organization · Reporting owner
JP MORGAN PARTNERS GLOBAL INVESTORS SELLDOWN LLP
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ANESIVA, INC.CGTK · Entity 13652 | 10% owner | December 15, 2005 | December 19, 2005 |
| SANTARUS INCSNTS · Entity 13856 | 10% owner | June 09, 2005 | June 13, 2005 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ANESIVA, INC.
Report date December 15, 2005 · Filed December 19, 2005
Jointly reported with J P MORGAN PARTNERS SBIC LLC, JP MORGAN PARTNERS BHCA LP, JPMP MASTER FUND MANAGER L P, JPMP CAPITAL CORP, JPMORGAN CHASE & CO, JP MORGAN PARTNERS GLOBAL INVESTORS LP, J P MORGAN PARTNERS GLOBAL INVESTORS A LP, J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP, J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,886,121 |
Reported balance
After 2005-12-15 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2005-12-15 · Grant · Acquired 2,144,698 · Balance 2,886,121 F1: The number of shares reflects a 1 for 4 reverse stock split effected by the Issuer on December 15, 2005. F2: These shares were issued as consideration pursuant to an Agreement and Plan of Merger dated September 23, 2005 between the Issuer and AlgoRx, Inc. On the effective date of the merger, the closing price of the Issuer's Common Stock was $9.80 per share (which reflects a 1 for 4 reverse stock-split effected by the Issuer on December 15, 2005, the effective date of the merger). Pursuant to an escrow agreement entered into by the Issuer at the effective time of the merger, 117,564 of the Reporting Person's shares in the aggregate of the Issuer's Common Stock issued pursuant to the merger agreement were placed in an escrow account. Subject to certain indemnification claims, the escrowed shares will be released to the Reporting Persons on or around June 15, 2006. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 234,689 |
Reported balance
After 2005-12-15 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2005-12-15 · Grant · Acquired 130,596 · Balance 234,689 F1: The number of shares reflects a 1 for 4 reverse stock split effected by the Issuer on December 15, 2005. F2: These shares were issued as consideration pursuant to an Agreement and Plan of Merger dated September 23, 2005 between the Issuer and AlgoRx, Inc. On the effective date of the merger, the closing price of the Issuer's Common Stock was $9.80 per share (which reflects a 1 for 4 reverse stock-split effected by the Issuer on December 15, 2005, the effective date of the merger). Pursuant to an escrow agreement entered into by the Issuer at the effective time of the merger, 117,564 of the Reporting Person's shares in the aggregate of the Issuer's Common Stock issued pursuant to the merger agreement were placed in an escrow account. Subject to certain indemnification claims, the escrowed shares will be released to the Reporting Persons on or around June 15, 2006. F3: The amount shown, which includes 6,364 shares held in escrow as described in footnote 2 above, represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors, L.P. The Reporting Person has no pecuniary interest in such securities. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 35,134 |
Reported balance
After 2005-12-15 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2005-12-15 · Grant · Acquired 20,066 · Balance 35,134 F1: The number of shares reflects a 1 for 4 reverse stock split effected by the Issuer on December 15, 2005. F2: These shares were issued as consideration pursuant to an Agreement and Plan of Merger dated September 23, 2005 between the Issuer and AlgoRx, Inc. On the effective date of the merger, the closing price of the Issuer's Common Stock was $9.80 per share (which reflects a 1 for 4 reverse stock-split effected by the Issuer on December 15, 2005, the effective date of the merger). Pursuant to an escrow agreement entered into by the Issuer at the effective time of the merger, 117,564 of the Reporting Person's shares in the aggregate of the Issuer's Common Stock issued pursuant to the merger agreement were placed in an escrow account. Subject to certain indemnification claims, the escrowed shares will be released to the Reporting Persons on or around June 15, 2006. F4: The amount shown, which includes 977 shares held in escrow as described in footnote 2 above, represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors A, L.P. The Reporting Person has no pecuniary interest in such securities. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 118,118 |
Reported balance
After 2005-12-15 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2005-12-15 · Grant · Acquired 65,565 · Balance 118,118 F1: The number of shares reflects a 1 for 4 reverse stock split effected by the Issuer on December 15, 2005. F2: These shares were issued as consideration pursuant to an Agreement and Plan of Merger dated September 23, 2005 between the Issuer and AlgoRx, Inc. On the effective date of the merger, the closing price of the Issuer's Common Stock was $9.80 per share (which reflects a 1 for 4 reverse stock-split effected by the Issuer on December 15, 2005, the effective date of the merger). Pursuant to an escrow agreement entered into by the Issuer at the effective time of the merger, 117,564 of the Reporting Person's shares in the aggregate of the Issuer's Common Stock issued pursuant to the merger agreement were placed in an escrow account. Subject to certain indemnification claims, the escrowed shares will be released to the Reporting Persons on or around June 15, 2006. F5: The amount shown, which includes 3,195 shares held in escrow as described in footnote 2 above, represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman), L.P. The Reporting Person has no pecuniary interest in such securities. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 13,198 |
