organization · Reporting owner
GS ADVISORS 2000 LLC
Disclosed activity across 4 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EQUINIX INCEQIXD · Entity 2047 | 10% owner | December 31, 2002 | June 06, 2003 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
EQUINIX INC
Report date December 31, 2002 · Filed June 06, 2003 · Amendment
Jointly reported with GOLDMAN SACHS GROUP INC, GOLDMAN SACHS & CO. LLC, GS CAPITAL PARTNERS 2000 LP, GS CAPITAL PARTNERS 2000 OFFSHORE LP, GS CAPITAL PARTNERS 2000 GMBH & CO BETEILIGUNGS KG, GOLDMAN, SACHS MANAGEMENT GP GMBH, GOLDMAN SACHS & CO OHG, GS CAPITAL PARTNERS 2000 EMPLOYEE FUND LP, GS EMPLOYEE FUNDS 2000 GP LLC
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Warrants (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $191.81 · Expires 2005-10-19 | IndirectSee Footnotes | Not disclosed |
Reported balance
Holding disclosure · report date 2002-12-31 · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · Balance Not disclosed F1: This amended Form 3 reflects additional holdings by the Reporting Persons of warrants to purchase common stock, $0.001 par value of Equinix, Inc. ("Common Stock"), which were not included on the initial Form 3 filed with the Securities and Exchange Commission on January 10, 2003. This amended Form 3 is being filed by 24 Reporting Persons. As a result of the 10 Reporting Person per joint filing limitation of the electronic system, this Form 3 is being filed in triplicate. F2: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GS Capital Partners 2000, L.P. ("GSCP 2000"), GS Capital Partners 2000 Offshore, L.P. ("GSCP 2000 Offshore"), GS Capital Partners 2000 GmbH & Co. Beteiligungs KG ("GSCP 2000 Germany"), GS Capital Partners 2000 Employee Fund, L.P. ("GSCP Employee 2000"), Stone Street Fund 2000, L.P.("Stone 2000"), GS Special Opportunities (Asia) Fund, L.P. ("GS Asia"), GS Special Opportunities (Asia) Offshore Fund, L.P. ("GS Asia Offshore"), Whitehall Street Real Estate Limited Partnership XIII ("WH XIII"), Whitehall Parallel Real Estate Limited Partnership XIII ("WH Parallel XIII"), Stone Street Asia Fund, L.P. ("Stone Asia"), (continued in Footnote 03) F3: Stone Street Real Estate Fund 2000, L.P. ("Stone Real Estate 2000" and, together with GSCP 2000, GSCP 2000 Offshore, GSCP 2000 Germany, GSCP Employee 2000, Stone 2000, GS Asia, GS Asia Offshore, WH XIII, WH Parallel XIII, and Stone Asia, the "Investing Entities"), GS Advisors 2000, L.L.C. ("GS Advisors"), Goldman, Sachs Management GP GmbH ("GS GmbH"), Goldman, Sachs & Co. oHG ("GS oHG"), GS Employee Funds 2000 GP, L.L.C. ("GS Employee 2000 LLC"), Stone Street 2000, L.L.C. ("Stone GP"), GSSO (Asia), LLC ("GSSO Asia"), GSSO (Asia) Offshore, LLC ("GSSO Offshore LLC"), WH Advisors, L.L.C. XIII ("WH Advisors"), WH Parallel Advisors, L.L.C. XIII ("WH Parallel Advisors"), Stone Street Asia, L.L.C. ("Stone Asia GP"), and (continued in Footnote 04) F4: Stone Street 2000 Realty, L.L.C. ("Stone 2000 Realty" and, together with GS Group, Goldman Sachs, the Investing Entities, GS Advisors, GS GmbH, GS oHG, GS Employee 2000 LLC, Stone GP, GSSO Asia, GSSO Offshore LLC, WH Advisors, WH Parallel Advisors, and Stone Asia GP, the "Reporting Persons"). The principal business address of each Reporting Person (other than GSCP 2000 Offshore, GS Asia Offshore, GSCP 2000 Germany, GS GmbH and GS oHG) is 85 Broad Street, New York, NY 10004. The principal business address for each of GSCP 2000 Offshore and GS Asia Offshore is c/o M&C Corporate Services Limited, P.O. Box 309, Grand Cayman, Cayman Islands. The principal business address for each of GSCP 2000 Germany, GS GmbH and GS oHG is MesseTurm, 60308 Frankfurt am Main, Germany. F5: GS Group and Goldman Sachs may be deemed to beneficially own indirectly warrants to purchase, in the aggregate, 133,442 shares of Common Stock through the Investing Entities. Affiliates of Goldman Sachs and GS Group are the general partners or managing partners of the Investing Entities. Goldman Sachs is an indirect wholly-owned subsidiary of GS Group. Goldman Sachs and GS Group each disclaim beneficial ownership of the shares of Common Stock owned by the Investing Entities except to the extent of their pecuniary interest therein. GSCP 2000 beneficially owns directly and its general partner, GS Advisors, may be deemed to beneficially own indirectly warrants to purchase 36,791 shares of Common Stock. GS Advisors disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F6: GSCP 2000 Offshore beneficially owns directly and its general partner, GS Advisors, may be deemed to beneficially own indirectly warrants to purchase 13,368 shares of Common Stock. GS Advisors disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. GSCP 2000 Germany beneficially owns directly and its managing partner, GS GmbH, and GS oHG, the sole stockholder of GS GmbH, may be deemed to beneficially own indirectly warrants to purchase 1,537 shares of Common Stock. Each of GS GmbH and GS oHG disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F7: GSCP Employee 2000 beneficially owns directly and its general partner, GS Employee 2000 LLC, may be deemed to beneficially own indirectly warrants to purchase 11,689 shares of Common Stock. GS Employee 2000 LLC disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Stone 2000 beneficially owns directly and its general partner, Stone GP, may be deemed to beneficially own indirectly warrants to purchase 3,336 shares of Common Stock. Stone GP disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. GS Asia beneficially owns directly and its general partner, GSSO Asia, may be deemed to beneficially own indirectly warrants to purchase 18,899 shares of Common Stock. GSSO Asia disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F8: GS Asia Offshore beneficially owns directly and its general partner, GSSO Offshore LLC, may be deemed to beneficially own indirectly warrants to purchase 13,778 shares of Common Stock. GSSO Offshore LLC disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. WH XIII beneficially owns directly and its general partner, WH Advisors, may be deemed to beneficially own indirectly warrants to purchase 22,259 shares of Common Stock. WH Advisors disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. WH Parallel XIII beneficially owns directly and its general partner, WH Parallel Advisors, may be deemed to beneficially own indirectly warrants to purchase 7,766 shares of Common Stock. WH Parallel Advisors disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F9: Stone Asia beneficially owns directly and its general partner, Stone Asia GP, may be deemed to beneficially own indirectly warrants to purchase 683 shares of Common Stock. Stone Asia GP disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Stone Real Estate 2000 beneficially owns directly and its general partner, Stone 2000 Realty, may be deemed to beneficially own indirectly warrants to purchase 3,336 shares of Common Stock. Stone 2000 Realty disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: This amended Form 3 reflects additional holdings by the Reporting Persons of warrants to purchase common stock, $0.001 par value of Equinix, Inc. ("Common Stock"), which were not included on the initial Form 3 filed with the Securities and Exchange Commission on January 10, 2003. This amended Form 3 is being filed by 24 Reporting Persons. As a result of the 10 Reporting Person per joint filing limitation of the electronic system, this Form 3 is being filed in triplicate.
F2: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GS Capital Partners 2000, L.P. ("GSCP 2000"), GS Capital Partners 2000 Offshore, L.P. ("GSCP 2000 Offshore"), GS Capital Partners 2000 GmbH & Co. Beteiligungs KG ("GSCP 2000 Germany"), GS Capital Partners 2000 Employee Fund, L.P. ("GSCP Employee 2000"), Stone Street Fund 2000, L.P.("Stone 2000"), GS Special Opportunities (Asia) Fund, L.P. ("GS Asia"), GS Special Opportunities (Asia) Offshore Fund, L.P. ("GS Asia Offshore"), Whitehall Street Real Estate Limited Partnership XIII ("WH XIII"), Whitehall Parallel Real Estate Limited Partnership XIII ("WH Parallel XIII"), Stone Street Asia Fund, L.P. ("Stone Asia"), (continued in Footnote 03)
F3: Stone Street Real Estate Fund 2000, L.P. ("Stone Real Estate 2000" and, together with GSCP 2000, GSCP 2000 Offshore, GSCP 2000 Germany, GSCP Employee 2000, Stone 2000, GS Asia, GS Asia Offshore, WH XIII, WH Parallel XIII, and Stone Asia, the "Investing Entities"), GS Advisors 2000, L.L.C. ("GS Advisors"), Goldman, Sachs Management GP GmbH ("GS GmbH"), Goldman, Sachs & Co. oHG ("GS oHG"), GS Employee Funds 2000 GP, L.L.C. ("GS Employee 2000 LLC"), Stone Street 2000, L.L.C. ("Stone GP"), GSSO (Asia), LLC ("GSSO Asia"), GSSO (Asia) Offshore, LLC ("GSSO Offshore LLC"), WH Advisors, L.L.C. XIII ("WH Advisors"), WH Parallel Advisors, L.L.C. XIII ("WH Parallel Advisors"), Stone Street Asia, L.L.C. ("Stone Asia GP"), and (continued in Footnote 04)
F4: Stone Street 2000 Realty, L.L.C. ("Stone 2000 Realty" and, together with GS Group, Goldman Sachs, the Investing Entities, GS Advisors, GS GmbH, GS oHG, GS Employee 2000 LLC, Stone GP, GSSO Asia, GSSO Offshore LLC, WH Advisors, WH Parallel Advisors, and Stone Asia GP, the "Reporting Persons"). The principal business address of each Reporting Person (other than GSCP 2000 Offshore, GS Asia Offshore, GSCP 2000 Germany, GS GmbH and GS oHG) is 85 Broad Street, New York, NY 10004. The principal business address for each of GSCP 2000 Offshore and GS Asia Offshore is c/o M&C Corporate Services Limited, P.O. Box 309, Grand Cayman, Cayman Islands. The principal business address for each of GSCP 2000 Germany, GS GmbH and GS oHG is MesseTurm, 60308 Frankfurt am Main, Germany.
F5: GS Group and Goldman Sachs may be deemed to beneficially own indirectly warrants to purchase, in the aggregate, 133,442 shares of Common Stock through the Investing Entities. Affiliates of Goldman Sachs and GS Group are the general partners or managing partners of the Investing Entities. Goldman Sachs is an indirect wholly-owned subsidiary of GS Group. Goldman Sachs and GS Group each disclaim beneficial ownership of the shares of Common Stock owned by the Investing Entities except to the extent of their pecuniary interest therein. GSCP 2000 beneficially owns directly and its general partner, GS Advisors, may be deemed to beneficially own indirectly warrants to purchase 36,791 shares of Common Stock. GS Advisors disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
F6: GSCP 2000 Offshore beneficially owns directly and its general partner, GS Advisors, may be deemed to beneficially own indirectly warrants to purchase 13,368 shares of Common Stock. GS Advisors disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. GSCP 2000 Germany beneficially owns directly and its managing partner, GS GmbH, and GS oHG, the sole stockholder of GS GmbH, may be deemed to beneficially own indirectly warrants to purchase 1,537 shares of Common Stock. Each of GS GmbH and GS oHG disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
F7: GSCP Employee 2000 beneficially owns directly and its general partner, GS Employee 2000 LLC, may be deemed to beneficially own indirectly warrants to purchase 11,689 shares of Common Stock. GS Employee 2000 LLC disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Stone 2000 beneficially owns directly and its general partner, Stone GP, may be deemed to beneficially own indirectly warrants to purchase 3,336 shares of Common Stock. Stone GP disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. GS Asia beneficially owns directly and its general partner, GSSO Asia, may be deemed to beneficially own indirectly warrants to purchase 18,899 shares of Common Stock. GSSO Asia disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
F8: GS Asia Offshore beneficially owns directly and its general partner, GSSO Offshore LLC, may be deemed to beneficially own indirectly warrants to purchase 13,778 shares of Common Stock. GSSO Offshore LLC disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. WH XIII beneficially owns directly and its general partner, WH Advisors, may be deemed to beneficially own indirectly warrants to purchase 22,259 shares of Common Stock. WH Advisors disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. WH Parallel XIII beneficially owns directly and its general partner, WH Parallel Advisors, may be deemed to beneficially own indirectly warrants to purchase 7,766 shares of Common Stock. WH Parallel Advisors disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
F9: Stone Asia beneficially owns directly and its general partner, Stone Asia GP, may be deemed to beneficially own indirectly warrants to purchase 683 shares of Common Stock. Stone Asia GP disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Stone Real Estate 2000 beneficially owns directly and its general partner, Stone 2000 Realty, may be deemed to beneficially own indirectly warrants to purchase 3,336 shares of Common Stock. Stone 2000 Realty disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BILL BARRETT CORP
Report date August 23, 2005 · Filed August 26, 2005
Jointly reported with GOLDMAN SACHS GROUP INC, GOLDMAN SACHS & CO. LLC, GS CAPITAL PARTNERS 2000 LP, GS CAPITAL PARTNERS 2000 EMPLOYEE FUND LP, GSCP 2000 Offshore BBOG Holding, L.P., GSCP 2000 GmbH BBOG Holding, L.P., GOLDMAN SACHS DIRECT INVESTMENT FUND 2000 LP, STONE STREET 2000 LLC, Stone Street BBOG Holding
Section 16 reporting ended · disclosed 2005-08-26. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee | 3,207,023 |
Reported balance
After 2005-08-23 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2005-08-23 · Sale · Disposed 3,208,333 · Balance 3,207,023 F7: Represents price to public in the underwritten public offering. F1: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GS Advisors 2000, L.L.C. ("GS Advisors"), Goldman, Sachs & Co. oHG ("GS oHG"), Goldman, Sachs Management GP GmbH ("GS GmbH"), GS Employee Funds 2000 GP, L.L.C. ("GS Employee 2000"), Stone Street 2000, L.L.C. ("Stone 2000"), GS Capital Partners 2000, L.P. ("GS Capital"), GS Capital Partners 2000 Offshore, L.P. ("GS Offshore"), GSCP 2000 Offshore BBOG Holding, L.P. ("GS Offshore BBOG LP"), GS Capital Partners 2000 GmbH & Co. Beteiligungs KG ("GS Germany"), GSCP 2000 GmbH BBOG Holding I ("GS Germany BBOG I"), GSCP 2000 GmbH BBOG Holding, L.P. ("GS Germany BBOG Holding"), GS Capital Partners 2000 Employee Fund, L.P. ("GS Employee"), (continued in next footnote) F2: Stone Street Fund 2000, L.P. ("Stone Street"), Stone Street BBOG Holding ("Stone BBOG") and Goldman Sachs Direct Investment Fund 2000, L.P. ("GS Direct" and, together with GS Capital, GS Offshore BBOG LP, GS Germany BBOG Holding, GS Employee, Stone Street and Stone BBOG, the "Purchasers") (GS Group, Goldman Sachs, GS Advisors, GS oHG, GS GmbH, GS Employee 2000, Stone 2000, GS Offshore, GS Germany, GS Germany BBOG I and the Purchasers, collectively, the "Filing Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate. F3: Pursuant to an Underwriting Agreement, dated August 17, 2005 (the "Underwriting Agreement"), and in connection with the registered public offering of shares of Bill Barrett Corporation (the "Company") common stock, par value $0.001 per share (the "Common Stock"), pursuant to the final prospectus filed by the Company on August 18, 2005 pursuant to Rule 424(b) of the Securities Act of 1993, as amended, which offering was consummated on August 23, 2005, the Purchasers sold an aggregate of 3,208,333 shares of Common Stock. F4: Goldman Sachs and GS Group may be deemed to beneficially own indirectly in the aggregate 3,207,023 shares of Common Stock through certain investment partnerships of which affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, investment manager or stockholder. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. Goldman Sachs and GS Group disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. F5: GS Capital beneficially owns directly and its general partner, GS Advisors, may be deemed to beneficially own indirectly 1,728,658 shares of Common Stock. GS Offshore BBOG LP beneficially owns directly and its general partner, GS Offshore, and GS Advisors, the general partner of GS Offshore, may be deemed to beneficially own indirectly 628,128 shares of Common Stock. GS Germany BBOG Holding beneficially owns directly and each of GS Germany BBOG I, the general partner of GS Germany BBOG Holding, GS Germany, the sole stockholder of GS Germany BBOG I, GS GmbH, the sole managing partner of GS Germany and GS oHG, the sole stockholder of GS GmbH may be deemed to beneficially own indirectly 72,254 shares of Common Stock. GS Employee beneficially owns directly and its general partner, GS Employee 2000, may be deemed to beneficially own indirectly 548,909 shares of Common Stock. F6: GS Direct beneficially owns directly and its general partner, GS Employee 2000, may be deemed to beneficially own indirectly 114,537 shares of Common Stock. Stone BBOG beneficially owns directly and its sole stockholder, Stone Street, and Stone 2000, the general partner of Stone Street, may be deemed to beneficially own indirectly, 5,423 shares of Common Stock. Stone Street beneficially owns directly and its general partner, Stone 2000, may be deemed to beneficially own indirectly 109,114 shares of Common Stock. Each of GS Advisors, GS Offshore, GS Germany BBOG I, GS Germany, GS GmbH, GS oHG, GS Employee 2000, Stone Street and Stone 2000, disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GS Advisors 2000, L.L.C. ("GS Advisors"), Goldman, Sachs & Co. oHG ("GS oHG"), Goldman, Sachs Management GP GmbH ("GS GmbH"), GS Employee Funds 2000 GP, L.L.C. ("GS Employee 2000"), Stone Street 2000, L.L.C. ("Stone 2000"), GS Capital Partners 2000, L.P. ("GS Capital"), GS Capital Partners 2000 Offshore, L.P. ("GS Offshore"), GSCP 2000 Offshore BBOG Holding, L.P. ("GS Offshore BBOG LP"), GS Capital Partners 2000 GmbH & Co. Beteiligungs KG ("GS Germany"), GSCP 2000 GmbH BBOG Holding I ("GS Germany BBOG I"), GSCP 2000 GmbH BBOG Holding, L.P. ("GS Germany BBOG Holding"), GS Capital Partners 2000 Employee Fund, L.P. ("GS Employee"), (continued in next footnote)
F2: Stone Street Fund 2000, L.P. ("Stone Street"), Stone Street BBOG Holding ("Stone BBOG") and Goldman Sachs Direct Investment Fund 2000, L.P. ("GS Direct" and, together with GS Capital, GS Offshore BBOG LP, GS Germany BBOG Holding, GS Employee, Stone Street and Stone BBOG, the "Purchasers") (GS Group, Goldman Sachs, GS Advisors, GS oHG, GS GmbH, GS Employee 2000, Stone 2000, GS Offshore, GS Germany, GS Germany BBOG I and the Purchasers, collectively, the "Filing Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate.
F3: Pursuant to an Underwriting Agreement, dated August 17, 2005 (the "Underwriting Agreement"), and in connection with the registered public offering of shares of Bill Barrett Corporation (the "Company") common stock, par value $0.001 per share (the "Common Stock"), pursuant to the final prospectus filed by the Company on August 18, 2005 pursuant to Rule 424(b) of the Securities Act of 1993, as amended, which offering was consummated on August 23, 2005, the Purchasers sold an aggregate of 3,208,333 shares of Common Stock.
F4: Goldman Sachs and GS Group may be deemed to beneficially own indirectly in the aggregate 3,207,023 shares of Common Stock through certain investment partnerships of which affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, investment manager or stockholder. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. Goldman Sachs and GS Group disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein.
F5: GS Capital beneficially owns directly and its general partner, GS Advisors, may be deemed to beneficially own indirectly 1,728,658 shares of Common Stock. GS Offshore BBOG LP beneficially owns directly and its general partner, GS Offshore, and GS Advisors, the general partner of GS Offshore, may be deemed to beneficially own indirectly 628,128 shares of Common Stock. GS Germany BBOG Holding beneficially owns directly and each of GS Germany BBOG I, the general partner of GS Germany BBOG Holding, GS Germany, the sole stockholder of GS Germany BBOG I, GS GmbH, the sole managing partner of GS Germany and GS oHG, the sole stockholder of GS GmbH may be deemed to beneficially own indirectly 72,254 shares of Common Stock. GS Employee beneficially owns directly and its general partner, GS Employee 2000, may be deemed to beneficially own indirectly 548,909 shares of Common Stock.
