organization · Reporting owner
GOLDMAN SACHS DIRECT INVESTMENT FUND 2000 LP
Disclosed activity across 5 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| R H DONNELLEY CORPRHD · Entity 13764 | 10% owner | March 19, 2004 | March 26, 2004 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
R H DONNELLEY CORP
Report date March 19, 2004 · Filed March 26, 2004
Jointly reported with GOLDMAN SACHS GROUP INC, GOLDMAN SACHS & CO. LLC, GS ADVISORS 2000 LLC, GOLDMAN, SACHS MANAGEMENT GP GMBH, GS EMPLOYEE FUNDS 2000 GP LLC, GS CAPITAL PARTNERS 2000 LP, GS CAPITAL PARTNERS 2000 OFFSHORE LP, GS CAPITAL PARTNERS 2000 GMBH & CO BETEILIGUNGS KG, GS CAPITAL PARTNERS 2000 EMPLOYEE FUND LP
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee | 7,584 |
Reported balance
After 2004-03-19 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2004-03-19 · Other · Acquired 1,526 · Balance 7,584 F1: As a result of an internal restructuring among subsidiaries of The Goldman Sachs Group, Inc. ("GS Group"), 1,526 shares of Common Stock and an open short position of 7,126 shares of Common Stock that were previously held by affiliates of GS Group but were disaggregated from securities held by Goldman, Sachs & Co. ("Goldman Sachs") and the investment partnerships specified below in footnote 2 are now held directly by Goldman Sachs and are aggregated with securities held by such investment partner ships. F2: See Exhibit 99.1. F3: GS Group may be deemed to own 6,000 shares of Common Stock owned by Robert R. Gheewalla and Terence M. O'Toole, each a managing director of Goldman Sachs, in their capacity as directors of R.H. Donnelley Corporation (the "Company"). Each of Robert R. Gheewalla and Terence M. O'Toole has an understanding with GS Group pursuant to which he holds such deferred shares for the benefit of GS Group. In addition, Goldman Sachs owns beneficially and directly and GS Group may be deemed to own beneficially and indirectly 1,584 shares of Common Stock. Goldman Sachs also has open short positions of 10,541 shares of Common Stock. Goldman Sachs is an indirect wholly-owned subsidiary of GS Group. Each of the Reporting Persons other than Goldman Sachs and GS Group disclaims beneficial ownership of the shares of Common Stock directly owned by Goldman Sachs and GS Group other than to the extent of its pecuniary interest therein. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $29.59 · Expires 2010-05-01 | IndirectSee | 1,500 |
Reported balance
Holding disclosure · report date 2004-03-19 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 1,500 F4: These options were granted pursuant to the R.H. Donnelley Corporation 2001 Stock Award and Incentive Plan to Robert R. Gheewalla, a managing director of Goldman Sachs, in his capacity as a director of the Company. Goldman Sachs is an indirect wholly-owned subsidiary of GS Group. The options become exercisable as follows: one-third (500 options) at the close of business of the day preceding each of the Company's next three Annual Meetings of Shareholders, following the date of grant, which was May 1, 2003. Robert R. Gheewalla has an understanding with GS Group pursuant to which he holds such options for the benefit of GS Group. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $29.59 · Expires 2010-05-01 | IndirectSee | 1,500 |
Reported balance
Holding disclosure · report date 2004-03-19 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 1,500 F5: These options were granted pursuant to the R.H. Donnelley Corporation 2001 Stock Award and Incentive Plan to Terence M. O'Toole, a managing director of Goldman Sachs, in his capacity as a director of the Company. Goldman Sachs is an indirect wholly-owned subsidiary of GS Group. The options become exercisable as follows: one-third (500 options) at the close of business of the day preceding each of the Company's next three Annual Meetings of Shareholders, following the date of grant, which was May 1, 2003. Terence M. O'Toole has an understanding with GS Group pursuant to which he holds such options for the benefit of GS Group. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $29.21 · Expires 2013-01-03 | IndirectSee | 1,500 |
Reported balance
Holding disclosure · report date 2004-03-19 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 1,500 F10: These options were granted pursuant to the R.H. Donnelley Corporation 2001 Stock Award and Incentive Plan to Robert R. Gheewalla, a managing director of Goldman Sachs, in his capacity as a director of the Company. Goldman Sachs is an indirect wholly-owned subsidiary of GS Group. The options become exercisable as follows: one-third (500 options) at the close of business of the day preceding each of the Company's next three Annual Meetings of Shareholders, following the date of grant, which was January 3, 2003. Robert R. Gheewalla has an understanding with GS Group pursuant to which he holds such options for the benefit of GS Group. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $29.21 · Expires 2013-01-03 | IndirectSee | 1,500 |
Reported balance
Holding disclosure · report date 2004-03-19 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 1,500 F11: These options were granted pursuant to the R.H. Donnelley Corporation 2001 Stock Award and Incentive Plan to Terence M. O'Toole, a managing director of Goldman Sachs, in his capacity as a director of the Company. Goldman Sachs is an indirect wholly-owned subsidiary of GS Group. The options become exercisable as follows: one-third (500 options) at the close of business of the day preceding each of the Company's next three Annual Meetings of Shareholders, following the date of grant, which was January 3, 2003. Terence M. O'Toole has an understanding with GS Group pursuant to which he holds such options for the benefit of GS Group. |
| Convertible Cumulative Preferred StockSEC Table II · derivative / convertible security | IndirectSee | 200,804 |
Reported balance
Holding disclosure · report date 2004-03-19 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 200,804 F6: Each share of Convertible Cumulative Preferred Stock (the "Preferred Stock") is convertible at any time at the option of the holder into a number of fully paid and nonassessable shares of Common Stock equal to $1,000 for each share of Preferred Stock outstanding, plus an amount equal to all accrued but unpaid dividends thereon as of the date of conversion, divided by $24.05. The Certificate of Designations governing the Preferred Stock contains customary anti-dilution protection for the shares of Preferred Stock. The Preferred Stock may be redeemed by the Company, at its option, at any time after January 3, 2013. F7: Immediately exercisable. F8: The number of shares of Common Stock underlying the Preferred Stock increases as dividends accumulate on the Preferred Stock. F9: See Exhibit 99.1. |
| Warrants to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $26.28 · Expires 2008-01-03 | IndirectSee | 577,500 |
Reported balance
Holding disclosure · report date 2004-03-19 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 577,500 F7: Immediately exercisable. F9: See Exhibit 99.1. |
| Warrants to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $28.62 · Expires 2008-01-03 | IndirectSee | 1,072,500 |
Reported balance
Holding disclosure · report date 2004-03-19 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 1,072,500 F7: Immediately exercisable. F9: See Exhibit 99.1. |
Filing footnotes · ownership attribution and instrument terms
F1: As a result of an internal restructuring among subsidiaries of The Goldman Sachs Group, Inc. ("GS Group"), 1,526 shares of Common Stock and an open short position of 7,126 shares of Common Stock that were previously held by affiliates of GS Group but were disaggregated from securities held by Goldman, Sachs & Co. ("Goldman Sachs") and the investment partnerships specified below in footnote 2 are now held directly by Goldman Sachs and are aggregated with securities held by such investment partner ships.
F2: See Exhibit 99.1.
F3: GS Group may be deemed to own 6,000 shares of Common Stock owned by Robert R. Gheewalla and Terence M. O'Toole, each a managing director of Goldman Sachs, in their capacity as directors of R.H. Donnelley Corporation (the "Company"). Each of Robert R. Gheewalla and Terence M. O'Toole has an understanding with GS Group pursuant to which he holds such deferred shares for the benefit of GS Group. In addition, Goldman Sachs owns beneficially and directly and GS Group may be deemed to own beneficially and indirectly 1,584 shares of Common Stock. Goldman Sachs also has open short positions of 10,541 shares of Common Stock. Goldman Sachs is an indirect wholly-owned subsidiary of GS Group. Each of the Reporting Persons other than Goldman Sachs and GS Group disclaims beneficial ownership of the shares of Common Stock directly owned by Goldman Sachs and GS Group other than to the extent of its pecuniary interest therein.
F4: These options were granted pursuant to the R.H. Donnelley Corporation 2001 Stock Award and Incentive Plan to Robert R. Gheewalla, a managing director of Goldman Sachs, in his capacity as a director of the Company. Goldman Sachs is an indirect wholly-owned subsidiary of GS Group. The options become exercisable as follows: one-third (500 options) at the close of business of the day preceding each of the Company's next three Annual Meetings of Shareholders, following the date of grant, which was May 1, 2003. Robert R. Gheewalla has an understanding with GS Group pursuant to which he holds such options for the benefit of GS Group.
F5: These options were granted pursuant to the R.H. Donnelley Corporation 2001 Stock Award and Incentive Plan to Terence M. O'Toole, a managing director of Goldman Sachs, in his capacity as a director of the Company. Goldman Sachs is an indirect wholly-owned subsidiary of GS Group. The options become exercisable as follows: one-third (500 options) at the close of business of the day preceding each of the Company's next three Annual Meetings of Shareholders, following the date of grant, which was May 1, 2003. Terence M. O'Toole has an understanding with GS Group pursuant to which he holds such options for the benefit of GS Group.
F6: Each share of Convertible Cumulative Preferred Stock (the "Preferred Stock") is convertible at any time at the option of the holder into a number of fully paid and nonassessable shares of Common Stock equal to $1,000 for each share of Preferred Stock outstanding, plus an amount equal to all accrued but unpaid dividends thereon as of the date of conversion, divided by $24.05. The Certificate of Designations governing the Preferred Stock contains customary anti-dilution protection for the shares of Preferred Stock. The Preferred Stock may be redeemed by the Company, at its option, at any time after January 3, 2013.
F7: Immediately exercisable.
F8: The number of shares of Common Stock underlying the Preferred Stock increases as dividends accumulate on the Preferred Stock.
F9: See Exhibit 99.1.
F10: These options were granted pursuant to the R.H. Donnelley Corporation 2001 Stock Award and Incentive Plan to Robert R. Gheewalla, a managing director of Goldman Sachs, in his capacity as a director of the Company. Goldman Sachs is an indirect wholly-owned subsidiary of GS Group. The options become exercisable as follows: one-third (500 options) at the close of business of the day preceding each of the Company's next three Annual Meetings of Shareholders, following the date of grant, which was January 3, 2003. Robert R. Gheewalla has an understanding with GS Group pursuant to which he holds such options for the benefit of GS Group.
F11: These options were granted pursuant to the R.H. Donnelley Corporation 2001 Stock Award and Incentive Plan to Terence M. O'Toole, a managing director of Goldman Sachs, in his capacity as a director of the Company. Goldman Sachs is an indirect wholly-owned subsidiary of GS Group. The options become exercisable as follows: one-third (500 options) at the close of business of the day preceding each of the Company's next three Annual Meetings of Shareholders, following the date of grant, which was January 3, 2003. Terence M. O'Toole has an understanding with GS Group pursuant to which he holds such options for the benefit of GS Group.
Past disclosures · reporting ended (4)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BILL BARRETT CORP
Report date August 23, 2005 · Filed August 26, 2005
Jointly reported with GOLDMAN SACHS GROUP INC, GOLDMAN SACHS & CO. LLC, GS CAPITAL PARTNERS 2000 LP, GS CAPITAL PARTNERS 2000 EMPLOYEE FUND LP, GSCP 2000 Offshore BBOG Holding, L.P., GSCP 2000 GmbH BBOG Holding, L.P., STONE STREET 2000 LLC, Stone Street BBOG Holding, GS ADVISORS 2000 LLC
Section 16 reporting ended · disclosed 2005-08-26. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee | 3,207,023 |
Reported balance
After 2005-08-23 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2005-08-23 · Sale · Disposed 3,208,333 · Balance 3,207,023 F7: Represents price to public in the underwritten public offering. F1: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GS Advisors 2000, L.L.C. ("GS Advisors"), Goldman, Sachs & Co. oHG ("GS oHG"), Goldman, Sachs Management GP GmbH ("GS GmbH"), GS Employee Funds 2000 GP, L.L.C. ("GS Employee 2000"), Stone Street 2000, L.L.C. ("Stone 2000"), GS Capital Partners 2000, L.P. ("GS Capital"), GS Capital Partners 2000 Offshore, L.P. ("GS Offshore"), GSCP 2000 Offshore BBOG Holding, L.P. ("GS Offshore BBOG LP"), GS Capital Partners 2000 GmbH & Co. Beteiligungs KG ("GS Germany"), GSCP 2000 GmbH BBOG Holding I ("GS Germany BBOG I"), GSCP 2000 GmbH BBOG Holding, L.P. ("GS Germany BBOG Holding"), GS Capital Partners 2000 Employee Fund, L.P. ("GS Employee"), (continued in next footnote) F2: Stone Street Fund 2000, L.P. ("Stone Street"), Stone Street BBOG Holding ("Stone BBOG") and Goldman Sachs Direct Investment Fund 2000, L.P. ("GS Direct" and, together with GS Capital, GS Offshore BBOG LP, GS Germany BBOG Holding, GS Employee, Stone Street and Stone BBOG, the "Purchasers") (GS Group, Goldman Sachs, GS Advisors, GS oHG, GS GmbH, GS Employee 2000, Stone 2000, GS Offshore, GS Germany, GS Germany BBOG I and the Purchasers, collectively, the "Filing Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate. F3: Pursuant to an Underwriting Agreement, dated August 17, 2005 (the "Underwriting Agreement"), and in connection with the registered public offering of shares of Bill Barrett Corporation (the "Company") common stock, par value $0.001 per share (the "Common Stock"), pursuant to the final prospectus filed by the Company on August 18, 2005 pursuant to Rule 424(b) of the Securities Act of 1993, as amended, which offering was consummated on August 23, 2005, the Purchasers sold an aggregate of 3,208,333 shares of Common Stock. F4: Goldman Sachs and GS Group may be deemed to beneficially own indirectly in the aggregate 3,207,023 shares of Common Stock through certain investment partnerships of which affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, investment manager or stockholder. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. Goldman Sachs and GS Group disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. F5: GS Capital beneficially owns directly and its general partner, GS Advisors, may be deemed to beneficially own indirectly 1,728,658 shares of Common Stock. GS Offshore BBOG LP beneficially owns directly and its general partner, GS Offshore, and GS Advisors, the general partner of GS Offshore, may be deemed to beneficially own indirectly 628,128 shares of Common Stock. GS Germany BBOG Holding beneficially owns directly and each of GS Germany BBOG I, the general partner of GS Germany BBOG Holding, GS Germany, the sole stockholder of GS Germany BBOG I, GS GmbH, the sole managing partner of GS Germany and GS oHG, the sole stockholder of GS GmbH may be deemed to beneficially own indirectly 72,254 shares of Common Stock. GS Employee beneficially owns directly and its general partner, GS Employee 2000, may be deemed to beneficially own indirectly 548,909 shares of Common Stock. F6: GS Direct beneficially owns directly and its general partner, GS Employee 2000, may be deemed to beneficially own indirectly 114,537 shares of Common Stock. Stone BBOG beneficially owns directly and its sole stockholder, Stone Street, and Stone 2000, the general partner of Stone Street, may be deemed to beneficially own indirectly, 5,423 shares of Common Stock. Stone Street beneficially owns directly and its general partner, Stone 2000, may be deemed to beneficially own indirectly 109,114 shares of Common Stock. Each of GS Advisors, GS Offshore, GS Germany BBOG I, GS Germany, GS GmbH, GS oHG, GS Employee 2000, Stone Street and Stone 2000, disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GS Advisors 2000, L.L.C. ("GS Advisors"), Goldman, Sachs & Co. oHG ("GS oHG"), Goldman, Sachs Management GP GmbH ("GS GmbH"), GS Employee Funds 2000 GP, L.L.C. ("GS Employee 2000"), Stone Street 2000, L.L.C. ("Stone 2000"), GS Capital Partners 2000, L.P. ("GS Capital"), GS Capital Partners 2000 Offshore, L.P. ("GS Offshore"), GSCP 2000 Offshore BBOG Holding, L.P. ("GS Offshore BBOG LP"), GS Capital Partners 2000 GmbH & Co. Beteiligungs KG ("GS Germany"), GSCP 2000 GmbH BBOG Holding I ("GS Germany BBOG I"), GSCP 2000 GmbH BBOG Holding, L.P. ("GS Germany BBOG Holding"), GS Capital Partners 2000 Employee Fund, L.P. ("GS Employee"), (continued in next footnote)
F2: Stone Street Fund 2000, L.P. ("Stone Street"), Stone Street BBOG Holding ("Stone BBOG") and Goldman Sachs Direct Investment Fund 2000, L.P. ("GS Direct" and, together with GS Capital, GS Offshore BBOG LP, GS Germany BBOG Holding, GS Employee, Stone Street and Stone BBOG, the "Purchasers") (GS Group, Goldman Sachs, GS Advisors, GS oHG, GS GmbH, GS Employee 2000, Stone 2000, GS Offshore, GS Germany, GS Germany BBOG I and the Purchasers, collectively, the "Filing Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate.
F3: Pursuant to an Underwriting Agreement, dated August 17, 2005 (the "Underwriting Agreement"), and in connection with the registered public offering of shares of Bill Barrett Corporation (the "Company") common stock, par value $0.001 per share (the "Common Stock"), pursuant to the final prospectus filed by the Company on August 18, 2005 pursuant to Rule 424(b) of the Securities Act of 1993, as amended, which offering was consummated on August 23, 2005, the Purchasers sold an aggregate of 3,208,333 shares of Common Stock.
F4: Goldman Sachs and GS Group may be deemed to beneficially own indirectly in the aggregate 3,207,023 shares of Common Stock through certain investment partnerships of which affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, investment manager or stockholder. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. Goldman Sachs and GS Group disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein.
F5: GS Capital beneficially owns directly and its general partner, GS Advisors, may be deemed to beneficially own indirectly 1,728,658 shares of Common Stock. GS Offshore BBOG LP beneficially owns directly and its general partner, GS Offshore, and GS Advisors, the general partner of GS Offshore, may be deemed to beneficially own indirectly 628,128 shares of Common Stock. GS Germany BBOG Holding beneficially owns directly and each of GS Germany BBOG I, the general partner of GS Germany BBOG Holding, GS Germany, the sole stockholder of GS Germany BBOG I, GS GmbH, the sole managing partner of GS Germany and GS oHG, the sole stockholder of GS GmbH may be deemed to beneficially own indirectly 72,254 shares of Common Stock. GS Employee beneficially owns directly and its general partner, GS Employee 2000, may be deemed to beneficially own indirectly 548,909 shares of Common Stock.
