Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ARCH CAPITAL GROUP LTD.ACGL · Entity 3120 | SVP & Chief Investment Officer | May 27, 2021 | June 01, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ARCH CAPITAL GROUP LTD.
Report date May 27, 2021 · Filed June 01, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares, $.0011 par value per shareSEC Table I · non-derivative | Direct | 44,553 |
Reported balance
After 2021-03-16 transaction · row 1
1 source rowRow 1 · 2021-03-16 · Gift · Disposed 41,358 · Balance 44,553 F2: On March 16, 2021 the reporting person contributed 41,358 common shares to a company which is owned by a family trust; See FN1. |
| Common Shares, $.0011 par value per shareSEC Table I · non-derivative | IndirectBy Company | 427,097 |
Last balance in matching sequence
After 2021-05-27 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 2 · 2021-03-16 · Gift · Acquired 41,358 · Balance 464,597 F2: On March 16, 2021 the reporting person contributed 41,358 common shares to a company which is owned by a family trust; See FN1. F1: The shares are held by a company which is owned by a family trust; beneficiaries of the family trust are the reporting person, his spouse and their children. Row 3 · 2021-05-27 · Sale · Disposed 37,500 · Balance 427,097 F3: Represents a weighted average sale price; the sales prices range from $39.50 to $39.57. Upon request, the full information regarding the number of shares sold at each separate price within the range will be provided to the issuer, any security holder of the issuer or the staff of the Securities Exchange Commission. F1: The shares are held by a company which is owned by a family trust; beneficiaries of the family trust are the reporting person, his spouse and their children. |
| Common Shares, $.0011 par value per shareSEC Table I · non-derivative | IndirectBy children | 600 |
Reported balance
Holding disclosure · report date 2021-05-27 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 600 |
Filing footnotes · ownership attribution and instrument terms
F1: The shares are held by a company which is owned by a family trust; beneficiaries of the family trust are the reporting person, his spouse and their children.
F2: On March 16, 2021 the reporting person contributed 41,358 common shares to a company which is owned by a family trust; See FN1.
F3: Represents a weighted average sale price; the sales prices range from $39.50 to $39.57. Upon request, the full information regarding the number of shares sold at each separate price within the range will be provided to the issuer, any security holder of the issuer or the staff of the Securities Exchange Commission.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 27, 2021 Filed Jun 1, 2021 19:27 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | SaleCommon Shares, $.0011 par value per share | 37,500 | $39.51 | $1,481,715.00 |
DisclosureSEC source: 0001179110-21-006134 · edgar.xml · nonDerivative · entry 3 Hutchings W Preston · CIK 0001331038 · SVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Company Disclosed balance after: 427,097 F3 · price: Represents a weighted average sale price; the sales prices range from $39.50 to $39.57. Upon request, the full information regarding the number of shares sold at each separate price within the range will be provided to the issuer, any security holder of the issuer or the staff of the Securities Exchange Commission. F1 · ownership.nature: The shares are held by a company which is owned by a family trust; beneficiaries of the family trust are the reporting person, his spouse and their children. Read SEC document |
| March 16, 2021 Filed Jun 1, 2021 19:27 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | GiftCommon Shares, $.0011 par value per share | 41,358 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-006134 · edgar.xml · nonDerivative · entry 2 Hutchings W Preston · CIK 0001331038 · SVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Company Disclosed balance after: 464,597 F2 · kind: On March 16, 2021 the reporting person contributed 41,358 common shares to a company which is owned by a family trust; See FN1. F1 · ownership.nature: The shares are held by a company which is owned by a family trust; beneficiaries of the family trust are the reporting person, his spouse and their children. Read SEC document |
| March 16, 2021 Filed Jun 1, 2021 19:27 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | GiftCommon Shares, $.0011 par value per share | 41,358 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-006134 · edgar.xml · nonDerivative · entry 1 Hutchings W Preston · CIK 0001331038 · SVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,553 F2 · kind: On March 16, 2021 the reporting person contributed 41,358 common shares to a company which is owned by a family trust; See FN1. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 20:10 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | Exercise / conversionShare Appreciation Right · Derivative | 50,400 | $0.00 Strike: $11.30 | $0.00 |