F6: GS Direct beneficially owns directly and its general partner, GS Employee 2000, may be deemed to beneficially own indirectly 114,537 shares of Common Stock. Stone BBOG beneficially owns directly and its sole stockholder, Stone Street, and Stone 2000, the general partner of Stone Street, may be deemed to beneficially own indirectly, 5,423 shares of Common Stock. Stone Street beneficially owns directly and its general partner, Stone 2000, may be deemed to beneficially own indirectly 109,114 shares of Common Stock. Each of GS Advisors, GS Offshore, GS Germany BBOG I, GS Germany, GS GmbH, GS oHG, GS Employee 2000, Stone Street and Stone 2000, disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
F7: Represents price to public in the underwritten public offering.
Nalco Holding CO
Report date August 22, 2005 · Filed August 24, 2005
Jointly reported with GOLDMAN SACHS GROUP INC, GOLDMAN, SACHS MANAGEMENT GP GMBH, GS CAPITAL PARTNERS 2000 LP, GS CAPITAL PARTNERS 2000 OFFSHORE LP, GS CAPITAL PARTNERS 2000 GMBH & CO BETEILIGUNGS KG, GS CAPITAL PARTNERS 2000 EMPLOYEE FUND LP, GOLDMAN SACHS DIRECT INVESTMENT FUND 2000 LP, GS EMPLOYEE FUNDS 2000 GP LLC
Section 16 reporting ended · disclosed 2005-08-24. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee | 13,589,911 |
Reported balance
After 2005-08-22 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2005-08-22 · Sale · Disposed 1,112,790 · Balance 13,589,911 F5: Represents price to public in an underwritten public offering. F1: This statement is being filed by GS Capital Partners 2000, L.P. ("GSCP 2000"), GS Capital Partners 2000 Offshore, L.P. ("GSCP Offshore 2000"), GS Capital Partners 2000 GmbH & Co. Beteiligungs KG ("GSCP Germany 2000"), GS Capital Partners 2000 Employee Fund, L.P. ("GSCP Employee 2000"), Goldman Sachs Direct Investment Fund 2000, L.P. ("GS Direct 2000" and, together with GSCP 2000, GSCP Offshore 2000, GSCP Germany 2000 and GSCP Employee 2000, the "Limited Partnerships"), NH Acquisition LLC ("NH" and, together with the Limited Partnerships, the "GS Funds"), GS Advisors 2000, L.L.C. ("GS Advisors 2000"), Goldman, Sachs Management GP GmbH ("GS GmbH"), Goldman, Sachs & Co. oHG ("GS oHG"), GS Employee Funds 2000 GP, L.L.C. ("GS Employee 2000 LLC"), and The Goldman Sachs Group, Inc. ("GS Group" and, together with the Limited Partnerships, GS Advisors 2000, GS GmbH, GS oHG, GS Employee 2000 LLC and NH, the "Reporting Persons"). F2: On August 22, 2005, an additional 4,350,000 shares of Nalco Holding Company (the "Company") common stock (the "Common Stock") were sold in a registered public offering pursuant to the underwriters' exercise of their over-allotment option. Nalco LLC received all proceeds from this offering. The 13,589,911 shares reported herein as indirectly beneficially owned are beneficially owned directly by Nalco LLC and reflect the GS Funds' indirect beneficial ownership in the Company based on the membership interest in Nalco LLC held by the GS Funds. Affiliates of GS Group are the general partner, managing general partner, managing partner, manager or investment manager of the GS Funds. The membership interests in Nalco LLC are held by the GS Funds and affiliates of The Blackstone Group L.P. and Apollo Management, L.P. (together with the GS Funds, the "LLC Members"), as well as certain members of management of the Company. F3: Because voting and dispositive decisions of Nalco LLC with respect to the Common Stock require the approval of at least two of the LLC Members, the GS Funds disclaim beneficial ownership of the Company's securities held by Nalco LLC. Nonetheless, the Reporting Persons are voluntarily reporting an indirect beneficial ownership in the Common Stock, as reflected herein. GS Advisors 2000 is the general partner of GSCP 2000 and GSCP Offshore 2000 and the manager of NH. GS GmbH is the managing partner of GSCP Germany 2000. GS oHG is the sole stockholder of GS GmbH. GS Employee 2000 LLC is the general partner of GSCP Employee 2000 and GS Direct 2000. F4: The Reporting Persons disclaim beneficial ownership of all shares of Common Stock in excess of their pecuniary interest, if any, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F6: Due to the electronic system's limitation of 10 Reporting Persons per joint filing this statement is being filed in duplicate. |
Filing footnotes · ownership attribution and instrument terms
F1: This statement is being filed by GS Capital Partners 2000, L.P. ("GSCP 2000"), GS Capital Partners 2000 Offshore, L.P. ("GSCP Offshore 2000"), GS Capital Partners 2000 GmbH & Co. Beteiligungs KG ("GSCP Germany 2000"), GS Capital Partners 2000 Employee Fund, L.P. ("GSCP Employee 2000"), Goldman Sachs Direct Investment Fund 2000, L.P. ("GS Direct 2000" and, together with GSCP 2000, GSCP Offshore 2000, GSCP Germany 2000 and GSCP Employee 2000, the "Limited Partnerships"), NH Acquisition LLC ("NH" and, together with the Limited Partnerships, the "GS Funds"), GS Advisors 2000, L.L.C. ("GS Advisors 2000"), Goldman, Sachs Management GP GmbH ("GS GmbH"), Goldman, Sachs & Co. oHG ("GS oHG"), GS Employee Funds 2000 GP, L.L.C. ("GS Employee 2000 LLC"), and The Goldman Sachs Group, Inc. ("GS Group" and, together with the Limited Partnerships, GS Advisors 2000, GS GmbH, GS oHG, GS Employee 2000 LLC and NH, the "Reporting Persons").
F2: On August 22, 2005, an additional 4,350,000 shares of Nalco Holding Company (the "Company") common stock (the "Common Stock") were sold in a registered public offering pursuant to the underwriters' exercise of their over-allotment option. Nalco LLC received all proceeds from this offering. The 13,589,911 shares reported herein as indirectly beneficially owned are beneficially owned directly by Nalco LLC and reflect the GS Funds' indirect beneficial ownership in the Company based on the membership interest in Nalco LLC held by the GS Funds. Affiliates of GS Group are the general partner, managing general partner, managing partner, manager or investment manager of the GS Funds. The membership interests in Nalco LLC are held by the GS Funds and affiliates of The Blackstone Group L.P. and Apollo Management, L.P. (together with the GS Funds, the "LLC Members"), as well as certain members of management of the Company.
F3: Because voting and dispositive decisions of Nalco LLC with respect to the Common Stock require the approval of at least two of the LLC Members, the GS Funds disclaim beneficial ownership of the Company's securities held by Nalco LLC. Nonetheless, the Reporting Persons are voluntarily reporting an indirect beneficial ownership in the Common Stock, as reflected herein. GS Advisors 2000 is the general partner of GSCP 2000 and GSCP Offshore 2000 and the manager of NH. GS GmbH is the managing partner of GSCP Germany 2000. GS oHG is the sole stockholder of GS GmbH. GS Employee 2000 LLC is the general partner of GSCP Employee 2000 and GS Direct 2000.
F4: The Reporting Persons disclaim beneficial ownership of all shares of Common Stock in excess of their pecuniary interest, if any, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
F5: Represents price to public in an underwritten public offering.
F6: Due to the electronic system's limitation of 10 Reporting Persons per joint filing this statement is being filed in duplicate.
R H DONNELLEY CORP
Report date January 27, 2006 · Filed January 31, 2006
Jointly reported with GOLDMAN SACHS GROUP INC, GOLDMAN SACHS & CO. LLC, GOLDMAN, SACHS MANAGEMENT GP GMBH, GS EMPLOYEE FUNDS 2000 GP LLC, GS CAPITAL PARTNERS 2000 LP, GS CAPITAL PARTNERS 2000 OFFSHORE LP, GS CAPITAL PARTNERS 2000 GMBH & CO BETEILIGUNGS KG, GS CAPITAL PARTNERS 2000 EMPLOYEE FUND LP
Section 16 reporting ended · disclosed 2006-01-31. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Convertible Cumulative Preferred StockSEC Table II · derivative / convertible security | IndirectSee | 0 |
Reported balance
After 2006-01-27 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2006-01-27 · Sale · Disposed 100,301 · Balance 0 F5: Each share of Preferred Stock (as defined below) was convertible at any time at the option of the holder into a number of fully paid and nonassessable shares of Common Stock equal to $1,000 for each share of Preferred Stock outstanding, plus an amount equal to all accrued but unpaid dividends thereon as of September 30, 2005, divided by $24.05. The Certificate of Designations governing the Preferred Stock contains customary anti-dilution protection for the shares of Preferred Stock. The Preferred Stock was redeemable by the Company, at its option, at any time after January 3, 2013. F6: On January 27, 2006, pursuant to the Stock Purchase and Support Agreement, dated as of October 3, 2005, among the Company, R.H. Donnelley Inc. and the Purchasers, the Purchasers sold the following shares of Convertible Cumulative Preferred Stock ("Preferred Stock") to the Company for $3,351.14 per share: GS Capital sold 55,313 shares of Preferred Stock, which were convertible into 2,857,788 shares of Common Stock; GS Offshore sold 20,098 shares of Preferred Stock, which were convertible into 1,038,378 shares of Common Stock; GS Germany sold 2,311 shares of Preferred Stock, which were convertible into 119,399 shares of Common Stock; GS Employee sold 17,564 shares of Preferred Stock, which were convertible into 907,457 shares of Common Stock; and GS Direct sold 5,015 shares of Preferred Stock, which were convertible into 259,103 shares of Common Stock. F1: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GS Advisors 2000, L.L.C. ("GS Advisors"), Goldman, Sachs & Co. oHG ("GS oHG"), Goldman, Sachs Management GP GmbH ("GS GmbH"), GS Employee Funds 2000 GP, L.L.C. ("GS Employee 2000"), GS Capital Partners 2000, L.P. ("GS Capital"), GS Capital Partners 2000 Offshore, L.P. ("GS Offshore"), GS Capital Partners 2000 GmbH & Co. Beteiligungs KG ("GS Germany"), GS Capital Partners 2000 Employee Fund, L.P. ("GS Employee"), Goldman Sachs Direct Investment Fund 2000, L.P. ("GS Direct" and, together with GS Capital, GS Offshore, GS Germany and GS Employee, the "Purchasers") (GS Group, Goldman Sachs, GS Advisors, GS oHG, GS GmbH, GS Employee 2000, and the Purchasers, collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate. F10: Affiliates of GS Group and Goldman Sachs are the general partners, managing general partners or managing partners of the Purchasers. Goldman Sachs is the investment manager of each of the Purchasers. Goldman Sachs is a direct and indirect wholly owned subsidiary of GS Group. Each of Goldman Sachs and GS Group disclaims beneficial ownership of the securities owned by the Purchasers except to the extent of their pecuniary interest therein. Each of the Reporting Persons other than Goldman Sachs and GS Group disclaims beneficial ownership of the shares of Common Stock directly owned by Goldman Sachs and GS Group. |
| Common StockSEC Table I · non-derivative | IndirectSee | 12,058 |
Reported balance
Holding disclosure · report date 2006-01-27 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 12,058 F1: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GS Advisors 2000, L.L.C. ("GS Advisors"), Goldman, Sachs & Co. oHG ("GS oHG"), Goldman, Sachs Management GP GmbH ("GS GmbH"), GS Employee Funds 2000 GP, L.L.C. ("GS Employee 2000"), GS Capital Partners 2000, L.P. ("GS Capital"), GS Capital Partners 2000 Offshore, L.P. ("GS Offshore"), GS Capital Partners 2000 GmbH & Co. Beteiligungs KG ("GS Germany"), GS Capital Partners 2000 Employee Fund, L.P. ("GS Employee"), Goldman Sachs Direct Investment Fund 2000, L.P. ("GS Direct" and, together with GS Capital, GS Offshore, GS Germany and GS Employee, the "Purchasers") (GS Group, Goldman Sachs, GS Advisors, GS oHG, GS GmbH, GS Employee 2000, and the Purchasers, collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate. F2: GS Group may be deemed to beneficially own, in aggregate, (i) 9,000 shares of R.H. Donnelley Corporation (the "Company"), common stock, par value $1.00 per share ("Common Stock") which were granted pursuant to the R.H. Donnelley Corporation 2001 Stock Award and Incentive Plan, consisting of grants of 1,500 deferred shares to each of Robert R. Gheewalla, a managing director of Goldman Sachs and Terence M. O'Toole, formerly a managing director of Goldman Sachs, in their capacity as directors of the Company, on the grant dates of January 3, 2003, May 1, 2003 and May 5, 2004 and (ii) 3,000 shares of Common Stock which were granted pursuant to the R.H. Donnelley Corporation 2005 Stock Award and Incentive Plan, consisting of grants of 1,500 deferred shares to each of Robert R. Gheewalla and Terence M. O'Toole, in their capacity as directors of the Company, on the grant date of April 26, 2005. Each grant of 1,500 deferred shares vests in (con't. next footnote) F3: equal annual installments at the close of business of the day preceding each of the Company's next three Annual Meetings of Shareholders, following the date of grant. F4: Goldman Sachs owns beneficially and directly and GS Group may be deemed to own beneficially and indirectly 58 shares of Common Stock. Goldman Sachs also has open short positions of 9,015 shares of Common Stock. Goldman Sachs is a direct and indirect wholly owned subsidiary of GS Group. Each of the Reporting Persons, other than Goldman Sachs and GS Group, disclaims beneficial ownership of the shares of Common Stock directly owned by Goldman Sachs and GS Group. |
| Warrants to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $28.62 · Expires 2008-01-03 | IndirectSee | 1,072,500 |
Reported balance
Holding disclosure · report date 2006-01-27 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 1,072,500 F7: Immediately exercisable. F8: GS Group may be deemed to own beneficially and indirectly an aggregate of 1,650,000 shares of Common Stock by reason of the Purchasers' beneficial ownership of (i) warrants at an exercise price of $28.62 per share ("Warrants") to purchase 1,072,500 shares of Common Stock and (ii) warrants at an exercise of $26.28 per share (the "November Warrants") to purchase 577,500 shares of Common Stock. F9: Goldman Sachs may be deemed to own beneficially and indirectly an aggregate of 1,650,000 shares of Common Stock by reason of the Purchasers' beneficial ownership of (i) Warrants to purchase 1,072,500 shares of Common Stock and (ii) November Warrants to purchase 577,500 shares of Common Stock. F10: Affiliates of GS Group and Goldman Sachs are the general partners, managing general partners or managing partners of the Purchasers. Goldman Sachs is the investment manager of each of the Purchasers. Goldman Sachs is a direct and indirect wholly owned subsidiary of GS Group. Each of Goldman Sachs and GS Group disclaims beneficial ownership of the securities owned by the Purchasers except to the extent of their pecuniary interest therein. Each of the Reporting Persons other than Goldman Sachs and GS Group disclaims beneficial ownership of the shares of Common Stock directly owned by Goldman Sachs and GS Group. F11: GS Capital may be deemed to own beneficially and directly and its general partner, GS Advisors, may be deemed to own beneficially and indirectly an aggregate of 909,912 shares of Common Stock by reason of GS Capital's beneficial ownership of (i) Warrants to purchase 591,442 shares of Common Stock and (ii) November Warrants to purchase 318,470 shares of Common Stock. GS Advisors disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F12: GS Offshore may be deemed to own beneficially and directly, and its general partner, GS Advisors, may be deemed to own beneficially and indirectly an aggregate of 330,627 shares of Common Stock by reason of GS Offshore's beneficial ownership of (i) Warrants to purchase 214,908 shares of Common Stock and (ii) November Warrants to purchase 115,719 shares of Common Stock. GS Advisors disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F13: GS Germany may be deemed to own beneficially and directly and each of (a) GS GmbH, the managing partner of GS Germany and (b) GS oHG, the sole stockholder of GS GmbH, may be deemed to own beneficially and indirectly an aggregate of 38,032 shares of Common Stock by reason of GS Germany's beneficial ownership of (i) Warrants to purchase 24,721 shares of Common Stock and (ii) November Warrants to purchase 13,311 shares of Common Stock. Each of GS GmbH and GS oHG disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F14: GS Employee may be deemed to own beneficially and directly and its general partner, GS Employee 2000, may be deemed to own beneficially and indirectly an aggregate of 288,929 shares of Common Stock by reason of GS Employee's beneficial ownership of (i) Warrants to purchase 187,804 shares of Common Stock and (ii) November Warrants to purchase 101,125 shares of Common Stock. GS Employee 2000 disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F15: GS Direct may be deemed to own beneficially and directly, and its general partner, GS Employee 2000, may be deemed to own beneficially and indirectly an aggregate of 82,500 shares of Common Stock by reason of GS Direct's beneficial ownership of (i) Warrants to purchase 53,625 shares of Common Stock and (ii) November Warrants to purchase 28,875 shares of Common Stock. GS Employee 2000 disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. |
| Warrants to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $26.28 · Expires 2008-01-03 | IndirectSee | 577,500 |
Reported balance
Holding disclosure · report date 2006-01-27 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 577,500 F7: Immediately exercisable. F8: GS Group may be deemed to own beneficially and indirectly an aggregate of 1,650,000 shares of Common Stock by reason of the Purchasers' beneficial ownership of (i) warrants at an exercise price of $28.62 per share ("Warrants") to purchase 1,072,500 shares of Common Stock and (ii) warrants at an exercise of $26.28 per share (the "November Warrants") to purchase 577,500 shares of Common Stock. F9: Goldman Sachs may be deemed to own beneficially and indirectly an aggregate of 1,650,000 shares of Common Stock by reason of the Purchasers' beneficial ownership of (i) Warrants to purchase 1,072,500 shares of Common Stock and (ii) November Warrants to purchase 577,500 shares of Common Stock. F10: Affiliates of GS Group and Goldman Sachs are the general partners, managing general partners or managing partners of the Purchasers. Goldman Sachs is the investment manager of each of the Purchasers. Goldman Sachs is a direct and indirect wholly owned subsidiary of GS Group. Each of Goldman Sachs and GS Group disclaims beneficial ownership of the securities owned by the Purchasers except to the extent of their pecuniary interest therein. Each of the Reporting Persons other than Goldman Sachs and GS Group disclaims beneficial ownership of the shares of Common Stock directly owned by Goldman Sachs and GS Group. F11: GS Capital may be deemed to own beneficially and directly and its general partner, GS Advisors, may be deemed to own beneficially and indirectly an aggregate of 909,912 shares of Common Stock by reason of GS Capital's beneficial ownership of (i) Warrants to purchase 591,442 shares of Common Stock and (ii) November Warrants to purchase 318,470 shares of Common Stock. GS Advisors disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F12: GS Offshore may be deemed to own beneficially and directly, and its general partner, GS Advisors, may be deemed to own beneficially and indirectly an aggregate of 330,627 shares of Common Stock by reason of GS Offshore's beneficial ownership of (i) Warrants to purchase 214,908 shares of Common Stock and (ii) November Warrants to purchase 115,719 shares of Common Stock. GS Advisors disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F13: GS Germany may be deemed to own beneficially and directly and each of (a) GS GmbH, the managing partner of GS Germany and (b) GS oHG, the sole stockholder of GS GmbH, may be deemed to own beneficially and indirectly an aggregate of 38,032 shares of Common Stock by reason of GS Germany's beneficial ownership of (i) Warrants to purchase 24,721 shares of Common Stock and (ii) November Warrants to purchase 13,311 shares of Common Stock. Each of GS GmbH and GS oHG disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F14: GS Employee may be deemed to own beneficially and directly and its general partner, GS Employee 2000, may be deemed to own beneficially and indirectly an aggregate of 288,929 shares of Common Stock by reason of GS Employee's beneficial ownership of (i) Warrants to purchase 187,804 shares of Common Stock and (ii) November Warrants to purchase 101,125 shares of Common Stock. GS Employee 2000 disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F15: GS Direct may be deemed to own beneficially and directly, and its general partner, GS Employee 2000, may be deemed to own beneficially and indirectly an aggregate of 82,500 shares of Common Stock by reason of GS Direct's beneficial ownership of (i) Warrants to purchase 53,625 shares of Common Stock and (ii) November Warrants to purchase 28,875 shares of Common Stock. GS Employee 2000 disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $29.59 · Expires 2010-05-01 | IndirectSee | 1,500 |
Reported balance
Holding disclosure · report date 2006-01-27 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 1,500 F16: These options were granted pursuant to the R.H. Donnelley Corporation 2001 Stock Award and Incentive Plan to Robert R. Gheewalla, a managing director of Goldman Sachs, in his capacity as a director of the Company. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. The options become exercisable as follows: one third (500 options) at the close of business of the day preceding each of the Company's next three Annual Meetings of Shareholders following the date of grant, which was May 1, 2003. Robert R. Gheewalla has an understanding with GS Group pursuant to which he holds such options for the benefit of GS Group. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $29.59 · Expires 2010-05-01 | IndirectSee | 1,500 |
Reported balance
Holding disclosure · report date 2006-01-27 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 1,500 F17: These options were granted pursuant to the R.H. Donnelley Corporation 2001 Stock Award and Incentive Plan to Terence M. O'Toole, formerly a managing director of Goldman Sachs, in his capacity as a director of the Company. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. The options become exercisable as follows: one third (500 options) at the close of business of the day preceding each of the Company's next three Annual Meetings of Shareholders following the date of grant, which was May 1, 2003. Terence M. O'Toole has an understanding with GS Group pursuant to which he holds such options for the benefit of GS Group. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $47.06 · Expires 2011-05-05 | IndirectSee | 1,500 |
Reported balance
Holding disclosure · report date 2006-01-27 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 1,500 F18: These options were granted pursuant to the R.H. Donnelley Corporation 2001 Stock Award and Incentive Plan to Robert R. Gheewalla, a managing director of Goldman Sachs, in his capacity as a director of the Company. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. The options become exercisable as follows: one third (500 options) at the close of business of the day preceding each of the Company's next three Annual Meetings of Shareholders following the date of grant, which was May 5, 2004. Robert R. Gheewalla has an understanding with GS Group pursuant to which he holds such options for the benefit of GS Group. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $47.06 · Expires 2011-05-05 | IndirectSee | 1,500 |
Reported balance
Holding disclosure · report date 2006-01-27 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 1,500 F19: These options were granted pursuant to the R.H. Donnelley Corporation 2001 Stock Award and Incentive Plan to Terence M. O'Toole, formerly a managing director of Goldman Sachs, in his capacity as a director of the Company. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. The options become exercisable as follows: one third (500 options) at the close of business of the day preceding each of the Company's next three Annual Meetings of Shareholders following the date of grant, which was May 5, 2004. Terence M. O'Toole has an understanding with GS Group pursuant to which he holds such options for the benefit of GS Group. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $29.21 · Expires 2013-01-03 | IndirectSee | 1,500 |
Reported balance
Holding disclosure · report date 2006-01-27 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 1,500 F20: These options were granted pursuant to the R.H. Donnelley Corporation 2001 Stock Award and Incentive Plan to Robert R. Gheewalla, a managing director of Goldman Sachs, in his capacity as a director of the Company. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. The options become exercisable as follows: one third (500 options) at the close of business of the day preceding each of the Company's next three Annual Meetings of Shareholders following the date of grant, which was January 3, 2003. Robert R. Gheewalla has an understanding with GS Group pursuant to which he holds such options for the benefit of GS Group. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $29.21 · Expires 2013-01-03 | IndirectSee | 1,500 |
Reported balance
Holding disclosure · report date 2006-01-27 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 1,500 F21: These options were granted pursuant to the R.H. Donnelley Corporation 2001 Stock Award and Incentive Plan to Terence M. O'Toole, formerly a managing director of Goldman Sachs, in his capacity as a director of the Company. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. The options become exercisable as follows: one third (500 options) at the close of business of the day preceding each of the Company's next three Annual Meetings of Shareholders following the date of grant, which was January 3, 2003. Terence M. O'Toole has an understanding with GS Group pursuant to which he holds such options for the benefit of GS Group. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $57.11 · Expires 2012-04-26 | IndirectSee | 1,500 |
Reported balance
Holding disclosure · report date 2006-01-27 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 1,500 F22: These options were granted pursuant to the R.H. Donnelley Corporation 2005 Stock Award and Incentive Plan to Robert R. Gheewalla, a managing director of Goldman Sachs, in his capacity as a director of the Company. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. The options become exercisable as follows: one third (500 options) at the close of business of the day preceding each of the Company's next three Annual Meetings of Shareholders following the date of grant, which was April 26, 2005. Robert R. Gheewalla has an understanding with GS Group pursuant to which he holds such options for the benefit of GS Group. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $57.11 · Expires 2012-04-26 | IndirectSee | 1,500 |
Reported balance
Holding disclosure · report date 2006-01-27 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 1,500 F23: These options were granted pursuant to the R.H. Donnelley Corporation 2005 Stock Award and Incentive Plan to Terence M. O'Toole, formerly a managing director of Goldman Sachs in his capacity as a director of the Company. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. The options become exercisable as follows: one third (500 options) at the close of business of the day preceding each of the Company's next three Annual Meetings of Shareholders following the date of grant, which was April 26, 2005. Terence M. O'Toole has an understanding with GS Group pursuant to which he holds such options for the benefit of GS Group. |
Filing footnotes · ownership attribution and instrument terms
F1: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GS Advisors 2000, L.L.C. ("GS Advisors"), Goldman, Sachs & Co. oHG ("GS oHG"), Goldman, Sachs Management GP GmbH ("GS GmbH"), GS Employee Funds 2000 GP, L.L.C. ("GS Employee 2000"), GS Capital Partners 2000, L.P. ("GS Capital"), GS Capital Partners 2000 Offshore, L.P. ("GS Offshore"), GS Capital Partners 2000 GmbH & Co. Beteiligungs KG ("GS Germany"), GS Capital Partners 2000 Employee Fund, L.P. ("GS Employee"), Goldman Sachs Direct Investment Fund 2000, L.P. ("GS Direct" and, together with GS Capital, GS Offshore, GS Germany and GS Employee, the "Purchasers") (GS Group, Goldman Sachs, GS Advisors, GS oHG, GS GmbH, GS Employee 2000, and the Purchasers, collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate.
