Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERIPRISE FINANCIAL INCAMP · Entity 3035 | Director | October 26, 2017 | November 13, 2017 |
| AVALONBAY COMMUNITIES INCAVB · Entity 23068 | Director | May 19, 2020 | May 21, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERIPRISE FINANCIAL INC
Report date October 26, 2017 · Filed November 13, 2017 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock (Retainer Deferral)SEC Table II · derivative / convertible security | Direct | 1,232.4926 |
Reported balance
After 2017-10-27 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2017-10-27 · Grant · Acquired 112.844 · Balance 1,232.4926 F1: The original Form 4 filed on October 30, 2017, omitted a Table II transaction that occurred on October 27, 2017. F2: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F3: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: The original Form 4 filed on October 30, 2017, omitted a Table II transaction that occurred on October 27, 2017.
F2: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
F3: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.
AVALONBAY COMMUNITIES INC
Report date May 19, 2020 · Filed May 21, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $.01 per shareSEC Table I · non-derivative | Direct | 17,752.378 |
Reported balance
After 2020-05-19 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-05-19 · Grant · Acquired 1,099 · Balance 17,752.378 F1: Reflects grant of shares of Restricted Stock under the issuer's Second Amended and Restated 2009 Equity Incentive Plan, which are subject to vesting requirements. F2: The amount of securities owned following the reported transaction reflects direct ownership of all shares of common stock, some of which may be subject to vesting requirements. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects grant of shares of Restricted Stock under the issuer's Second Amended and Restated 2009 Equity Incentive Plan, which are subject to vesting requirements.
F2: The amount of securities owned following the reported transaction reflects direct ownership of all shares of common stock, some of which may be subject to vesting requirements.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BANK OF AMERICA CORP /DE/
Report date March 31, 2005 · Filed April 04, 2005
Section 16 reporting ended · disclosed 2005-04-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 571,852 |
Ending reported balance
After 2005-03-31 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2005-03-31 · Exercise / conversion · Acquired 85,558 · Balance 553,347 Row 2 · 2005-03-31 · Exercise / conversion · Acquired 90,832 · Balance 644,179 Row 3 · 2005-03-31 · Tax withholding · Disposed 35,721 · Balance 608,458 F1: Disposition of shares to the issuer to satisfy the tax withholding obligation associated with the vesting of restricted stock whi ch is exempt under Rule 16b-3(e). Row 4 · 2005-03-31 · Tax withholding · Disposed 36,606 · Balance 571,852 F1: Disposition of shares to the issuer to satisfy the tax withholding obligation associated with the vesting of restricted stock whi ch is exempt under Rule 16b-3(e). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $40.74 · Expires 2007-04-01 | Direct | 0 |
Reported balance
After 2005-03-31 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2005-03-31 · Exercise / conversion · Disposed 90,832 · Balance 0 F2: These restricted stock units vested upon the reporting person's retirement from the Corporation. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $40.52 · Expires 2007-02-17 | Direct | 0 |
Reported balance
After 2005-03-31 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2005-03-31 · Exercise / conversion · Disposed 85,558 · Balance 0 F2: These restricted stock units vested upon the reporting person's retirement from the Corporation. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposition of shares to the issuer to satisfy the tax withholding obligation associated with the vesting of restricted stock whi ch is exempt under Rule 16b-3(e).