DisclosureSEC source: 0001179110-21-003453 · edgar.xml · derivative · entry 6 Hutchings W Preston · CIK 0001331038 · SVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Company Disclosed balance after: 0 Underlying: Common Shares, $.0011 par value per share · 50,400 shares Expires 2021-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The share appreciation right became exercisable in three equal annual installments, with the first installment became exercisable on May 6, 2012, and the next two May 6, 2013 and May 6, 2014, subject to the applicable award agreement. F1 · ownership.nature: The shares are held by a company which is owned by a family trust; beneficiaries of the family trust are the reporting person, his spouse and their children. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 20:10 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | Tax withholdingCommon Shares, $.0011 par value per share | 15,145 | $37.62 | $569,754.90 |
DisclosureSEC source: 0001179110-21-003453 · edgar.xml · nonDerivative · entry 4 Hutchings W Preston · CIK 0001331038 · SVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Company Disclosed balance after: 423,239 F3 · kind: In connection with the exercise of a share appreciation right as described in Table II, 15,145 shares were disposed of in satisfaction of the exercise price; 35,255 net shares were issued. F1 · ownership.nature: The shares are held by a company which is owned by a family trust; beneficiaries of the family trust are the reporting person, his spouse and their children. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 20:10 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | Exercise / conversionCommon Shares, $.0011 par value per share | 50,400 | $11.30 | $569,736.72 |
DisclosureSEC source: 0001179110-21-003453 · edgar.xml · nonDerivative · entry 3 Hutchings W Preston · CIK 0001331038 · SVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Company Disclosed balance after: 438,384 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The shares are held by a company which is owned by a family trust; beneficiaries of the family trust are the reporting person, his spouse and their children. Read SEC document |
| March 04, 2021 Filed Mar 16, 2021 20:10 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | GiftCommon Shares, $.0011 par value per share | 4,338 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-003453 · edgar.xml · nonDerivative · entry 2 Hutchings W Preston · CIK 0001331038 · SVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Company Disclosed balance after: 387,984 F2 · kind: On March 4, 2021 the reporting person contributed 4,338 common shares to a company which is owned by a family trust; See FN1. F1 · ownership.nature: The shares are held by a company which is owned by a family trust; beneficiaries of the family trust are the reporting person, his spouse and their children. Read SEC document |
| March 04, 2021 Filed Mar 16, 2021 20:10 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | GiftCommon Shares, $.0011 par value per share | 4,338 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-003453 · edgar.xml · nonDerivative · entry 1 Hutchings W Preston · CIK 0001331038 · SVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,911 F2 · kind: On March 4, 2021 the reporting person contributed 4,338 common shares to a company which is owned by a family trust; See FN1. Read SEC document |
| February 26, 2021 Filed Mar 1, 2021 20:26 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | GrantStock Option (right to buy) · Derivative | 32,601 | $0.00 Strike: $35.82 | $0.00 |
DisclosureSEC source: 0001179110-21-002419 · edgar.xml · derivative · entry 4 Hutchings W Preston · CIK 0001331038 · SVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,601 Underlying: Common Shares, $.0011 par value per share · 32,601 shares Expires 2031-02-26 F2 · derivative.exercise_date: The stock option becomes exercisable in three equal annual installments commencing February 26, 2022, and the next two installments on February 26, 2023 and February 26, 2024, subject to the applicable award agreement. Read SEC document |
| February 26, 2021 Filed Mar 1, 2021 20:26 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | GrantCommon Shares, $.0011 par value per share | 6,700 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-002419 · edgar.xml · nonDerivative · entry 1 Hutchings W Preston · CIK 0001331038 · SVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,891 F1 · price: Represents restricted shares that vest in three equal annual installments, commencing February 26, 2022, and the next two installments on February 26, 2023 and February 26, 2024, subject to the applicable award agreement. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 21:50 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | GrantCommon Shares, $.0011 par value per share | 41,358 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-002527 · edgar.xml · nonDerivative · entry 1 Hutchings W Preston · CIK 0001331038 · SVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,249 Read SEC document |
