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person · Reporting owner

SMULYAN JEFFREY H

Disclosed activity across 3 companies

Tapewire entity
138202
SEC CIK
0001001748

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
EMMIS CORPEMMS · Entity 90636Director · Chairman,CEO · 10% owner · member of 10% 13(d) groupMarch 02, 2020March 03, 2020
Mediaco Holding Inc.MDIA · Entity 6814Director · CEOJune 14, 2021June 16, 2021
Monument Circle Acquisition Corp.MON · Entity 143491Director · Chairman & CEO · 10% ownerJanuary 25, 2021January 26, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

EMMIS CORP

Report date March 02, 2020 · Filed March 03, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Employee Stock Option Right To BuySEC Table II · derivative / convertible security · Conversion / exercise price $3.60 · Expires 2030-03-02Direct40,000 Reported balance After 2020-03-02 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2020-03-02 · Grant · Acquired 40,000 · Balance 40,000

F1: Each option shall vest in 3 equal annual installments on the final calendar day of February in each of 2021, 2022, 2023. Each option shall have a term expiring the tenth anniversary of the Grant date.

Filing footnotes · ownership attribution and instrument terms

F1: Each option shall vest in 3 equal annual installments on the final calendar day of February in each of 2021, 2022, 2023. Each option shall have a term expiring the tenth anniversary of the Grant date.

Mediaco Holding Inc.

Report date June 14, 2021 · Filed June 16, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect327 Ending reported balance After 2021-06-16 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2021-06-14 · Sale · Disposed 50,000 · Balance 108,428

Row 2 · 2021-06-15 · Sale · Disposed 50,000 · Balance 58,428

Row 3 · 2021-06-16 · Sale · Disposed 58,101 · Balance 327

Monument Circle Acquisition Corp.

Report date January 25, 2021 · Filed January 26, 2021

Jointly reported with Monument Circle Sponsor LLC, EMMIS OPERATING CO

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B common stockSEC Table II · derivative / convertible securityIndirectSee footnote6,250,000 Reported balance After 2021-01-25 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2021-01-25 · Other · Disposed 17,500 · Balance 6,250,000

F1: As described in the Issuer's registration statement on Form S-1 (File Nos. 333-251627 and 333-252095) under the heading "Description of Securities - Founder Shares," the shares of Class B common stock are convertible into the Issuer's Class A common stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights. The shares of Class B common stock have no expiration date.

F2: On January 25, 2021, Monument Circle Sponsor LLC forfeited at no cost 17,500 shares of common stock, par value $0.0001 per share, in connection with the determination by the underwriters of the Issuer's public offering to forfeit the remainder of the over-allotment option granted to them.

F3: Monument Circle Sponsor LLC is the sponsor entity of the Issuer (the "Sponsor"). The managing member of the Sponsor is Emmis Operating Company, which is wholly-owned by Emmis Communications of which Jeffrey H. Smulyan holds the majoirty of voting power.

Filing footnotes · ownership attribution and instrument terms

F1: As described in the Issuer's registration statement on Form S-1 (File Nos. 333-251627 and 333-252095) under the heading "Description of Securities - Founder Shares," the shares of Class B common stock are convertible into the Issuer's Class A common stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights. The shares of Class B common stock have no expiration date.

F2: On January 25, 2021, Monument Circle Sponsor LLC forfeited at no cost 17,500 shares of common stock, par value $0.0001 per share, in connection with the determination by the underwriters of the Issuer's public offering to forfeit the remainder of the over-allotment option granted to them.

F3: Monument Circle Sponsor LLC is the sponsor entity of the Issuer (the "Sponsor"). The managing member of the Sponsor is Emmis Operating Company, which is wholly-owned by Emmis Communications of which Jeffrey H. Smulyan holds the majoirty of voting power.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 16, 2021 Filed Jun 16, 2021 17:11 UTC Mediaco Holding Inc. MDIA · Entity 6814 SaleClass A Common Stock 58,101 $5.02 $291,667.02
Disclosure

SEC source: 0001225208-21-009476 · doc4.xml · nonDerivative · entry 3

SMULYAN JEFFREY H · CIK 0001001748 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327

Read SEC document
June 15, 2021 Filed Jun 16, 2021 17:11 UTC Mediaco Holding Inc. MDIA · Entity 6814 SaleClass A Common Stock 50,000 $5.02 $251,000.00
Disclosure