F6: GS Direct beneficially owns directly and its general partner, GS Employee 2000, may be deemed to beneficially own indirectly 114,537 shares of Common Stock. Stone BBOG beneficially owns directly and its sole stockholder, Stone Street, and Stone 2000, the general partner of Stone Street, may be deemed to beneficially own indirectly, 5,423 shares of Common Stock. Stone Street beneficially owns directly and its general partner, Stone 2000, may be deemed to beneficially own indirectly 109,114 shares of Common Stock. Each of GS Advisors, GS Offshore, GS Germany BBOG I, GS Germany, GS GmbH, GS oHG, GS Employee 2000, Stone Street and Stone 2000, disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
F7: Represents price to public in the underwritten public offering.
Burger King Holdings Inc
Report date October 15, 2010 · Filed October 19, 2010
Jointly reported with GOLDMAN SACHS GROUP INC, GOLDMAN SACHS & CO. LLC, GS CAPITAL PARTNERS 2000 LP, GS CAPITAL PARTNERS 2000 OFFSHORE LP, GS CAPITAL PARTNERS 2000 GMBH & CO BETEILIGUNGS KG, GS CAPITAL PARTNERS 2000 EMPLOYEE FUND LP, Bridge Street Special Opportunities Fund 2000, L.P., STONE STREET FUND 2000 LP, GS Private Equity Partners 2000, L.P.
Section 16 reporting ended · disclosed 2010-10-19. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 27,998 |
Reported balance
After 2010-10-15 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2010-10-15 · Other · Disposed 13,918,649 · Balance 27,998 F4: Pursuant to the tender offer by Blue Acquisition Sub, Inc. (the "Tender Offer"), an entity controlled by 3G Special Situations Fund II, L.P., for all shares of common stock, par value $0.01 per share (the "Common Stock"), of Burger King Holdings, Inc. (the "Company"), Goldman Sachs tendered and Blue Acquisition Sub, Inc. accepted for payment 10,100 shares of Common Stock that were beneficially owned directly by Goldman Sachs and may be deemed to have been beneficially owned indirectly by GS Group. F5: Pursuant to the Tender Offer, the Limited Partnerships, of which affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, managing member or member, tendered and Blue Acquisition Sub, Inc. accepted for payment 13,900,225 shares of Common Stock that may be deemed to have been beneficially owned indirectly by GS Group and Goldman Sachs. Goldman Sachs is the investment manager of certain of the Limited Partnerships. F6: Pursuant to the Tender Offer, GS Group tendered and Blue Acquisition Sub, Inc. accepted for payment 8,324 shares that were granted to Adrian M. Jones, a managing director of Goldman Sachs who, at the time of the grants, was a director of the Company. Adrian M. Jones has an understanding with GS Group pursuant to which such shares are held for the benefit of GS Group. F1: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GS Capital Partners 2000, L.P. ("GSCP 2000"), GS Capital Partners 2000 Offshore, L.P. ("GSCP 2000 Offshore"), GS Capital Partners 2000 GmbH & Co. Beteiligungs KG ("GSCP Germany 2000"), GS Capital Partners 2000 Employee Fund, L.P. ("GSCP Employee 2000"), Bridge Street Special Opportunities Fund 2000, L.P. ("Bridge SO 2000"), Stone Street Fund 2000, L.P. ("Stone 2000"), Goldman Sachs Direct Investment Fund 2000, L.P. ("GS Direct 2000"), GS Private Equity Partners 2000, L.P. ("PEP 2000 LP"), GS Private Equity Partners 2000 Offshore Holdings, L.P. ("PEP 2000 Offshore LP"), GS Private Equity Partners 2000-Direct Investment Fund, L.P. ("PEP Direct" and, together with GSCP 2000, (continue in next footnote) F2: GSCP 2000 Offshore, GSCP Germany 2000, GSCP Employee 2000, Bridge SO 2000, Stone 2000, GS Direct 2000, PEP 2000 LP, PEP 2000 Offshore LP, the "Limited Partnerships"), GS Advisors 2000, L.L.C. ("GS Advisors 2000"), Goldman, Sachs Management GP GmbH ("GS GmbH"), Bridge Street Special Opportunities Fund 2000, L.L.C. ("Bridge SO 2000 LLC"), Stone Street 2000, L.L.C. ("Stone 2000 GP"), GS Employee Funds 2000 GP, L.L.C. ("GS Employee 2000 LLC"), GS PEP 2000 Advisors, L.L.C. ("PEP 2000 LLC"), GS PEP 2000 Offshore Holdings Advisors, Inc. ("PEP 2000 Offshore Inc."), GS PEP 2000 Direct Investment Advisors, L.L.C. ("PEP Direct LLC", and together with the Limited Partnerships, GS Group, Goldman Sachs, GS Advisors 2000, GS GmbH, Stone 2000 GP, GS Employee 2000 LLC, PEP 2000 LLC, PEP 2000 Offshore Inc., the "Reporting Persons"). F3: Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate. F7: GS Group may be deemed to beneficially own 24,478 shares of Common Stock that were granted to Sanjeev K. Mehra, a managing director of Goldman Sachs and a director of the Company, pursuant to certain deferred stock awards under the 2006 Omnibus Incentive Plan. Sanjeev K. Mehra has an understanding with GS Group pursuant to which such deferred shares are held for the benefit of GS Group. The deferred shares settle upon termination of board service. Each of Goldman Sachs and GS Group disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F8: Goldman Sachs Execution & Clearing, L.P. ("GSEC") beneficially owns directly, and GS Group may be deemed to beneficially own indirectly, 3,520 shares of Common Stock. GSEC is a wholly-owned subsidiary of GS Group. Each of Goldman Sachs and GS Group disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GS Capital Partners 2000, L.P. ("GSCP 2000"), GS Capital Partners 2000 Offshore, L.P. ("GSCP 2000 Offshore"), GS Capital Partners 2000 GmbH & Co. Beteiligungs KG ("GSCP Germany 2000"), GS Capital Partners 2000 Employee Fund, L.P. ("GSCP Employee 2000"), Bridge Street Special Opportunities Fund 2000, L.P. ("Bridge SO 2000"), Stone Street Fund 2000, L.P. ("Stone 2000"), Goldman Sachs Direct Investment Fund 2000, L.P. ("GS Direct 2000"), GS Private Equity Partners 2000, L.P. ("PEP 2000 LP"), GS Private Equity Partners 2000 Offshore Holdings, L.P. ("PEP 2000 Offshore LP"), GS Private Equity Partners 2000-Direct Investment Fund, L.P. ("PEP Direct" and, together with GSCP 2000, (continue in next footnote)
F2: GSCP 2000 Offshore, GSCP Germany 2000, GSCP Employee 2000, Bridge SO 2000, Stone 2000, GS Direct 2000, PEP 2000 LP, PEP 2000 Offshore LP, the "Limited Partnerships"), GS Advisors 2000, L.L.C. ("GS Advisors 2000"), Goldman, Sachs Management GP GmbH ("GS GmbH"), Bridge Street Special Opportunities Fund 2000, L.L.C. ("Bridge SO 2000 LLC"), Stone Street 2000, L.L.C. ("Stone 2000 GP"), GS Employee Funds 2000 GP, L.L.C. ("GS Employee 2000 LLC"), GS PEP 2000 Advisors, L.L.C. ("PEP 2000 LLC"), GS PEP 2000 Offshore Holdings Advisors, Inc. ("PEP 2000 Offshore Inc."), GS PEP 2000 Direct Investment Advisors, L.L.C. ("PEP Direct LLC", and together with the Limited Partnerships, GS Group, Goldman Sachs, GS Advisors 2000, GS GmbH, Stone 2000 GP, GS Employee 2000 LLC, PEP 2000 LLC, PEP 2000 Offshore Inc., the "Reporting Persons").
F3: Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate.
F4: Pursuant to the tender offer by Blue Acquisition Sub, Inc. (the "Tender Offer"), an entity controlled by 3G Special Situations Fund II, L.P., for all shares of common stock, par value $0.01 per share (the "Common Stock"), of Burger King Holdings, Inc. (the "Company"), Goldman Sachs tendered and Blue Acquisition Sub, Inc. accepted for payment 10,100 shares of Common Stock that were beneficially owned directly by Goldman Sachs and may be deemed to have been beneficially owned indirectly by GS Group.
F5: Pursuant to the Tender Offer, the Limited Partnerships, of which affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, managing member or member, tendered and Blue Acquisition Sub, Inc. accepted for payment 13,900,225 shares of Common Stock that may be deemed to have been beneficially owned indirectly by GS Group and Goldman Sachs. Goldman Sachs is the investment manager of certain of the Limited Partnerships.
F6: Pursuant to the Tender Offer, GS Group tendered and Blue Acquisition Sub, Inc. accepted for payment 8,324 shares that were granted to Adrian M. Jones, a managing director of Goldman Sachs who, at the time of the grants, was a director of the Company. Adrian M. Jones has an understanding with GS Group pursuant to which such shares are held for the benefit of GS Group.
F7: GS Group may be deemed to beneficially own 24,478 shares of Common Stock that were granted to Sanjeev K. Mehra, a managing director of Goldman Sachs and a director of the Company, pursuant to certain deferred stock awards under the 2006 Omnibus Incentive Plan. Sanjeev K. Mehra has an understanding with GS Group pursuant to which such deferred shares are held for the benefit of GS Group. The deferred shares settle upon termination of board service. Each of Goldman Sachs and GS Group disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
F8: Goldman Sachs Execution & Clearing, L.P. ("GSEC") beneficially owns directly, and GS Group may be deemed to beneficially own indirectly, 3,520 shares of Common Stock. GSEC is a wholly-owned subsidiary of GS Group. Each of Goldman Sachs and GS Group disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
Nalco Holding CO
Report date August 22, 2005 · Filed August 24, 2005
Jointly reported with GOLDMAN SACHS GROUP INC, GOLDMAN, SACHS MANAGEMENT GP GMBH, GS CAPITAL PARTNERS 2000 LP, GS CAPITAL PARTNERS 2000 OFFSHORE LP, GS CAPITAL PARTNERS 2000 GMBH & CO BETEILIGUNGS KG, GS CAPITAL PARTNERS 2000 EMPLOYEE FUND LP, GS ADVISORS 2000 LLC, GS EMPLOYEE FUNDS 2000 GP LLC
Section 16 reporting ended · disclosed 2005-08-24. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee | 13,589,911 |
Reported balance
After 2005-08-22 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2005-08-22 · Sale · Disposed 1,112,790 · Balance 13,589,911 F5: Represents price to public in an underwritten public offering. F1: This statement is being filed by GS Capital Partners 2000, L.P. ("GSCP 2000"), GS Capital Partners 2000 Offshore, L.P. ("GSCP Offshore 2000"), GS Capital Partners 2000 GmbH & Co. Beteiligungs KG ("GSCP Germany 2000"), GS Capital Partners 2000 Employee Fund, L.P. ("GSCP Employee 2000"), Goldman Sachs Direct Investment Fund 2000, L.P. ("GS Direct 2000" and, together with GSCP 2000, GSCP Offshore 2000, GSCP Germany 2000 and GSCP Employee 2000, the "Limited Partnerships"), NH Acquisition LLC ("NH" and, together with the Limited Partnerships, the "GS Funds"), GS Advisors 2000, L.L.C. ("GS Advisors 2000"), Goldman, Sachs Management GP GmbH ("GS GmbH"), Goldman, Sachs & Co. oHG ("GS oHG"), GS Employee Funds 2000 GP, L.L.C. ("GS Employee 2000 LLC"), and The Goldman Sachs Group, Inc. ("GS Group" and, together with the Limited Partnerships, GS Advisors 2000, GS GmbH, GS oHG, GS Employee 2000 LLC and NH, the "Reporting Persons"). F2: On August 22, 2005, an additional 4,350,000 shares of Nalco Holding Company (the "Company") common stock (the "Common Stock") were sold in a registered public offering pursuant to the underwriters' exercise of their over-allotment option. Nalco LLC received all proceeds from this offering. The 13,589,911 shares reported herein as indirectly beneficially owned are beneficially owned directly by Nalco LLC and reflect the GS Funds' indirect beneficial ownership in the Company based on the membership interest in Nalco LLC held by the GS Funds. Affiliates of GS Group are the general partner, managing general partner, managing partner, manager or investment manager of the GS Funds. The membership interests in Nalco LLC are held by the GS Funds and affiliates of The Blackstone Group L.P. and Apollo Management, L.P. (together with the GS Funds, the "LLC Members"), as well as certain members of management of the Company. F3: Because voting and dispositive decisions of Nalco LLC with respect to the Common Stock require the approval of at least two of the LLC Members, the GS Funds disclaim beneficial ownership of the Company's securities held by Nalco LLC. Nonetheless, the Reporting Persons are voluntarily reporting an indirect beneficial ownership in the Common Stock, as reflected herein. GS Advisors 2000 is the general partner of GSCP 2000 and GSCP Offshore 2000 and the manager of NH. GS GmbH is the managing partner of GSCP Germany 2000. GS oHG is the sole stockholder of GS GmbH. GS Employee 2000 LLC is the general partner of GSCP Employee 2000 and GS Direct 2000. F4: The Reporting Persons disclaim beneficial ownership of all shares of Common Stock in excess of their pecuniary interest, if any, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F6: Due to the electronic system's limitation of 10 Reporting Persons per joint filing this statement is being filed in duplicate. |
Filing footnotes · ownership attribution and instrument terms
F1: This statement is being filed by GS Capital Partners 2000, L.P. ("GSCP 2000"), GS Capital Partners 2000 Offshore, L.P. ("GSCP Offshore 2000"), GS Capital Partners 2000 GmbH & Co. Beteiligungs KG ("GSCP Germany 2000"), GS Capital Partners 2000 Employee Fund, L.P. ("GSCP Employee 2000"), Goldman Sachs Direct Investment Fund 2000, L.P. ("GS Direct 2000" and, together with GSCP 2000, GSCP Offshore 2000, GSCP Germany 2000 and GSCP Employee 2000, the "Limited Partnerships"), NH Acquisition LLC ("NH" and, together with the Limited Partnerships, the "GS Funds"), GS Advisors 2000, L.L.C. ("GS Advisors 2000"), Goldman, Sachs Management GP GmbH ("GS GmbH"), Goldman, Sachs & Co. oHG ("GS oHG"), GS Employee Funds 2000 GP, L.L.C. ("GS Employee 2000 LLC"), and The Goldman Sachs Group, Inc. ("GS Group" and, together with the Limited Partnerships, GS Advisors 2000, GS GmbH, GS oHG, GS Employee 2000 LLC and NH, the "Reporting Persons").
F2: On August 22, 2005, an additional 4,350,000 shares of Nalco Holding Company (the "Company") common stock (the "Common Stock") were sold in a registered public offering pursuant to the underwriters' exercise of their over-allotment option. Nalco LLC received all proceeds from this offering. The 13,589,911 shares reported herein as indirectly beneficially owned are beneficially owned directly by Nalco LLC and reflect the GS Funds' indirect beneficial ownership in the Company based on the membership interest in Nalco LLC held by the GS Funds. Affiliates of GS Group are the general partner, managing general partner, managing partner, manager or investment manager of the GS Funds. The membership interests in Nalco LLC are held by the GS Funds and affiliates of The Blackstone Group L.P. and Apollo Management, L.P. (together with the GS Funds, the "LLC Members"), as well as certain members of management of the Company.
F3: Because voting and dispositive decisions of Nalco LLC with respect to the Common Stock require the approval of at least two of the LLC Members, the GS Funds disclaim beneficial ownership of the Company's securities held by Nalco LLC. Nonetheless, the Reporting Persons are voluntarily reporting an indirect beneficial ownership in the Common Stock, as reflected herein. GS Advisors 2000 is the general partner of GSCP 2000 and GSCP Offshore 2000 and the manager of NH. GS GmbH is the managing partner of GSCP Germany 2000. GS oHG is the sole stockholder of GS GmbH. GS Employee 2000 LLC is the general partner of GSCP Employee 2000 and GS Direct 2000.
F4: The Reporting Persons disclaim beneficial ownership of all shares of Common Stock in excess of their pecuniary interest, if any, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
F5: Represents price to public in an underwritten public offering.
F6: Due to the electronic system's limitation of 10 Reporting Persons per joint filing this statement is being filed in duplicate.
