organization · Reporting owner
GMT Exploration Co LLC
Disclosed activity across 1 company
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Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
GRAN TIERRA ENERGY INC.
Report date June 03, 2021 · Filed June 07, 2021
Jointly reported with GMT Capital Corp, BAY RESOURCE PARTNERS LP, BAY II RESOURCE PARTNERS LP, BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P., CLAUGUS THOMAS E
Section 16 reporting ended · disclosed 2021-06-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 36,141,812 |
Reported balance
After 2021-06-03 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-06-03 · Sale · Disposed 624,800 · Balance 36,141,812 F1: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3: The aggregate number of shares of common stock sold on June 03, 2021, was 624,800 shares, at a price of $0.70 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 36,141,812. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 186,600 shares sold resulting in ownership of 10,453,890 shares; Bay II = 149,800 shares sold resulting in ownership of 8,492,330 shares; Offshore Fund = 263,600 shares sold resulting in ownership of 14,845,489 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 24,800 shares sold resulting in ownership of 1,396,500 shares; GMT Exploration = 0 shares sold resulting in ownership of 806,603 shares. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons.
F2: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized.
F3: The aggregate number of shares of common stock sold on June 03, 2021, was 624,800 shares, at a price of $0.70 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 36,141,812. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 186,600 shares sold resulting in ownership of 10,453,890 shares; Bay II = 149,800 shares sold resulting in ownership of 8,492,330 shares; Offshore Fund = 263,600 shares sold resulting in ownership of 14,845,489 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 24,800 shares sold resulting in ownership of 1,396,500 shares; GMT Exploration = 0 shares sold resulting in ownership of 806,603 shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 30, 2020 Filed Dec 31, 2020 17:23 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 349,400 | $0.35 | $122,290.00 |
DisclosureSEC source: 0001106191-20-000039 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,669,353 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock sold on December 30, 2020, was 349,400 shares, at a price of $0.35 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 63,669,353. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 104,300 shares sold resulting in ownership of 18,459,490 shares; Bay II = 83,800 shares sold resulting in ownership of 14,918,430 shares; Offshore Fund = 147,400 shares sold resulting in ownership of 26,155,333 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 13,900 shares sold resulting in ownership of 2,462,200 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 17:23 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 692,000 | $0.34 | $235,280.00 |
DisclosureSEC source: 0001106191-20-000039 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,018,753 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on December 29, 2020, was 692,000 shares, at a price of $0.34 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 64,018,753. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 206,700 shares sold resulting in ownership of 18,563,790 shares; Bay II = 165,900 shares sold resulting in ownership of 15,002,230 shares; Offshore Fund = 291,900 shares sold resulting in ownership of 26,302,733 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 27,500 shares sold resulting in ownership of 2,476,100 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| December 11, 2020 Filed Dec 14, 2020 21:47 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 458,706 | $0.39 | $178,895.34 |
DisclosureSEC source: 0001106191-20-000038 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,710,753 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock sold on December 11, 2020, was 458,706 shares, at a price of $0.39 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 64,710,753. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 137,000 shares sold resulting in ownership of 18,770,490 shares; Bay II = 110,000 shares sold resulting in ownership of 15,168,130 shares; Offshore Fund = 193,506 shares sold resulting in ownership of 26,594,633 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 18,200 shares sold resulting in ownership of 2,503,600 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 21:47 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 2,252,994 | $0.38 | $856,137.72 |
DisclosureSEC source: 0001106191-20-000038 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,169,459 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on December 10, 2020, was 2,252,994 shares, at a price of $0.38 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 65,169,459. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 672,800 shares sold resulting in ownership of 18,907,490 shares; Bay II = 540,100 shares sold resulting in ownership of 15,278,130 shares; Offshore Fund = 950,494 shares sold resulting in ownership of 26,788,139 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =89,600 shares sold resulting in ownership of 2,521,800 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| December 08, 2020 Filed Dec 9, 2020 22:57 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 850,400 | $0.48 | $408,192.00 |
