organization · Reporting owner
GMT Exploration Co LLC
Disclosed activity across 1 company
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Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
GRAN TIERRA ENERGY INC.
Report date June 03, 2021 · Filed June 07, 2021
Jointly reported with GMT Capital Corp, BAY RESOURCE PARTNERS LP, BAY II RESOURCE PARTNERS LP, BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P., CLAUGUS THOMAS E
Section 16 reporting ended · disclosed 2021-06-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 36,141,812 |
Reported balance
After 2021-06-03 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-06-03 · Sale · Disposed 624,800 · Balance 36,141,812 F1: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3: The aggregate number of shares of common stock sold on June 03, 2021, was 624,800 shares, at a price of $0.70 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 36,141,812. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 186,600 shares sold resulting in ownership of 10,453,890 shares; Bay II = 149,800 shares sold resulting in ownership of 8,492,330 shares; Offshore Fund = 263,600 shares sold resulting in ownership of 14,845,489 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 24,800 shares sold resulting in ownership of 1,396,500 shares; GMT Exploration = 0 shares sold resulting in ownership of 806,603 shares. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons.
F2: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized.
F3: The aggregate number of shares of common stock sold on June 03, 2021, was 624,800 shares, at a price of $0.70 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 36,141,812. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 186,600 shares sold resulting in ownership of 10,453,890 shares; Bay II = 149,800 shares sold resulting in ownership of 8,492,330 shares; Offshore Fund = 263,600 shares sold resulting in ownership of 14,845,489 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 24,800 shares sold resulting in ownership of 1,396,500 shares; GMT Exploration = 0 shares sold resulting in ownership of 806,603 shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 22, 2019 Filed Nov 25, 2019 14:44 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCOMMON STOCK | 143,100 | $1.01 | $144,531.00 |
DisclosureSEC source: 0001106191-19-000034 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,117,586 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock purchased on November 22, 2019, was 143,100 shares, at a price of $1.01 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 80,117,586. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 52,400 shares purchased resulting in ownership of 22,735,190 shares; Bay II = 33,200 shares purchased resulting in ownership of 18,919,830 shares; Offshore Fund = 51,500 shares purchased resulting in ownership of 32,957,256 shares; GMT Capital = 700 shares purchased resulting in ownership of 892,410 shares; Claugus = 5,300 shares purchased resulting in ownership of 3,086,000 shares; GMT Exploration = 0 shares purchased resulting in ownership of 1,526,900 shares. Read SEC document |
| November 08, 2019 Filed Nov 14, 2019 00:30 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCOMMON STOCK | 287,709 | $1.05 | $302,094.45 |
DisclosureSEC source: 0001106191-19-000033 · primary_doc.xml · nonDerivative · entry 5 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,974,486 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F7 · security: The aggregate number of shares of common stock purchased on November 8 2019, was 287,709 shares, at a price of $1.05 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 79,974,486. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 105,209 shares purchased resulting in ownership of 22,682,790 shares; Bay II = 66,800 shares purchased resulting in ownership of 18,886,630 shares; Offshore Fund = 103,500 shares purchased resulting in ownership of 32,905,756 shares; GMT Capital = 1,500 shares purchased resulting in ownership of 891,710 shares; Claugus = 10,700 shares purchased resulting in ownership of 3,080,700 shares; GMT Exploration = 0 shares purchased resulting in ownership of 1,526,900 shares. Read SEC document |
| November 07, 2019 Filed Nov 14, 2019 00:30 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCOMMON STOCK | 1,035,700 | $1.07 | $1,108,199.00 |
DisclosureSEC source: 0001106191-19-000033 · primary_doc.xml · nonDerivative · entry 4 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,686,777 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F6 · security: The aggregate number of shares of common stock purchased on November 7, 2019, was 1,035,700 shares, at a price of $1.07 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 79,686,777. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 379,200 shares purchased resulting in ownership of 22,577,581 shares; Bay II = 240,600 shares purchased resulting in ownership of 18,819,830 shares; Offshore Fund = 372,400 shares purchased resulting in ownership of 32,802,256 shares; GMT Capital = 5,200 shares purchased resulting in ownership of 890,210 shares; Claugus = 38,300 shares purchased resulting in ownership of 3,070,000 shares; GMT Exploration = 0 shares purchased resulting in ownership of 1,526,900 shares. Read SEC document |
| November 06, 2019 Filed Nov 14, 2019 00:30 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCOMMON STOCK | 753,491 | $1.30 | $979,538.30 |
DisclosureSEC source: 0001106191-19-000033 · primary_doc.xml · nonDerivative · entry 3 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,651,077 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F5 · security: The aggregate number of shares of common stock purchased on November 6, 2019, was 753,491 shares, at a price of $1.30 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 78,651,077. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 275,891 shares purchased resulting in ownership of 22,198,381 shares; Bay II = 175,000 shares purchased resulting in ownership of 18,579,230 shares; Offshore Fund = 270,900 shares purchased resulting in ownership of 32,429,856 shares; GMT Capital = 3,800 shares purchased resulting in ownership of 885,010 shares; Claugus = 27,900 shares purchased resulting in ownership of 3,031,700 shares; GMT Exploration = 0 shares purchased resulting in ownership of 1,526,900 shares. Read SEC document |
| October 24, 2019 Filed Nov 14, 2019 00:30 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCOMMON STOCK | 307,200 | $1.14 | $350,208.00 |
DisclosureSEC source: 0001106191-19-000033 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,897,586 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock purchased on October 24, 2019, was 307,200 shares, at a price of $1.14 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 77,897,586. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 112,400 shares purchased resulting in ownership of 21,992,490 shares; Bay II = 71,300 shares purchased resulting in ownership of 18,404,230 shares; Offshore Fund = 110,500 shares purchased resulting in ownership of 32,158,956 shares; GMT Capital = 1,600 shares purchased resulting in ownership of 881,210 shares; Claugus = 11,400 shares purchased resulting in ownership of 3,003,800 shares; GMT Exploration = 0 shares purchased resulting in ownership of 1,526,900 shares. Read SEC document |
| October 23, 2019 Filed Nov 14, 2019 00:30 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCOMMON STOCK | 419,700 | $1.14 | $478,458.00 |
DisclosureSEC source: 0001106191-19-000033 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,590,386 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock purchased on October 23, 2019, was 419,700 shares, at a price of $1.14 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 77,590,386. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 153,700 shares purchased resulting in ownership of 21,810,090 shares; Bay II = 97,500 shares purchased resulting in ownership of 18,332,930 shares; Offshore Fund = 150,900 shares purchased resulting in ownership of 32,048,456 shares; GMT Capital = 2,100 shares purchased resulting in ownership of 879,610 shares; Claugus = 15,500 shares purchased resulting in ownership of 2,992,400 shares; GMT Exploration = 0 shares purchased resulting in ownership of 1,526,900 shares. Read SEC document |
| August 30, 2019 Filed Sep 3, 2019 17:23 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCOMMON STOCK | 603,400 | $1.41 | $850,794.00 |
DisclosureSEC source: 0001106191-19-000032 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,170,686 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock purchased on August 30, 2019, was 603,400 shares, at a price of $1.41 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 77,170,686. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 194,300 shares purchased resulting in ownership of 21,656,390 shares; Bay II = 130,800 shares purchased resulting in ownership of 18,235,430 shares; Offshore Fund = 248,200 shares purchased resulting in ownership of 31,897,556 shares; GMT Capital = 4,500 shares purchased resulting in ownership of 877,510 shares; Claugus = 25,600 shares purchased resulting in ownership of 2,976,900 shares; GMT Exploration = 0 shares purchased resulting in ownership of 1,526,900 shares. Read SEC document |
| August 29, 2019 Filed Aug 30, 2019 15:23 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCOMMON STOCK | 205,800 | $1.38 | $284,004.00 |
DisclosureSEC source: 0001106191-19-000031 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,567,286 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock purchased on August 29, 2019, was 205,800 shares, at a price of $1.38 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 76,567,286. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 66,300 shares purchased resulting in ownership of 21,462,090 shares; Bay II = 44,600 shares purchased resulting in ownership of 18,104,630 shares; Offshore Fund = 84,700 shares purchased resulting in ownership of 31,649,356 shares; GMT Capital = 1,500 shares purchased resulting in ownership of 873,010 shares; Claugus = 8,700 shares purchased resulting in ownership of 2,951,300 shares; GMT Exploration = 0 shares purchased resulting in ownership of 1,526,900 shares. Read SEC document |
| August 28, 2019 Filed Aug 30, 2019 15:23 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCOMMON STOCK | 235,000 | $1.30 | $305,500.00 |
DisclosureSEC source: 0001106191-19-000031 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,361,486 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock purchased on August 28, 2019, was 235,000 shares, at a price of $1.30 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 76,361,486. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 75,700 shares purchased resulting in ownership of 21,395,790 shares; Bay II = 51,000 shares purchased resulting in ownership of 18,060,030 shares; Offshore Fund = 96,700 shares purchased resulting in ownership of 31,564,656 shares; GMT Capital = 1,700 shares purchased resulting in ownership of 871,510 shares; Claugus = 9,900 shares purchased resulting in ownership of 2,942,600 shares; GMT Exploration = 0 shares purchased resulting in ownership of 1,526,900 shares. Read SEC document |
| May 09, 2019 Filed May 10, 2019 14:14 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCOMMON STOCK | 428,100 | $2.17 | $928,977.00 |
DisclosureSEC source: 0001106191-19-000028 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,126,486 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock purchased on May 9, 2019, was 428,100 shares, at a price of $2.17 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 76,126,486. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 133,400 shares purchased resulting in ownership of 21,320,090 shares; Bay II = 93,400 shares purchased resulting in ownership of 18,009,030 shares; Offshore Fund = 178,000 shares purchased resulting in ownership of 31,467,956 shares; GMT Capital = 4,500 shares purchased resulting in ownership of 869,810 shares; Claugus = 18,800 shares purchased resulting in ownership of 2,932,700 shares; GMT Exploration = 0 shares purchased resulting in ownership of 1,526,900 shares. Read SEC document |