VIXEL CORP
Report date November 17, 2003 · Filed November 28, 2003
Jointly reported with GOLDMAN SACHS GROUP INC, GOLDMAN SACHS & CO. LLC, GS EMPLOYEE FUNDS 2000 GP LLC
Section 16 reporting ended · disclosed 2003-11-28. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series B Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $2.10 | IndirectSee Footnote | 0 |
Reported balance
After 2003-11-17 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2003-11-17 · Other · Disposed 2,947,650 · Balance 0 F1: Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 8, 2003, by and among Emulex Corporation, Aviary Acquisition Corp. and Vixel Corporation, the shares of Series B Convertible Preferred Stock ("Series B Stock") beneficially owned by the Reporting Persons were tendered at a price of $10.00 per share. F3: On February 19, 2003, pursuant to a Series B Convertible Preferred Stock and Warrant Purchase Agreement, dated as of February 14, 2003, by and among Vixel Corporation (the "Company"), the Purchasers and the other investors' signatory thereto (the "Purchase Agreement"), the Purchasers purchased 2,863,524 shares of Series B Stock and Warrants to purchase an aggregate of 859,058 shares of common stock, par value $0.0015 per share of the Company (the "Common Stock") for an aggregate purchase price of $6,013,400. Each share of Series B Stock was convertible at any time at the option of the holder thereof into one (1) fully paid and nonassessable share of Common Stock, plus an amount equal to all accrued but unpaid dividends thereon as of the date of conversion. The number of shares of Common Stock underlying the Series B Stock beneficially owned directly by the Purchasers increased an aggregate of 84,126 shares as dividends accumulated on the Series B Stock |
| Warrants to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $2.63 · Expires 2008-02-13 | IndirectSee Footnote | 0 |
Reported balance
After 2003-11-17 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2003-11-17 · Other · Disposed 859,058 · Balance 0 F2: Pursuant to the terms of the Merger Agreement, the warrants to purchase shares of Common Stock ("Warrants") beneficially owned by the Reporting Persons have been exchanged for $7.67 for each share of Common Stock into which the Warrants were exercisable F3: On February 19, 2003, pursuant to a Series B Convertible Preferred Stock and Warrant Purchase Agreement, dated as of February 14, 2003, by and among Vixel Corporation (the "Company"), the Purchasers and the other investors' signatory thereto (the "Purchase Agreement"), the Purchasers purchased 2,863,524 shares of Series B Stock and Warrants to purchase an aggregate of 859,058 shares of common stock, par value $0.0015 per share of the Company (the "Common Stock") for an aggregate purchase price of $6,013,400. Each share of Series B Stock was convertible at any time at the option of the holder thereof into one (1) fully paid and nonassessable share of Common Stock, plus an amount equal to all accrued but unpaid dividends thereon as of the date of conversion. The number of shares of Common Stock underlying the Series B Stock beneficially owned directly by the Purchasers increased an aggregate of 84,126 shares as dividends accumulated on the Series B Stock |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 8, 2003, by and among Emulex Corporation, Aviary Acquisition Corp. and Vixel Corporation, the shares of Series B Convertible Preferred Stock ("Series B Stock") beneficially owned by the Reporting Persons were tendered at a price of $10.00 per share.
F2: Pursuant to the terms of the Merger Agreement, the warrants to purchase shares of Common Stock ("Warrants") beneficially owned by the Reporting Persons have been exchanged for $7.67 for each share of Common Stock into which the Warrants were exercisable
F3: On February 19, 2003, pursuant to a Series B Convertible Preferred Stock and Warrant Purchase Agreement, dated as of February 14, 2003, by and among Vixel Corporation (the "Company"), the Purchasers and the other investors' signatory thereto (the "Purchase Agreement"), the Purchasers purchased 2,863,524 shares of Series B Stock and Warrants to purchase an aggregate of 859,058 shares of common stock, par value $0.0015 per share of the Company (the "Common Stock") for an aggregate purchase price of $6,013,400. Each share of Series B Stock was convertible at any time at the option of the holder thereof into one (1) fully paid and nonassessable share of Common Stock, plus an amount equal to all accrued but unpaid dividends thereon as of the date of conversion. The number of shares of Common Stock underlying the Series B Stock beneficially owned directly by the Purchasers increased an aggregate of 84,126 shares as dividends accumulated on the Series B Stock
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 15, 2010 Filed Oct 19, 2010 21:33 UTC | Burger King Holdings Inc BKC · Entity 13124 | OtherCommon Stock | 13,918,649 | $24.00 | $334,047,576.00 |
DisclosureSEC source: 0000769993-10-000467 · bkc420101015gsg_ex.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GS CAPITAL PARTNERS 2000 LP · CIK 0001122198 · 10% owner GS CAPITAL PARTNERS 2000 OFFSHORE LP · CIK 0001232112 · 10% owner GS CAPITAL PARTNERS 2000 GMBH & CO BETEILIGUNGS KG · CIK 0001232108 · 10% owner GS CAPITAL PARTNERS 2000 EMPLOYEE FUND LP · CIK 0001232085 · 10% owner Bridge Street Special Opportunities Fund 2000, L.P. · CIK 0001363000 · 10% owner STONE STREET FUND 2000 LP · CIK 0001232101 · 10% owner GOLDMAN SACHS DIRECT INVESTMENT FUND 2000 LP · CIK 0001232063 · 10% owner GS Private Equity Partners 2000, L.P. · CIK 0001363112 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 27,998 F4 · shares: Pursuant to the tender offer by Blue Acquisition Sub, Inc. (the "Tender Offer"), an entity controlled by 3G Special Situations Fund II, L.P., for all shares of common stock, par value $0.01 per share (the "Common Stock"), of Burger King Holdings, Inc. (the "Company"), Goldman Sachs tendered and Blue Acquisition Sub, Inc. accepted for payment 10,100 shares of Common Stock that were beneficially owned directly by Goldman Sachs and may be deemed to have been beneficially owned indirectly by GS Group. F5 · shares: Pursuant to the Tender Offer, the Limited Partnerships, of which affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, managing member or member, tendered and Blue Acquisition Sub, Inc. accepted for payment 13,900,225 shares of Common Stock that may be deemed to have been beneficially owned indirectly by GS Group and Goldman Sachs. Goldman Sachs is the investment manager of certain of the Limited Partnerships. F6 · shares: Pursuant to the Tender Offer, GS Group tendered and Blue Acquisition Sub, Inc. accepted for payment 8,324 shares that were granted to Adrian M. Jones, a managing director of Goldman Sachs who, at the time of the grants, was a director of the Company. Adrian M. Jones has an understanding with GS Group pursuant to which such shares are held for the benefit of GS Group. F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GS Capital Partners 2000, L.P. ("GSCP 2000"), GS Capital Partners 2000 Offshore, L.P. ("GSCP 2000 Offshore"), GS Capital Partners 2000 GmbH & Co. Beteiligungs KG ("GSCP Germany 2000"), GS Capital Partners 2000 Employee Fund, L.P. ("GSCP Employee 2000"), Bridge Street Special Opportunities Fund 2000, L.P. ("Bridge SO 2000"), Stone Street Fund 2000, L.P. ("Stone 2000"), Goldman Sachs Direct Investment Fund 2000, L.P. ("GS Direct 2000"), GS Private Equity Partners 2000, L.P. ("PEP 2000 LP"), GS Private Equity Partners 2000 Offshore Holdings, L.P. ("PEP 2000 Offshore LP"), GS Private Equity Partners 2000-Direct Investment Fund, L.P. ("PEP Direct" and, together with GSCP 2000, (continue in next footnote) F2 · ownership.nature: GSCP 2000 Offshore, GSCP Germany 2000, GSCP Employee 2000, Bridge SO 2000, Stone 2000, GS Direct 2000, PEP 2000 LP, PEP 2000 Offshore LP, the "Limited Partnerships"), GS Advisors 2000, L.L.C. ("GS Advisors 2000"), Goldman, Sachs Management GP GmbH ("GS GmbH"), Bridge Street Special Opportunities Fund 2000, L.L.C. ("Bridge SO 2000 LLC"), Stone Street 2000, L.L.C. ("Stone 2000 GP"), GS Employee Funds 2000 GP, L.L.C. ("GS Employee 2000 LLC"), GS PEP 2000 Advisors, L.L.C. ("PEP 2000 LLC"), GS PEP 2000 Offshore Holdings Advisors, Inc. ("PEP 2000 Offshore Inc."), GS PEP 2000 Direct Investment Advisors, L.L.C. ("PEP Direct LLC", and together with the Limited Partnerships, GS Group, Goldman Sachs, GS Advisors 2000, GS GmbH, Stone 2000 GP, GS Employee 2000 LLC, PEP 2000 LLC, PEP 2000 Offshore Inc., the "Reporting Persons"). F3 · ownership.nature: Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate. F4 · ownership.nature: Pursuant to the tender offer by Blue Acquisition Sub, Inc. (the "Tender Offer"), an entity controlled by 3G Special Situations Fund II, L.P., for all shares of common stock, par value $0.01 per share (the "Common Stock"), of Burger King Holdings, Inc. (the "Company"), Goldman Sachs tendered and Blue Acquisition Sub, Inc. accepted for payment 10,100 shares of Common Stock that were beneficially owned directly by Goldman Sachs and may be deemed to have been beneficially owned indirectly by GS Group. F5 · ownership.nature: Pursuant to the Tender Offer, the Limited Partnerships, of which affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, managing member or member, tendered and Blue Acquisition Sub, Inc. accepted for payment 13,900,225 shares of Common Stock that may be deemed to have been beneficially owned indirectly by GS Group and Goldman Sachs. Goldman Sachs is the investment manager of certain of the Limited Partnerships. F6 · ownership.nature: Pursuant to the Tender Offer, GS Group tendered and Blue Acquisition Sub, Inc. accepted for payment 8,324 shares that were granted to Adrian M. Jones, a managing director of Goldman Sachs who, at the time of the grants, was a director of the Company. Adrian M. Jones has an understanding with GS Group pursuant to which such shares are held for the benefit of GS Group. F7 · ownership.nature: GS Group may be deemed to beneficially own 24,478 shares of Common Stock that were granted to Sanjeev K. Mehra, a managing director of Goldman Sachs and a director of the Company, pursuant to certain deferred stock awards under the 2006 Omnibus Incentive Plan. Sanjeev K. Mehra has an understanding with GS Group pursuant to which such deferred shares are held for the benefit of GS Group. The deferred shares settle upon termination of board service. Each of Goldman Sachs and GS Group disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F8 · ownership.nature: Goldman Sachs Execution & Clearing, L.P. ("GSEC") beneficially owns directly, and GS Group may be deemed to beneficially own indirectly, 3,520 shares of Common Stock. GSEC is a wholly-owned subsidiary of GS Group. Each of Goldman Sachs and GS Group disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| November 19, 2009 Filed Nov 24, 2009 01:52 UTC | Burger King Holdings Inc BKC · Entity 13124 | GrantCommon Stock | 8,580 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-09-001054 · bkc420091119gsg_ex.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GS CAPITAL PARTNERS 2000 LP · CIK 0001122198 · 10% owner GS CAPITAL PARTNERS 2000 OFFSHORE LP · CIK 0001232112 · 10% owner GS CAPITAL PARTNERS 2000 GMBH & CO BETEILIGUNGS KG · CIK 0001232108 · 10% owner GS CAPITAL PARTNERS 2000 EMPLOYEE FUND LP · CIK 0001232085 · 10% owner Bridge Street Special Opportunities Fund 2000, L.P. · CIK 0001363000 · 10% owner STONE STREET FUND 2000 LP · CIK 0001232101 · 10% owner GOLDMAN SACHS DIRECT INVESTMENT FUND 2000 LP · CIK 0001232063 · 10% owner GS Private Equity Partners 2000, L.P. · CIK 0001363112 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 13,946,647 F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GS Capital Partners 2000, L.P. ("GSCP 2000"), GS Capital Partners 2000 Offshore, L.P. ("GSCP 2000 Offshore"), GS Capital Partners 2000 GmbH & Co. Beteiligungs KG ("GSCP Germany 2000"), GS Capital Partners 2000 Employee Fund, L.P. ("GSCP Employee 2000"), Bridge Street Special Opportunities Fund 2000, L.P. (" Bridge SO 2000"), Stone Street Fund 2000, L.P. ("Stone 2000"), Goldman Sachs Direct Investment Fund 2000, L.P. ("GS Direct 2000"), GS Private Equity Partners 2000, L.P. ("PEP 2000 LP"), GS Private Equity Partners 2000 Offshore Holdings, L.P. ("PEP 2000 Offshore LP"), GS Private Equity Partners 2000-Direct Investment Fund, L.P. ("PEP Direct" and, together with GSCP 2000, (continue in next footnote) F2 · ownership.nature: GSCP 2000 Offshore, GSCP Germany 2000, GSCP Employee 2000, Bridge SO 2000, Stone 2000, GS Direct 2000, PEP 2000 LP, PEP 2000 Offshore LP, the "Limited Partnerships"), GS Advisors 2000, L.L.C. ("GS Advisors 2000"), Goldman, Sachs Management GP GmbH ("GS GmbH"), Bridge Street Special Opportunities Fund 2000, L.L.C. ("Bridge SO 2000 LLC"), Stone Street 2000, L.L.C. ("Stone 2000 GP"), GS Employee Funds 2000 GP, L.L.C. ("GS Employee 2000 LLC"), GS PEP 2000 Advisors, L.L.C. ("PEP 2000 LLC"), GS PEP 2000 Offshore Holdings Advisors, Inc. ("PEP 2000 Offshore Inc."), GS PEP 2000 Direct Investment Advisors, L.L.C. ("PEP Direct LLC", and together with the Limited Partnerships, GS Group, Goldman Sachs, GS Advisors 2000, GS GmbH, Stone 2000 GP, GS Employee 2000 LLC, PEP 2000 LLC, PEP 2000 Offshore Inc., the "Reporting Persons"). F3 · ownership.nature: Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate. F4 · ownership.nature: The 8,580 shares of common stock, par value $0.01 per share (the "Common Stock") of Burger King Holdings, Inc. (the "Company") were granted to Sanjeev K. Mehra, a managing director of Goldman Sachs, in his capacity as a director of the Company pursuant to certain deferred stock awards under the 2006 Omnibus Incentive Plan (the "2006 Plan"). Of the shares granted, 3,718 are fully vested as of the grant date, which was November 19, 2009. The remaining deferred shares vest 25% on the first of each calendar quarter following the grant date. F5 · ownership.nature: GS Group may be deemed to beneficially own 32,802 shares of Common Stock pursuant to the Company's 2006 Plan, consisting of 24,478 deferred shares granted to Sanjeev K. Mehra, a managing director of Goldman Sachs and a director of the Company and 8,324 deferred shares granted to Adrian M. Jones, a managing director of Goldman Sachs and a former director of the Company who, at the time of the grants, was a director of the Company. Sanjeev K. Mehra and Adrian M. Jones each has an understanding with GS Group pursuant to which such deferred shares are held for the benefit of GS Group. The deferred shares settle upon termination of board service. Each of Goldman Sachs and GS Group disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F6 · ownership.nature: Goldman Sachs Execution & Clearing, L.P. ("GSEC") beneficially owns directly, and GS Group may be deemed to beneficially own indirectly, 3,520 shares of Common Stock. Goldman Sachs beneficially owns directly and GS Group may be deemed to beneficially own indirectly 10,100 shares of Common Stock. Goldman Sachs and GS Group may each be deemed to beneficially own indirectly, in the aggregate, 13,900,225 shares of Common Stock through certain investment partnerships, of which affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, managing member or member (the "Limited Partnerships"). Goldman Sachs and GSEC are each a wholly-owned subsidiary of GS Group. Goldman Sachs is the investment manager of certain of the Limited Partnerships. Each of Goldman Sachs, GSEC and GS Group disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F7 · ownership.nature: GSCP 2000 beneficially owns directly and its general partner, GS Advisors 2000 may be deemed to beneficially own indirectly 7,262,660 shares of Common Stock. GSCP 2000 Offshore beneficially owns directly and its general partner, GS Advisors 2000 may be deemed to beneficially own indirectly 2,638,973 shares of Common Stock. GSCP Germany 2000 beneficially owns directly and its general partner GS GmbH may be deemed to beneficially own indirectly 303,562 shares of Common Stock. F8 · ownership.nature: GSCP Employee 2000 beneficially owns directly and its general partner GS Employee 2000 LLC may be deemed to beneficially own indirectly 2,306,145 shares of Common Stock. Bridge SO 2000 beneficially owns directly and its general partner Bridge SO 2000 LLC may be deemed to beneficially own indirectly 106,837 shares of Common Stock. Stone 2000 beneficially owns directly and its general partner Stone 2000 GP may be deemed to beneficially own indirectly 213,675 shares of Common Stock. F9 · ownership.nature: GS Direct 2000 beneficially owns directly and its general partner GS Employee 2000 LLC may be deemed to beneficially own indirectly 356,124 shares of Common Stock. PEP 2000 LP beneficially owns directly and its general partner PEP 2000 LLC may be deemed to beneficially own indirectly 412,941 shares of Common Stock. PEP 2000 Offshore LP beneficially owns directly and its general partner PEP 2000 Offshore Inc. may be deemed to beneficially own indirectly 141,944 shares of Common Stock. PEP Direct beneficially owns directly and its general partner PEP Direct LLC may be deemed to beneficially own indirectly 157,364 shares of Common Stock. Read SEC document |
| August 14, 2009 Filed Aug 18, 2009 23:37 UTC | Burger King Holdings Inc BKC · Entity 13124 | SaleCommon Stock | 2,000 | $17.06 | $34,119.00 |
