Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERIPRISE FINANCIAL INCAMP · Entity 3035 | Director | October 26, 2017 | November 13, 2017 |
| AVALONBAY COMMUNITIES INCAVB · Entity 23068 | Director | May 19, 2020 | May 21, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERIPRISE FINANCIAL INC
Report date October 26, 2017 · Filed November 13, 2017 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock (Retainer Deferral)SEC Table II · derivative / convertible security | Direct | 1,232.4926 |
Reported balance
After 2017-10-27 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2017-10-27 · Grant · Acquired 112.844 · Balance 1,232.4926 F1: The original Form 4 filed on October 30, 2017, omitted a Table II transaction that occurred on October 27, 2017. F2: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F3: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: The original Form 4 filed on October 30, 2017, omitted a Table II transaction that occurred on October 27, 2017.
F2: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
F3: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.
AVALONBAY COMMUNITIES INC
Report date May 19, 2020 · Filed May 21, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $.01 per shareSEC Table I · non-derivative | Direct | 17,752.378 |
Reported balance
After 2020-05-19 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-05-19 · Grant · Acquired 1,099 · Balance 17,752.378 F1: Reflects grant of shares of Restricted Stock under the issuer's Second Amended and Restated 2009 Equity Incentive Plan, which are subject to vesting requirements. F2: The amount of securities owned following the reported transaction reflects direct ownership of all shares of common stock, some of which may be subject to vesting requirements. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects grant of shares of Restricted Stock under the issuer's Second Amended and Restated 2009 Equity Incentive Plan, which are subject to vesting requirements.
F2: The amount of securities owned following the reported transaction reflects direct ownership of all shares of common stock, some of which may be subject to vesting requirements.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BANK OF AMERICA CORP /DE/
Report date March 31, 2005 · Filed April 04, 2005
Section 16 reporting ended · disclosed 2005-04-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 571,852 |
Ending reported balance
After 2005-03-31 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2005-03-31 · Exercise / conversion · Acquired 85,558 · Balance 553,347 Row 2 · 2005-03-31 · Exercise / conversion · Acquired 90,832 · Balance 644,179 Row 3 · 2005-03-31 · Tax withholding · Disposed 35,721 · Balance 608,458 F1: Disposition of shares to the issuer to satisfy the tax withholding obligation associated with the vesting of restricted stock whi ch is exempt under Rule 16b-3(e). Row 4 · 2005-03-31 · Tax withholding · Disposed 36,606 · Balance 571,852 F1: Disposition of shares to the issuer to satisfy the tax withholding obligation associated with the vesting of restricted stock whi ch is exempt under Rule 16b-3(e). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $40.74 · Expires 2007-04-01 | Direct | 0 |
Reported balance
After 2005-03-31 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2005-03-31 · Exercise / conversion · Disposed 90,832 · Balance 0 F2: These restricted stock units vested upon the reporting person's retirement from the Corporation. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $40.52 · Expires 2007-02-17 | Direct | 0 |
Reported balance
After 2005-03-31 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2005-03-31 · Exercise / conversion · Disposed 85,558 · Balance 0 F2: These restricted stock units vested upon the reporting person's retirement from the Corporation. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposition of shares to the issuer to satisfy the tax withholding obligation associated with the vesting of restricted stock whi ch is exempt under Rule 16b-3(e).
