Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EMMIS CORPEMMS · Entity 90636 | Director · Chairman,CEO · 10% owner · member of 10% 13(d) group | March 02, 2020 | March 03, 2020 |
| Mediaco Holding Inc.MDIA · Entity 6814 | Director · CEO | June 14, 2021 | June 16, 2021 |
| Monument Circle Acquisition Corp.MON · Entity 143491 | Director · Chairman & CEO · 10% owner | January 25, 2021 | January 26, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
EMMIS CORP
Report date March 02, 2020 · Filed March 03, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Employee Stock Option Right To BuySEC Table II · derivative / convertible security · Conversion / exercise price $3.60 · Expires 2030-03-02 | Direct | 40,000 |
Reported balance
After 2020-03-02 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-03-02 · Grant · Acquired 40,000 · Balance 40,000 F1: Each option shall vest in 3 equal annual installments on the final calendar day of February in each of 2021, 2022, 2023. Each option shall have a term expiring the tenth anniversary of the Grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each option shall vest in 3 equal annual installments on the final calendar day of February in each of 2021, 2022, 2023. Each option shall have a term expiring the tenth anniversary of the Grant date.
Mediaco Holding Inc.
Report date June 14, 2021 · Filed June 16, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 327 |
Ending reported balance
After 2021-06-16 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2021-06-14 · Sale · Disposed 50,000 · Balance 108,428 Row 2 · 2021-06-15 · Sale · Disposed 50,000 · Balance 58,428 Row 3 · 2021-06-16 · Sale · Disposed 58,101 · Balance 327 |
Monument Circle Acquisition Corp.
Report date January 25, 2021 · Filed January 26, 2021
Jointly reported with Monument Circle Sponsor LLC, EMMIS OPERATING CO
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B common stockSEC Table II · derivative / convertible security | IndirectSee footnote | 6,250,000 |
Reported balance
After 2021-01-25 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-01-25 · Other · Disposed 17,500 · Balance 6,250,000 F1: As described in the Issuer's registration statement on Form S-1 (File Nos. 333-251627 and 333-252095) under the heading "Description of Securities - Founder Shares," the shares of Class B common stock are convertible into the Issuer's Class A common stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights. The shares of Class B common stock have no expiration date. F2: On January 25, 2021, Monument Circle Sponsor LLC forfeited at no cost 17,500 shares of common stock, par value $0.0001 per share, in connection with the determination by the underwriters of the Issuer's public offering to forfeit the remainder of the over-allotment option granted to them. F3: Monument Circle Sponsor LLC is the sponsor entity of the Issuer (the "Sponsor"). The managing member of the Sponsor is Emmis Operating Company, which is wholly-owned by Emmis Communications of which Jeffrey H. Smulyan holds the majoirty of voting power. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the Issuer's registration statement on Form S-1 (File Nos. 333-251627 and 333-252095) under the heading "Description of Securities - Founder Shares," the shares of Class B common stock are convertible into the Issuer's Class A common stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights. The shares of Class B common stock have no expiration date.
F2: On January 25, 2021, Monument Circle Sponsor LLC forfeited at no cost 17,500 shares of common stock, par value $0.0001 per share, in connection with the determination by the underwriters of the Issuer's public offering to forfeit the remainder of the over-allotment option granted to them.