F2: GS Group may be deemed to beneficially own, in aggregate, (i) 9,000 shares of R.H. Donnelley Corporation (the "Company"), common stock, par value $1.00 per share ("Common Stock") which were granted pursuant to the R.H. Donnelley Corporation 2001 Stock Award and Incentive Plan, consisting of grants of 1,500 deferred shares to each of Robert R. Gheewalla, a managing director of Goldman Sachs and Terence M. O'Toole, formerly a managing director of Goldman Sachs, in their capacity as directors of the Company, on the grant dates of January 3, 2003, May 1, 2003 and May 5, 2004 and (ii) 3,000 shares of Common Stock which were granted pursuant to the R.H. Donnelley Corporation 2005 Stock Award and Incentive Plan, consisting of grants of 1,500 deferred shares to each of Robert R. Gheewalla and Terence M. O'Toole, in their capacity as directors of the Company, on the grant date of April 26, 2005. Each grant of 1,500 deferred shares vests in (con't. next footnote)
F3: equal annual installments at the close of business of the day preceding each of the Company's next three Annual Meetings of Shareholders, following the date of grant.
F4: Goldman Sachs owns beneficially and directly and GS Group may be deemed to own beneficially and indirectly 58 shares of Common Stock. Goldman Sachs also has open short positions of 9,015 shares of Common Stock. Goldman Sachs is a direct and indirect wholly owned subsidiary of GS Group. Each of the Reporting Persons, other than Goldman Sachs and GS Group, disclaims beneficial ownership of the shares of Common Stock directly owned by Goldman Sachs and GS Group.
F5: Each share of Preferred Stock (as defined below) was convertible at any time at the option of the holder into a number of fully paid and nonassessable shares of Common Stock equal to $1,000 for each share of Preferred Stock outstanding, plus an amount equal to all accrued but unpaid dividends thereon as of September 30, 2005, divided by $24.05. The Certificate of Designations governing the Preferred Stock contains customary anti-dilution protection for the shares of Preferred Stock. The Preferred Stock was redeemable by the Company, at its option, at any time after January 3, 2013.
F6: On January 27, 2006, pursuant to the Stock Purchase and Support Agreement, dated as of October 3, 2005, among the Company, R.H. Donnelley Inc. and the Purchasers, the Purchasers sold the following shares of Convertible Cumulative Preferred Stock ("Preferred Stock") to the Company for $3,351.14 per share: GS Capital sold 55,313 shares of Preferred Stock, which were convertible into 2,857,788 shares of Common Stock; GS Offshore sold 20,098 shares of Preferred Stock, which were convertible into 1,038,378 shares of Common Stock; GS Germany sold 2,311 shares of Preferred Stock, which were convertible into 119,399 shares of Common Stock; GS Employee sold 17,564 shares of Preferred Stock, which were convertible into 907,457 shares of Common Stock; and GS Direct sold 5,015 shares of Preferred Stock, which were convertible into 259,103 shares of Common Stock.
F7: Immediately exercisable.
F8: GS Group may be deemed to own beneficially and indirectly an aggregate of 1,650,000 shares of Common Stock by reason of the Purchasers' beneficial ownership of (i) warrants at an exercise price of $28.62 per share ("Warrants") to purchase 1,072,500 shares of Common Stock and (ii) warrants at an exercise of $26.28 per share (the "November Warrants") to purchase 577,500 shares of Common Stock.
F9: Goldman Sachs may be deemed to own beneficially and indirectly an aggregate of 1,650,000 shares of Common Stock by reason of the Purchasers' beneficial ownership of (i) Warrants to purchase 1,072,500 shares of Common Stock and (ii) November Warrants to purchase 577,500 shares of Common Stock.
F10: Affiliates of GS Group and Goldman Sachs are the general partners, managing general partners or managing partners of the Purchasers. Goldman Sachs is the investment manager of each of the Purchasers. Goldman Sachs is a direct and indirect wholly owned subsidiary of GS Group. Each of Goldman Sachs and GS Group disclaims beneficial ownership of the securities owned by the Purchasers except to the extent of their pecuniary interest therein. Each of the Reporting Persons other than Goldman Sachs and GS Group disclaims beneficial ownership of the shares of Common Stock directly owned by Goldman Sachs and GS Group.
F11: GS Capital may be deemed to own beneficially and directly and its general partner, GS Advisors, may be deemed to own beneficially and indirectly an aggregate of 909,912 shares of Common Stock by reason of GS Capital's beneficial ownership of (i) Warrants to purchase 591,442 shares of Common Stock and (ii) November Warrants to purchase 318,470 shares of Common Stock. GS Advisors disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
F12: GS Offshore may be deemed to own beneficially and directly, and its general partner, GS Advisors, may be deemed to own beneficially and indirectly an aggregate of 330,627 shares of Common Stock by reason of GS Offshore's beneficial ownership of (i) Warrants to purchase 214,908 shares of Common Stock and (ii) November Warrants to purchase 115,719 shares of Common Stock. GS Advisors disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
F13: GS Germany may be deemed to own beneficially and directly and each of (a) GS GmbH, the managing partner of GS Germany and (b) GS oHG, the sole stockholder of GS GmbH, may be deemed to own beneficially and indirectly an aggregate of 38,032 shares of Common Stock by reason of GS Germany's beneficial ownership of (i) Warrants to purchase 24,721 shares of Common Stock and (ii) November Warrants to purchase 13,311 shares of Common Stock. Each of GS GmbH and GS oHG disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
F14: GS Employee may be deemed to own beneficially and directly and its general partner, GS Employee 2000, may be deemed to own beneficially and indirectly an aggregate of 288,929 shares of Common Stock by reason of GS Employee's beneficial ownership of (i) Warrants to purchase 187,804 shares of Common Stock and (ii) November Warrants to purchase 101,125 shares of Common Stock. GS Employee 2000 disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
F15: GS Direct may be deemed to own beneficially and directly, and its general partner, GS Employee 2000, may be deemed to own beneficially and indirectly an aggregate of 82,500 shares of Common Stock by reason of GS Direct's beneficial ownership of (i) Warrants to purchase 53,625 shares of Common Stock and (ii) November Warrants to purchase 28,875 shares of Common Stock. GS Employee 2000 disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
F16: These options were granted pursuant to the R.H. Donnelley Corporation 2001 Stock Award and Incentive Plan to Robert R. Gheewalla, a managing director of Goldman Sachs, in his capacity as a director of the Company. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. The options become exercisable as follows: one third (500 options) at the close of business of the day preceding each of the Company's next three Annual Meetings of Shareholders following the date of grant, which was May 1, 2003. Robert R. Gheewalla has an understanding with GS Group pursuant to which he holds such options for the benefit of GS Group.
F17: These options were granted pursuant to the R.H. Donnelley Corporation 2001 Stock Award and Incentive Plan to Terence M. O'Toole, formerly a managing director of Goldman Sachs, in his capacity as a director of the Company. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. The options become exercisable as follows: one third (500 options) at the close of business of the day preceding each of the Company's next three Annual Meetings of Shareholders following the date of grant, which was May 1, 2003. Terence M. O'Toole has an understanding with GS Group pursuant to which he holds such options for the benefit of GS Group.
F18: These options were granted pursuant to the R.H. Donnelley Corporation 2001 Stock Award and Incentive Plan to Robert R. Gheewalla, a managing director of Goldman Sachs, in his capacity as a director of the Company. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. The options become exercisable as follows: one third (500 options) at the close of business of the day preceding each of the Company's next three Annual Meetings of Shareholders following the date of grant, which was May 5, 2004. Robert R. Gheewalla has an understanding with GS Group pursuant to which he holds such options for the benefit of GS Group.
F19: These options were granted pursuant to the R.H. Donnelley Corporation 2001 Stock Award and Incentive Plan to Terence M. O'Toole, formerly a managing director of Goldman Sachs, in his capacity as a director of the Company. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. The options become exercisable as follows: one third (500 options) at the close of business of the day preceding each of the Company's next three Annual Meetings of Shareholders following the date of grant, which was May 5, 2004. Terence M. O'Toole has an understanding with GS Group pursuant to which he holds such options for the benefit of GS Group.
F20: These options were granted pursuant to the R.H. Donnelley Corporation 2001 Stock Award and Incentive Plan to Robert R. Gheewalla, a managing director of Goldman Sachs, in his capacity as a director of the Company. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. The options become exercisable as follows: one third (500 options) at the close of business of the day preceding each of the Company's next three Annual Meetings of Shareholders following the date of grant, which was January 3, 2003. Robert R. Gheewalla has an understanding with GS Group pursuant to which he holds such options for the benefit of GS Group.
F21: These options were granted pursuant to the R.H. Donnelley Corporation 2001 Stock Award and Incentive Plan to Terence M. O'Toole, formerly a managing director of Goldman Sachs, in his capacity as a director of the Company. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. The options become exercisable as follows: one third (500 options) at the close of business of the day preceding each of the Company's next three Annual Meetings of Shareholders following the date of grant, which was January 3, 2003. Terence M. O'Toole has an understanding with GS Group pursuant to which he holds such options for the benefit of GS Group.
F22: These options were granted pursuant to the R.H. Donnelley Corporation 2005 Stock Award and Incentive Plan to Robert R. Gheewalla, a managing director of Goldman Sachs, in his capacity as a director of the Company. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. The options become exercisable as follows: one third (500 options) at the close of business of the day preceding each of the Company's next three Annual Meetings of Shareholders following the date of grant, which was April 26, 2005. Robert R. Gheewalla has an understanding with GS Group pursuant to which he holds such options for the benefit of GS Group.
F23: These options were granted pursuant to the R.H. Donnelley Corporation 2005 Stock Award and Incentive Plan to Terence M. O'Toole, formerly a managing director of Goldman Sachs in his capacity as a director of the Company. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. The options become exercisable as follows: one third (500 options) at the close of business of the day preceding each of the Company's next three Annual Meetings of Shareholders following the date of grant, which was April 26, 2005. Terence M. O'Toole has an understanding with GS Group pursuant to which he holds such options for the benefit of GS Group.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 27, 2006 Filed Jan 31, 2006 16:15 UTC | R H DONNELLEY CORP RHD · Entity 13764 | SaleConvertible Cumulative Preferred Stock · Derivative | 100,301 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000895345-06-000080 · ds4-donnelley_gsgroupex.xml · derivative · entry 2 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GS ADVISORS 2000 LLC · CIK 0001232077 · 10% owner GOLDMAN SACHS MANAGEMENT GP GMBH · CIK 0001232073 · 10% owner GS EMPLOYEE FUNDS 2000 GP LLC · CIK 0001232086 · 10% owner GS CAPITAL PARTNERS 2000 LP · CIK 0001122198 · 10% owner GS CAPITAL PARTNERS 2000 OFFSHORE LP · CIK 0001232112 · 10% owner GS CAPITAL PARTNERS 2000 GMBH & CO BETEILIGUNGS KG · CIK 0001232108 · 10% owner GS CAPITAL PARTNERS 2000 EMPLOYEE FUND LP · CIK 0001232085 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Disclosed balance after: 0 Underlying: Common Stock · 5,182,125 shares Expires not disclosed F5 · derivative.exercise_price: Each share of Preferred Stock (as defined below) was convertible at any time at the option of the holder into a number of fully paid and nonassessable shares of Common Stock equal to $1,000 for each share of Preferred Stock outstanding, plus an amount equal to all accrued but unpaid dividends thereon as of September 30, 2005, divided by $24.05. The Certificate of Designations governing the Preferred Stock contains customary anti-dilution protection for the shares of Preferred Stock. The Preferred Stock was redeemable by the Company, at its option, at any time after January 3, 2013. F6 · price: On January 27, 2006, pursuant to the Stock Purchase and Support Agreement, dated as of October 3, 2005, among the Company, R.H. Donnelley Inc. and the Purchasers, the Purchasers sold the following shares of Convertible Cumulative Preferred Stock ("Preferred Stock") to the Company for $3,351.14 per share: GS Capital sold 55,313 shares of Preferred Stock, which were convertible into 2,857,788 shares of Common Stock; GS Offshore sold 20,098 shares of Preferred Stock, which were convertible into 1,038,378 shares of Common Stock; GS Germany sold 2,311 shares of Preferred Stock, which were convertible into 119,399 shares of Common Stock; GS Employee sold 17,564 shares of Preferred Stock, which were convertible into 907,457 shares of Common Stock; and GS Direct sold 5,015 shares of Preferred Stock, which were convertible into 259,103 shares of Common Stock. F5 · derivative.exercise_date: Each share of Preferred Stock (as defined below) was convertible at any time at the option of the holder into a number of fully paid and nonassessable shares of Common Stock equal to $1,000 for each share of Preferred Stock outstanding, plus an amount equal to all accrued but unpaid dividends thereon as of September 30, 2005, divided by $24.05. The Certificate of Designations governing the Preferred Stock contains customary anti-dilution protection for the shares of Preferred Stock. The Preferred Stock was redeemable by the Company, at its option, at any time after January 3, 2013. F5 · derivative.expiration_date: Each share of Preferred Stock (as defined below) was convertible at any time at the option of the holder into a number of fully paid and nonassessable shares of Common Stock equal to $1,000 for each share of Preferred Stock outstanding, plus an amount equal to all accrued but unpaid dividends thereon as of September 30, 2005, divided by $24.05. The Certificate of Designations governing the Preferred Stock contains customary anti-dilution protection for the shares of Preferred Stock. The Preferred Stock was redeemable by the Company, at its option, at any time after January 3, 2013. F5 · derivative.underlying_shares: Each share of Preferred Stock (as defined below) was convertible at any time at the option of the holder into a number of fully paid and nonassessable shares of Common Stock equal to $1,000 for each share of Preferred Stock outstanding, plus an amount equal to all accrued but unpaid dividends thereon as of September 30, 2005, divided by $24.05. The Certificate of Designations governing the Preferred Stock contains customary anti-dilution protection for the shares of Preferred Stock. The Preferred Stock was redeemable by the Company, at its option, at any time after January 3, 2013. F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GS Advisors 2000, L.L.C. ("GS Advisors"), Goldman, Sachs & Co. oHG ("GS oHG"), Goldman, Sachs Management GP GmbH ("GS GmbH"), GS Employee Funds 2000 GP, L.L.C. ("GS Employee 2000"), GS Capital Partners 2000, L.P. ("GS Capital"), GS Capital Partners 2000 Offshore, L.P. ("GS Offshore"), GS Capital Partners 2000 GmbH & Co. Beteiligungs KG ("GS Germany"), GS Capital Partners 2000 Employee Fund, L.P. ("GS Employee"), Goldman Sachs Direct Investment Fund 2000, L.P. ("GS Direct" and, together with GS Capital, GS Offshore, GS Germany and GS Employee, the "Purchasers") (GS Group, Goldman Sachs, GS Advisors, GS oHG, GS GmbH, GS Employee 2000, and the Purchasers, collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate. F6 · ownership.nature: On January 27, 2006, pursuant to the Stock Purchase and Support Agreement, dated as of October 3, 2005, among the Company, R.H. Donnelley Inc. and the Purchasers, the Purchasers sold the following shares of Convertible Cumulative Preferred Stock ("Preferred Stock") to the Company for $3,351.14 per share: GS Capital sold 55,313 shares of Preferred Stock, which were convertible into 2,857,788 shares of Common Stock; GS Offshore sold 20,098 shares of Preferred Stock, which were convertible into 1,038,378 shares of Common Stock; GS Germany sold 2,311 shares of Preferred Stock, which were convertible into 119,399 shares of Common Stock; GS Employee sold 17,564 shares of Preferred Stock, which were convertible into 907,457 shares of Common Stock; and GS Direct sold 5,015 shares of Preferred Stock, which were convertible into 259,103 shares of Common Stock. F10 · ownership.nature: Affiliates of GS Group and Goldman Sachs are the general partners, managing general partners or managing partners of the Purchasers. Goldman Sachs is the investment manager of each of the Purchasers. Goldman Sachs is a direct and indirect wholly owned subsidiary of GS Group. Each of Goldman Sachs and GS Group disclaims beneficial ownership of the securities owned by the Purchasers except to the extent of their pecuniary interest therein. Each of the Reporting Persons other than Goldman Sachs and GS Group disclaims beneficial ownership of the shares of Common Stock directly owned by Goldman Sachs and GS Group. Read SEC document |
| August 23, 2005 Filed Aug 26, 2005 19:36 UTC | BILL BARRETT CORP BBG · Entity 13828 | SaleCommon Stock | 3,208,333 | $30.25 | $97,052,073.25 |