F2: These restricted stock units vested upon the reporting person's retirement from the Corporation.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2004 Filed Apr 5, 2004 11:57 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantOption, Right to Buy · Derivative | 97,178 | $66.68 Strike: $66.68 | $6,479,829.04 |
DisclosureSEC source: 0000070858-04-000237 · doc4.xml · derivative · entry 14 SARLES H JAY · CIK 0001195078 · Vice Chm and Spl Advsr to CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,178 Underlying: Common Stock · 97,178 shares Expires 2009-10-18 F6 · kind: Received in exchange for options to acquire FleetBoston Financial (FleetBoston) at an exchange ratio of .5553 of a share of Bank of America common stock for each share of FleetBoston common stock subject to such option in connection withthe merger of Fleetboston into Bank of America on April 1, 2004. The exercise price per share of Bank of America stock issuable upon exercise of these options is equal to the exercise price per share of FleetBoston common stock at which such FleetBoston option was exercisable immediately prior to the effective time of the merger divided by .5553. The closing price of FleetBoston common stock on the last day prior to the effective time of the merger was $44.90 per share. F7 · derivative.exercise_date: This option fully vested on the effective date of the merger of FleetBoston Financial into Bank of America Corporation. Read SEC document |
| April 01, 2004 Filed Apr 5, 2004 11:57 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantOption, Right to Buy · Derivative | 88,848 | $70.34 Strike: $70.34 | $6,249,568.32 |
DisclosureSEC source: 0000070858-04-000237 · doc4.xml · derivative · entry 13 SARLES H JAY · CIK 0001195078 · Vice Chm and Spl Advsr to CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,848 Underlying: Common Stock · 88,848 shares Expires 2008-10-20 F6 · kind: Received in exchange for options to acquire FleetBoston Financial (FleetBoston) at an exchange ratio of .5553 of a share of Bank of America common stock for each share of FleetBoston common stock subject to such option in connection withthe merger of Fleetboston into Bank of America on April 1, 2004. The exercise price per share of Bank of America stock issuable upon exercise of these options is equal to the exercise price per share of FleetBoston common stock at which such FleetBoston option was exercisable immediately prior to the effective time of the merger divided by .5553. The closing price of FleetBoston common stock on the last day prior to the effective time of the merger was $44.90 per share. F7 · derivative.exercise_date: This option fully vested on the effective date of the merger of FleetBoston Financial into Bank of America Corporation. Read SEC document |
| April 01, 2004 Filed Apr 5, 2004 11:57 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantOption, Right to Buy · Derivative | 49,977 | $59.27 Strike: $59.27 | $2,962,136.79 |
DisclosureSEC source: 0000070858-04-000237 · doc4.xml · derivative · entry 12 SARLES H JAY · CIK 0001195078 · Vice Chm and Spl Advsr to CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,977 Underlying: Common Stock · 49,977 shares Expires 2007-10-14 F6 · kind: Received in exchange for options to acquire FleetBoston Financial (FleetBoston) at an exchange ratio of .5553 of a share of Bank of America common stock for each share of FleetBoston common stock subject to such option in connection withthe merger of Fleetboston into Bank of America on April 1, 2004. The exercise price per share of Bank of America stock issuable upon exercise of these options is equal to the exercise price per share of FleetBoston common stock at which such FleetBoston option was exercisable immediately prior to the effective time of the merger divided by .5553. The closing price of FleetBoston common stock on the last day prior to the effective time of the merger was $44.90 per share. F7 · derivative.exercise_date: This option fully vested on the effective date of the merger of FleetBoston Financial into Bank of America Corporation. Read SEC document |
| April 01, 2004 Filed Apr 5, 2004 11:57 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantOption, Right to Buy · Derivative | 66,636 | $41.60 Strike: $41.60 | $2,772,057.60 |
DisclosureSEC source: 0000070858-04-000237 · doc4.xml · derivative · entry 11 SARLES H JAY · CIK 0001195078 · Vice Chm and Spl Advsr to CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,636 Underlying: Common Stock · 66,636 shares Expires 2006-10-15 F6 · kind: Received in exchange for options to acquire FleetBoston Financial (FleetBoston) at an exchange ratio of .5553 of a share of Bank of America common stock for each share of FleetBoston common stock subject to such option in connection withthe merger of Fleetboston into Bank of America on April 1, 2004. The exercise price per share of Bank of America stock issuable upon exercise of these options is equal to the exercise price per share of FleetBoston common stock at which such FleetBoston option was exercisable immediately prior to the effective time of the merger divided by .5553. The closing price of FleetBoston common stock on the last day prior to the effective time of the merger was $44.90 per share. F7 · derivative.exercise_date: This option fully vested on the effective date of the merger of FleetBoston Financial into Bank of America Corporation. Read SEC document |