F2: These restricted stock units vested upon the reporting person's retirement from the Corporation.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 19, 2020 Filed May 21, 2020 19:00 UTC | AVALONBAY COMMUNITIES INC AVB · Entity 23068 | GrantCommon Stock, par value $.01 per share | 1,099 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-031206 · doc4.xml · nonDerivative · entry 1 SARLES H JAY · CIK 0001195078 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,752.378 F1 · shares: Reflects grant of shares of Restricted Stock under the issuer's Second Amended and Restated 2009 Equity Incentive Plan, which are subject to vesting requirements. F2 · balance_after: The amount of securities owned following the reported transaction reflects direct ownership of all shares of common stock, some of which may be subject to vesting requirements. Read SEC document |
| December 10, 2019 Filed Feb 4, 2020 17:07 UTC | AVALONBAY COMMUNITIES INC AVB · Entity 23068 | GiftCommon Stock, par value $.01 per share | 1,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-006204 · doc5.xml · nonDerivative · entry 1 SARLES H JAY · CIK 0001195078 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,653.378 F1 · shares: Reflects gift of shares. F2 · balance_after: The amount of securities owned following the reported transaction reflects direct ownership of all shares of common stock, including restricted shares. Read SEC document |
| May 23, 2019 Filed May 28, 2019 16:19 UTC | AVALONBAY COMMUNITIES INC AVB · Entity 23068 | GrantCommon Stock, par value $.01 per share | 785 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-032901 · doc4.xml · nonDerivative · entry 1 SARLES H JAY · CIK 0001195078 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,603.378 F1 · shares: Reflects grant of shares of Restricted Stock under the issuer's Second Amended and Restated 2009 Equity Incentive Plan, which are subject to vesting requirements. F2 · balance_after: The amount of securities owned following the reported transaction reflects direct ownership of all shares of common stock, some of which may be subject to vesting requirements. Read SEC document |
| November 28, 2018 Filed Feb 11, 2019 17:16 UTC | AVALONBAY COMMUNITIES INC AVB · Entity 23068 | GiftCommon Stock, par value $.01 per share | 3,137 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-008839 · doc5.xml · nonDerivative · entry 1 SARLES H JAY · CIK 0001195078 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,818.378 F1 · shares: Reflects gift of shares to Amherst College. F2 · balance_after: The amount of securities owned following the reported transaction reflects direct ownership of all shares of common stock, including restricted shares. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 16:42 UTC | AVALONBAY COMMUNITIES INC AVB · Entity 23068 | GrantCommon Stock, par value $.01 per share | 846 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-034929 · doc4.xml · nonDerivative · entry 1 SARLES H JAY · CIK 0001195078 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,955.378 F1 · shares: Reflects grant of shares of Restricted Stock under the issuer's Second Amended and Restated 2009 Equity Incentive Plan, which are subject to vesting requirements. F2 · balance_after: The amount of securities owned following the reported transaction reflects direct ownership of all shares of common stock, some of which may be subject to vesting requirements. Read SEC document |
| October 27, 2017 Filed Nov 13, 2017 22:02 UTC Amendment | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantPhantom Stock (Retainer Deferral) · Derivative | 112.844 | $160.62 | $18,125.00 |
DisclosureSEC source: 0001179110-17-014045 · edgar.xml · derivative · entry 1 SARLES H JAY · CIK 0001195078 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,232.4926 Underlying: Common Stock · 112.844 shares Expires not disclosed F1 · security: The original Form 4 filed on October 30, 2017, omitted a Table II transaction that occurred on October 27, 2017. F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F3 · derivative.exercise_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors. F3 · derivative.expiration_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors. Read SEC document |
| October 26, 2017 Filed Oct 30, 2017 20:33 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GiftCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-013531 · edgar.xml · nonDerivative · entry 1 SARLES H JAY · CIK 0001195078 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 6,609 F1 · shares: The reporting person made an in-kind charitable gift to a not for profit charitable organization. Read SEC document |
