organization · Reporting owner
GMT Exploration Co LLC
Disclosed activity across 1 company
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Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
GRAN TIERRA ENERGY INC.
Report date June 03, 2021 · Filed June 07, 2021
Jointly reported with GMT Capital Corp, BAY RESOURCE PARTNERS LP, BAY II RESOURCE PARTNERS LP, BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P., CLAUGUS THOMAS E
Section 16 reporting ended · disclosed 2021-06-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 36,141,812 |
Reported balance
After 2021-06-03 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-06-03 · Sale · Disposed 624,800 · Balance 36,141,812 F1: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3: The aggregate number of shares of common stock sold on June 03, 2021, was 624,800 shares, at a price of $0.70 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 36,141,812. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 186,600 shares sold resulting in ownership of 10,453,890 shares; Bay II = 149,800 shares sold resulting in ownership of 8,492,330 shares; Offshore Fund = 263,600 shares sold resulting in ownership of 14,845,489 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 24,800 shares sold resulting in ownership of 1,396,500 shares; GMT Exploration = 0 shares sold resulting in ownership of 806,603 shares. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons.
F2: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized.
F3: The aggregate number of shares of common stock sold on June 03, 2021, was 624,800 shares, at a price of $0.70 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 36,141,812. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 186,600 shares sold resulting in ownership of 10,453,890 shares; Bay II = 149,800 shares sold resulting in ownership of 8,492,330 shares; Offshore Fund = 263,600 shares sold resulting in ownership of 14,845,489 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 24,800 shares sold resulting in ownership of 1,396,500 shares; GMT Exploration = 0 shares sold resulting in ownership of 806,603 shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 03, 2021 Filed Jun 7, 2021 19:46 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 624,800 | $0.70 | $437,360.00 |
DisclosureSEC source: 0001106191-21-000035 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,141,812 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on June 03, 2021, was 624,800 shares, at a price of $0.70 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 36,141,812. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 186,600 shares sold resulting in ownership of 10,453,890 shares; Bay II = 149,800 shares sold resulting in ownership of 8,492,330 shares; Offshore Fund = 263,600 shares sold resulting in ownership of 14,845,489 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 24,800 shares sold resulting in ownership of 1,396,500 shares; GMT Exploration = 0 shares sold resulting in ownership of 806,603 shares. Read SEC document |
| June 02, 2021 Filed Jun 3, 2021 21:11 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 120,700 | $0.68 | $82,076.00 |
DisclosureSEC source: 0001106191-21-000034 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,766,612 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock sold on June 02, 2021, was 120,700 shares, at a price of $0.68 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 36,766,612. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 36,000 shares sold resulting in ownership of 10,640,490 shares; Bay II = 28,900 shares sold resulting in ownership of 8,642,130 shares; Offshore Fund = 51,000 shares sold resulting in ownership of 15,109,089 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 4,800 shares sold resulting in ownership of 1,421,300 shares; GMT Exploration = 0 shares sold resulting in ownership of 806,603 shares. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 21:11 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 400,000 | $0.67 | $268,000.00 |
DisclosureSEC source: 0001106191-21-000034 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,887,312 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on June 01, 2021, was 400,000 shares, at a price of $0.67 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 36,887,312. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 119,500 shares sold resulting in ownership of 10,676,490 shares; Bay II = 95,900 shares sold resulting in ownership of 8,671,030 shares; Offshore Fund = 168,700 shares sold resulting in ownership of 15,160,089 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 15,900 shares sold resulting in ownership of 1,426,100 shares; GMT Exploration = 0 shares sold resulting in ownership of 806,603 shares. Read SEC document |
| May 26, 2021 Filed May 27, 2021 16:16 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 520,700 | $0.60 | $312,420.00 |
DisclosureSEC source: 0001106191-21-000033 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,287,312 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on May 26, 2021, was 520,700 shares, at a price of $0.60 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 37,287,312. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 155,500 shares sold resulting in ownership of 10,795,990 shares; Bay II = 124,800 shares sold resulting in ownership of 8,766,930 shares; Offshore Fund = 219,700 shares sold resulting in ownership of 15,328,789 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 20,700 shares sold resulting in ownership of 1,442,000 shares; GMT Exploration = 0 shares sold resulting in ownership of 806,603 shares. Read SEC document |