| April 01, 2004 Filed Apr 5, 2004 11:57 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantOption, Right to Buy · Derivative | 66,636 | $37.26 Strike: $37.26 | $2,482,857.36 |
DisclosureSEC source: 0000070858-04-000237 · doc4.xml · derivative · entry 10 SARLES H JAY · CIK 0001195078 · Vice Chm and Spl Advsr to CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,636 Underlying: Common Stock · 66,636 shares Expires 2005-11-29 F6 · kind: Received in exchange for options to acquire FleetBoston Financial (FleetBoston) at an exchange ratio of .5553 of a share of Bank of America common stock for each share of FleetBoston common stock subject to such option in connection withthe merger of Fleetboston into Bank of America on April 1, 2004. The exercise price per share of Bank of America stock issuable upon exercise of these options is equal to the exercise price per share of FleetBoston common stock at which such FleetBoston option was exercisable immediately prior to the effective time of the merger divided by .5553. The closing price of FleetBoston common stock on the last day prior to the effective time of the merger was $44.90 per share. F7 · derivative.exercise_date: This option fully vested on the effective date of the merger of FleetBoston Financial into Bank of America Corporation. Read SEC document |
| April 01, 2004 Filed Apr 5, 2004 11:57 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantRestricted Stock Units · Derivative | 45,416 | $81.47 Strike: $81.47 | $3,700,041.52 |
DisclosureSEC source: 0000070858-04-000237 · doc4.xml · derivative · entry 9 SARLES H JAY · CIK 0001195078 · Vice Chm and Spl Advsr to CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,416 Underlying: Common Stock · 45,416 shares Expires 2007-04-01 F5 · kind: These restricted stock units, which are exempt under Rule 16b-3(d), vest on the third anniversary of the grant date. F5 · derivative.exercise_date: These restricted stock units, which are exempt under Rule 16b-3(d), vest on the third anniversary of the grant date. F5 · derivative.expiration_date: These restricted stock units, which are exempt under Rule 16b-3(d), vest on the third anniversary of the grant date. Read SEC document |
| April 01, 2004 Filed Apr 5, 2004 11:57 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantCommon Stock | 29,190 | $0.00 | $0.00 |
DisclosureSEC source: 0000070858-04-000237 · doc4.xml · nonDerivative · entry 8 SARLES H JAY · CIK 0001195078 · Vice Chm and Spl Advsr to CEO 10b5-1 filing: Not disclosed Ownership: Indirect · GRAT Disclosed balance after: 29,190 F1 · kind: Received in exchange for common stock of FleetBoston Financial at an exchange ratio of .5553 of a share of Bank of America common stock for each share of FleetBoston Financial common stock in connection with the merger of FleetBoston Financial into Bank of America on April 1, 2004. The closing price of FleetBoston Financial common stock on the last day prior to the effective time of the merger was $44.90 per share. F1 · price: Received in exchange for common stock of FleetBoston Financial at an exchange ratio of .5553 of a share of Bank of America common stock for each share of FleetBoston Financial common stock in connection with the merger of FleetBoston Financial into Bank of America on April 1, 2004. The closing price of FleetBoston Financial common stock on the last day prior to the effective time of the merger was $44.90 per share. Read SEC document |
| April 01, 2004 Filed Apr 5, 2004 11:57 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantCommon Stock | 8,079 | $0.00 | $0.00 |
DisclosureSEC source: 0000070858-04-000237 · doc4.xml · nonDerivative · entry 7 SARLES H JAY · CIK 0001195078 · Vice Chm and Spl Advsr to CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Eaglemere Foundation Disclosed balance after: 8,079 F1 · kind: Received in exchange for common stock of FleetBoston Financial at an exchange ratio of .5553 of a share of Bank of America common stock for each share of FleetBoston Financial common stock in connection with the merger of FleetBoston Financial into Bank of America on April 1, 2004. The closing price of FleetBoston Financial common stock on the last day prior to the effective time of the merger was $44.90 per share. F1 · price: Received in exchange for common stock of FleetBoston Financial at an exchange ratio of .5553 of a share of Bank of America common stock for each share of FleetBoston Financial common stock in connection with the merger of FleetBoston Financial into Bank of America on April 1, 2004. The closing price of FleetBoston Financial common stock on the last day prior to the effective time of the merger was $44.90 per share. Read SEC document |
| April 01, 2004 Filed Apr 5, 2004 11:57 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantCommon Stock | 111 | $0.00 | $0.00 |