| May 14, 2020 Filed May 18, 2020 20:11 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | SaleCommon Shares, $.0011 par value per share | 100,000 | $21.20 | $2,119,940.00 |
DisclosureSEC source: 0001179110-20-006187 · edgar.xml · nonDerivative · entry 3 Hutchings W Preston · CIK 0001331038 · SVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Company Disclosed balance after: 383,646 F2 · price: Represents a weighted average sale price; the sales prices range from $20.93 to $21.79. Upon request, the full information regarding the number of shares sold at each price increment will be provided to the Commission or to a security holder of the issuer. F1 · ownership.nature: The shares are held by a company which is owned by a family trust; beneficiaries of the family trust are the reporting person, his spouse and their children. Read SEC document |
| May 14, 2020 Filed May 18, 2020 20:11 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | GiftCommon Shares, $.0011 par value per share | 9,186 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-006187 · edgar.xml · nonDerivative · entry 2 Hutchings W Preston · CIK 0001331038 · SVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Company Disclosed balance after: 483,646 F1 · ownership.nature: The shares are held by a company which is owned by a family trust; beneficiaries of the family trust are the reporting person, his spouse and their children. Read SEC document |
| May 14, 2020 Filed May 18, 2020 20:11 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | GiftCommon Shares, $.0011 par value per share | 9,186 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-006187 · edgar.xml · nonDerivative · entry 1 Hutchings W Preston · CIK 0001331038 · SVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,191 Read SEC document |
| May 07, 2020 Filed May 11, 2020 15:28 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | SaleCommon Shares, $.0011 par value per share | 100,000 | $24.28 | $2,427,830.00 |
DisclosureSEC source: 0001179110-20-005678 · edgar.xml · nonDerivative · entry 1 Hutchings W Preston · CIK 0001331038 · SVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Company Disclosed balance after: 474,460 F2 · price: Represents a weighted average sale price; the sales prices range from $24.08 to $24.63. Upon request, the full information regarding the number of shares sold at each price increment will be provided to the Commission or to a security holder of the issuer. F1 · ownership.nature: The shares are held by a company which is owned by a family trust; beneficiaries of the family trust are the reporting person, his spouse and their children. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 21:26 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | GrantStock Option (right to buy) · Derivative | 36,812 | $0.00 Strike: $42.42 | $0.00 |
DisclosureSEC source: 0001179110-20-002692 · edgar.xml · derivative · entry 4 Hutchings W Preston · CIK 0001331038 · SVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,812 Underlying: Common Shares, $.0011 par value per share · 36,812 shares Expires 2030-02-27 F3 · derivative.exercise_date: The stock option becomes exercisable in three equal annual installments commencing February 27, 2021, and the next two installments on February 27, 2022 and February 27, 2023, subject to the applicable award agreement. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 21:26 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | GrantCommon Shares, $.0011 par value per share | 5,658 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-002692 · edgar.xml · nonDerivative · entry 1 Hutchings W Preston · CIK 0001331038 · SVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,377 F1 · price: Represents restricted shares that vest in three equal annual installments, commencing February 27, 2021, and the next two installments on February 27, 2022 and February 27, 2023, subject to the applicable award agreement. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 14:53 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | SaleCommon Shares, $.0011 par value per share | 40,000 | $45.96 | $1,838,280.00 |