| May 08, 2019 Filed May 10, 2019 14:14 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCOMMON STOCK | 1,141,000 | $2.18 | $2,487,380.00 |
DisclosureSEC source: 0001106191-19-000028 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,698,386 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock purchased on May 8, 2019, was 1,141,000 shares, at a price of $2.18 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 75,698,386. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 355,700 shares purchased resulting in ownership of 21,186,690 shares; Bay II = 249,000 shares purchased resulting in ownership of 17,915,630 shares; Offshore Fund = 474,200 shares purchased resulting in ownership of 31,289,956 shares; GMT Capital = 11,800 shares purchased resulting in ownership of 865,310 shares; Claugus = 50,300 shares purchased resulting in ownership of 2,913,900 shares; GMT Exploration = 0 shares purchased resulting in ownership of 1,526,900 shares. Read SEC document |
| April 11, 2019 Filed Apr 15, 2019 16:38 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCOMMON STOCK | 337,400 | $2.46 | $830,004.00 |
DisclosureSEC source: 0001106191-19-000027 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,557,386 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the dame address as the designated filer in Item 1 of this Form 4. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock purchased on April 11, 2019, was 337,400 shares, at a price of $2.46 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 74,557,386. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay =105,200 shares purchased resulting in ownership of 20,830,990 shares; Bay II = 73,600 shares purchased resulting in ownership of 17,666,630 shares; Offshore Fund = 140,300 shares purchased resulting in ownership of 30,815,756 shares; GMT Capital = 3,500 shares purchased resulting in ownership of 853,510 shares; Claugus = 14,800 shares purchased resulting in ownership of 2,863,600 shares; GMT Exploration = 0 shares purchased resulting in ownership of 1,526,900 shares. Read SEC document |
| April 08, 2019 Filed Apr 10, 2019 14:25 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCOMMON STOCK | 100,000 | $2.49 | $249,000.00 |
DisclosureSEC source: 0001106191-19-000026 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,219,986 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus each have the same address as the designated filer in Item 1 of this Form 4. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock purchased on April 8, 2019, was 100,000 shares, at a price of $2.49 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 74,219,986. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 31,200 shares purchased resulting in ownership of 20,725,790 shares; Bay II = 21,800 shares purchased resulting in ownership of 17,593,030 shares; Offshore Fund = 41,600 shares purchased resulting in ownership of 30,675,456 shares; GMT Capital = 1,000 shares purchased resulting in ownership of 850,010 shares; Claugus = 4,400 shares purchased resulting in ownership of 2,848,800 shares; GMT Exploration = 0 shares purchased resulting in ownership of 1,526,900 shares. Read SEC document |
| April 02, 2019 Filed Apr 4, 2019 19:55 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCOMMON STOCK | 251,435 | $2.35 | $590,872.25 |
DisclosureSEC source: 0001106191-19-000025 · primary_doc.xml · nonDerivative · entry 17 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,119,986 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 4. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: 2. GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F19 · security: The aggregate number of shares of common stock purchased on April 2, 2019, was 251,435 shares, at a price of $2.35 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 74,119,986. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 78,400 shares purchased resulting in ownership of 20,694,590 shares; Bay II = 54,900 shares purchased resulting in ownership of 17,571,230 shares; Offshore Fund = 104,435 shares purchased resulting in ownership of 30,633,856 shares; GMT Capital = 2,600 shares purchased resulting in ownership of 849,010 shares; Claugus = 11,100 shares purchased resulting in ownership of 2,844,400 shares; GMT Exploration = 0 shares purchased resulting in ownership of 1,526,900 shares. Read SEC document |
| April 01, 2019 Filed Apr 4, 2019 19:55 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCOMMON STOCK | 271,565 | $2.34 | $635,462.10 |
DisclosureSEC source: 0001106191-19-000025 · primary_doc.xml · nonDerivative · entry 16 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,868,551 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 4. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: 2. GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F18 · security: The aggregate number of shares of common stock purchased on April 1, 2019, was 271,565 shares, at a price of $2.34 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 73,868,551. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 84,700 shares purchased resulting in ownership of 20,616,190 shares; Bay II = 59,200 shares purchased resulting in ownership of 17,516,330 shares; Offshore Fund = 112,965 shares purchased resulting in ownership of 30,529,421 shares; GMT Capital = 2,800 shares purchased resulting in ownership of 846,410 shares; Claugus = 11,900 shares purchased resulting in ownership of 2,833,300 shares; GMT Exploration = 0 shares purchased resulting in ownership of 1,526,900 shares. Read SEC document |
| March 27, 2019 Filed Apr 4, 2019 19:55 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCOMMON STOCK | 355,000 | $2.34 | $830,700.00 |
DisclosureSEC source: 0001106191-19-000025 · primary_doc.xml · nonDerivative · entry 15 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,596,986 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 4. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: 2. GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F17 · security: The aggregate number of shares of common stock purchased on March 27, 2019, was 355,000 shares, at a price of $2.34 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 73,596,986. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 110,700 shares purchased resulting in ownership of 20,531,490 shares; Bay II = 77,500 shares purchased resulting in ownership of 17,457,130 shares; Offshore Fund = 147,400 shares purchased resulting in ownership of 30,416,456 shares; GMT Capital = 3,700 shares purchased resulting in ownership of 843,610 shares; Claugus = 15,700 shares purchased resulting in ownership of 2,821,400 shares; GMT Exploration = 0 shares purchased resulting in ownership of 1,526,900 shares. Read SEC document |
| March 26, 2019 Filed Apr 4, 2019 19:55 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCOMMON STOCK | 429,600 | $2.34 | $1,005,264.00 |
DisclosureSEC source: 0001106191-19-000025 · primary_doc.xml · nonDerivative · entry 14 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,241,986 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 4. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: 2. GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F16 · security: The aggregate number of shares of common stock purchased on March 26, 2019, was 429,600 shares, at a price of $2.34 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 73,241,986. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 133,900 shares purchased resulting in ownership of 20,420,790 shares; Bay II = 93,700 shares purchased resulting in ownership of 17,379,630 shares; Offshore Fund = 178,700 shares purchased resulting in ownership of 30,269,056 shares; GMT Capital = 4,400 shares purchased resulting in ownership of 839,910 shares; Claugus = 18,900 shares purchased resulting in ownership of 2,805,700 shares; GMT Exploration = 0 shares purchased resulting in ownership of 1,526,900 shares. Read SEC document |
| March 25, 2019 Filed Apr 4, 2019 19:55 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCOMMON STOCK | 523,000 | $2.28 | $1,192,440.00 |
DisclosureSEC source: 0001106191-19-000025 · primary_doc.xml · nonDerivative · entry 13 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,812,386 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 4. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: 2. GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F15 · security: The aggregate number of shares of common stock purchased on March 25, 2019, was 523,000 shares, at a price of $2.28 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 72,812,386. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 163,100 shares purchased resulting in ownership of 20,286,890 shares; Bay II = 114,100 shares purchased resulting in ownership of 17,285,930 shares; Offshore Fund = 217,400 shares purchased resulting in ownership of 30,090,356 shares; GMT Capital = 5,400 shares purchased resulting in ownership of 835,510 shares; Claugus = 23000 shares purchased resulting in ownership of 2,786,800 shares; GMT Exploration = 0 shares purchased resulting in ownership of 1,526,900 shares. Read SEC document |
| March 21, 2019 Filed Apr 4, 2019 19:55 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCOMMON STOCK | 310,068 | $2.47 | $765,867.96 |
DisclosureSEC source: 0001106191-19-000025 · primary_doc.xml · nonDerivative · entry 12 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,289,386 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 4. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: 2. GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F14 · security: The aggregate number of shares of common stock purchased on March 21, 2019, was 310,068 shares, at a price of $2.47 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 72,289,386. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 96,700 shares purchased resulting in ownership of 20,123,790 shares; Bay II = 67,600 shares purchased resulting in ownership of 17,171,830 shares; Offshore Fund = 128,868 shares purchased resulting in ownership of 29,872,956 shares; GMT Capital = 3,200 shares purchased resulting in ownership of 830,110 shares; Claugus = 13,700 shares purchased resulting in ownership of 2,763,800 shares; GMT Exploration = 0 shares purchased resulting in ownership of 1,526,900 shares. Read SEC document |
| March 20, 2019 Filed Apr 4, 2019 19:55 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCOMMON STOCK | 736,032 | $2.51 | $1,847,440.32 |
DisclosureSEC source: 0001106191-19-000025 · primary_doc.xml · nonDerivative · entry 11 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,979,318 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 4. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: 2. GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F13 · security: The aggregate number of shares of common stock purchased on March 20, 2019, was 736,032 shares, at a price of $2.51 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 71,979,318. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 229,400 shares purchased resulting in ownership of 20,027,090 shares; Bay II = 160,600 shares purchased resulting in ownership of 17,104,230 shares; Offshore Fund = 305,932 shares purchased resulting in ownership of 29,744,088 shares; GMT Capital = 7,700 shares purchased resulting in ownership of 826,910 shares; Claugus = 32,400 shares purchased resulting in ownership of 2,750,100 shares; GMT Exploration = 0 shares purchased resulting in ownership of 1,526,900 shares. Read SEC document |
| March 19, 2019 Filed Apr 4, 2019 19:55 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCOMMON STOCK | 40,200 | $2.50 | $100,500.00 |