| May 21, 2021 Filed May 24, 2021 21:29 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 440,997 | $0.61 | $269,008.17 |
DisclosureSEC source: 0001106191-21-000032 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,808,012 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock sold on May 21, 2021, was 440,997 shares, at a price of $0.61 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 37,808,012. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 65,900 shares sold resulting in ownership of 10,951,490 shares; Bay II = 52,900 shares sold resulting in ownership of 8,891,730 shares; Offshore Fund = 93,100 shares sold resulting in ownership of 15,548,489 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 8,800 shares sold resulting in ownership of 1,462,700 shares; GMT Exploration = 220,297 shares sold resulting in ownership of 806,603 shares. Read SEC document |
| May 20, 2021 Filed May 24, 2021 21:29 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 300,000 | $0.60 | $180,000.00 |
DisclosureSEC source: 0001106191-21-000032 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,249,009 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on May 20, 2021, was 300,000 shares, at a price of $0.60 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 38,249,009. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 89,600 shares sold resulting in ownership of 11,017,390 shares; Bay II = 71,900 shares sold resulting in ownership of 8,944,630 shares; Offshore Fund = 126,600 shares sold resulting in ownership of 15,641,589 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 11,900 shares sold resulting in ownership of 1,471,500 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,026,900 shares. Read SEC document |
| May 18, 2021 Filed May 19, 2021 16:45 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 520,700 | $0.65 | $338,455.00 |
DisclosureSEC source: 0001106191-21-000031 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,549,009 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock sold on May 18, 2021, was 520,700 shares, at a price of $0.65 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 38,549,009. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 155,500 shares sold resulting in ownership of 11,106,990 shares; Bay II = 124,800 shares sold resulting in ownership of 9,016,530 shares; Offshore Fund = 219,700 shares sold resulting in ownership of 15,768,189 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 20,700 shares sold resulting in ownership of 1,483,400 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,026,900 shares. Read SEC document |
| May 17, 2021 Filed May 19, 2021 16:45 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 520,700 | $0.67 | $348,869.00 |
DisclosureSEC source: 0001106191-21-000031 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,069,709 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on May 17, 2021, was 520,700 shares, at a price of $0.67 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 39,069,709. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 155,500 shares sold resulting in ownership of 11,262,490 shares; Bay II = 124,800 shares sold resulting in ownership of 9,141,330 shares; Offshore Fund = 219,700 shares sold resulting in ownership of 15,987,889 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 20,700 shares sold resulting in ownership of 1,504,100 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,026,900 shares. Read SEC document |
| May 06, 2021 Filed May 7, 2021 17:58 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 520,700 | $0.71 | $369,697.00 |
DisclosureSEC source: 0001106191-21-000030 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,590,409 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock sold on May 06, 2021, was 520,700 shares, at a price of $0.71 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 39,590,409. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 155,500 shares sold resulting in ownership of 11,417,990 shares; Bay II = 124,800 shares sold resulting in ownership of 9,266,130 shares; Offshore Fund = 219,700 shares sold resulting in ownership of 16,207,589 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 20,700 shares sold resulting in ownership of 1,524,800 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,026,900 shares. Read SEC document |
| May 05, 2021 Filed May 7, 2021 17:58 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 58,200 | $0.72 | $41,904.00 |
DisclosureSEC source: 0001106191-21-000030 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,111,109 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on May 05, 2021, was 58,200 shares, at a price of $0.72 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 40,111,109. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 17,400 shares sold resulting in ownership of 11,573,490 shares; Bay II = 13,900 shares sold resulting in ownership of 9,390,930 shares; Offshore Fund = 24,600 shares sold resulting in ownership of 16,427,289 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 2,300 shares sold resulting in ownership of 1,545,500 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,026,900 shares. Read SEC document |
| May 04, 2021 Filed May 5, 2021 21:58 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 283,500 | $0.65 | $184,275.00 |