DisclosureSEC source: 0001106191-20-000037 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,422,453 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock sold on December 08, 2020, was 850,400 shares, at a price of $0.48 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 67,422,453. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 254,000 shares sold resulting in ownership of 19,580,290 shares; Bay II = 203,800 shares sold resulting in ownership of 15,818,230 shares; Offshore Fund = 358,800 shares sold resulting in ownership of 27,738,633 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 33,800 shares sold resulting in ownership of 2,611,400 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| December 07, 2020 Filed Dec 9, 2020 22:57 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 603,500 | $0.30 | $181,050.00 |
DisclosureSEC source: 0001106191-20-000037 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,272,853 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on December 07, 2020, was 603,500 shares, at a price of $0.30 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 68,272,853. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 180,200 shares sold resulting in ownership of 19,834,290 shares; Bay II = 144,700 shares sold resulting in ownership of 16,022,030 shares; Offshore Fund = 254,600 shares sold resulting in ownership of 28,097,433 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =24,000 shares sold resulting in ownership of 2,645,200 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| December 04, 2020 Filed Dec 7, 2020 17:42 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 549,276 | $0.30 | $164,782.80 |
DisclosureSEC source: 0001106191-20-000035 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,759,653 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock sold on December 04, 2020, was 549,276 shares, at a price of $0.30 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 68,759,653. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 129,100 shares sold resulting in ownership of 20,014,490 shares; Bay II = 103,700 shares sold resulting in ownership of 16,166,730 shares; Offshore Fund = 182,576 shares sold resulting in ownership of 28,352,033 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 133,900 shares sold resulting in ownership of 2,552,500 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| December 04, 2020 Filed Dec 9, 2020 22:12 UTC Amendment | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 432,576 | $0.30 | $129,772.80 |
DisclosureSEC source: 0001106191-20-000036 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,876,353 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock sold on December 04, 2020, was 432,576 shares, at a price of $0.30 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 68,876,353. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 129,100 shares sold resulting in ownership of 20,014,490 shares; Bay II = 103,700 shares sold resulting in ownership of 16,166,730 shares; Offshore Fund = 182,576 shares sold resulting in ownership of 28,352,033 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 17,200 shares sold resulting in ownership of 2,669,200 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. F5 · security: This Form 4/A is being submitted in connection with the Form 4 filed on December 07, 2020, which reported a sale by Claugus on December 04, 2020 of 133,900 shares resulting in ownership of 2,552,500 shares. These figures were incorrectly entered into the Form 4 due to a manual transcription error. The correct figures for Claugus' sale on December 04, 2020 are set forth on this Form 4/A. Read SEC document |
| December 03, 2020 Filed Dec 7, 2020 17:42 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 300,000 | $0.29 | $87,000.00 |
DisclosureSEC source: 0001106191-20-000035 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,308,929 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on December 03, 2020, was 300,000 shares, at a price of $0.29 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 69,308,929. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 89,600 shares sold resulting in ownership of 20,143,590 shares; Bay II = 71,900 shares sold resulting in ownership of 16,270,430 shares; Offshore Fund = 126,600 shares sold resulting in ownership of 28,534,609 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =11,900 shares sold resulting in ownership of 2,686,400 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| December 03, 2020 Filed Dec 9, 2020 22:12 UTC Amendment | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 300,000 | $0.29 | $87,000.00 |
DisclosureSEC source: 0001106191-20-000036 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,308,929 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on December 03, 2020, was 300,000 shares, at a price of $0.29 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 69,308,929. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 89,600 shares sold resulting in ownership of 20,143,590 shares; Bay II = 71,900 shares sold resulting in ownership of 16,270,430 shares; Offshore Fund = 126,600 shares sold resulting in ownership of 28,534,609 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =11,900 shares sold resulting in ownership of 2,686,400 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| December 02, 2020 Filed Dec 3, 2020 22:17 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 53,500 | $0.28 | $14,980.00 |