F3: Monument Circle Sponsor LLC is the sponsor entity of the Issuer (the "Sponsor"). The managing member of the Sponsor is Emmis Operating Company, which is wholly-owned by Emmis Communications of which Jeffrey H. Smulyan holds the majoirty of voting power.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 10, 2018 Filed May 14, 2018 16:20 UTC | EMMIS CORP EMMS · Entity 90636 | GrantClass A Common Stock | 4,862 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-009240 · doc4.xml · nonDerivative · entry 1 SMULYAN JEFFREY H · CIK 0001001748 · Director · Chairman,CEO · 10% owner · member of 10% 13(d) group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,108 F1 · shares: The Company exercised its right under Executive's employment agreement to pay a portion of the executive's salary in shares of Class A Common Stock. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 17:03 UTC | EMMIS CORP EMMS · Entity 90636 | GrantEmployee Stock Option Right To Buy · Derivative | 37,500 | $0.00 Strike: $4.22 | $0.00 |
DisclosureSEC source: 0001225208-18-005285 · primary_doc.xml · derivative · entry 2 SMULYAN JEFFREY H · CIK 0001001748 · Director · Chairman,CEO · 10% owner · member of 10% 13(d) group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Class A Common Stock · 37,500 shares Expires 2028-03-01 F3 · shares: One third of the options vest on this date, a third vest one year thereafter and the final vest on the third anniversary of the grant date. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 17:03 UTC | EMMIS CORP EMMS · Entity 90636 | GrantClass B Common Stock · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-005285 · primary_doc.xml · derivative · entry 1 SMULYAN JEFFREY H · CIK 0001001748 · Director · Chairman,CEO · 10% owner · member of 10% 13(d) group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,242,366 Underlying: Class A Common Stock · 100,000 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is $0.00. F2 · derivative.exercise_date: This is a Restricted Stock Grant that vests 2/28/21. Upon vesting, subject to share withholding for taxes, the Class B stock is convertible by Mr. Smulyan into Class A Common Stock at any time and has no expiration. F2 · derivative.expiration_date: This is a Restricted Stock Grant that vests 2/28/21. Upon vesting, subject to share withholding for taxes, the Class B stock is convertible by Mr. Smulyan into Class A Common Stock at any time and has no expiration. Read SEC document |
| January 29, 2018 Filed Jan 30, 2018 16:15 UTC | EMMIS CORP EMMS · Entity 90636 | Tax withholdingClass A Common Stock | 4,326 | $3.11 | $13,453.86 |
DisclosureSEC source: 0001225208-18-001862 · doc4.xml · nonDerivative · entry 2 SMULYAN JEFFREY H · CIK 0001001748 · Director · Chairman,CEO · 10% owner · member of 10% 13(d) group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,246 F2 · shares: Total number of shares withheld to satisfy tax withholding obligations. Read SEC document |
| January 29, 2018 Filed Jan 30, 2018 16:15 UTC | EMMIS CORP EMMS · Entity 90636 | GrantClass A Common Stock | 8,347 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-001862 · doc4.xml · nonDerivative · entry 1 SMULYAN JEFFREY H · CIK 0001001748 · Director · Chairman,CEO · 10% owner · member of 10% 13(d) group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,572 F1 · shares: The Company exercised its right under Executive's employment agreement to pay a portion of the executive's salary in shares of Class A Common Stock. Read SEC document |
| October 30, 2017 Filed Nov 1, 2017 16:16 UTC | EMMIS CORP EMMS · Entity 90636 | Tax withholdingClass A Common Stock | 3,151 | $3.45 | $10,870.95 |
DisclosureSEC source: 0001225208-17-016741 · doc4.xml · nonDerivative · entry 2 SMULYAN JEFFREY H · CIK 0001001748 · Director · Chairman,CEO · 10% owner · member of 10% 13(d) group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,225 F2 · shares: Total number of shares withheld to satisfy tax withholding obligations. Read SEC document |