DisclosureSEC source: 0000895345-05-000895 · rs4-barrett_goldmangroupex.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GS CAPITAL PARTNERS 2000 LP · CIK 0001122198 · 10% owner GS CAPITAL PARTNERS 2000 EMPLOYEE FUND LP · CIK 0001232085 · 10% owner GSCP 2000 Offshore BBOG Holding, L.P. · CIK 0001310096 · 10% owner GSCP 2000 GmbH BBOG Holding, L.P. · CIK 0001310097 · 10% owner GOLDMAN SACHS DIRECT INVESTMENT FUND 2000 LP · CIK 0001232063 · 10% owner STONE STREET 2000 LLC · CIK 0001232100 · 10% owner Stone Street BBOG Holding · CIK 0001310098 · 10% owner GS ADVISORS 2000 LLC · CIK 0001232077 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Disclosed balance after: 3,207,023 F7 · price: Represents price to public in the underwritten public offering. F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GS Advisors 2000, L.L.C. ("GS Advisors"), Goldman, Sachs & Co. oHG ("GS oHG"), Goldman, Sachs Management GP GmbH ("GS GmbH"), GS Employee Funds 2000 GP, L.L.C. ("GS Employee 2000"), Stone Street 2000, L.L.C. ("Stone 2000"), GS Capital Partners 2000, L.P. ("GS Capital"), GS Capital Partners 2000 Offshore, L.P. ("GS Offshore"), GSCP 2000 Offshore BBOG Holding, L.P. ("GS Offshore BBOG LP"), GS Capital Partners 2000 GmbH & Co. Beteiligungs KG ("GS Germany"), GSCP 2000 GmbH BBOG Holding I ("GS Germany BBOG I"), GSCP 2000 GmbH BBOG Holding, L.P. ("GS Germany BBOG Holding"), GS Capital Partners 2000 Employee Fund, L.P. ("GS Employee"), (continued in next footnote) F2 · ownership.nature: Stone Street Fund 2000, L.P. ("Stone Street"), Stone Street BBOG Holding ("Stone BBOG") and Goldman Sachs Direct Investment Fund 2000, L.P. ("GS Direct" and, together with GS Capital, GS Offshore BBOG LP, GS Germany BBOG Holding, GS Employee, Stone Street and Stone BBOG, the "Purchasers") (GS Group, Goldman Sachs, GS Advisors, GS oHG, GS GmbH, GS Employee 2000, Stone 2000, GS Offshore, GS Germany, GS Germany BBOG I and the Purchasers, collectively, the "Filing Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate. F3 · ownership.nature: Pursuant to an Underwriting Agreement, dated August 17, 2005 (the "Underwriting Agreement"), and in connection with the registered public offering of shares of Bill Barrett Corporation (the "Company") common stock, par value $0.001 per share (the "Common Stock"), pursuant to the final prospectus filed by the Company on August 18, 2005 pursuant to Rule 424(b) of the Securities Act of 1993, as amended, which offering was consummated on August 23, 2005, the Purchasers sold an aggregate of 3,208,333 shares of Common Stock. F4 · ownership.nature: Goldman Sachs and GS Group may be deemed to beneficially own indirectly in the aggregate 3,207,023 shares of Common Stock through certain investment partnerships of which affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, investment manager or stockholder. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. Goldman Sachs and GS Group disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. F5 · ownership.nature: GS Capital beneficially owns directly and its general partner, GS Advisors, may be deemed to beneficially own indirectly 1,728,658 shares of Common Stock. GS Offshore BBOG LP beneficially owns directly and its general partner, GS Offshore, and GS Advisors, the general partner of GS Offshore, may be deemed to beneficially own indirectly 628,128 shares of Common Stock. GS Germany BBOG Holding beneficially owns directly and each of GS Germany BBOG I, the general partner of GS Germany BBOG Holding, GS Germany, the sole stockholder of GS Germany BBOG I, GS GmbH, the sole managing partner of GS Germany and GS oHG, the sole stockholder of GS GmbH may be deemed to beneficially own indirectly 72,254 shares of Common Stock. GS Employee beneficially owns directly and its general partner, GS Employee 2000, may be deemed to beneficially own indirectly 548,909 shares of Common Stock. F6 · ownership.nature: GS Direct beneficially owns directly and its general partner, GS Employee 2000, may be deemed to beneficially own indirectly 114,537 shares of Common Stock. Stone BBOG beneficially owns directly and its sole stockholder, Stone Street, and Stone 2000, the general partner of Stone Street, may be deemed to beneficially own indirectly, 5,423 shares of Common Stock. Stone Street beneficially owns directly and its general partner, Stone 2000, may be deemed to beneficially own indirectly 109,114 shares of Common Stock. Each of GS Advisors, GS Offshore, GS Germany BBOG I, GS Germany, GS GmbH, GS oHG, GS Employee 2000, Stone Street and Stone 2000, disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| August 22, 2005 Filed Aug 24, 2005 18:10 UTC | Nalco Holding CO NLC · Entity 13833 | SaleCommon Stock, par value $0.01 per share | 1,112,790 | $18.41 | $20,486,463.90 |
DisclosureSEC source: 0000895345-05-000883 · rs4-nalco_goldmangroupex.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GOLDMAN SACHS MANAGEMENT GP GMBH · CIK 0001232073 · 10% owner GS CAPITAL PARTNERS 2000 LP · CIK 0001122198 · 10% owner GS CAPITAL PARTNERS 2000 OFFSHORE LP · CIK 0001232112 · 10% owner GS CAPITAL PARTNERS 2000 GMBH & CO BETEILIGUNGS KG · CIK 0001232108 · 10% owner GS CAPITAL PARTNERS 2000 EMPLOYEE FUND LP · CIK 0001232085 · 10% owner GOLDMAN SACHS DIRECT INVESTMENT FUND 2000 LP · CIK 0001232063 · 10% owner GS ADVISORS 2000 LLC · CIK 0001232077 · 10% owner GS EMPLOYEE FUNDS 2000 GP LLC · CIK 0001232086 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Disclosed balance after: 13,589,911 F5 · price: Represents price to public in an underwritten public offering. F1 · ownership.nature: This statement is being filed by GS Capital Partners 2000, L.P. ("GSCP 2000"), GS Capital Partners 2000 Offshore, L.P. ("GSCP Offshore 2000"), GS Capital Partners 2000 GmbH & Co. Beteiligungs KG ("GSCP Germany 2000"), GS Capital Partners 2000 Employee Fund, L.P. ("GSCP Employee 2000"), Goldman Sachs Direct Investment Fund 2000, L.P. ("GS Direct 2000" and, together with GSCP 2000, GSCP Offshore 2000, GSCP Germany 2000 and GSCP Employee 2000, the "Limited Partnerships"), NH Acquisition LLC ("NH" and, together with the Limited Partnerships, the "GS Funds"), GS Advisors 2000, L.L.C. ("GS Advisors 2000"), Goldman, Sachs Management GP GmbH ("GS GmbH"), Goldman, Sachs & Co. oHG ("GS oHG"), GS Employee Funds 2000 GP, L.L.C. ("GS Employee 2000 LLC"), and The Goldman Sachs Group, Inc. ("GS Group" and, together with the Limited Partnerships, GS Advisors 2000, GS GmbH, GS oHG, GS Employee 2000 LLC and NH, the "Reporting Persons"). F2 · ownership.nature: On August 22, 2005, an additional 4,350,000 shares of Nalco Holding Company (the "Company") common stock (the "Common Stock") were sold in a registered public offering pursuant to the underwriters' exercise of their over-allotment option. Nalco LLC received all proceeds from this offering. The 13,589,911 shares reported herein as indirectly beneficially owned are beneficially owned directly by Nalco LLC and reflect the GS Funds' indirect beneficial ownership in the Company based on the membership interest in Nalco LLC held by the GS Funds. Affiliates of GS Group are the general partner, managing general partner, managing partner, manager or investment manager of the GS Funds. The membership interests in Nalco LLC are held by the GS Funds and affiliates of The Blackstone Group L.P. and Apollo Management, L.P. (together with the GS Funds, the "LLC Members"), as well as certain members of management of the Company. F3 · ownership.nature: Because voting and dispositive decisions of Nalco LLC with respect to the Common Stock require the approval of at least two of the LLC Members, the GS Funds disclaim beneficial ownership of the Company's securities held by Nalco LLC. Nonetheless, the Reporting Persons are voluntarily reporting an indirect beneficial ownership in the Common Stock, as reflected herein. GS Advisors 2000 is the general partner of GSCP 2000 and GSCP Offshore 2000 and the manager of NH. GS GmbH is the managing partner of GSCP Germany 2000. GS oHG is the sole stockholder of GS GmbH. GS Employee 2000 LLC is the general partner of GSCP Employee 2000 and GS Direct 2000. F4 · ownership.nature: The Reporting Persons disclaim beneficial ownership of all shares of Common Stock in excess of their pecuniary interest, if any, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F6 · ownership.nature: Due to the electronic system's limitation of 10 Reporting Persons per joint filing this statement is being filed in duplicate. Read SEC document |
| August 18, 2005 Filed Aug 22, 2005 23:07 UTC | BILL BARRETT CORP BBG · Entity 13828 | PurchaseCommon Stock | 2,800 | $30.26 | $84,728.00 |
DisclosureSEC source: 0000769993-05-000517 · bbg4050818gsg_ex.xml · nonDerivative · entry 5 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GS CAPITAL PARTNERS 2000 LP · CIK 0001122198 · 10% owner GSCP 2000 Offshore BBOG Holding, L.P. · CIK 0001310096 · 10% owner GSCP 2000 GmbH BBOG Holding, L.P. · CIK 0001310097 · 10% owner GS CAPITAL PARTNERS 2000 EMPLOYEE FUND LP · CIK 0001232085 · 10% owner GOLDMAN SACHS DIRECT INVESTMENT FUND 2000 LP · CIK 0001232063 · 10% owner Stone Street BBOG Holding · CIK 0001310098 · 10% owner GS ADVISORS 2000 LLC · CIK 0001232077 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner STONE STREET FUND 2000 LP · CIK 0001232101 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 6,415,356 F1 · ownership.nature: This statement is being filed by GS Capital Partners 2000, L.P. ("GSCP 2000"), GSCP 2000 Offshore BBOG Holding, L.P. ("GSCP Offshore BBOG"), GSCP 2000 GmbH BBOG Holding, L.P. ("GSCP Germany BBOG"), GS Capital Partners 2000 Employee Fund, L.P. ("GS Employee"), Goldman Sachs Direct Investment Fund 2000, L.P. ("GS Direct 2000"), Stone Street BBOG Holding ("Stone BBOG"), Stone Street Fund 2000, L.P. ("Stone 2000" and, together with GSCP 2000, GSCP Offshore BBOG, GSCP Germany BBOG, GS Employee, GS Direct 2000 and Stone BBOG, the "Investing Entities"), GS Advisors 2000, L.L.C. ("GS Advisors 2000"), GS Capital Partners 2000 Offshore, L.P. ("GSCP Offshore 2000"), GSCP 2000 GmbH BBOG Holding I ("GSCP BBOG I"), GS Capital Partners 2000 GmbH & Co. Beteiligungs KG ("GSCP Germany" ), Goldman, Sachs Management GP GmbH ("GS GmbH"), Goldman, Sachs & Co. oHG ("GS oHG"), GS Employee Funds 2000 GP, L.L.C. ("GS Employee LLC"), (continued in footnote 2), F2 · ownership.nature: Stone Street 2000, L.L.C. ("Stone 2000 GP"), The Goldman Sachs Group, Inc. ("GS Group") and Goldman, Sachs & Co. ("Goldman Sachs" and, together with the Investing Entities, GS Advisors 2000, GSCP Offshore 2000, GSCP BBOG I, GSCP Germany, GS GmbH, GS oHG, GS Employee LLC, Stone 2000 GP and GS Group, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate. F3 · ownership.nature: The securities reported herein as indirectly purchased and sold were beneficially owned directly by Goldman Sachs. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. Without admitting any legal obligation, Goldman Sachs or an affiliate will remit appropriate profits, if any, to Bill Barrett Corporation (the "Company"). The Reporting Persons, other than GS Group, disclaim beneficial ownership of the shares beneficially owned directly by Goldman Sachs. F4 · ownership.nature: Goldman Sachs and GS Group may be deemed to beneficially own indirectly in the aggregate 6,415,356 shares of the Company's common stock ("Common Stock") through the Investing Entities of which affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, investment manager or stockholder. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. Goldman Sachs and GS Group disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. F5 · ownership.nature: GSCP 2000 beneficially owns directly and its general partner, GS Advisors 2000, may be deemed to beneficially own indirectly 3,458,023 shares of Common Stock. GSCP Offshore BBOG beneficially owns directly and its general partner, GSCP Offshore 2000, and GS Advisors 2000, the general partner of GSCP Offshore 2000, may be deemed to beneficially own indirectly 1,256,512 shares of Common Stock. GSCP Germany BBOG beneficially owns directly and each of GSCP BBOG I, the general partner of GSCP Germany BBOG, GSCP Germany, the sole stockholder of GSCP BBOG I, GS GmbH , the sole managing partner of GSCP Germany and GS oHG, the sole stockholder of GS GmbH may be deemed to beneficially own indirectly 144,538 shares of Common Stock. GS Employee beneficially owns directly and its general partner, GS Employee LLC, may be deemed to beneficially own indirectly 1,098,043 shares of Common Stock. F6 · ownership.nature: GS Direct 2000 beneficially owns directly and its general partner, GS Employee LLC, may be deemed to beneficially own indirectly 229,120 shares of Common Stock. Stone BBOG beneficially owns directly and its sole stockholder, Stone 2000, and Stone 2000 GP, the general partner of Stone 2000, may be deemed to beneficially own indirectly, 10,848 shares of Common Stock. Stone 2000 beneficially owns directly and its general partner, Stone 2000 GP, may be deemed to beneficially own indirectly 218,272 shares of Common Stock. Each of GS Advisors 2000, GSCP Offshore 2000, GSCP BBOG I, GSCP Germany, GS GmbH, GS oHG, GS Employee LLC, Stone 2000 and Stone 2000 GP, disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| August 18, 2005 Filed Aug 22, 2005 23:07 UTC | BILL BARRETT CORP BBG · Entity 13828 | SaleCommon Stock | 1,200 | $29.77 | $35,724.00 |
DisclosureSEC source: 0000769993-05-000517 · bbg4050818gsg_ex.xml · nonDerivative · entry 4 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GS CAPITAL PARTNERS 2000 LP · CIK 0001122198 · 10% owner GSCP 2000 Offshore BBOG Holding, L.P. · CIK 0001310096 · 10% owner GSCP 2000 GmbH BBOG Holding, L.P. · CIK 0001310097 · 10% owner GS CAPITAL PARTNERS 2000 EMPLOYEE FUND LP · CIK 0001232085 · 10% owner GOLDMAN SACHS DIRECT INVESTMENT FUND 2000 LP · CIK 0001232063 · 10% owner Stone Street BBOG Holding · CIK 0001310098 · 10% owner GS ADVISORS 2000 LLC · CIK 0001232077 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner STONE STREET FUND 2000 LP · CIK 0001232101 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 6,415,356 F1 · ownership.nature: This statement is being filed by GS Capital Partners 2000, L.P. ("GSCP 2000"), GSCP 2000 Offshore BBOG Holding, L.P. ("GSCP Offshore BBOG"), GSCP 2000 GmbH BBOG Holding, L.P. ("GSCP Germany BBOG"), GS Capital Partners 2000 Employee Fund, L.P. ("GS Employee"), Goldman Sachs Direct Investment Fund 2000, L.P. ("GS Direct 2000"), Stone Street BBOG Holding ("Stone BBOG"), Stone Street Fund 2000, L.P. ("Stone 2000" and, together with GSCP 2000, GSCP Offshore BBOG, GSCP Germany BBOG, GS Employee, GS Direct 2000 and Stone BBOG, the "Investing Entities"), GS Advisors 2000, L.L.C. ("GS Advisors 2000"), GS Capital Partners 2000 Offshore, L.P. ("GSCP Offshore 2000"), GSCP 2000 GmbH BBOG Holding I ("GSCP BBOG I"), GS Capital Partners 2000 GmbH & Co. Beteiligungs KG ("GSCP Germany" ), Goldman, Sachs Management GP GmbH ("GS GmbH"), Goldman, Sachs & Co. oHG ("GS oHG"), GS Employee Funds 2000 GP, L.L.C. ("GS Employee LLC"), (continued in footnote 2), F2 · ownership.nature: Stone Street 2000, L.L.C. ("Stone 2000 GP"), The Goldman Sachs Group, Inc. ("GS Group") and Goldman, Sachs & Co. ("Goldman Sachs" and, together with the Investing Entities, GS Advisors 2000, GSCP Offshore 2000, GSCP BBOG I, GSCP Germany, GS GmbH, GS oHG, GS Employee LLC, Stone 2000 GP and GS Group, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate. F3 · ownership.nature: The securities reported herein as indirectly purchased and sold were beneficially owned directly by Goldman Sachs. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. Without admitting any legal obligation, Goldman Sachs or an affiliate will remit appropriate profits, if any, to Bill Barrett Corporation (the "Company"). The Reporting Persons, other than GS Group, disclaim beneficial ownership of the shares beneficially owned directly by Goldman Sachs. F4 · ownership.nature: Goldman Sachs and GS Group may be deemed to beneficially own indirectly in the aggregate 6,415,356 shares of the Company's common stock ("Common Stock") through the Investing Entities of which affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, investment manager or stockholder. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. Goldman Sachs and GS Group disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. F5 · ownership.nature: GSCP 2000 beneficially owns directly and its general partner, GS Advisors 2000, may be deemed to beneficially own indirectly 3,458,023 shares of Common Stock. GSCP Offshore BBOG beneficially owns directly and its general partner, GSCP Offshore 2000, and GS Advisors 2000, the general partner of GSCP Offshore 2000, may be deemed to beneficially own indirectly 1,256,512 shares of Common Stock. GSCP Germany BBOG beneficially owns directly and each of GSCP BBOG I, the general partner of GSCP Germany BBOG, GSCP Germany, the sole stockholder of GSCP BBOG I, GS GmbH , the sole managing partner of GSCP Germany and GS oHG, the sole stockholder of GS GmbH may be deemed to beneficially own indirectly 144,538 shares of Common Stock. GS Employee beneficially owns directly and its general partner, GS Employee LLC, may be deemed to beneficially own indirectly 1,098,043 shares of Common Stock. F6 · ownership.nature: GS Direct 2000 beneficially owns directly and its general partner, GS Employee LLC, may be deemed to beneficially own indirectly 229,120 shares of Common Stock. Stone BBOG beneficially owns directly and its sole stockholder, Stone 2000, and Stone 2000 GP, the general partner of Stone 2000, may be deemed to beneficially own indirectly, 10,848 shares of Common Stock. Stone 2000 beneficially owns directly and its general partner, Stone 2000 GP, may be deemed to beneficially own indirectly 218,272 shares of Common Stock. Each of GS Advisors 2000, GSCP Offshore 2000, GSCP BBOG I, GSCP Germany, GS GmbH, GS oHG, GS Employee LLC, Stone 2000 and Stone 2000 GP, disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| August 18, 2005 Filed Aug 22, 2005 23:07 UTC | BILL BARRETT CORP BBG · Entity 13828 | SaleCommon Stock | 1,200 | $29.78 | $35,736.00 |
DisclosureSEC source: 0000769993-05-000517 · bbg4050818gsg_ex.xml · nonDerivative · entry 3 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GS CAPITAL PARTNERS 2000 LP · CIK 0001122198 · 10% owner GSCP 2000 Offshore BBOG Holding, L.P. · CIK 0001310096 · 10% owner GSCP 2000 GmbH BBOG Holding, L.P. · CIK 0001310097 · 10% owner GS CAPITAL PARTNERS 2000 EMPLOYEE FUND LP · CIK 0001232085 · 10% owner GOLDMAN SACHS DIRECT INVESTMENT FUND 2000 LP · CIK 0001232063 · 10% owner Stone Street BBOG Holding · CIK 0001310098 · 10% owner GS ADVISORS 2000 LLC · CIK 0001232077 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner STONE STREET FUND 2000 LP · CIK 0001232101 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 6,415,356 F1 · ownership.nature: This statement is being filed by GS Capital Partners 2000, L.P. ("GSCP 2000"), GSCP 2000 Offshore BBOG Holding, L.P. ("GSCP Offshore BBOG"), GSCP 2000 GmbH BBOG Holding, L.P. ("GSCP Germany BBOG"), GS Capital Partners 2000 Employee Fund, L.P. ("GS Employee"), Goldman Sachs Direct Investment Fund 2000, L.P. ("GS Direct 2000"), Stone Street BBOG Holding ("Stone BBOG"), Stone Street Fund 2000, L.P. ("Stone 2000" and, together with GSCP 2000, GSCP Offshore BBOG, GSCP Germany BBOG, GS Employee, GS Direct 2000 and Stone BBOG, the "Investing Entities"), GS Advisors 2000, L.L.C. ("GS Advisors 2000"), GS Capital Partners 2000 Offshore, L.P. ("GSCP Offshore 2000"), GSCP 2000 GmbH BBOG Holding I ("GSCP BBOG I"), GS Capital Partners 2000 GmbH & Co. Beteiligungs KG ("GSCP Germany" ), Goldman, Sachs Management GP GmbH ("GS GmbH"), Goldman, Sachs & Co. oHG ("GS oHG"), GS Employee Funds 2000 GP, L.L.C. ("GS Employee LLC"), (continued in footnote 2), F2 · ownership.nature: Stone Street 2000, L.L.C. ("Stone 2000 GP"), The Goldman Sachs Group, Inc. ("GS Group") and Goldman, Sachs & Co. ("Goldman Sachs" and, together with the Investing Entities, GS Advisors 2000, GSCP Offshore 2000, GSCP BBOG I, GSCP Germany, GS GmbH, GS oHG, GS Employee LLC, Stone 2000 GP and GS Group, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate. F3 · ownership.nature: The securities reported herein as indirectly purchased and sold were beneficially owned directly by Goldman Sachs. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. Without admitting any legal obligation, Goldman Sachs or an affiliate will remit appropriate profits, if any, to Bill Barrett Corporation (the "Company"). The Reporting Persons, other than GS Group, disclaim beneficial ownership of the shares beneficially owned directly by Goldman Sachs. F4 · ownership.nature: Goldman Sachs and GS Group may be deemed to beneficially own indirectly in the aggregate 6,415,356 shares of the Company's common stock ("Common Stock") through the Investing Entities of which affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, investment manager or stockholder. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. Goldman Sachs and GS Group disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. F5 · ownership.nature: GSCP 2000 beneficially owns directly and its general partner, GS Advisors 2000, may be deemed to beneficially own indirectly 3,458,023 shares of Common Stock. GSCP Offshore BBOG beneficially owns directly and its general partner, GSCP Offshore 2000, and GS Advisors 2000, the general partner of GSCP Offshore 2000, may be deemed to beneficially own indirectly 1,256,512 shares of Common Stock. GSCP Germany BBOG beneficially owns directly and each of GSCP BBOG I, the general partner of GSCP Germany BBOG, GSCP Germany, the sole stockholder of GSCP BBOG I, GS GmbH , the sole managing partner of GSCP Germany and GS oHG, the sole stockholder of GS GmbH may be deemed to beneficially own indirectly 144,538 shares of Common Stock. GS Employee beneficially owns directly and its general partner, GS Employee LLC, may be deemed to beneficially own indirectly 1,098,043 shares of Common Stock. F6 · ownership.nature: GS Direct 2000 beneficially owns directly and its general partner, GS Employee LLC, may be deemed to beneficially own indirectly 229,120 shares of Common Stock. Stone BBOG beneficially owns directly and its sole stockholder, Stone 2000, and Stone 2000 GP, the general partner of Stone 2000, may be deemed to beneficially own indirectly, 10,848 shares of Common Stock. Stone 2000 beneficially owns directly and its general partner, Stone 2000 GP, may be deemed to beneficially own indirectly 218,272 shares of Common Stock. Each of GS Advisors 2000, GSCP Offshore 2000, GSCP BBOG I, GSCP Germany, GS GmbH, GS oHG, GS Employee LLC, Stone 2000 and Stone 2000 GP, disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| August 18, 2005 Filed Aug 22, 2005 23:07 UTC | BILL BARRETT CORP BBG · Entity 13828 | SaleCommon Stock | 300 | $29.80 | $8,940.00 |