Reported balance
After 2005-12-15 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2005-12-15 · Grant · Acquired 7,332 · Balance 13,198 F1: The number of shares reflects a 1 for 4 reverse stock split effected by the Issuer on December 15, 2005. F2: These shares were issued as consideration pursuant to an Agreement and Plan of Merger dated September 23, 2005 between the Issuer and AlgoRx, Inc. On the effective date of the merger, the closing price of the Issuer's Common Stock was $9.80 per share (which reflects a 1 for 4 reverse stock-split effected by the Issuer on December 15, 2005, the effective date of the merger). Pursuant to an escrow agreement entered into by the Issuer at the effective time of the merger, 117,564 of the Reporting Person's shares in the aggregate of the Issuer's Common Stock issued pursuant to the merger agreement were placed in an escrow account. Subject to certain indemnification claims, the escrowed shares will be released to the Reporting Persons on or around June 15, 2006. F6: The amount shown, which includes 357 shares held in escrow as described in footnote 2 above, represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman II), L.P. The Reporting Person has no pecuniary interest in such securities. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 81,769 |
Reported balance
After 2005-12-15 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2005-12-15 · Grant · Acquired 44,218 · Balance 81,769 F1: The number of shares reflects a 1 for 4 reverse stock split effected by the Issuer on December 15, 2005. F2: These shares were issued as consideration pursuant to an Agreement and Plan of Merger dated September 23, 2005 between the Issuer and AlgoRx, Inc. On the effective date of the merger, the closing price of the Issuer's Common Stock was $9.80 per share (which reflects a 1 for 4 reverse stock-split effected by the Issuer on December 15, 2005, the effective date of the merger). Pursuant to an escrow agreement entered into by the Issuer at the effective time of the merger, 117,564 of the Reporting Person's shares in the aggregate of the Issuer's Common Stock issued pursuant to the merger agreement were placed in an escrow account. Subject to certain indemnification claims, the escrowed shares will be released to the Reporting Persons on or around June 15, 2006. F7: The amount shown, which includes 2,154 shares held in escrow as described in footnote 2 above, represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Selldown), L.P. The Reporting Person has no pecuniary interest in such securities. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.80 · Expires 2005-12-16 | IndirectSee footnote | 50,000 |
Reported balance
After 2005-12-16 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2005-12-16 · Grant · Acquired 50,000 · Balance 50,000 F10: These options were granted to Rodney A. Ferguson, a director of the Issuer. Mr. Ferguson is obligated to transfer any shares issued under the options to JPM SBIC. One-quarter of these shares are immediately exercisable, the remainder of the shares will vest in equal monthly installments over 48 months. The Reporting Person has no pecuniary interest in such securities. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.80 · Expires 2012-12-03 | IndirectSee footnote | 10,000 |
Reported balance
Holding disclosure · report date 2005-12-15 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 10,000 F8: These options were granted to Rodney A. Ferguson, a director of the Issuer. Mr. Ferguson is a Managing Director of J.P. Morgan Partners (SBIC), LLC ("JPM SBIC"). Mr. Ferguson is obligated to transfer any shares issued under the options to JPM SBIC. The options are immediately exercisable. Shares subject to the option vest monthly over 48 months. The Reporting Person has no pecuniary interest in such securities. F1: The number of shares reflects a 1 for 4 reverse stock split effected by the Issuer on December 15, 2005. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.76 · Expires 2015-06-07 | IndirectSee footnote | 2,500 |
Reported balance
Holding disclosure · report date 2005-12-15 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 2,500 F1: The number of shares reflects a 1 for 4 reverse stock split effected by the Issuer on December 15, 2005. F9: These options were granted to Rodney A. Ferguson, a director of the Issuer. Mr. Ferguson is obligated to transfer any shares issued under the options to JPM SBIC. Shares subject to the options vest monthly over 12 months. The Reporting Person has no pecuniary interest in such securities. |
Filing footnotes · ownership attribution and instrument terms
F1: The number of shares reflects a 1 for 4 reverse stock split effected by the Issuer on December 15, 2005.