DisclosureSEC source: 0001106191-21-000029 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,169,309 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock sold on May 04, 2021, was 283,500 shares, at a price of $0.65 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 40,169,309. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 84,600 shares sold resulting in ownership of 11,590,890 shares; Bay II = 68,000 shares sold resulting in ownership of 9,404,830 shares; Offshore Fund = 119,600 shares sold resulting in ownership of 16,451,889 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 11,300 shares sold resulting in ownership of 1,547,800 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,026,900 shares. Read SEC document |
| May 03, 2021 Filed May 5, 2021 21:58 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 179,000 | $0.66 | $118,140.00 |
DisclosureSEC source: 0001106191-21-000029 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,452,809 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on May 03, 2021, was 179,000 shares, at a price of $0.66 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 40,452,809. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 53,500 shares sold resulting in ownership of 11,675,490 shares; Bay II = 42,900 shares sold resulting in ownership of 9,472,830 shares; Offshore Fund = 75,500 shares sold resulting in ownership of 16,571,489 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 7,100 shares sold resulting in ownership of 1,559,100 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,026,900 shares. Read SEC document |
| April 30, 2021 Filed May 3, 2021 18:23 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 100,000 | $0.67 | $67,000.00 |
DisclosureSEC source: 0001106191-21-000028 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,631,809 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock sold on April 30, 2021, was 100,000 shares, at a price of $0.67 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 40,631,809. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 29,900 shares sold resulting in ownership of 11,728,990 shares; Bay II = 24,000 shares sold resulting in ownership of 9,515,730 shares; Offshore Fund = 42,100 shares sold resulting in ownership of 16,646,989 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 4,000 shares sold resulting in ownership of 1,566,200 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,026,900 shares. Read SEC document |
| April 29, 2021 Filed May 3, 2021 18:23 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 150,000 | $0.69 | $103,500.00 |
DisclosureSEC source: 0001106191-21-000028 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,731,809 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on April 29, 2021, was 150,000 shares, at a price of $0.69 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 40,731,809. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 44,800 shares sold resulting in ownership of 11,758,890 shares; Bay II = 35,900 shares sold resulting in ownership of 9,539,730 shares; Offshore Fund = 63,300 shares sold resulting in ownership of 16,689,089 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 6,000 shares sold resulting in ownership of 1,570,200 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,026,900 shares. Read SEC document |
| April 28, 2021 Filed Apr 30, 2021 18:43 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 108,000 | $0.69 | $74,520.00 |
DisclosureSEC source: 0001106191-21-000027 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,881,809 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on April 28, 2021, was 108,000 shares, at a price of $0.69 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 40,881,809. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 32,300 shares sold resulting in ownership of 11,803,690 shares; Bay II = 25,900 shares sold resulting in ownership of 9,575,630 shares; Offshore Fund = 45,500 shares sold resulting in ownership of 16,752,389 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =4,300 shares sold resulting in ownership of 1,576,200 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,026,900 shares. Read SEC document |
| April 27, 2021 Filed Apr 28, 2021 20:55 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 114,700 | $0.64 | $73,408.00 |
DisclosureSEC source: 0001106191-21-000026 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,989,809 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock sold on April 27, 2021, was 114,700 shares, at a price of $0.64 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 40,989,809. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 34,300 shares sold resulting in ownership of 11,835,990 shares; Bay II = 27,500 shares sold resulting in ownership of 9,601,530 shares; Offshore Fund = 48,300 shares sold resulting in ownership of 16,797,889 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =4,600 shares sold resulting in ownership of 1,580,500 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,026,900 shares. Read SEC document |
| April 26, 2021 Filed Apr 28, 2021 20:55 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 406,000 | $0.60 | $243,600.00 |
DisclosureSEC source: 0001106191-21-000026 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,104,509 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on April 26, 2021, was 406,000 shares, at a price of $0.60 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 41,104,509. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 121,200 shares sold resulting in ownership of 11,870,290 shares; Bay II = 97,300 shares sold resulting in ownership of 9,629,030 shares; Offshore Fund = 171,400 shares sold resulting in ownership of 16,846,189 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =16,100 shares sold resulting in ownership of 1,585,100 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,026,900 shares. Read SEC document |
| April 23, 2021 Filed Apr 26, 2021 16:58 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 180,000 | $0.58 | $104,400.00 |