DisclosureSEC source: 0001106191-19-000025 · primary_doc.xml · nonDerivative · entry 10 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,243,286 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 4. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: 2. GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F12 · security: The aggregate number of shares of common stock purchased on March 19, 2019, was 40,200 shares, at a price of $2.50 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 71,243,286. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 12,500 shares purchased resulting in ownership of 19,797,690 shares; Bay II = 8,800 shares purchased resulting in ownership of 16,943,630 shares; Offshore Fund = 16,700 shares purchased resulting in ownership of 29,438,156 shares; GMT Capital = 400 shares purchased resulting in ownership of 819,210 shares; Claugus = 1,800 shares purchased resulting in ownership of 2,717,700 shares; GMT Exploration = 0 shares purchased resulting in ownership of 1,526,900 shares. Read SEC document |
| March 18, 2019 Filed Apr 4, 2019 19:55 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCOMMON STOCK | 482,800 | $2.41 | $1,163,548.00 |
DisclosureSEC source: 0001106191-19-000025 · primary_doc.xml · nonDerivative · entry 9 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,203,086 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 4. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: 2. GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F11 · security: The aggregate number of shares of common stock purchased on March 18, 2019, was 482,800 shares, at a price of $2.41 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 71,203,086. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 150,600 shares purchased resulting in ownership of 19,785,190 shares; Bay II = 105,300 shares purchased resulting in ownership of 16,934,830 shares; Offshore Fund = 200,700 shares purchased resulting in ownership of 29,421,456 shares; GMT Capital = 5,000 shares purchased resulting in ownership of 818,810 shares; Claugus = 21,200 shares purchased resulting in ownership of 2,715,900 shares; GMT Exploration = 0 shares purchased resulting in ownership of 1,526,900 shares. Read SEC document |
| March 12, 2019 Filed Apr 4, 2019 19:55 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCOMMON STOCK | 359,400 | $2.32 | $833,808.00 |
DisclosureSEC source: 0001106191-19-000025 · primary_doc.xml · nonDerivative · entry 8 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,720,286 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 4. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: 2. GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F10 · security: The aggregate number of shares of common stock purchased on March 12, 2019, was 359,400 shares, at a price of $2.32 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 70,720,286. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 112,100 shares purchased resulting in ownership of 19,634,590 shares; Bay II = 78,400 shares purchased resulting in ownership of 16,829,530 shares; Offshore Fund = 149,400 shares purchased resulting in ownership of 29,220,756 shares; GMT Capital = 3,700 shares purchased resulting in ownership of 813,810 shares; Claugus = 15,800 shares purchased resulting in ownership of 2,694,700 shares; GMT Exploration = 0 shares purchased resulting in ownership of 1,526,900 shares. Read SEC document |
| March 11, 2019 Filed Apr 4, 2019 19:55 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCOMMON STOCK | 163,600 | $2.30 | $376,280.00 |
DisclosureSEC source: 0001106191-19-000025 · primary_doc.xml · nonDerivative · entry 7 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,360,886 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 4. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: 2. GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F9 · security: The aggregate number of shares of common stock purchased on March 11, 2019, was 163,600 shares, at a price of $2.30 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 70,360,886. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 51,000 shares purchased resulting in ownership of 19,522,490 shares; Bay II = 35,700 shares purchased resulting in ownership of 16,751,130 shares; Offshore Fund = 68,000 shares purchased resulting in ownership of 29,071,356 shares; GMT Capital = 1,700 shares purchased resulting in ownership of 810,110 shares; Claugus = 7,200 shares purchased resulting in ownership of 2,678,900 shares; GMT Exploration = 0 shares purchased resulting in ownership of 1,526,900 shares. Read SEC document |
| February 25, 2019 Filed Apr 4, 2019 19:55 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCOMMON STOCK | 523,000 | $2.30 | $1,202,900.00 |
DisclosureSEC source: 0001106191-19-000025 · primary_doc.xml · nonDerivative · entry 6 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,197,286 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 4. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: 2. GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F8 · security: The aggregate number of shares of common stock purchased on February 25, 2019, was 523,000 shares, at a price of $2.30 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 70,197,286. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 163,100 shares purchased resulting in ownership of 19,471,490 shares; Bay II = 114,100 shares purchased resulting in ownership of 16,715,430 shares; Offshore Fund = 217,400 shares purchased resulting in ownership of 29,003,356 shares; GMT Capital = 5,400 shares purchased resulting in ownership of 808,410 shares; Claugus = 23,000 shares purchased resulting in ownership of 2,671,700 shares; GMT Exploration = 0 shares purchased resulting in ownership of 1,526,900 shares. Read SEC document |
| February 22, 2019 Filed Apr 4, 2019 19:55 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCOMMON STOCK | 121,600 | $2.33 | $283,328.00 |
DisclosureSEC source: 0001106191-19-000025 · primary_doc.xml · nonDerivative · entry 5 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,674,286 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 4. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: 2. GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F7 · security: The aggregate number of shares of common stock purchased on February 22, 2019, was 121,600 shares, at a price of $2.33 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 69,674,286. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 37,900 shares purchased resulting in ownership of 19,308,390 shares; Bay II = 26,500 shares purchased resulting in ownership of 16,601,330 shares; Offshore Fund = 50,500 shares purchased resulting in ownership of 28,785,956 shares; GMT Capital = 1,300 shares purchased resulting in ownership of 803,010 shares; Claugus = 5,400 shares purchased resulting in ownership of 2,648,700 shares; GMT Exploration = 0 shares purchased resulting in ownership of 1,526,900 shares. Read SEC document |
| February 21, 2019 Filed Apr 4, 2019 19:55 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCOMMON STOCK | 924,500 | $2.30 | $2,126,350.00 |
DisclosureSEC source: 0001106191-19-000025 · primary_doc.xml · nonDerivative · entry 4 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,552,686 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 4. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: 2. GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F6 · security: The aggregate number of shares of common stock purchased on February 21, 2019, was 924,500 shares, at a price of $2.30 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 69,552,686. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 288,200 shares purchased resulting in ownership of 19,270,490 shares; Bay II = 201,700 shares purchased resulting in ownership of 16,574,830 shares; Offshore Fund = 384,300 shares purchased resulting in ownership of 28,735,456 shares; GMT Capital = 9,600 shares purchased resulting in ownership of 801,710 shares; Claugus = 40,700 shares purchased resulting in ownership of 2,643,300 shares; GMT Exploration = 0 shares purchased resulting in ownership of 1,526,900 shares. Read SEC document |
| February 19, 2019 Filed Apr 4, 2019 19:55 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCOMMON STOCK | 523,000 | $2.41 | $1,260,430.00 |
DisclosureSEC source: 0001106191-19-000025 · primary_doc.xml · nonDerivative · entry 3 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,628,186 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 4. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: 2. GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F5 · security: The aggregate number of shares of common stock purchased on February 19, 2019, was 523,000 shares, at a price of $2.41 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 68,628,186. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 163,100 shares purchased resulting in ownership of 18,982,290 shares; Bay II = 114,100 shares purchased resulting in ownership of 16,373,130 shares; Offshore Fund = 217,400 shares purchased resulting in ownership of 28,351,156 shares; GMT Capital = 5,400 shares purchased resulting in ownership of 792,110 shares; Claugus = 23,000 shares purchased resulting in ownership of 2,602,600 shares; GMT Exploration = 0 shares purchased resulting in ownership of 1,526,900 shares. Read SEC document |
| January 25, 2019 Filed Apr 4, 2019 19:55 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCOMMON STOCK | 230,000 | $2.42 | $556,600.00 |
DisclosureSEC source: 0001106191-19-000025 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,105,186 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 4. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: 2. GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock purchased on January 25, 2019, was 230,000 shares, at a price of $2.42 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 68,105,186. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 0 shares purchased resulting in ownership of 18,819,190 shares; Bay II = 0 shares purchased resulting in ownership of 16,259,030 shares; Offshore Fund = 0 shares purchased resulting in ownership of 28,133,756 shares; GMT Capital = 0 shares purchased resulting in ownership of 786,710 shares; Claugus = 0 shares purchased resulting in ownership of 2,579,600 shares; GMT Exploration = 230,000 shares purchased resulting in ownership of 1,526,900 shares. Read SEC document |
| January 24, 2019 Filed Apr 4, 2019 19:55 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCOMMON STOCK | 200,000 | $2.42 | $484,000.00 |
DisclosureSEC source: 0001106191-19-000025 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,875,186 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 4. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: 2. GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock purchased on January 24, 2019, was 200,000 shares, at a price of $2.42 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 67,875,186. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 0 shares purchased resulting in ownership of 18,819,190 shares; Bay II = 0 shares purchased resulting in ownership of 16,259,030 shares; Offshore Fund = 0 shares purchased resulting in ownership of 28,133,756 shares; GMT Capital = 0 shares purchased resulting in ownership of 786,710 shares; Claugus = 0 shares purchased resulting in ownership of 2,579,600 shares; GMT Exploration = 200,000 shares purchased resulting in ownership of 1,296,900 shares. Read SEC document |
| November 17, 2017 Filed Apr 4, 2019 17:12 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCOMMON STOCK | 368,900 | $2.10 | $774,690.00 |