| July 28, 2017 Filed Aug 1, 2017 22:20 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantPhantom Stock (Retainer Deferral) · Derivative | 125.4759 | $144.45 | $18,124.99 |
DisclosureSEC source: 0001179110-17-010911 · edgar.xml · derivative · entry 1 SARLES H JAY · CIK 0001195078 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,112.9931 Underlying: Common Stock · 125.4759 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors. F2 · derivative.expiration_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors. Read SEC document |
| May 25, 2017 Filed May 30, 2017 19:14 UTC | AVALONBAY COMMUNITIES INC AVB · Entity 23068 | GrantCommon Stock, par value $.01 per share | 703 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-036095 · doc4.xml · nonDerivative · entry 1 SARLES H JAY · CIK 0001195078 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,109.378 F1 · price: Reflects grant of shares of Restricted Stock under the issuer's Second Amended and Restated 2009 Equity Incentive Plan, which are subject to vesting requirements. F2 · balance_after: The amount of securities owned following the reported transaction reflects direct ownership of all shares of common stock, some of which may be subject to vesting requirements. Read SEC document |
| April 27, 2017 Filed Apr 28, 2017 20:18 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantPhantom Stock (Retainer Deferral) · Derivative | 141.0945 | $128.46 | $18,125.00 |
DisclosureSEC source: 0001179110-17-006261 · edgar.xml · derivative · entry 2 SARLES H JAY · CIK 0001195078 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 981.0461 Underlying: Common Stock · 141.0945 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F3 · derivative.exercise_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors. F3 · derivative.expiration_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors. Read SEC document |
| April 26, 2017 Filed Apr 28, 2017 20:18 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantPhantom Stock (Annual) · Derivative | 1,162.7907 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-006261 · edgar.xml · derivative · entry 1 SARLES H JAY · CIK 0001195078 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,555.8831 Underlying: Common Stock · 1,162.7907 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. Read SEC document |
| February 28, 2017 Filed Mar 6, 2017 21:27 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GiftCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-003992 · edgar.xml · nonDerivative · entry 1 SARLES H JAY · CIK 0001195078 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 8,609 F1 · shares: The reporting person made an in-kind charitable gift to a not for profit charitable organization. F2 · balance_after: The reporting person's Form 4 filed on November 15, 2016 inadvertently understated the reporting person's holdings by 2,000 shares, all of which shares are held indirectly by trust. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 21:53 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantPhantom Stock (Retainer Deferral) · Derivative | 146.9158 | $123.37 | $18,125.00 |
DisclosureSEC source: 0001179110-17-001985 · edgar.xml · derivative · entry 1 SARLES H JAY · CIK 0001195078 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 835.1882 Underlying: Common Stock · 146.9158 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors. F2 · derivative.expiration_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 21:55 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GiftCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-031622 · edgar.xml · nonDerivative · entry 1 SARLES H JAY · CIK 0001195078 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,609 F1 · shares: The reporting person made an in-kind charitable gift to a not for profit charitable organization. Read SEC document |
| October 28, 2016 Filed Nov 1, 2016 22:07 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantPhantom Stock (Retainer Deferral) · Derivative | 175.1093 | $89.23 | $15,625.00 |
DisclosureSEC source: 0001179110-16-031052 · edgar.xml · derivative · entry 1 SARLES H JAY · CIK 0001195078 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 683.7399 Underlying: Common Stock · 175.1093 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors. F2 · derivative.expiration_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors. Read SEC document |
| March 31, 2005 Filed Apr 4, 2005 13:41 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionRestricted Stock Units · Derivative | 85,558 | $0.00 Strike: $40.52 | $0.00 |
