B Common Stock will convert automatically into Class A Common Stock, on a one-to-one basis, upon any of the following: (i) sale or transfer of such share of Class B Common Stock; (ii) the death of a stockholder that is a natural person; or (iii) on the final conversion date, defined as the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 10% of the then outstanding Class A and Class B Common Stock; (b) the tenth anniversary of the Issuer's initial public offering; or (c) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F2 · price: Once transferred and converted into Class A Common Stock, the Class B Common Stock may not be reissued.

F3 · ownership.nature: Shares held by Lightspeed Venture Partners VIII, L.P. ("LVP VIII").

F4 · ownership.nature: Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

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May 15, 2018 Filed May 22, 2018 21:45 UTC Stitch Fix, Inc. SFIX · Entity 5637 ConversionClass B Common Stock · Derivative 1,148,686 $0.00 $0.00
Disclosure

SEC source: 0001104659-18-035197 · a4.xml · derivative · entry 9

LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner

Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner

Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Mhatre Ravi · CIK 0001366050 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 8,040,798

Underlying: Class A Common Stock · 1,148,686 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Any holder's shares of Class B Common Stock will convert automatically into Class A Common Stock, on a one-to-one basis, upon any of the following: (i) sale or transfer of such share of Class B Common Stock; (ii) the death of a stockholder that is a natural person; or (iii) on the final conversion date, defined as the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 10% of the then outstanding Class A and Class B Common Stock; (b) the tenth anniversary of the Issuer's initial public offering; or (c) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F2 · derivative.exercise_price: Once transferred and converted into Class A Common Stock, the Class B Common Stock may not be reissued.

F1 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Any holder's shares of Class B Common Stock will convert automatically into Class A Common Stock, on a one-to-one basis, upon any of the following: (i) sale or transfer of such share of Class B Common Stock; (ii) the death of a stockholder that is a natural person; or (iii) on the final conversion date, defined as the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 10% of the then outstanding Class A and Class B Common Stock; (b) the tenth anniversary of the Issuer's initial public offering; or (c) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F2 · kind: Once transferred and converted into Class A Common Stock, the Class B Common Stock may not be reissued.

F1 · derivative.exercise_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Any holder's shares of Class B Common Stock will convert automatically into Class A Common Stock, on a one-to-one basis, upon any of the following: (i) sale or transfer of such share of Class B Common Stock; (ii) the death of a stockholder that is a natural person; or (iii) on the final conversion date, defined as the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 10% of the then outstanding Class A and Class B Common Stock; (b) the tenth anniversary of the Issuer's initial public offering; or (c) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F2 · derivative.exercise_date: Once transferred and converted into Class A Common Stock, the Class B Common Stock may not be reissued.

F1 · derivative.expiration_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Any holder's shares of Class B Common Stock will convert automatically into Class A Common Stock, on a one-to-one basis, upon any of the following: (i) sale or transfer of such share of Class B Common Stock; (ii) the death of a stockholder that is a natural person; or (iii) on the final conversion date, defined as the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 10% of the then outstanding Class A and Class B Common Stock; (b) the tenth anniversary of the Issuer's initial public offering; or (c) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F2 · derivative.expiration_date: Once transferred and converted into Class A Common Stock, the Class B Common Stock may not be reissued.

F3 · ownership.direct: Shares held by Lightspeed Venture Partners VIII, L.P. ("LVP VIII").

F4 · ownership.direct: Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

F3 · ownership.nature: Shares held by Lightspeed Venture Partners VIII, L.P. ("LVP VIII").

F4 · ownership.nature: Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

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February 26, 2018 Filed Mar 2, 2018 17:32 UTC Tintri, Inc. TNTR · Entity 165007 OtherNote Purchase Agreement (obligations to purchase) · Derivative 4,275,000 $0.00 Strike: $7.00 $0.00
Disclosure

SEC source: 0001209191-18-015874 · doc4.xml · derivative · entry 1

LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner

Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner

Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Mhatre Ravi · CIK 0001366050 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 610,714 shares

Expires not disclosed

F1 · kind: As previously disclosed, LVP VIII and certain other parties are party to a Note Purchase Agreement, dated May 4, 2017 (as amended, the "Note Purchase Agreement"), pursuant to which Tintri, Inc. (the "Issuer") had the right to issue to LVP VIII and such other parties one or more subordinated convertible promissory notes (the "Notes"). On February 26, 2018, LVP VIII funded its respective amount under the Note Purchase Agreement and was issued a Note with a maturity date 540 days from the date of issuance. Pursuant to the terms of the Note Purchase Agreement, as the maturity date of such Note will occur prior to the date at which the Issuer would have been permitted to convert such amounts into Common Stock, such Note will not be convertible by the Issuer into Common Stock.

F2 · shares: Represents the maximum principal amount of the Note that the Issuer could issue to LVP VIII under the Note Purchase Agreement, which, under certain circumstances, the Issuer had the right to convert into shares of Common Stock at a price of $7.00 per share.

