Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GENWORTH FINANCIAL INCGNW · Entity 4085 | EVP and General Counsel | May 27, 2021 | May 28, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GENWORTH FINANCIAL INC
Report date May 27, 2021 · Filed May 28, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 271,832 |
Reported balance
After 2021-05-27 transaction · row 1
1 source rowRow 1 · 2021-05-27 · Sale · Disposed 90,000 · Balance 271,832 F1: Price indicated is the weighted average sales price as a result of a series of broker-assisted transactions ranging in price from $4.19 to $4.215 per share. The reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range upon request by the SEC staff, the issuer, or any security holder of the issuer. |
| Class A Common StockSEC Table I · non-derivative | Indirectby 401(k) | 169.2796 |
Reported balance
Holding disclosure · report date 2021-05-27 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 169.2796 |
Filing footnotes · ownership attribution and instrument terms
F1: Price indicated is the weighted average sales price as a result of a series of broker-assisted transactions ranging in price from $4.19 to $4.215 per share. The reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range upon request by the SEC staff, the issuer, or any security holder of the issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 20, 2017 Filed Feb 21, 2017 22:06 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 447 | $4.01 | $1,792.47 |
DisclosureSEC source: 0001209191-17-012773 · doc4.xml · nonDerivative · entry 4 Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,623 F3 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 20, 2017. Read SEC document |
| February 20, 2017 Filed Feb 21, 2017 22:06 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 1,350 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-012773 · doc4.xml · nonDerivative · entry 3 Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,070 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| February 20, 2017 Filed Feb 28, 2017 21:06 UTC Amendment | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 8,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-015229 · doc4a.xml · derivative · entry 9 Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,333 Underlying: Class A Common Stock · 8,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F5 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 20, 2017. F5 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 20, 2017. Read SEC document |
| February 20, 2017 Filed Feb 28, 2017 21:06 UTC Amendment | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 1,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-015229 · doc4a.xml · derivative · entry 8 Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,350 Underlying: Class A Common Stock · 1,350 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F5 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 20, 2017. F5 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 20, 2017. Read SEC document |
| February 20, 2017 Filed Feb 28, 2017 21:06 UTC Amendment | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 2,759 | $4.01 | $11,063.59 |
DisclosureSEC source: 0001209191-17-015229 · doc4a.xml · nonDerivative · entry 4 Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,127 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 20, 2017. Read SEC document |
| February 20, 2017 Filed Feb 28, 2017 21:06 UTC Amendment | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 8,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-015229 · doc4a.xml · nonDerivative · entry 3 Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,886 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| February 20, 2017 Filed Feb 28, 2017 21:06 UTC Amendment | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 447 | $4.01 | $1,792.47 |
DisclosureSEC source: 0001209191-17-015229 · doc4a.xml · nonDerivative · entry 2 Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,553 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 20, 2017. Read SEC document |
| February 20, 2017 Filed Feb 28, 2017 21:06 UTC Amendment | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 1,350 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-015229 · doc4a.xml · nonDerivative · entry 1 Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| February 18, 2017 Filed Feb 21, 2017 22:06 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012773 · doc4.xml · derivative · entry 8 Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Class A Common Stock · 30,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F4 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 18, 2017. F4 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 18, 2017. Read SEC document |
| February 18, 2017 Filed Feb 21, 2017 22:06 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 9,930 | $4.01 | $39,819.30 |
DisclosureSEC source: 0001209191-17-012773 · doc4.xml · nonDerivative · entry 2 Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,720 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 18, 2017. Read SEC document |
| February 18, 2017 Filed Feb 21, 2017 22:06 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-012773 · doc4.xml · nonDerivative · entry 1 Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,650 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 22:25 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 1,887 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-011600 · doc4.xml · derivative · entry 4 Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,887 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 15, 2017. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 15, 2017. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 22:25 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 625 | $3.80 | $2,375.00 |
DisclosureSEC source: 0001209191-17-011600 · doc4.xml · nonDerivative · entry 2 Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,650 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 15, 2017. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 22:25 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 1,887 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-011600 · doc4.xml · nonDerivative · entry 1 Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,274 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.