DisclosureSEC source: 0001106191-19-000022 · primary_doc.xml · nonDerivative · entry 30 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,675,186 F1 · security: This Form 5 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 5. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a substantial interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F32 · security: The aggregate number of shares of common stock purchased on November 17, 2017, was 368,900 shares, at a price of $2.10 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 52,136,777. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 96,600 shares purchased resulting in ownership of 14,818,190 shares; Bay II = 78,800 shares purchased resulting in ownership of 12,944,130 shares; Offshore Fund = 171,200 shares purchased resulting in ownership of 21,624,427 shares; GMT Capital = 6,500 shares purchased resulting in ownership of 782,830 shares; Claugus = 15,800 shares purchased resulting in ownership of 1,967,200 shares; GMT Exploration = 0 shares purchased resulting in ownership of 0 shares. F33 · security: The aggregate number of shares of common stock purchased on November 20, 2017, was 70,000 shares, at a price of $2.11 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 52,206,777. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 18,300 shares purchased resulting in ownership of 14,836,490 shares; Bay II = 15,000 shares purchased resulting in ownership of 12,959,130 shares; Offshore Fund = 32,500 shares purchased resulting in ownership of 21,656,927 shares; GMT Capital = 1,200 shares purchased resulting in ownership of 784,030 shares; Claugus = 3,000 shares purchased resulting in ownership of 1,970,200 shares; GMT Exploration = 0 shares purchased resulting in ownership of 0 shares. F34 · security: The aggregate number of shares of common stock purchased on November 21, 2017, was 500,000 shares, at a price of $2.14 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 52,706,777. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 130,900 shares purchased resulting in ownership of 14,967,390 shares; Bay II = 106,800 shares purchased resulting in ownership of 13,065,930 shares; Offshore Fund = 232,200 shares purchased resulting in ownership of 21,889,127 shares; GMT Capital = 8,800 shares purchased resulting in ownership of 792,830 shares; Claugus = 21,300 shares purchased resulting in ownership of 1,991,500 shares; GMT Exploration = 0 shares purchased resulting in ownership of 0 shares. F35 · security: The aggregate number of shares of common stock purchased on November 22, 2017, was 474,600 shares, at a price of $2.13 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 53,181,377. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 124,300 shares purchased resulting in ownership of 15,091,690 shares; Bay II = 101,300 shares purchased resulting in ownership of 13,167,230 shares; Offshore Fund = 220,300 shares purchased resulting in ownership of 22,109,427 shares; GMT Capital = 8,400 shares purchased resulting in ownership of 801,230 shares; Claugus = 20,300 shares purchased resulting in ownership of 2,011,800 shares; GMT Exploration = 0 shares purchased resulting in ownership of 0 shares. F36 · security: The aggregate number of shares of common stock purchased on November 27, 2017, was 522,300 shares, at a price of $2.09 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 53,703,677. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 136,800 shares purchased resulting in ownership of 15,228,490 shares; Bay II = 111,500 shares purchased resulting in ownership of 13,278,730 shares; Offshore Fund = 242,500 shares purchased resulting in ownership of 22,351,927 shares; GMT Capital = 9,200 shares purchased resulting in ownership of 810,430 shares; Claugus = 22,300 shares purchased resulting in ownership of 2,034,100 shares; GMT Exploration = 0 shares purchased resulting in ownership of 0 shares. F37 · security: The aggregate number of shares of common stock purchased on November 28, 2017, was 336,529 shares, at a price of $2.07 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 54,040,206. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 88,100 shares purchased resulting in ownership of 15,316,590 shares; Bay II = 71,900 shares purchased resulting in ownership of 13,350,630 shares; Offshore Fund = 156,229 shares purchased resulting in ownership of 22,508,156 shares; GMT Capital = 5,900 shares purchased resulting in ownership of 816,330 shares; Claugus = 14,400 shares purchased resulting in ownership of 2,048,500 shares; GMT Exploration = 0 shares purchased resulting in ownership of 0 shares. F38 · security: The aggregate number of shares of common stock purchased on November 29, 2017, was 106,400 shares, at a price of $2.13 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 54,146,606. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 27,900 shares purchased resulting in ownership of 15,344,490 shares; Bay II = 22,700 shares purchased resulting in ownership of 13,373,330 shares; Offshore Fund = 49,400 shares purchased resulting in ownership of 22,557,556 shares; GMT Capital = 1,900 shares purchased resulting in ownership of 818,230 shares; Claugus = 4,500 shares purchased resulting in ownership of 2,053,000 shares; GMT Exploration = 0 shares purchased resulting in ownership of 0 shares. F39 · security: The aggregate number of shares of common stock purchased on November 30, 2017, was 202,200 shares, at a price of $2.24 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 54,348,806. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 52,900 shares purchased resulting in ownership of 15,397,390 shares; Bay II = 43,200 shares purchased resulting in ownership of 13,416,530 shares; Offshore Fund = 93,900 shares purchased resulting in ownership of 22,651,456 shares; GMT Capital = 3,600 shares purchased resulting in ownership of 821,830 shares; Claugus = 8,600 shares purchased resulting in ownership of 2,061,600 shares; GMT Exploration = 0 shares purchased resulting in ownership of 0 shares. F40 · security: The aggregate number of shares of common stock purchased on December 1, 2017, was 301,700 shares, at a price of $2.32 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 54,650,506. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 79,000 shares purchased resulting in ownership of 15,476,390 shares; Bay II = 64,400 shares purchased resulting in ownership of 13,480,930 shares; Offshore Fund = 140,100 shares purchased resulting in ownership of 22,791,556 shares; GMT Capital = 5,300 shares purchased resulting in ownership of 827,130 shares; Claugus = 12,900 shares purchased resulting in ownership of 2,074,500 shares; GMT Exploration = 0 shares purchased resulting in ownership of 0 shares. F41 · security: The aggregate number of shares of common stock purchased on December 11, 2017, was 228,400 shares, at a price of $2.24 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 54,878,906. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 59,800 shares purchased resulting in ownership of 15,536,190 shares; Bay II = 48,800 shares purchased resulting in ownership of 13,529,730 shares; Offshore Fund = 106,000 shares purchased resulting in ownership of 22,897,556 shares; GMT Capital = 4,000 shares purchased resulting in ownership of 831,130 shares; Claugus = 9,800 shares purchased resulting in ownership of 2,084,300 shares; GMT Exploration = 0 shares purchased resulting in ownership of 0 shares. F42 · security: The aggregate number of shares of common stock purchased on December 12 2017, was 460,100 shares, at a price of $2.24 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 55,339,006. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 120,500 shares purchased resulting in ownership of 15,656,690 shares; Bay II = 98,300 shares purchased resulting in ownership of 13,628,030 shares; Offshore Fund = 213,600 shares purchased resulting in ownership of 23,111,156 shares; GMT Capital = 8,100 shares purchased resulting in ownership of 839,230 shares; Claugus = 19,600 shares purchased resulting in ownership of 2,103,900 shares; GMT Exploration = 0 shares purchased resulting in ownership of 0 shares. F43 · security: The aggregate number of shares of common stock purchased on December 13, 2017, was 100,700 shares, at a price of $2.31 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 55,439,706. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 26,400 shares purchased resulting in ownership of 15,683,090 shares; Bay II = 21,500 shares purchased resulting in ownership of 13,649,530 shares; Offshore Fund = 46,700 shares purchased resulting in ownership of 23,157,856 shares; GMT Capital = 1,800 shares purchased resulting in ownership of 841,030 shares; Claugus = 4,300 shares purchased resulting in ownership of 2,108,200 shares; GMT Exploration = 0 shares purchased resulting in ownership of 0 shares. F44 · security: The aggregate number of shares of common stock purchased on December 14, 2017, was 255,400 shares, at a price of $2.32 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 55,695,106. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 66,800 shares purchased resulting in ownership of 15,749,890 shares; Bay II = 54,500 shares purchased resulting in ownership of 13,704,030 shares; Offshore Fund = 118,700 shares purchased resulting in ownership of 23,276,556 shares; GMT Capital = 4,500 shares purchased resulting in ownership of 845,530 shares; Claugus = 10,900 shares purchased resulting in ownership of 2,119,100 shares; GMT Exploration = 0 shares purchased resulting in ownership of 0 shares. F45 · security: The aggregate number of shares of common stock purchased on December 22, 2017, was 369,000 shares, at a price of $2.74 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 56,064,106. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 0 shares purchased resulting in ownership of 15,749,890 shares; Bay II = 0 shares purchased resulting in ownership of 13,704,030 shares; Offshore Fund = 0 shares purchased resulting in ownership of 23,276,556 shares; GMT Capital = 0 shares purchased resulting in ownership of 845,530 shares; Claugus = 0 shares purchased resulting in ownership of 2,119,100 shares; GMT Exploration = 369,000 shares purchased resulting in ownership of 369,000 shares. F46 · security: The aggregate number of shares of common stock purchased on January 8, 2018, was 396,000 shares, at a price of $2.84 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 56,460,106. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 103,700 shares purchased resulting in ownership of 15,853,590 shares; Bay II = 84,600 shares purchased resulting in ownership of 13,788,630 shares; Offshore Fund = 183,800 shares purchased resulting in ownership of 23,460,356 shares; GMT Capital = 7,000 shares purchased resulting in ownership of 852,530 shares; Claugus = 16,900 shares purchased resulting in ownership of 2,136,000 shares; GMT Exploration = 0 shares purchased resulting in ownership of 369,000 shares. F47 · security: The aggregate number of shares of common stock purchased on January 9, 2018, was 122,400 shares, at a price of $2.86 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 56,582,506. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 32,000 shares purchased resulting in ownership of 15,885,590 shares; Bay II = 26,100 shares purchased resulting in ownership of 13,814,730 shares; Offshore Fund = 56,900 shares purchased resulting in ownership of 23,517,256 shares; GMT Capital = 2,200 shares purchased resulting in ownership of 854,730 shares; Claugus = 5,200 shares purchased resulting in ownership of 2,141,200 shares; GMT Exploration = 0 shares purchased resulting in ownership of 369,000 shares. F48 · security: The aggregate number of shares of common stock purchased on January 10, 2018, was 526,200 shares, at a price of $2.96 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 57,108,706. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 137,800 shares purchased resulting in ownership of 16,023,390 shares; Bay II = 112,400 shares purchased resulting in ownership of 13,927,130 shares; Offshore Fund = 244,300 shares purchased resulting in ownership of 23,761,556 shares; GMT Capital = 9,200 shares purchased resulting in ownership of 863,930 shares; Claugus = 22,500 shares purchased resulting in ownership of 2,163,700 shares; GMT Exploration = 0 shares purchased resulting in ownership of 369,000 shares. F49 · security: The aggregate number of shares of common stock purchased on January 29, 2018, was 312,300 shares, at a price of $2.88 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 57,421,006. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 91,200 shares purchased resulting in ownership of 16,114,590 shares; Bay II = 73,500 shares purchased resulting in ownership of 14,000,630 shares; Offshore Fund = 130,800 shares purchased resulting in ownership of 23,892,356 shares; GMT Capital = 4,800 shares purchased resulting in ownership of 868,730 shares; Claugus = 12,000 shares purchased resulting in ownership of 2,175,700 shares; GMT Exploration = 0 shares purchased resulting in ownership of 369,000 shares. F50 · security: The aggregate number of shares of common stock purchased on January 30, 2018, was 207,700 shares, at a price of $2.82 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 57,628,706. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 60,600 shares purchased resulting in ownership of 16,175,190 shares; Bay II = 48,900 shares purchased resulting in ownership of 14,049,530 shares; Offshore Fund = 87,000 shares purchased resulting in ownership of 23,979,356 shares; GMT Capital = 3,200 shares purchased resulting in ownership of 871,930 shares; Claugus = 8,000 shares purchased resulting in ownership of 2,183,700 shares; GMT Exploration = 0 shares purchased resulting in ownership of 369,000 shares. F51 · security: The aggregate number of shares of common stock purchased on March 19, 2018, was 437,100 shares, at a price of $2.65 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 58,065,806. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 127,600 shares purchased resulting in ownership of 16,302,790 shares; Bay II = 102,900 shares purchased resulting in ownership of 14,152,430 shares; Offshore Fund = 182,900 shares purchased resulting in ownership of 24,162,256 shares; GMT Capital = 6,800 shares purchased resulting in ownership of 878,730 shares; Claugus = 16,900 shares purchased resulting in ownership of 2,200,600 shares; GMT Exploration = 0 shares purchased resulting in ownership of 369,000 shares. F52 · security: The aggregate number of shares of common stock purchased on March 20, 2018, was 220,000 shares, at a price of $2.76 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 58,285,806. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 64,200 shares purchased resulting in ownership of 16,366,990 shares; Bay II = 51,800 shares purchased resulting in ownership of 14,204,230 shares; Offshore Fund = 92,100 shares purchased resulting in ownership of 24,254,356 shares; GMT Capital = 3,400 shares purchased resulting in ownership of 882,130 shares; Claugus = 8,500 shares purchased resulting in ownership of 2,209,100 shares; GMT Exploration = 0 shares purchased resulting in ownership of 369,000 shares. F53 · security: The aggregate number of shares of common stock purchased on March 21, 2018, was 279,000 shares, at a price of $2.80 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 58,564,806. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 81,400 shares purchased resulting in ownership of 16,448,390 shares; Bay II = 65,600 shares purchased resulting in ownership of 14,269,830 shares; Offshore Fund = 117,000 shares purchased resulting in ownership of 24,371,356 shares; GMT Capital = 4,300 shares purchased resulting in ownership of 886,430 shares; Claugus = 10,700 shares purchased resulting in ownership of 2,219,800 shares; GMT Exploration = 0 shares purchased resulting in ownership of 369,000 shares. F54 · security: The aggregate number of shares of common stock purchased on April 2, 2018, was 728,000 shares, at a price of $2.73 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 59,292,806. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 212,500 shares purchased resulting in ownership of 16,660,890 shares; Bay II = 171,300 shares purchased resulting in ownership of 14,441,130 shares; Offshore Fund = 304,900 shares purchased resulting in ownership of 24,676,256 shares; GMT Capital = 11,300 shares purchased resulting in ownership of 897,730 shares; Claugus = 28,000 shares purchased resulting in ownership of 2,247,800 shares; GMT Exploration = 0 shares purchased resulting in ownership of 369,000 shares. F55 · security: The aggregate number of shares of common stock purchased on April 6, 2018, was 1,560,100 shares, at a price of $2.75 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 60,852,906. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 455,300 shares purchased resulting in ownership of 17,116,190 shares; Bay II = 367,200 shares purchased resulting in ownership of 14,808,330 shares; Offshore Fund = 653,300 shares purchased resulting in ownership of 25,329,556 shares; GMT Capital = 24,200 shares purchased resulting in ownership of 921,930 shares; Claugus = 60,100 shares purchased resulting in ownership of 2,307,900 shares; GMT Exploration = 0 shares purchased resulting in ownership of 369,000 shares. F56 · security: The aggregate number of shares of common stock purchased on April 18, 2018, was 231,300 shares, at a price of $3.15 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 61,084,206. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 60,100 shares purchased resulting in ownership of 17,176,290 shares; Bay II = 54,800 shares purchased resulting in ownership of 14,863,130 shares; Offshore Fund = 103,800 shares purchased resulting in ownership of 25,433,356 shares; GMT Capital = 3,100 shares purchased resulting in ownership of 925,030 shares; Claugus = 9,500 shares purchased resulting in ownership of 2,317,400 shares; GMT Exploration = 0 shares purchased resulting in ownership of 369,000 shares. F57 · security: The aggregate number of shares of common stock purchased on April 19, 2018, was 290,200 shares, at a price of $3.17 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 61,374,406. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 75,400 shares purchased resulting in ownership of 17,251,690 shares; Bay II = 68,700 shares purchased resulting in ownership of 14,931,830 shares; Offshore Fund = 130,200 shares purchased resulting in ownership of 25,563,556 shares; GMT Capital = 3,900 shares purchased resulting in ownership of 928,930 shares; Claugus = 12,000 shares purchased resulting in ownership of 2,329,400 shares; GMT Exploration = 0 shares purchased resulting in ownership of 369,000 shares. F58 · security: The aggregate number of shares of common stock purchased on May 29, 2018, was 354,100 shares, at a price of $3.14 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 61,728,506. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 92,000 shares purchased resulting in ownership of 17,343,690 shares; Bay II = 83,900 shares purchased resulting in ownership of 15,015,730 shares; Offshore Fund = 158,800 shares purchased resulting in ownership of 25,722,356 shares; GMT Capital = 4,800 shares purchased resulting in ownership of 933,730 shares; Claugus = 14,600 shares purchased resulting in ownership of 2,344,000 shares; GMT Exploration = 0 shares purchased resulting in ownership of 369,000 shares. F59 · security: The aggregate number of shares of common stock purchased on May 30, 2018, was 220,900 shares, at a price of $3.22 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 61,949,406. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 57,400 shares purchased resulting in ownership of 17,401,090 shares; Bay II = 52,300 shares purchased resulting in ownership of 15,068,030 shares; Offshore Fund = 99,200 shares purchased resulting in ownership of 25,821,556 shares; GMT Capital = 2,900 shares purchased resulting in ownership of 936,630 shares; Claugus = 9,100 shares purchased resulting in ownership of 2,353,100 shares; GMT Exploration = 0 shares purchased resulting in ownership of 369,000 shares. F60 · security: The aggregate number of shares of common stock purchased on May 31, 2018, was 201,200 shares, at a price of $3.25 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 62,150,606. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 52,200 shares purchased resulting in ownership of 17,453,290 shares; Bay II = 47,700 shares purchased resulting in ownership of 15,115,730 shares; Offshore Fund = 90,300 shares purchased resulting in ownership of 25,911,856 shares; GMT Capital = 2,700 shares purchased resulting in ownership of 939,330 shares; Claugus = 8,300 shares purchased resulting in ownership of 2,361,400 shares; GMT Exploration = 0 shares purchased resulting in ownership of 369,000 shares. F61 · security: The aggregate number of shares of common stock purchased on June 1, 2018, was 266,900 shares, at a price of $3.25 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 62,417,506. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 69,300 shares purchased resulting in ownership of 17,522,590 shares; Bay II = 63,200 shares purchased resulting in ownership of 15,178,930 shares; Offshore Fund = 119,700 shares purchased resulting in ownership of 26,031,556 shares; GMT Capital = 3,600 shares purchased resulting in ownership of 942,930 shares; Claugus = 11,100 shares purchased resulting in ownership of 2,372,500 shares; GMT Exploration = 0 shares purchased resulting in ownership of 369,000 shares. F62 · security: The aggregate number of shares of common stock purchased on June 20, 2018, was 226,800 shares, at a price of $3.21 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 62,644,306. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 58,900 shares purchased resulting in ownership of 17,581,490 shares; Bay II = 53,700 shares purchased resulting in ownership of 15,232,630 shares; Offshore Fund = 101,800 shares purchased resulting in ownership of 26,133,356 shares; GMT Capital = 3,000 shares purchased resulting in ownership of 945,930 shares; Claugus = 9,400 shares purchased resulting in ownership of 2,381,900 shares; GMT Exploration = 0 shares purchased resulting in ownership of 369,000 shares. F63 · security: The aggregate number of shares of common stock purchased on June 21, 2018, was 399,000 shares, at a price of $3.19 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 63,043,306. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 103,700 shares purchased resulting in ownership of 17,685,190 shares; Bay II = 94,500 shares purchased resulting in ownership of 15,327,130 shares; Offshore Fund = 179,000 shares purchased resulting in ownership of 26,312,356 shares; GMT Capital = 5,400 shares purchased resulting in ownership of 951,330 shares; Claugus = 16,400 shares purchased resulting in ownership of 2,398,300 shares; GMT Exploration = 0 shares purchased resulting in ownership of 369,000 shares. F64 · security: The aggregate number of shares of common stock purchased on July 23, 2018, was 312,900 shares, at a price of $3.37 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 63,356,206. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 81,300 shares purchased resulting in ownership of 17,766,490 shares; Bay II = 74,100 shares purchased resulting in ownership of 15,401,230 shares; Offshore Fund = 140,400 shares purchased resulting in ownership of 26,452,756 shares; GMT Capital = 4,200 shares purchased resulting in ownership of 955,530 shares; Claugus = 12,900 shares purchased resulting in ownership of 2,411,200 shares; GMT Exploration = 0 shares purchased resulting in ownership of 369,000 shares. F65 · security: The aggregate number of shares of common stock purchased on August 9, 2018, was 226,000 shares, at a price of $3.43 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 63,582,206. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 0 shares purchased resulting in ownership of 17,766,490 shares; Bay II = 0 shares purchased resulting in ownership of 15,401,230 shares; Offshore Fund = 0 shares purchased resulting in ownership of 26,452,756 shares; GMT Capital = 0 shares purchased resulting in ownership of 955,530 shares; Claugus = 0 shares purchased resulting in ownership of 2,411,200 shares; GMT Exploration = 226,000 shares purchased resulting in ownership of 595,000 shares. F66 · security: The aggregate number of shares of common stock purchased on August 29, 2018, was 312,900 shares, at a price of $3.46 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 63,895,106. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 81,300 shares purchased resulting in ownership of 17,847,790 shares; Bay II = 74,100 shares purchased resulting in ownership of 15,475,330 shares; Offshore Fund = 140,400 shares purchased resulting in ownership of 26,593,156 shares; GMT Capital = 4,200 shares purchased resulting in ownership of 959,730 shares; Claugus = 12,900 shares purchased resulting in ownership of 2,424,100 shares; GMT Exploration = 0 shares purchased resulting in ownership of 595,000 shares. F67 · security: The aggregate number of shares of common stock purchased on August 31, 2018, was 110,900 shares, at a price of $3.47 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 64,006,006. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 0 shares purchased resulting in ownership of 17,847,790 shares; Bay II = 0 shares purchased resulting in ownership of 15,475,330 shares; Offshore Fund = 0 shares purchased resulting in ownership of 26,593,156 shares; GMT Capital = 0 shares purchased resulting in ownership of 959,730 shares; Claugus = 0 shares purchased resulting in ownership of 2,424,100 shares; GMT Exploration = 110,900 shares purchased resulting in ownership of 705,900 shares. F68 · security: The aggregate number of shares of common stock purchased on September 4, 2018, was 345,900 shares, at a price of $3.46 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 64,351,906. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 81,300 shares purchased resulting in ownership of 17,929,090 shares; Bay II = 74,100 shares purchased resulting in ownership of 15,549,430 shares; Offshore Fund = 140,400 shares purchased resulting in ownership of 26,733,556 shares; GMT Capital = 4,200 shares purchased resulting in ownership of 963,930 shares; Claugus = 12,900 shares purchased resulting in ownership of 2,437,000 shares; GMT Exploration = 33,000 shares purchased resulting in ownership of 738,900 shares. F69 · security: The aggregate number of shares of common stock purchased on September 10, 2018, was 212,900 shares, at a price of $3.21 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 64,564,806. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 55,300 shares purchased resulting in ownership of 17,984,390 shares; Bay II = 50,400 shares purchased resulting in ownership of 15,599,830 shares; Offshore Fund = 95,500 shares purchased resulting in ownership of 26,829,056 shares; GMT Capital = 2,900 shares purchased resulting in ownership of 966,830 shares; Claugus = 8,800 shares purchased resulting in ownership of 2,445,800 shares; GMT Exploration = 0 shares purchased resulting in ownership of 738,900 shares. F70 · security: The aggregate number of shares of common stock purchased on September 11, 2018, was 100,000 shares, at a price of $3.31 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 64,664,806. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 26,000 shares purchased resulting in ownership of 18,010,390 shares; Bay II = 23,700 shares purchased resulting in ownership of 15,623,530 shares; Offshore Fund = 44,900 shares purchased resulting in ownership of 26,873,956 shares; GMT Capital = 1,300 shares purchased resulting in ownership of 968,130 shares; Claugus = 4,100 shares purchased resulting in ownership of 2,449,900 shares; GMT Exploration = 0 shares purchased resulting in ownership of 738,900 shares. F71 · security: The aggregate number of shares of common stock purchased on October 1, 2018, was 312,900 shares, at a price of $3.86 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 64,977,706. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 81,300 shares purchased resulting in ownership of 18,091,690 shares; Bay II = 74,100 shares purchased resulting in ownership of 15,697,630 shares; Offshore Fund = 140,400 shares purchased resulting in ownership of 27,014,356 shares; GMT Capital = 4,200 shares purchased resulting in ownership of 972,330 shares; Claugus = 12,900 shares purchased resulting in ownership of 2,462,800 shares; GMT Exploration = 0 shares purchased resulting in ownership of 738,900 shares. F72 · security: The aggregate number of shares of common stock sold on October 2, 2018, was 7,800 shares, at a price of $3.84 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 64,969,906. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 0 shares sold resulting in ownership of 18,091,690 shares; Bay II = 0 shares sold resulting in ownership of 15,697,630 shares; Offshore Fund = 0 shares sold resulting in ownership of 27,014,356 shares; GMT Capital = 7,800 shares sold resulting in ownership of 964,530 shares; Claugus = 0 shares sold resulting in ownership of 2,462,800 shares; GMT Exploration = 0 shares purchased resulting in ownership of 738,900 shares. F73 · security: The aggregate number of shares of common stock sold on October 3, 2018, was 199,520 shares, at a price of $3.85 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 64,770,386. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 0 shares sold resulting in ownership of 18,091,690 shares; Bay II = 0 shares sold resulting in ownership of 15,697,630 shares; Offshore Fund = 0 shares sold resulting in ownership of 27,014,356 shares; GMT Capital = 199,520 shares sold resulting in ownership of 765,010 shares; Claugus = 0 shares sold resulting in ownership of 2,462,800 shares; GMT Exploration = 0 shares purchased resulting in ownership of 738,900 shares. F74 · security: The aggregate number of shares of common stock purchased on October 12, 2018, was 312,900 shares, at a price of $3.49 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 65,083,286. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 81,300 shares purchased resulting in ownership of 18,172,990 shares; Bay II = 74,100 shares purchased resulting in ownership of 15,771,730 shares; Offshore Fund = 140,400 shares purchased resulting in ownership of 27,154,756 shares; GMT Capital = 4,200 shares purchased resulting in ownership of 769,210 shares; Claugus = 12,900 shares purchased resulting in ownership of 2,475,700 shares; GMT Exploration = 0 shares purchased resulting in ownership of 738,900 shares. F75 · security: The aggregate number of shares of common stock purchased on October 26, 2018, was 314,600 shares, at a price of $3.10 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 65,397,886. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 91,000 shares purchased resulting in ownership of 18,263,990 shares; Bay II = 68,600 shares purchased resulting in ownership of 15,840,330 shares; Offshore Fund = 137,900 shares purchased resulting in ownership of 27,292,656 shares; GMT Capital = 2,500 shares purchased resulting in ownership of 771,710 shares; Claugus = 14,600 shares purchased resulting in ownership of 2,490,300 shares; GMT Exploration = 0 shares purchased resulting in ownership of 738,900 shares. F76 · security: The aggregate number of shares of common stock purchased on November 2, 2018, was 346,100 shares, at a price of $3.00 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 65,743,986. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 100,100 shares purchased resulting in ownership of 18,364,090 shares; Bay II = 75,500 shares purchased resulting in ownership of 15,915,830 shares; Offshore Fund = 151,700 shares purchased resulting in ownership of 27,444,356 shares; GMT Capital = 2,700 shares purchased resulting in ownership of 774,410 shares; Claugus = 16,100 shares purchased resulting in ownership of 2,506,400 shares; GMT Exploration = 0 shares purchased resulting in ownership of 738,900 shares. F77 · security: The aggregate number of shares of common stock purchased on November 21, 2018, was 524,400 shares, at a price of $2.58 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 66,268,386. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 151,700 shares purchased resulting in ownership of 18,515,790 shares; Bay II = 114,400 shares purchased resulting in ownership of 16,030,230 shares; Offshore Fund = 229,800 shares purchased resulting in ownership of 27,674,156 shares; GMT Capital = 4,100 shares purchased resulting in ownership of 778,510 shares; Claugus = 24,400 shares purchased resulting in ownership of 2,530,800 shares; GMT Exploration = 0 shares purchased resulting in ownership of 738,900 shares. F78 · security: The aggregate number of shares of common stock purchased on December 3, 2018, was 360,100 shares, at a price of $2.74 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 66,628,486. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 104,200 shares purchased resulting in ownership of 18,619,990 shares; Bay II = 78,600 shares purchased resulting in ownership of 16,108,830 shares; Offshore Fund = 157,700 shares purchased resulting in ownership of 27,831,856 shares; GMT Capital = 2,800 shares purchased resulting in ownership of 781,310 shares; Claugus = 16,800 shares purchased resulting in ownership of 2,547,600 shares; GMT Exploration = 0 shares purchased resulting in ownership of 738,900 shares. F79 · security: The aggregate number of shares of common stock purchased on December 4, 2018, was 164,300 shares, at a price of $2.68 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 66,792,786. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 47,500 shares purchased resulting in ownership of 18,667,490 shares; Bay II = 35,800 shares purchased resulting in ownership of 16,144,630 shares; Offshore Fund = 72,100 shares purchased resulting in ownership of 27,903,956 shares; GMT Capital = 1,300 shares purchased resulting in ownership of 782,610 shares; Claugus = 7,600 shares purchased resulting in ownership of 2,555,200 shares; GMT Exploration = 0 shares purchased resulting in ownership of 738,900 shares. F80 · security: The aggregate number of shares of common stock purchased on December 24, 2018, was 279,006 shares, at a price of $2.74 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 67,071,792. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 80,700 shares purchased resulting in ownership of 18,748,190 shares; Bay II = 60,900 shares purchased resulting in ownership of 16,205,530 shares; Offshore Fund = 122,206 shares purchased resulting in ownership of 28,026,162 shares; GMT Capital = 2,200 shares purchased resulting in ownership of 784,810 shares; Claugus = 13,000 shares purchased resulting in ownership of 2,568,200 shares; GMT Exploration = 0 shares purchased resulting in ownership of 738,900 shares. F81 · security: The aggregate number of shares of common stock purchased on December 27, 2018, was 456,294 shares, at a price of $2.13 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 67,528,086. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 71,000 shares purchased resulting in ownership of 18,819,190 shares; Bay II = 53,500 shares purchased resulting in ownership of 16,259,030 shares; Offshore Fund = 107,594 shares purchased resulting in ownership of 28,133,756 shares; GMT Capital = 1,900 shares purchased resulting in ownership of 786,710 shares; Claugus = 11,400 shares purchased resulting in ownership of 2,579,600 shares; GMT Exploration = 210,900 shares purchased resulting in ownership of 949,800 shares. F82 · security: The aggregate number of shares of common stock purchased on December 28, 2018, was 147,100 shares, at a price of $2.20 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 67,675,186. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 0 shares purchased resulting in ownership of 18,819,190 shares; Bay II = 0 shares purchased resulting in ownership of 16,259,030 shares; Offshore Fund = 0 shares purchased resulting in ownership of 28,133,756 shares; GMT Capital = 0 shares purchased resulting in ownership of 786,710 shares; Claugus = 0 shares purchased resulting in ownership of 2,579,600 shares; GMT Exploration = 147,100 shares purchased resulting in ownership of 1,096,900 shares. Read SEC document |