DisclosureSEC source: 0001106191-20-000034 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,608,929 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock sold on December 02, 2020, was 53,500 shares, at a price of $0.28 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 69,608,929. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 16,000 shares sold resulting in ownership of 20,233,190 shares; Bay II = 12,800 shares sold resulting in ownership of 16,342,330 shares; Offshore Fund = 22,600 shares sold resulting in ownership of 28,661,209 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 2,100 shares sold resulting in ownership of 2,698,300 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 22:17 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 155,324 | $0.28 | $43,490.72 |
DisclosureSEC source: 0001106191-20-000034 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,662,429 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on December 01, 2020, was 155,324 shares, at a price of $0.28 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 69,662,429. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 46,400 shares sold resulting in ownership of 20,249,190 shares; Bay II = 37,200 shares sold resulting in ownership of 16,355,130 shares; Offshore Fund = 65,524 shares sold resulting in ownership of 28,683,809 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 6,200 shares sold resulting in ownership of 2,700,400 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 19:49 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 100,000 | $0.29 | $29,000.00 |
DisclosureSEC source: 0001106191-20-000033 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,817,753 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock sold on November 30, 2020, was 100,000 shares, at a price of $0.29 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 69,817,753. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 29,900 shares sold resulting in ownership of 20,295,590 shares; Bay II = 24,000 shares sold resulting in ownership of 16,392,330 shares; Offshore Fund = 42,100 shares sold resulting in ownership of 28,749,333 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 4,000 shares sold resulting in ownership of 2,706,600 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| November 27, 2020 Filed Dec 1, 2020 19:49 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 241,500 | $0.30 | $72,450.00 |
DisclosureSEC source: 0001106191-20-000033 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,917,753 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on November 27, 2020, was 241,500 shares, at a price of $0.30 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 69,917,753. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 72,100 shares sold resulting in ownership of 20,325,490 shares; Bay II = 57,900 shares sold resulting in ownership of 16,416,330 shares; Offshore Fund = 101,900 shares sold resulting in ownership of 28,791,433 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 9,600 shares sold resulting in ownership of 2,710,600 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| November 24, 2020 Filed Nov 25, 2020 22:05 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 2,082,800 | $0.31 | $645,668.00 |
DisclosureSEC source: 0001106191-20-000032 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,159,253 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on November 24, 2020, was 2,082,800 shares, at a price of $0.31 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 70,159,253. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 622,000 shares sold resulting in ownership of 20,397,590 shares; Bay II = 499,300 shares sold resulting in ownership of 16,474,230 shares; Offshore Fund = 878,700 shares sold resulting in ownership of 28,893,333 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 82,800 shares sold resulting in ownership of 2,720,200 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| November 20, 2020 Filed Nov 23, 2020 20:55 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 1,500 | $0.22 | $330.00 |
DisclosureSEC source: 0001106191-20-000031 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,242,053 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock sold on November 20, 2020, was 1,500 shares, at a price of $0.22 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 72,242,053. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 400 shares sold resulting in ownership of 21,019,590 shares; Bay II = 400 shares sold resulting in ownership of 16,973,530 shares; Offshore Fund = 600 shares sold resulting in ownership of 29,772,033 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 100 shares sold resulting in ownership of 2,803,000 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| November 19, 2020 Filed Nov 23, 2020 20:55 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 54,442 | $0.22 | $11,977.24 |
DisclosureSEC source: 0001106191-20-000031 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,243,553 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on November 19, 2020, was 54,442 shares, at a price of $0.22 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 72,243,553. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 16,300 shares sold resulting in ownership of 21,019,990 shares; Bay II = 13,000 shares sold resulting in ownership of 16,973,930 shares; Offshore Fund = 23,042 shares sold resulting in ownership of 29,772,633 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 2,100 shares sold resulting in ownership of 2,803,100 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| November 18, 2020 Filed Nov 19, 2020 21:39 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 319,633 | $0.23 | $73,515.59 |