SEC source: 0001225208-21-009476 · doc4.xml · nonDerivative · entry 2

SMULYAN JEFFREY H · CIK 0001001748 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,428

Read SEC document
June 14, 2021 Filed Jun 16, 2021 17:11 UTC Mediaco Holding Inc. MDIA · Entity 6814 SaleClass A Common Stock 50,000 $5.01 $250,500.00
Disclosure

SEC source: 0001225208-21-009476 · doc4.xml · nonDerivative · entry 1

SMULYAN JEFFREY H · CIK 0001001748 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,428

Read SEC document
January 25, 2021 Filed Jan 26, 2021 16:01 UTC Monument Circle Acquisition Corp. MON · Entity 143491 OtherClass B common stock · Derivative 17,500 $0.00 $0.00
Disclosure

SEC source: 0000950142-21-000239 · es210127164_4-smulyan.xml · derivative · entry 1

Monument Circle Sponsor LLC · CIK 0001828324 · 10% owner · See Remarks

EMMIS OPERATING CO · CIK 0001141732 · Director · See Remarks

SMULYAN JEFFREY H · CIK 0001001748 · Director · Chairman & CEO · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,250,000

Underlying: Class A common stock · 17,500 shares

Expires not disclosed

F1 · derivative.exercise_price: As described in the Issuer's registration statement on Form S-1 (File Nos. 333-251627 and 333-252095) under the heading "Description of Securities - Founder Shares," the shares of Class B common stock are convertible into the Issuer's Class A common stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights. The shares of Class B common stock have no expiration date.

F2 · kind: On January 25, 2021, Monument Circle Sponsor LLC forfeited at no cost 17,500 shares of common stock, par value $0.0001 per share, in connection with the determination by the underwriters of the Issuer's public offering to forfeit the remainder of the over-allotment option granted to them.

F1 · derivative.exercise_date: As described in the Issuer's registration statement on Form S-1 (File Nos. 333-251627 and 333-252095) under the heading "Description of Securities - Founder Shares," the shares of Class B common stock are convertible into the Issuer's Class A common stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights. The shares of Class B common stock have no expiration date.

F1 · derivative.expiration_date: As described in the Issuer's registration statement on Form S-1 (File Nos. 333-251627 and 333-252095) under the heading "Description of Securities - Founder Shares," the shares of Class B common stock are convertible into the Issuer's Class A common stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights. The shares of Class B common stock have no expiration date.

F3 · ownership.nature: Monument Circle Sponsor LLC is the sponsor entity of the Issuer (the "Sponsor"). The managing member of the Sponsor is Emmis Operating Company, which is wholly-owned by Emmis Communications of which Jeffrey H. Smulyan holds the majoirty of voting power.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 16:11 UTC EMMIS CORP EMMS · Entity 90636 GrantEmployee Stock Option Right To Buy · Derivative 40,000 $0.00 Strike: $3.60 $0.00
Disclosure

SEC source: 0001225208-20-004150 · doc4.xml · derivative · entry 1

SMULYAN JEFFREY H · CIK 0001001748 · Director · Chairman,CEO · 10% owner · member of 10% 13(d) group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Class A Common Stock · 40,000 shares

Expires 2030-03-02

F1 · shares: Each option shall vest in 3 equal annual installments on the final calendar day of February in each of 2021, 2022, 2023. Each option shall have a term expiring the tenth anniversary of the Grant date.

Read SEC document
January 03, 2020 Filed Jan 21, 2020 16:36 UTC Mediaco Holding Inc. MDIA · Entity 6814 OtherClass A Common Stock 333 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000979 · doc4.xml · nonDerivative · entry 2

SMULYAN JEFFREY H · CIK 0001001748 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401k

Disclosed balance after: 333

Read SEC document
January 03, 2020 Filed Jan 21, 2020 16:36 UTC Mediaco Holding Inc. MDIA · Entity 6814 OtherClass A Common Stock 158,428 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000979 · doc4.xml · nonDerivative · entry 1

SMULYAN JEFFREY H · CIK 0001001748 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,428

F1 · shares: Represents shares received on January 17, 2020 as a result of a pro rata distribution by Emmis Communications Corporation ("Emmis") to its shareholders as of January 3rd, 2020 in an exempt transaction under Rule 16a-9(a). Included in the amount are certain shares that are attributable to restricted stock of Emmis held by the Reporting Person and will be forfeited to Emmis if the underlying Emmis restricted stock is forfeited.