DisclosureSEC source: 0001179110-20-002334 · edgar.xml · nonDerivative · entry 1 Hutchings W Preston · CIK 0001331038 · SVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Company Disclosed balance after: 574,460 F2 · price: Represents a weighted average sale price; the sales prices range from $45.78 to $46.10. Upon request, the full information regarding the number of shares sold at each price increment will be provided to the Commission or to a security holder of the issuer. F1 · ownership.nature: The shares are held by a company which is owned by a family trust; beneficiaries of the family trust are the reporting person, his spouse and their children. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 21:06 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | Exercise / conversionShare Appreciation Right · Derivative | 49,500 | $0.00 Strike: $8.34 | $0.00 |
DisclosureSEC source: 0001179110-20-001742 · edgar.xml · derivative · entry 6 Hutchings W Preston · CIK 0001331038 · SVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Company Disclosed balance after: 0 Underlying: Common Shares, $.0011 par value per share · 49,500 shares Expires 2020-05-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The share appreciation right became exercisable in three equal annual installments, with the first installment became exercisable on May 5, 2011, and the next two May 5, 2012 and May 5, 2013,subject to the applicable award agreement. F1 · ownership.nature: The shares are held by a company which is owned by a family trust; beneficiaries of the family trust are the reporting person, his spouse and their children. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 21:06 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | Tax withholdingCommon Shares, $.0011 par value per share | 8,628 | $47.83 | $412,677.24 |
DisclosureSEC source: 0001179110-20-001742 · edgar.xml · nonDerivative · entry 3 Hutchings W Preston · CIK 0001331038 · SVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Company Disclosed balance after: 614,460 F4 · kind: In connection with the exercise of a share appreciation right as described in Table II, 8,628 shares were disposed of in satisfaction of the exercise price; 40,872 net shares were issued. F1 · ownership.nature: The shares are held by a company which is owned by a family trust; beneficiaries of the family trust are the reporting person, his spouse and their children. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 21:06 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | Exercise / conversionCommon Shares, $.0011 par value per share | 49,500 | $8.34 | $412,666.65 |
DisclosureSEC source: 0001179110-20-001742 · edgar.xml · nonDerivative · entry 2 Hutchings W Preston · CIK 0001331038 · SVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Company Disclosed balance after: 623,088 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The shares are held by a company which is owned by a family trust; beneficiaries of the family trust are the reporting person, his spouse and their children. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 21:06 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | SaleCommon Shares, $.0011 par value per share | 40,000 | $47.10 | $1,883,804.00 |
DisclosureSEC source: 0001179110-20-001742 · edgar.xml · nonDerivative · entry 1 Hutchings W Preston · CIK 0001331038 · SVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Company Disclosed balance after: 573,588 F2 · price: Represents a weighted average sale price; the sales prices range from $47.02 to $47.39. Upon request, the full information regarding the number of shares sold at each price increment will be provided to the Commission or to a security holder of the issuer. F1 · ownership.nature: The shares are held by a company which is owned by a family trust; beneficiaries of the family trust are the reporting person, his spouse and their children. Read SEC document |
| August 13, 2019 Filed Aug 15, 2019 16:39 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | SaleCommon Shares, $.0011 par value per share | 25,000 | $39.47 | $986,742.50 |
DisclosureSEC source: 0001179110-19-009530 · edgar.xml · nonDerivative · entry 5 Hutchings W Preston · CIK 0001331038 · SVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Company Disclosed balance after: 613,588 F2 · price: Represents a weighted average sale price; the sales prices range from $39.19 to $39.66. Upon request, the full information regarding the number of shares sold at each price increment will be provided to the Commission or to a security holder of the issuer. F1 · ownership.nature: The shares are held by a company which is owned by a family trust; beneficiaries of the family trust are the reporting person, his spouse and their children. Read SEC document |
| May 14, 2019 Filed Aug 15, 2019 16:39 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | GiftCommon Shares, $.0011 par value per share | 9,975 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-009530 · edgar.xml · nonDerivative · entry 4 Hutchings W Preston · CIK 0001331038 · SVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Company Disclosed balance after: 638,588 F3 · kind: On May 10, 2019 and May 14, 2019, the reporting person contributed 6,522 common shares and 9,975 common shares, respectively, to a company which is owned by a family trust; See FN1. F1 · ownership.nature: The shares are held by a company which is owned by a family trust; beneficiaries of the family trust are the reporting person, his spouse and their children. Read SEC document |
