Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AutoWeb, Inc.AUTO · Entity 123804 | Director · PRESIDENT AND CEO | November 30, 2017 | December 01, 2017 |
| Fathom Holdings Inc.FTHM · Entity 7614 | Director | May 26, 2021 | May 28, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AutoWeb, Inc.
Report date November 30, 2017 · Filed December 01, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 105,275 |
Last balance in matching sequence
After 2017-11-30 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2017-11-30 · Exercise / conversion · Acquired 26,196 · Balance 124,865 F1: Includes 85,000 shares of restricted stock that will vest one-third (1/3rd) on each anniversary of the date of grant over three years commencing on September 27, 2018. Row 2 · 2017-11-30 · Sale · Disposed 19,590 · Balance 105,275 F2: This transaction was executed in multiple trades at prices ranging from $8.55 to $8.82 per share. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, the information regarding the number of shares and prices at which the transactions were effected. F1: Includes 85,000 shares of restricted stock that will vest one-third (1/3rd) on each anniversary of the date of grant over three years commencing on September 27, 2018. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.80 · Expires 2018-01-20 | Direct | 0 |
Reported balance
After 2017-11-30 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-11-30 · Exercise / conversion · Disposed 26,196 · Balance 0 F3: Subject to the achievement of certain performance goals of the Company in 2011, these derivative securities became exercisable as follows: 33 1/3% vested and became exercisable on January 20, 2012 and 1/36 vested and became exercisable at the end of each successive monthly anniversary thereafter for the following 24 months ending on January 20, 2014. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 85,000 shares of restricted stock that will vest one-third (1/3rd) on each anniversary of the date of grant over three years commencing on September 27, 2018.
F2: This transaction was executed in multiple trades at prices ranging from $8.55 to $8.82 per share. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, the information regarding the number of shares and prices at which the transactions were effected.
F3: Subject to the achievement of certain performance goals of the Company in 2011, these derivative securities became exercisable as follows: 33 1/3% vested and became exercisable on January 20, 2012 and 1/36 vested and became exercisable at the end of each successive monthly anniversary thereafter for the following 24 months ending on January 20, 2014.
Fathom Holdings Inc.
Report date May 26, 2021 · Filed May 28, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-05-26 transaction · row 1
1 source rowRow 1 · 2021-05-26 · Sale · Disposed 8,486 · Balance 0 F1: The reported securities were sold in multiple transactions at prices ranging from $30.80 to $31.13. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $44.00 · Expires 2031-02-28 | Direct | 2,273 |
Reported balance
Holding disclosure · report date 2021-05-26 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 2,273 F2: The option will vest in full on March 1, 2022, provided that the reporting person provides Continuous Service to the Issuer or a Related Entity as of such vesting date. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $20.10 · Expires 2030-11-03 | Direct | 2,737 |
Reported balance
Holding disclosure · report date 2021-05-26 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 2,737 F3: The option will vest in full on November 4, 2021, provided that the reporting person provides Continuous Service to the Issuer or a Related Entity as of such vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported securities were sold in multiple transactions at prices ranging from $30.80 to $31.13. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F2: The option will vest in full on March 1, 2022, provided that the reporting person provides Continuous Service to the Issuer or a Related Entity as of such vesting date.
