Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ARCH CAPITAL GROUP LTD.ACGL · Entity 3120 | SVP & Chief Investment Officer | May 27, 2021 | June 01, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ARCH CAPITAL GROUP LTD.
Report date May 27, 2021 · Filed June 01, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares, $.0011 par value per shareSEC Table I · non-derivative | Direct | 44,553 |
Reported balance
After 2021-03-16 transaction · row 1
1 source rowRow 1 · 2021-03-16 · Gift · Disposed 41,358 · Balance 44,553 F2: On March 16, 2021 the reporting person contributed 41,358 common shares to a company which is owned by a family trust; See FN1. |
| Common Shares, $.0011 par value per shareSEC Table I · non-derivative | IndirectBy Company | 427,097 |
Last balance in matching sequence
After 2021-05-27 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 2 · 2021-03-16 · Gift · Acquired 41,358 · Balance 464,597 F2: On March 16, 2021 the reporting person contributed 41,358 common shares to a company which is owned by a family trust; See FN1. F1: The shares are held by a company which is owned by a family trust; beneficiaries of the family trust are the reporting person, his spouse and their children. Row 3 · 2021-05-27 · Sale · Disposed 37,500 · Balance 427,097 F3: Represents a weighted average sale price; the sales prices range from $39.50 to $39.57. Upon request, the full information regarding the number of shares sold at each separate price within the range will be provided to the issuer, any security holder of the issuer or the staff of the Securities Exchange Commission. F1: The shares are held by a company which is owned by a family trust; beneficiaries of the family trust are the reporting person, his spouse and their children. |
| Common Shares, $.0011 par value per shareSEC Table I · non-derivative | IndirectBy children | 600 |
Reported balance
Holding disclosure · report date 2021-05-27 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 600 |
Filing footnotes · ownership attribution and instrument terms
F1: The shares are held by a company which is owned by a family trust; beneficiaries of the family trust are the reporting person, his spouse and their children.
F2: On March 16, 2021 the reporting person contributed 41,358 common shares to a company which is owned by a family trust; See FN1.
F3: Represents a weighted average sale price; the sales prices range from $39.50 to $39.57. Upon request, the full information regarding the number of shares sold at each separate price within the range will be provided to the issuer, any security holder of the issuer or the staff of the Securities Exchange Commission.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 08, 2017 Filed May 10, 2017 15:28 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | GrantStock Option (right to buy) · Derivative | 6,530 | $0.00 Strike: $96.26 | $0.00 |
DisclosureSEC source: 0001179110-17-006969 · edgar.xml · derivative · entry 5 Hutchings W Preston · CIK 0001331038 · SVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,530 Underlying: Common Shares, $.0033 par value per share · 6,530 shares Expires 2027-05-08 F3 · derivative.exercise_date: The stock option will become exercisable in three equal annual installments, with the first installment becoming exercisable on May 8, 2018 and the next two installments on May 8, 2019 and May 8, 2020, subject to the applicable award agreement. Read SEC document |
| May 08, 2017 Filed May 10, 2017 15:28 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | GrantCommon Shares, $.0033 par value per share | 6,530 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-006969 · edgar.xml · nonDerivative · entry 1 Hutchings W Preston · CIK 0001331038 · SVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,411 F2 · price: Represents restricted shares that vest in three equal annual installments on May 8th in each of 2018, 2019 and 2020, subject to the applicable award agreement. Read SEC document |
| February 27, 2017 Filed Feb 27, 2017 21:23 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | SaleCommon Shares, $.0033 par value per share | 8,000 | $93.91 | $751,280.00 |
DisclosureSEC source: 0001179110-17-003240 · edgar.xml · nonDerivative · entry 3 Hutchings W Preston · CIK 0001331038 · SVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Company Disclosed balance after: 189,389 F4 · price: Represents a weighted average sales price; the sales prices range from $93.86 to $93.96. Upon request, the full sale information regarding the number of shares sold at each price increment will be provided to the Commission or to the security holder of the issuer. F1 · ownership.nature: The shares are held by a company which is owned by a family trust; beneficiaries of the family trust are the reporting person, his spouse and their children. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:23 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | Exercise / conversionShare Appreciation Right · Derivative | 15,750 | $0.00 Strike: $23.71 | $0.00 |
DisclosureSEC source: 0001179110-17-003240 · edgar.xml · derivative · entry 7 Hutchings W Preston · CIK 0001331038 · SVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Company Disclosed balance after: 0 Underlying: Common Shares, $.0033 par value per share · 15,750 shares Expires 2017-05-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The share appreciation right became exercisable in three equal annual installments, with the first installment becoming exercisable on May 11, 2008 and the next two installments on May 11, 2009 and May 11, 2010, subject to the applicable award agreement. F1 · ownership.nature: The shares are held by a company which is owned by a family trust; beneficiaries of the family trust are the reporting person, his spouse and their children. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:23 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | Tax withholdingCommon Shares, $.0033 par value per share | 3,949 | $94.56 | $373,417.44 |
DisclosureSEC source: 0001179110-17-003240 · edgar.xml · nonDerivative · entry 2 Hutchings W Preston · CIK 0001331038 · SVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Company Disclosed balance after: 197,389 F3 · kind: In connection with the exercise of a share appreciation right as described in Table II, 3,949 shares were disposed of in satisfaction of the exercise price; 11,801 net shares were issued. F3 · shares: In connection with the exercise of a share appreciation right as described in Table II, 3,949 shares were disposed of in satisfaction of the exercise price; 11,801 net shares were issued. F1 · ownership.nature: The shares are held by a company which is owned by a family trust; beneficiaries of the family trust are the reporting person, his spouse and their children. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:23 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | Exercise / conversionCommon Shares, $.0033 par value per share | 15,750 | $23.71 | $373,385.25 |
DisclosureSEC source: 0001179110-17-003240 · edgar.xml · nonDerivative · entry 1 Hutchings W Preston · CIK 0001331038 · SVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Company Disclosed balance after: 201,338 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The shares are held by a company which is owned by a family trust; beneficiaries of the family trust are the reporting person, his spouse and their children. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.