DisclosureSEC source: 0001106191-21-000025 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,510,509 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock sold on April 23, 2021, was 180,000 shares, at a price of $0.58 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 41,510,509. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 53,700 shares sold resulting in ownership of 11,991,490 shares; Bay II = 43,100 shares sold resulting in ownership of 9,726,330 shares; Offshore Fund = 76,100 shares sold resulting in ownership of 17,017,589 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =7,100 shares sold resulting in ownership of 1,601,200 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,026,900 shares. Read SEC document |
| April 22, 2021 Filed Apr 26, 2021 16:58 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 29,700 | $0.59 | $17,523.00 |
DisclosureSEC source: 0001106191-21-000025 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,690,509 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on April 22, 2021, was 29,700 shares, at a price of $0.59 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 41,690,509. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 8,900 shares sold resulting in ownership of 12,045,190 shares; Bay II = 7,100 shares sold resulting in ownership of 9,769,430 shares; Offshore Fund = 12,500 shares sold resulting in ownership of 17,093,689 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =1,200 shares sold resulting in ownership of 1,608,300 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,026,900 shares. Read SEC document |
| April 19, 2021 Filed Apr 20, 2021 21:05 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 221,000 | $0.60 | $132,600.00 |
DisclosureSEC source: 0001106191-21-000024 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,720,209 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock sold on April 19, 2021, was 221,000 shares, at a price of $0.60 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 41,720,209. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 66,000 shares sold resulting in ownership of 12,054,090 shares; Bay II = 53,000 shares sold resulting in ownership of 9,776,530 shares; Offshore Fund = 93,200 shares sold resulting in ownership of 17,106,189 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =8,800 shares sold resulting in ownership of 1,609,500 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,026,900 shares. Read SEC document |
| April 16, 2021 Filed Apr 20, 2021 21:05 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 200,000 | $0.65 | $130,000.00 |
DisclosureSEC source: 0001106191-21-000024 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,941,209 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on April 16, 2021, was 200,000 shares, at a price of $0.65 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 41,941,209. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 59,700 shares sold resulting in ownership of 12,120,090 shares; Bay II = 47,900 shares sold resulting in ownership of 9,829,530 shares; Offshore Fund = 84,500 shares sold resulting in ownership of 17,199,389 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =7,900 shares sold resulting in ownership of 1,618,300 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,026,900 shares. Read SEC document |
| April 15, 2021 Filed Apr 16, 2021 15:24 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 200,000 | $0.66 | $132,000.00 |
DisclosureSEC source: 0001106191-21-000023 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,141,209 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock sold on April 15, 2021, was 200,000 shares, at a price of $0.66 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 42,141,209. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 59,700 shares sold resulting in ownership of 12,179,790 shares; Bay II = 47,900 shares sold resulting in ownership of 9,877,430 shares; Offshore Fund = 84,400 shares sold resulting in ownership of 17,283,889 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =8,000 shares sold resulting in ownership of 1,626,200 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,026,900 shares. Read SEC document |
| April 14, 2021 Filed Apr 16, 2021 15:24 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 520,700 | $0.69 | $359,283.00 |
DisclosureSEC source: 0001106191-21-000023 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,341,209 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on April 14, 2021, was 520,700 shares, at a price of $0.69 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 42,341,209. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 155,500 shares sold resulting in ownership of 12,239,490 shares; Bay II = 124,800 shares sold resulting in ownership of 9,925,330 shares; Offshore Fund = 219,700 shares sold resulting in ownership of 17,368,289 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =20,700 shares sold resulting in ownership of 1,634,200 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,026,900 shares. Read SEC document |
| April 09, 2021 Filed Apr 12, 2021 18:46 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 304,500 | $0.65 | $197,925.00 |
DisclosureSEC source: 0001106191-21-000022 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,861,909 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock sold on April 09, 2021, was 304,500 shares, at a price of $0.65 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 42,861,909. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 90,900 shares sold resulting in ownership of 12,394,990 shares; Bay II = 73,000 shares sold resulting in ownership of 10,050,130 shares; Offshore Fund = 128,500 shares sold resulting in ownership of 17,587,989 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =12,100 shares sold resulting in ownership of 1,654,900 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,026,900 shares. Read SEC document |