F1 · derivative.exercise_date: As previously disclosed, LVP VIII and certain other parties are party to a Note Purchase Agreement, dated May 4, 2017 (as amended, the "Note Purchase Agreement"), pursuant to which Tintri, Inc. (the "Issuer") had the right to issue to LVP VIII and such other parties one or more subordinated convertible promissory notes (the "Notes"). On February 26, 2018, LVP VIII funded its respective amount under the Note Purchase Agreement and was issued a Note with a maturity date 540 days from the date of issuance. Pursuant to the terms of the Note Purchase Agreement, as the maturity date of such Note will occur prior to the date at which the Issuer would have been permitted to convert such amounts into Common Stock, such Note will not be convertible by the Issuer into Common Stock.

F1 · derivative.expiration_date: As previously disclosed, LVP VIII and certain other parties are party to a Note Purchase Agreement, dated May 4, 2017 (as amended, the "Note Purchase Agreement"), pursuant to which Tintri, Inc. (the "Issuer") had the right to issue to LVP VIII and such other parties one or more subordinated convertible promissory notes (the "Notes"). On February 26, 2018, LVP VIII funded its respective amount under the Note Purchase Agreement and was issued a Note with a maturity date 540 days from the date of issuance. Pursuant to the terms of the Note Purchase Agreement, as the maturity date of such Note will occur prior to the date at which the Issuer would have been permitted to convert such amounts into Common Stock, such Note will not be convertible by the Issuer into Common Stock.

F1 · derivative.underlying_shares: As previously disclosed, LVP VIII and certain other parties are party to a Note Purchase Agreement, dated May 4, 2017 (as amended, the "Note Purchase Agreement"), pursuant to which Tintri, Inc. (the "Issuer") had the right to issue to LVP VIII and such other parties one or more subordinated convertible promissory notes (the "Notes"). On February 26, 2018, LVP VIII funded its respective amount under the Note Purchase Agreement and was issued a Note with a maturity date 540 days from the date of issuance. Pursuant to the terms of the Note Purchase Agreement, as the maturity date of such Note will occur prior to the date at which the Issuer would have been permitted to convert such amounts into Common Stock, such Note will not be convertible by the Issuer into Common Stock.

F3 · ownership.direct: Security is held by Lightspeed Venture Partners VIII, L.P. ("LVP VIII").

F4 · ownership.direct: Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P., which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Mr. Schaepe is a director of the Issuer and files separate reports.

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November 22, 2017 Filed Nov 22, 2017 08:01 UTC Stitch Fix, Inc. SFIX · Entity 5637 ConversionClass B Common Stock · Derivative 10,338,170 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-062236 · doc4.xml · derivative · entry 4

LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner

SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Mhatre Ravi · CIK 0001366050 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner

Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · see footnote

Disclosed balance after: 10,338,170

Underlying: Class A Common Stock · 10,338,170 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Any holder's shares of Class B Common Stock will convert automatically into Class A Common Stock, on a one-to-one basis, upon any of the following: (i) sale or transfer of such share of Class B Common Stock; (ii) the death of a stockholder that is a natural person; or (iii) on the final conversion date, defined as the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 10% of the then outstanding Class A and Class B Common Stock; (b) the tenth anniversary of the Issuer's initial public offering; or (c) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. Once transferred and converted into Class A Common Stock, the Class B Common Stock may not be reissued.

F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Any holder's shares of Class B Common Stock will convert automatically into Class A Common Stock, on a one-to-one basis, upon any of the following: (i) sale or transfer of such share of Class B Common Stock; (ii) the death of a stockholder that is a natural person; or (iii) on the final conversion date, defined as the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 10% of the then outstanding Class A and Class B Common Stock; (b) the tenth anniversary of the Issuer's initial public offering; or (c) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. Once transferred and converted into Class A Common Stock, the Class B Common Stock may not be reissued.

F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Any holder's shares of Class B Common Stock will convert automatically into Class A Common Stock, on a one-to-one basis, upon any of the following: (i) sale or transfer of such share of Class B Common Stock; (ii) the death of a stockholder that is a natural person; or (iii) on the final conversion date, defined as the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 10% of the then outstanding Class A and Class B Common Stock; (b) the tenth anniversary of the Issuer's initial public offering; or (c) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. Once transferred and converted into Class A Common Stock, the Class B Common Stock may not be reissued.

F2 · ownership.direct: Shares held by Lightspeed Venture Partners VIII, L.P. ("LVP VIII").

F3 · ownership.direct: Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P., which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

F2 · ownership.nature: Shares held by Lightspeed Venture Partners VIII, L.P. ("LVP VIII").

F3 · ownership.nature: Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P., which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

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November 22, 2017 Filed Nov 22, 2017 08:01 UTC Stitch Fix, Inc. SFIX · Entity 5637 ConversionSeries C Preferred Stock · Derivative 448,460 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-062236 · doc4.xml · derivative · entry 3

LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner

SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Mhatre Ravi · CIK 0001366050 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner

Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · see footnote

Disclosed balance after: 0

Underlying: Class B Common Stock · 448,460 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The Series C Preferred Stock automatically converted into shares of Class B Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The Series C Preferred Stock had no expiration date.

F5 · derivative.exercise_date: The Series C Preferred Stock automatically converted into shares of Class B Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The Series C Preferred Stock had no expiration date.

F5 · derivative.expiration_date: The Series C Preferred Stock automatically converted into shares of Class B Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The Series C Preferred Stock had no expiration date.