DisclosureSEC source: 0000070858-05-000191 · doc4.xml · derivative · entry 6 SARLES H JAY · CIK 0001195078 · Vice Chm and Spl Advsr to CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 85,558 shares Expires 2007-02-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These restricted stock units vested upon the reporting person's retirement from the Corporation. F2 · derivative.expiration_date: These restricted stock units vested upon the reporting person's retirement from the Corporation. Read SEC document |
| March 31, 2005 Filed Apr 4, 2005 13:41 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionRestricted Stock Units · Derivative | 90,832 | $0.00 Strike: $40.74 | $0.00 |
DisclosureSEC source: 0000070858-05-000191 · doc4.xml · derivative · entry 5 SARLES H JAY · CIK 0001195078 · Vice Chm and Spl Advsr to CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 90,832 shares Expires 2007-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These restricted stock units vested upon the reporting person's retirement from the Corporation. F2 · derivative.expiration_date: These restricted stock units vested upon the reporting person's retirement from the Corporation. Read SEC document |
| March 31, 2005 Filed Apr 4, 2005 13:41 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Tax withholdingCommon Stock | 36,606 | $44.10 | $1,614,324.60 |
DisclosureSEC source: 0000070858-05-000191 · doc4.xml · nonDerivative · entry 4 SARLES H JAY · CIK 0001195078 · Vice Chm and Spl Advsr to CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 571,852 F1 · kind: Disposition of shares to the issuer to satisfy the tax withholding obligation associated with the vesting of restricted stock whi ch is exempt under Rule 16b-3(e). Read SEC document |
| March 31, 2005 Filed Apr 4, 2005 13:41 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Tax withholdingCommon Stock | 35,721 | $44.10 | $1,575,296.10 |
DisclosureSEC source: 0000070858-05-000191 · doc4.xml · nonDerivative · entry 3 SARLES H JAY · CIK 0001195078 · Vice Chm and Spl Advsr to CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 608,458 F1 · kind: Disposition of shares to the issuer to satisfy the tax withholding obligation associated with the vesting of restricted stock whi ch is exempt under Rule 16b-3(e). Read SEC document |
| March 31, 2005 Filed Apr 4, 2005 13:41 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 90,832 | $44.10 | $4,005,691.20 |
DisclosureSEC source: 0000070858-05-000191 · doc4.xml · nonDerivative · entry 2 SARLES H JAY · CIK 0001195078 · Vice Chm and Spl Advsr to CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 644,179 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 31, 2005 Filed Apr 4, 2005 13:41 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 85,558 | $44.10 | $3,773,107.80 |
DisclosureSEC source: 0000070858-05-000191 · doc4.xml · nonDerivative · entry 1 SARLES H JAY · CIK 0001195078 · Vice Chm and Spl Advsr to CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 553,347 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 17, 2005 Filed Feb 22, 2005 15:49 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionRestricted Stock Units · Derivative | 42,778 | $0.00 Strike: $42.31 | $0.00 |
DisclosureSEC source: 0000070858-05-000161 · doc4.xml · derivative · entry 3 SARLES H JAY · CIK 0001195078 · Vice Chm and Spl Advsr to CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,558 Underlying: Common Stock · 42,778 shares Expires 2007-02-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These units, which are exempt under Rule 16b-3(d), vest in three equal installments commencing on the first anniversary of the g rant date. Read SEC document |
| February 17, 2005 Filed Feb 22, 2005 15:49 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Tax withholdingCommon Stock | 17,860 | $46.36 | $827,989.60 |
DisclosureSEC source: 0000070858-05-000161 · doc4.xml · nonDerivative · entry 2 SARLES H JAY · CIK 0001195078 · Vice Chm and Spl Advsr to CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 467,789 F1 · kind: Disposition of shares to the issuer to satisfy the tax withholding obligation associated with the vesting of restricted stock whi ch is exempt under Rule 16b-3(e). Read SEC document |
| February 17, 2005 Filed Feb 22, 2005 15:49 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 42,778 | $46.36 | $1,983,188.08 |
DisclosureSEC source: 0000070858-05-000161 · doc4.xml · nonDerivative · entry 1 SARLES H JAY · CIK 0001195078 · Vice Chm and Spl Advsr to CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 485,649 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2005 Filed Feb 17, 2005 11:10 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantRestricted Stock Units · Derivative | 25,139 | $47.06 Strike: $47.06 | $1,183,041.34 |