DisclosureSEC source: 0001106191-20-000030 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,297,995 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock sold on November 18, 2020, was 319,633 shares, at a price of $0.23 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 72,297,995. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 95,500 shares sold resulting in ownership of 21,036,290 shares; Bay II = 76,700 shares sold resulting in ownership of 16,986,930 shares; Offshore Fund = 134,733 shares sold resulting in ownership of 29,795,675 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 12,700 shares sold resulting in ownership of 2,805,200 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| November 17, 2020 Filed Nov 19, 2020 21:39 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 665,825 | $0.22 | $146,481.50 |
DisclosureSEC source: 0001106191-20-000030 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,617,628 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on November 17, 2020, was 665,825 shares, at a price of $0.22 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 72,617,628. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 198,800 shares sold resulting in ownership of 21,131,790 shares; Bay II = 159,600 shares sold resulting in ownership of 17,063,630 shares; Offshore Fund = 280,925 shares sold resulting in ownership of 29,930,408 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 26,500 shares sold resulting in ownership of 2,817,900 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| November 13, 2020 Filed Nov 16, 2020 20:20 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 621,075 | $0.21 | $130,425.75 |
DisclosureSEC source: 0001106191-20-000029 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,283,453 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock sold on November 13, 2020, was 621,075 shares, at a price of $0.21 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 73,283,453. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 185,500 shares sold resulting in ownership of 21,330,590 shares; Bay II = 148,900 shares sold resulting in ownership of 17,223,230 shares; Offshore Fund = 261,975 shares sold resulting in ownership of 30,211,333 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 24,700 shares sold resulting in ownership of 2,844,400 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| November 12, 2020 Filed Nov 16, 2020 20:20 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 116,000 | $0.22 | $25,520.00 |
DisclosureSEC source: 0001106191-20-000029 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,904,528 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on November 12, 2020, was 116,000 shares, at a price of $0.22 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 73,904,528. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 34,600 shares sold resulting in ownership of 21,516,090 shares; Bay II = 27,800 shares sold resulting in ownership of 17,372,130 shares; Offshore Fund = 49,000 shares sold resulting in ownership of 30,473,308 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 4,600 shares sold resulting in ownership of 2,869,100 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| November 11, 2020 Filed Nov 12, 2020 19:44 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 444,000 | $0.24 | $106,560.00 |
DisclosureSEC source: 0001106191-20-000028 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,020,528 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock sold on November 11, 2020, was 444,000 shares, at a price of $0.24 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 74,020,528. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 132,600 shares sold resulting in ownership of 21,550,690 shares; Bay II = 106,500 shares sold resulting in ownership of 17,399,930 shares; Offshore Fund = 187,200 shares sold resulting in ownership of 30,522,308 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 17,700 shares sold resulting in ownership of 2,873,700 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 19:44 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 325,000 | $0.22 | $71,500.00 |
DisclosureSEC source: 0001106191-20-000028 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,464,528 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on November 10, 2020, was 325,000 shares, at a price of $0.22 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 74,464,528. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 97,000 shares sold resulting in ownership of 21,683,290 shares; Bay II = 77,900 shares sold resulting in ownership of 17,506,430 shares; Offshore Fund = 137,200 shares sold resulting in ownership of 30,709,508 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 12,900 shares sold resulting in ownership of 2,891,400 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| November 09, 2020 Filed Nov 10, 2020 15:56 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 432,500 | $0.21 | $90,825.00 |
DisclosureSEC source: 0001106191-20-000027 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,789,528 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock sold on November 09, 2020, was 432,500 shares, at a price of $0.21 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 74,789,528. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 129,200 shares sold resulting in ownership of 21,780,290 shares; Bay II = 103,700 shares sold resulting in ownership of 17,584,330 shares; Offshore Fund = 182,400 shares sold resulting in ownership of 30,846,708 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 17,200 shares sold resulting in ownership of 2,904,300 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| November 06, 2020 Filed Nov 10, 2020 15:56 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 53,000 | $0.19 | $10,070.00 |