| May 14, 2019 Filed Aug 15, 2019 16:39 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | GiftCommon Shares, $.0011 par value per share | 9,975 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-009530 · edgar.xml · nonDerivative · entry 3 Hutchings W Preston · CIK 0001331038 · SVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,719 F3 · kind: On May 10, 2019 and May 14, 2019, the reporting person contributed 6,522 common shares and 9,975 common shares, respectively, to a company which is owned by a family trust; See FN1. Read SEC document |
| May 10, 2019 Filed Aug 15, 2019 16:39 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | GiftCommon Shares, $.0011 par value per share | 6,522 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-009530 · edgar.xml · nonDerivative · entry 2 Hutchings W Preston · CIK 0001331038 · SVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Company Disclosed balance after: 628,613 F3 · kind: On May 10, 2019 and May 14, 2019, the reporting person contributed 6,522 common shares and 9,975 common shares, respectively, to a company which is owned by a family trust; See FN1. F1 · ownership.nature: The shares are held by a company which is owned by a family trust; beneficiaries of the family trust are the reporting person, his spouse and their children. Read SEC document |
| May 10, 2019 Filed Aug 15, 2019 16:39 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | GiftCommon Shares, $.0011 par value per share | 6,522 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-009530 · edgar.xml · nonDerivative · entry 1 Hutchings W Preston · CIK 0001331038 · SVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,694 F3 · kind: On May 10, 2019 and May 14, 2019, the reporting person contributed 6,522 common shares and 9,975 common shares, respectively, to a company which is owned by a family trust; See FN1. Read SEC document |
| March 14, 2019 Filed Mar 15, 2019 20:31 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | Exercise / conversionShare Appreciation Right · Derivative | 45,900 | $0.00 Strike: $6.43 | $0.00 |
DisclosureSEC source: 0001179110-19-003932 · edgar.xml · derivative · entry 6 Hutchings W Preston · CIK 0001331038 · SVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Company Disclosed balance after: 0 Underlying: Common Shares, $.0011 par value per share · 45,900 shares Expires 2019-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The share appreciation right became exercisable in three equal annual installments, with the first installment became exercisable on May 6, 2010, and the next two May 6, 2011 and May 6, 2012, subject to the applicable award agreement. F1 · ownership.nature: The shares are held by a company which is owned by a family trust; beneficiaries of the family trust are the reporting person, his spouse and their children. Read SEC document |
| March 14, 2019 Filed Mar 15, 2019 20:31 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | Tax withholdingCommon Shares, $.0011 par value per share | 9,069 | $32.55 | $295,195.95 |
DisclosureSEC source: 0001179110-19-003932 · edgar.xml · nonDerivative · entry 3 Hutchings W Preston · CIK 0001331038 · SVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Company Disclosed balance after: 622,091 F4 · kind: In connection with the exercise of a share appreciation right as described in Table II, 9,069 shares were disposed of in satisfaction of the exercise price; 36,831 net shares were issued. F1 · ownership.nature: The shares are held by a company which is owned by a family trust; beneficiaries of the family trust are the reporting person, his spouse and their children. Read SEC document |
| March 14, 2019 Filed Mar 15, 2019 20:31 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | Exercise / conversionCommon Shares, $.0011 par value per share | 45,900 | $6.43 | $295,182.90 |
DisclosureSEC source: 0001179110-19-003932 · edgar.xml · nonDerivative · entry 2 Hutchings W Preston · CIK 0001331038 · SVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Company Disclosed balance after: 631,160 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The shares are held by a company which is owned by a family trust; beneficiaries of the family trust are the reporting person, his spouse and their children. Read SEC document |
| March 14, 2019 Filed Mar 15, 2019 20:31 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | SaleCommon Shares, $.0011 par value per share | 37,500 | $32.55 | $1,220,771.25 |