Read SEC document
November 12, 2019 Filed Nov 13, 2019 16:15 UTC EMMIS CORP EMMS · Entity 90636 Exercise / conversionEmployee Stock Option Right To Buy · Derivative 6,700 $0.00 Strike: $2.66 $0.00
Disclosure

SEC source: 0001225208-19-014466 · doc4.xml · derivative · entry 11

SMULYAN JEFFREY H · CIK 0001001748 · Director · Chairman,CEO · 10% owner · member of 10% 13(d) group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,801

Underlying: Class A Common Stock · 6,700 shares

Expires 2027-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2019 Filed Nov 13, 2019 16:15 UTC EMMIS CORP EMMS · Entity 90636 Exercise / conversionEmployee Stock Option Right To Buy · Derivative 100 $0.00 Strike: $2.16 $0.00
Disclosure

SEC source: 0001225208-19-014466 · doc4.xml · derivative · entry 10

SMULYAN JEFFREY H · CIK 0001001748 · Director · Chairman,CEO · 10% owner · member of 10% 13(d) group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,499

Underlying: Class A Common Stock · 100 shares

Expires 2026-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2019 Filed Nov 13, 2019 16:15 UTC EMMIS CORP EMMS · Entity 90636 SaleClass A Common Stock 6,700 $4.60 $30,820.00
Disclosure

SEC source: 0001225208-19-014466 · doc4.xml · nonDerivative · entry 6

SMULYAN JEFFREY H · CIK 0001001748 · Director · Chairman,CEO · 10% owner · member of 10% 13(d) group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,028

Read SEC document
November 12, 2019 Filed Nov 13, 2019 16:15 UTC EMMIS CORP EMMS · Entity 90636 SaleClass A Common Stock 100 $4.60 $460.00
Disclosure

SEC source: 0001225208-19-014466 · doc4.xml · nonDerivative · entry 5

SMULYAN JEFFREY H · CIK 0001001748 · Director · Chairman,CEO · 10% owner · member of 10% 13(d) group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,728

Read SEC document
November 12, 2019 Filed Nov 13, 2019 16:15 UTC EMMIS CORP EMMS · Entity 90636 Exercise / conversionClass A Common Stock 100 $2.16 $216.00
Disclosure

SEC source: 0001225208-19-014466 · doc4.xml · nonDerivative · entry 4

SMULYAN JEFFREY H · CIK 0001001748 · Director · Chairman,CEO · 10% owner · member of 10% 13(d) group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,828

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2019 Filed Nov 13, 2019 16:15 UTC EMMIS CORP EMMS · Entity 90636 Exercise / conversionClass A Common Stock 6,700 $2.66 $17,822.00
Disclosure

SEC source: 0001225208-19-014466 · doc4.xml · nonDerivative · entry 3

SMULYAN JEFFREY H · CIK 0001001748 · Director · Chairman,CEO · 10% owner · member of 10% 13(d) group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,728

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2019 Filed Nov 13, 2019 16:15 UTC EMMIS CORP EMMS · Entity 90636 Exercise / conversionEmployee Stock Option Right To Buy · Derivative 11,800 $0.00 Strike: $2.16 $0.00
Disclosure

SEC source: 0001225208-19-014466 · doc4.xml · derivative · entry 9

SMULYAN JEFFREY H · CIK 0001001748 · Director · Chairman,CEO · 10% owner · member of 10% 13(d) group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,599

Underlying: Class A Common Stock · 11,800 shares

Expires 2026-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2019 Filed Nov 13, 2019 16:15 UTC EMMIS CORP EMMS · Entity 90636 SaleClass A Common Stock 11,800 $4.62 $54,516.00
Disclosure

SEC source: 0001225208-19-014466 · doc4.xml · nonDerivative · entry 2

SMULYAN JEFFREY H · CIK 0001001748 · Director · Chairman,CEO · 10% owner · member of 10% 13(d) group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,028

Read SEC document
November 11, 2019 Filed Nov 13, 2019 16:15 UTC EMMIS CORP EMMS · Entity 90636 Exercise / conversionClass A Common Stock 11,800 $2.16 $25,488.00
Disclosure