DisclosureSEC source: 0000070858-04-000237 · doc4.xml · nonDerivative · entry 6 SARLES H JAY · CIK 0001195078 · Vice Chm and Spl Advsr to CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By daughter Disclosed balance after: 111 F1 · kind: Received in exchange for common stock of FleetBoston Financial at an exchange ratio of .5553 of a share of Bank of America common stock for each share of FleetBoston Financial common stock in connection with the merger of FleetBoston Financial into Bank of America on April 1, 2004. The closing price of FleetBoston Financial common stock on the last day prior to the effective time of the merger was $44.90 per share. F1 · price: Received in exchange for common stock of FleetBoston Financial at an exchange ratio of .5553 of a share of Bank of America common stock for each share of FleetBoston Financial common stock in connection with the merger of FleetBoston Financial into Bank of America on April 1, 2004. The closing price of FleetBoston Financial common stock on the last day prior to the effective time of the merger was $44.90 per share. Read SEC document |
| April 01, 2004 Filed Apr 5, 2004 11:57 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantCommon Stock | 19,641.03 | $0.00 | $0.00 |
DisclosureSEC source: 0000070858-04-000237 · doc4.xml · nonDerivative · entry 5 SARLES H JAY · CIK 0001195078 · Vice Chm and Spl Advsr to CEO 10b5-1 filing: Not disclosed Ownership: Indirect · 401(k) Disclosed balance after: 19,641.03 F1 · kind: Received in exchange for common stock of FleetBoston Financial at an exchange ratio of .5553 of a share of Bank of America common stock for each share of FleetBoston Financial common stock in connection with the merger of FleetBoston Financial into Bank of America on April 1, 2004. The closing price of FleetBoston Financial common stock on the last day prior to the effective time of the merger was $44.90 per share. F1 · price: Received in exchange for common stock of FleetBoston Financial at an exchange ratio of .5553 of a share of Bank of America common stock for each share of FleetBoston Financial common stock in connection with the merger of FleetBoston Financial into Bank of America on April 1, 2004. The closing price of FleetBoston Financial common stock on the last day prior to the effective time of the merger was $44.90 per share. Read SEC document |
| April 01, 2004 Filed Apr 5, 2004 11:57 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Tax withholdingCommon Stock | 1,795 | $81.47 | $146,238.65 |
DisclosureSEC source: 0000070858-04-000237 · doc4.xml · nonDerivative · entry 4 SARLES H JAY · CIK 0001195078 · Vice Chm and Spl Advsr to CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273,946 F4 · kind: Disposition of shares to the issuer to satisfy the withholding obligation associated with the vesting of 5,209 restricted shares which is exempt under Rule 16b-3(e). Read SEC document |
| April 01, 2004 Filed Apr 5, 2004 11:57 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Tax withholdingCommon Stock | 23,913 | $81.47 | $1,948,192.11 |
DisclosureSEC source: 0000070858-04-000237 · doc4.xml · nonDerivative · entry 3 SARLES H JAY · CIK 0001195078 · Vice Chm and Spl Advsr to CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,741 F3 · kind: Disposition of shares to the issuer to satisfy the withholding obligation associated with the vesting of 69,413 restricted shares which is exempt under Rule 16b-3(e). Read SEC document |
| April 01, 2004 Filed Apr 5, 2004 11:57 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 69,413 | $81.47 | $5,655,077.11 |
DisclosureSEC source: 0000070858-04-000237 · doc4.xml · nonDerivative · entry 2 SARLES H JAY · CIK 0001195078 · Vice Chm and Spl Advsr to CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 299,654 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2004 Filed Apr 5, 2004 11:57 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantCommon Stock | 230,241 | $0.00 | $0.00 |
DisclosureSEC source: 0000070858-04-000237 · doc4.xml · nonDerivative · entry 1 SARLES H JAY · CIK 0001195078 · Vice Chm and Spl Advsr to CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,241 F1 · kind: Received in exchange for common stock of FleetBoston Financial at an exchange ratio of .5553 of a share of Bank of America common stock for each share of FleetBoston Financial common stock in connection with the merger of FleetBoston Financial into Bank of America on April 1, 2004. The closing price of FleetBoston Financial common stock on the last day prior to the effective time of the merger was $44.90 per share. F2 · shares: Includes 5,209 shares of restricted stock which vested on the effective date of the merger. F1 · price: Received in exchange for common stock of FleetBoston Financial at an exchange ratio of .5553 of a share of Bank of America common stock for each share of FleetBoston Financial common stock in connection with the merger of FleetBoston Financial into Bank of America on April 1, 2004. The closing price of FleetBoston Financial common stock on the last day prior to the effective time of the merger was $44.90 per share. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.