DisclosureSEC source: 0001179110-19-003932 · edgar.xml · nonDerivative · entry 1 Hutchings W Preston · CIK 0001331038 · SVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Company Disclosed balance after: 585,260 F2 · price: Represents a weighted average sale price; the sales prices range from $32.50 to $32.64. Upon request, the full information regarding the number of shares sold at each price increment will be provided to the Commission or to a security holder of the issuer. F1 · ownership.nature: The shares are held by a company which is owned by a family trust; beneficiaries of the family trust are the reporting person, his spouse and their children. Read SEC document |
| March 11, 2019 Filed Mar 12, 2019 21:08 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | SaleCommon Shares, $.0011 par value per share | 2,500 | $32.40 | $80,997.00 |
DisclosureSEC source: 0001179110-19-003751 · edgar.xml · nonDerivative · entry 1 Hutchings W Preston · CIK 0001331038 · SVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Company Disclosed balance after: 622,760 F2 · price: Represents a weighted average sale price; the sales prices range from $32.36 to $32.46. Upon request, the full information regarding the number of shares sold at each price increment will be provided to the Commission or to a security holder of the issuer. F1 · ownership.nature: The shares are held by a company which is owned by a family trust; beneficiaries of the family trust are the reporting person, his spouse and their children. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:12 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | GrantStock Option (right to buy) · Derivative | 37,927 | $0.00 Strike: $32.67 | $0.00 |
DisclosureSEC source: 0001179110-19-003022 · edgar.xml · derivative · entry 4 Hutchings W Preston · CIK 0001331038 · SVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,927 Underlying: Common Shares, $.0011 par value per share · 37,927 shares Expires 2029-02-28 F3 · derivative.exercise_date: The stock option becomes exercisable in three equal annual installments commencing February 28, 2020, and the next two installments on February 28, 2021 and February 28, 2022, subject to the applicable award agreement. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:12 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | GrantCommon Shares, $.0011 par value per share | 7,346 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-003022 · edgar.xml · nonDerivative · entry 1 Hutchings W Preston · CIK 0001331038 · SVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,216 F2 · price: Represents restricted shares that vest in three equal annual installments, commencing February 28, 2020, and the next two installments on February 28, 2021 and February 28, 2022, subject to the applicable award agreement. Read SEC document |
| September 12, 2018 Filed Sep 14, 2018 18:41 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | SaleCommon Shares, $.0011 par value per share | 15,000 | $30.00 | $450,000.00 |
DisclosureSEC source: 0001179110-18-011410 · edgar.xml · nonDerivative · entry 1 Hutchings W Preston · CIK 0001331038 · SVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Company Disclosed balance after: 625,260 F2 · balance_after: The amount of common shares includes common shares acquired in connection with a 3-for-1 share split effectuated by Arch Capital Group Ltd. on June 21, 2018. F1 · ownership.nature: The shares are held by a company which is owned by a family trust; beneficiaries of the family trust are the reporting person, his spouse and their children. Read SEC document |
| May 14, 2018 Filed May 15, 2018 14:59 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | GiftCommon Shares, $.0033 par value per share | 5,505 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-006793 · edgar.xml · nonDerivative · entry 5 Hutchings W Preston · CIK 0001331038 · SVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Company Disclosed balance after: 213,420 F2 · kind: On May 10, 2018 and May 14, 2018, the reporting person contributed 2,181 common shares and 5,505 common shares, respectively, to a company which is owned by a family trust; beneficiaries of the family trust are the reporting person, his spouse and their children. F1 · ownership.nature: The shares are held by a company which is owned by a family trust; beneficiaries of the family trust are the reporting person, his spouse and their children. Read SEC document |
| May 14, 2018 Filed May 15, 2018 14:59 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | GiftCommon Shares, $.0033 par value per share | 5,505 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-006793 · edgar.xml · nonDerivative · entry 4 Hutchings W Preston · CIK 0001331038 · SVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,290 F2 · kind: On May 10, 2018 and May 14, 2018, the reporting person contributed 2,181 common shares and 5,505 common shares, respectively, to a company which is owned by a family trust; beneficiaries of the family trust are the reporting person, his spouse and their children. Read SEC document |