F2 · ownership.direct: Shares held by Lightspeed Venture Partners VIII, L.P. ("LVP VIII").

F3 · ownership.direct: Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P., which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

F2 · ownership.nature: Shares held by Lightspeed Venture Partners VIII, L.P. ("LVP VIII").

F3 · ownership.nature: Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P., which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

Read SEC document
November 22, 2017 Filed Nov 22, 2017 08:01 UTC Stitch Fix, Inc. SFIX · Entity 5637 ConversionSeries A-1 Preferred Stock · Derivative 1,554,230 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-062236 · doc4.xml · derivative · entry 2

LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner

SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Mhatre Ravi · CIK 0001366050 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner

Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · see footnote

Disclosed balance after: 0

Underlying: Class B Common Stock · 1,554,230 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The Series A-1 Preferred Stock automatically converted into shares of Class B Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The Series A-1 Preferred Stock had no expiration date.

F4 · derivative.exercise_date: The Series A-1 Preferred Stock automatically converted into shares of Class B Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The Series A-1 Preferred Stock had no expiration date.

F4 · derivative.expiration_date: The Series A-1 Preferred Stock automatically converted into shares of Class B Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The Series A-1 Preferred Stock had no expiration date.

F2 · ownership.direct: Shares held by Lightspeed Venture Partners VIII, L.P. ("LVP VIII").

F3 · ownership.direct: Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P., which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

F2 · ownership.nature: Shares held by Lightspeed Venture Partners VIII, L.P. ("LVP VIII").

F3 · ownership.nature: Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P., which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

Read SEC document
November 22, 2017 Filed Nov 22, 2017 08:01 UTC Stitch Fix, Inc. SFIX · Entity 5637 ConversionSeries A Preferred Stock · Derivative 8,335,480 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-062236 · doc4.xml · derivative · entry 1

LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner

SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Mhatre Ravi · CIK 0001366050 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner

Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · see footnote

Disclosed balance after: 0

Underlying: Class B Common Stock · 8,335,480 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A Preferred Stock automatically converted into shares of Class B Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock had no expiration date.

F1 · derivative.exercise_date: The Series A Preferred Stock automatically converted into shares of Class B Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock had no expiration date.

F1 · derivative.expiration_date: The Series A Preferred Stock automatically converted into shares of Class B Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock had no expiration date.

F2 · ownership.direct: Shares held by Lightspeed Venture Partners VIII, L.P. ("LVP VIII").

F3 · ownership.direct: Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P., which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

F2 · ownership.nature: Shares held by Lightspeed Venture Partners VIII, L.P. ("LVP VIII").

F3 · ownership.nature: Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P., which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

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July 06, 2017 Filed Jul 10, 2017 19:12 UTC Tintri, Inc. TNTR · Entity 165007 OtherNote Purchase Agreement (obligation to purchase) · Derivative Not disclosed $0.00 Strike: $7.00 $4,275,000.00
Disclosure

SEC source: 0001209191-17-044689 · doc4.xml · derivative · entry 15

LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner

Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner

Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Mhatre Ravi · CIK 0001366050 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 610,714

Underlying: Common Stock · 610,714 shares

Expires not disclosed

F9 · derivative.exercise_date: At any time on or after December 1, 2019, upon the election of the Issuer pursuant to the approval of a majority of the members of the Issuer's board of directors and subject to the terms and conditions of any outstanding Note(s), any outstanding principal amount of the Note(s) and all accrued and unpaid interest on the Note(s) shall automatically convert into fully paid and nonassessable shares of common stock at the initial public offering price of $7.00 per share.

F10 · derivative.expiration_date: The Issuer's right to draw funds under the Note Purchase Agreement and to cause any resulting Note(s) to convert into common stock will expire on December 1, 2019. All unpaid principal, together with any then unpaid and accrued interest and other amounts payable under the Note, shall be due and payable on the earlier of (i) 540 days from the date of issuance of such Note(s), or (ii) when, upon the occurrence and during the continuance of an Event of Default (as defined in such Note(s)), such amounts are declared due and payable by Reporting Person or made automatically due and payable, in each case, in accordance with the terms of such Note(s).

F11 · ownership.direct: See Exhibit 99.1

Read SEC document
July 06, 2017 Filed Jul 10, 2017 19:12 UTC Tintri, Inc. TNTR · Entity 165007 ConversionSeries F-2 Preferred Stock · Derivative 113,533 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-044689 · doc4.xml · derivative · entry 14

LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner

Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner

Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Mhatre Ravi · CIK 0001366050 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 190,978 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: The Series F-2 Preferred Stock automatically converted into shares of Common Stock on a 1.68214-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The Series F-2 Preferred Stock had no an expiration date.

F8 · derivative.exercise_date: The Series F-2 Preferred Stock automatically converted into shares of Common Stock on a 1.68214-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The Series F-2 Preferred Stock had no an expiration date.

F8 · derivative.expiration_date: The Series F-2 Preferred Stock automatically converted into shares of Common Stock on a 1.68214-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The Series F-2 Preferred Stock had no an expiration date.

F2 · ownership.direct: Shares held by Lightspeed Venture Partners VIII, L.P. ("LVP VIII").