DisclosureSEC source: 0001106191-20-000027 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,222,028 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on November 06, 2020, was 53,000 shares, at a price of $0.19 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 75,222,028. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 15,800 shares sold resulting in ownership of 21,909,490 shares; Bay II = 12,700 shares sold resulting in ownership of 17,688,030 shares; Offshore Fund = 22,400 shares sold resulting in ownership of 31,029,108 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 2,100 shares sold resulting in ownership of 2,921,500 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| November 05, 2020 Filed Nov 6, 2020 20:43 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 151,500 | $0.19 | $28,785.00 |
DisclosureSEC source: 0001106191-20-000026 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,275,028 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock sold on November 05, 2020, was 151,500 shares, at a price of $0.19 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 75,275,028. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 45,200 shares sold resulting in ownership of 21,925,290 shares; Bay II = 36,300 shares sold resulting in ownership of 17,700,730 shares; Offshore Fund = 64,000 shares sold resulting in ownership of 31,051,508 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 6,000 shares sold resulting in ownership of 2,923,600 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 20:43 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 44,500 | $0.20 | $8,900.00 |
DisclosureSEC source: 0001106191-20-000026 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,426,528 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on November 04, 2020, was 44,500 shares, at a price of $0.20 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 75,426,528. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 13,300 shares sold resulting in ownership of 21,970,490 shares; Bay II = 10,700 shares sold resulting in ownership of 17,737,030 shares; Offshore Fund = 18,700 shares sold resulting in ownership of 31,115,508 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 1,800 shares sold resulting in ownership of 2,929,600 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| October 30, 2020 Filed Nov 2, 2020 19:52 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 38,800 | $0.19 | $7,372.00 |
DisclosureSEC source: 0001106191-20-000025 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,471,028 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock sold on October 30, 2020, was 38,800 shares, at a price of $0.19 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 75,471,028. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 11,600 shares sold resulting in ownership of 21,983,790 shares; Bay II = 9,300 shares sold resulting in ownership of 17,747,730 shares; Offshore Fund = 16,400 shares sold resulting in ownership of 31,134,208 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 1,500 shares sold resulting in ownership of 2,931,400 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| October 29, 2020 Filed Nov 2, 2020 19:52 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 18,400 | $0.19 | $3,496.00 |
DisclosureSEC source: 0001106191-20-000025 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,509,828 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on October 29, 2020, was 18,400 shares, at a price of $0.19 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 75,509,828. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 5,500 shares sold resulting in ownership of 21,995,390 shares; Bay II = 4,400 shares sold resulting in ownership of 17,757,030 shares; Offshore Fund = 7,800 shares sold resulting in ownership of 31,150,608 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 700 shares sold resulting in ownership of 2,932,900 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| October 27, 2020 Filed Oct 29, 2020 17:43 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 103,000 | $0.20 | $20,600.00 |
DisclosureSEC source: 0001106191-20-000024 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,528,228 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on October 27, 2020, was 103,000 shares, at a price of $0.20 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 75,528,228. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 30,800 shares sold resulting in ownership of 22,000,890 shares; Bay II = 24,700 shares sold resulting in ownership of 17,761,430 shares; Offshore Fund = 43,400 shares sold resulting in ownership of 31,158,408 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 4,100 shares sold resulting in ownership of 2,933,600 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| October 23, 2020 Filed Oct 26, 2020 20:40 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 303,000 | $0.21 | $63,630.00 |
DisclosureSEC source: 0001106191-20-000023 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,631,228 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock sold on October 23, 2020, was 303,000 shares, at a price of $0.21 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 75,631,228. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 90,500 shares sold resulting in ownership of 22,031,690 shares; Bay II = 72,600 shares sold resulting in ownership of 17,786,130 shares; Offshore Fund = 127,900 shares sold resulting in ownership of 31,201,808 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 12,000 shares sold resulting in ownership of 2,937,700 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| October 22, 2020 Filed Oct 26, 2020 20:40 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 500,000 | $0.21 | $105,000.00 |