| May 11, 2018 Filed May 15, 2018 14:59 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | GrantStock Option (right to buy) · Derivative | 11,895 | $0.00 Strike: $79.65 | $0.00 |
DisclosureSEC source: 0001179110-18-006793 · edgar.xml · derivative · entry 7 Hutchings W Preston · CIK 0001331038 · SVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,895 Underlying: Common Shares, $.0033 par value per share · 11,895 shares Expires 2028-05-11 F4 · derivative.exercise_date: The stock option becomes exercisable in three equal annual installments commencing May 11, 2019, and the next two installments on May 11, 2020 and May 11, 2021, subject to the applicable award agreement. Read SEC document |
| May 11, 2018 Filed May 15, 2018 14:59 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | GrantCommon Shares, $.0033 par value per share | 2,665 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-006793 · edgar.xml · nonDerivative · entry 3 Hutchings W Preston · CIK 0001331038 · SVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,795 F3 · price: Represents restricted shares that vest in three equal annual installments, commencing May 11, 2019, and the next two installments on May 11, 2020 and May 11, 2021, subject to the applicable award agreement. Read SEC document |
| May 10, 2018 Filed May 15, 2018 14:59 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | GiftCommon Shares, $.0033 par value per share | 2,181 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-006793 · edgar.xml · nonDerivative · entry 2 Hutchings W Preston · CIK 0001331038 · SVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Company Disclosed balance after: 207,915 F2 · kind: On May 10, 2018 and May 14, 2018, the reporting person contributed 2,181 common shares and 5,505 common shares, respectively, to a company which is owned by a family trust; beneficiaries of the family trust are the reporting person, his spouse and their children. F1 · ownership.nature: The shares are held by a company which is owned by a family trust; beneficiaries of the family trust are the reporting person, his spouse and their children. Read SEC document |
| May 10, 2018 Filed May 15, 2018 14:59 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | GiftCommon Shares, $.0033 par value per share | 2,181 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-006793 · edgar.xml · nonDerivative · entry 1 Hutchings W Preston · CIK 0001331038 · SVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,130 F2 · kind: On May 10, 2018 and May 14, 2018, the reporting person contributed 2,181 common shares and 5,505 common shares, respectively, to a company which is owned by a family trust; beneficiaries of the family trust are the reporting person, his spouse and their children. Read SEC document |
| May 07, 2018 Filed May 9, 2018 16:29 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | Exercise / conversionShare Appreciation Right · Derivative | 18,000 | $0.00 Strike: $23.10 | $0.00 |
DisclosureSEC source: 0001179110-18-006445 · edgar.xml · derivative · entry 5 Hutchings W Preston · CIK 0001331038 · SVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Company Disclosed balance after: 0 Underlying: Common Shares, $.0033 par value per share · 18,000 shares Expires 2018-05-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The share appreciation right became exercisable in three equal annual installments, with the first installment becoming exercisable on May 9, 2009 and the next two May 9, 2010 and May 9, 2011 subject to the applicable award agreement. F1 · ownership.nature: The shares are held by a company which is owned by a family trust; beneficiaries of the family trust are the reporting person, his spouse and their children. Read SEC document |
| May 07, 2018 Filed May 9, 2018 16:29 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | Tax withholdingCommon Shares, $.0033 par value per share | 5,255 | $79.13 | $415,828.15 |
DisclosureSEC source: 0001179110-18-006445 · edgar.xml · nonDerivative · entry 2 Hutchings W Preston · CIK 0001331038 · SVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Company Disclosed balance after: 205,734 F3 · kind: In connection with the exercise of a share appreciation right as described in Table II, 5,255 shares were disposed of in satisfaction of the exercise price; 12,745 net shares were issued. F1 · ownership.nature: The shares are held by a company which is owned by a family trust; beneficiaries of the family trust are the reporting person, his spouse and their children. Read SEC document |
| May 07, 2018 Filed May 9, 2018 16:29 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | Exercise / conversionCommon Shares, $.0033 par value per share | 18,000 | $23.10 | $415,800.00 |