DisclosureSEC source: 0000070858-05-000153 · doc4.xml · derivative · entry 1 SARLES H JAY · CIK 0001195078 · Vice Chm and Spl Advsr to CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,139 Underlying: Common Stock · 25,139 shares Expires 2008-02-15 F1 · derivative.exercise_date: These restricted stock units, which are exempt under Rule 16b-3(d), vest on the third anniversary of the grant date. Read SEC document |
| February 01, 2005 Filed Feb 2, 2005 14:39 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantOption, Right to Buy · Derivative | 200,000 | $46.68 Strike: $46.68 | $9,336,000.00 |
DisclosureSEC source: 0000070858-05-000075 · doc4.xml · derivative · entry 4 SARLES H JAY · CIK 0001195078 · Vice Chm and Spl Advsr to CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2015-02-01 F2 · derivative.exercise_date: These options fully vest on February 1, 2008. The proceeds must be held for a three year period after exercise. Read SEC document |
| December 22, 2004 Filed Dec 23, 2004 16:06 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | OtherCommon Stock | 16,158 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000070858-04-000581 · doc4.xml · nonDerivative · entry 5 SARLES H JAY · CIK 0001195078 · Vice Chm and Spl Advsr to CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Eaglemere Foundation Disclosed balance after: 0 F3 · kind: The reporting person is no longer reporting 16,158 shares held by the Eaglemere Foundation because he does not have a reportable pecuniary interest in the shares held by this tax-exempt charitable foundation. F3 · price: The reporting person is no longer reporting 16,158 shares held by the Eaglemere Foundation because he does not have a reportable pecuniary interest in the shares held by this tax-exempt charitable foundation. F3 · acquired: The reporting person is no longer reporting 16,158 shares held by the Eaglemere Foundation because he does not have a reportable pecuniary interest in the shares held by this tax-exempt charitable foundation. Read SEC document |
| December 22, 2004 Filed Dec 23, 2004 16:06 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | OtherCommon Stock | 222 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000070858-04-000581 · doc4.xml · nonDerivative · entry 4 SARLES H JAY · CIK 0001195078 · Vice Chm and Spl Advsr to CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By daughter Disclosed balance after: 0 F2 · kind: The reporting person no longer has a reportable beneficial interest in 222 shares of Bank of America common stock owned by his da ughter and included in the reporting person's prior ownership reports. F2 · price: The reporting person no longer has a reportable beneficial interest in 222 shares of Bank of America common stock owned by his da ughter and included in the reporting person's prior ownership reports. F2 · acquired: The reporting person no longer has a reportable beneficial interest in 222 shares of Bank of America common stock owned by his da ughter and included in the reporting person's prior ownership reports. Read SEC document |
| December 22, 2004 Filed Dec 23, 2004 16:06 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GiftCommon Stock | 45,512 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000070858-04-000581 · doc4.xml · nonDerivative · entry 3 SARLES H JAY · CIK 0001195078 · Vice Chm and Spl Advsr to CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 435,321 F1 · price: These shares were gifted on the indicated date. Read SEC document |
| December 22, 2004 Filed Dec 23, 2004 16:06 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GiftCommon Stock | 15,502 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000070858-04-000581 · doc4.xml · nonDerivative · entry 2 SARLES H JAY · CIK 0001195078 · Vice Chm and Spl Advsr to CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 480,833 F1 · price: These shares were gifted on the indicated date. Read SEC document |
| December 22, 2004 Filed Dec 23, 2004 16:06 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GiftCommon Stock | 16,769 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000070858-04-000581 · doc4.xml · nonDerivative · entry 1 SARLES H JAY · CIK 0001195078 · Vice Chm and Spl Advsr to CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 496,335 F1 · price: These shares were gifted on the indicated date. Read SEC document |
| November 04, 2004 Filed Nov 9, 2004 16:02 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GiftCommon Stock | 1,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000070858-04-000525 · doc4.xml · nonDerivative · entry 2 SARLES H JAY · CIK 0001195078 · Vice Chm and Spl Advsr to CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 513,104 F1 · price: These shares were gifted on the indicated date. Read SEC document |