F3 · ownership.direct: Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P., which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

Read SEC document
July 06, 2017 Filed Jul 10, 2017 19:12 UTC Tintri, Inc. TNTR · Entity 165007 ConversionSeries E-1 Preferred Stock · Derivative 83,333 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-044689 · doc4.xml · derivative · entry 13

LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner

Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner

Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Mhatre Ravi · CIK 0001366050 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 140,177 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: The Series E-1 Preferred Stock automatically converted into shares of Common Stock on a 1.68214-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The Series E-1 Preferred Stock had no expiration date.

F7 · derivative.exercise_date: The Series E-1 Preferred Stock automatically converted into shares of Common Stock on a 1.68214-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The Series E-1 Preferred Stock had no expiration date.

F7 · derivative.expiration_date: The Series E-1 Preferred Stock automatically converted into shares of Common Stock on a 1.68214-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The Series E-1 Preferred Stock had no expiration date.

F2 · ownership.direct: Shares held by Lightspeed Venture Partners VIII, L.P. ("LVP VIII").

F3 · ownership.direct: Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P., which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

Read SEC document
July 06, 2017 Filed Jul 10, 2017 19:12 UTC Tintri, Inc. TNTR · Entity 165007 ConversionSeries E-2 Preferred Stock · Derivative 208,331 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-044689 · doc4.xml · derivative · entry 12

LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner

Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner

Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Mhatre Ravi · CIK 0001366050 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 350,441 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The Series E-2 Preferred Stock automatically converted into shares of Common Stock on a 1.68214-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The Series E-2 Preferred Stock had no expiration date.

F6 · derivative.exercise_date: The Series E-2 Preferred Stock automatically converted into shares of Common Stock on a 1.68214-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The Series E-2 Preferred Stock had no expiration date.

F6 · derivative.expiration_date: The Series E-2 Preferred Stock automatically converted into shares of Common Stock on a 1.68214-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The Series E-2 Preferred Stock had no expiration date.

F2 · ownership.direct: Shares held by Lightspeed Venture Partners VIII, L.P. ("LVP VIII").

F3 · ownership.direct: Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P., which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

Read SEC document
July 06, 2017 Filed Jul 10, 2017 19:12 UTC Tintri, Inc. TNTR · Entity 165007 ConversionSeries D Preferred Stock · Derivative 217,477 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-044689 · doc4.xml · derivative · entry 11

LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner

Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner

Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Mhatre Ravi · CIK 0001366050 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 217,477 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The Series D Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series D Preferred Stock had no expiration date.

F5 · derivative.exercise_date: The Series D Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series D Preferred Stock had no expiration date.

F5 · derivative.expiration_date: The Series D Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series D Preferred Stock had no expiration date.

F2 · ownership.direct: Shares held by Lightspeed Venture Partners VIII, L.P. ("LVP VIII").

F3 · ownership.direct: Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P., which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

Read SEC document
July 06, 2017 Filed Jul 10, 2017 19:12 UTC Tintri, Inc. TNTR · Entity 165007 ConversionSeries C Preferred Stock · Derivative 580,800 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-044689 · doc4.xml · derivative · entry 10

LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner

Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner

Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Mhatre Ravi · CIK 0001366050 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 580,800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The Series C Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series C Preferred Stock had no expiration date.

F4 · derivative.exercise_date: The Series C Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series C Preferred Stock had no expiration date.

F4 · derivative.expiration_date: The Series C Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series C Preferred Stock had no expiration date.

F2 · ownership.direct: Shares held by Lightspeed Venture Partners VIII, L.P. ("LVP VIII").

F3 · ownership.direct: Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P., which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

Read SEC document
July 06, 2017 Filed Jul 10, 2017 19:12 UTC Tintri, Inc. TNTR · Entity 165007 ConversionSeries B Preferred Stock · Derivative 1,306,484 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-044689 · doc4.xml · derivative · entry 9

LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner

Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner

Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Mhatre Ravi · CIK 0001366050 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,306,484 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series B Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series B Preferred Stock had no expiration date.

F1 · derivative.exercise_date: The Series B Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series B Preferred Stock had no expiration date.

F1 · derivative.expiration_date: The Series B Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series B Preferred Stock had no expiration date.

F2 · ownership.direct: Shares held by Lightspeed Venture Partners VIII, L.P. ("LVP VIII").

F3 · ownership.direct: Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P., which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

Read SEC document
July 06, 2017 Filed Jul 10, 2017 19:12 UTC Tintri, Inc. TNTR · Entity 165007 PurchaseCommon Stock 597,858 $7.00 $4,185,006.00
Disclosure

SEC source: 0001209191-17-044689 · doc4.xml · nonDerivative · entry 7

LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner

Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner

Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Mhatre Ravi · CIK 0001366050 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,384,215

F2 · ownership.direct: Shares held by Lightspeed Venture Partners VIII, L.P. ("LVP VIII").

F3 · ownership.direct: Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P., which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

Read SEC document
July 06, 2017 Filed Jul 10, 2017 19:12 UTC Tintri, Inc. TNTR · Entity 165007 ConversionCommon Stock 190,978 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-044689 · doc4.xml · nonDerivative · entry 6

LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner

Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner

Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Mhatre Ravi · CIK 0001366050 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,786,357

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · price: The Series F-2 Preferred Stock automatically converted into shares of Common Stock on a 1.68214-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The Series F-2 Preferred Stock had no an expiration date.