| October 30, 2017 Filed Nov 1, 2017 16:16 UTC | EMMIS CORP EMMS · Entity 90636 | GrantClass A Common Stock | 6,906 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-016741 · doc4.xml · nonDerivative · entry 1 SMULYAN JEFFREY H · CIK 0001001748 · Director · Chairman,CEO · 10% owner · member of 10% 13(d) group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,376 F1 · shares: The Company exercised its right under Executive's employment agreement to pay a portion of the executive's salary in shares of Class A Common Stock. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 16:21 UTC | EMMIS CORP EMMS · Entity 90636 | Tax withholdingClass A Common Stock | 3,930 | $2.96 | $11,632.80 |
DisclosureSEC source: 0001225208-17-013175 · doc4.xml · nonDerivative · entry 2 SMULYAN JEFFREY H · CIK 0001001748 · Director · Chairman,CEO · 10% owner · member of 10% 13(d) group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,470 F2 · shares: Total number of shares withheld to satisfy tax withholding obligations. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 16:21 UTC | EMMIS CORP EMMS · Entity 90636 | GrantClass A Common Stock | 8,613 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-013175 · doc4.xml · nonDerivative · entry 1 SMULYAN JEFFREY H · CIK 0001001748 · Director · Chairman,CEO · 10% owner · member of 10% 13(d) group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,400 F1 · shares: The Company exercised its right under Executive's employment agreement to pay a portion of the executive's salary in shares of Class A Common Stock. Read SEC document |
| May 12, 2017 Filed May 16, 2017 16:21 UTC | EMMIS CORP EMMS · Entity 90636 | Tax withholdingClass A Common Stock | 3,310 | $3.29 | $10,889.90 |
DisclosureSEC source: 0001225208-17-009905 · doc4.xml · nonDerivative · entry 2 SMULYAN JEFFREY H · CIK 0001001748 · Director · Chairman,CEO · 10% owner · member of 10% 13(d) group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,787 F2 · shares: Total number of shares withheld to satisfy tax withholding obligations. Read SEC document |
| May 12, 2017 Filed May 16, 2017 16:21 UTC | EMMIS CORP EMMS · Entity 90636 | GrantClass A Common Stock | 7,255 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-009905 · doc4.xml · nonDerivative · entry 1 SMULYAN JEFFREY H · CIK 0001001748 · Director · Chairman,CEO · 10% owner · member of 10% 13(d) group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,097 F1 · shares: The Company exercised its right under Executive's employment agreement to pay a portion of the executive's salary in shares of Class A Common Stock. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 17:03 UTC | EMMIS CORP EMMS · Entity 90636 | GrantEmployee Stock Option Right To Buy · Derivative | 37,500 | $0.00 Strike: $2.66 | $0.00 |
DisclosureSEC source: 0001225208-17-005359 · doc4.xml · derivative · entry 1 SMULYAN JEFFREY H · CIK 0001001748 · Director · Chairman,CEO · 10% owner · member of 10% 13(d) group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Class A Common Stock · 37,500 shares Expires 2027-03-01 F1 · derivative.exercise_date: One-third of the options vest on this date, another third vest one year thereafter and the final third vest on the third anniversary of the grant date Read SEC document |
| January 30, 2017 Filed Jan 31, 2017 16:32 UTC | EMMIS CORP EMMS · Entity 90636 | Tax withholdingClass A Common Stock | 3,948 | $3.15 | $12,436.20 |
DisclosureSEC source: 0001225208-17-002124 · doc4.xml · nonDerivative · entry 2 SMULYAN JEFFREY H · CIK 0001001748 · Director · Chairman,CEO · 10% owner · member of 10% 13(d) group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,842 F2 · shares: Total number of shares withheld to satisfy tax withholding obligations. Read SEC document |
| January 30, 2017 Filed Jan 31, 2017 16:32 UTC | EMMIS CORP EMMS · Entity 90636 | GrantClass A Common Stock | 7,618 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-002124 · doc4.xml · nonDerivative · entry 1 SMULYAN JEFFREY H · CIK 0001001748 · Director · Chairman,CEO · 10% owner · member of 10% 13(d) group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,790 F1 · shares: The Company exercised its right under Executive's employment agreement to pay a portion of the executive's salary in shares of Class A Common Stock. Read SEC document |
| November 01, 2016 Filed Nov 1, 2016 17:02 UTC | EMMIS CORP EMMS · Entity 90636 | Tax withholdingClass A Common Stock | 3,023 | $3.40 | $10,278.20 |