| November 03, 2004 Filed Nov 9, 2004 16:02 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GiftCommon Stock | 956 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000070858-04-000525 · doc4.xml · nonDerivative · entry 1 SARLES H JAY · CIK 0001195078 · Vice Chm and Spl Advsr to CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 514,104 F1 · price: These shares were gifted on the indicated date. Read SEC document |
| September 13, 2004 Filed Sep 15, 2004 12:50 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GiftCommon Stock | 29,432 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000070858-04-000458 · doc4.xml · nonDerivative · entry 1 SARLES H JAY · CIK 0001195078 · Vice Chm and Spl Advsr to CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 515,060 F1 · price: These shares were gifted on the indicated date. F2 · balance_after: The securities included in this report and future reports reflect the Company's 2 for 1 stock split on August 27, 2004. Read SEC document |
| July 21, 2004 Filed Jul 21, 2004 16:06 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionOption, Right to Buy · Derivative | 66,636 | $41.60 Strike: $41.60 | $2,772,057.60 |
DisclosureSEC source: 0000070858-04-000414 · doc4.xml · derivative · entry 10 SARLES H JAY · CIK 0001195078 · Vice Chm and Spl Advsr to CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 66,636 shares Expires 2006-10-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option fully vested on the effective date of the merger of FleetBoston Financial into Bank of America Corporation. Read SEC document |
| July 21, 2004 Filed Jul 21, 2004 16:06 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionOption, Right to Buy · Derivative | 66,636 | $37.26 Strike: $37.26 | $2,482,857.36 |
DisclosureSEC source: 0000070858-04-000414 · doc4.xml · derivative · entry 9 SARLES H JAY · CIK 0001195078 · Vice Chm and Spl Advsr to CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 66,636 shares Expires 2005-11-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option fully vested on the effective date of the merger of FleetBoston Financial into Bank of America Corporation. Read SEC document |
| July 21, 2004 Filed Jul 21, 2004 16:06 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | SaleCommon Stock | 172 | $85.48 | $14,702.56 |
DisclosureSEC source: 0000070858-04-000414 · doc4.xml · nonDerivative · entry 8 SARLES H JAY · CIK 0001195078 · Vice Chm and Spl Advsr to CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,246 Read SEC document |
| July 21, 2004 Filed Jul 21, 2004 16:06 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | SaleCommon Stock | 133,100 | $85.35 | $11,360,085.00 |
DisclosureSEC source: 0000070858-04-000414 · doc4.xml · nonDerivative · entry 7 SARLES H JAY · CIK 0001195078 · Vice Chm and Spl Advsr to CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,418 Read SEC document |
| July 21, 2004 Filed Jul 21, 2004 16:06 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 66,636 | $41.60 | $2,772,057.60 |
DisclosureSEC source: 0000070858-04-000414 · doc4.xml · nonDerivative · entry 6 SARLES H JAY · CIK 0001195078 · Vice Chm and Spl Advsr to CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 405,518 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 21, 2004 Filed Jul 21, 2004 16:06 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 66,636 | $37.26 | $2,482,857.36 |
DisclosureSEC source: 0000070858-04-000414 · doc4.xml · nonDerivative · entry 5 SARLES H JAY · CIK 0001195078 · Vice Chm and Spl Advsr to CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,882 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 15, 2004 Filed Jul 21, 2004 16:06 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GiftCommon Stock | 400 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000070858-04-000414 · doc4.xml · nonDerivative · entry 4 SARLES H JAY · CIK 0001195078 · Vice Chm and Spl Advsr to CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,246 F1 · price: These shares were gifted on the indicated date. Read SEC document |
| May 27, 2004 Filed Jul 21, 2004 16:06 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GiftCommon Stock | 300 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000070858-04-000414 · doc4.xml · nonDerivative · entry 3 SARLES H JAY · CIK 0001195078 · Vice Chm and Spl Advsr to CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,646 F1 · price: These shares were gifted on the indicated date. Read SEC document |
| May 26, 2004 Filed Jul 21, 2004 16:06 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GiftCommon Stock | 800 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000070858-04-000414 · doc4.xml · nonDerivative · entry 2 SARLES H JAY · CIK 0001195078 · Vice Chm and Spl Advsr to CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,946 F1 · price: These shares were gifted on the indicated date. Read SEC document |