DisclosureSEC source: 0001106191-20-000023 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,934,228 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on October 22, 2020, was 500,000 shares, at a price of $0.21 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 75,934,228. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 149,300 shares sold resulting in ownership of 22,122,190 shares; Bay II = 119,800 shares sold resulting in ownership of 17,858,730 shares; Offshore Fund = 211,000 shares sold resulting in ownership of 31,329,708 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 19,900 shares sold resulting in ownership of 2,949,700 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| October 16, 2020 Filed Oct 19, 2020 18:12 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 500,000 | $0.21 | $105,000.00 |
DisclosureSEC source: 0001106191-20-000022 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,434,228 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock sold on October 16, 2020, was 500,000 shares, at a price of $0.21 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 76,434,228. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 149,300 shares sold resulting in ownership of 22,271,490 shares; Bay II = 119,800 shares sold resulting in ownership of 17,978,530 shares; Offshore Fund = 211,000 shares sold resulting in ownership of 31,540,708 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 19,900 shares sold resulting in ownership of 2,969,600 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| October 15, 2020 Filed Oct 19, 2020 18:12 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 140,500 | $0.21 | $29,505.00 |
DisclosureSEC source: 0001106191-20-000022 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,934,228 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on October 15, 2020, was 140,500 shares, at a price of $0.21 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 76,934,228. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 42,000 shares sold resulting in ownership of 22,420,790 shares; Bay II = 33,700 shares sold resulting in ownership of 18,098,330 shares; Offshore Fund = 59,200 shares sold resulting in ownership of 31,751,708 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 5,600 shares sold resulting in ownership of 2,989,500 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| October 14, 2020 Filed Oct 15, 2020 21:34 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 500,000 | $0.22 | $110,000.00 |
DisclosureSEC source: 0001106191-20-000021 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,074,728 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock sold on October 14, 2020, was 500,000 shares, at a price of $0.22 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 77,074,728. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 149,300 shares sold resulting in ownership of 22,462,790 shares; Bay II = 119,900 shares sold resulting in ownership of 18,132,030 shares; Offshore Fund = 210,900 shares sold resulting in ownership of 31,810,908 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 19,900 shares sold resulting in ownership of 2,995,100 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| October 13, 2020 Filed Oct 15, 2020 21:34 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 615,970 | $0.22 | $135,513.40 |
DisclosureSEC source: 0001106191-20-000021 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,574,728 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on October 13, 2020, was 615,970 shares, at a price of $0.22 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 77,574,728. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 184,000 shares sold resulting in ownership of 22,612,090 shares; Bay II = 147,700 shares sold resulting in ownership of 18,251,930 shares; Offshore Fund = 259,770 shares sold resulting in ownership of 32,021,808 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 24,500 shares sold resulting in ownership of 3,015,000 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| October 12, 2020 Filed Oct 13, 2020 21:33 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 235,181 | $0.22 | $51,739.82 |
DisclosureSEC source: 0001106191-20-000020 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,190,698 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P.(Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock sold on October 12, 2020, was 235,181 shares, at a price of $0.22 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 78,190,698. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 70,200 shares sold resulting in ownership of 22,796,090 shares; Bay II = 56,400 shares sold resulting in ownership of 18,399,630 shares; Offshore Fund = 99,281 shares sold resulting in ownership of 32,281,578 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 9,300 shares sold resulting in ownership of 3,039,500 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| October 09, 2020 Filed Oct 13, 2020 21:33 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 2,398,716 | $0.23 | $551,704.68 |
DisclosureSEC source: 0001106191-20-000020 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,425,879 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P.(Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on October 09, 2020, was 2,398,716 shares, at a price of $0.23 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 78,425,879. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 716,400 shares sold resulting in ownership of 22,866,290 shares; Bay II = 575,100 shares sold resulting in ownership of 18,456,030 shares; Offshore Fund = 1,011,916 shares sold resulting in ownership of 32,380,859 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =95,300 shares sold resulting in ownership of 3,048,800 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900shares. Read SEC document |