| November 16, 2017 Filed Apr 4, 2019 17:12 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCOMMON STOCK | 391,100 | $2.13 | $833,043.00 |
DisclosureSEC source: 0001106191-19-000022 · primary_doc.xml · nonDerivative · entry 29 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,675,186 F1 · security: This Form 5 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 5. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a substantial interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F31 · security: The aggregate number of shares of common stock purchased on November 16, 2017, was 391,100 shares, at a price of $2.13 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 51,767,877. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 102,400 shares purchased resulting in ownership of 14,721,590 shares; Bay II = 83,500 shares purchased resulting in ownership of 12,865,330 shares; Offshore Fund = 181,600 shares purchased resulting in ownership of 21,453,227 shares; GMT Capital = 6,900 shares purchased resulting in ownership of 776,330 shares; Claugus = 16,700 shares purchased resulting in ownership of 1,951,400 shares; GMT Exploration = 0 shares purchased resulting in ownership of 0 shares. Read SEC document |
| November 15, 2017 Filed Apr 4, 2019 17:12 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCOMMON STOCK | 342,177 | $2.10 | $718,571.70 |
DisclosureSEC source: 0001106191-19-000022 · primary_doc.xml · nonDerivative · entry 28 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,675,186 F1 · security: This Form 5 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 5. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a substantial interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F30 · security: The aggregate number of shares of common stock purchased on November 15, 2017, was 342,177 shares, at a price of $2.10 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 51,376,777. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 89,600 shares purchased resulting in ownership of 14,619,190 shares; Bay II = 73,100 shares purchased resulting in ownership of 12,781,830 shares; Offshore Fund = 158,877 shares purchased resulting in ownership of 21,271,627 shares; GMT Capital = 6,000 shares purchased resulting in ownership of 769,430 shares; Claugus = 14,600 shares purchased resulting in ownership of 1,934,700 shares; GMT Exploration = 0 shares purchased resulting in ownership of 0 shares. Read SEC document |
| September 12, 2017 Filed Apr 4, 2019 17:12 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCOMMON STOCK | 327,300 | $2.06 | $674,238.00 |
DisclosureSEC source: 0001106191-19-000022 · primary_doc.xml · nonDerivative · entry 27 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,675,186 F1 · security: This Form 5 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 5. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a substantial interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F29 · security: The aggregate number of shares of common stock purchased on September 12, 2017, was 327,300 shares, at a price of $2.06 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 51,034,600. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 82,200 shares purchased resulting in ownership of 14,529,590 shares; Bay II = 70,700 shares purchased resulting in ownership of 12,708,730 shares; Offshore Fund = 154,800 shares purchased resulting in ownership of 21,112,750 shares; GMT Capital = 5,400 shares purchased resulting in ownership of 763,430 shares; Claugus = 14,200 shares purchased resulting in ownership of 1,920,100 shares; GMT Exploration = 0 shares purchased resulting in ownership of 0 shares. Read SEC document |
| September 11, 2017 Filed Apr 4, 2019 17:12 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCOMMON STOCK | 300,000 | $2.07 | $621,000.00 |
DisclosureSEC source: 0001106191-19-000022 · primary_doc.xml · nonDerivative · entry 26 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,675,186 F1 · security: This Form 5 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 5. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a substantial interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F28 · security: The aggregate number of shares of common stock purchased on September 11, 2017, was 300,000 shares, at a price of $2.07 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 50,707,300. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 75,300 shares purchased resulting in ownership of 14,447,390 shares; Bay II = 64,800 shares purchased resulting in ownership of 12,638,030 shares; Offshore Fund = 141,800 shares purchased resulting in ownership of 20,957,950 shares; GMT Capital = 5,000 shares purchased resulting in ownership of 758,030 shares; Claugus = 13,100 shares purchased resulting in ownership of 1,905,900 shares; GMT Exploration = 0 shares purchased resulting in ownership of 0 shares. Read SEC document |
| September 06, 2017 Filed Apr 4, 2019 17:12 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCOMMON STOCK | 303,600 | $2.11 | $640,596.00 |
DisclosureSEC source: 0001106191-19-000022 · primary_doc.xml · nonDerivative · entry 25 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,675,186 F1 · security: This Form 5 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 5. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a substantial interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F27 · security: The aggregate number of shares of common stock purchased on September 6, 2017, was 303,600 shares, at a price of $2.11 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 50,407,300. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 76,200 shares purchased resulting in ownership of 14,372,090 shares; Bay II = 65,600 shares purchased resulting in ownership of 12,573,230 shares; Offshore Fund = 143,600 shares purchased resulting in ownership of 20,816,150 shares; GMT Capital = 5,000 shares purchased resulting in ownership of 753,030 shares; Claugus = 13,200 shares purchased resulting in ownership of 1,892,800 shares; GMT Exploration = 0 shares purchased resulting in ownership of 0 shares. Read SEC document |
| September 05, 2017 Filed Apr 4, 2019 17:12 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCOMMON STOCK | 394,400 | $2.06 | $812,464.00 |
DisclosureSEC source: 0001106191-19-000022 · primary_doc.xml · nonDerivative · entry 24 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,675,186 F1 · security: This Form 5 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 5. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a substantial interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F26 · security: The aggregate number of shares of common stock purchased on September 5, 2017, was 394,400 shares, at a price of $2.06 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 50,103,700. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 99,100 shares purchased resulting in ownership of 14,295,890 shares; Bay II = 85,200 shares purchased resulting in ownership of 12,507,630 shares; Offshore Fund = 186,400 shares purchased resulting in ownership of 20,672,550 shares; GMT Capital = 6,500 shares purchased resulting in ownership of 748,030 shares; Claugus = 17,200 shares purchased resulting in ownership of 1,879,600 shares; GMT Exploration = 0 shares purchased resulting in ownership of 0 shares. Read SEC document |
| September 01, 2017 Filed Apr 4, 2019 17:12 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCOMMON STOCK | 347,500 | $2.04 | $708,900.00 |
DisclosureSEC source: 0001106191-19-000022 · primary_doc.xml · nonDerivative · entry 23 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,675,186 F1 · security: This Form 5 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 5. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a substantial interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F25 · security: The aggregate number of shares of common stock purchased on September 1, 2017, was 347,500 shares, at a price of $2.04 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 49,709,300. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 87,200 shares purchased resulting in ownership of 14,196,790 shares; Bay II = 75,100 shares purchased resulting in ownership of 12,422,430 shares; Offshore Fund = 164,300 shares purchased resulting in ownership of 20,486,150 shares; GMT Capital = 5,800 shares purchased resulting in ownership of 741,530 shares; Claugus = 15,100 shares purchased resulting in ownership of 1,862,400 shares; GMT Exploration = 0 shares purchased resulting in ownership of 0 shares. Read SEC document |
| August 14, 2017 Filed Apr 4, 2019 17:12 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCOMMON STOCK | 522,700 | $2.19 | $1,144,713.00 |
DisclosureSEC source: 0001106191-19-000022 · primary_doc.xml · nonDerivative · entry 22 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,675,186 F1 · security: This Form 5 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 5. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a substantial interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F24 · security: The aggregate number of shares of common stock purchased on August 14, 2017, was 522,700 shares, at a price of $2.19 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 49,361,800. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 131,200 shares purchased resulting in ownership of 14,109,590 shares; Bay II = 113,000 shares purchased resulting in ownership of 12,347,330 shares; Offshore Fund = 247,200 shares purchased resulting in ownership of 20,321,850 shares; GMT Capital = 8,600 shares purchased resulting in ownership of 735,730 shares; Claugus = 22,700 shares purchased resulting in ownership of 1,847,300 shares; GMT Exploration = 0 shares purchased resulting in ownership of 0 shares. Read SEC document |
| May 31, 2017 Filed Apr 4, 2019 17:12 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCOMMON STOCK | 46,600 | $2.34 | $109,044.00 |
DisclosureSEC source: 0001106191-19-000022 · primary_doc.xml · nonDerivative · entry 21 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,675,186 F1 · security: This Form 5 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 5. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a substantial interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F23 · security: The aggregate number of shares of common stock purchased on May 31, 2017, was 46,600 shares, at a price of $2.34 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 48,839,100. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 13,900 shares purchased resulting in ownership of 13,978,390 shares; Bay II = 11,800 shares purchased resulting in ownership of 12,234,330 shares; Offshore Fund = 18,700 shares purchased resulting in ownership of 20,074,650 shares; GMT Capital = 600 shares purchased resulting in ownership of 727,130 shares; Claugus = 1,600 shares purchased resulting in ownership of 1,824,600 shares; GMT Exploration = 0 shares purchased resulting in ownership of 0 shares. Read SEC document |
| May 30, 2017 Filed Apr 4, 2019 17:12 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCOMMON STOCK | 367,900 | $2.35 | $864,565.00 |