F3: The option will vest in full on November 4, 2021, provided that the reporting person provides Continuous Service to the Issuer or a Related Entity as of such vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 26, 2021 Filed May 28, 2021 16:01 UTC | Fathom Holdings Inc. FTHM · Entity 7614 | SaleCommon Stock | 8,486 | $30.83 | $261,623.38 |
DisclosureSEC source: 0001578563-21-000015 · primary_doc.xml · nonDerivative · entry 1 COATS JEFFREY H · CIK 0001198594 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The reported securities were sold in multiple transactions at prices ranging from $30.80 to $31.13. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Read SEC document |
| May 14, 2021 Filed May 17, 2021 16:07 UTC | Fathom Holdings Inc. FTHM · Entity 7614 | Exercise / conversionStock Option (Right to Buy) · Derivative | 8,486 | $4.71 Strike: $4.71 | $39,969.06 |
DisclosureSEC source: 0001104659-21-068058 · tm2116535-1_4seq1.xml · derivative · entry 2 COATS JEFFREY H · CIK 0001198594 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,486 shares Expires 2029-04-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vested in full on April 16, 2020. Read SEC document |
| May 14, 2021 Filed May 17, 2021 16:07 UTC | Fathom Holdings Inc. FTHM · Entity 7614 | Exercise / conversionCommon Stock | 8,486 | $4.71 | $39,969.06 |
DisclosureSEC source: 0001104659-21-068058 · tm2116535-1_4seq1.xml · nonDerivative · entry 1 COATS JEFFREY H · CIK 0001198594 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,486 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 16:12 UTC | Fathom Holdings Inc. FTHM · Entity 7614 | GrantStock Option (Right to Buy) · Derivative | 2,273 | $0.00 Strike: $44.00 | $0.00 |
DisclosureSEC source: 0001104659-21-031440 · tm218585d4_4seq1.xml · derivative · entry 1 COATS JEFFREY H · CIK 0001198594 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,273 Underlying: Common Stock · 2,273 shares Expires 2031-02-28 F1 · derivative.exercise_date: The option will vest in full on March 1, 2022, provided that the reporting person provides Continuous Service to the Issuer or a Related Entity as of such vesting date. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 17:13 UTC | Fathom Holdings Inc. FTHM · Entity 7614 | GrantStock Option (Right to Buy) · Derivative | 2,737 | $0.00 Strike: $20.10 | $0.00 |
DisclosureSEC source: 0001578563-20-000030 · primary_doc.xml · derivative · entry 1 COATS JEFFREY H · CIK 0001198594 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,737 Underlying: Common Stock · 2,737 shares Expires 2030-11-03 F1 · derivative.exercise_date: The option will vest in full on November 4, 2021, provided that the reporting person provides Continuous Service to the Issuer or a Related Entity as of such vesting date. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 16:45 UTC | AutoWeb, Inc. AUTO · Entity 123804 | Exercise / conversionStock Option (Right to Buy) · Derivative | 26,196 | $0.00 Strike: $4.80 | $0.00 |
DisclosureSEC source: 0001415889-17-001879 · form4-12012017_011224.xml · derivative · entry 3 COATS JEFFREY H · CIK 0001198594 · Director · PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,196 shares Expires 2018-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Subject to the achievement of certain performance goals of the Company in 2011, these derivative securities became exercisable as follows: 33 1/3% vested and became exercisable on January 20, 2012 and 1/36 vested and became exercisable at the end of each successive monthly anniversary thereafter for the following 24 months ending on January 20, 2014. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 16:45 UTC | AutoWeb, Inc. AUTO · Entity 123804 | SaleCommon Stock | 19,590 | $8.62 | $168,942.20 |
DisclosureSEC source: 0001415889-17-001879 · form4-12012017_011224.xml · nonDerivative · entry 2 COATS JEFFREY H · CIK 0001198594 · Director · PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,275 F2 · price: This transaction was executed in multiple trades at prices ranging from $8.55 to $8.82 per share. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, the information regarding the number of shares and prices at which the transactions were effected. F1 · balance_after: Includes 85,000 shares of restricted stock that will vest one-third (1/3rd) on each anniversary of the date of grant over three years commencing on September 27, 2018. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 16:45 UTC | AutoWeb, Inc. AUTO · Entity 123804 | Exercise / conversionCommon Stock | 26,196 | $4.80 | $125,740.80 |
DisclosureSEC source: 0001415889-17-001879 · form4-12012017_011224.xml · nonDerivative · entry 1 COATS JEFFREY H · CIK 0001198594 · Director · PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,865 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 85,000 shares of restricted stock that will vest one-third (1/3rd) on each anniversary of the date of grant over three years commencing on September 27, 2018. Read SEC document |
| September 27, 2017 Filed Sep 29, 2017 17:51 UTC | AutoWeb, Inc. ABTL · Entity 123804 | GrantCommon Stock | 85,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-17-001589 · form4-09292017_020943.xml · nonDerivative · entry 1 COATS JEFFREY H · CIK 0001198594 · Director · PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,669 F1 · shares: Consists of restricted stock that will vest one-third (1/3rd) on each anniversary of the date of grant over three years. Read SEC document |
| November 23, 2016 Filed Nov 23, 2016 19:48 UTC | AutoWeb, Inc. ABTL · Entity 123804 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 14,713 | $1.75 Strike: $1.75 | $25,747.75 |