| October 08, 2020 Filed Oct 9, 2020 20:33 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 1,344,384 | $0.22 | $295,764.48 |
DisclosureSEC source: 0001106191-20-000019 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,824,595 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock sold on October 08, 2020, was 1,344,384 shares, at a price of $0.22 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 80,824,595. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 401,400 shares sold resulting in ownership of 23,582,690 shares; Bay II = 322,200 shares sold resulting in ownership of 19,031,130 shares; Offshore Fund = 567,284 shares sold resulting in ownership of 33,392,775 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 53,500 shares sold resulting in ownership of 3,144,100 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| October 07, 2020 Filed Oct 9, 2020 20:33 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 22,500 | $0.22 | $4,950.00 |
DisclosureSEC source: 0001106191-20-000019 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,168,979 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on October 07, 2020, was 22,500 shares, at a price of $0.22 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 82,168,979. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 6,700 shares sold resulting in ownership of 23,984,090 shares; Bay II = 5,400 shares sold resulting in ownership of 19,353,330 shares; Offshore Fund = 9,500 shares sold resulting in ownership of 33,960,059 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 900 shares sold resulting in ownership of 3,197,600 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| October 06, 2020 Filed Oct 7, 2020 20:50 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 267,500 | $0.22 | $58,850.00 |
DisclosureSEC source: 0001106191-20-000018 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,191,479 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock sold on October 06, 2020, was 267,500 shares, at a price of $0.22 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 82,191,479. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 79,900 shares sold resulting in ownership of 23,990,790 shares; Bay II = 64,100 shares sold resulting in ownership of 19,358,730 shares; Offshore Fund = 112,900 shares sold resulting in ownership of 33,969,559 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 10,600 shares sold resulting in ownership of 3,198,500 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| October 05, 2020 Filed Oct 7, 2020 20:50 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 132,500 | $0.22 | $29,150.00 |
DisclosureSEC source: 0001106191-20-000018 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,458,979 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on October 05, 2020, was 132,500 shares, at a price of $0.22 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 82,458,979. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 39,600 shares sold resulting in ownership of 24,070,690 shares; Bay II = 31,800 shares sold resulting in ownership of 19,422,830 shares; Offshore Fund = 55,800 shares sold resulting in ownership of 34,082,459 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 5,300 shares sold resulting in ownership of 3,209,100 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| October 02, 2020 Filed Oct 5, 2020 23:08 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 334,000 | $0.22 | $73,480.00 |
DisclosureSEC source: 0001106191-20-000017 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,591,479 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on October 02, 2020, was 334,000 shares, at a price of $0.22 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 82,591,479. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 99,700 shares sold resulting in ownership of 24,110,290 shares; Bay II = 80,100 shares sold resulting in ownership of 19,454,630 shares; Offshore Fund = 140,900 shares sold resulting in ownership of 34,138,259 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 13,300 shares sold resulting in ownership of 3,214,400 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 13:46 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 504,000 | $0.23 | $115,920.00 |
DisclosureSEC source: 0001106191-20-000016 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,925,479 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on September 30, 2020, was 504,000 shares, at a price of $0.23 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 82,925,479. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 150,500 shares sold resulting in ownership of 24,209,990 shares; Bay II = 120,800 shares sold resulting in ownership of 19,534,730 shares; Offshore Fund = 212,700 shares sold resulting in ownership of 34,279,159 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 20,000 shares sold resulting in ownership of 3,227,700 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 15:07 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 1,002,697 | $0.24 | $240,647.28 |
DisclosureSEC source: 0001106191-20-000013 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,492,479 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on June 5, 2020, was 1,002,697 shares, at a price of $0.24 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 83,429,479. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 299,500 shares sold resulting in ownership of 24,360,490 shares; Bay II = 240,400 shares sold resulting in ownership of 19,655,530 shares; Offshore Fund = 422,897 shares sold resulting in ownership of 34,491,859 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 39,900 shares sold resulting in ownership of 3,247,700 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| March 25, 2020 Filed Mar 27, 2020 13:40 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCOMMON STOCK | 900,000 | $0.23 | $207,000.00 |