DisclosureSEC source: 0000769993-05-000517 · bbg4050818gsg_ex.xml · nonDerivative · entry 2 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GS CAPITAL PARTNERS 2000 LP · CIK 0001122198 · 10% owner GSCP 2000 Offshore BBOG Holding, L.P. · CIK 0001310096 · 10% owner GSCP 2000 GmbH BBOG Holding, L.P. · CIK 0001310097 · 10% owner GS CAPITAL PARTNERS 2000 EMPLOYEE FUND LP · CIK 0001232085 · 10% owner GOLDMAN SACHS DIRECT INVESTMENT FUND 2000 LP · CIK 0001232063 · 10% owner Stone Street BBOG Holding · CIK 0001310098 · 10% owner GS ADVISORS 2000 LLC · CIK 0001232077 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner STONE STREET FUND 2000 LP · CIK 0001232101 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 6,415,356 F1 · ownership.nature: This statement is being filed by GS Capital Partners 2000, L.P. ("GSCP 2000"), GSCP 2000 Offshore BBOG Holding, L.P. ("GSCP Offshore BBOG"), GSCP 2000 GmbH BBOG Holding, L.P. ("GSCP Germany BBOG"), GS Capital Partners 2000 Employee Fund, L.P. ("GS Employee"), Goldman Sachs Direct Investment Fund 2000, L.P. ("GS Direct 2000"), Stone Street BBOG Holding ("Stone BBOG"), Stone Street Fund 2000, L.P. ("Stone 2000" and, together with GSCP 2000, GSCP Offshore BBOG, GSCP Germany BBOG, GS Employee, GS Direct 2000 and Stone BBOG, the "Investing Entities"), GS Advisors 2000, L.L.C. ("GS Advisors 2000"), GS Capital Partners 2000 Offshore, L.P. ("GSCP Offshore 2000"), GSCP 2000 GmbH BBOG Holding I ("GSCP BBOG I"), GS Capital Partners 2000 GmbH & Co. Beteiligungs KG ("GSCP Germany" ), Goldman, Sachs Management GP GmbH ("GS GmbH"), Goldman, Sachs & Co. oHG ("GS oHG"), GS Employee Funds 2000 GP, L.L.C. ("GS Employee LLC"), (continued in footnote 2), F2 · ownership.nature: Stone Street 2000, L.L.C. ("Stone 2000 GP"), The Goldman Sachs Group, Inc. ("GS Group") and Goldman, Sachs & Co. ("Goldman Sachs" and, together with the Investing Entities, GS Advisors 2000, GSCP Offshore 2000, GSCP BBOG I, GSCP Germany, GS GmbH, GS oHG, GS Employee LLC, Stone 2000 GP and GS Group, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate. F3 · ownership.nature: The securities reported herein as indirectly purchased and sold were beneficially owned directly by Goldman Sachs. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. Without admitting any legal obligation, Goldman Sachs or an affiliate will remit appropriate profits, if any, to Bill Barrett Corporation (the "Company"). The Reporting Persons, other than GS Group, disclaim beneficial ownership of the shares beneficially owned directly by Goldman Sachs. F4 · ownership.nature: Goldman Sachs and GS Group may be deemed to beneficially own indirectly in the aggregate 6,415,356 shares of the Company's common stock ("Common Stock") through the Investing Entities of which affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, investment manager or stockholder. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. Goldman Sachs and GS Group disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. F5 · ownership.nature: GSCP 2000 beneficially owns directly and its general partner, GS Advisors 2000, may be deemed to beneficially own indirectly 3,458,023 shares of Common Stock. GSCP Offshore BBOG beneficially owns directly and its general partner, GSCP Offshore 2000, and GS Advisors 2000, the general partner of GSCP Offshore 2000, may be deemed to beneficially own indirectly 1,256,512 shares of Common Stock. GSCP Germany BBOG beneficially owns directly and each of GSCP BBOG I, the general partner of GSCP Germany BBOG, GSCP Germany, the sole stockholder of GSCP BBOG I, GS GmbH , the sole managing partner of GSCP Germany and GS oHG, the sole stockholder of GS GmbH may be deemed to beneficially own indirectly 144,538 shares of Common Stock. GS Employee beneficially owns directly and its general partner, GS Employee LLC, may be deemed to beneficially own indirectly 1,098,043 shares of Common Stock. F6 · ownership.nature: GS Direct 2000 beneficially owns directly and its general partner, GS Employee LLC, may be deemed to beneficially own indirectly 229,120 shares of Common Stock. Stone BBOG beneficially owns directly and its sole stockholder, Stone 2000, and Stone 2000 GP, the general partner of Stone 2000, may be deemed to beneficially own indirectly, 10,848 shares of Common Stock. Stone 2000 beneficially owns directly and its general partner, Stone 2000 GP, may be deemed to beneficially own indirectly 218,272 shares of Common Stock. Each of GS Advisors 2000, GSCP Offshore 2000, GSCP BBOG I, GSCP Germany, GS GmbH, GS oHG, GS Employee LLC, Stone 2000 and Stone 2000 GP, disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| August 18, 2005 Filed Aug 22, 2005 23:07 UTC | BILL BARRETT CORP BBG · Entity 13828 | SaleCommon Stock | 100 | $29.81 | $2,981.00 |
DisclosureSEC source: 0000769993-05-000517 · bbg4050818gsg_ex.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GS CAPITAL PARTNERS 2000 LP · CIK 0001122198 · 10% owner GSCP 2000 Offshore BBOG Holding, L.P. · CIK 0001310096 · 10% owner GSCP 2000 GmbH BBOG Holding, L.P. · CIK 0001310097 · 10% owner GS CAPITAL PARTNERS 2000 EMPLOYEE FUND LP · CIK 0001232085 · 10% owner GOLDMAN SACHS DIRECT INVESTMENT FUND 2000 LP · CIK 0001232063 · 10% owner Stone Street BBOG Holding · CIK 0001310098 · 10% owner GS ADVISORS 2000 LLC · CIK 0001232077 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner STONE STREET FUND 2000 LP · CIK 0001232101 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 6,415,356 F1 · ownership.nature: This statement is being filed by GS Capital Partners 2000, L.P. ("GSCP 2000"), GSCP 2000 Offshore BBOG Holding, L.P. ("GSCP Offshore BBOG"), GSCP 2000 GmbH BBOG Holding, L.P. ("GSCP Germany BBOG"), GS Capital Partners 2000 Employee Fund, L.P. ("GS Employee"), Goldman Sachs Direct Investment Fund 2000, L.P. ("GS Direct 2000"), Stone Street BBOG Holding ("Stone BBOG"), Stone Street Fund 2000, L.P. ("Stone 2000" and, together with GSCP 2000, GSCP Offshore BBOG, GSCP Germany BBOG, GS Employee, GS Direct 2000 and Stone BBOG, the "Investing Entities"), GS Advisors 2000, L.L.C. ("GS Advisors 2000"), GS Capital Partners 2000 Offshore, L.P. ("GSCP Offshore 2000"), GSCP 2000 GmbH BBOG Holding I ("GSCP BBOG I"), GS Capital Partners 2000 GmbH & Co. Beteiligungs KG ("GSCP Germany" ), Goldman, Sachs Management GP GmbH ("GS GmbH"), Goldman, Sachs & Co. oHG ("GS oHG"), GS Employee Funds 2000 GP, L.L.C. ("GS Employee LLC"), (continued in footnote 2), F2 · ownership.nature: Stone Street 2000, L.L.C. ("Stone 2000 GP"), The Goldman Sachs Group, Inc. ("GS Group") and Goldman, Sachs & Co. ("Goldman Sachs" and, together with the Investing Entities, GS Advisors 2000, GSCP Offshore 2000, GSCP BBOG I, GSCP Germany, GS GmbH, GS oHG, GS Employee LLC, Stone 2000 GP and GS Group, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate. F3 · ownership.nature: The securities reported herein as indirectly purchased and sold were beneficially owned directly by Goldman Sachs. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. Without admitting any legal obligation, Goldman Sachs or an affiliate will remit appropriate profits, if any, to Bill Barrett Corporation (the "Company"). The Reporting Persons, other than GS Group, disclaim beneficial ownership of the shares beneficially owned directly by Goldman Sachs. F4 · ownership.nature: Goldman Sachs and GS Group may be deemed to beneficially own indirectly in the aggregate 6,415,356 shares of the Company's common stock ("Common Stock") through the Investing Entities of which affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, investment manager or stockholder. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. Goldman Sachs and GS Group disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. F5 · ownership.nature: GSCP 2000 beneficially owns directly and its general partner, GS Advisors 2000, may be deemed to beneficially own indirectly 3,458,023 shares of Common Stock. GSCP Offshore BBOG beneficially owns directly and its general partner, GSCP Offshore 2000, and GS Advisors 2000, the general partner of GSCP Offshore 2000, may be deemed to beneficially own indirectly 1,256,512 shares of Common Stock. GSCP Germany BBOG beneficially owns directly and each of GSCP BBOG I, the general partner of GSCP Germany BBOG, GSCP Germany, the sole stockholder of GSCP BBOG I, GS GmbH , the sole managing partner of GSCP Germany and GS oHG, the sole stockholder of GS GmbH may be deemed to beneficially own indirectly 144,538 shares of Common Stock. GS Employee beneficially owns directly and its general partner, GS Employee LLC, may be deemed to beneficially own indirectly 1,098,043 shares of Common Stock. F6 · ownership.nature: GS Direct 2000 beneficially owns directly and its general partner, GS Employee LLC, may be deemed to beneficially own indirectly 229,120 shares of Common Stock. Stone BBOG beneficially owns directly and its sole stockholder, Stone 2000, and Stone 2000 GP, the general partner of Stone 2000, may be deemed to beneficially own indirectly, 10,848 shares of Common Stock. Stone 2000 beneficially owns directly and its general partner, Stone 2000 GP, may be deemed to beneficially own indirectly 218,272 shares of Common Stock. Each of GS Advisors 2000, GSCP Offshore 2000, GSCP BBOG I, GSCP Germany, GS GmbH, GS oHG, GS Employee LLC, Stone 2000 and Stone 2000 GP, disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| August 17, 2005 Filed Aug 19, 2005 20:38 UTC | Nalco Holding CO NLC · Entity 13833 | SaleCommon Stock, par value $0.01 per share | 7,418,604 | $18.41 | $136,576,499.64 |
DisclosureSEC source: 0001005477-05-002886 · edgar123.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GOLDMAN SACHS MANAGEMENT GP GMBH · CIK 0001232073 · 10% owner GS CAPITAL PARTNERS 2000 LP · CIK 0001122198 · 10% owner GS CAPITAL PARTNERS 2000 OFFSHORE LP · CIK 0001232112 · 10% owner GS CAPITAL PARTNERS 2000 GMBH & CO BETEILIGUNGS KG · CIK 0001232108 · 10% owner GS CAPITAL PARTNERS 2000 EMPLOYEE FUND LP · CIK 0001232085 · 10% owner GOLDMAN SACHS DIRECT INVESTMENT FUND 2000 LP · CIK 0001232063 · 10% owner GS ADVISORS 2000 LLC · CIK 0001232077 · 10% owner GS EMPLOYEE FUNDS 2000 GP LLC · CIK 0001232086 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 14,702,701 F6 · price: Represents price to public in an underwritten public offering. F1 · ownership.nature: This statement is being filed by GS Capital Partners 2000, L.P. ("GSCP 2000"), GS Capital Partners 2000 Offshore, L.P. ("GSCP Offshore 2000"), GS Capital Partners 2000 GmbH & Co. Beteiligungs KG ("GSCP Germany 2000"), GS Capital Partners 2000 Employee Fund, L.P. ("GSCP Employee 2000"), Goldman Sachs Direct Investment Fund 2000, L.P. ("GS Direct 2000" and, together with GSCP 2000, GSCP Offshore 2000, GSCP Germany 2000 and GSCP Employee 2000, the "Limited Partnerships"), NH Acquisition LLC ("NH" and, together with the Limited Partnerships, the "GS Funds"), GS Advisors 2000, L.L.C. ("GS Advisors 2000"), Goldman, Sachs Management GP GmbH ("GS GmbH"), Goldman, Sachs & Co. oHG ("GS oHG"), GS Employee Funds 2000 GP, L.L.C. ("GS Employee 2000 LLC"), and The Goldman Sachs Group, Inc. ("GS Group" and, together with the Limited Partnerships, GS Advisors 2000, GS GmbH, GS oHG, GS Employee 2000 LLC and NH, the "Reporting Persons"). F2 · ownership.nature: On August 17, 2005, a registered public offering of 29,000,000 shares of Nalco Holding Company (the "Company") common stock (the "Common Stock") was completed. Nalco LLC (the selling stockholder) received all proceeds from this offering. The 14,702,701 shares reported herein as indirectly beneficially owned are beneficially owned directly by Nalco LLC and reflects the GS Funds indirect beneficial ownership in the Company based on the membership interest in Nalco LLC held by the GS Funds. Affiliates of GS Group are the general partner, managing general partner, managing partner, manager or investment manager of the GS Funds. (Continued in footnote (3)) F3 · ownership.nature: (Continued from footnote (2)) The membership interests in Nalco LLC are held by the GS Funds and affiliates of The Blackstone Group L.P. and Apollo Management, L.P. (together with the GS Funds, the "LLC Members"), as well as certain members of management of the Company. F4 · ownership.nature: Because voting and dispositive decisions of Nalco LLC with respect to the Common Stock require the approval of at least two of the LLC Members, the GS Funds disclaim beneficial ownership of the Company's securities held by Nalco LLC. Nonetheless, the Reporting Persons are voluntarily reporting an indirect beneficial ownership in the Common Stock, as reflected herein. GS Advisors 2000 is the general partner of GSCP 2000 and GSCP Offshore 2000 and the manager of NH. GS GmbH is the managing partner of GSCP Germany 2000. GS oHG is the sole stockholder of GS GmbH. GS Employee 2000 LLC is the general partner of GSCP Employee 2000 and GS Direct 2000. F5 · ownership.nature: The Reporting Persons disclaim beneficial ownership of all shares of Common Stock in excess of their pecuniary interest, if any, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F7 · ownership.nature: Due to the electronic system's limitation of 10 Reporting Persons per joint filing this statement is being filed in duplicate. Read SEC document |
| April 29, 2005 Filed May 3, 2005 15:39 UTC | Nalco Holding CO NLC · Entity 13833 | SaleCommon Stock | 200 | $17.89 | $3,578.00 |
DisclosureSEC source: 0000769993-05-000390 · nlc404292005gsg_ex.xml · nonDerivative · entry 2 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GOLDMAN SACHS MANAGEMENT GP GMBH · CIK 0001232073 · 10% owner GS CAPITAL PARTNERS 2000 LP · CIK 0001122198 · 10% owner GS CAPITAL PARTNERS 2000 OFFSHORE LP · CIK 0001232112 · 10% owner GS CAPITAL PARTNERS 2000 GMBH & CO BETEILIGUNGS KG · CIK 0001232108 · 10% owner GS CAPITAL PARTNERS 2000 EMPLOYEE FUND LP · CIK 0001232085 · 10% owner GOLDMAN SACHS DIRECT INVESTMENT FUND 2000 LP · CIK 0001232063 · 10% owner GS ADVISORS 2000 LLC · CIK 0001232077 · 10% owner GS EMPLOYEE FUNDS 2000 GP LLC · CIK 0001232086 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 22,121,305 F1 · ownership.nature: This statement is being filed by GS Capital Partners 2000, L.P. ("GSCP 2000"), GS Capital Partners 2000 Offshore, L.P. ("GSCP Offshore 2000"), GS Capital Partners 2000 GmbH & Co. Beteiligungs KG ("GSCP Germany 2000"), GS Capital Partners 2000 Employee Fund, L.P. ("GSCP Employee 2000"), Goldman Sachs Direct Investment Fund 2000, L.P. ("GS Direct 2000" and, together with GSCP 2000, GSCP Offshore 2000, GSCP Germany 2000 and GSCP Employee 2000, the "Limited Partnerships"), NH Acquisition LLC ("NH" and, together with the Limited Partnerships, "GS Funds"), GS Advisors 2000, L.L.C. ("GS Advisors 2000"), Goldman, Sachs Management GP GmbH ("GS GmbH"), Goldman, Sachs & Co. oHG ("GS oHG"), GS Employee Funds 2000 GP, L.L.C. ("GS Employee 2000 LLC"), and (continued in next footnote) F2 · ownership.nature: The Goldman Sachs Group, Inc. ("GS Group" and, together with the Limited Partnerships, GS Advisors 2000, GS GmbH, GS oHG, GS Employee 2000 LLC and NH Acquisition, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing this statement is being filed in duplicate. F3 · ownership.nature: The securities reported herein as indirectly purchased and sold were beneficially owned directly by Goldman, Sachs & Co. ("Goldman Sachs"). Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. Without admitting any legal obligation, Goldman Sachs or an affiliate will remit appropriate profits, if any, to Nalco Holding Company (the "Company"). The Reporting Persons, other than GS Group, disclaim beneficial ownership of the shares beneficially owned directly by Goldman Sachs. F4 · ownership.nature: The 22,121,305 shares reported herein as indirectly beneficially owned are beneficially owned directly by Nalco LLC and reflects the GS Funds indirect beneficial ownership in the Company based on the membership interest in Nalco LLC held by the GS Funds. Affiliates of GS Group are the general partner, managing general partner, managing partner or manager of the GS Funds, which own in the aggregate approximately 24% of Nalco LLC. The balance of the membership interests in Nalco LLC are held by affiliates of The Blackstone Group L.P. and Apollo Management V, L.P. (together with the GS Funds, the "LLC Members"), as well as certain members of management of the Company. F5 · ownership.nature: Because voting and dispositive decisions of Nalco LLC with respect to the Company's common stock, $0.01 par value per share ("Common Stock") require the approval of at least two of the three LLC Members, the GS Funds disclaim beneficial ownership of the Company's securities held by Nalco LLC. Nonetheless, the Reporting Persons are voluntarily reporting an indirect beneficial ownership in the Common Stock, as reflected herein. GS Advisors 2000 is the general partner of GSCP 2000 and GSCP Offshore 2000 and the manager of NH. GS GmbH is the managing partner of GSCP Germany 2000. GS oHG is the sole stockholder of GS GmbH. GS Employee 2000 LLC is the general partner of GSCP Employee 2000 and GS Direct 2000. F6 · ownership.nature: The Reporting Persons disclaim beneficial ownership of the 22,121,305 shares of Common Stock in excess of their pecuniary interest, if any, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| April 29, 2005 Filed May 3, 2005 15:39 UTC | Nalco Holding CO NLC · Entity 13833 | PurchaseCommon Stock | 200 | $17.82 | $3,564.00 |
