organization · Reporting owner
JP MORGAN SBIC LLC
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SANTARUS INCSNTS · Entity 13856 | 10% owner | June 09, 2005 | June 13, 2005 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SANTARUS INC
Report date June 09, 2005 · Filed June 13, 2005
Jointly reported with J P MORGAN PARTNERS SBIC LLC, JPMP MASTER FUND MANAGER L P, JPMP CAPITAL LLC, JP MORGAN PARTNERS GLOBAL INVESTORS SELLDOWN LLP, JPMORGAN CHASE & CO
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.00 · Expires 2005-06-09 | IndirectSee footnote | 17,500 |
Reported balance
After 2005-06-09 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2005-06-09 · Grant · Acquired 17,500 · Balance 17,500 F6: One-twelfth of the options vest monthly commencing 06/09/05. F4: These options were granted to Rodney A. Ferguson, a director of the Issuer. Mr. Ferguson is a Managing Director of J.P. Morgan Partners (SBIC), LLC. Mr. Ferguson is obligated to transfer any shares issued under the option to JPM SBIC. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.05 · Expires 2011-12-18 | IndirectSee footnote | 4,285 |
Reported balance
Holding disclosure · report date 2005-06-09 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 4,285 F3: These options are fully vested. F4: These options were granted to Rodney A. Ferguson, a director of the Issuer. Mr. Ferguson is a Managing Director of J.P. Morgan Partners (SBIC), LLC. Mr. Ferguson is obligated to transfer any shares issued under the option to JPM SBIC. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.23 · Expires 2013-07-30 | IndirectSee footnote | 4,285 |
Reported balance
Holding disclosure · report date 2005-06-09 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 4,285 F3: These options are fully vested. F4: These options were granted to Rodney A. Ferguson, a director of the Issuer. Mr. Ferguson is a Managing Director of J.P. Morgan Partners (SBIC), LLC. Mr. Ferguson is obligated to transfer any shares issued under the option to JPM SBIC. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.75 · Expires 2013-12-03 | IndirectSee footnote | 10,000 |
Reported balance
Holding disclosure · report date 2005-06-09 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 10,000 F4: These options were granted to Rodney A. Ferguson, a director of the Issuer. Mr. Ferguson is a Managing Director of J.P. Morgan Partners (SBIC), LLC. Mr. Ferguson is obligated to transfer any shares issued under the option to JPM SBIC. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.00 · Expires 2014-04-01 | IndirectSee footnote | 25,000 |
Reported balance
Holding disclosure · report date 2005-06-09 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 25,000 F4: These options were granted to Rodney A. Ferguson, a director of the Issuer. Mr. Ferguson is a Managing Director of J.P. Morgan Partners (SBIC), LLC. Mr. Ferguson is obligated to transfer any shares issued under the option to JPM SBIC. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.00 · Expires 2014-07-27 | IndirectSee footnote | 17,500 |
Reported balance
Holding disclosure · report date 2005-06-09 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 17,500 F5: One-twelfth of the options vest monthly commencing 7/27/04. F4: These options were granted to Rodney A. Ferguson, a director of the Issuer. Mr. Ferguson is a Managing Director of J.P. Morgan Partners (SBIC), LLC. Mr. Ferguson is obligated to transfer any shares issued under the option to JPM SBIC. |
| Common StockSEC Table I · non-derivative | Direct | 2,400,206 |
Reported balance
Holding disclosure · report date 2005-06-09 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 2,400,206 |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 241,479 |
Reported balance
Holding disclosure · report date 2005-06-09 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 241,479 F1: The amounts shown represent the beneficial ownership of the Issuer's equity securities by J.P. Morgan Global Investors (SBIC), LLC ("JPM Global SBIC"). |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 151,982 |
Reported balance
Holding disclosure · report date 2005-06-09 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 151,982 F2: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Selldown), L.P. |
Filing footnotes · ownership attribution and instrument terms
F1: The amounts shown represent the beneficial ownership of the Issuer's equity securities by J.P. Morgan Global Investors (SBIC), LLC ("JPM Global SBIC").
F2: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Selldown), L.P.
F3: These options are fully vested.
F4: These options were granted to Rodney A. Ferguson, a director of the Issuer. Mr. Ferguson is a Managing Director of J.P. Morgan Partners (SBIC), LLC. Mr. Ferguson is obligated to transfer any shares issued under the option to JPM SBIC.
F5: One-twelfth of the options vest monthly commencing 7/27/04.
F6: One-twelfth of the options vest monthly commencing 06/09/05.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 09, 2005 Filed Jun 13, 2005 20:09 UTC | SANTARUS INC SNTS · Entity 13856 | GrantStock Option (right to buy) · Derivative | 17,500 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001144204-05-018802 · v020096_ex.xml · derivative · entry 9 J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner JP MORGAN SBIC LLC · CIK 0001317552 · 10% owner JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner JPMP CAPITAL CORP · CIK 0001243236 · 10% owner JP MORGAN PARTNERS GLOBAL INVESTORS SELLDOWN LLP · CIK 0001317638 · 10% owner J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 17,500 Underlying: Common Stock · 17,500 shares Expires 2005-06-09 F6 · derivative.exercise_date: One-twelfth of the options vest monthly commencing 06/09/05. F4 · ownership.nature: These options were granted to Rodney A. Ferguson, a director of the Issuer. Mr. Ferguson is a Managing Director of J.P. Morgan Partners (SBIC), LLC. Mr. Ferguson is obligated to transfer any shares issued under the option to JPM SBIC. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.