DisclosureSEC source: 0001225208-16-040947 · doc4.xml · nonDerivative · entry 4 SMULYAN JEFFREY H · CIK 0001001748 · Director · Chairman,CEO · 10% owner · member of 10% 13(d) group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,172 F2 · shares: Total number of shares withheld to satisfy tax withholding obligations. Read SEC document |
| November 01, 2016 Filed Nov 1, 2016 17:02 UTC | EMMIS CORP EMMS · Entity 90636 | GrantClass A Common Stock | 6,561 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-040947 · doc4.xml · nonDerivative · entry 3 SMULYAN JEFFREY H · CIK 0001001748 · Director · Chairman,CEO · 10% owner · member of 10% 13(d) group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,195 F1 · shares: The Company exercised its right under Executive's employment agreement to pay a portion of the executive's salary in shares of Class A Common Stock. Read SEC document |
| October 31, 2016 Filed Nov 2, 2016 17:27 UTC Amendment | EMMIS CORP EMMS · Entity 90636 | Tax withholdingClass A Common Stock | 3,023 | $3.40 | $10,278.20 |
DisclosureSEC source: 0001225208-16-041031 · doc4a.xml · nonDerivative · entry 2 SMULYAN JEFFREY H · CIK 0001001748 · Director · Chairman,CEO · 10% owner · member of 10% 13(d) group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,172 F2 · shares: Total number of shares withheld to satisfy tax withholding obligations. Read SEC document |
| October 31, 2016 Filed Nov 2, 2016 17:27 UTC Amendment | EMMIS CORP EMMS · Entity 90636 | GrantClass A Common Stock | 6,561 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-041031 · doc4a.xml · nonDerivative · entry 1 SMULYAN JEFFREY H · CIK 0001001748 · Director · Chairman,CEO · 10% owner · member of 10% 13(d) group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,195 F1 · shares: The Company exercised its right under Executive's employment agreement to pay a portion of the executive's salary in shares of Class A Common Stock. Read SEC document |
| October 28, 2016 Filed Nov 1, 2016 17:02 UTC | EMMIS CORP EMMS · Entity 90636 | Exercise / conversionEmployee Stock Option Right To Buy · Derivative | 3,900 | $0.00 Strike: $2.80 | $0.00 |
DisclosureSEC source: 0001225208-16-040947 · doc4.xml · derivative · entry 7 SMULYAN JEFFREY H · CIK 0001001748 · Director · Chairman,CEO · 10% owner · member of 10% 13(d) group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,649 Underlying: Class A Common Stock · 3,900 shares Expires 2022-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 28, 2016 Filed Nov 1, 2016 17:02 UTC | EMMIS CORP EMMS · Entity 90636 | SaleClass A Common Stock | 3,900 | $3.70 | $14,430.00 |
DisclosureSEC source: 0001225208-16-040947 · doc4.xml · nonDerivative · entry 2 SMULYAN JEFFREY H · CIK 0001001748 · Director · Chairman,CEO · 10% owner · member of 10% 13(d) group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,634 Read SEC document |
| October 28, 2016 Filed Nov 1, 2016 17:02 UTC | EMMIS CORP EMMS · Entity 90636 | Exercise / conversionClass A Common Stock | 3,900 | $2.80 | $10,920.00 |
DisclosureSEC source: 0001225208-16-040947 · doc4.xml · nonDerivative · entry 1 SMULYAN JEFFREY H · CIK 0001001748 · Director · Chairman,CEO · 10% owner · member of 10% 13(d) group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,534 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 27, 2016 Filed Oct 28, 2016 16:55 UTC | EMMIS CORP EMMS · Entity 90636 | Exercise / conversionEmployee Stock Option Right To Buy · Derivative | 8,849 | $0.00 Strike: $2.80 | $0.00 |
DisclosureSEC source: 0001225208-16-040810 · doc4.xml · derivative · entry 11 SMULYAN JEFFREY H · CIK 0001001748 · Director · Chairman,CEO · 10% owner · member of 10% 13(d) group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,549 Underlying: Class A Common Stock · 8,849 shares Expires 2022-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 27, 2016 Filed Oct 28, 2016 16:55 UTC | EMMIS CORP EMMS · Entity 90636 | SaleClass A Common Stock | 8,849 | $3.70 | $32,741.30 |
DisclosureSEC source: 0001225208-16-040810 · doc4.xml · nonDerivative · entry 6 SMULYAN JEFFREY H · CIK 0001001748 · Director · Chairman,CEO · 10% owner · member of 10% 13(d) group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,634 F1 · balance_after: Reflects adjustments made following implementation of the reverse stock split on July 8, 2016. Read SEC document |
| October 27, 2016 Filed Oct 28, 2016 16:55 UTC | EMMIS CORP EMMS · Entity 90636 | Exercise / conversionClass A Common Stock | 8,849 | $2.80 | $24,777.20 |