DisclosureSEC source: 0000769993-05-000390 · nlc404292005gsg_ex.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GOLDMAN SACHS MANAGEMENT GP GMBH · CIK 0001232073 · 10% owner GS CAPITAL PARTNERS 2000 LP · CIK 0001122198 · 10% owner GS CAPITAL PARTNERS 2000 OFFSHORE LP · CIK 0001232112 · 10% owner GS CAPITAL PARTNERS 2000 GMBH & CO BETEILIGUNGS KG · CIK 0001232108 · 10% owner GS CAPITAL PARTNERS 2000 EMPLOYEE FUND LP · CIK 0001232085 · 10% owner GOLDMAN SACHS DIRECT INVESTMENT FUND 2000 LP · CIK 0001232063 · 10% owner GS ADVISORS 2000 LLC · CIK 0001232077 · 10% owner GS EMPLOYEE FUNDS 2000 GP LLC · CIK 0001232086 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 22,121,505 F1 · ownership.nature: This statement is being filed by GS Capital Partners 2000, L.P. ("GSCP 2000"), GS Capital Partners 2000 Offshore, L.P. ("GSCP Offshore 2000"), GS Capital Partners 2000 GmbH & Co. Beteiligungs KG ("GSCP Germany 2000"), GS Capital Partners 2000 Employee Fund, L.P. ("GSCP Employee 2000"), Goldman Sachs Direct Investment Fund 2000, L.P. ("GS Direct 2000" and, together with GSCP 2000, GSCP Offshore 2000, GSCP Germany 2000 and GSCP Employee 2000, the "Limited Partnerships"), NH Acquisition LLC ("NH" and, together with the Limited Partnerships, "GS Funds"), GS Advisors 2000, L.L.C. ("GS Advisors 2000"), Goldman, Sachs Management GP GmbH ("GS GmbH"), Goldman, Sachs & Co. oHG ("GS oHG"), GS Employee Funds 2000 GP, L.L.C. ("GS Employee 2000 LLC"), and (continued in next footnote) F2 · ownership.nature: The Goldman Sachs Group, Inc. ("GS Group" and, together with the Limited Partnerships, GS Advisors 2000, GS GmbH, GS oHG, GS Employee 2000 LLC and NH Acquisition, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing this statement is being filed in duplicate. F3 · ownership.nature: The securities reported herein as indirectly purchased and sold were beneficially owned directly by Goldman, Sachs & Co. ("Goldman Sachs"). Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. Without admitting any legal obligation, Goldman Sachs or an affiliate will remit appropriate profits, if any, to Nalco Holding Company (the "Company"). The Reporting Persons, other than GS Group, disclaim beneficial ownership of the shares beneficially owned directly by Goldman Sachs. F4 · ownership.nature: The 22,121,305 shares reported herein as indirectly beneficially owned are beneficially owned directly by Nalco LLC and reflects the GS Funds indirect beneficial ownership in the Company based on the membership interest in Nalco LLC held by the GS Funds. Affiliates of GS Group are the general partner, managing general partner, managing partner or manager of the GS Funds, which own in the aggregate approximately 24% of Nalco LLC. The balance of the membership interests in Nalco LLC are held by affiliates of The Blackstone Group L.P. and Apollo Management V, L.P. (together with the GS Funds, the "LLC Members"), as well as certain members of management of the Company. F5 · ownership.nature: Because voting and dispositive decisions of Nalco LLC with respect to the Company's common stock, $0.01 par value per share ("Common Stock") require the approval of at least two of the three LLC Members, the GS Funds disclaim beneficial ownership of the Company's securities held by Nalco LLC. Nonetheless, the Reporting Persons are voluntarily reporting an indirect beneficial ownership in the Common Stock, as reflected herein. GS Advisors 2000 is the general partner of GSCP 2000 and GSCP Offshore 2000 and the manager of NH. GS GmbH is the managing partner of GSCP Germany 2000. GS oHG is the sole stockholder of GS GmbH. GS Employee 2000 LLC is the general partner of GSCP Employee 2000 and GS Direct 2000. F6 · ownership.nature: The Reporting Persons disclaim beneficial ownership of the 22,121,305 shares of Common Stock in excess of their pecuniary interest, if any, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| April 26, 2005 Filed Apr 29, 2005 19:12 UTC | R H DONNELLEY CORP RHD · Entity 13764 | GrantStock Options (right to buy) · Derivative | 1,500 | Not disclosed Strike: $57.11 | Not disclosed |
DisclosureSEC source: 0000895345-05-000489 · ds42-donnelley_goldmanex.xml · derivative · entry 3 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GS ADVISORS 2000 LLC · CIK 0001232077 · 10% owner GOLDMAN SACHS MANAGEMENT GP GMBH · CIK 0001232073 · 10% owner GS CAPITAL PARTNERS 2000 LP · CIK 0001122198 · 10% owner GS CAPITAL PARTNERS 2000 OFFSHORE LP · CIK 0001232112 · 10% owner GS CAPITAL PARTNERS 2000 GMBH & CO BETEILIGUNGS KG · CIK 0001232108 · 10% owner GS CAPITAL PARTNERS 2000 EMPLOYEE FUND LP · CIK 0001232085 · 10% owner GOLDMAN SACHS & CO OHG · CIK 0001031766 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,500 Underlying: Common Stock · 1,500 shares Expires 2012-04-26 F6 · price: These options were granted pursuant to the R.H. Donnelley Corporation 2005 Stock Award and Incentive Plan to Terence M. O'Toole, a managing director of Goldman Sachs, in his capacity as a director of the Company. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. The options become exercisable as follows: one-third (500 options) at the close of business of the day preceding each of the Company's next three Annual Meetings of Shareholders, following the date of grant, which was April 26, 2005. Terence M. O'Toole has an understanding with GS Group pursuant to which he holds such options for the benefit of GS Group. F6 · derivative.exercise_date: These options were granted pursuant to the R.H. Donnelley Corporation 2005 Stock Award and Incentive Plan to Terence M. O'Toole, a managing director of Goldman Sachs, in his capacity as a director of the Company. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. The options become exercisable as follows: one-third (500 options) at the close of business of the day preceding each of the Company's next three Annual Meetings of Shareholders, following the date of grant, which was April 26, 2005. Terence M. O'Toole has an understanding with GS Group pursuant to which he holds such options for the benefit of GS Group. F6 · ownership.nature: These options were granted pursuant to the R.H. Donnelley Corporation 2005 Stock Award and Incentive Plan to Terence M. O'Toole, a managing director of Goldman Sachs, in his capacity as a director of the Company. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. The options become exercisable as follows: one-third (500 options) at the close of business of the day preceding each of the Company's next three Annual Meetings of Shareholders, following the date of grant, which was April 26, 2005. Terence M. O'Toole has an understanding with GS Group pursuant to which he holds such options for the benefit of GS Group. Read SEC document |
| April 26, 2005 Filed Apr 29, 2005 19:12 UTC | R H DONNELLEY CORP RHD · Entity 13764 | GrantStock Options (right to buy) · Derivative | 1,500 | Not disclosed Strike: $57.11 | Not disclosed |
DisclosureSEC source: 0000895345-05-000489 · ds42-donnelley_goldmanex.xml · derivative · entry 2 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GS ADVISORS 2000 LLC · CIK 0001232077 · 10% owner GOLDMAN SACHS MANAGEMENT GP GMBH · CIK 0001232073 · 10% owner GS CAPITAL PARTNERS 2000 LP · CIK 0001122198 · 10% owner GS CAPITAL PARTNERS 2000 OFFSHORE LP · CIK 0001232112 · 10% owner GS CAPITAL PARTNERS 2000 GMBH & CO BETEILIGUNGS KG · CIK 0001232108 · 10% owner GS CAPITAL PARTNERS 2000 EMPLOYEE FUND LP · CIK 0001232085 · 10% owner GOLDMAN SACHS & CO OHG · CIK 0001031766 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,500 Underlying: Common Stock · 1,500 shares Expires 2012-04-26 F5 · price: These options were granted pursuant to the R.H. Donnelley Corporation 2005 Stock Award and Incentive Plan to Robert R. Gheewalla, a managing director of Goldman Sachs, in his capacity as a director of the Company. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. The options become exercisable as follows: one-third (500 options) at the close of business of the day preceding each of the Company's next three Annual Meetings of Shareholders, following the date of grant, which was April 26, 2005. Robert R. Gheewalla has an understanding with GS Group pursuant to which he holds such options for the benefit of GS Group. F5 · derivative.exercise_date: These options were granted pursuant to the R.H. Donnelley Corporation 2005 Stock Award and Incentive Plan to Robert R. Gheewalla, a managing director of Goldman Sachs, in his capacity as a director of the Company. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. The options become exercisable as follows: one-third (500 options) at the close of business of the day preceding each of the Company's next three Annual Meetings of Shareholders, following the date of grant, which was April 26, 2005. Robert R. Gheewalla has an understanding with GS Group pursuant to which he holds such options for the benefit of GS Group. F5 · ownership.nature: These options were granted pursuant to the R.H. Donnelley Corporation 2005 Stock Award and Incentive Plan to Robert R. Gheewalla, a managing director of Goldman Sachs, in his capacity as a director of the Company. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. The options become exercisable as follows: one-third (500 options) at the close of business of the day preceding each of the Company's next three Annual Meetings of Shareholders, following the date of grant, which was April 26, 2005. Robert R. Gheewalla has an understanding with GS Group pursuant to which he holds such options for the benefit of GS Group. Read SEC document |
| April 26, 2005 Filed Apr 29, 2005 19:12 UTC | R H DONNELLEY CORP RHD · Entity 13764 | GrantCommon Stock | 3,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000895345-05-000489 · ds42-donnelley_goldmanex.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GS ADVISORS 2000 LLC · CIK 0001232077 · 10% owner GOLDMAN SACHS MANAGEMENT GP GMBH · CIK 0001232073 · 10% owner GS CAPITAL PARTNERS 2000 LP · CIK 0001122198 · 10% owner GS CAPITAL PARTNERS 2000 OFFSHORE LP · CIK 0001232112 · 10% owner GS CAPITAL PARTNERS 2000 GMBH & CO BETEILIGUNGS KG · CIK 0001232108 · 10% owner GS CAPITAL PARTNERS 2000 EMPLOYEE FUND LP · CIK 0001232085 · 10% owner GOLDMAN SACHS & CO OHG · CIK 0001031766 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 12,058 F2 · price: The 3,000 shares of common stock, par value $1.00 per share (the "Common Stock"), of R.H. Donnelley Corporation (the "Company") were granted pursuant to the R.H. Donnelley Corporation 2005 Stock Award and Incentive Plan, consisting of 1,500 deferred shares granted to each of Robert R. Gheewalla and Terence M. O'Toole, each a managing director of Goldman Sachs, in their capacity as directors of the Company. Each of Robert R. Gheewalla and Terence M. O'Toole has an understanding with GS Group pursuant to which he holds such deferred shares for the benefit of GS Group. F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GS Advisors 2000, L.L.C. ("GS Advisors"), Goldman, Sachs & Co. oHG ("GS oHG"), Goldman, Sachs Management GP GmbH ("GS GmbH"), GS Employee Funds 2000 GP, L.L.C. ("GS Employee 2000"), GS Capital Partners 2000, L.P. ("GS Capital"), GS Capital Partners 2000 Offshore, L.P. ("GS Offshore"), GS Capital Partners 2000 GmbH & Co. Beteiligungs KG ("GS Germany"), GS Capital Partners 2000 Employee Fund, L.P. ("GS Employee"), Goldman Sachs Direct Investment Fund 2000, L.P. ("GS Direct" and, together with GS Capital, GS Offshore, GS Germany and GS Employee, the "Purchasers") (GS Group, Goldman Sachs, GS Advisors, GS oHG, GS GmbH, GS Employee 2000, and the Purchasers, collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate. F2 · ownership.nature: The 3,000 shares of common stock, par value $1.00 per share (the "Common Stock"), of R.H. Donnelley Corporation (the "Company") were granted pursuant to the R.H. Donnelley Corporation 2005 Stock Award and Incentive Plan, consisting of 1,500 deferred shares granted to each of Robert R. Gheewalla and Terence M. O'Toole, each a managing director of Goldman Sachs, in their capacity as directors of the Company. Each of Robert R. Gheewalla and Terence M. O'Toole has an understanding with GS Group pursuant to which he holds such deferred shares for the benefit of GS Group. F3 · ownership.nature: GS Group may be deemed to beneficially own, in aggregate, 12,000 shares of Common Stock which were granted pursuant to the R.H. Donnelley Corporation 2001 Stock Award and Incentive Plan and the R.H. Donnelley Corporation 2005 Stock Award and Incentive Plan, consisting of grants of 1,500 deferred shares to each of Robert R. Gheewalla and Terence M. O'Toole on the grant dates of January 3, 2003, May 1, 2003, May 5, 2004 and April 26, 2005. Each of Robert R. Gheewalla and Terence M. O'Toole has an understanding with GS Group pursuant to which he holds such deferred shares for the benefit of GS Group. Each grant of 1,500 deferred shares vests in equal annual installments at the close of business of the day preceding each of the Company's next three Annual Meetings of Shareholders, following the date of grant. F4 · ownership.nature: Goldman Sachs owns beneficially and directly and GS Group may be deemed to own beneficially and indirectly 58 shares of Common Stock. Goldman Sachs also has open short positions of 9,015 shares of Common Stock. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. Each of the Reporting Persons, other than Goldman Sachs and GS Group, disclaims beneficial ownership of the shares of Common Stock directly owned by Goldman Sachs and GS Group. Read SEC document |
| January 14, 2005 Filed Jan 19, 2005 20:32 UTC | R H DONNELLEY CORP RHD · Entity 13764 | SaleConvertible Cumulative Preferred Stock · Derivative | 100,303 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-05-000076 · rhd4050114gsg_ex.xml · derivative · entry 2 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GS CAPITAL PARTNERS 2000 GMBH & CO BETEILIGUNGS KG · CIK 0001232108 · 10% owner GS CAPITAL PARTNERS 2000 OFFSHORE LP · CIK 0001232112 · 10% owner GOLDMAN SACHS & CO OHG · CIK 0001031766 · 10% owner GOLDMAN SACHS MANAGEMENT GP GMBH · CIK 0001232073 · 10% owner GS ADVISORS 2000 LLC · CIK 0001232077 · 10% owner GS CAPITAL PARTNERS 2000 EMPLOYEE FUND LP · CIK 0001232085 · 10% owner GS CAPITAL PARTNERS 2000 LP · CIK 0001122198 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 100,301 Underlying: Common Stock · 4,898,521 shares Expires not disclosed F5 · derivative.exercise_price: Each share of Preferred Stock is convertible at any time at the option of the holder into a number of fully paid and nonassessable shares of Common Stock equal to $1,000 for each share of Preferred Stock outstanding, plus an amount equal to all accrued but unpaid dividends thereon as of the date of conversion, divided by $24.05. The Certificate of Designations governing the Preferred Stock contains customary anti-dilution protection for the shares of Preferred Stock. The Preferred Stock may be redeemed by the Company, at its option, at any time after January 3, 2013. F4 · price: On January 14, 2005, pursuant to the Stock Purchase Agreement, dated as of January 10, 2005, and among the Company and the Purchasers, the Purchasers sold the following shares of Convertible Cumulative Preferred Stock ("Preferred Stock") to the Company for $2,763.60 per share: GS Capital Partners sold 55,314 shares of Preferred Stock, which were convertible into 2,701,384 shares of Common Stock; GS Offshore sold 20,099 shares of Preferred Stock, which were convertible into 981,580 shares of Common Stock; GS Germany sold 2,311 shares of Preferred Stock, which were convertible into 112,862 shares of Common Stock; GS Employee sold 17,564 shares of Preferred Stock, which were convertible into 857,777 shares of Common Stock; and GS Direct sold 5,015 shares of Preferred Stock, which were convertible into 244,918 shares of Common Stock. F5 · derivative.exercise_date: Each share of Preferred Stock is convertible at any time at the option of the holder into a number of fully paid and nonassessable shares of Common Stock equal to $1,000 for each share of Preferred Stock outstanding, plus an amount equal to all accrued but unpaid dividends thereon as of the date of conversion, divided by $24.05. The Certificate of Designations governing the Preferred Stock contains customary anti-dilution protection for the shares of Preferred Stock. The Preferred Stock may be redeemed by the Company, at its option, at any time after January 3, 2013. F5 · derivative.expiration_date: Each share of Preferred Stock is convertible at any time at the option of the holder into a number of fully paid and nonassessable shares of Common Stock equal to $1,000 for each share of Preferred Stock outstanding, plus an amount equal to all accrued but unpaid dividends thereon as of the date of conversion, divided by $24.05. The Certificate of Designations governing the Preferred Stock contains customary anti-dilution protection for the shares of Preferred Stock. The Preferred Stock may be redeemed by the Company, at its option, at any time after January 3, 2013. F6 · derivative.underlying_shares: The number of shares of Common Stock underlying the Preferred Stock increases as dividends accumulate on the Preferred Stock. F6 · balance_after: The number of shares of Common Stock underlying the Preferred Stock increases as dividends accumulate on the Preferred Stock. F4 · ownership.nature: On January 14, 2005, pursuant to the Stock Purchase Agreement, dated as of January 10, 2005, and among the Company and the Purchasers, the Purchasers sold the following shares of Convertible Cumulative Preferred Stock ("Preferred Stock") to the Company for $2,763.60 per share: GS Capital Partners sold 55,314 shares of Preferred Stock, which were convertible into 2,701,384 shares of Common Stock; GS Offshore sold 20,099 shares of Preferred Stock, which were convertible into 981,580 shares of Common Stock; GS Germany sold 2,311 shares of Preferred Stock, which were convertible into 112,862 shares of Common Stock; GS Employee sold 17,564 shares of Preferred Stock, which were convertible into 857,777 shares of Common Stock; and GS Direct sold 5,015 shares of Preferred Stock, which were convertible into 244,918 shares of Common Stock. F8 · ownership.nature: GS Group may be deemed to own beneficially and indirectly an aggregate of 6,548,423 shares of Common Stock by reason of the Purchasers' beneficial ownership of (i) 100,301 shares of Preferred Stock, which are convertible into 4,898,423 shares of Common Stock, (ii) warrants at an exercise price of $28.62 per share ("Warrants") to purchase 1,072,500 shares of Common Stock and (iii) warrants at an exercise of $26.28 per share (the "November Warrants") to purchase 577,500 shares of Common Stock. F9 · ownership.nature: Goldman Sachs may be deemed to own beneficially and indirectly an aggregate of 6,548,423 shares of Common Stock by reason of the Purchasers' beneficial ownership of (i) 100,301 shares of Preferred Stock, which are convertible into 4,898,423 shares of Common Stock and (ii) Warrants to purchase 1,072,500 shares of Common Stock and (iii) November Warrants to purchase 577,500 shares of Common Stock. F10 · ownership.nature: Affiliates of GS Group and Goldman Sachs are the general partners, managing general partners or managing partners of the Purchasers. Goldman Sachs is the investment manager of each of the Purchasers. Goldman Sachs is a direct and indirect wholly owned subsidiary of GS Group. Each of Goldman Sachs and GS Group disclaims beneficial ownership of the securities owned by the Purchasers except to the extent of their pecuniary interest therein. Each of the Reporting Persons other than Goldman Sachs and GS Group disclaims beneficial ownership of the shares of Common Stock directly owned by Goldman Sachs and GS Group. F11 · ownership.nature: GS Capital may