DisclosureSEC source: 0001106191-19-000022 · primary_doc.xml · nonDerivative · entry 20 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,675,186 F1 · security: This Form 5 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 5. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a substantial interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F22 · security: The aggregate number of shares of common stock purchased on May 30, 2017, was 367,900 shares, at a price of $2.35 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 48,792,500. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 109,500 shares purchased resulting in ownership of 13,964,490 shares; Bay II = 93,100 shares purchased resulting in ownership of 12,222,530 shares; Offshore Fund = 147,500 shares purchased resulting in ownership of 20,055,950 shares; GMT Capital = 4,900 shares purchased resulting in ownership of 726,530 shares; Claugus = 12,900 shares purchased resulting in ownership of 1,823,000 shares; GMT Exploration = 0 shares purchased resulting in ownership of 0 shares. Read SEC document |
| May 23, 2017 Filed Apr 4, 2019 17:12 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCOMMON STOCK | 414,500 | $2.54 | $1,052,830.00 |
DisclosureSEC source: 0001106191-19-000022 · primary_doc.xml · nonDerivative · entry 19 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,675,186 F1 · security: This Form 5 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 5. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a substantial interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F21 · security: The aggregate number of shares of common stock purchased on May 23, 2017, was 414,500 shares, at a price of $2.54 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 48,424,600. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 123,400 shares purchased resulting in ownership of 13,854,990 shares; Bay II = 104,900 shares purchased resulting in ownership of 12,129,430 shares; Offshore Fund = 166,200 shares purchased resulting in ownership of 19,908,450 shares; GMT Capital = 5,500 shares purchased resulting in ownership of 721,630 shares; Claugus = 14,500 shares purchased resulting in ownership of 1,810,100 shares; GMT Exploration = 0 shares purchased resulting in ownership of 0 shares. Read SEC document |
| May 15, 2017 Filed Apr 4, 2019 17:12 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCOMMON STOCK | 518,100 | $2.55 | $1,321,155.00 |
DisclosureSEC source: 0001106191-19-000022 · primary_doc.xml · nonDerivative · entry 18 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,675,186 F1 · security: This Form 5 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 5. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a substantial interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F20 · security: The aggregate number of shares of common stock purchased on May 15, 2017, was 518,100 shares, at a price of $2.55 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 48,010,100. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 154,200 shares purchased resulting in ownership of 13,731,590 shares; Bay II = 131,100 shares purchased resulting in ownership of 12,024,530 shares; Offshore Fund = 207,800 shares purchased resulting in ownership of 19,742,250 shares; GMT Capital = 6,900 shares purchased resulting in ownership of 716,130 shares; Claugus = 18,100 shares purchased resulting in ownership of 1,795,600 shares; GMT Exploration = 0 shares purchased resulting in ownership of 0 shares. Read SEC document |
| May 12, 2017 Filed Apr 4, 2019 17:12 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCOMMON STOCK | 191,300 | $2.51 | $480,163.00 |
DisclosureSEC source: 0001106191-19-000022 · primary_doc.xml · nonDerivative · entry 17 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,675,186 F1 · security: This Form 5 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 5. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a substantial interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F19 · security: The aggregate number of shares of common stock purchased on May 12, 2017, was 191,300 shares, at a price of $2.51 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 47,492,000. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 56,900 shares purchased resulting in ownership of 13,577,390 shares; Bay II = 48,400 shares purchased resulting in ownership of 11,893,430 shares; Offshore Fund = 76,800 shares purchased resulting in ownership of 19,534,450 shares; GMT Capital = 2,500 shares purchased resulting in ownership of 709,230 shares; Claugus = 6,700 shares purchased resulting in ownership of 1,777,500 shares; GMT Exploration = 0 shares purchased resulting in ownership of 0 shares. Read SEC document |
| May 11, 2017 Filed Apr 4, 2019 17:12 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCOMMON STOCK | 326,800 | $2.53 | $826,804.00 |
DisclosureSEC source: 0001106191-19-000022 · primary_doc.xml · nonDerivative · entry 16 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,675,186 F1 · security: This Form 5 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 5. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a substantial interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F18 · security: The aggregate number of shares of common stock purchased on May 11, 2017, was 326,800 shares, at a price of $2.53 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 47,300,700. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 97,300 shares purchased resulting in ownership of 13,520,490 shares; Bay II = 82,700 shares purchased resulting in ownership of 11,845,030 shares; Offshore Fund = 131,000 shares purchased resulting in ownership of 19,457,650 shares; GMT Capital = 4,400 shares purchased resulting in ownership of 706,730 shares; Claugus = 11,400 shares purchased resulting in ownership of 1,770,800 shares; GMT Exploration = 0 shares purchased resulting in ownership of 0 shares. Read SEC document |
| May 10, 2017 Filed Apr 4, 2019 17:12 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCOMMON STOCK | 49,000 | $2.54 | $124,460.00 |
DisclosureSEC source: 0001106191-19-000022 · primary_doc.xml · nonDerivative · entry 15 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,675,186 F1 · security: This Form 5 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 5. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a substantial interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F17 · security: The aggregate number of shares of common stock purchased on May 10, 2017, was 49,000 shares, at a price of $2.54 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 46,973,900. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 14,600 shares purchased resulting in ownership of 13,423,190 shares; Bay II = 12,400 shares purchased resulting in ownership of 11,762,330 shares; Offshore Fund = 19,600 shares purchased resulting in ownership of 19,326,650 shares; GMT Capital = 700 shares purchased resulting in ownership of 702,330 shares; Claugus = 1,700 shares purchased resulting in ownership of 1,759,400 shares; GMT Exploration = 0 shares purchased resulting in ownership of 0 shares. Read SEC document |
| May 09, 2017 Filed Apr 4, 2019 17:12 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCOMMON STOCK | 188,500 | $2.50 | $471,250.00 |
DisclosureSEC source: 0001106191-19-000022 · primary_doc.xml · nonDerivative · entry 14 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,675,186 F1 · security: This Form 5 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 5. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a substantial interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F16 · security: The aggregate number of shares of common stock purchased on May 9, 2017, was 188,500 shares, at a price of $2.50 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 46,924,900. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 56,100 shares purchased resulting in ownership of 13,408,590 shares; Bay II = 47,700 shares purchased resulting in ownership of 11,749,930 shares; Offshore Fund = 75,600 shares purchased resulting in ownership of 19,307,050 shares; GMT Capital = 2,500 shares purchased resulting in ownership of 701,630 shares; Claugus = 6,600 shares purchased resulting in ownership of 1,757,700 shares; GMT Exploration = 0 shares purchased resulting in ownership of 0 shares. Read SEC document |
| May 08, 2017 Filed Apr 4, 2019 17:12 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCOMMON STOCK | 280,600 | $2.47 | $693,082.00 |
DisclosureSEC source: 0001106191-19-000022 · primary_doc.xml · nonDerivative · entry 13 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,675,186 F1 · security: This Form 5 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 5. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a substantial interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F15 · security: The aggregate number of shares of common stock purchased on May 8, 2017, was 280,600 shares, at a price of $2.47 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 46,736,400. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 83,500 shares purchased resulting in ownership of 13,352,490 shares; Bay II = 71,000 shares purchased resulting in ownership of 11,702,230 shares; Offshore Fund = 112,600 shares purchased resulting in ownership of 19,231,450 shares; GMT Capital = 3,700 shares purchased resulting in ownership of 699,130 shares; Claugus = 9,800 shares purchased resulting in ownership of 1,751,100 shares; GMT Exploration = 0 shares purchased resulting in ownership of 0 shares. Read SEC document |
| May 04, 2017 Filed Apr 4, 2019 17:12 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCOMMON STOCK | 1,036,200 | $2.32 | $2,403,984.00 |
DisclosureSEC source: 0001106191-19-000022 · primary_doc.xml · nonDerivative · entry 12 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,675,186 F1 · security: This Form 5 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 5. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a substantial interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F14 · security: The aggregate number of shares of common stock purchased on May 4, 2017, was 1,036,200 shares, at a price of $2.32 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 46,455,800. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 308,400 shares purchased resulting in ownership of 13,268,990 shares; Bay II = 262,300 shares purchased resulting in ownership of 11,631,230 shares; Offshore Fund = 415,600 shares purchased resulting in ownership of 19,118,850 shares; GMT Capital = 13,700 shares purchased resulting in ownership of 695,430 shares; Claugus = 36,200 shares purchased resulting in ownership of 1,741,300 shares; GMT Exploration = 0 shares purchased resulting in ownership of 0 shares. Read SEC document |
| May 02, 2017 Filed Apr 4, 2019 17:12 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCOMMON STOCK | 932,600 | $2.50 | $2,331,500.00 |
DisclosureSEC source: 0001106191-19-000022 · primary_doc.xml · nonDerivative · entry 11 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,675,186 F1 · security: This Form 5 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 5. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a substantial interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F13 · security: The aggregate number of shares of common stock purchased on May 2, 2017, was 932,600 shares, at a price of $2.50 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 45,419,600. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 277,600 shares purchased resulting in ownership of 12,960,590 shares; Bay II = 236,000 shares purchased resulting in ownership of 11,368,930 shares; Offshore Fund = 374,100 shares purchased resulting in ownership of 18,703,250 shares; GMT Capital = 12,300 shares purchased resulting in ownership of 681,730 shares; Claugus = 32,600 shares purchased resulting in ownership of 1,705,100 shares; GMT Exploration = 0 shares purchased resulting in ownership of 0 shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.