| May 21, 2004 Filed Jul 21, 2004 16:06 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GiftCommon Stock | 200 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000070858-04-000414 · doc4.xml · nonDerivative · entry 1 SARLES H JAY · CIK 0001195078 · Vice Chm and Spl Advsr to CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273,746 F1 · price: These shares were gifted on the indicated date. Read SEC document |
| April 01, 2004 Filed Apr 5, 2004 11:57 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantRestricted Stock Units · Derivative | 64,168 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000070858-04-000237 · doc4.xml · derivative · entry 20 SARLES H JAY · CIK 0001195078 · Vice Chm and Spl Advsr to CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,168 Underlying: Common Stock · 64,168 shares Expires not disclosed F10 · derivative.exercise_price: Received in exchange for FleetBoston Financial restricted stock units at the rate of .5553 Bank of America restricted stock units for each FleetBoston unit held prior to the merger of FleetBoston into Bank of America Corporation on April 1, 2004. The closing price of FleetBoston common stock on the last day prior to the effective time of the merger was $44.90 per share. F10 · kind: Received in exchange for FleetBoston Financial restricted stock units at the rate of .5553 Bank of America restricted stock units for each FleetBoston unit held prior to the merger of FleetBoston into Bank of America Corporation on April 1, 2004. The closing price of FleetBoston common stock on the last day prior to the effective time of the merger was $44.90 per share. F8 · price: Received in exchange for FleetBoston Financial performance based restricted stock units at the rate of .5553 Bank of America units for each FleetBoston unit in connection with the merger of FleetBoston into Bank of America Corporation on April 1, 2004. The closing price of FleetBoston common stock on the last day prior to the effective time of the merger was $44.90 per share. F11 · derivative.exercise_date: These restricted stock units vest in three equal installments commencing February 17, 2005. F11 · derivative.expiration_date: These restricted stock units vest in three equal installments commencing February 17, 2005. Read SEC document |
| April 01, 2004 Filed Apr 5, 2004 11:57 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionPerformance Restricted Stock Units · Derivative | 69,413 | $81.47 | $5,655,077.11 |
DisclosureSEC source: 0000070858-04-000237 · doc4.xml · derivative · entry 19 SARLES H JAY · CIK 0001195078 · Vice Chm and Spl Advsr to CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 69,413 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Received in exchange for FleetBoston Financial performance based restricted stock units at the rate of .5553 Bank of America units for each FleetBoston unit in connection with the merger of FleetBoston into Bank of America Corporation on April 1, 2004. The closing price of FleetBoston common stock on the last day prior to the effective time of the merger was $44.90 per share. F9 · derivative.exercise_date: These performance restricted stock units fully vested on the effective date of the merger. F9 · derivative.expiration_date: These performance restricted stock units fully vested on the effective date of the merger. Read SEC document |
| April 01, 2004 Filed Apr 5, 2004 11:57 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantPerformance Restricted Stock Units · Derivative | 69,413 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000070858-04-000237 · doc4.xml · derivative · entry 18 SARLES H JAY · CIK 0001195078 · Vice Chm and Spl Advsr to CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,413 Underlying: Common Stock · 69,413 shares Expires not disclosed F8 · derivative.exercise_price: Received in exchange for FleetBoston Financial performance based restricted stock units at the rate of .5553 Bank of America units for each FleetBoston unit in connection with the merger of FleetBoston into Bank of America Corporation on April 1, 2004. The closing price of FleetBoston common stock on the last day prior to the effective time of the merger was $44.90 per share. F8 · kind: Received in exchange for FleetBoston Financial performance based restricted stock units at the rate of .5553 Bank of America units for each FleetBoston unit in connection with the merger of FleetBoston into Bank of America Corporation on April 1, 2004. The closing price of FleetBoston common stock on the last day