SEC source: 0001225208-19-014466 · doc4.xml · nonDerivative · entry 1

SMULYAN JEFFREY H · CIK 0001001748 · Director · Chairman,CEO · 10% owner · member of 10% 13(d) group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,828

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2019 Filed Nov 5, 2019 16:11 UTC EMMIS CORP EMMS · Entity 90636 Exercise / conversionEmployee Stock Option Right To Buy · Derivative 601 $0.00 Strike: $2.16 $0.00
Disclosure

SEC source: 0001225208-19-014128 · doc4.xml · derivative · entry 5

SMULYAN JEFFREY H · CIK 0001001748 · Director · Chairman,CEO · 10% owner · member of 10% 13(d) group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,399

Underlying: Class A Common Stock · 601 shares

Expires 2026-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2019 Filed Nov 5, 2019 16:11 UTC EMMIS CORP EMMS · Entity 90636 SaleClass A Common Stock 601 $4.85 $2,914.85
Disclosure

SEC source: 0001225208-19-014128 · doc4.xml · nonDerivative · entry 2

SMULYAN JEFFREY H · CIK 0001001748 · Director · Chairman,CEO · 10% owner · member of 10% 13(d) group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,028

Read SEC document
November 01, 2019 Filed Nov 5, 2019 16:11 UTC EMMIS CORP EMMS · Entity 90636 Exercise / conversionClass A Common Stock 601 $2.16 $1,298.16
Disclosure

SEC source: 0001225208-19-014128 · doc4.xml · nonDerivative · entry 1

SMULYAN JEFFREY H · CIK 0001001748 · Director · Chairman,CEO · 10% owner · member of 10% 13(d) group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,629

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2019 Filed Oct 31, 2019 17:02 UTC EMMIS CORP EMMS · Entity 90636 Exercise / conversionEmployee Stock Option Right To Buy · Derivative 32,099 $0.00 Strike: $4.56 $0.00
Disclosure

SEC source: 0001225208-19-013967 · doc4.xml · derivative · entry 8

SMULYAN JEFFREY H · CIK 0001001748 · Director · Chairman,CEO · 10% owner · member of 10% 13(d) group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 32,099 shares

Expires 2019-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2019 Filed Oct 31, 2019 17:02 UTC EMMIS CORP EMMS · Entity 90636 SaleClass A Common Stock 32,099 $4.70 $150,865.30
Disclosure

SEC source: 0001225208-19-013967 · doc4.xml · nonDerivative · entry 4

SMULYAN JEFFREY H · CIK 0001001748 · Director · Chairman,CEO · 10% owner · member of 10% 13(d) group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,028

Read SEC document
October 31, 2019 Filed Oct 31, 2019 17:02 UTC EMMIS CORP EMMS · Entity 90636 Exercise / conversionClass A Common Stock 32,099 $4.56 $146,371.44
Disclosure

SEC source: 0001225208-19-013967 · doc4.xml · nonDerivative · entry 3

SMULYAN JEFFREY H · CIK 0001001748 · Director · Chairman,CEO · 10% owner · member of 10% 13(d) group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,127

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 30, 2019 Filed Oct 31, 2019 17:02 UTC EMMIS CORP EMMS · Entity 90636 Exercise / conversionEmployee Stock Option Right To Buy · Derivative 5,400 $0.00 Strike: $4.56 $0.00
Disclosure

SEC source: 0001225208-19-013967 · doc4.xml · derivative · entry 7

SMULYAN JEFFREY H · CIK 0001001748 · Director · Chairman,CEO · 10% owner · member of 10% 13(d) group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,099

Underlying: Class A Common Stock · 5,400 shares

Expires 2019-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 30, 2019 Filed Oct 31, 2019 17:02 UTC EMMIS CORP EMMS · Entity 90636 SaleClass A Common Stock 5,400 $4.70 $25,380.00
Disclosure

SEC source: 0001225208-19-013967 · doc4.xml · nonDerivative · entry 2

SMULYAN JEFFREY H · CIK 0001001748 · Director · Chairman,CEO · 10% owner · member of 10% 13(d) group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,028