DisclosureSEC source: 0000769993-09-000936 · bkc420090814gsg_ex.xml · nonDerivative · entry 2 GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GS CAPITAL PARTNERS 2000 LP · CIK 0001122198 · 10% owner GS CAPITAL PARTNERS 2000 OFFSHORE LP · CIK 0001232112 · 10% owner GS CAPITAL PARTNERS 2000 GMBH & CO BETEILIGUNGS KG · CIK 0001232108 · 10% owner GS CAPITAL PARTNERS 2000 EMPLOYEE FUND LP · CIK 0001232085 · 10% owner Bridge Street Special Opportunities Fund 2000, L.P. · CIK 0001363000 · 10% owner STONE STREET FUND 2000 LP · CIK 0001232101 · 10% owner GOLDMAN SACHS DIRECT INVESTMENT FUND 2000 LP · CIK 0001232063 · 10% owner GS Private Equity Partners 2000, L.P. · CIK 0001363112 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 13,938,067 F5 · shares: Reflects the sale of 2,000 shares of Common Stock by Goldman Sachs at a weighted average sale price of $17.0595 per share, at prices ranging from $17.05 to $17.06 per share. F6 · shares: Goldman Sachs will provide, upon request by the staff of the Securities and Exchange Commission, the Company, or a security holder of the Company, full information regarding the number of shares purchased or sold at each separate price. F5 · price: Reflects the sale of 2,000 shares of Common Stock by Goldman Sachs at a weighted average sale price of $17.0595 per share, at prices ranging from $17.05 to $17.06 per share. F6 · price: Goldman Sachs will provide, upon request by the staff of the Securities and Exchange Commission, the Company, or a security holder of the Company, full information regarding the number of shares purchased or sold at each separate price. F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GS Capital Partners 2000, L.P. ("GSCP 2000"), GS Capital Partners 2000 Offshore, L.P. ("GSCP 2000 Offshore"), GS Capital Partners 2000 GmbH & Co. Beteiligungs KG ("GSCP Germany 2000"), GS Capital Partners 2000 Employee Fund, L.P. ("GSCP Employee 2000"), Bridge Street Special Opportunities Fund 2000, L.P. (" Bridge SO 2000"), Stone Street Fund 2000, L.P. ("Stone 2000"), Goldman Sachs Direct Investment Fund 2000, L.P. ("GS Direct 2000"), GS Private Equity Partners 2000, L.P. ("PEP 2000 LP"), GS Private Equity Partners 2000 Offshore Holdings, L.P. ("PEP 2000 Offshore LP"), GS Private Equity Partners 2000-Direct Investment Fund, L.P. ("PEP Direct" and, together with GSCP 2000, (continue in next footnote) F2 · ownership.nature: GSCP 2000 Offshore, GSCP Germany 2000, GSCP Employee 2000, Bridge SO 2000, Stone 2000, GS Direct 2000, PEP 2000 LP, PEP 2000 Offshore LP, the "Limited Partnerships"), GS Advisors 2000, L.L.C. ("GS Advisors 2000"), Goldman, Sachs Management GP GmbH ("GS GmbH"), Bridge Street Special Opportunities Fund 2000, L.L.C. ("Bridge SO 2000 LLC"), Stone Street 2000, L.L.C. ("Stone 2000 GP"), GS Employee Funds 2000 GP, L.L.C. ("GS Employee 2000 LLC"), GS PEP 2000 Advisors, L.L.C. ("PEP 2000 LLC"), GS PEP 2000 Offshore Holdings Advisors, Inc. ("PEP 2000 Offshore Inc."), GS PEP 2000 Direct Investment Advisors, L.L.C. ("PEP Direct LLC", and together with the Limited Partnerships, GS Group, Goldman Sachs, GS Advisors 2000, GS GmbH, Stone 2000 GP, GS Employee 2000 LLC, PEP 2000 LLC, PEP 2000 Offshore Inc., the "Reporting Persons"). F3 · ownership.nature: Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate. F7 · ownership.nature: The securities reported herein as indirectly purchased and sold were beneficially owned directly by Goldman Sachs and indirectly by GS Group. Without admitting any legal obligation, Goldman Sachs or another wholly-owned subsidiary of GS Group will remit appropriate profits, if any, to the Company. The Reporting Persons, other than GS Group, disclaim beneficial ownership of the securities owned by Goldman Sachs. Goldman Sachs is a wholly-owned subsidiary of GS Group. F8 · ownership.nature: GS Group may be deemed to beneficially own 24,222 shares of Common Stock pursuant to the Company's 2006 Omnibus Incentive Plan, consisting of 15,898 deferred shares granted to Sanjeev K. Mehra, a managing director of Goldman Sachs and a director of the Company and 8,324 deferred shares granted to Adrian M. Jones, a managing director of Goldman Sachs and a former director of the Company who, at the time of the grants, was a director of the Company. Sanjeev K. Mehra and Adrian M. Jones each has an understanding with GS Group pursuant to which such deferred shares are held for the benefit of GS Group. The deferred shares settle upon termination of board service. Each of Goldman Sachs and GS Group disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F9 · ownership.nature: Goldman Sachs Execution & Clearing, L.P. ("GSEC") beneficially owns directly, and GS Group may be deemed to beneficially own indirectly, 3,520 shares of Common Stock. Goldman Sachs beneficially owns directly and GS Group may be deemed to beneficially own indirectly 10,100 shares of Common Stock. Goldman Sachs and GS Group may each be deemed to beneficially own indirectly, in the aggregate, 13,900,225 shares of Common Stock through certain investment partnerships, of which affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, managing member or member (the "Limited Partnerships"). Goldman Sachs and GSEC are each a wholly-owned subsidiary of GS Group. Goldman Sachs is the investment manager of certain of the Limited Partnerships. Each of Goldman Sachs, GSEC and GS Group disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F10 · ownership.nature: GSCP 2000 beneficially owns directly and its general partner, GS Advisors 2000 may be deemed to beneficially own indirectly 7,262,660 shares of Common Stock. GSCP 2000 Offshore beneficially owns directly and its general partner, GS Advisors 2000 may be deemed to beneficially own indirectly 2,638,973 shares of Common Stock. GSCP Germany 2000 beneficially owns directly and its general partner GS GmbH may be deemed to beneficially own indirectly 303,562 shares of Common Stock. F11 · ownership.nature: GSCP Employee 2000 beneficially owns directly and its general partner GS Employee 2000 LLC may be deemed to beneficially own indirectly 2,306,145 shares of Common Stock. Bridge SO 2000 beneficially owns directly and its general partner Bridge SO 2000 LLC may be deemed to beneficially own indirectly 106,837 shares of Common Stock. Stone 2000 beneficially owns directly and its general partner Stone 2000 GP may be deemed to beneficially own indirectly 213,675 shares of Common Stock. F12 · ownership.nature: GS Direct 2000 beneficially owns directly and its general partner GS Employee 2000 LLC may be deemed to beneficially own indirectly 356,124 shares of Common Stock. PEP 2000 LP beneficially owns directly and its general partner PEP 2000 LLC may be deemed to beneficially own indirectly 412,941 shares of Common Stock. PEP 2000 Offshore LP beneficially owns directly and its general partner PEP 2000 Offshore Inc. may be deemed to beneficially own indirectly 141,944 shares of Common Stock. PEP Direct beneficially owns directly and its general partner PEP Direct LLC may be deemed to beneficially own indirectly 157,364 shares of Common Stock. Read SEC document |
| August 14, 2009 Filed Aug 18, 2009 23:37 UTC | Burger King Holdings Inc BKC · Entity 13124 | PurchaseCommon Stock | 2,000 | $17.12 | $34,242.00 |
DisclosureSEC source: 0000769993-09-000936 · bkc420090814gsg_ex.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GS CAPITAL PARTNERS 2000 LP · CIK 0001122198 · 10% owner GS CAPITAL PARTNERS 2000 OFFSHORE LP · CIK 0001232112 · 10% owner GS CAPITAL PARTNERS 2000 GMBH & CO BETEILIGUNGS KG · CIK 0001232108 · 10% owner GS CAPITAL PARTNERS 2000 EMPLOYEE FUND LP · CIK 0001232085 · 10% owner Bridge Street Special Opportunities Fund 2000, L.P. · CIK 0001363000 · 10% owner STONE STREET FUND 2000 LP · CIK 0001232101 · 10% owner GOLDMAN SACHS DIRECT INVESTMENT FUND 2000 LP · CIK 0001232063 · 10% owner GS Private Equity Partners 2000, L.P. · CIK 0001363112 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 13,940,067 F4 · shares: Reflects the purchase of 2,000 shares of common stock, par value $0.01 per share (the "Common Stock") of Burger King Holdings, Inc. (the "Company") by Goldman Sachs at a weighted average purchase price of $17.1210 per share, at prices ranging from $17.11 to $17.13 per share. F6 · shares: Goldman Sachs will provide, upon request by the staff of the Securities and Exchange Commission, the Company, or a security holder of the Company, full information regarding the number of shares purchased or sold at each separate price. F4 · price: Reflects the purchase of 2,000 shares of common stock, par value $0.01 per share (the "Common Stock") of Burger King Holdings, Inc. (the "Company") by Goldman Sachs at a weighted average purchase price of $17.1210 per share, at prices ranging from $17.11 to $17.13 per share. F6 · price: Goldman Sachs will provide, upon request by the staff of the Securities and Exchange Commission, the Company, or a security holder of the Company, full information regarding the number of shares purchased or sold at each separate price. F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GS Capital Partners 2000, L.P. ("GSCP 2000"), GS Capital Partners 2000 Offshore, L.P. ("GSCP 2000 Offshore"), GS Capital Partners 2000 GmbH & Co. Beteiligungs KG ("GSCP Germany 2000"), GS Capital Partners 2000 Employee Fund, L.P. ("GSCP Employee 2000"), Bridge Street Special Opportunities Fund 2000, L.P. (" Bridge SO 2000"), Stone Street Fund 2000, L.P. ("Stone 2000"), Goldman Sachs Direct Investment Fund 2000, L.P. ("GS Direct 2000"), GS Private Equity Partners 2000, L.P. ("PEP 2000 LP"), GS Private Equity Partners 2000 Offshore Holdings, L.P. ("PEP 2000 Offshore LP"), GS Private Equity Partners 2000-Direct Investment Fund, L.P. ("PEP Direct" and, together with GSCP 2000, (continue in next footnote) F2 · ownership.nature: GSCP 2000 Offshore, GSCP Germany 2000, GSCP Employee 2000, Bridge SO 2000, Stone 2000, GS Direct 2000, PEP 2000 LP, PEP 2000 Offshore LP, the "Limited Partnerships"), GS Advisors 2000, L.L.C. ("GS Advisors 2000"), Goldman, Sachs Management GP GmbH ("GS GmbH"), Bridge Street Special Opportunities Fund 2000, L.L.C. ("Bridge SO 2000 LLC"), Stone Street 2000, L.L.C. ("Stone 2000 GP"), GS Employee Funds 2000 GP, L.L.C. ("GS Employee 2000 LLC"), GS PEP 2000 Advisors, L.L.C. ("PEP 2000 LLC"), GS PEP 2000 Offshore Holdings Advisors, Inc. ("PEP 2000 Offshore Inc."), GS PEP 2000 Direct Investment Advisors, L.L.C. ("PEP Direct LLC", and together with the Limited Partnerships, GS Group, Goldman Sachs, GS Advisors 2000, GS GmbH, Stone 2000 GP, GS Employee 2000 LLC, PEP 2000 LLC, PEP 2000 Offshore Inc., the "Reporting Persons"). F3 · ownership.nature: Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate. F7 · ownership.nature: The securities reported herein as indirectly purchased and sold were beneficially owned directly by Goldman Sachs and indirectly by GS Group. Without admitting any legal obligation, Goldman Sachs or another wholly-owned subsidiary of GS Group will remit appropriate profits, if any, to the Company. The Reporting Persons, other than GS Group, disclaim beneficial ownership of the securities owned by Goldman Sachs. Goldman Sachs is a wholly-owned subsidiary of GS Group. F8 · ownership.nature: GS Group may be deemed to beneficially own 24,222 shares of Common Stock pursuant to the Company's 2006 Omnibus Incentive Plan, consisting of 15,898 deferred shares granted to Sanjeev K. Mehra, a managing director of Goldman Sachs and a director of the Company and 8,324 deferred shares granted to Adrian M. Jones, a managing director of Goldman Sachs and a former director of the Company who, at the time of the grants, was a director of the Company. Sanjeev K. Mehra and Adrian M. Jones each has an understanding with GS Group pursuant to which such deferred shares are held for the benefit of GS Group. The deferred shares settle upon termination of board service. Each of Goldman Sachs and GS Group disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F9 · ownership.nature: Goldman Sachs Execution & Clearing, L.P. ("GSEC") beneficially owns directly, and GS Group may be deemed to beneficially own indirectly, 3,520 shares of Common Stock. Goldman Sachs beneficially owns directly and GS Group may be deemed to beneficially own indirectly 10,100 shares of Common Stock. Goldman Sachs and GS Group may each be deemed to beneficially own indirectly, in the aggregate, 13,900,225 shares of Common Stock through certain investment partnerships, of which affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, managing member or member (the "Limited Partnerships"). Goldman Sachs and GSEC are each a wholly-owned subsidiary of GS Group. Goldman Sachs is the investment manager of certain of the Limited Partnerships. Each of Goldman Sachs, GSEC and GS Group disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F10 · ownership.nature: GSCP 2000 beneficially owns directly and its general partner, GS Advisors 2000 may be deemed to beneficially own indirectly 7,262,660 shares of Common Stock. GSCP 2000 Offshore beneficially owns directly and its general partner, GS Advisors 2000 may be deemed to beneficially own indirectly 2,638,973 shares of Common Stock. GSCP Germany 2000 beneficially owns directly and its general partner GS GmbH may be deemed to beneficially own indirectly 303,562 shares of Common Stock. F11 · ownership.nature: GSCP Employee 2000 beneficially owns directly and its general partner GS Employee 2000 LLC may be deemed to beneficially own indirectly 2,306,145 shares of Common Stock. Bridge SO 2000 beneficially owns directly and its general partner Bridge SO 2000 LLC may be deemed to beneficially own indirectly 106,837 shares of Common Stock. Stone 2000 beneficially owns directly and its general partner Stone 2000 GP may be deemed to beneficially own indirectly 213,675 shares of Common Stock. F12 · ownership.nature: GS Direct 2000 beneficially owns directly and its general partner GS Employee 2000 LLC may be deemed to beneficially own indirectly 356,124 shares of Common Stock. PEP 2000 LP beneficially owns directly and its general partner PEP 2000 LLC may be deemed to beneficially own indirectly 412,941 shares of Common Stock. PEP 2000 Offshore LP beneficially owns directly and its general partner PEP 2000 Offshore Inc. may be deemed to beneficially own indirectly 141,944 shares of Common Stock. PEP Direct beneficially owns directly and its general partner PEP Direct LLC may be deemed to beneficially own indirectly 157,364 shares of Common Stock. Read SEC document |
| May 01, 2009 Filed May 6, 2009 21:46 UTC | Burger King Holdings Inc BKC · Entity 13124 | PurchaseCommon Stock | 3,520 | $16.99 | $59,816.42 |
DisclosureSEC source: 0000769993-09-000634 · bkc420090501gsg_ex.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GS CAPITAL PARTNERS 2000 LP · CIK 0001122198 · 10% owner GS CAPITAL PARTNERS 2000 OFFSHORE LP · CIK 0001232112 · 10% owner GS CAPITAL PARTNERS 2000 GMBH & CO BETEILIGUNGS KG · CIK 0001232108 · 10% owner GS CAPITAL PARTNERS 2000 EMPLOYEE FUND LP · CIK 0001232085 · 10% owner Bridge Street Special Opportunities Fund 2000, L.P. · CIK 0001363000 · 10% owner STONE STREET FUND 2000 LP · CIK 0001232101 · 10% owner GOLDMAN SACHS DIRECT INVESTMENT FUND 2000 LP · CIK 0001232063 · 10% owner GS Private Equity Partners 2000, L.P. · CIK 0001363112 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 13,938,067 F4 · shares: Reflects the purchase of 3,520 shares of common stock, par value $0.01 per share (the "Common Stock") of Burger King Holdings, Inc. (the "Company") by Goldman Sachs Execution & Clearing, L.P. ("GSEC") at a weighted average purchase price of $16.9933 per share, at prices ranging from $16.97 to $17.00 per share. GSEC will provide, upon request by the staff of the Securities and Exchange Commission, the Company, or a security holder of the Company, full information regarding the number of shares purchased at each separate price. F4 · price: Reflects the purchase of 3,520 shares of common stock, par value $0.01 per share (the "Common Stock") of Burger King Holdings, Inc. (the "Company") by Goldman Sachs Execution & Clearing, L.P. ("GSEC") at a weighted average purchase price of $16.9933 per share, at prices ranging from $16.97 to $17.00 per share. GSEC will provide, upon request by the staff of the Securities and Exchange Commission, the Company, or a security holder of the Company, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GS Capital Partners 2000, L.P. ("GSCP 2000"), GS Capital Partners 2000 Offshore, L.P. ("GSCP 2000 Offshore"), GS Capital Partners 2000 GmbH & Co. Beteiligungs KG ("GSCP Germany 2000"), GS Capital Partners 2000 Employee Fund, L.P. ("GSCP Employee 2000"), Bridge Street Special Opportunities Fund 2000, L.P. (" Bridge SO 2000"), Stone Street Fund 2000, L.P. ("Stone 2000"), Goldman Sachs Direct Investment Fund 2000, L.P. ("GS Direct 2000"), GS Private Equity Partners 2000, L.P. ("PEP 2000 LP"), GS Private Equity Partners 2000 Offshore Holdings, L.P. ("PEP 2000 Offshore LP"), GS Private Equity Partners 2000-Direct Investment Fund, L.P. ("PEP Direct" and, together with GSCP 2000, (continue in next footnote) F2 · ownership.nature: GSCP 2000 Offshore, GSCP Germany 2000, GSCP Employee 2000, Bridge SO 2000, Stone 2000, GS Direct 2000, PEP 2000 LP, PEP 2000 Offshore LP, the "Limited Partnerships"), GS Advisors 2000, L.L.C. ("GS Advisors 2000"), Goldman, Sachs Management GP GmbH ("GS GmbH"), Bridge Street Special