DisclosureSEC source: 0001106191-20-000012 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,432,176 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock purchased on March 25, 2020, was 900,000 shares, at a price of $0.23 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 84,432,176. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 345,300 shares purchased resulting in ownership of 24,659,690 shares; Bay II = 164,200 shares purchased resulting in ownership of 19,895,930 shares; Offshore Fund = 354,100 shares purchased resulting in ownership of 34,914,756 shares; GMT Capital = 0 shares purchased resulting in ownership of 147,000 shares; Claugus = 36,400 shares purchased resulting in ownership of 3,287,600 shares; GMT Exploration = 0 shares purchased resulting in ownership of 1,526,900 shares. Read SEC document |
| March 13, 2020 Filed Mar 16, 2020 21:43 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCOMMON STOCK | 3,126,700 | $0.25 | $781,675.00 |
DisclosureSEC source: 0001106191-20-000011 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,532,176 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock purchased on March 13, 2019, was 3,126,700 shares, at a price of $0.25 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 83,532,176. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 1,199,300 shares purchased resulting in ownership of 24,314,690 shares; Bay II = 570,700 shares purchased resulting in ownership of 19,731,730 shares; Offshore Fund = 1,230,000 shares purchased resulting in ownership of 34,560,656 shares; GMT Capital = 0 shares purchased resulting in ownership of 147,000 shares; Claugus = 126,700 shares purchased resulting in ownership of 3,251,200 shares; GMT Exploration = 0 shares purchased resulting in ownership of 1,526,900 shares. Read SEC document |
| January 09, 2020 Filed Jan 13, 2020 20:27 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | OtherCOMMON STOCK | 750,610 | $1.28 | $960,780.80 |
DisclosureSEC source: 0001106191-20-000001 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,405,476 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · kind: On January 9, 2020, GMT received an in kind distribution of its pro rata portion of Gran Tierra Energy, Inc. (Gran Tierra) in connection with the termination of a sub-advisory relationship between GMT and the managed account by the managed account's primary investment advisor. The net result was that GMT's beneficial ownership of Gran Tierra decreased by 750,610 shares, as GMT no longer may be deemed to beneficially own an indirect pecuniary interest in the totality of the shares owned by the managed account. This change in beneficial ownership was not the result of a sale of shares. This transaction resulted in an aggregate number of shares owned by the Reporting Persons of 80,405,476. Such shares were beneficially owned by the Reporting Persons in the following amounts: Bay = 23,115,390 shares; Bay II = 19,161,030 shares; Offshore Fund = 33,330,656 shares; GMT Capital = 147,000 shares; Claugus = 3,124,500 shares; GMT Exploration = 1,526,900 shares. F4 · price: There was no price for this transaction as it was not an open market transaction. There was no exchange of money. The price listed is the price as of the close of trading on January 9, 2020. Read SEC document |
| November 26, 2019 Filed Nov 27, 2019 19:08 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCOMMON STOCK | 133,700 | $0.99 | $132,363.00 |
DisclosureSEC source: 0001106191-19-000035 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,156,086 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock purchased on November 26, 2019, was 133,700 shares, at a price of $0.99 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 81,156,086. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 48,800 shares purchased resulting in ownership of 23,115,390 shares; Bay II = 31,100 shares purchased resulting in ownership of 19,161,030 shares; Offshore Fund = 48,100 shares purchased resulting in ownership of 33,330,656 shares; GMT Capital = 700 shares purchased resulting in ownership of 897,610 shares; Claugus = 5,000 shares purchased resulting in ownership of 3,124,500 shares; GMT Exploration = 0 shares purchased resulting in ownership of 1,526,900 shares. Read SEC document |
| November 25, 2019 Filed Nov 27, 2019 19:08 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCOMMON STOCK | 904,800 | $1.02 | $922,896.00 |
DisclosureSEC source: 0001106191-19-000035 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,022,386 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock purchased on November 25, 2019, was 904,800 shares, at a price of $1.02 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 81,022,386. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 331,400 shares purchased resulting in ownership of 23,066,590 shares; Bay II = 210,100 shares purchased resulting in ownership of 19,129,930 shares; Offshore Fund = 325,300 shares purchased resulting in ownership of 33,282,556 shares; GMT Capital = 4,500 shares purchased resulting in ownership of 896,910 shares; Claugus = 33,500 shares purchased resulting in ownership of 3,119,500 shares; GMT Exploration = 0 shares purchased resulting in ownership of 1,526,900 shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.