be deemed to own beneficially and directly and its general partner, GS Advisors, may be deemed to own beneficially and indirectly an aggregate of 3,611,247 shares of Common Stock by reason of GS Capital's beneficial ownership of (i) 55,313 shares of Preferred Stock, which are convertible into 2,701,335 shares of Common Stock, (ii) Warrants to purchase 591,442 shares of Common Stock and (iii) November Warrants to purchase 318,470 shares of Common Stock. GS Advisors disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F12 · ownership.nature: GS Offshore may be deemed to own beneficially and directly, and its general partner, GS Advisors, may be deemed to own beneficially and indirectly an aggregate of 1,312,158 shares of Common Stock by reason of GS Offshore's beneficial ownership of (i) 20,098 shares of Preferred Stock, which are convertible into 981,531 shares of Common Stock, (ii) Warrants to purchase 214,908 shares of Common Stock and (iii) November Warrants to purchase 115,719 shares of Common Stock. GS Advisors disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F13 · ownership.nature: GS Germany may be deemed to own beneficially and directly and each of (a) GS GmbH, the managing partner of GS Germany and (b) GS oHG, the sole stockholder of GS GmbH, may be deemed to own beneficially and indirectly an aggregate of 150,894 shares of Common Stock by reason of GS Germany's beneficial ownership of (i) 2,311 shares of Preferred Stock, which are convertible into 112,862 shares of Common Stock, (ii) Warrants to purchase 24,721 shares of Common Stock and (iii) November Warrants to purchase 13,311 shares of Common Stock. Each of GS GmbH and GS oHG disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F14 · ownership.nature: GS Employee may be deemed to own beneficially and directly and its general partner, GS Employee 2000, may be deemed to own beneficially and indirectly an aggregate of 1,146,706 shares of Common Stock by reason of GS Employee's beneficial ownership of (i) 17,564 shares of Preferred Stock, which are convertible into 857,777 shares of Common Stock, (ii) Warrants to purchase 187,804 shares of Common Stock and (iii) November Warrants to purchase 101,125 shares of Common Stock. GS Employee 2000 disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F15 · ownership.nature: GS Direct may be deemed to own beneficially and directly, and its general partner, GS Employee 2000, may be deemed to own beneficially and indirectly an aggregate of 327,418 shares of Common Stock by reason of GS Direct's beneficial ownership of (i) 5,015 shares of Preferred Stock, which are convertible into 244,918 shares of Common Stock, (ii) Warrants to purchase 53,625 shares of Common Stock and (iii) November Warrants to purchase 28,875 shares of Common Stock. GS Employee 2000 disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| January 11, 2005 Filed Jan 13, 2005 19:35 UTC | BILL BARRETT CORP BBG · Entity 13828 | PurchaseCommon Stock | 800 | $29.29 | $23,432.00 |
DisclosureSEC source: 0000769993-05-000021 · bbg4050111gsg_ex.xml · nonDerivative · entry 2 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GS CAPITAL PARTNERS 2000 LP · CIK 0001122198 · 10% owner GSCP 2000 Offshore BBOG Holding, L.P. · CIK 0001310096 · 10% owner GSCP 2000 GmbH BBOG Holding, L.P. · CIK 0001310097 · 10% owner GS CAPITAL PARTNERS 2000 EMPLOYEE FUND LP · CIK 0001232085 · 10% owner GOLDMAN SACHS DIRECT INVESTMENT FUND 2000 LP · CIK 0001232063 · 10% owner Stone Street BBOG Holding · CIK 0001310098 · 10% owner GS ADVISORS 2000 LLC · CIK 0001232077 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner STONE STREET FUND 2000 LP · CIK 0001232101 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 6,415,356 F1 · ownership.nature: This statement is being filed by GS Capital Partners 2000, L.P. ("GSCP 2000"), GSCP 2000 Offshore BBOG Holding, L.P. ("GSCP Offshore BBOG"), GSCP 2000 GmbH BBOG Holding, L.P. ("GSCP Germany BBOG"), GS Capital Partners 2000 Employee Fund, L.P. ("GS Employee"), Goldman Sachs Direct Investment Fund 2000, L.P. ("GS Direct 2000"), Stone Street BBOG Holding ("Stone BBOG"), Stone Street Fund 2000, L.P. ("Stone 2000" and, together with GSCP 2000, GSCP Offshore BBOG, GSCP Germany BBOG, GS Employee, GS Direct 2000 and Stone BBOG, the "Investing Entities"), GS Advisors 2000, L.L.C. ("GS Advisors 2000"), GS Capital Partners 2000 Offshore, L.P. ("GSCP Offshore 2000"), GSCP 2000 GmbH BBOG Holding I ("GSCP BBOG I"), GS Capital Partners 2000 GmbH & Co. Beteiligungs KG ("GSCP Germany" ), Goldman, Sachs Management GP GmbH ("GS GmbH"), Goldman, Sachs & Co. oHG ("GS oHG"), GS Employee Funds 2000 GP, L.L.C. ("GS Employee LLC"), (continued in footnote 2), F2 · ownership.nature: Stone Street 2000, L.L.C. ("Stone 2000 GP"), The Goldman Sachs Group, Inc. ("GS Group") and Goldman, Sachs & Co. ("Goldman Sachs" and, together with the Investing Entities, GS Advisors 2000, GSCP Offshore 2000, GSCP BBOG I, GSCP Germany, GS GmbH, GS oHG, GS Employee LLC, Stone 2000 GP and GS Group, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate. F3 · ownership.nature: The securities reported herein as indirectly purchased were purchased by Spear, Leeds & Kellogg, L.P. ("SLK") in connection with the transaction reported on the December 10, 2004 amended Form 4. SLK is an indirect wholly-owned subsidiary of GS Group. Without admitting any legal obligation, Goldman Sachs or an affiliate will remit appropriate profits, if any, to Bill Barrett Corporation (the "Company"). F4 · ownership.nature: Goldman Sachs and GS Group may be deemed to beneficially own indirectly in the aggregate 6,415,356 shares of the Company's common stock ("Common Stock") through the Investing Entities of which affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, investment manager or stockholder. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. Goldman Sachs and GS Group disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. F5 · ownership.nature: GSCP 2000 beneficially owns directly and its general partner, GS Advisors 2000, may be deemed to beneficially own indirectly 3,458,023 shares of Common Stock. GSCP Offshore BBOG beneficially owns directly and its general partner, GSCP Offshore 2000, and GS Advisors 2000, the general partner of GSCP Offshore 2000, may be deemed to beneficially own indirectly 1,256,512 shares of Common Stock. GSCP Germany BBOG beneficially owns directly and each of GSCP BBOG I, the general partner of GSCP Germany BBOG, GSCP Germany, the sole stockholder of GSCP BBOG I, GS GmbH , the sole managing partner of GSCP Germany and GS oHG, the sole stockholder of GS GmbH may be deemed to beneficially own indirectly 144,538 shares of Common Stock. GS Employee beneficially owns directly and its general partner, GS Employee LLC, may be deemed to beneficially own indirectly 1,098,043 shares of Common Stock. F6 · ownership.nature: GS Direct 2000 beneficially owns directly and its general partner, GS Employee LLC, may be deemed to beneficially own indirectly 229,120 shares of Common Stock. Stone BBOG beneficially owns directly and its sole stockholder, Stone 2000, and Stone 2000 GP, the general partner of Stone 2000, may be deemed to beneficially own indirectly, 10,848 shares of Common Stock. Stone 2000 beneficially owns directly and its general partner, Stone 2000 GP, may be deemed to beneficially own indirectly 218,272 shares of Common Stock. Each of GS Advisors 2000, GSCP Offshore 2000, GSCP BBOG I, GSCP Germany, GS GmbH, GS oHG, GS Employee LLC, Stone 2000 and Stone 2000 GP, disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| January 11, 2005 Filed Jan 13, 2005 19:35 UTC | BILL BARRETT CORP BBG · Entity 13828 | PurchaseCommon Stock | 200 | $29.26 | $5,852.00 |
DisclosureSEC source: 0000769993-05-000021 · bbg4050111gsg_ex.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GS CAPITAL PARTNERS 2000 LP · CIK 0001122198 · 10% owner GSCP 2000 Offshore BBOG Holding, L.P. · CIK 0001310096 · 10% owner GSCP 2000 GmbH BBOG Holding, L.P. · CIK 0001310097 · 10% owner GS CAPITAL PARTNERS 2000 EMPLOYEE FUND LP · CIK 0001232085 · 10% owner GOLDMAN SACHS DIRECT INVESTMENT FUND 2000 LP · CIK 0001232063 · 10% owner Stone Street BBOG Holding · CIK 0001310098 · 10% owner GS ADVISORS 2000 LLC · CIK 0001232077 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner STONE STREET FUND 2000 LP · CIK 0001232101 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 6,415,356 F1 · ownership.nature: This statement is being filed by GS Capital Partners 2000, L.P. ("GSCP 2000"), GSCP 2000 Offshore BBOG Holding, L.P. ("GSCP Offshore BBOG"), GSCP 2000 GmbH BBOG Holding, L.P. ("GSCP Germany BBOG"), GS Capital Partners 2000 Employee Fund, L.P. ("GS Employee"), Goldman Sachs Direct Investment Fund 2000, L.P. ("GS Direct 2000"), Stone Street BBOG Holding ("Stone BBOG"), Stone Street Fund 2000, L.P. ("Stone 2000" and, together with GSCP 2000, GSCP Offshore BBOG, GSCP Germany BBOG, GS Employee, GS Direct 2000 and Stone BBOG, the "Investing Entities"), GS Advisors 2000, L.L.C. ("GS Advisors 2000"), GS Capital Partners 2000 Offshore, L.P. ("GSCP Offshore 2000"), GSCP 2000 GmbH BBOG Holding I ("GSCP BBOG I"), GS Capital Partners 2000 GmbH & Co. Beteiligungs KG ("GSCP Germany" ), Goldman, Sachs Management GP GmbH ("GS GmbH"), Goldman, Sachs & Co. oHG ("GS oHG"), GS Employee Funds 2000 GP, L.L.C. ("GS Employee LLC"), (continued in footnote 2), F2 · ownership.nature: Stone Street 2000, L.L.C. ("Stone 2000 GP"), The Goldman Sachs Group, Inc. ("GS Group") and Goldman, Sachs & Co. ("Goldman Sachs" and, together with the Investing Entities, GS Advisors 2000, GSCP Offshore 2000, GSCP BBOG I, GSCP Germany, GS GmbH, GS oHG, GS Employee LLC, Stone 2000 GP and GS Group, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate. F3 · ownership.nature: The securities reported herein as indirectly purchased were purchased by Spear, Leeds & Kellogg, L.P. ("SLK") in connection with the transaction reported on the December 10, 2004 amended Form 4. SLK is an indirect wholly-owned subsidiary of GS Group. Without admitting any legal obligation, Goldman Sachs or an affiliate will remit appropriate profits, if any, to Bill Barrett Corporation (the "Company"). F4 · ownership.nature: Goldman Sachs and GS Group may be deemed to beneficially own indirectly in the aggregate 6,415,356 shares of the Company's common stock ("Common Stock") through the Investing Entities of which affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, investment manager or stockholder. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. Goldman Sachs and GS Group disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. F5 · ownership.nature: GSCP 2000 beneficially owns directly and its general partner, GS Advisors 2000, may be deemed to beneficially own indirectly 3,458,023 shares of Common Stock. GSCP Offshore BBOG beneficially owns directly and its general partner, GSCP Offshore 2000, and GS Advisors 2000, the general partner of GSCP Offshore 2000, may be deemed to beneficially own indirectly 1,256,512 shares of Common Stock. GSCP Germany BBOG beneficially owns directly and each of GSCP BBOG I, the general partner of GSCP Germany BBOG, GSCP Germany, the sole stockholder of GSCP BBOG I, GS GmbH , the sole managing partner of GSCP Germany and GS oHG, the sole stockholder of GS GmbH may be deemed to beneficially own indirectly 144,538 shares of Common Stock. GS Employee beneficially owns directly and its general partner, GS Employee LLC, may be deemed to beneficially own indirectly 1,098,043 shares of Common Stock. F6 · ownership.nature: GS Direct 2000 beneficially owns directly and its general partner, GS Employee LLC, may be deemed to beneficially own indirectly 229,120 shares of Common Stock. Stone BBOG beneficially owns directly and its sole stockholder, Stone 2000, and Stone 2000 GP, the general partner of Stone 2000, may be deemed to beneficially own indirectly, 10,848 shares of Common Stock. Stone 2000 beneficially owns directly and its general partner, Stone 2000 GP, may be deemed to beneficially own indirectly 218,272 shares of Common Stock. Each of GS Advisors 2000, GSCP Offshore 2000, GSCP BBOG I, GSCP Germany, GS GmbH, GS oHG, GS Employee LLC, Stone 2000 and Stone 2000 GP, disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| December 20, 2004 Filed Dec 22, 2004 19:15 UTC | BILL BARRETT CORP BBG · Entity 13828 | PurchaseCommon Stock | 852 | $33.40 | $28,456.80 |
DisclosureSEC source: 0000769993-04-000784 · bbg4041220gsg_ex.xml · nonDerivative · entry 3 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GS CAPITAL PARTNERS 2000 LP · CIK 0001122198 · 10% owner GSCP 2000 Offshore BBOG Holding, L.P. · CIK 0001310096 · 10% owner GSCP 2000 GmbH BBOG Holding, L.P. · CIK 0001310097 · 10% owner GS CAPITAL PARTNERS 2000 EMPLOYEE FUND LP · CIK 0001232085 · 10% owner GOLDMAN SACHS DIRECT INVESTMENT FUND 2000 LP · CIK 0001232063 · 10% owner Stone Street BBOG Holding · CIK 0001310098 · 10% owner GS ADVISORS 2000 LLC · CIK 0001232077 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner STONE STREET FUND 2000 LP · CIK 0001232101 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 6,415,356 F1 · ownership.nature: This statement is being filed by GS Capital Partners 2000, L.P. ("GSCP 2000"), GSCP 2000 Offshore BBOG Holding, L.P. ("GSCP Offshore BBOG"), GSCP 2000 GmbH BBOG Holding, L.P. ("GSCP Germany BBOG"), GS Capital Partners 2000 Employee Fund, L.P. ("GS Employee"), Goldman Sachs Direct Investment Fund 2000, L.P. ("GS Direct 2000"), Stone Street BBOG Holding ("Stone BBOG"), Stone Street Fund 2000, L.P. ("Stone 2000" and, together with GSCP 2000, GSCP Offshore BBOG, GSCP Germany BBOG, GS Employee, GS Direct 2000 and Stone BBOG, the "Investing Entities"), GS Advisors 2000, L.L.C. ("GS Advisors 2000"), GS Capital Partners 2000 Offshore, L.P. ("GSCP Offshore 2000"), GSCP 2000 GmbH BBOG Holding I ("GSCP BBOG I"), GS Capital Partners 2000 GmbH & Co. Beteiligungs KG ("GSCP Germany" ), Goldman, Sachs Management GP GmbH ("GS GmbH"), Goldman, Sachs & Co. oHG ("GS oHG"), GS Employee Funds 2000 GP, L.L.C. ("GS Employee LLC"), (continued in footnote 2), F2 · ownership.nature: Stone Street 2000, L.L.C. ("Stone 2000 GP"), The Goldman Sachs Group, Inc. ("GS Group") and Goldman, Sachs & Co. ("Goldman Sachs" and, together with the Investing Entities, GS Advisors 2000, GSCP Offshore 2000, GSCP BBOG I, GSCP Germany, GS GmbH, GS oHG, GS Employee LLC, Stone 2000 GP and GS Group, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate. F3 · ownership.nature: The securities reported herein as indirectly purchased and sold were beneficially owned directly by Goldman Sachs. Without admitting any legal obligation, Goldman Sachs will remit appropriate profits, if any, to Bill Barrett Corporation (the "Company"). F4 · ownership.nature: Goldman Sachs and GS Group may be deemed to beneficially own indirectly in the aggregate 6,415,356 shares of the Company's common stock ("Common Stock") through the Investing Entities of which affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, investment manager or stockholder. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. Goldman Sachs and GS Group disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. F5 · ownership.nature: GSCP 2000 beneficially owns directly and its general partner, GS Advisors 2000, may be deemed to beneficially own indirectly 3,458,023 shares of Common Stock. GSCP Offshore BBOG beneficially owns directly and its general partner, GSCP Offshore 2000, and GS Advisors 2000, the general partner of GSCP Offshore 2000, may be deemed to beneficially own indirectly 1,256,512 shares of Common Stock. GSCP Germany BBOG beneficially owns directly and each of GSCP BBOG I, the general partner of GSCP Germany BBOG, GSCP Germany, the sole stockholder of GSCP BBOG I, GS GmbH , the sole managing partner of GSCP Germany and GS oHG, the sole stockholder of GS GmbH may be deemed to beneficially own indirectly 144,538 shares of Common Stock. GS Employee beneficially owns directly and its general partner, GS Employee LLC, may be deemed to beneficially own indirectly 1,098,043 shares of Common Stock. F6 · ownership.nature: GS Direct 2000 beneficially owns directly and its general partner, GS Employee LLC, may be deemed to beneficially own indirectly 229,120 shares of Common Stock. Stone BBOG beneficially owns directly and its sole stockholder, Stone 2000, and Stone 2000 GP, the general partner of Stone 2000, may be deemed to beneficially own indirectly, 10,848 shares of Common Stock. Stone 2000 beneficially owns directly and its general partner, Stone 2000 GP, may be deemed to beneficially own indirectly 218,272 shares of Common Stock. Each of GS Advisors 2000, GSCP Offshore 2000, GSCP BBOG I, GSCP Germany, GS GmbH, GS oHG, GS Employee LLC, Stone 2000 and Stone 2000 GP, disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| December 20, 2004 Filed Dec 22, 2004 19:15 UTC | BILL BARRETT CORP BBG · Entity 13828 | SaleCommon Stock | 300 | $33.36 | $10,008.00 |
DisclosureSEC source: 0000769993-04-000784 · bbg4041220gsg_ex.xml · nonDerivative · entry 2 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GS CAPITAL PARTNERS 2000 LP · CIK 0001122198 · 10% owner GSCP 2000 Offshore BBOG Holding, L.P. · CIK 0001310096 · 10% owner GSCP 2000 GmbH BBOG Holding, L.P. · CIK 0001310097 · 10% owner GS CAPITAL PARTNERS 2000 EMPLOYEE FUND LP · CIK 0001232085 · 10% owner GOLDMAN SACHS DIRECT INVESTMENT FUND 2000 LP · CIK 0001232063 · 10% owner Stone Street BBOG Holding · CIK 0001310098 · 10% owner GS ADVISORS 2000 LLC · CIK 0001232077 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner STONE STREET FUND 2000 LP · CIK 0001232101 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 6,414,504 F1 · ownership.nature: This statement is being filed by GS Capital Partners 2000, L.P. ("GSCP 2000"), GSCP 2000 Offshore BBOG Holding, L.P. ("GSCP Offshore BBOG"), GSCP 2000 GmbH BBOG Holding, L.P. ("GSCP Germany BBOG"), GS Capital Partners 2000 Employee Fund, L.P. ("GS Employee"), Goldman Sachs Direct Investment Fund 2000, L.P. ("GS Direct 2000"), Stone Street BBOG Holding ("Stone BBOG"), Stone Street Fund 2000, L.P. ("Stone 2000" and, together with GSCP 2000, GSCP Offshore BBOG, GSCP Germany BBOG, GS Employee, GS Direct 2000 and Stone BBOG, the "Investing Entities"), GS Advisors 2000, L.L.C. ("GS Advisors 2000"), GS Capital Partners 2000 Offshore, L.P. ("GSCP Offshore 2000"), GSCP 2000 GmbH BBOG Holding I ("GSCP BBOG I"), GS Capital Partners 2000 GmbH & Co. Beteiligungs KG ("GSCP Germany" ), Goldman, Sachs Management GP GmbH ("GS GmbH"), Goldman, Sachs & Co. oHG ("GS oHG"), GS Employee Funds 2000 GP, L.L.C. ("GS Employee LLC"), (continued in footnote 2), F2 · ownership.nature: Stone Street 2000, L.L.C. ("Stone 2000 GP"), The Goldman Sachs Group, Inc. ("GS Group") and Goldman, Sachs & Co. ("Goldman Sachs" and, together with the Investing Entities, GS Advisors 2000, GSCP Offshore 2000, GSCP BBOG I, GSCP Germany, GS GmbH, GS oHG, GS Employee LLC, Stone 2000 GP and GS Group, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate. F3 · ownership.nature: The securities reported herein as indirectly purchased and sold were beneficially owned directly by Goldman Sachs. Without admitting any legal obligation, Goldman Sachs will remit appropriate profits, if any, to Bill Barrett Corporation (the "Company"). F4 · ownership.nature: Goldman Sachs and GS Group may be deemed to beneficially own indirectly in the aggregate 6,415,356 shares of the Company's common stock ("Common Stock") through the Investing Entities of which affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, investment manager or stockholder. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. Goldman Sachs and GS Group disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. F5 · ownership.nature: GSCP 2000 beneficially owns directly and its general partner, GS Advisors 2000, may be deemed to beneficially own indirectly 3,458,023 shares of Common Stock. GSCP Offshore BBOG beneficially owns directly and its general partner, GSCP Offshore 2000, and GS Advisors 2000, the general partner of GSCP Offshore 2000, may be deemed to beneficially own indirectly 1,256,512 shares of Common Stock. GSCP Germany BBOG beneficially owns directly and each of GSCP BBOG I, the general partner of GSCP Germany BBOG, GSCP Germany, the sole stockholder of GSCP BBOG I, GS GmbH , the sole managing partner of GSCP Germany and GS oHG, the sole stockholder of GS GmbH may be deemed to beneficially own indirectly 144,538 shares of Common Stock. GS Employee beneficially owns directly and its general partner, GS Employee LLC, may be deemed to beneficially own indirectly 1,098,043 shares of Common Stock. F6 · ownership.nature: GS Direct 2000 beneficially owns directly and its general partner, GS Employee LLC, may be deemed to beneficially own indirectly 229,120 shares of Common Stock. Stone BBOG beneficially owns directly and its sole stockholder, Stone 2000, and Stone 2000 GP, the general partner of Stone 2000, may be deemed to beneficially own indirectly, 10,848 shares of Common Stock. Stone 2000 beneficially owns directly and its general partner, Stone 2000 GP, may be deemed to beneficially own indirectly 218,272 shares of Common Stock. Each of GS Advisors 2000, GSCP Offshore 2000, GSCP BBOG I, GSCP Germany, GS GmbH, GS oHG, GS Employee LLC, Stone 2000 and Stone 2000 GP, disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| December 20, 2004 Filed Dec 22, 2004 19:15 UTC | BILL BARRETT CORP BBG · Entity 13828 | SaleCommon Stock | 552 | $33.40 | $18,436.80 |