Opportunities Fund 2000, L.L.C. ("Bridge SO 2000 LLC"), Stone Street 2000, L.L.C. ("Stone 2000 GP"), GS Employee Funds 2000 GP, L.L.C. ("GS Employee 2000 LLC"), GS PEP 2000 Advisors, L.L.C. ("PEP 2000 LLC"), GS PEP 2000 Offshore Holdings Advisors, Inc. ("PEP 2000 Offshore Inc."), GS PEP 2000 Direct Investment Advisors, L.L.C. ("PEP Direct LLC", and together with the Limited Partnerships, GS Group, Goldman Sachs, GS Advisors 2000, GS GmbH, Stone 2000 GP, GS Employee 2000 LLC, PEP 2000 LLC, PEP 2000 Offshore Inc., the "Reporting Persons"). F3 · ownership.nature: Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate. F5 · ownership.nature: The securities reported herein as indirectly purchased were beneficially owned directly by GSEC and indirectly by GS Group. Without admitting any legal obligation, GSEC or another wholly-owned subsidiary of GS Group will remit appropriate profits, if any, to the Company. The Reporting Persons, other than GS Group, disclaim beneficial ownership of the securities owned by GSEC. GSEC is a wholly-owned subsidiary of GS Group. F6 · ownership.nature: GS Group may be deemed to beneficially own 24,222 shares of Common Stock pursuant to the Company's 2006 Omnibus Incentive Plan, consisting of 15,898 deferred shares granted to Sanjeev K. Mehra, a managing director of Goldman Sachs and a director of the Company and 8,324 deferred shares granted to Adrian M. Jones, a managing director of Goldman Sachs and a former director of the Company who, at the time of the grants, was a director of the Company. Sanjeev K. Mehra and Adrian M. Jones each has an understanding with GS Group pursuant to which such deferred shares are held for the benefit of GS Group. The deferred shares settle upon termination of board service. Each of Goldman Sachs and GS Group disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F7 · ownership.nature: Goldman Sachs beneficially owns directly and GS Group may be deemed to beneficially own indirectly 10,100 shares of Common Stock. Goldman Sachs and GS Group may each be deemed to beneficially own indirectly, in the aggregate, 13,900,225 shares of Common Stock through certain investment partnerships, of which affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, managing member or member (the "Limited Partnerships"). Goldman Sachs is a wholly-owned subsidiary of GS Group. Goldman Sachs is the investment manager of certain of the Limited Partnerships. Each of Goldman Sachs and GS Group disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F8 · ownership.nature: GSCP 2000 beneficially owns directly and its general partner, GS Advisors 2000 may be deemed to beneficially own indirectly 7,262,660 shares of Common Stock. GSCP 2000 Offshore beneficially owns directly and its general partner, GS Advisors 2000 may be deemed to beneficially own indirectly 2,638,973 shares of Common Stock. GSCP Germany 2000 beneficially owns directly and its general partner GS GmbH may be deemed to beneficially own indirectly 303,562 shares of Common Stock. F9 · ownership.nature: GSCP Employee 2000 beneficially owns directly and its general partner GS Employee 2000 LLC may be deemed to beneficially own indirectly 2,306,145 shares of Common Stock. Bridge SO 2000 beneficially owns directly and its general partner Bridge SO 2000 LLC may be deemed to beneficially own indirectly 106,837 shares of Common Stock. Stone 2000 beneficially owns directly and its general partner Stone 2000 GP may be deemed to beneficially own indirectly 213,675 shares of Common Stock. F10 · ownership.nature: GS Direct 2000 beneficially owns directly and its general partner GS Employee 2000 LLC may be deemed to beneficially own indirectly 356,124 shares of Common Stock. PEP 2000 LP beneficially owns directly and its general partner PEP 2000 LLC may be deemed to beneficially own indirectly 412,941 shares of Common Stock. PEP 2000 Offshore LP beneficially owns directly and its general partner PEP 2000 Offshore Inc. may be deemed to beneficially own indirectly 141,944 shares of Common Stock. PEP Direct beneficially owns directly and its general partner PEP Direct LLC may be deemed to beneficially own indirectly 157,364 shares of Common Stock. Read SEC document |
| November 20, 2008 Filed Nov 25, 2008 01:33 UTC | Burger King Holdings Inc BKC · Entity 13124 | GrantCommon Stock | 7,862 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-08-001055 · bkc420081120gsg_ex.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GS CAPITAL PARTNERS 2000 LP · CIK 0001122198 · 10% owner GS CAPITAL PARTNERS 2000 OFFSHORE LP · CIK 0001232112 · 10% owner GS CAPITAL PARTNERS 2000 GMBH & CO BETEILIGUNGS KG · CIK 0001232108 · 10% owner GS CAPITAL PARTNERS 2000 EMPLOYEE FUND LP · CIK 0001232085 · 10% owner Bridge Street Special Opportunities Fund 2000, L.P. · CIK 0001363000 · 10% owner STONE STREET FUND 2000 LP · CIK 0001232101 · 10% owner GOLDMAN SACHS DIRECT INVESTMENT FUND 2000 LP · CIK 0001232063 · 10% owner GS Private Equity Partners 2000, L.P. · CIK 0001363112 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 13,934,547 F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GS Capital Partners 2000, L.P. ("GSCP 2000"), GS Capital Partners 2000 Offshore, L.P. ("GSCP 2000 Offshore"), GS Capital Partners 2000 GmbH & Co. Beteiligungs KG ("GSCP Germany 2000"), GS Capital Partners 2000 Employee Fund, L.P. ("GSCP Employee 2000"), Bridge Street Special Opportunities Fund 2000, L.P. (" Bridge SO 2000"), Stone Street Fund 2000, L.P. ("Stone 2000"), Goldman Sachs Direct Investment Fund 2000, L.P. ("GS Direct 2000"), GS Private Equity Partners 2000, L.P. ("PEP 2000 LP"), GS Private Equity Partners 2000 Offshore Holdings, L.P. ("PEP 2000 Offshore LP"), GS Private Equity Partners 2000-Direct Investment Fund, L.P. ("PEP Direct" and, together with GSCP 2000, (continue in next footnote) F2 · ownership.nature: GSCP 2000 Offshore, GSCP Germany 2000, GSCP Employee 2000, Bridge SO 2000, Stone 2000, GS Direct 2000, PEP 2000 LP, PEP 2000 Offshore LP, the "Limited Partnerships"), GS Advisors 2000, L.L.C. ("GS Advisors 2000"), Goldman, Sachs Management GP GmbH ("GS GmbH"), Bridge Street Special Opportunities Fund 2000, L.L.C. ("Bridge SO 2000 LLC"), Stone Street 2000, L.L.C. ("Stone 2000 GP"), GS Employee Funds 2000 GP, L.L.C. ("GS Employee 2000 LLC"), GS PEP 2000 Advisors, L.L.C. ("PEP 2000 LLC"), GS PEP 2000 Offshore Holdings Advisors, Inc. ("PEP 2000 Offshore Inc."), GS PEP 2000 Direct Investment Advisors, L.L.C. ("PEP Direct LLC", and together with the Limited Partnerships, GS Group, Goldman Sachs, GS Advisors 2000, GS GmbH, Stone 2000 GP, GS Employee 2000 LLC, PEP 2000 LLC, PEP 2000 Offshore Inc., the "Reporting Persons"). F3 · ownership.nature: Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate. F4 · ownership.nature: The 7,862 shares of common stock, par value $0.01 per share (the "Common Stock") of Burger King Holdings, Inc. (the "Company") were granted to Sanjeev K. Mehra, a managing director of Goldman Sachs, in his capacity as a director of the Company pursuant to certain deferred stock awards under the 2006 Omnibus Incentive Plan (the "2006 Plan"). Of the shares granted, 3,253 are fully vested as of the grant date. The remainer of the deferred shares granted vest 25% on the first day of each calendar quarter following the grant date, which was November 20, 2008. F5 · ownership.nature: GS Group may be deemed to beneficially own 24,222 shares of Common Stock pursuant to the 2006 Plan, consisting of 15,898 deferred shares granted to Sanjeev K. Mehra, a managing director of Goldman Sachs and a director of the Company and 8,324 deferred shares granted to Adrian M. Jones, a managing director of Goldman Sachs and a former director of the Company who, at the time of the grants, was a director of the Company. Each of Sanjeev K. Mehra and Adrian M. Jones each has an understanding with GS Group pursuant to which such deferred shares are held for the benefit of GS Group. The deferred shares settle upon termination of board service. Each of Goldman Sachs and GS Group disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F6 · ownership.nature: Goldman Sachs beneficially owns directly and GS Group may be deemed to beneficially own indirectly 10,100 shares of Common Stock. Goldman Sachs and GS Group may each be deemed to beneficially own indirectly, in the aggregate, 13,900,225 shares of Common Stock through certain investment partnerships, of which affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, managing member or member (the "Limited Partnerships"). Goldman Sachs is a wholly-owned subsidiary of GS Group. Goldman Sachs is the investment manager of certain of the Limited Partnerships. Each of Goldman Sachs and GS Group disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F7 · ownership.nature: GSCP 2000 beneficially owns directly and its general partner, GS Advisors 2000 may be deemed to beneficially own indirectly 7,262,660 shares of Common Stock. GSCP 2000 Offshore beneficially owns directly and its general partner, GS Advisors 2000 may be deemed to beneficially own indirectly 2,638,973 shares of Common Stock. GSCP Germany 2000 beneficially owns directly and its general partner GS GmbH may be deemed to beneficially own indirectly 303,562 shares of Common Stock. F8 · ownership.nature: GSCP Employee 2000 beneficially owns directly and its general partner GS Employee 2000 LLC may be deemed to beneficially own indirectly 2,306,145 shares of Common Stock. Bridge SO 2000 beneficially owns directly and its general partner Bridge SO 2000 LLC may be deemed to beneficially own indirectly 106,837 shares of Common Stock. Stone 2000 beneficially owns directly and its general partner Stone 2000 GP may be deemed to beneficially own indirectly 213,675 shares of Common Stock. F9 · ownership.nature: GS Direct 2000 beneficially owns directly and its general partner GS Employee 2000 LLC may be deemed to beneficially own indirectly 356,124 shares of Common Stock. PEP 2000 LP beneficially owns directly and its general partner PEP 2000 LLC may be deemed to beneficially own indirectly 412,941 shares of Common Stock. PEP 2000 Offshore LP beneficially owns directly and its general partner PEP 2000 Offshore Inc. may be deemed to beneficially own indirectly 141,944 shares of Common Stock. PEP Direct beneficially owns directly and its general partner PEP Direct LLC may be deemed to beneficially own indirectly 157,364 shares of Common Stock. Read SEC document |
| June 30, 2008 Filed Jul 2, 2008 23:24 UTC | Burger King Holdings Inc BKC · Entity 13124 | Disposition to issuerCommon Stock | 1,634 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-08-000730 · bkc420080630gsg_ex.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GS CAPITAL PARTNERS 2000 LP · CIK 0001122198 · 10% owner GS CAPITAL PARTNERS 2000 OFFSHORE LP · CIK 0001232112 · 10% owner GS CAPITAL PARTNERS 2000 GMBH & CO BETEILIGUNGS KG · CIK 0001232108 · 10% owner GS CAPITAL PARTNERS 2000 EMPLOYEE FUND LP · CIK 0001232085 · 10% owner Bridge Street Special Opportunities Fund 2000, L.P. · CIK 0001363000 · 10% owner STONE STREET FUND 2000 LP · CIK 0001232101 · 10% owner GOLDMAN SACHS DIRECT INVESTMENT FUND 2000 LP · CIK 0001232063 · 10% owner GS Private Equity Partners 2000, L.P. · CIK 0001363112 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 13,926,685 F2 · shares: See Exhibit 99.1 for text of footnote 2. F1 · ownership.nature: See Exhibit 99.1 for text of footnote 1. F3 · ownership.nature: See Exhibit 99.1 for text of footnote 3. Read SEC document |
| May 08, 2008 Filed May 12, 2008 22:09 UTC | Burger King Holdings Inc BKC · Entity 13124 | SaleCommon Stock | 4,750,000 | $27.41 | $130,197,500.00 |
DisclosureSEC source: 0000769993-08-000685 · bkc420080507gsg_ex.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GS CAPITAL PARTNERS 2000 LP · CIK 0001122198 · 10% owner GS CAPITAL PARTNERS 2000 OFFSHORE LP · CIK 0001232112 · 10% owner GS CAPITAL PARTNERS 2000 GMBH & CO BETEILIGUNGS KG · CIK 0001232108 · 10% owner GS CAPITAL PARTNERS 2000 EMPLOYEE FUND LP · CIK 0001232085 · 10% owner Bridge Street Special Opportunities Fund 2000, L.P. · CIK 0001363000 · 10% owner STONE STREET FUND 2000 LP · CIK 0001232101 · 10% owner GOLDMAN SACHS DIRECT INVESTMENT FUND 2000 LP · CIK 0001232063 · 10% owner GS Private Equity Partners 2000, L.P. · CIK 0001363112 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 13,928,319 F2 · shares: See Exhibit 99.1 for text of footnote 2. F1 · ownership.nature: See Exhibit 99.1 for text of footnote 1. F3 · ownership.nature: See Exhibit 99.1 for text of footnote 3. Read SEC document |
| December 10, 2007 Filed Dec 12, 2007 22:37 UTC | Burger King Holdings Inc BKC · Entity 13124 | PurchaseCommon Stock | 100 | $27.12 | $2,712.00 |
DisclosureSEC source: 0000769993-07-001112 · bkc420071210gsg_ex.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GS CAPITAL PARTNERS 2000 LP · CIK 0001122198 · 10% owner GS CAPITAL PARTNERS 2000 OFFSHORE LP · CIK 0001232112 · 10% owner GS CAPITAL PARTNERS 2000 GMBH & CO BETEILIGUNGS KG · CIK 0001232108 · 10% owner GS CAPITAL PARTNERS 2000 EMPLOYEE FUND LP · CIK 0001232085 · 10% owner Bridge Street Special Opportunities Fund 2000, L.P. · CIK 0001363000 · 10% owner STONE STREET FUND 2000 LP · CIK 0001232101 · 10% owner GOLDMAN SACHS DIRECT INVESTMENT FUND 2000 LP · CIK 0001232063 · 10% owner GS Private Equity Partners 2000, L.P. · CIK 0001363112 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 18,678,319 F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GS Capital Partners 2000, L.P. ("GSCP 2000"), GS Capital Partners 2000 Offshore, L.P. ("GSCP 2000 Offshore"), GS Capital Partners 2000 GmbH & Co. Beteiligungs KG ("GSCP Germany 2000"), GS Capital Partners 2000 Employee Fund, L.P. ("GSCP Employee 2000"), Bridge Street Special Opportunities Fund 2000, L.P. (" Bridge SO 2000"), Stone Street Fund 2000, L.P. ("Stone 2000"), Goldman Sachs Direct Investment Fund 2000, L.P. ("GS Direct 2000"), GS Private Equity Partners 2000, L.P. ("PEP 2000 LP"), GS Private Equity Partners 2000 Offshore Holdings, L.P. ("PEP 2000 Offshore LP"), GS Private Equity Partners 2000-Direct Investment Fund, L.P. ("PEP Direct" and, together with GSCP 2000, (continue in next footnote) F2 · ownership.nature: GSCP 2000 Offshore, GSCP Germany 2000, GSCP Employee 2000, Bridge SO 2000, Stone 2000, GS Direct 2000, PEP 2000 LP, PEP 2000 Offshore LP, the "Limited Partnerships"), GS Advisors 2000, L.L.C. ("GS Advisors 2000"), Goldman, Sachs Management GP GmbH ("GS GmbH"), Bridge Street Special Opportunities Fund 2000, L.L.C. ("Bridge SO 2000 LLC"), Stone Street 2000, L.L.C. ("Stone 2000 GP"), GS Employee Funds 2000 GP, L.L.C. ("GS Employee 2000 LLC"), GS PEP 2000 Advisors, L.L.C. ("PEP 2000 LLC"), GS PEP 2000 Offshore Holdings Advisors, Inc. ("PEP 2000 Offshore Inc."), GS PEP 2000 Direct Investment Advisors, L.L.C. ("PEP Direct LLC", and together with the Limited Partnerships, GS Group, Goldman Sachs, GS Advisors 2000, GS GmbH, Stone 2000 GP, GS Employee 2000 LLC, PEP 2000 LLC, PEP 2000 Offshore Inc., the "Reporting Persons"). F3 · ownership.nature: Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate. F4 · ownership.nature: The securities reported herein as indirectly purchased were beneficially owned directly by Goldman Sachs. Without admitting any legal obligation, Goldman Sachs will remit appropriate profits, if any, to Burger King Holdings, Inc. (the "Company"). The Reporting Persons, other than GS Group, disclaim beneficial ownership of the securities owned by Goldman Sachs. Goldman Sachs is a wholly-owned subsidiary of GS Group. F5 · ownership.nature: Goldman Sachs beneficially owns directly and GS Group may be deemed to beneficially own indirectly 10,100 shares of the Company's common stock, par value $0.01 per share ("Common Stock"). Goldman Sachs and GS Group may each be deemed to beneficially own indirectly, in the aggregate, 18,650,225 shares of Common Stock through the Limited Partnerships, of which affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, managing member or member. Goldman Sachs is a wholly-owned subsidiary of GS Group. Goldman Sachs is the investment manager of certain of the Limited Partnerships. Each of Goldman Sachs and GS Group disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F6 · ownership.nature: GS Group may be deemed to beneficially own 17,994 shares of the Company's Common Stock pursuant to the 2006 Omnibus Incentive Plan, consisting of 8,036 deferred shares granted to Sanjeev K. Mehra and 9,958 deferred shares granted to Adrian M. Jones. Each of Sanjeev K. Mehra and Adrian M. Jones has an understanding with GS Group pursuant to which he holds such deferred shares for the benefit of GS Group. The deferred shares will be settled upon termination of board service. Each of Goldman Sachs and GS Group disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F7 · ownership.nature: GSCP 2000 beneficially owns directly and its general partner, GS Advisors 2000 may be deemed to beneficially own indirectly 9,744,463 shares of Common Stock. GSCP 2000 Offshore beneficially owns directly and its general partner, GS Advisors 2000 may be deemed to beneficially own indirectly 3,540,766 shares of Common Stock. GSCP Germany 2000 beneficially owns directly and its general partner GS GmbH may be deemed to beneficially own indirectly 407,296 shares of Common Stock. F8 · ownership.nature: GSCP Employee 2000 beneficially owns directly and its general partner GS Employee 2000 LLC may be deemed to beneficially own indirectly 3,094,204 shares of Common Stock. Bridge SO 2000 beneficially owns directly and its general partner Bridge SO 2000 LLC may be deemed to beneficially own indirectly 143,346 shares of Common Stock. Stone 2000 beneficially owns directly and its general partner Stone 2000 GP may be deemed to beneficially own indirectly 286,692 shares of Common Stock. F9 · ownership.nature: GS Direct 2000 beneficially owns directly and its general partner GS Employee 2000 LLC may be deemed to beneficially own indirectly 477,819 shares of Common Stock. PEP 2000 LP beneficially owns directly and its general partner PEP 2000 LLC may be deemed to beneficially own indirectly 554,052 shares of Common Stock. PEP 2000 Offshore LP beneficially owns directly and its general partner PEP 2000 Offshore Inc. may be deemed to beneficially own indirectly 190,449 shares of Common Stock. PEP Direct beneficially owns directly and its general partner PEP Direct LLC may be deemed to beneficially own indirectly 211,138 shares of Common Stock. Read SEC document |