DisclosureSEC source: 0001179110-18-006445 · edgar.xml · nonDerivative · entry 1 Hutchings W Preston · CIK 0001331038 · SVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Company Disclosed balance after: 210,989 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The shares are held by a company which is owned by a family trust; beneficiaries of the family trust are the reporting person, his spouse and their children. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 19:08 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | Disposition to issuerSeries C Non-Cumulative Preferred Shares (non-convertible) | 1,129 | $25.00 | $28,225.00 |
DisclosureSEC source: 0001179110-18-000225 · edgar.xml · nonDerivative · entry 3 Hutchings W Preston · CIK 0001331038 · SVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Company Disclosed balance after: 0 F2 · ownership.nature: The shares are held by a company which is owned by a family trust; beneficiaries of the family trust are the reporting person, his spouse and their children. Read SEC document |
| November 16, 2017 Filed Jan 3, 2018 19:08 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | GiftCommon Shares, $.0033 par value per share | 16,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-000225 · edgar.xml · nonDerivative · entry 2 Hutchings W Preston · CIK 0001331038 · SVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Company Disclosed balance after: 192,989 F1 · kind: The reporting person contributed 16,100 of his directly owned common shares of the issuer to a company which is owned by a family trust; the beneficiaries of the family trust are the reporting person, his spouse and their children. F1 · shares: The reporting person contributed 16,100 of his directly owned common shares of the issuer to a company which is owned by a family trust; the beneficiaries of the family trust are the reporting person, his spouse and their children. F2 · ownership.nature: The shares are held by a company which is owned by a family trust; beneficiaries of the family trust are the reporting person, his spouse and their children. Read SEC document |
| November 16, 2017 Filed Jan 3, 2018 19:08 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | GiftCommon Shares, $.0033 par value per share | 16,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-000225 · edgar.xml · nonDerivative · entry 1 Hutchings W Preston · CIK 0001331038 · SVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,311 F1 · kind: The reporting person contributed 16,100 of his directly owned common shares of the issuer to a company which is owned by a family trust; the beneficiaries of the family trust are the reporting person, his spouse and their children. F1 · shares: The reporting person contributed 16,100 of his directly owned common shares of the issuer to a company which is owned by a family trust; the beneficiaries of the family trust are the reporting person, his spouse and their children. Read SEC document |
| September 25, 2017 Filed Sep 26, 2017 15:15 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | Disposition to issuerSeries C Non-Cumulative Preferred Shares (non-convertible) | 371 | $25.00 | $9,275.00 |
DisclosureSEC source: 0001179110-17-012700 · edgar.xml · nonDerivative · entry 1 Hutchings W Preston · CIK 0001331038 · SVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Company Disclosed balance after: 1,129 F1 · ownership.nature: The shares are held by a company which is owned by a family trust; beneficiaries of the family trust are the reporting person, his spouse and their children. Read SEC document |
| September 18, 2017 Filed Sep 19, 2017 20:07 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | Disposition to issuerSeries C Non-Cumulative Preferred Shares (non-convertible) | 2,500 | $25.00 | $62,500.00 |
DisclosureSEC source: 0001179110-17-012410 · edgar.xml · nonDerivative · entry 1 Hutchings W Preston · CIK 0001331038 · SVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Company Disclosed balance after: 1,500 F1 · ownership.nature: The shares are held by a company which is owned by a family trust; beneficiaries of the family trust are the reporting person, his spouse and their children. Read SEC document |
| August 09, 2017 Filed Aug 11, 2017 20:35 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | SaleCommon Shares, $.0033 par value per share | 12,500 | $96.81 | $1,210,131.25 |
DisclosureSEC source: 0001179110-17-011404 · edgar.xml · nonDerivative · entry 1 Hutchings W Preston · CIK 0001331038 · SVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Company Disclosed balance after: 176,889 F2 · price: Represents a weighted average sale price; the sales prices range from $96.72 to $97.035. Upon request, the full sale information regarding the number of shares sold at each price increment will be provided to the Commission or to a security holder of the issuer. F1 · ownership.nature: The shares are held by a company which is owned by a family trust; beneficiaries of the family trust are the reporting person, his spouse and their children. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.