F2 · ownership.direct: Shares held by Lightspeed Venture Partners VIII, L.P. ("LVP VIII").

F3 · ownership.direct: Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P., which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

Read SEC document
July 06, 2017 Filed Jul 10, 2017 19:12 UTC Tintri, Inc. TNTR · Entity 165007 ConversionCommon Stock 140,177 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-044689 · doc4.xml · nonDerivative · entry 5

LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner

Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner

Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Mhatre Ravi · CIK 0001366050 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,595,379

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · price: The Series E-1 Preferred Stock automatically converted into shares of Common Stock on a 1.68214-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The Series E-1 Preferred Stock had no expiration date.

F2 · ownership.direct: Shares held by Lightspeed Venture Partners VIII, L.P. ("LVP VIII").

F3 · ownership.direct: Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P., which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

Read SEC document
July 06, 2017 Filed Jul 10, 2017 19:12 UTC Tintri, Inc. TNTR · Entity 165007 ConversionCommon Stock 350,441 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-044689 · doc4.xml · nonDerivative · entry 4

LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner

Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner

Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Mhatre Ravi · CIK 0001366050 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,455,202

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: The Series E-2 Preferred Stock automatically converted into shares of Common Stock on a 1.68214-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The Series E-2 Preferred Stock had no expiration date.

F2 · ownership.direct: Shares held by Lightspeed Venture Partners VIII, L.P. ("LVP VIII").

F3 · ownership.direct: Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P., which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

Read SEC document
July 06, 2017 Filed Jul 10, 2017 19:12 UTC Tintri, Inc. TNTR · Entity 165007 ConversionCommon Stock 217,477 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-044689 · doc4.xml · nonDerivative · entry 3

LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner

Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner

Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Mhatre Ravi · CIK 0001366050 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,104,761

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: The Series D Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series D Preferred Stock had no expiration date.

F2 · ownership.direct: Shares held by Lightspeed Venture Partners VIII, L.P. ("LVP VIII").

F3 · ownership.direct: Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P., which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

Read SEC document
July 06, 2017 Filed Jul 10, 2017 19:12 UTC Tintri, Inc. TNTR · Entity 165007 ConversionCommon Stock 580,800 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-044689 · doc4.xml · nonDerivative · entry 2

LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner

Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner

Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Mhatre Ravi · CIK 0001366050 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,887,284

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: The Series C Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series C Preferred Stock had no expiration date.

F2 · ownership.direct: Shares held by Lightspeed Venture Partners VIII, L.P. ("LVP VIII").

F3 · ownership.direct: Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P., which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

Read SEC document
July 06, 2017 Filed Jul 10, 2017 19:12 UTC Tintri, Inc. TNTR · Entity 165007 ConversionCommon Stock 1,306,484 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-044689 · doc4.xml · nonDerivative · entry 1

LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner

Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner

Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Mhatre Ravi · CIK 0001366050 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,306,484

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Series B Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series B Preferred Stock had no expiration date.

F2 · ownership.direct: Shares held by Lightspeed Venture Partners VIII, L.P. ("LVP VIII").

F3 · ownership.direct: Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P., which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

Read SEC document
June 08, 2017 Filed Jun 9, 2017 20:15 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 113,227 $17.75 $2,010,096.29
Disclosure

SEC source: 0001104659-17-038507 · a4.xml · nonDerivative · entry 7

LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner

Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner

Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Eggers Investments LP - Fund 1

Disclosed balance after: 0

F9 · price: These sales were executed in multiple trades at prices ranging from $17.50 to $18.23. The price reported above reflects the weighted average sale price. Mr. Eggers hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

F6 · ownership.nature: The shares are held of record by Eggers Investments LP - Fund I. Barry Eggers serves as trustee of the general partner of such entity.

Read SEC document
June 07, 2017 Filed Jun 9, 2017 20:15 UTC Nutanix, Inc. NTNX · Entity 3296 OtherClass A Common Stock 113,227 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-038507 · a4.xml · nonDerivative · entry 6

LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner

Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner

Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Schaepe-Chiu Investments I LP - Fund 1

Disclosed balance after: 152,075

F5 · kind: Represents in-kind distribution by LGP VIII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).

F5 · price: Represents in-kind distribution by LGP VIII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).

F8 · ownership.nature: The shares are held of record by Schaepe-Chiu Investments I LP - Fund 1. Christopher J. Schaepe serves as co-trustee of the general partner of such entity.

Read SEC document
June 07, 2017 Filed Jun 9, 2017 20:15 UTC Nutanix, Inc. NTNX · Entity 3296 OtherClass A Common Stock 113,227 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-038507 · a4.xml · nonDerivative · entry 5

LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner

Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner

Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Nieh Family Investments LP - Fund 1

Disclosed balance after: 113,227

F5 · kind: Represents in-kind distribution by LGP VIII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).

F5 · price: Represents in-kind distribution by LGP VIII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).

F7 · ownership.nature: The shares are held of record by Nieh Family Investments LP - Fund I. Peter Nieh serves as co-trustee of the general partner of such entity.