| November 29, 2007 Filed Dec 3, 2007 22:58 UTC | Burger King Holdings Inc BKC · Entity 13124 | GrantCommon Stock | 8,456 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-07-001073 · bkc420071129gsg_ex.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GS CAPITAL PARTNERS 2000 LP · CIK 0001122198 · 10% owner GS CAPITAL PARTNERS 2000 OFFSHORE LP · CIK 0001232112 · 10% owner GS CAPITAL PARTNERS 2000 GMBH & CO BETEILIGUNGS KG · CIK 0001232108 · 10% owner GS CAPITAL PARTNERS 2000 EMPLOYEE FUND LP · CIK 0001232085 · 10% owner Bridge Street Special Opportunities Fund 2000, L.P. · CIK 0001363000 · 10% owner STONE STREET FUND 2000 LP · CIK 0001232101 · 10% owner GOLDMAN SACHS DIRECT INVESTMENT FUND 2000 LP · CIK 0001232063 · 10% owner GS Private Equity Partners 2000, L.P. · CIK 0001363112 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 18,678,219 F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GS Capital Partners 2000, L.P. ("GSCP 2000"), GS Capital Partners 2000 Offshore, L.P. ("GSCP 2000 Offshore"), GS Capital Partners 2000 GmbH & Co. Beteiligungs KG ("GSCP Germany 2000"), GS Capital Partners 2000 Employee Fund, L.P. ("GSCP Employee 2000"), Bridge Street Special Opportunities Fund 2000, L.P. (" Bridge SO 2000"), Stone Street Fund 2000, L.P. ("Stone 2000"), Goldman Sachs Direct Investment Fund 2000, L.P. ("GS Direct 2000"), GS Private Equity Partners 2000, L.P. ("PEP 2000 LP"), GS Private Equity Partners 2000 Offshore Holdings, L.P. ("PEP 2000 Offshore LP"), GS Private Equity Partners 2000-Direct Investment Fund, L.P. ("PEP Direct" and, together with GSCP 2000, (continue in next footnote) F2 · ownership.nature: GSCP 2000 Offshore, GSCP Germany 2000, GSCP Employee 2000, Bridge SO 2000, Stone 2000, GS Direct 2000, PEP 2000 LP, PEP 2000 Offshore LP, the "Limited Partnerships"), GS Advisors 2000, L.L.C. ("GS Advisors 2000"), Goldman, Sachs Management GP GmbH ("GS GmbH"), Bridge Street Special Opportunities Fund 2000, L.L.C. ("Bridge SO 2000 LLC"), Stone Street 2000, L.L.C. ("Stone 2000 GP"), GS Employee Funds 2000 GP, L.L.C. ("GS Employee 2000 LLC"), GS PEP 2000 Advisors, L.L.C. ("PEP 2000 LLC"), GS PEP 2000 Offshore Holdings Advisors, Inc. ("PEP 2000 Offshore Inc."), GS PEP 2000 Direct Investment Advisors, L.L.C. ("PEP Direct LLC", and together with the Limited Partnerships, GS Group, Goldman Sachs, GS Advisors 2000, GS GmbH, Stone 2000 GP, GS Employee 2000 LLC, PEP 2000 LLC, PEP 2000 Offshore Inc., the "Reporting Persons"). F3 · ownership.nature: Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate. F4 · ownership.nature: The 8,456 shares of common stock, par value $0.01 per share (the "Common Stock") of Burger King Holdings, Inc. (the "Company") were granted pursuant to certain deferred stock awards under the 2006 Omnibus Incentive Plan (the "2006 Plan"), consisting of 3,267 deferred shares granted to Sanjeev K. Mehra and 5,189 deferred shares granted to Adrian M. Jones, each a managing director of Goldman Sachs, in their capacity as directors of the Company. Each grant of 3,267 deferred shares granted to Adrian M. Jones and Sanjeev K. Mehra vests 25% on the first day of each calendar quarter following the grant date, which was November 29, 2007. F5 · ownership.nature: GS Group may be deemed to beneficially own 17,994 shares of Common Stock pursuant to the 2006 Plan, consisting of 8,036 deferred shares granted to Sanjeev K. Mehra and 9,958 deferred shares granted to Adrian M. Jones. Each of Sanjeev K. Mehra and Adrian M. Jones has an understanding with GS Group pursuant to which he holds such deferred shares for the benefit of GS Group. The deferred shares will be settled upon termination of board service. F6 · ownership.nature: Goldman Sachs beneficially owns directly and GS Group may be deemed to beneficially own indirectly 10,000 shares of Common Stock. Goldman Sachs and GS Group may each be deemed to beneficially own indirectly, in the aggregate, 18,650,225 shares of Common Stock through certain investment partnerships, of which affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, managing member or member (the "Limited Partnerships"). Goldman Sachs is a wholly-owned subsidiary of GS Group. Goldman Sachs is the investment manager of certain of the Limited Partnerships. Each of Goldman Sachs and GS Group disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F7 · ownership.nature: GSCP 2000 beneficially owns directly and its general partner, GS Advisors 2000 may be deemed to beneficially own indirectly 9,744,463 shares of Common Stock. GSCP 2000 Offshore beneficially owns directly and its general partner, GS Advisors 2000 may be deemed to beneficially own indirectly 3,540,766 shares of Common Stock. GSCP Germany 2000 beneficially owns directly and its general partner GS GmbH may be deemed to beneficially own indirectly 407,296 shares of Common Stock. F8 · ownership.nature: GSCP Employee 2000 beneficially owns directly and its general partner GS Employee 2000 LLC may be deemed to beneficially own indirectly 3,094,204 shares of Common Stock. Bridge SO 2000 beneficially owns directly and its general partner Bridge SO 2000 LLC may be deemed to beneficially own indirectly 143,346 shares of Common Stock. Stone 2000 beneficially owns directly and its general partner Stone 2000 GP may be deemed to beneficially own indirectly 286,692 shares of Common Stock. F9 · ownership.nature: GS Direct 2000 beneficially owns directly and its general partner GS Employee 2000 LLC may be deemed to beneficially own indirectly 477,819 shares of Common Stock. PEP 2000 LP beneficially owns directly and its general partner PEP 2000 LLC may be deemed to beneficially own indirectly 554,052 shares of Common Stock. PEP 2000 Offshore LP beneficially owns directly and its general partner PEP 2000 Offshore Inc. may be deemed to beneficially own indirectly 190,449 shares of Common Stock. PEP Direct beneficially owns directly and its general partner PEP Direct LLC may be deemed to beneficially own indirectly 211,138 shares of Common Stock. Read SEC document |
| November 21, 2007 Filed Nov 21, 2007 20:42 UTC | Burger King Holdings Inc BKC · Entity 13124 | SaleCommon Stock | 864,000 | $25.00 | $21,600,000.00 |
DisclosureSEC source: 0000769993-07-001065 · bkc420071119gsg_ex.xml · nonDerivative · entry 2 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GS CAPITAL PARTNERS 2000 LP · CIK 0001122198 · 10% owner GS CAPITAL PARTNERS 2000 OFFSHORE LP · CIK 0001232112 · 10% owner GS CAPITAL PARTNERS 2000 GMBH & CO BETEILIGUNGS KG · CIK 0001232108 · 10% owner GS CAPITAL PARTNERS 2000 EMPLOYEE FUND LP · CIK 0001232085 · 10% owner Bridge Street Special Opportunities Fund 2000, L.P. · CIK 0001363000 · 10% owner STONE STREET FUND 2000 LP · CIK 0001232101 · 10% owner GOLDMAN SACHS DIRECT INVESTMENT FUND 2000 LP · CIK 0001232063 · 10% owner GS Private Equity Partners 2000, L.P. · CIK 0001363112 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 18,669,763 F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GS Capital Partners 2000, L.P. ("GSCP 2000"), GS Capital Partners 2000 Offshore, L.P. ("GSCP 2000 Offshore"), GS Capital Partners 2000 GmbH & Co. Beteiligungs KG ("GSCP Germany 2000"), GS Capital Partners 2000 Employee Fund, L.P. ("GSCP Employee 2000"), Bridge Street Special Opportunities Fund 2000, L.P. (" Bridge SO 2000"), Stone Street Fund 2000, L.P. ("Stone 2000"), Goldman Sachs Direct Investment Fund 2000, L.P. ("GS Direct 2000"), GS Private Equity Partners 2000, L.P. ("PEP 2000 LP"), GS Private Equity Partners 2000 Offshore Holdings, L.P. ("PEP 2000 Offshore LP"), GS Private Equity Partners 2000-Direct Investment Fund, L.P. ("PEP Direct" and, together with GSCP 2000, (continue in next footnote) F2 · ownership.nature: GSCP 2000 Offshore, GSCP Germany 2000, GSCP Employee 2000, Bridge SO 2000, Stone 2000, GS Direct 2000, PEP 2000 LP, PEP 2000 Offshore LP, the "Limited Partnerships"), GS Advisors 2000, L.L.C. ("GS Advisors 2000"), Goldman, Sachs Management GP GmbH ("GS GmbH"), Bridge Street Special Opportunities Fund 2000, L.L.C. ("Bridge SO 2000 LLC"), Stone Street 2000, L.L.C. ("Stone 2000 GP"), GS Employee Funds 2000 GP, L.L.C. ("GS Employee 2000 LLC"), GS PEP 2000 Advisors, L.L.C. ("PEP 2000 LLC"), GS PEP 2000 Offshore Holdings Advisors, Inc. ("PEP 2000 Offshore Inc."), GS PEP 2000 Direct Investment Advisors, L.L.C. ("PEP Direct LLC", and together with the Limited Partnerships, GS Group, Goldman Sachs, GS Advisors 2000, GS GmbH, Stone 2000 GP, GS Employee 2000 LLC, PEP 2000 LLC, PEP 2000 Offshore Inc., the "Reporting Persons"). F3 · ownership.nature: Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate. F4 · ownership.nature: Pursuant to an underwriting agreement, dated November 13, 2007 (the "Underwriting Agreement"), and in connection with the registered public offering of common stock, par value $0.01 per share (the "Common Stock") of Burger King Holdings, Inc. (the "Company"), pursuant to the final prospectus filed by the Company on November 15, 2007, which offering was consummated on November 19, 2007 (the "Secondary Offering"), GSCP 2000 sold 3,009,514 shares of Common Stock; GSCP 2000 Offshore sold 1,093,543 shares of Common Stock; GSCP Germany 2000 sold 125,791 shares of Common Stock; GSCP Employee 2000 sold 955,625 shares of Common Stock; Bridge SO 2000 sold 44,271 shares of Common Stock; Stone 2000 sold 88,543 shares of Common Stock; GS Direct 2000 sold 147,571 shares of Common Stock; PEP 2000 LP sold 171,115 shares of Common Stock; PEP 2000 Offshore LP sold 58,819 shares of Common Stock; and PEP Direct sold 65,208 shares of Common Stock. F5 · ownership.nature: Pursuant to the Underwriting Agreement, and in connection with the Secondary Offering, the underwriters, party to the Underwriting Agreement (the "Underwriters") elected to exercise an option (the "Over-Allotment Option") to purchase an additional amount of shares of the Company's Common Stock from the selling stockholders, which included the Limited Partnerships. Goldman Sachs was one of the several Underwriters under the Underwriting Agreement. F6 · ownership.nature: On November 21, 2007, the sale of shares of Company's Common Stock by the selling stockholders to the Underwriters pursuant to the exercise by the Underwriters of the Over-Allotment Option was consummated and in connection with such sale GSCP 2000 sold 451,427 shares of Common Stock; GSCP 2000 Offshore sold 164,031 shares of Common Stock; GSCP Germany 2000 sold 18,869 shares of Common Stock; GSCP Employee 2000 sold 143,344 shares of Common Stock; Bridge SO 2000 sold 6,641 shares of Common Stock; Stone 2000 sold 13,281 shares of Common Stock; GS Direct 2000 sold 22,136 shares of Common Stock; PEP 2000 LP sold 25,667 shares of Common Stock; PEP 2000 Offshore LP sold 8,823 shares of Common Stock; and PEP Direct sold 9,781 shares of Common Stock. F7 · ownership.nature: Goldman Sachs beneficially owns directly and GS Group may be deemed to beneficially own indirectly 10,000 shares of Common Stock. As of November 21, 2007, as a result of the Secondary Offering and the exercise of the Over-Allotment Option, Goldman Sachs and GS Group may each be deemed to beneficially own indirectly, in the aggregate, 18,650,225 shares of Common Stock through the Limited Partnerships, of which affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, managing member or member. Goldman Sachs is a wholly-owned subsidiary of GS Group. Goldman Sachs is the investment manager of certain of the Limited Partnerships. Each of Goldman Sachs and GS Group disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F8 · ownership.nature: GS Group may be deemed to beneficially own 9,538 shares of Common Stock pursuant to the 2006 Omnibus Incentive Plan (the "2006 Plan"), consisting of 4,769 deferred shares granted to each of Sanjeev K. Mehra and Adrian M. Jones, each a managing director of Goldman Sachs, in their capacity as directors of the Company. Each of Sanjeev K. Mehra and Adrian M. Jones has an understanding with GS Group pursuant to which he holds such deferred shares for the benefit of GS Group. Each grant of 4,769 deferred shares vests 25% on the first day of each calendar quarter following the grant date, which was November 29, 2006. The deferred shares will be settled upon termination of board service. Each of Goldman Sachs and GS Group disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F9 · ownership.nature: As of November 21, 2007, as a result of the Secondary Offering and the exercise of the Over-Allotment Option, GSCP 2000 beneficially owns directly and its general partner, GS Advisors 2000 may be deemed to beneficially own indirectly 9,744,463 shares of Common Stock. GSCP 2000 Offshore beneficially owns directly and its general partner, GS Advisors 2000 may be deemed to beneficially own indirectly 3,540,766 shares of Common Stock. GSCP Germany 2000 beneficially owns directly and its general partner GS GmbH may be deemed to beneficially own indirectly 407,296 shares of Common Stock. (continue in next footnote) F10 · ownership.nature: GSCP Employee 2000 beneficially owns directly and its general partner GS Employee 2000 LLC may be deemed to beneficially own indirectly 3,094,204 shares of Common Stock. Bridge SO 2000 beneficially owns directly and its general partner Bridge SO 2000 LLC may be deemed to beneficially own indirectly 143,346 shares of Common Stock. Stone 2000 beneficially owns directly and its general partner Stone 2000 GP may be deemed to beneficially own indirectly 286,692 shares of Common Stock. GS Direct 2000 beneficially owns directly and its general partner GS Employee 2000 LLC may be deemed to beneficially own indirectly 477,819 shares of Common Stock. (continue in next footnote) F11 · ownership.nature: PEP 2000 LP beneficially owns directly and its general partner PEP 2000 LLC may be deemed to beneficially own indirectly 554,052 shares of Common Stock. PEP 2000 Offshore LP beneficially owns directly and its general partner PEP 2000 Offshore Inc. may be deemed to beneficially own indirectly 190,449 shares of Common Stock. PEP Direct beneficially owns directly and its general partner PEP Direct LLC may be deemed to beneficially own indirectly 211,138 shares of Common Stock. Read SEC document |
| November 19, 2007 Filed Nov 21, 2007 20:42 UTC | Burger King Holdings Inc BKC · Entity 13124 | SaleCommon Stock | 5,760,000 | $25.00 | $144,000,000.00 |