Read SEC document
October 30, 2019 Filed Oct 31, 2019 17:02 UTC EMMIS CORP EMMS · Entity 90636 Exercise / conversionClass A Common Stock 5,400 $4.56 $24,624.00
Disclosure

SEC source: 0001225208-19-013967 · doc4.xml · nonDerivative · entry 1

SMULYAN JEFFREY H · CIK 0001001748 · Director · Chairman,CEO · 10% owner · member of 10% 13(d) group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,428

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 29, 2019 Filed Jul 30, 2019 16:07 UTC EMMIS CORP EMMS · Entity 90636 Tax withholdingClass A Common Stock 2,167 $5.53 $11,983.51
Disclosure

SEC source: 0001225208-19-010632 · doc4.xml · nonDerivative · entry 2

SMULYAN JEFFREY H · CIK 0001001748 · Director · Chairman,CEO · 10% owner · member of 10% 13(d) group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,028

F2 · shares: Total number of shares withheld to satisfy tax withholding obligations.

Read SEC document
July 29, 2019 Filed Jul 30, 2019 16:07 UTC EMMIS CORP EMMS · Entity 90636 GrantClass A Common Stock 4,748 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-010632 · doc4.xml · nonDerivative · entry 1

SMULYAN JEFFREY H · CIK 0001001748 · Director · Chairman,CEO · 10% owner · member of 10% 13(d) group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,195

F1 · shares: The Company exercised its right under Executive's employment agreement to pay a portion of the executive's salary in shares of Class A Common Stock.

Read SEC document
July 24, 2019 Filed Jul 24, 2019 16:12 UTC EMMIS CORP EMMS · Entity 90636 SaleClass A Common Stock 833 $5.58 $4,648.14
Disclosure

SEC source: 0001225208-19-010431 · doc4.xml · nonDerivative · entry 3

SMULYAN JEFFREY H · CIK 0001001748 · Director · Chairman,CEO · 10% owner · member of 10% 13(d) group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,447

Read SEC document
July 23, 2019 Filed Jul 24, 2019 16:12 UTC EMMIS CORP EMMS · Entity 90636 SaleClass A Common Stock 25,448 $5.55 $141,236.40
Disclosure

SEC source: 0001225208-19-010431 · doc4.xml · nonDerivative · entry 2

SMULYAN JEFFREY H · CIK 0001001748 · Director · Chairman,CEO · 10% owner · member of 10% 13(d) group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,280

Read SEC document
July 22, 2019 Filed Jul 24, 2019 16:12 UTC EMMIS CORP EMMS · Entity 90636 SaleClass A Common Stock 15,334 $5.55 $85,103.70
Disclosure

SEC source: 0001225208-19-010431 · doc4.xml · nonDerivative · entry 1

SMULYAN JEFFREY H · CIK 0001001748 · Director · Chairman,CEO · 10% owner · member of 10% 13(d) group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,728

Read SEC document
July 15, 2019 Filed Jul 16, 2019 16:17 UTC EMMIS CORP EMMS · Entity 90636 SaleClass A Common Stock 13,385 $5.50 $73,617.50
Disclosure

SEC source: 0001225208-19-010254 · doc4.xml · nonDerivative · entry 2

SMULYAN JEFFREY H · CIK 0001001748 · Director · Chairman,CEO · 10% owner · member of 10% 13(d) group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,062

Read SEC document
July 12, 2019 Filed Jul 16, 2019 16:17 UTC EMMIS CORP EMMS · Entity 90636 SaleClass A Common Stock 20,000 $5.71 $114,140.00
Disclosure

SEC source: 0001225208-19-010254 · doc4.xml · nonDerivative · entry 1

SMULYAN JEFFREY H · CIK 0001001748 · Director · Chairman,CEO · 10% owner · member of 10% 13(d) group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,447

Read SEC document
May 10, 2019 Filed May 13, 2019 16:14 UTC EMMIS CORP EMMS · Entity 90636 Tax withholdingClass A Common Stock 3,355 $3.61 $12,094.78
Disclosure

SEC source: 0001225208-19-007829 · doc4.xml · nonDerivative · entry 2

SMULYAN JEFFREY H · CIK 0001001748 · Director · Chairman,CEO · 10% owner · member of 10% 13(d) group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,447

F2 · shares: Total number of shares withheld to satisfy tax withholding obligations.