DisclosureSEC source: 0000769993-04-000784 · bbg4041220gsg_ex.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GS CAPITAL PARTNERS 2000 LP · CIK 0001122198 · 10% owner GSCP 2000 Offshore BBOG Holding, L.P. · CIK 0001310096 · 10% owner GSCP 2000 GmbH BBOG Holding, L.P. · CIK 0001310097 · 10% owner GS CAPITAL PARTNERS 2000 EMPLOYEE FUND LP · CIK 0001232085 · 10% owner GOLDMAN SACHS DIRECT INVESTMENT FUND 2000 LP · CIK 0001232063 · 10% owner Stone Street BBOG Holding · CIK 0001310098 · 10% owner GS ADVISORS 2000 LLC · CIK 0001232077 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner STONE STREET FUND 2000 LP · CIK 0001232101 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 6,414,804 F1 · ownership.nature: This statement is being filed by GS Capital Partners 2000, L.P. ("GSCP 2000"), GSCP 2000 Offshore BBOG Holding, L.P. ("GSCP Offshore BBOG"), GSCP 2000 GmbH BBOG Holding, L.P. ("GSCP Germany BBOG"), GS Capital Partners 2000 Employee Fund, L.P. ("GS Employee"), Goldman Sachs Direct Investment Fund 2000, L.P. ("GS Direct 2000"), Stone Street BBOG Holding ("Stone BBOG"), Stone Street Fund 2000, L.P. ("Stone 2000" and, together with GSCP 2000, GSCP Offshore BBOG, GSCP Germany BBOG, GS Employee, GS Direct 2000 and Stone BBOG, the "Investing Entities"), GS Advisors 2000, L.L.C. ("GS Advisors 2000"), GS Capital Partners 2000 Offshore, L.P. ("GSCP Offshore 2000"), GSCP 2000 GmbH BBOG Holding I ("GSCP BBOG I"), GS Capital Partners 2000 GmbH & Co. Beteiligungs KG ("GSCP Germany" ), Goldman, Sachs Management GP GmbH ("GS GmbH"), Goldman, Sachs & Co. oHG ("GS oHG"), GS Employee Funds 2000 GP, L.L.C. ("GS Employee LLC"), (continued in footnote 2), F2 · ownership.nature: Stone Street 2000, L.L.C. ("Stone 2000 GP"), The Goldman Sachs Group, Inc. ("GS Group") and Goldman, Sachs & Co. ("Goldman Sachs" and, together with the Investing Entities, GS Advisors 2000, GSCP Offshore 2000, GSCP BBOG I, GSCP Germany, GS GmbH, GS oHG, GS Employee LLC, Stone 2000 GP and GS Group, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate. F3 · ownership.nature: The securities reported herein as indirectly purchased and sold were beneficially owned directly by Goldman Sachs. Without admitting any legal obligation, Goldman Sachs will remit appropriate profits, if any, to Bill Barrett Corporation (the "Company"). F4 · ownership.nature: Goldman Sachs and GS Group may be deemed to beneficially own indirectly in the aggregate 6,415,356 shares of the Company's common stock ("Common Stock") through the Investing Entities of which affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, investment manager or stockholder. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. Goldman Sachs and GS Group disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. F5 · ownership.nature: GSCP 2000 beneficially owns directly and its general partner, GS Advisors 2000, may be deemed to beneficially own indirectly 3,458,023 shares of Common Stock. GSCP Offshore BBOG beneficially owns directly and its general partner, GSCP Offshore 2000, and GS Advisors 2000, the general partner of GSCP Offshore 2000, may be deemed to beneficially own indirectly 1,256,512 shares of Common Stock. GSCP Germany BBOG beneficially owns directly and each of GSCP BBOG I, the general partner of GSCP Germany BBOG, GSCP Germany, the sole stockholder of GSCP BBOG I, GS GmbH , the sole managing partner of GSCP Germany and GS oHG, the sole stockholder of GS GmbH may be deemed to beneficially own indirectly 144,538 shares of Common Stock. GS Employee beneficially owns directly and its general partner, GS Employee LLC, may be deemed to beneficially own indirectly 1,098,043 shares of Common Stock. F6 · ownership.nature: GS Direct 2000 beneficially owns directly and its general partner, GS Employee LLC, may be deemed to beneficially own indirectly 229,120 shares of Common Stock. Stone BBOG beneficially owns directly and its sole stockholder, Stone 2000, and Stone 2000 GP, the general partner of Stone 2000, may be deemed to beneficially own indirectly, 10,848 shares of Common Stock. Stone 2000 beneficially owns directly and its general partner, Stone 2000 GP, may be deemed to beneficially own indirectly 218,272 shares of Common Stock. Each of GS Advisors 2000, GSCP Offshore 2000, GSCP BBOG I, GSCP Germany, GS GmbH, GS oHG, GS Employee LLC, Stone 2000 and Stone 2000 GP, disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| September 13, 2004 Filed Oct 4, 2004 18:17 UTC | R H DONNELLEY CORP RHD · Entity 13764 | OtherCommon Stock | 1,526 | $48.60 | $74,163.60 |
DisclosureSEC source: 0000769993-04-000591 · rhd4040913gsg_ex.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GS CAPITAL PARTNERS 2000 GMBH & CO BETEILIGUNGS KG · CIK 0001232108 · 10% owner GS CAPITAL PARTNERS 2000 OFFSHORE LP · CIK 0001232112 · 10% owner GS CAPITAL PARTNERS 2000 LP · CIK 0001122198 · 10% owner GOLDMAN SACHS & CO OHG · CIK 0001031766 · 10% owner GOLDMAN SACHS MANAGEMENT GP GMBH · CIK 0001232073 · 10% owner GS ADVISORS 2000 LLC · CIK 0001232077 · 10% owner GS CAPITAL PARTNERS 2000 EMPLOYEE FUND LP · CIK 0001232085 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 9,058 F2 · kind: The shares reported herein were beneficially owned directly by Goldman Sachs. Goldman Sachs closed short positions with shares previously held directly by Goldman Sachs. F2 · shares: The shares reported herein were beneficially owned directly by Goldman Sachs. Goldman Sachs closed short positions with shares previously held directly by Goldman Sachs. F2 · balance_after: The shares reported herein were beneficially owned directly by Goldman Sachs. Goldman Sachs closed short positions with shares previously held directly by Goldman Sachs. F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. (GS Group), Goldman, Sachs & Co. (Goldman Sachs), GS Advisors 2000, L.L.C. (GS Advisors), Goldman, Sachs & Co. oHG (GS oHG), Goldman, Sachs Management GP GmbH (GS GmbH), GS Employee Funds 2000 GP, L.L.C. (GS Employee 2000), GS Capital Partners 2000, L.P. (GS Capital), GS Capital Partners 2000 Offshore, L.P. (GS Offshore), GS Capital Partners 2000 GmbH & Co. Beteiligungs KG (GS Germany), GS Capital Partners 2000 Employee Fund, L.P. (GS Employee), Goldman Sachs Direct Investment Fund 2000, L.P. ("GS Direct" and, together with GS Capital, GS Offshore, GS Germany and GS Employee, the "Purchasers") (GS Group, Goldman Sachs, GS Advisors, GS oHG, GS GmbH, GS Employee 2000, and the Purchasers, collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate. F2 · ownership.nature: The shares reported herein were beneficially owned directly by Goldman Sachs. Goldman Sachs closed short positions with shares previously held directly by Goldman Sachs. F3 · ownership.nature: GS Group may be deemed to beneficially own, in aggregate, 9,000 shares of R.H. Donnelley Corporation (the "Company"), common stock, par value $1.00 per share ("Common Stock") which were granted pursuant to the R.H. Donnelley Corporation 2001 Stock Award and Incentive Plan, consisting of grants of 1,500 deferred shares to each of Robert R. Gheewalla and Terence M. O'Toole, each a managing director of Goldman Sachs, in their capacity as directors of the Company, on the grant dates of January 3, 2003, May 1, 2003 and May 5, 2004. Each grant of 1,500 deferred shares vests one third at the close of business of the day preceding each of the Company's next three Annual Meetings of Shareholders, following the date of grant. F4 · ownership.nature: Goldman Sachs owns beneficially and directly and GS Group may be deemed to own beneficially and indirectly 58 shares of Common Stock. Goldman Sachs also has open short positions of 9,015 shares of Common Stock. Goldman Sachs is a direct and indirect wholly owned subsidiary of GS Group. Each of the Reporting Persons, other than Goldman Sachs and GS Group, disclaims beneficial ownership of the shares of Common Stock directly owned by Goldman Sachs and GS Group. Read SEC document |
| May 05, 2004 Filed May 7, 2004 17:06 UTC | R H DONNELLEY CORP RHD · Entity 13764 | GrantStock Options (right to buy) · Derivative | 1,500 | $0.00 Strike: $47.06 | $0.00 |
DisclosureSEC source: 0000769993-04-000357 · rhd4040505gsg_ex.xml · derivative · entry 3 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GS CAPITAL PARTNERS 2000 GMBH & CO BETEILIGUNGS KG · CIK 0001232108 · 10% owner GS CAPITAL PARTNERS 2000 OFFSHORE LP · CIK 0001232112 · 10% owner GS CAPITAL PARTNERS 2000 LP · CIK 0001122198 · 10% owner GOLDMAN SACHS & CO OHG · CIK 0001031766 · 10% owner GOLDMAN SACHS MANAGEMENT GP GMBH · CIK 0001232073 · 10% owner GS ADVISORS 2000 LLC · CIK 0001232077 · 10% owner GS CAPITAL PARTNERS 2000 EMPLOYEE FUND LP · CIK 0001232085 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,500 Underlying: Common Stock · 1,500 shares Expires 2011-05-05 F6 · derivative.exercise_date: These options were granted pursuant to the R.H. Donnelley Corporation 2001 Stock Award and Incentive Plan to Terence M. O'Toole, a managing director of Goldman Sachs, in his capacity as a director of the Company. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. The options become exercisable as follows: one third (500 options) at the close of business of the day preceding each of the Company's next three Annual Meetings of Shareholders, following the date of grant, whi ch was May 5, 2004. Terence M. O'Toole has an understanding with GS Group pursuant to which he holds such options for the benefit of GS Group. F6 · ownership.nature: These options were granted pursuant to the R.H. Donnelley Corporation 2001 Stock Award and Incentive Plan to Terence M. O'Toole, a managing director of Goldman Sachs, in his capacity as a director of the Company. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. The options become exercisable as follows: one third (500 options) at the close of business of the day preceding each of the Company's next three Annual Meetings of Shareholders, following the date of grant, whi ch was May 5, 2004. Terence M. O'Toole has an understanding with GS Group pursuant to which he holds such options for the benefit of GS Group. Read SEC document |
| May 05, 2004 Filed May 7, 2004 17:06 UTC | R H DONNELLEY CORP RHD · Entity 13764 | GrantStock Options (right to buy) · Derivative | 1,500 | $0.00 Strike: $47.06 | $0.00 |
DisclosureSEC source: 0000769993-04-000357 · rhd4040505gsg_ex.xml · derivative · entry 2 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GS CAPITAL PARTNERS 2000 GMBH & CO BETEILIGUNGS KG · CIK 0001232108 · 10% owner GS CAPITAL PARTNERS 2000 OFFSHORE LP · CIK 0001232112 · 10% owner GS CAPITAL PARTNERS 2000 LP · CIK 0001122198 · 10% owner GOLDMAN SACHS & CO OHG · CIK 0001031766 · 10% owner GOLDMAN SACHS MANAGEMENT GP GMBH · CIK 0001232073 · 10% owner GS ADVISORS 2000 LLC · CIK 0001232077 · 10% owner GS CAPITAL PARTNERS 2000 EMPLOYEE FUND LP · CIK 0001232085 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,500 Underlying: Common Stock · 1,500 shares Expires 2011-05-05 F5 · derivative.exercise_date: These options were granted pursuant to the R.H. Donnelley Corporation 2001 Stock Award and Incentive Plan to Robert R. Gheewalla, a managing director of Goldman Sachs, in his capacity as a director of the Company. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. The options become exercisable as follows: one third (500 options) at the close of business of the day preceding each of the Company's next three Annual Meetings of Shareholders, following the date of grant, wh ich was May 5, 2004. Robert R. Gheewalla has an understanding with GS Group pursuant to which he holds such options for the benefit of GS Group. F5 · ownership.nature: These options were granted pursuant to the R.H. Donnelley Corporation 2001 Stock Award and Incentive Plan to Robert R. Gheewalla, a managing director of Goldman Sachs, in his capacity as a director of the Company. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. The options become exercisable as follows: one third (500 options) at the close of business of the day preceding each of the Company's next three Annual Meetings of Shareholders, following the date of grant, wh ich was May 5, 2004. Robert R. Gheewalla has an understanding with GS Group pursuant to which he holds such options for the benefit of GS Group. Read SEC document |
| May 05, 2004 Filed May 7, 2004 17:06 UTC | R H DONNELLEY CORP RHD · Entity 13764 | GrantCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-04-000357 · rhd4040505gsg_ex.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GS CAPITAL PARTNERS 2000 GMBH & CO BETEILIGUNGS KG · CIK 0001232108 · 10% owner GS CAPITAL PARTNERS 2000 OFFSHORE LP · CIK 0001232112 · 10% owner GS CAPITAL PARTNERS 2000 LP · CIK 0001122198 · 10% owner GOLDMAN SACHS & CO OHG · CIK 0001031766 · 10% owner GOLDMAN SACHS MANAGEMENT GP GMBH · CIK 0001232073 · 10% owner GS ADVISORS 2000 LLC · CIK 0001232077 · 10% owner GS CAPITAL PARTNERS 2000 EMPLOYEE FUND LP · CIK 0001232085 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 10,584 F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. (GS Group), Goldman, Sachs & Co. (Goldman Sachs), GS Advisors 2000, L.L.C. (GS Advisors), Goldman, Sachs & Co. oHG (GS oHG), Goldman, Sachs Management GP GmbH (GS GmbH), GS Employee Funds 2000 GP, L.L.C. (GS Employee 2000), GS Capital Partners 2000, L.P. (GS Capital), GS Capital Partners 2000 Offshore, L.P. (GS Offshore), GS Capital Partners 2000 GmbH & Co. Beteiligungs KG (GS Germany), GS Capital Partners 2000 Employee Fund, L.P. (G S Employee), Goldman Sachs Direct Investment Fund 2000, L.P. ("GS Direct" and, together with GS Capital, GS Offshore, GS Germany and GS Employee, the "Purchasers") (GS Group, Goldman Sachs, GS Advisors, GS oHG, GS GmbH, GS Employee 2000, and the Purchasers, collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate. F2 · ownership.nature: The 3,000 shares of common stock, par value $1.00 per share (the "Common Stock"), of R.H. Donnelley Corporation (the "Company") were granted pursuant to the R.H. Donnelley Corporation 2001 Stock Award and Incentive Plan, consisting of 1,500 deferred shares granted to each of Robert R. Gheewalla and Terence M. O'Toole, each a managing director of Goldman Sachs, in their capacity as directors of the Company. Each of Robert R. Gheewalla and Terence M. O'Toole has an understanding with GS Group purs uant to which he holds such deferred shares for the benefit of GS Group. F3 · ownership.nature: GS Group may be deemed to beneficially own, in aggregate, 9,000 shares of Common Stock which were granted pursuant to the R.H. Donnelley Corporation 2001 Stock Award and Incentive Plan, consisting of grants of 1,500 deferred shares to each of Robert R. Gheewalla and Terence M. O'Toole, on the grant dates of January 3, 2003, May 1, 2003 and May 5, 2004. Each grant of 1,500 deferred shares vests one third at the close of business of the day preceding each of the Company's next three Annual Meeting s of Shareholders, following the date of grant. F4 · ownership.nature: Goldman Sachs owns beneficially and directly and GS Group may be deemed to own beneficially and indirectly 1,584 shares of Common Stock. Goldman Sachs also has open short positions of 10,541 shares of Common Stock. Goldman Sachs is a direct and indirect wholly owned subsidiary of GS Group. Each of the Reporting Persons other than Goldman Sachs and GS Group disclaims beneficial ownership of the shares of Common Stock directly owned by Goldman Sachs and GS Group. Read SEC document |
| March 19, 2004 Filed Mar 26, 2004 18:22 UTC | R H DONNELLEY CORP RHD · Entity 13764 | OtherCommon Stock | 1,526 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-04-000212 · jl4-donnelley_goldmanex.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GS ADVISORS 2000 LLC · CIK 0001232077 · 10% owner GOLDMAN SACHS MANAGEMENT GP GMBH · CIK 0001232073 · 10% owner GS EMPLOYEE FUNDS 2000 GP LLC · CIK 0001232086 · 10% owner GS CAPITAL PARTNERS 2000 LP · CIK 0001122198 · 10% owner GS CAPITAL PARTNERS 2000 OFFSHORE LP · CIK 0001232112 · 10% owner GS CAPITAL PARTNERS 2000 GMBH & CO BETEILIGUNGS KG · CIK 0001232108 · 10% owner GS CAPITAL PARTNERS 2000 EMPLOYEE FUND LP · CIK 0001232085 · 10% owner GOLDMAN SACHS DIRECT INVESTMENT FUND 2000 LP · CIK 0001232063 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Disclosed balance after: 7,584 F1 · kind: As a result of an internal restructuring among subsidiaries of The Goldman Sachs Group, Inc. ("GS Group"), 1,526 shares of Common Stock and an open short position of 7,126 shares of Common Stock that were previously held by affiliates of GS Group but were disaggregated from securities held by Goldman, Sachs & Co. ("Goldman Sachs") and the investment partnerships specified below in footnote 2 are now held directly by Goldman Sachs and are aggregated with securities held by such investment partner ships. F2 · ownership.nature: See Exhibit 99.1. F3 · ownership.nature: GS Group may be deemed to own 6,000 shares of Common Stock owned by Robert R. Gheewalla and Terence M. O'Toole, each a managing director of Goldman Sachs, in their capacity as directors of R.H. Donnelley Corporation (the "Company"). Each of Robert R. Gheewalla and Terence M. O'Toole has an understanding with GS Group pursuant to which he holds such deferred shares for the benefit of GS Group. In addition, Goldman Sachs owns beneficially and directly and GS Group may be deemed to own beneficially and indirectly 1,584 shares of Common Stock. Goldman Sachs also has open short positions of 10,541 shares of Common Stock. Goldman Sachs is an indirect wholly-owned subsidiary of GS Group. Each of the Reporting Persons other than Goldman Sachs and GS Group disclaims beneficial ownership of the shares of Common Stock directly owned by Goldman Sachs and GS Group other than to the extent of its pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.