DisclosureSEC source: 0001225208-16-040810 · doc4.xml · nonDerivative · entry 5 SMULYAN JEFFREY H · CIK 0001001748 · Director · Chairman,CEO · 10% owner · member of 10% 13(d) group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,483 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 26, 2016 Filed Oct 28, 2016 16:55 UTC | EMMIS CORP EMMS · Entity 90636 | Exercise / conversionEmployee Stock Option Right To Buy · Derivative | 15,597 | $0.00 Strike: $1.18 | $0.00 |
DisclosureSEC source: 0001225208-16-040810 · doc4.xml · derivative · entry 10 SMULYAN JEFFREY H · CIK 0001001748 · Director · Chairman,CEO · 10% owner · member of 10% 13(d) group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 15,597 shares Expires 2019-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 26, 2016 Filed Oct 28, 2016 16:55 UTC | EMMIS CORP EMMS · Entity 90636 | Exercise / conversionEmployee Stock Option Right To Buy · Derivative | 2,102 | $0.00 Strike: $2.80 | $0.00 |
DisclosureSEC source: 0001225208-16-040810 · doc4.xml · derivative · entry 9 SMULYAN JEFFREY H · CIK 0001001748 · Director · Chairman,CEO · 10% owner · member of 10% 13(d) group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,398 Underlying: Class A Common Stock · 2,102 shares Expires 2022-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 26, 2016 Filed Oct 28, 2016 16:55 UTC | EMMIS CORP EMMS · Entity 90636 | SaleClass A Common Stock | 15,597 | $3.70 | $57,708.90 |
DisclosureSEC source: 0001225208-16-040810 · doc4.xml · nonDerivative · entry 4 SMULYAN JEFFREY H · CIK 0001001748 · Director · Chairman,CEO · 10% owner · member of 10% 13(d) group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,634 Read SEC document |
| October 26, 2016 Filed Oct 28, 2016 16:55 UTC | EMMIS CORP EMMS · Entity 90636 | SaleClass A Common Stock | 2,102 | $3.70 | $7,777.40 |
DisclosureSEC source: 0001225208-16-040810 · doc4.xml · nonDerivative · entry 3 SMULYAN JEFFREY H · CIK 0001001748 · Director · Chairman,CEO · 10% owner · member of 10% 13(d) group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,231 Read SEC document |
| October 26, 2016 Filed Oct 28, 2016 16:55 UTC | EMMIS CORP EMMS · Entity 90636 | Exercise / conversionClass A Common Stock | 2,102 | $2.80 | $5,885.60 |
DisclosureSEC source: 0001225208-16-040810 · doc4.xml · nonDerivative · entry 2 SMULYAN JEFFREY H · CIK 0001001748 · Director · Chairman,CEO · 10% owner · member of 10% 13(d) group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 26, 2016 Filed Oct 28, 2016 16:55 UTC | EMMIS CORP EMMS · Entity 90636 | Exercise / conversionClass A Common Stock | 15,597 | $1.18 | $18,404.46 |
DisclosureSEC source: 0001225208-16-040810 · doc4.xml · nonDerivative · entry 1 SMULYAN JEFFREY H · CIK 0001001748 · Director · Chairman,CEO · 10% owner · member of 10% 13(d) group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,231 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 24, 2016 Filed Oct 26, 2016 17:01 UTC | EMMIS CORP EMMS · Entity 90636 | Exercise / conversionEmployee Stock Option Right To Buy · Derivative | 2,400 | $0.00 Strike: $1.18 | $0.00 |
DisclosureSEC source: 0001225208-16-040763 · doc4.xml · derivative · entry 5 SMULYAN JEFFREY H · CIK 0001001748 · Director · Chairman,CEO · 10% owner · member of 10% 13(d) group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,597.25 Underlying: Class A Common Stock · 2,400 shares Expires 2019-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 24, 2016 Filed Oct 26, 2016 17:01 UTC | EMMIS CORP EMMS · Entity 90636 | SaleClass A Common Stock | 2,400 | $3.72 | $8,928.00 |
DisclosureSEC source: 0001225208-16-040763 · doc4.xml · nonDerivative · entry 2 SMULYAN JEFFREY H · CIK 0001001748 · Director · Chairman,CEO · 10% owner · member of 10% 13(d) group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,189.5 Read SEC document |
| October 24, 2016 Filed Oct 26, 2016 17:01 UTC | EMMIS CORP EMMS · Entity 90636 | Exercise / conversionClass A Common Stock | 2,400 | $1.18 | $2,832.00 |
DisclosureSEC source: 0001225208-16-040763 · doc4.xml · nonDerivative · entry 1 SMULYAN JEFFREY H · CIK 0001001748 · Director · Chairman,CEO · 10% owner · member of 10% 13(d) group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,589.5 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.