Read SEC document
May 10, 2019 Filed May 13, 2019 16:14 UTC EMMIS CORP EMMS · Entity 90636 GrantClass A Common Stock 7,354 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007829 · doc4.xml · nonDerivative · entry 1

SMULYAN JEFFREY H · CIK 0001001748 · Director · Chairman,CEO · 10% owner · member of 10% 13(d) group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,802

F1 · shares: The Company exercised its right under Executive's employment agreement to pay a portion of the executive's salary in shares of Class A Common Stock.

Read SEC document
March 01, 2019 Filed Jul 12, 2019 16:05 UTC EMMIS CORP EMMS · Entity 90636 GrantEmployee Stock Option Right To Buy · Derivative 37,500 $0.00 Strike: $3.68 $0.00
Disclosure

SEC source: 0001225208-19-010221 · doc4.xml · derivative · entry 1

SMULYAN JEFFREY H · CIK 0001001748 · Director · Chairman,CEO · 10% owner · member of 10% 13(d) group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Class A Common Stock · 37,500 shares

Expires 2029-03-01

F1 · shares: One third of the options vest on this date, a third vest one year thereafter and the final vest on the third anniversary of the grant date.

Read SEC document
January 28, 2019 Filed Jan 30, 2019 17:22 UTC EMMIS CORP EMMS · Entity 90636 Tax withholdingClass A Common Stock 3,657 $3.95 $14,445.15
Disclosure

SEC source: 0001225208-19-001578 · doc4.xml · nonDerivative · entry 2

SMULYAN JEFFREY H · CIK 0001001748 · Director · Chairman,CEO · 10% owner · member of 10% 13(d) group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,448

F2 · shares: Total number of shares withheld to satisfy tax withholding obligations.

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January 28, 2019 Filed Jan 30, 2019 17:22 UTC EMMIS CORP EMMS · Entity 90636 GrantClass A Common Stock 7,057 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-001578 · doc4.xml · nonDerivative · entry 1

SMULYAN JEFFREY H · CIK 0001001748 · Director · Chairman,CEO · 10% owner · member of 10% 13(d) group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,105

F1 · shares: The Company exercised its right under Executive's employment agreement to pay a portion of the executive's salary in shares of Class A Common Stock.

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October 29, 2018 Filed Oct 30, 2018 16:23 UTC EMMIS CORP EMMS · Entity 90636 Tax withholdingClass A Common Stock 2,694 $4.37 $11,772.78
Disclosure

SEC source: 0001225208-18-014966 · doc4.xml · nonDerivative · entry 2

SMULYAN JEFFREY H · CIK 0001001748 · Director · Chairman,CEO · 10% owner · member of 10% 13(d) group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,048

F2 · shares: Total number of shares withheld to satisfy tax withholding obligations.

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October 29, 2018 Filed Oct 30, 2018 16:23 UTC EMMIS CORP EMMS · Entity 90636 GrantClass A Common Stock 5,905 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-014966 · doc4.xml · nonDerivative · entry 1

SMULYAN JEFFREY H · CIK 0001001748 · Director · Chairman,CEO · 10% owner · member of 10% 13(d) group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,742

F1 · shares: The Company exercised its right under Executive's employment agreement to pay a portion of the executive's salary in shares of Class A Common Stock.

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October 19, 2018 Filed Oct 22, 2018 16:15 UTC EMMIS CORP EMMS · Entity 90636 SaleClass A Common Stock 55,454 $4.25 $235,812.59
Disclosure

SEC source: 0001225208-18-014768 · doc4.xml · nonDerivative · entry 6

SMULYAN JEFFREY H · CIK 0001001748 · Director · Chairman,CEO · 10% owner · member of 10% 13(d) group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,837

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October 18, 2018 Filed Oct 22, 2018 16:15 UTC EMMIS CORP EMMS · Entity 90636 Exercise / conversionEmployee Stock Option Right To Buy · Derivative 24,999 $0.00 Strike: $2.66 $0.00
Disclosure

SEC source: 0001225208-18-014768 · doc4.xml · derivative · entry 10

SMULYAN JEFFREY H · CIK 0001001748 · Director · Chairman,CEO · 10% owner · member of 10% 13(d) group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,501