F2: These shares were issued as consideration pursuant to an Agreement and Plan of Merger dated September 23, 2005 between the Issuer and AlgoRx, Inc. On the effective date of the merger, the closing price of the Issuer's Common Stock was $9.80 per share (which reflects a 1 for 4 reverse stock-split effected by the Issuer on December 15, 2005, the effective date of the merger). Pursuant to an escrow agreement entered into by the Issuer at the effective time of the merger, 117,564 of the Reporting Person's shares in the aggregate of the Issuer's Common Stock issued pursuant to the merger agreement were placed in an escrow account. Subject to certain indemnification claims, the escrowed shares will be released to the Reporting Persons on or around June 15, 2006.
F3: The amount shown, which includes 6,364 shares held in escrow as described in footnote 2 above, represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors, L.P. The Reporting Person has no pecuniary interest in such securities.
F4: The amount shown, which includes 977 shares held in escrow as described in footnote 2 above, represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors A, L.P. The Reporting Person has no pecuniary interest in such securities.
F5: The amount shown, which includes 3,195 shares held in escrow as described in footnote 2 above, represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman), L.P. The Reporting Person has no pecuniary interest in such securities.
F6: The amount shown, which includes 357 shares held in escrow as described in footnote 2 above, represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman II), L.P. The Reporting Person has no pecuniary interest in such securities.
F7: The amount shown, which includes 2,154 shares held in escrow as described in footnote 2 above, represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Selldown), L.P. The Reporting Person has no pecuniary interest in such securities.
F8: These options were granted to Rodney A. Ferguson, a director of the Issuer. Mr. Ferguson is a Managing Director of J.P. Morgan Partners (SBIC), LLC ("JPM SBIC"). Mr. Ferguson is obligated to transfer any shares issued under the options to JPM SBIC. The options are immediately exercisable. Shares subject to the option vest monthly over 48 months. The Reporting Person has no pecuniary interest in such securities.
F9: These options were granted to Rodney A. Ferguson, a director of the Issuer. Mr. Ferguson is obligated to transfer any shares issued under the options to JPM SBIC. Shares subject to the options vest monthly over 12 months. The Reporting Person has no pecuniary interest in such securities.
F10: These options were granted to Rodney A. Ferguson, a director of the Issuer. Mr. Ferguson is obligated to transfer any shares issued under the options to JPM SBIC. One-quarter of these shares are immediately exercisable, the remainder of the shares will vest in equal monthly installments over 48 months. The Reporting Person has no pecuniary interest in such securities.
SANTARUS INC
Report date June 09, 2005 · Filed June 13, 2005
Jointly reported with J P MORGAN PARTNERS SBIC LLC, JP MORGAN SBIC LLC, JPMP MASTER FUND MANAGER L P, JPMP CAPITAL LLC, JPMORGAN CHASE & CO
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.00 · Expires 2005-06-09 | IndirectSee footnote | 17,500 |
Reported balance
After 2005-06-09 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2005-06-09 · Grant · Acquired 17,500 · Balance 17,500 F6: One-twelfth of the options vest monthly commencing 06/09/05. F4: These options were granted to Rodney A. Ferguson, a director of the Issuer. Mr. Ferguson is a Managing Director of J.P. Morgan Partners (SBIC), LLC. Mr. Ferguson is obligated to transfer any shares issued under the option to JPM SBIC. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.05 · Expires 2011-12-18 | IndirectSee footnote | 4,285 |
Reported balance
Holding disclosure · report date 2005-06-09 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 4,285 F3: These options are fully vested. F4: These options were granted to Rodney A. Ferguson, a director of the Issuer. Mr. Ferguson is a Managing Director of J.P. Morgan Partners (SBIC), LLC. Mr. Ferguson is obligated to transfer any shares issued under the option to JPM SBIC. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.23 · Expires 2013-07-30 | IndirectSee footnote | 4,285 |
Reported balance
Holding disclosure · report date 2005-06-09 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 4,285 F3: These options are fully vested. F4: These options were granted to Rodney A. Ferguson, a director of the Issuer. Mr. Ferguson is a Managing Director of J.P. Morgan Partners (SBIC), LLC. Mr. Ferguson is obligated to transfer any shares issued under the option to JPM SBIC. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.75 · Expires 2013-12-03 | IndirectSee footnote | 10,000 |