DisclosureSEC source: 0000769993-07-001065 · bkc420071119gsg_ex.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GS CAPITAL PARTNERS 2000 LP · CIK 0001122198 · 10% owner GS CAPITAL PARTNERS 2000 OFFSHORE LP · CIK 0001232112 · 10% owner GS CAPITAL PARTNERS 2000 GMBH & CO BETEILIGUNGS KG · CIK 0001232108 · 10% owner GS CAPITAL PARTNERS 2000 EMPLOYEE FUND LP · CIK 0001232085 · 10% owner Bridge Street Special Opportunities Fund 2000, L.P. · CIK 0001363000 · 10% owner STONE STREET FUND 2000 LP · CIK 0001232101 · 10% owner GOLDMAN SACHS DIRECT INVESTMENT FUND 2000 LP · CIK 0001232063 · 10% owner GS Private Equity Partners 2000, L.P. · CIK 0001363112 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 19,533,763 F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GS Capital Partners 2000, L.P. ("GSCP 2000"), GS Capital Partners 2000 Offshore, L.P. ("GSCP 2000 Offshore"), GS Capital Partners 2000 GmbH & Co. Beteiligungs KG ("GSCP Germany 2000"), GS Capital Partners 2000 Employee Fund, L.P. ("GSCP Employee 2000"), Bridge Street Special Opportunities Fund 2000, L.P. (" Bridge SO 2000"), Stone Street Fund 2000, L.P. ("Stone 2000"), Goldman Sachs Direct Investment Fund 2000, L.P. ("GS Direct 2000"), GS Private Equity Partners 2000, L.P. ("PEP 2000 LP"), GS Private Equity Partners 2000 Offshore Holdings, L.P. ("PEP 2000 Offshore LP"), GS Private Equity Partners 2000-Direct Investment Fund, L.P. ("PEP Direct" and, together with GSCP 2000, (continue in next footnote) F2 · ownership.nature: GSCP 2000 Offshore, GSCP Germany 2000, GSCP Employee 2000, Bridge SO 2000, Stone 2000, GS Direct 2000, PEP 2000 LP, PEP 2000 Offshore LP, the "Limited Partnerships"), GS Advisors 2000, L.L.C. ("GS Advisors 2000"), Goldman, Sachs Management GP GmbH ("GS GmbH"), Bridge Street Special Opportunities Fund 2000, L.L.C. ("Bridge SO 2000 LLC"), Stone Street 2000, L.L.C. ("Stone 2000 GP"), GS Employee Funds 2000 GP, L.L.C. ("GS Employee 2000 LLC"), GS PEP 2000 Advisors, L.L.C. ("PEP 2000 LLC"), GS PEP 2000 Offshore Holdings Advisors, Inc. ("PEP 2000 Offshore Inc."), GS PEP 2000 Direct Investment Advisors, L.L.C. ("PEP Direct LLC", and together with the Limited Partnerships, GS Group, Goldman Sachs, GS Advisors 2000, GS GmbH, Stone 2000 GP, GS Employee 2000 LLC, PEP 2000 LLC, PEP 2000 Offshore Inc., the "Reporting Persons"). F3 · ownership.nature: Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate. F4 · ownership.nature: Pursuant to an underwriting agreement, dated November 13, 2007 (the "Underwriting Agreement"), and in connection with the registered public offering of common stock, par value $0.01 per share (the "Common Stock") of Burger King Holdings, Inc. (the "Company"), pursuant to the final prospectus filed by the Company on November 15, 2007, which offering was consummated on November 19, 2007 (the "Secondary Offering"), GSCP 2000 sold 3,009,514 shares of Common Stock; GSCP 2000 Offshore sold 1,093,543 shares of Common Stock; GSCP Germany 2000 sold 125,791 shares of Common Stock; GSCP Employee 2000 sold 955,625 shares of Common Stock; Bridge SO 2000 sold 44,271 shares of Common Stock; Stone 2000 sold 88,543 shares of Common Stock; GS Direct 2000 sold 147,571 shares of Common Stock; PEP 2000 LP sold 171,115 shares of Common Stock; PEP 2000 Offshore LP sold 58,819 shares of Common Stock; and PEP Direct sold 65,208 shares of Common Stock. F5 · ownership.nature: Pursuant to the Underwriting Agreement, and in connection with the Secondary Offering, the underwriters, party to the Underwriting Agreement (the "Underwriters") elected to exercise an option (the "Over-Allotment Option") to purchase an additional amount of shares of the Company's Common Stock from the selling stockholders, which included the Limited Partnerships. Goldman Sachs was one of the several Underwriters under the Underwriting Agreement. F6 · ownership.nature: On November 21, 2007, the sale of shares of Company's Common Stock by the selling stockholders to the Underwriters pursuant to the exercise by the Underwriters of the Over-Allotment Option was consummated and in connection with such sale GSCP 2000 sold 451,427 shares of Common Stock; GSCP 2000 Offshore sold 164,031 shares of Common Stock; GSCP Germany 2000 sold 18,869 shares of Common Stock; GSCP Employee 2000 sold 143,344 shares of Common Stock; Bridge SO 2000 sold 6,641 shares of Common Stock; Stone 2000 sold 13,281 shares of Common Stock; GS Direct 2000 sold 22,136 shares of Common Stock; PEP 2000 LP sold 25,667 shares of Common Stock; PEP 2000 Offshore LP sold 8,823 shares of Common Stock; and PEP Direct sold 9,781 shares of Common Stock. F7 · ownership.nature: Goldman Sachs beneficially owns directly and GS Group may be deemed to beneficially own indirectly 10,000 shares of Common Stock. As of November 21, 2007, as a result of the Secondary Offering and the exercise of the Over-Allotment Option, Goldman Sachs and GS Group may each be deemed to beneficially own indirectly, in the aggregate, 18,650,225 shares of Common Stock through the Limited Partnerships, of which affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, managing member or member. Goldman Sachs is a wholly-owned subsidiary of GS Group. Goldman Sachs is the investment manager of certain of the Limited Partnerships. Each of Goldman Sachs and GS Group disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F8 · ownership.nature: GS Group may be deemed to beneficially own 9,538 shares of Common Stock pursuant to the 2006 Omnibus Incentive Plan (the "2006 Plan"), consisting of 4,769 deferred shares granted to each of Sanjeev K. Mehra and Adrian M. Jones, each a managing director of Goldman Sachs, in their capacity as directors of the Company. Each of Sanjeev K. Mehra and Adrian M. Jones has an understanding with GS Group pursuant to which he holds such deferred shares for the benefit of GS Group. Each grant of 4,769 deferred shares vests 25% on the first day of each calendar quarter following the grant date, which was November 29, 2006. The deferred shares will be settled upon termination of board service. Each of Goldman Sachs and GS Group disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F9 · ownership.nature: As of November 21, 2007, as a result of the Secondary Offering and the exercise of the Over-Allotment Option, GSCP 2000 beneficially owns directly and its general partner, GS Advisors 2000 may be deemed to beneficially own indirectly 9,744,463 shares of Common Stock. GSCP 2000 Offshore beneficially owns directly and its general partner, GS Advisors 2000 may be deemed to beneficially own indirectly 3,540,766 shares of Common Stock. GSCP Germany 2000 beneficially owns directly and its general partner GS GmbH may be deemed to beneficially own indirectly 407,296 shares of Common Stock. (continue in next footnote) F10 · ownership.nature: GSCP Employee 2000 beneficially owns directly and its general partner GS Employee 2000 LLC may be deemed to beneficially own indirectly 3,094,204 shares of Common Stock. Bridge SO 2000 beneficially owns directly and its general partner Bridge SO 2000 LLC may be deemed to beneficially own indirectly 143,346 shares of Common Stock. Stone 2000 beneficially owns directly and its general partner Stone 2000 GP may be deemed to beneficially own indirectly 286,692 shares of Common Stock. GS Direct 2000 beneficially owns directly and its general partner GS Employee 2000 LLC may be deemed to beneficially own indirectly 477,819 shares of Common Stock. (continue in next footnote) F11 · ownership.nature: PEP 2000 LP beneficially owns directly and its general partner PEP 2000 LLC may be deemed to beneficially own indirectly 554,052 shares of Common Stock. PEP 2000 Offshore LP beneficially owns directly and its general partner PEP 2000 Offshore Inc. may be deemed to beneficially own indirectly 190,449 shares of Common Stock. PEP Direct beneficially owns directly and its general partner PEP Direct LLC may be deemed to beneficially own indirectly 211,138 shares of Common Stock. Read SEC document |
| March 23, 2007 Filed Mar 27, 2007 21:06 UTC | Burger King Holdings Inc BKC · Entity 13124 | SaleCommon Stock | 307,456 | $22.00 | $6,764,032.00 |
DisclosureSEC source: 0000769993-07-000692 · bkc4070323gsg_ex.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GS CAPITAL PARTNERS 2000 LP · CIK 0001122198 · 10% owner GS CAPITAL PARTNERS 2000 OFFSHORE LP · CIK 0001232112 · 10% owner GS CAPITAL PARTNERS 2000 GMBH & CO BETEILIGUNGS KG · CIK 0001232108 · 10% owner GS CAPITAL PARTNERS 2000 EMPLOYEE FUND LP · CIK 0001232085 · 10% owner Bridge Street Special Opportunities Fund 2000, L.P. · CIK 0001363000 · 10% owner STONE STREET FUND 2000 LP · CIK 0001232101 · 10% owner GOLDMAN SACHS DIRECT INVESTMENT FUND 2000 LP · CIK 0001232063 · 10% owner GS Private Equity Partners 2000, L.P. · CIK 0001363112 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 25,293,763 F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GS Capital Partners 2000, L.P. ("GSCP 2000"), GS Capital Partners 2000 Offshore, L.P. ("GSCP 2000 Offshore"), GS Capital Partners 2000 GmbH & Co. Beteiligungs KG ("GSCP Germany 2000"), GS Capital Partners 2000 Employee Fund, L.P. ("GSCP Employee 2000"), Bridge Street Special Opportunities Fund 2000, L.P. (" Bridge SO 2000"), Stone Street Fund 2000, L.P. ("Stone 2000"), Goldman Sachs Direct Investment Fund 2000, L.P. ("GS Direct 2000"), GS Private Equity Partners 2000, L.P. ("PEP 2000 LP"), GS Private Equity Partners 2000 Offshore Holdings, L.P. ("PEP 2000 Offshore LP"), GS Private Equity Partners 2000-Direct Investment Fund, L.P. ("PEP Direct" and, together with GSCP 2000, (continue in next footnote) F2 · ownership.nature: GSCP 2000 Offshore, GSCP Germany 2000, GSCP Employee 2000, Bridge SO 2000, Stone 2000, GS Direct 2000, PEP 2000 LP, PEP 2000 Offshore LP, the "Limited Partnerships"), GS Advisors 2000, L.L.C. ("GS Advisors 2000"), Goldman, Sachs Management GP GmbH ("GS GmbH"), Bridge Street Special Opportunities Fund 2000, L.L.C. ("Bridge SO 2000 LLC"), Stone Street 2000, L.L.C. ("Stone 2000 GP"), GS Employee Funds 2000 GP, L.L.C. ("GS Employee 2000 LLC"), GS PEP 2000 Advisors, L.L.C. ("PEP 2000 LLC"), GS PEP 2000 Offshore Holdings Advisors, Inc. ("PEP 2000 Offshore Inc."), GS PEP 2000 Direct Investment Advisors, L.L.C. ("PEP Direct LLC", and together with the Limited Partnerships, GS Group, Goldman Sachs, GS Advisors 2000, GS GmbH, Stone 2000 GP, GS Employee 2000 LLC, PEP 2000 LLC, PEP 2000 Offshore Inc., the "Reporting Persons"). F3 · ownership.nature: Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate. F4 · ownership.nature: Pursuant to an underwriting agreement, dated February 22, 2007 (the "Underwriting Agreement"), and in connection with the registered public offering of shares common stock, par value $0.01 per share (the "Common Stock") of Burger King Holdings, Inc. (the "Company"), pursuant to the final prospectus filed by the Company on February 22, 2007, which offering was consummated on February 27, 2007 the underwriters, party to the Underwriting Agreement (the "Underwriters") elected to exercise an option (the "Over-Allotment Option") to purchase an additional amount of shares of the Company's Common Stock from the selling stockholders, which included the Limited Partnerships. Goldman Sachs was one of the several Underwriters under the Underwriting Agreement. F5 · ownership.nature: On March 23, 2007, the sale of shares of Company's Common Stock by the selling stockholders to the Underwriters pursuant to the exercise by the Underwriters of the Over-Allotment Option was consummated and in connection with such sale GSCP 2000 sold 160,641 shares of Common Stock; GSCP 2000 Offshore sold 58,371 shares of Common Stock; GSCP Germany 2000 sold 6,714 shares of Common Stock; GSCP Employee 2000 sold 51,009 shares of Common Stock; Stone 2000 sold 4,726 shares of Common Stock; Bridge SO 2000 sold 2,363 shares of Common Stock; GS Direct 2000 sold 7,877 shares of Common Stock; PEP 2000 LP sold 9,134 shares of Common Stock; PEP 2000 Offshore LP sold 3,140 shares of Common Stock; and PEP Direct sold 3,481 shares of Common Stock. F6 · ownership.nature: Goldman Sachs beneficially owns directly and GS Group may be deemed to beneficially own indirectly 10,000 shares of Common Stock. Goldman Sachs and GS Group may be deemed to beneficially own indirectly, in the aggregate, 25,274,225 shares of Common Stock through the Limited Partnerships, of which affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, managing member or member. Goldman Sachs is a wholly-owned subsidiary of GS Group. Goldman Sachs is the investment manager of certain of the Limited Partnerships. Each of Goldman Sachs and GS Group disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F7 · ownership.nature: GS Group may be deemed to beneficially own 9,538 shares of Common Stock pursuant to the 2006 Omnibus Incentive Plan (the "2006 Plan"), consisting of 4,769 deferred shares granted to each of Sanjeev K. Mehra and Adrian M. Jones, each a managing director of Goldman Sachs, in their capacity as directors of the Company. Each of Sanjeev K. Mehra and Adrian M. Jones has an understanding with GS Group pursuant to which he holds such deferred shares for the benefit of GS Group. Each grant of 4,769 deferred shares vests 25% on the first day of each calendar quarter following the grant date, which was November 29, 2006. The deferred shares will be settled upon termination of board service. Each of Goldman Sachs and GS Group disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F8 · ownership.nature: GSCP 2000 beneficially owns directly and its general partner, GS Advisors 2000 may be deemed to beneficially own indirectly 13,205,404 shares of Common Stock. GSCP 2000 Offshore beneficially owns directly and its general partner, GS Advisors 2000 may be deemed to beneficially own indirectly 4,798,340 shares of Common Stock. GSCP Germany 2000 beneficially owns directly and its general partner GS GmbH may be deemed to beneficially own indirectly 551,956 shares of Common Stock. GSCP Employee 2000 beneficially owns directly and its general partner GS Employee 2000 LLC may be deemed to beneficially own indirectly 4,193,173 shares of Common Stock. Bridge SO 2000 beneficially owns directly and its general partner Bridge SO 2000 LLC may be deemed to beneficially own indirectly 194,258 shares of Common Stock. F9 · ownership.nature: Stone 2000 beneficially owns directly and its general partner Stone 2000 GP may be deemed to beneficially own indirectly 388,516 shares of Common Stock. GS Direct 2000 beneficially owns directly and its general partner GS Employee 2000 LLC may be deemed to beneficially own indirectly 647,526 shares of Common Stock. PEP 2000 LP beneficially owns directly and its general partner PEP 2000 LLC may be deemed to beneficially own indirectly 750,834 shares of Common Stock. PEP 2000 Offshore LP beneficially owns directly and its general partner PEP 2000 Offshore Inc. may be deemed to beneficially own indirectly 258,091 shares of Common Stock. PEP Direct beneficially owns directly and its general partner PEP Direct LLC may be deemed to beneficially own indirectly 286,127 shares of Common Stock. Read SEC document |
| February 27, 2007 Filed Mar 1, 2007 22:02 UTC | Burger King Holdings Inc BKC · Entity 13124 | SaleCommon Stock | 6,720,000 | $22.00 | $147,840,000.00 |
DisclosureSEC source: 0000769993-07-000656 · bkc402272007gsg_ex.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GS CAPITAL PARTNERS 2000 LP · CIK 0001122198 · 10% owner GS CAPITAL PARTNERS 2000 OFFSHORE LP · CIK 0001232112 · 10% owner GS CAPITAL PARTNERS 2000 GMBH & CO BETEILIGUNGS KG · CIK 0001232108 · 10% owner GS CAPITAL PARTNERS 2000 EMPLOYEE FUND LP · CIK 0001232085 · 10% owner STONE STREET FUND 2000 LP · CIK 0001232101 · 10% owner GOLDMAN SACHS DIRECT INVESTMENT FUND 2000 LP · CIK 0001232063 · 10% owner Bridge Street Special Opportunities Fund 2000, LLC · CIK 0001362999 · 10% owner Bridge Street Special Opportunities Fund 2000, L.P. · CIK 0001363000 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 25,601,219 F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GS Capital Partners 2000, L.P. ("GSCP 2000"), GS Capital Partners 2000 Offshore, L.P. ("GSCP 2000 Offshore"), GS Capital Partners 2000 GmbH & Co. Beteiligungs KG ("GSCP Germany 2000"), GS Capital Partners 2000 Employee Fund, L.P. ("GSCP Employee 2000"), Bridge Street Special Opportunities Fund 2000, L.P. (" Bridge SO 2000"), Stone Street Fund 2000, L.P. ("Stone 2000"), Goldman Sachs Direct Investment Fund 2000, L.P. ("GS Direct 2000"), GS Private Equity Partners 2000, L.P. ("PEP 2000 LP"), GS Private Equity Partners 2000 Offshore Holdings, L.P. ("PEP 2000 Offshore LP"), GS Private Equity Partners 2000-Direct Investment Fund, L.P. ("PEP Direct" and, together with GSCP 2000, (continue in next footnote) F2 · ownership.nature: GSCP 2000 Offshore, GSCP Germany 2000, GSCP Employee 2000, Bridge SO 2000, Stone 2000, GS Direct 2000, PEP 2000 LP, PEP 2000 Offshore LP, the "Limited Partnerships"), GS Advisors 2000, L.L.C. ("GS Advisors 2000"), Goldman, Sachs Management GP GmbH ("GS GmbH"), Bridge Street Special Opportunities Fund 2000, L.L.C. ("Bridge SO 2000 LLC"), Stone Street 2000, L.L.C. ("Stone 2000 GP"), GS Employee Funds 2000 GP, L.L.C. ("GS Employee 2000 LLC"), GS PEP 2000 Advisors, L.L.C. ("PEP 2000 LLC"), GS PEP 2000 Offshore Holdings Advisors, Inc. ("PEP 2000 Offshore Inc."), GS PEP 2000 Direct Investment Advisors, L.L.C. ("PEP Direct LLC", and together with the Limited Partnerships, GS Group, Goldman Sachs, GS Advisors 2000, GS GmbH, Stone 2000 GP, GS Employee 2000 LLC, PEP 2000 LLC, PEP 2000 Offshore Inc., the "Reporting Persons"). F3 · ownership.nature: Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate. F4 · ownership.nature: Pursuant to an underwriting agreement, dated February 22, 2007 (the "Underwriting Agreement"), and in connection with the registered public offering of shares common stock, par value $0.01 per share (the "Common Stock") of Burger King Holdings, Inc. (the "Company"), pursuant to the final prospectus filed by the Company on February 22, 2007, which offering was consummated on February 27, 2007, GSCP 2000 sold 3,511,099 shares of Common Stock; GSCP 2000 Offshore sold 1,275,800 shares of Common Stock; GSCP Germany 2000 sold 146,756 shares of Common Stock; GSCP Employee 2000 sold 1,114,895 shares of Common Stock; Stone 2000 sold 103,300 shares of Common Stock; Bridge SO 2000 sold 51,650 shares of Common Stock; GS Direct 2000 sold 172,167 shares of Common Stock; PEP 2000 LP sold 199,634 shares of Common Stock; PEP 2000 Offshore LP sold 68,622 shares of Common Stock; and PEP Direct sold 76,077 shares of Common Stock. F5 · ownership.nature: Goldman Sachs beneficially owns directly and GS Group may be deemed to beneficially own indirectly 10,000 shares of Common Stock. Goldman Sachs and GS Group may each be deemed to beneficially own indirectly, in the aggregate, 25,581,681 Common Stock through the Limited Partnerships, of which affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, managing member or member. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. Goldman Sachs is the investment manager of certain of the Limited Partnerships. F6 · ownership.nature: GS Group may be deemed to beneficially own 9,538 shares of Common Stock pursuant to the 2006 Omnibus Incentive Plan (the "2006 Plan"), consisting of 4,769 deferred shares granted to each of Sanjeev K. Mehra and Adrian M. Jones, each a managing director of Goldman Sachs, in their capacity as directors of the Company. Each of Sanjeev K. Mehra and Adrian M. Jones has an understanding with GS Group pursuant to which he holds such deferred shares for the benefit of GS Group. Each grant of 4,769 deferred shares vests 25% on the first day of each calendar quarter following the grant date, which was November 29, 2006. The deferred shares will be settled upon termination of board service. Each of Goldman Sachs and GS Group disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F7 · ownership.nature: GSCP 2000 beneficially owns directly and its general partner, GS Advisors 2000 may be deemed to beneficially own indirectly 13,366,045 shares of Common Stock. GSCP 2000 Offshore beneficially owns directly and its general partner, GS Advisors 2000 may be deemed to beneficially own indirectly 4,856,711 shares of Common Stock. GSCP Germany 2000 beneficially owns directly and its general partner GS GmbH may be deemed to beneficially own indirectly 558,670 shares of Common Stock. GSCP Employee 2000 beneficially owns directly and its general partner GS Employee 2000 LLC may be deemed to beneficially own indirectly 4,244,182 shares of Common Stock. Bridge SO 2000 beneficially owns directly and its general partner Bridge SO 2000 LLC may be deemed to beneficially own indirectly 196,621 shares of Common Stock. F8 · ownership.nature: Stone 2000 beneficially owns directly and its general partner Stone 2000 GP may be deemed to beneficially own indirectly 393,242 shares of Common Stock. GS Direct 2000 beneficially owns directly and its general partner GS Employee 2000 LLC may be deemed to beneficially own indirectly 655,403 shares of Common Stock. PEP 2000 LP beneficially owns directly and its general partner PEP 2000 LLC may be deemed to beneficially own indirectly 759,968 shares of Common Stock. PEP 2000 Offshore LP beneficially owns directly and its general partner PEP 2000 Offshore Inc. may be deemed to beneficially own indirectly 261,231 shares of Common Stock. PEP Direct beneficially owns directly and its general partner PEP Direct LLC may be deemed to beneficially own indirectly 289,608 shares of Common Stock. Read SEC document |