Read SEC document
June 07, 2017 Filed Jun 9, 2017 20:15 UTC Nutanix, Inc. NTNX · Entity 3296 OtherClass A Common Stock 113,227 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-038507 · a4.xml · nonDerivative · entry 4

LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner

Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner

Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Eggers Investments LP - Fund 1

Disclosed balance after: 113,227

F5 · kind: Represents in-kind distribution by LGP VIII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).

F5 · price: Represents in-kind distribution by LGP VIII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).

F6 · ownership.nature: The shares are held of record by Eggers Investments LP - Fund I. Barry Eggers serves as trustee of the general partner of such entity.

Read SEC document
June 07, 2017 Filed Jun 9, 2017 20:15 UTC Nutanix, Inc. NTNX · Entity 3296 OtherClass A Common Stock 875,054 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-038507 · a4.xml · nonDerivative · entry 3

LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner

Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner

Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lightspeed General Partner VIII, L.P.

Disclosed balance after: 0

F5 · kind: Represents in-kind distribution by LGP VIII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).

F5 · price: Represents in-kind distribution by LGP VIII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).

F2 · ownership.nature: Lightspeed Ultimate General Partner VIII, Ltd. is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which is the sole general partner of Lightspeed VIII. The individual directors of Lightspeed Ultimate General Partner VIII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim beneficial ownership of the shares except to the extent of their pecuniary interest therein.

F4 · ownership.nature: The shares are held of record by LGP VIII.

Read SEC document
June 07, 2017 Filed Jun 9, 2017 20:15 UTC Nutanix, Inc. NTNX · Entity 3296 OtherClass A Common Stock 875,054 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-038507 · a4.xml · nonDerivative · entry 2

LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner

Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner

Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lightspeed General Partner VIII, L.P.

Disclosed balance after: 875,054

F1 · kind: Represents in-kind distribution by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII") without consideration to its partners (including LGP VIII, the general partner of Lightspeed VIII).

F1 · price: Represents in-kind distribution by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII") without consideration to its partners (including LGP VIII, the general partner of Lightspeed VIII).

F2 · ownership.nature: Lightspeed Ultimate General Partner VIII, Ltd. is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which is the sole general partner of Lightspeed VIII. The individual directors of Lightspeed Ultimate General Partner VIII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim beneficial ownership of the shares except to the extent of their pecuniary interest therein.

F4 · ownership.nature: The shares are held of record by LGP VIII.

Read SEC document
June 07, 2017 Filed Jun 9, 2017 20:15 UTC Nutanix, Inc. NTNX · Entity 3296 OtherClass A Common Stock 3,759,643 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-038507 · a4.xml · nonDerivative · entry 1

LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner

Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner

Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lightspeed Venture Partners VIII, L.P.

Disclosed balance after: 0

F1 · kind: Represents in-kind distribution by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII") without consideration to its partners (including LGP VIII, the general partner of Lightspeed VIII).

F1 · price: Represents in-kind distribution by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII") without consideration to its partners (including LGP VIII, the general partner of Lightspeed VIII).

F2 · ownership.nature: Lightspeed Ultimate General Partner VIII, Ltd. is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which is the sole general partner of Lightspeed VIII. The individual directors of Lightspeed Ultimate General Partner VIII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim beneficial ownership of the shares except to the extent of their pecuniary interest therein.

F3 · ownership.nature: The shares are held of record by Lightspeed VIII.

Read SEC document
June 01, 2017 Filed Jul 10, 2017 19:12 UTC Tintri, Inc. TNTR · Entity 165007 GrantStock Purchase Warrant (right to buy) · Derivative 516,137 $0.00 Strike: $16.44 $0.00
Disclosure

SEC source: 0001209191-17-044689 · doc4.xml · derivative · entry 8

LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner

Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner

Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

Mhatre Ravi · CIK 0001366050 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 516,137

Underlying: Common Stock · 516,137 shares

Expires 2027-06-01

F2 · ownership.direct: Shares held by Lightspeed Venture Partners VIII, L.P. ("LVP VIII").

F3 · ownership.direct: Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P., which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

Read SEC document
May 31, 2017 Filed Jun 1, 2017 20:55 UTC Nutanix, Inc. NTNX · Entity 3296 ConversionClass B Common Stock · Derivative 190,363 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-037046 · a4.xml · derivative · entry 14

LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner

Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner

Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner

Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner

Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner

Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lightspeed Venture Partners Select, L.P.

Disclosed balance after: 0

Underlying: Class A Common Stock · 190,363 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F11 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F11 · price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F11 · derivative.exercise_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F11 · derivative.expiration_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F14 · ownership.nature: Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Christopher J. Schaepe, Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and John Vrionis. Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.

F15 · ownership.nature: The shares are held of record by Lightspeed Select.

Read SEC document
May 31, 2017 Filed Jun 1, 2017 20:55 UTC Nutanix, Inc. NTNX · Entity 3296 ConversionClass B Common Stock · Derivative 3,007,715 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-037046 · a4.xml · derivative · entry 13

LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner

Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner

Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner

Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner

Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner

Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lightspeed Venture Partners VIII, L.P.

Disclosed balance after: 11,441,783

Underlying: Class A Common Stock · 3,007,715 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F11 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F11 · price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F11 · derivative.exercise_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F11 · derivative.expiration_date: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F12 · ownership.nature: Lightspeed Ultimate General Partner VIII, Ltd. is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which is the sole general partner of Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). The individual directors of Lightspeed Ultimate General Partner VIII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.