Reported balance
Holding disclosure · report date 2005-06-09 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 10,000 F4: These options were granted to Rodney A. Ferguson, a director of the Issuer. Mr. Ferguson is a Managing Director of J.P. Morgan Partners (SBIC), LLC. Mr. Ferguson is obligated to transfer any shares issued under the option to JPM SBIC. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.00 · Expires 2014-04-01 | IndirectSee footnote | 25,000 |
Reported balance
Holding disclosure · report date 2005-06-09 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 25,000 F4: These options were granted to Rodney A. Ferguson, a director of the Issuer. Mr. Ferguson is a Managing Director of J.P. Morgan Partners (SBIC), LLC. Mr. Ferguson is obligated to transfer any shares issued under the option to JPM SBIC. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.00 · Expires 2014-07-27 | IndirectSee footnote | 17,500 |
Reported balance
Holding disclosure · report date 2005-06-09 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 17,500 F5: One-twelfth of the options vest monthly commencing 7/27/04. F4: These options were granted to Rodney A. Ferguson, a director of the Issuer. Mr. Ferguson is a Managing Director of J.P. Morgan Partners (SBIC), LLC. Mr. Ferguson is obligated to transfer any shares issued under the option to JPM SBIC. |
| Common StockSEC Table I · non-derivative | Direct | 2,400,206 |
Reported balance
Holding disclosure · report date 2005-06-09 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 2,400,206 |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 241,479 |
Reported balance
Holding disclosure · report date 2005-06-09 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 241,479 F1: The amounts shown represent the beneficial ownership of the Issuer's equity securities by J.P. Morgan Global Investors (SBIC), LLC ("JPM Global SBIC"). |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 151,982 |
Reported balance
Holding disclosure · report date 2005-06-09 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 151,982 F2: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Selldown), L.P. |
Filing footnotes · ownership attribution and instrument terms
F1: The amounts shown represent the beneficial ownership of the Issuer's equity securities by J.P. Morgan Global Investors (SBIC), LLC ("JPM Global SBIC").
F2: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Selldown), L.P.
F3: These options are fully vested.
F4: These options were granted to Rodney A. Ferguson, a director of the Issuer. Mr. Ferguson is a Managing Director of J.P. Morgan Partners (SBIC), LLC. Mr. Ferguson is obligated to transfer any shares issued under the option to JPM SBIC.
F5: One-twelfth of the options vest monthly commencing 7/27/04.
F6: One-twelfth of the options vest monthly commencing 06/09/05.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 16, 2005 Filed Dec 19, 2005 19:13 UTC | ANESIVA, INC. CGTK · Entity 13652 | GrantOption (right to buy) · Derivative | 50,000 | $0.00 Strike: $9.80 | $0.00 |
DisclosureSEC source: 0001144204-05-040330 · v031727_ex.xml · derivative · entry 9 J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner JPMP CAPITAL CORP · CIK 0001330534 · 10% owner J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner JP MORGAN PARTNERS GLOBAL INVESTORS SELLDOWN LLP · CIK 0001317638 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2005-12-16 F10 · ownership.nature: These options were granted to Rodney A. Ferguson, a director of the Issuer. Mr. Ferguson is obligated to transfer any shares issued under the options to JPM SBIC. One-quarter of these shares are immediately exercisable, the remainder of the shares will vest in equal monthly installments over 48 months. The Reporting Person has no pecuniary interest in such securities. Read SEC document |
| December 15, 2005 Filed Dec 19, 2005 19:13 UTC | ANESIVA, INC. CGTK · Entity 13652 | GrantCommon Stock | 44,218 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-05-040330 · v031727_ex.xml · nonDerivative · entry 6 J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner JPMP CAPITAL CORP · CIK 0001330534 · 10% owner J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner JP MORGAN PARTNERS GLOBAL INVESTORS SELLDOWN LLP · CIK 0001317638 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 81,769 F1 · shares: The number of shares reflects a 1 for 4 reverse stock split effected by the Issuer on December 15, 2005. F2 · price: These shares were issued as consideration pursuant to an Agreement and Plan of Merger dated September 23, 2005 between the Issuer and AlgoRx, Inc. On the effective date of the merger, the closing price of the Issuer's Common Stock was $9.80 per share (which reflects a 1 for 4 reverse stock-split effected by the Issuer on December 15, 2005, the effective date of the merger). Pursuant to an escrow agreement entered into by the Issuer at the effective time of the merger, 117,564 of the Reporting Person's shares in the aggregate of the Issuer's Common Stock issued pursuant to the merger agreement were placed in an escrow account. Subject to certain indemnification claims, the escrowed shares will be released to the Reporting Persons on or around June 15, 2006. F7 · ownership.nature: The amount shown, which includes 2,154 shares held in escrow as described in footnote 2 above, represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Selldown), L.P. The Reporting Person has no pecuniary interest in such securities. Read SEC document |