| April 08, 2021 Filed Apr 12, 2021 18:46 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 1,052,600 | $0.66 | $694,716.00 |
DisclosureSEC source: 0001106191-21-000022 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,166,409 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on April 08, 2021, was 1,052,600 shares, at a price of $0.66 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 43,166,409. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 314,300 shares sold resulting in ownership of 12,485,890 shares; Bay II = 252,400 shares sold resulting in ownership of 10,123,130 shares; Offshore Fund = 444,100 shares sold resulting in ownership of 17,716,489 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =41,800 shares sold resulting in ownership of 1,667,000 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,026,900 shares. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 20:41 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 563,500 | $0.71 | $400,085.00 |
DisclosureSEC source: 0001106191-21-000021 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,219,009 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock sold on April 01, 2021, was 563,500 shares, at a price of $0.71 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 44,219,009. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 168,400 shares sold resulting in ownership of 12,800,190 shares; Bay II = 135,200 shares sold resulting in ownership of 10,375,530 shares; Offshore Fund = 237,500 shares sold resulting in ownership of 18,160,589 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =22,400 shares sold resulting in ownership of 1,708,800 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,026,900 shares. Read SEC document |
| March 31, 2021 Filed Apr 5, 2021 20:41 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 366,300 | $0.70 | $256,410.00 |
DisclosureSEC source: 0001106191-21-000021 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,782,509 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on March 31, 2021, was 366,300 shares, at a price of $0.70 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 44,782,509. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 109,300 shares sold resulting in ownership of 12,968,590 shares; Bay II = 87,700 shares sold resulting in ownership of 10,510,730 shares; Offshore Fund = 154,700 shares sold resulting in ownership of 18,398,089 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =14,600 shares sold resulting in ownership of 1,731,200 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,026,900 shares. Read SEC document |
| March 30, 2021 Filed Mar 31, 2021 20:05 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 186,000 | $0.68 | $126,480.00 |
DisclosureSEC source: 0001106191-21-000020 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,148,809 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock sold on March 30, 2021, was 186,000 shares, at a price of $0.68 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 45,148,809. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 55,500 shares sold resulting in ownership of 13,077,890 shares; Bay II = 44,600 shares sold resulting in ownership of 10,598,430 shares; Offshore Fund = 78,500 shares sold resulting in ownership of 18,552,789 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =7,400 shares sold resulting in ownership of 1,745,800 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,026,900 shares. Read SEC document |
| March 29, 2021 Filed Mar 31, 2021 20:05 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 238,000 | $0.69 | $164,220.00 |
DisclosureSEC source: 0001106191-21-000020 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,334,809 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on March 29, 2021, was 238,000 shares, at a price of $0.69 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 45,334,809. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 71,100 shares sold resulting in ownership of 13,133,390 shares; Bay II = 57,100 shares sold resulting in ownership of 10,643,030 shares; Offshore Fund = 100,400 shares sold resulting in ownership of 18,631,289 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =9,400 shares sold resulting in ownership of 1,753,200 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,026,900 shares. Read SEC document |
| February 18, 2021 Filed Feb 19, 2021 18:29 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 161,100 | $0.93 | $149,823.00 |
DisclosureSEC source: 0001106191-21-000019 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,572,809 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock sold on February 18, 2021, was 161,100 shares, at a price of $0.93 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 45,572,809. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 48,100 shares sold resulting in ownership of 13,204,490 shares; Bay II = 38,600 shares sold resulting in ownership of 10,700,130 shares; Offshore Fund = 68,000 shares sold resulting in ownership of 18,731,689 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =6,400 shares sold resulting in ownership of 1,762,600 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,026,900 shares. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 18:29 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 880,300 | $1.01 | $889,103.00 |