DisclosureSEC source: 0001415889-16-007499 · form4-11232016_041151.xml · derivative · entry 6 COATS JEFFREY H · CIK 0001198594 · Director · PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,511 Underlying: Common Stock · 14,713 shares Expires 2019-04-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Derivative securities became vested and exercisable on April 3, 2010. Read SEC document |
| November 23, 2016 Filed Nov 23, 2016 19:48 UTC | AutoWeb, Inc. ABTL · Entity 123804 | SaleCommon Stock | 14,713 | $13.20 | $194,221.90 |
DisclosureSEC source: 0001415889-16-007499 · form4-11232016_041151.xml · nonDerivative · entry 4 COATS JEFFREY H · CIK 0001198594 · Director · PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,669 F2 · price: This transaction was executed in multiple trades at prices ranging from $13.20 to $13.22 per share. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, the information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| November 23, 2016 Filed Nov 23, 2016 19:48 UTC | AutoWeb, Inc. ABTL · Entity 123804 | Exercise / conversionCommon Stock | 14,713 | $1.75 | $25,747.75 |
DisclosureSEC source: 0001415889-16-007499 · form4-11232016_041151.xml · nonDerivative · entry 3 COATS JEFFREY H · CIK 0001198594 · Director · PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,382 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 19:48 UTC | AutoWeb, Inc. ABTL · Entity 123804 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 8,279 | $1.75 Strike: $1.75 | $14,488.25 |
DisclosureSEC source: 0001415889-16-007499 · form4-11232016_041151.xml · derivative · entry 5 COATS JEFFREY H · CIK 0001198594 · Director · PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,224 Underlying: Common Stock · 8,279 shares Expires 2019-04-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Derivative securities became vested and exercisable on April 3, 2010. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 19:48 UTC | AutoWeb, Inc. ABTL · Entity 123804 | SaleCommon Stock | 8,279 | $13.20 | $109,283.63 |
DisclosureSEC source: 0001415889-16-007499 · form4-11232016_041151.xml · nonDerivative · entry 2 COATS JEFFREY H · CIK 0001198594 · Director · PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,669 F1 · price: This transaction was executed in multiple trades at prices ranging from $13.20 to $13.21 per share. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, the information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 19:48 UTC | AutoWeb, Inc. ABTL · Entity 123804 | Exercise / conversionCommon Stock | 8,279 | $1.75 | $14,488.25 |
DisclosureSEC source: 0001415889-16-007499 · form4-11232016_041151.xml · nonDerivative · entry 1 COATS JEFFREY H · CIK 0001198594 · Director · PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,948 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 20:04 UTC | AutoWeb, Inc. ABTL · Entity 123804 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,798 | $1.75 Strike: $1.75 | $3,146.50 |
DisclosureSEC source: 0001415889-16-007494 · form4-11222016_051151.xml · derivative · entry 6 COATS JEFFREY H · CIK 0001198594 · Director · PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,503 Underlying: Common Stock · 1,798 shares Expires 2019-04-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Derivative securities became vested and exercisable on April 3, 2010. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 20:04 UTC | AutoWeb, Inc. ABTL · Entity 123804 | SaleCommon Stock | 1,798 | $13.50 | $24,273.00 |
DisclosureSEC source: 0001415889-16-007494 · form4-11222016_051151.xml · nonDerivative · entry 4 COATS JEFFREY H · CIK 0001198594 · Director · PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,669 Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 20:04 UTC | AutoWeb, Inc. ABTL · Entity 123804 | Exercise / conversionCommon Stock | 1,798 | $1.75 | $3,146.50 |
DisclosureSEC source: 0001415889-16-007494 · form4-11222016_051151.xml · nonDerivative · entry 3 COATS JEFFREY H · CIK 0001198594 · Director · PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,467 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 20:04 UTC | AutoWeb, Inc. ABTL · Entity 123804 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 7,700 | $1.75 Strike: $1.75 | $13,475.00 |
DisclosureSEC source: 0001415889-16-007494 · form4-11222016_051151.xml · derivative · entry 5 COATS JEFFREY H · CIK 0001198594 · Director · PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,301 Underlying: Common Stock · 7,700 shares Expires 2019-04-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Derivative securities became vested and exercisable on April 3, 2010. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 20:04 UTC | AutoWeb, Inc. ABTL · Entity 123804 | SaleCommon Stock | 7,700 | $13.56 | $104,427.40 |
DisclosureSEC source: 0001415889-16-007494 · form4-11222016_051151.xml · nonDerivative · entry 2 COATS JEFFREY H · CIK 0001198594 · Director · PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,669 F1 · price: This transaction was executed in multiple trades at prices ranging from $13.50 to $13.68 per share. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, the information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 20:04 UTC | AutoWeb, Inc. ABTL · Entity 123804 | Exercise / conversionCommon Stock | 7,700 | $1.75 | $13,475.00 |
DisclosureSEC source: 0001415889-16-007494 · form4-11222016_051151.xml · nonDerivative · entry 1 COATS JEFFREY H · CIK 0001198594 · Director · PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,369 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.