| December 15, 2005 Filed Dec 19, 2005 19:13 UTC | ANESIVA, INC. CGTK · Entity 13652 | GrantCommon Stock | 7,332 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-05-040330 · v031727_ex.xml · nonDerivative · entry 5 J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner JPMP CAPITAL CORP · CIK 0001330534 · 10% owner J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner JP MORGAN PARTNERS GLOBAL INVESTORS SELLDOWN LLP · CIK 0001317638 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 13,198 F1 · shares: The number of shares reflects a 1 for 4 reverse stock split effected by the Issuer on December 15, 2005. F2 · price: These shares were issued as consideration pursuant to an Agreement and Plan of Merger dated September 23, 2005 between the Issuer and AlgoRx, Inc. On the effective date of the merger, the closing price of the Issuer's Common Stock was $9.80 per share (which reflects a 1 for 4 reverse stock-split effected by the Issuer on December 15, 2005, the effective date of the merger). Pursuant to an escrow agreement entered into by the Issuer at the effective time of the merger, 117,564 of the Reporting Person's shares in the aggregate of the Issuer's Common Stock issued pursuant to the merger agreement were placed in an escrow account. Subject to certain indemnification claims, the escrowed shares will be released to the Reporting Persons on or around June 15, 2006. F6 · ownership.nature: The amount shown, which includes 357 shares held in escrow as described in footnote 2 above, represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman II), L.P. The Reporting Person has no pecuniary interest in such securities. Read SEC document |
| December 15, 2005 Filed Dec 19, 2005 19:13 UTC | ANESIVA, INC. CGTK · Entity 13652 | GrantCommon Stock | 65,565 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-05-040330 · v031727_ex.xml · nonDerivative · entry 4 J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner JPMP CAPITAL CORP · CIK 0001330534 · 10% owner J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner JP MORGAN PARTNERS GLOBAL INVESTORS SELLDOWN LLP · CIK 0001317638 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 118,118 F1 · shares: The number of shares reflects a 1 for 4 reverse stock split effected by the Issuer on December 15, 2005. F2 · price: These shares were issued as consideration pursuant to an Agreement and Plan of Merger dated September 23, 2005 between the Issuer and AlgoRx, Inc. On the effective date of the merger, the closing price of the Issuer's Common Stock was $9.80 per share (which reflects a 1 for 4 reverse stock-split effected by the Issuer on December 15, 2005, the effective date of the merger). Pursuant to an escrow agreement entered into by the Issuer at the effective time of the merger, 117,564 of the Reporting Person's shares in the aggregate of the Issuer's Common Stock issued pursuant to the merger agreement were placed in an escrow account. Subject to certain indemnification claims, the escrowed shares will be released to the Reporting Persons on or around June 15, 2006. F5 · ownership.nature: The amount shown, which includes 3,195 shares held in escrow as described in footnote 2 above, represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman), L.P. The Reporting Person has no pecuniary interest in such securities. Read SEC document |
| December 15, 2005 Filed Dec 19, 2005 19:13 UTC | ANESIVA, INC. CGTK · Entity 13652 | GrantCommon Stock | 20,066 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-05-040330 · v031727_ex.xml · nonDerivative · entry 3 J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner JPMP CAPITAL CORP · CIK 0001330534 · 10% owner J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner JP MORGAN PARTNERS GLOBAL INVESTORS SELLDOWN LLP · CIK 0001317638 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 35,134 F1 · shares: The number of shares reflects a 1 for 4 reverse stock split effected by the Issuer on December 15, 2005. F2 · price: These shares were issued as consideration pursuant to an Agreement and Plan of Merger dated September 23, 2005 between the Issuer and AlgoRx, Inc. On the effective date of the merger, the closing price of the Issuer's Common Stock was $9.80 per share (which reflects a 1 for 4 reverse stock-split