prior to the effective time of the merger was $44.90 per share. F10 · price: Received in exchange for FleetBoston Financial restricted stock units at the rate of .5553 Bank of America restricted stock units for each FleetBoston unit held prior to the merger of FleetBoston into Bank of America Corporation on April 1, 2004. The closing price of FleetBoston common stock on the last day prior to the effective time of the merger was $44.90 per share. F9 · derivative.exercise_date: These performance restricted stock units fully vested on the effective date of the merger. F9 · derivative.expiration_date: These performance restricted stock units fully vested on the effective date of the merger. Read SEC document |
| April 01, 2004 Filed Apr 5, 2004 11:57 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantOption, Right to Buy · Derivative | 111,060 | $38.27 Strike: $38.27 | $4,250,266.20 |
DisclosureSEC source: 0000070858-04-000237 · doc4.xml · derivative · entry 17 SARLES H JAY · CIK 0001195078 · Vice Chm and Spl Advsr to CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,060 Underlying: Common Stock · 111,060 shares Expires 2012-10-14 F6 · kind: Received in exchange for options to acquire FleetBoston Financial (FleetBoston) at an exchange ratio of .5553 of a share of Bank of America common stock for each share of FleetBoston common stock subject to such option in connection withthe merger of Fleetboston into Bank of America on April 1, 2004. The exercise price per share of Bank of America stock issuable upon exercise of these options is equal to the exercise price per share of FleetBoston common stock at which such FleetBoston option was exercisable immediately prior to the effective time of the merger divided by .5553. The closing price of FleetBoston common stock on the last day prior to the effective time of the merger was $44.90 per share. F7 · derivative.exercise_date: This option fully vested on the effective date of the merger of FleetBoston Financial into Bank of America Corporation. Read SEC document |
| April 01, 2004 Filed Apr 5, 2004 11:57 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantOption, Right to Buy · Derivative | 111,060 | $59.36 Strike: $59.36 | $6,592,521.60 |
DisclosureSEC source: 0000070858-04-000237 · doc4.xml · derivative · entry 16 SARLES H JAY · CIK 0001195078 · Vice Chm and Spl Advsr to CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,060 Underlying: Common Stock · 111,060 shares Expires 2011-10-15 F6 · kind: Received in exchange for options to acquire FleetBoston Financial (FleetBoston) at an exchange ratio of .5553 of a share of Bank of America common stock for each share of FleetBoston common stock subject to such option in connection withthe merger of Fleetboston into Bank of America on April 1, 2004. The exercise price per share of Bank of America stock issuable upon exercise of these options is equal to the exercise price per share of FleetBoston common stock at which such FleetBoston option was exercisable immediately prior to the effective time of the merger divided by .5553. The closing price of FleetBoston common stock on the last day prior to the effective time of the merger was $44.90 per share. F7 · derivative.exercise_date: This option fully vested on the effective date of the merger of FleetBoston Financial into Bank of America Corporation. Read SEC document |
| April 01, 2004 Filed Apr 5, 2004 11:57 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantOption, Right to Buy · Derivative | 111,060 | $62.58 Strike: $62.58 | $6,950,134.80 |
DisclosureSEC source: 0000070858-04-000237 · doc4.xml · derivative · entry 15 SARLES H JAY · CIK 0001195078 · Vice Chm and Spl Advsr to CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,060 Underlying: Common Stock · 111,060 shares Expires 2010-10-16 F6 · kind: Received in exchange for options to acquire FleetBoston Financial (FleetBoston) at an exchange ratio of .5553 of a share of Bank of America common stock for each share of FleetBoston common stock subject to such option in connection withthe merger of Fleetboston into Bank of America on April 1, 2004. The exercise price per share of Bank of America stock issuable upon exercise of these options is equal to the exercise price per share of FleetBoston common stock at which such FleetBoston option was exercisable immediately prior to the effective time of the merger divided by .5553. The closing price of FleetBoston common stock on the last day prior to the effective time of the merger was $44.90 per share. F7 · derivative.exercise_date: This option fully vested on the effective date of the merger of FleetBoston Financial into Bank of America Corporation. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.