F13 · ownership.nature: The shares are held of record by Lightspeed VIII.

Read SEC document
May 31, 2017 Filed Jun 1, 2017 20:55 UTC Nutanix, Inc. NTNX · Entity 3296 ConversionClass A Common Stock 190,363 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-037046 · a4.xml · nonDerivative · entry 11

LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner

Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner

Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner

Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner

Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner

Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lightspeed Venture Partners Select, L.P.

Disclosed balance after: 190,363

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F11 · price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F14 · ownership.nature: Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Christopher J. Schaepe, Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and John Vrionis. Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.

F15 · ownership.nature: The shares are held of record by Lightspeed Select.

Read SEC document
May 31, 2017 Filed Jun 1, 2017 20:55 UTC Nutanix, Inc. NTNX · Entity 3296 ConversionClass A Common Stock 3,007,715 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-037046 · a4.xml · nonDerivative · entry 10

LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner

Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner

Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner

Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner

Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner

Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lightspeed Venture Partners VIII, L.P.

Disclosed balance after: 3,759,643

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F11 · price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F12 · ownership.nature: Lightspeed Ultimate General Partner VIII, Ltd. is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which is the sole general partner of Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). The individual directors of Lightspeed Ultimate General Partner VIII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.

F13 · ownership.nature: The shares are held of record by Lightspeed VIII.

Read SEC document
May 31, 2017 Filed Jun 1, 2017 20:55 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 50,698 $18.78 $952,351.79
Disclosure

SEC source: 0001104659-17-037046 · a4.xml · nonDerivative · entry 8

LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner

Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner

Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner

Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner

Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner

Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Barry Eggers Revocable Trust dtd 6/4/2008

Disclosed balance after: 0

F9 · price: These sales were executed in multiple trades at prices ranging from $18.75 to $18.86. The price reported above reflects the weighted average sale price. Mr. Eggers hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

F6 · ownership.nature: The shares are held of record by Barry Eggers Revocable Trust dtd 6/4/2008, for which Barry Eggers serves as trustee.

Read SEC document
May 30, 2017 Filed Jun 1, 2017 20:55 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 25,000 $18.41 $460,302.50
Disclosure

SEC source: 0001104659-17-037046 · a4.xml · nonDerivative · entry 9

LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner

Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner

Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner

Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner

Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner

Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Schaepe-Chiu Living Trust Dated 11/5/1997

Disclosed balance after: 213,955

F10 · price: These sales were executed in multiple trades at prices ranging from $18.26 to $18.465. The price reported above reflects the weighted average sale price. Mr. Schaepe hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

F7 · ownership.nature: The shares are held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee.

Read SEC document
May 30, 2017 Filed Jun 1, 2017 20:55 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 139,657 $19.02 $2,656,415.80
Disclosure

SEC source: 0001104659-17-037046 · a4.xml · nonDerivative · entry 7

LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner

Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner

Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner

Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner

Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner

Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Barry Eggers Revocable Trust dtd 6/4/2008

Disclosed balance after: 50,698

F8 · price: These sales were executed in multiple trades at prices ranging from $18.75 to $19.72. The price reported above reflects the weighted average sale price. Mr. Eggers hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

F6 · ownership.nature: The shares are held of record by Barry Eggers Revocable Trust dtd 6/4/2008, for which Barry Eggers serves as trustee.

Read SEC document
May 30, 2017 Filed Jun 1, 2017 20:55 UTC Nutanix, Inc. NTNX · Entity 3296 OtherClass A Common Stock 174,008 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-037046 · a4.xml · nonDerivative · entry 6

LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner

Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner

Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner

Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner

Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner

Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Schaepe-Chiu Living Trust Dated 11/5/1997

Disclosed balance after: 238,955

F5 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).

F5 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).

F7 · ownership.nature: The shares are held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee.

Read SEC document
May 30, 2017 Filed Jun 1, 2017 20:55 UTC Nutanix, Inc. NTNX · Entity 3296 OtherClass A Common Stock 174,008 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-037046 · a4.xml · nonDerivative · entry 5

LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner

Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner

Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner

Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner

Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner

Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Barry Eggers Revocable Trust dtd 6/4/2008

Disclosed balance after: 190,355

F5 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).

F5 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).

F6 · ownership.nature: The shares are held of record by Barry Eggers Revocable Trust dtd 6/4/2008, for which Barry Eggers serves as trustee.

Read SEC document
May 30, 2017 Filed Jun 1, 2017 20:55 UTC Nutanix, Inc. NTNX · Entity 3296 OtherClass A Common Stock 174,008 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-037046 · a4.xml · nonDerivative · entry 4

LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner

Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner

Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner

Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner

Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner

Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,777

F5 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).

F5 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).

F17 · ownership.direct: The shares are held of record by Peter Nieh.

Read SEC document
May 30, 2017 Filed Jun 1, 2017 20:55 UTC Nutanix, Inc. NTNX · Entity 3296 OtherClass A Common Stock 1,192,558 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-037046 · a4.xml · nonDerivative · entry 3

LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner

Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner

Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner

Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner

Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner

Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lightspeed General Partner VII, L.P.