Underlying: Class A Common Stock · 24,999 shares

Expires 2027-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 18, 2018 Filed Oct 22, 2018 16:15 UTC EMMIS CORP EMMS · Entity 90636 Exercise / conversionEmployee Stock Option Right To Buy · Derivative 12,500 $0.00 Strike: $2.16 $0.00
Disclosure

SEC source: 0001225208-18-014768 · doc4.xml · derivative · entry 9

SMULYAN JEFFREY H · CIK 0001001748 · Director · Chairman,CEO · 10% owner · member of 10% 13(d) group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Class A Common Stock · 12,500 shares

Expires 2026-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 18, 2018 Filed Oct 22, 2018 16:15 UTC EMMIS CORP EMMS · Entity 90636 SaleClass A Common Stock 24,999 $4.34 $108,595.66
Disclosure

SEC source: 0001225208-18-014768 · doc4.xml · nonDerivative · entry 5

SMULYAN JEFFREY H · CIK 0001001748 · Director · Chairman,CEO · 10% owner · member of 10% 13(d) group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,291

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October 18, 2018 Filed Oct 22, 2018 16:15 UTC EMMIS CORP EMMS · Entity 90636 SaleClass A Common Stock 12,500 $4.32 $54,000.00
Disclosure

SEC source: 0001225208-18-014768 · doc4.xml · nonDerivative · entry 4

SMULYAN JEFFREY H · CIK 0001001748 · Director · Chairman,CEO · 10% owner · member of 10% 13(d) group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,290

Read SEC document
October 18, 2018 Filed Oct 22, 2018 16:15 UTC EMMIS CORP EMMS · Entity 90636 SaleClass A Common Stock 7,546 $4.25 $32,070.50
Disclosure

SEC source: 0001225208-18-014768 · doc4.xml · nonDerivative · entry 3

SMULYAN JEFFREY H · CIK 0001001748 · Director · Chairman,CEO · 10% owner · member of 10% 13(d) group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,790

Read SEC document
October 18, 2018 Filed Oct 22, 2018 16:15 UTC EMMIS CORP EMMS · Entity 90636 Exercise / conversionClass A Common Stock 12,500 $2.16 $27,000.00
Disclosure

SEC source: 0001225208-18-014768 · doc4.xml · nonDerivative · entry 2

SMULYAN JEFFREY H · CIK 0001001748 · Director · Chairman,CEO · 10% owner · member of 10% 13(d) group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,336

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 18, 2018 Filed Oct 22, 2018 16:15 UTC EMMIS CORP EMMS · Entity 90636 Exercise / conversionClass A Common Stock 24,999 $2.66 $66,497.34
Disclosure

SEC source: 0001225208-18-014768 · doc4.xml · nonDerivative · entry 1

SMULYAN JEFFREY H · CIK 0001001748 · Director · Chairman,CEO · 10% owner · member of 10% 13(d) group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,836

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2018 Filed Jul 31, 2018 16:34 UTC EMMIS CORP EMMS · Entity 90636 Tax withholdingClass A Common Stock 2,474 $4.97 $12,295.78
Disclosure

SEC source: 0001225208-18-012057 · doc4.xml · nonDerivative · entry 2

SMULYAN JEFFREY H · CIK 0001001748 · Director · Chairman,CEO · 10% owner · member of 10% 13(d) group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,837

F2 · shares: Total number of shares withheld to satisfy tax withholding obligations.

Read SEC document
July 30, 2018 Filed Jul 31, 2018 16:34 UTC EMMIS CORP EMMS · Entity 90636 GrantClass A Common Stock 5,422 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-012057 · doc4.xml · nonDerivative · entry 1

SMULYAN JEFFREY H · CIK 0001001748 · Director · Chairman,CEO · 10% owner · member of 10% 13(d) group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,311

F1 · shares: The Company exercised its right under Executive's employment agreement to pay a portion of the executive's salary in shares of Class A Common Stock.

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May 10, 2018 Filed May 14, 2018 16:20 UTC EMMIS CORP EMMS · Entity 90636 Tax withholdingClass A Common Stock 2,219 $5.35 $11,871.65
Disclosure

SEC source: 0001225208-18-009240 · doc4.xml · nonDerivative · entry 2

SMULYAN JEFFREY H · CIK 0001001748 · Director · Chairman,CEO · 10% owner · member of 10% 13(d) group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,889

F2 · shares: Total number of shares withheld to satisfy tax withholding obligations.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.