effected by the Issuer on December 15, 2005, the effective date of the merger). Pursuant to an escrow agreement entered into by the Issuer at the effective time of the merger, 117,564 of the Reporting Person's shares in the aggregate of the Issuer's Common Stock issued pursuant to the merger agreement were placed in an escrow account. Subject to certain indemnification claims, the escrowed shares will be released to the Reporting Persons on or around June 15, 2006. F4 · ownership.nature: The amount shown, which includes 977 shares held in escrow as described in footnote 2 above, represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors A, L.P. The Reporting Person has no pecuniary interest in such securities. Read SEC document |
| December 15, 2005 Filed Dec 19, 2005 19:13 UTC | ANESIVA, INC. CGTK · Entity 13652 | GrantCommon Stock | 130,596 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-05-040330 · v031727_ex.xml · nonDerivative · entry 2 J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner JPMP CAPITAL CORP · CIK 0001330534 · 10% owner J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner JP MORGAN PARTNERS GLOBAL INVESTORS SELLDOWN LLP · CIK 0001317638 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 234,689 F1 · shares: The number of shares reflects a 1 for 4 reverse stock split effected by the Issuer on December 15, 2005. F2 · price: These shares were issued as consideration pursuant to an Agreement and Plan of Merger dated September 23, 2005 between the Issuer and AlgoRx, Inc. On the effective date of the merger, the closing price of the Issuer's Common Stock was $9.80 per share (which reflects a 1 for 4 reverse stock-split effected by the Issuer on December 15, 2005, the effective date of the merger). Pursuant to an escrow agreement entered into by the Issuer at the effective time of the merger, 117,564 of the Reporting Person's shares in the aggregate of the Issuer's Common Stock issued pursuant to the merger agreement were placed in an escrow account. Subject to certain indemnification claims, the escrowed shares will be released to the Reporting Persons on or around June 15, 2006. F3 · ownership.nature: The amount shown, which includes 6,364 shares held in escrow as described in footnote 2 above, represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors, L.P. The Reporting Person has no pecuniary interest in such securities. Read SEC document |
| December 15, 2005 Filed Dec 19, 2005 19:13 UTC | ANESIVA, INC. CGTK · Entity 13652 | GrantCommon Stock | 2,144,698 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-05-040330 · v031727_ex.xml · nonDerivative · entry 1 J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner JPMP CAPITAL CORP · CIK 0001330534 · 10% owner J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner JP MORGAN PARTNERS GLOBAL INVESTORS SELLDOWN LLP · CIK 0001317638 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,886,121 F1 · shares: The number of shares reflects a 1 for 4 reverse stock split effected by the Issuer on December 15, 2005. F2 · price: These shares were issued as consideration pursuant to an Agreement and Plan of Merger dated September 23, 2005 between the Issuer and AlgoRx, Inc. On the effective date of the merger, the closing price of the Issuer's Common Stock was $9.80 per share (which reflects a 1 for 4 reverse stock-split effected by the Issuer on December 15, 2005, the effective date of the merger). Pursuant to an escrow agreement entered into by the Issuer at the effective time of the merger, 117,564 of the Reporting Person's shares in the aggregate of the Issuer's Common Stock issued pursuant to the merger agreement were placed in an escrow account. Subject to certain indemnification claims, the escrowed shares will be released to the Reporting Persons on or around June 15, 2006. Read SEC document |
| June 09, 2005 Filed Jun 13, 2005 20:09 UTC | SANTARUS INC SNTS · Entity 13856 | GrantStock Option (right to buy) · Derivative | 17,500 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001144204-05-018802 · v020096_ex.xml · derivative · entry 9 J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner JP MORGAN SBIC LLC · CIK 0001317552 · 10% owner JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner JPMP CAPITAL CORP · CIK 0001243236 · 10% owner JP MORGAN PARTNERS GLOBAL INVESTORS SELLDOWN LLP · CIK 0001317638 · 10% owner J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 17,500 Underlying: Common Stock · 17,500 shares Expires 2005-06-09 F6 · derivative.exercise_date: One-twelfth of the options vest monthly commencing 06/09/05. F4 · ownership.nature: These options were granted to Rodney A. Ferguson, a director of the Issuer. Mr. Ferguson is a Managing Director of J.P. Morgan Partners (SBIC), LLC. Mr. Ferguson is obligated to transfer any shares issued under the option to JPM SBIC. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.