Disclosed balance after: 0

F5 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).

F5 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).

F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed VII. The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.

F4 · ownership.nature: The shares are held of record by LGP VII.

Read SEC document
May 30, 2017 Filed Jun 1, 2017 20:55 UTC Nutanix, Inc. NTNX · Entity 3296 OtherClass A Common Stock 1,192,558 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-037046 · a4.xml · nonDerivative · entry 2

LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner

Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner

Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner

Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner

Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner

Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lightspeed General Partner VII, L.P.

Disclosed balance after: 1,192,558

F1 · kind: Represents in-kind distribution by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII") without consideration to its partners (including LGP VII, the general partner of Lightspeed VII).

F1 · price: Represents in-kind distribution by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII") without consideration to its partners (including LGP VII, the general partner of Lightspeed VII).

F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed VII. The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.

F4 · ownership.nature: The shares are held of record by LGP VII.

Read SEC document
May 30, 2017 Filed Jun 1, 2017 20:55 UTC Nutanix, Inc. NTNX · Entity 3296 OtherClass A Common Stock 4,631,331 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-037046 · a4.xml · nonDerivative · entry 1

LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner

Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner

Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner

Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner

Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner

Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lightspeed Venture Partners VII, L.P.

Disclosed balance after: 0

F1 · kind: Represents in-kind distribution by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII") without consideration to its partners (including LGP VII, the general partner of Lightspeed VII).

F1 · price: Represents in-kind distribution by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII") without consideration to its partners (including LGP VII, the general partner of Lightspeed VII).

F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed VII. The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.

F3 · ownership.nature: The shares are held of record by Lightspeed VII.

Read SEC document
April 06, 2017 Filed Apr 7, 2017 18:30 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 29,590 $18.10 $535,581.96
Disclosure

SEC source: 0001104659-17-022319 · a4.xml · nonDerivative · entry 9

LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner

Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner

Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner

Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner

Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner

Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Nieh Family Investments I LP - Fund 1

Disclosed balance after: 0

F9 · price: These sales were executed in multiple trades at prices ranging from $17.85 to $18.26. The price reported above reflects the weighted average sale price. Mr. Nieh hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

F8 · ownership.nature: The shares are held of record by Nieh Family Investments LP - Fund 1. Peter Nieh serves as co-trustee of the general partner of such entity.

Read SEC document
April 06, 2017 Filed Apr 7, 2017 18:30 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 55,410 $18.10 $1,002,926.54
Disclosure

SEC source: 0001104659-17-022319 · a4.xml · nonDerivative · entry 8

LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner

Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner

Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner

Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner

Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner

Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,769

F9 · price: These sales were executed in multiple trades at prices ranging from $17.85 to $18.26. The price reported above reflects the weighted average sale price. Mr. Nieh hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

F15 · ownership.direct: The shares are held of record by Peter Nieh.

Read SEC document
April 05, 2017 Filed Apr 7, 2017 18:30 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 46,271 $17.51 $810,172.82
Disclosure

SEC source: 0001104659-17-022319 · a4.xml · nonDerivative · entry 7

LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner

Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner

Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner

Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner

Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner

Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Nieh Family Investments I LP - Fund 1

Disclosed balance after: 29,590

F7 · price: These sales were executed in multiple trades at prices ranging from $17.24 to $17.87. The price reported above reflects the weighted average sale price. Mr. Nieh hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

F8 · ownership.nature: The shares are held of record by Nieh Family Investments LP - Fund 1. Peter Nieh serves as co-trustee of the general partner of such entity.

Read SEC document
April 05, 2017 Filed Apr 7, 2017 18:30 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 14,723 $17.51 $257,789.42
Disclosure

SEC source: 0001104659-17-022319 · a4.xml · nonDerivative · entry 6

LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner

Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner

Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner

Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner

Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner

Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,179

F7 · price: These sales were executed in multiple trades at prices ranging from $17.24 to $17.87. The price reported above reflects the weighted average sale price. Mr. Nieh hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

F15 · ownership.direct: The shares are held of record by Peter Nieh.

Read SEC document
April 05, 2017 Filed Apr 7, 2017 18:30 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 50,000 $17.66 $883,035.00
Disclosure

SEC source: 0001104659-17-022319 · a4.xml · nonDerivative · entry 5

LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner

Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner

Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner

Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner

Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner

Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Schaepe-Chiu Living Trust Dated 11/5/1997

Disclosed balance after: 64,947

F6 · price: These sales were executed in multiple trades at prices ranging from $17.68 to $17.99. The price reported above reflects the weighted average sale price. Mr. Schaepe hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

F5 · ownership.nature: The shares are held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee.

Read SEC document
April 05, 2017 Filed Apr 7, 2017 18:30 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 50,000 $17.50 $874,890.00
Disclosure

SEC source: 0001104659-17-022319 · a4.xml · nonDerivative · entry 4

LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner

Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner

Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner

Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner

Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner

Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Schaepe-Chiu Living Trust Dated 11/5/1997

Disclosed balance after: 114,947

F4 · price: These sales were executed in multiple trades at prices ranging from $17.27 to $17.73. The price reported above reflects the weighted average sale price. Mr. Schaepe hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

F5 · ownership.nature: The shares are held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.