DisclosureSEC source: 0001106191-21-000019 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,733,909 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on February 17, 2021, was 880,300 shares, at a price of $1.01 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 45,733,909. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 262,900 shares sold resulting in ownership of 13,252,590 shares; Bay II = 211,100 shares sold resulting in ownership of 10,738,730 shares; Offshore Fund = 371,300 shares sold resulting in ownership of 18,799,689 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =35,000 shares sold resulting in ownership of 1,769,000 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,026,900 shares. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 18:58 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 1,041,400 | $1.08 | $1,124,712.00 |
DisclosureSEC source: 0001106191-21-000018 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,614,209 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock sold on February 16, 2021, was 1,041,400 shares, at a price of $1.08 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 46,614,209. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 311,000 shares sold resulting in ownership of 13,515,490 shares; Bay II = 249,600 shares sold resulting in ownership of 10,949,830 shares; Offshore Fund = 439,400 shares sold resulting in ownership of 19,170,989 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =41,400 shares sold resulting in ownership of 1,804,000 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,026,900 shares. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 18:58 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 1,541,400 | $1.01 | $1,556,814.00 |
DisclosureSEC source: 0001106191-21-000018 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,655,609 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on February 12, 2021, was 1,541,400 shares, at a price of $1.01 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 47,655,609. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 311,000 shares sold resulting in ownership of 13,826,490 shares; Bay II = 249,700 shares sold resulting in ownership of 11,199,430 shares; Offshore Fund = 439,300 shares sold resulting in ownership of 19,610,389 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =41,400 shares sold resulting in ownership of 1,845,400 shares; GMT Exploration = 500,000 shares sold resulting in ownership of 1,026,900 shares. Read SEC document |
| February 11, 2021 Filed Feb 12, 2021 19:42 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 2,082,800 | $1.15 | $2,395,220.00 |
DisclosureSEC source: 0001106191-21-000017 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,197,009 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on February 11, 2021, was 2,082,800 shares, at a price of $1.15 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 49,197,009. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 622,000 shares sold resulting in ownership of 14,137,490 shares; Bay II = 499,300 shares sold resulting in ownership of 11,449,130 shares; Offshore Fund = 878,700 shares sold resulting in ownership of 20,049,689 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =82,800 shares sold resulting in ownership of 1,886,800 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| February 10, 2021 Filed Feb 11, 2021 19:04 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 2,186,900 | $0.95 | $2,077,555.00 |
DisclosureSEC source: 0001106191-21-000012 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,279,809 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock sold on February 10, 2021, was 2,186,900 shares, at a price of $0.95 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 51,279,809. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 653,100 shares sold resulting in ownership of 14,759,490 shares; Bay II = 524,200 shares sold resulting in ownership of 11,948,430 shares; Offshore Fund = 922,700 shares sold resulting in ownership of 20,928,389 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =86,900 shares sold resulting in ownership of 1,969,600 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 19:04 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 1,249,700 | $0.82 | $1,024,754.00 |
DisclosureSEC source: 0001106191-21-000012 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,466,709 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on February 09, 2021, was 1,249,700 shares, at a price of $0.82 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 53,466,709. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 373,200 shares sold resulting in ownership of 15,412,590 shares; Bay II = 299,600 shares sold resulting in ownership of 12,472,630 shares; Offshore Fund = 527,200 shares sold resulting in ownership of 21,851,089 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =49,700 shares sold resulting in ownership of 2,056,500 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| February 02, 2021 Filed Feb 4, 2021 19:00 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 1,041,400 | $0.64 | $666,496.00 |
DisclosureSEC source: 0001106191-21-000009 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,716,409 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on February 02, 2021, was 1,041,400 shares, at a price of $0.64 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 54,716,409. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 311,000 shares sold resulting in ownership of 15,785,790 shares; Bay II = 249,600 shares sold resulting in ownership of 12,772,230 shares; Offshore Fund = 439,400 shares sold resulting in ownership of 22,378,289 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =41,400 shares sold resulting in ownership of 2,106,200 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| February 01, 2021 Filed Feb 2, 2021 20:44 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 1,562,100 | $0.49 | $765,429.00 |
DisclosureSEC source: 0001106191-21-000008 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,757,809 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock sold on February 01, 2021, was 1,562,100 shares, at a price of $0.49 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 55,757,809. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay =466,500 shares sold resulting in ownership of 16,096,790 shares; Bay II = 374,500 shares sold resulting in ownership of 13,021,830 shares; Offshore Fund = 659,000 shares sold resulting in ownership of 22,817,689 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =62,100 shares sold resulting in ownership of 2,147,600 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 20:44 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 1,488,120 | $0.61 | $907,753.20 |
DisclosureSEC source: 0001106191-21-000008 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,319,909 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on January 29, 2021, was 1,488,120 shares, at a price of $0.61 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 57,319,909. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 444,400 shares sold resulting in ownership of 16,563,290 shares; Bay II = 356,700 shares sold resulting in ownership of 13,396,330 shares; Offshore Fund = 627,820 shares sold resulting in ownership of 23,476,689 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =59,200 shares sold resulting in ownership of 2,209,700 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| January 28, 2021 Filed Jan 29, 2021 20:24 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 1,872,500 | $0.63 | $1,179,675.00 |
DisclosureSEC source: 0001106191-21-000007 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,808,029 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock sold on January 28, 2021, was 1,872,500 shares, at a price of $0.63 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 58,808,029. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay =559,200 shares sold resulting in ownership of 17,007,690 shares; Bay II = 448,900 shares sold resulting in ownership of 13,753,030 shares; Offshore Fund = 789,900 shares sold resulting in ownership of 24,104,509 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =74,500 shares sold resulting in ownership of 2,268,900 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 20:24 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 389,500 | $0.47 | $183,065.00 |
DisclosureSEC source: 0001106191-21-000007 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,680,529 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on January 27, 2021, was 389,500 shares, at a price of $0.47 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 60,680,529. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 116,300 shares sold resulting in ownership of 17,566,890 shares; Bay II = 93,400 shares sold resulting in ownership of 14,201,930 shares; Offshore Fund = 164,300 shares sold resulting in ownership of 24,894,409 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =15,500 shares sold resulting in ownership of 2,343,400 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| January 26, 2021 Filed Jan 27, 2021 22:25 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 38,500 | $0.48 | $18,480.00 |
DisclosureSEC source: 0001106191-21-000006 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,070,029 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock sold on January 26, 2021, was 38,500 shares, at a price of $0.48 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 61,070,029. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay =11,500 shares sold resulting in ownership of 17,683,190 shares; Bay II = 9,200 shares sold resulting in ownership of 14,295,330 shares; Offshore Fund = 16,300 shares sold resulting in ownership of 25,058,709 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =1,500 shares sold resulting in ownership of 2,358,900 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 22:25 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 303,000 | $0.49 | $148,470.00 |
DisclosureSEC source: 0001106191-21-000006 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,108,529 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on January 25, 2021, was 303,000 shares, at a price of $0.49 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 61,108,529. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 90,500 shares sold resulting in ownership of 17,694,690 shares; Bay II = 72,700 shares sold resulting in ownership of 14,304,530 shares; Offshore Fund = 127,800 shares sold resulting in ownership of 25,075,009 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =12,000 shares sold resulting in ownership of 2,360,400 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| January 14, 2021 Filed Jan 19, 2021 20:49 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 200,900 | $0.53 | $106,477.00 |
DisclosureSEC source: 0001106191-21-000005 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,411,529 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on January 14, 2021, was 200,900 shares, at a price of $0.53 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 61,411,529. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 60,000 shares sold resulting in ownership of 17,785,190 shares; Bay II = 48,100 shares sold resulting in ownership of 14,377,230 shares; Offshore Fund = 84,800 shares sold resulting in ownership of 25,202,809 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =8,000 shares sold resulting in ownership of 2,372,400 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| January 13, 2021 Filed Jan 14, 2021 22:28 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 140,000 | $0.57 | $79,800.00 |
DisclosureSEC source: 0001106191-21-000004 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,612,429 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock sold on January 13, 2021, was 140,000 shares, at a price of $0.57 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 61,612,429. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 41,800 shares sold resulting in ownership of 17,845,190 shares; Bay II = 33,600 shares sold resulting in ownership of 14,425,330 shares; Offshore Fund = 59,000 shares sold resulting in ownership of 25,287,609 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =5,600 shares sold resulting in ownership of 2,380,400 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| January 12, 2021 Filed Jan 14, 2021 22:28 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 700,500 | $0.57 | $399,285.00 |
DisclosureSEC source: 0001106191-21-000004 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,752,429 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on January 12, 2021, was 700,500 shares, at a price of $0.57 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 61,752,429. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 209,200 shares sold resulting in ownership of 17,886,990 shares; Bay II = 167,900 shares sold resulting in ownership of 14,458,930 shares; Offshore Fund = 295,600 shares sold resulting in ownership of 25,346,609 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =27,800 shares sold resulting in ownership of 2,386,000 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| January 08, 2021 Filed Jan 11, 2021 21:51 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 291,724 | $0.44 | $128,358.56 |
DisclosureSEC source: 0001106191-21-000002 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,336,229 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on January 08, 2021, was 291,724 shares, at a price of $0.44 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 62,336,229. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 52,300 shares sold resulting in ownership of 18,096,190 shares; Bay II = 42,000 shares sold resulting in ownership of 14,626,830 shares; Offshore Fund = 73,724 shares sold resulting in ownership of 25,642,209 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =123,700 shares sold resulting in ownership of 2,297,100 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| January 08, 2021 Filed Jan 14, 2021 21:54 UTC Amendment | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 175,024 | $0.44 | $77,010.56 |
DisclosureSEC source: 0001106191-21-000003 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,452,929 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on January 08, 2021, was 175,024 shares, at a price of $0.44 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 62,452,929. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 52,300 shares sold resulting in ownership of 18,096,190 shares; Bay II = 42,000 shares sold resulting in ownership of 14,626,830 shares; Offshore Fund = 73,724 shares sold resulting in ownership of 25,642,209 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =7,000 shares sold resulting in ownership of 2,413,800 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. F4 · security: This Form 4/A is being submitted in connection with the Form 4 filed on January 11, 2021, which reported a sale by Claugus on January 08, 2021 of 123,700 shares resulting in ownership of 2,297,100 shares. These figures were incorrectly entered into the Form 4 due to a manual transcription error. The correct figures for Claugus' sale on January 08, 2021 are set forth on this Form 4/A. Read SEC document |
| January 05, 2021 Filed Jan 6, 2021 19:57 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 765,476 | $0.39 | $298,535.64 |
DisclosureSEC source: 0001106191-21-000001 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,627,953 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock sold on January 05, 2021, was 765,476 shares, at a price of $0.39 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 62,627,953. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 228,600 shares sold resulting in ownership of 18,148,490 shares; Bay II = 183,500 shares sold resulting in ownership of 14,668,830 shares; Offshore Fund = 322,976 shares sold resulting in ownership of 25,715,933 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 30,400 shares sold resulting in ownership of 2,420,800 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 19:57 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 275,924 | $0.36 | $99,332.64 |
DisclosureSEC source: 0001106191-21-000001 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,393,429 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on January 04, 2021, was 275,924 shares, at a price of $0.36 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 63,393,429. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 82,400 shares sold resulting in ownership of 18,377,090 shares; Bay II = 66,100 shares sold resulting in ownership of 14,852,330 shares; Offshore Fund = 116,424 shares sold resulting in ownership of 26,038,909 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =11,000 shares sold resulting in ownership of 2,451,200 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.