| February 22, 2007 Filed Feb 27, 2007 00:11 UTC | Burger King Holdings Inc BKC · Entity 13124 | SaleCommon Stock | 15,000 | $22.02 | $330,300.00 |
DisclosureSEC source: 0000769993-07-000647 · bkc402222007gsg_ex.xml · nonDerivative · entry 6 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GS CAPITAL PARTNERS 2000 LP · CIK 0001122198 · 10% owner GS CAPITAL PARTNERS 2000 OFFSHORE LP · CIK 0001232112 · 10% owner GS CAPITAL PARTNERS 2000 GMBH & CO BETEILIGUNGS KG · CIK 0001232108 · 10% owner GS CAPITAL PARTNERS 2000 EMPLOYEE FUND LP · CIK 0001232085 · 10% owner STONE STREET FUND 2000 LP · CIK 0001232101 · 10% owner GOLDMAN SACHS DIRECT INVESTMENT FUND 2000 LP · CIK 0001232063 · 10% owner Bridge Street Special Opportunities Fund 2000, LLC · CIK 0001362999 · 10% owner Bridge Street Special Opportunities Fund 2000, L.P. · CIK 0001363000 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 32,321,219 F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GS Capital Partners 2000, L.P. ("GSCP 2000"), GS Capital Partners 2000 Offshore, L.P. ("GSCP 2000 Offshore"), GS Capital Partners 2000 GmbH & Co. Beteiligungs KG ("GSCP Germany 2000"), GS Capital Partners 2000 Employee Fund, L.P. ("GSCP Employee 2000"), Bridge Street Special Opportunities Fund 2000, L.P. (" Bridge SO 2000"), Stone Street Fund 2000, L.P. ("Stone 2000"), Goldman Sachs Direct Investment Fund 2000, L.P. ("GS Direct 2000"), GS Private Equity Partners 2000, L.P. ("PEP 2000 LP"), GS Private Equity Partners 2000 Offshore Holdings, L.P. ("PEP 2000 Offshore LP"), GS Private Equity Partners 2000-Direct Investment Fund, L.P. ("PEP Direct" and, together with GSCP 2000, (continue in next footnote) F2 · ownership.nature: GSCP 2000 Offshore, GSCP Germany 2000, GSCP Employee 2000, Bridge SO 2000, Stone 2000, GS Direct 2000, PEP 2000 LP, PEP 2000 Offshore LP, the "Limited Partnerships"), GS Advisors 2000, L.L.C. ("GS Advisors 2000"), Goldman, Sachs Management GP GmbH ("GS GmbH"), Bridge Street Special Opportunities Fund 2000, L.L.C. ("Bridge SO 2000 LLC"), Stone Street 2000, L.L.C. ("Stone 2000 GP"), GS Employee Funds 2000 GP, L.L.C. ("GS Employee 2000 LLC"), GS PEP 2000 Advisors, L.L.C. ("PEP 2000 LLC"), GS PEP 2000 Offshore Holdings Advisors, Inc. ("PEP 2000 Offshore Inc."), GS PEP 2000 Direct Investment Advisors, L.L.C. ("PEP Direct LLC", and together with the Limited Partnerships, GS Group, Goldman Sachs, GS Advisors 2000, GS GmbH, Stone 2000 GP, GS Employee 2000 LLC, PEP 2000 LLC, PEP 2000 Offshore Inc., the "Reporting Persons"). F3 · ownership.nature: Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate. F4 · ownership.nature: The shares of common stock, par value $0.01 per share (the "Common Stock") of Burger King Holdings, Inc. (the "Company") reported herein as indirectly purchased and sold were beneficially owned directly by Goldman Sachs. Without admitting any legal obligation, Goldman Sachs or an affiliate will remit appropriate profits, if any, to the Company. The Reporting Persons disclaim beneficial ownership of the securities reported herein as indirectly purchased and sold except to the extent of their pecuniary interest therein, if any. F5 · ownership.nature: Goldman Sachs beneficially owns directly and GS Group may be deemed to beneficially own indirectly 10,000 shares of Common Stock. Goldman Sachs and GS Group may each be deemed to beneficially own indirectly, in the aggregate, 32,301,681 Common Stock through the Limited Partnerships, of which affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, managing member or member. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. Goldman Sachs is the investment manager of certain of the Limited Partnerships. F6 · ownership.nature: GS Group may be deemed to beneficially own 9,538 shares of Common Stock pursuant to the 2006 Omnibus Incentive Plan (the "2006 Plan"), consisting of 4,769 deferred shares granted to each of Sanjeev K. Mehra and Adrian M. Jones, each a managing director of Goldman Sachs, in their capacity as directors of the Company. Each of Sanjeev K. Mehra and Adrian M. Jones has an understanding with GS Group pursuant to which he holds such deferred shares for the benefit of GS Group. Each grant of 4,769 deferred shares vests 25% on the first day of each calendar quarter following the grant date, which was November 29, 2006. The deferred shares will be settled upon termination of board service. Each of Goldman Sachs and GS Group disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F7 · ownership.nature: GSCP 2000 beneficially owns directly and its general partner, GS Advisors 2000 may be deemed to beneficially own indirectly 16,877,144 shares of Common Stock. GSCP 2000 Offshore beneficially owns directly and its general partner, GS Advisors 2000 may be deemed to beneficially own indirectly 6,132,511 shares of Common Stock. GSCP Germany 2000 beneficially owns directly and its general partner GS GmbH may be deemed to beneficially own indirectly 705,426 shares of Common Stock. GSCP Employee 2000 beneficially owns directly and its general partner GS Employee 2000 LLC may be deemed to beneficially own indirectly 5,359,077 shares of Common Stock. Bridge SO 2000 beneficially owns directly and its general partner Bridge SO 2000 LLC may be deemed to beneficially own indirectly 248,271 shares of Common Stock. F8 · ownership.nature: Stone 2000 beneficially owns directly and its general partner Stone 2000 GP may be deemed to beneficially own indirectly 496,542 shares of Common Stock. GS Direct 2000 beneficially owns directly and its general partner GS Employee 2000 LLC may be deemed to beneficially own indirectly 827,570 shares of Common Stock. PEP 2000 LP beneficially owns directly and its general partner PEP 2000 LLC may be deemed to beneficially own indirectly 959,602 shares of Common Stock. PEP 2000 Offshore LP beneficially owns directly and its general partner PEP 2000 Offshore Inc. may be deemed to beneficially own indirectly 329,853 shares of Common Stock. PEP Direct beneficially owns directly and its general partner PEP Direct LLC may be deemed to beneficially own indirectly 365,685 shares of Common Stock. Read SEC document |
| February 22, 2007 Filed Feb 27, 2007 00:11 UTC | Burger King Holdings Inc BKC · Entity 13124 | PurchaseCommon Stock | 1,300 | $22.10 | $28,730.00 |
DisclosureSEC source: 0000769993-07-000647 · bkc402222007gsg_ex.xml · nonDerivative · entry 5 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GS CAPITAL PARTNERS 2000 LP · CIK 0001122198 · 10% owner GS CAPITAL PARTNERS 2000 OFFSHORE LP · CIK 0001232112 · 10% owner GS CAPITAL PARTNERS 2000 GMBH & CO BETEILIGUNGS KG · CIK 0001232108 · 10% owner GS CAPITAL PARTNERS 2000 EMPLOYEE FUND LP · CIK 0001232085 · 10% owner STONE STREET FUND 2000 LP · CIK 0001232101 · 10% owner GOLDMAN SACHS DIRECT INVESTMENT FUND 2000 LP · CIK 0001232063 · 10% owner Bridge Street Special Opportunities Fund 2000, LLC · CIK 0001362999 · 10% owner Bridge Street Special Opportunities Fund 2000, L.P. · CIK 0001363000 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 32,336,219 F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GS Capital Partners 2000, L.P. ("GSCP 2000"), GS Capital Partners 2000 Offshore, L.P. ("GSCP 2000 Offshore"), GS Capital Partners 2000 GmbH & Co. Beteiligungs KG ("GSCP Germany 2000"), GS Capital Partners 2000 Employee Fund, L.P. ("GSCP Employee 2000"), Bridge Street Special Opportunities Fund 2000, L.P. (" Bridge SO 2000"), Stone Street Fund 2000, L.P. ("Stone 2000"), Goldman Sachs Direct Investment Fund 2000, L.P. ("GS Direct 2000"), GS Private Equity Partners 2000, L.P. ("PEP 2000 LP"), GS Private Equity Partners 2000 Offshore Holdings, L.P. ("PEP 2000 Offshore LP"), GS Private Equity Partners 2000-Direct Investment Fund, L.P. ("PEP Direct" and, together with GSCP 2000, (continue in next footnote) F2 · ownership.nature: GSCP 2000 Offshore, GSCP Germany 2000, GSCP Employee 2000, Bridge SO 2000, Stone 2000, GS Direct 2000, PEP 2000 LP, PEP 2000 Offshore LP, the "Limited Partnerships"), GS Advisors 2000, L.L.C. ("GS Advisors 2000"), Goldman, Sachs Management GP GmbH ("GS GmbH"), Bridge Street Special Opportunities Fund 2000, L.L.C. ("Bridge SO 2000 LLC"), Stone Street 2000, L.L.C. ("Stone 2000 GP"), GS Employee Funds 2000 GP, L.L.C. ("GS Employee 2000 LLC"), GS PEP 2000 Advisors, L.L.C. ("PEP 2000 LLC"), GS PEP 2000 Offshore Holdings Advisors, Inc. ("PEP 2000 Offshore Inc."), GS PEP 2000 Direct Investment Advisors, L.L.C. ("PEP Direct LLC", and together with the Limited Partnerships, GS Group, Goldman Sachs, GS Advisors 2000, GS GmbH, Stone 2000 GP, GS Employee 2000 LLC, PEP 2000 LLC, PEP 2000 Offshore Inc., the "Reporting Persons"). F3 · ownership.nature: Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate. F4 · ownership.nature: The shares of common stock, par value $0.01 per share (the "Common Stock") of Burger King Holdings, Inc. (the "Company") reported herein as indirectly purchased and sold were beneficially owned directly by Goldman Sachs. Without admitting any legal obligation, Goldman Sachs or an affiliate will remit appropriate profits, if any, to the Company. The Reporting Persons disclaim beneficial ownership of the securities reported herein as indirectly purchased and sold except to the extent of their pecuniary interest therein, if any. F5 · ownership.nature: Goldman Sachs beneficially owns directly and GS Group may be deemed to beneficially own indirectly 10,000 shares of Common Stock. Goldman Sachs and GS Group may each be deemed to beneficially own indirectly, in the aggregate, 32,301,681 Common Stock through the Limited Partnerships, of which affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, managing member or member. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. Goldman Sachs is the investment manager of certain of the Limited Partnerships. F6 · ownership.nature: GS Group may be deemed to beneficially own 9,538 shares of Common Stock pursuant to the 2006 Omnibus Incentive Plan (the "2006 Plan"), consisting of 4,769 deferred shares granted to each of Sanjeev K. Mehra and Adrian M. Jones, each a managing director of Goldman Sachs, in their capacity as directors of the Company. Each of Sanjeev K. Mehra and Adrian M. Jones has an understanding with GS Group pursuant to which he holds such deferred shares for the benefit of GS Group. Each grant of 4,769 deferred shares vests 25% on the first day of each calendar quarter following the grant date, which was November 29, 2006. The deferred shares will be settled upon termination of board service. Each of Goldman Sachs and GS Group disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F7 · ownership.nature: GSCP 2000 beneficially owns directly and its general partner, GS Advisors 2000 may be deemed to beneficially own indirectly 16,877,144 shares of Common Stock. GSCP 2000 Offshore beneficially owns directly and its general partner, GS Advisors 2000 may be deemed to beneficially own indirectly 6,132,511 shares of Common Stock. GSCP Germany 2000 beneficially owns directly and its general partner GS GmbH may be deemed to beneficially own indirectly 705,426 shares of Common Stock. GSCP Employee 2000 beneficially owns directly and its general partner GS Employee 2000 LLC may be deemed to beneficially own indirectly 5,359,077 shares of Common Stock. Bridge SO 2000 beneficially owns directly and its general partner Bridge SO 2000 LLC may be deemed to beneficially own indirectly 248,271 shares of Common Stock. F8 · ownership.nature: Stone 2000 beneficially owns directly and its general partner Stone 2000 GP may be deemed to beneficially own indirectly 496,542 shares of Common Stock. GS Direct 2000 beneficially owns directly and its general partner GS Employee 2000 LLC may be deemed to beneficially own indirectly 827,570 shares of Common Stock. PEP 2000 LP beneficially owns directly and its general partner PEP 2000 LLC may be deemed to beneficially own indirectly 959,602 shares of Common Stock. PEP 2000 Offshore LP beneficially owns directly and its general partner PEP 2000 Offshore Inc. may be deemed to beneficially own indirectly 329,853 shares of Common Stock. PEP Direct beneficially owns directly and its general partner PEP Direct LLC may be deemed to beneficially own indirectly 365,685 shares of Common Stock. Read SEC document |
| February 22, 2007 Filed Feb 27, 2007 00:11 UTC | Burger King Holdings Inc BKC · Entity 13124 | PurchaseCommon Stock | 1,300 | $22.12 | $28,756.00 |
DisclosureSEC source: 0000769993-07-000647 · bkc402222007gsg_ex.xml · nonDerivative · entry 4 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GS CAPITAL PARTNERS 2000 LP · CIK 0001122198 · 10% owner GS CAPITAL PARTNERS 2000 OFFSHORE LP · CIK 0001232112 · 10% owner GS CAPITAL PARTNERS 2000 GMBH & CO BETEILIGUNGS KG · CIK 0001232108 · 10% owner GS CAPITAL PARTNERS 2000 EMPLOYEE FUND LP · CIK 0001232085 · 10% owner STONE STREET FUND 2000 LP · CIK 0001232101 · 10% owner GOLDMAN SACHS DIRECT INVESTMENT FUND 2000 LP · CIK 0001232063 · 10% owner Bridge Street Special Opportunities Fund 2000, LLC · CIK 0001362999 · 10% owner Bridge Street Special Opportunities Fund 2000, L.P. · CIK 0001363000 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 32,334,919 F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GS Capital Partners 2000, L.P. ("GSCP 2000"), GS Capital Partners 2000 Offshore, L.P. ("GSCP 2000 Offshore"), GS Capital Partners 2000 GmbH & Co. Beteiligungs KG ("GSCP Germany 2000"), GS Capital Partners 2000 Employee Fund, L.P. ("GSCP Employee 2000"), Bridge Street Special Opportunities Fund 2000, L.P. (" Bridge SO 2000"), Stone Street Fund 2000, L.P. ("Stone 2000"), Goldman Sachs Direct Investment Fund 2000, L.P. ("GS Direct 2000"), GS Private Equity Partners 2000, L.P. ("PEP 2000 LP"), GS Private Equity Partners 2000 Offshore Holdings, L.P. ("PEP 2000 Offshore LP"), GS Private Equity Partners 2000-Direct Investment Fund, L.P. ("PEP Direct" and, together with GSCP 2000, (continue in next footnote) F2 · ownership.nature: GSCP 2000 Offshore, GSCP Germany 2000, GSCP Employee 2000, Bridge SO 2000, Stone 2000, GS Direct 2000, PEP 2000 LP, PEP 2000 Offshore LP, the "Limited Partnerships"), GS Advisors 2000, L.L.C. ("GS Advisors 2000"), Goldman, Sachs Management GP GmbH ("GS GmbH"), Bridge Street Special Opportunities Fund 2000, L.L.C. ("Bridge SO 2000 LLC"), Stone Street 2000, L.L.C. ("Stone 2000 GP"), GS Employee Funds 2000 GP, L.L.C. ("GS Employee 2000 LLC"), GS PEP 2000 Advisors, L.L.C. ("PEP 2000 LLC"), GS PEP 2000 Offshore Holdings Advisors, Inc. ("PEP 2000 Offshore Inc."), GS PEP 2000 Direct Investment Advisors, L.L.C. ("PEP Direct LLC", and together with the Limited Partnerships, GS Group, Goldman Sachs, GS Advisors 2000, GS GmbH, Stone 2000 GP, GS Employee 2000 LLC, PEP 2000 LLC, PEP 2000 Offshore Inc., the "Reporting Persons"). F3 · ownership.nature: Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate. F4 · ownership.nature: The shares of common stock, par value $0.01 per share (the "Common Stock") of Burger King Holdings, Inc. (the "Company") reported herein as indirectly purchased and sold were beneficially owned directly by Goldman Sachs. Without admitting any legal obligation, Goldman Sachs or an affiliate will remit appropriate profits, if any, to the Company. The Reporting Persons disclaim beneficial ownership of the securities reported herein as indirectly purchased and sold except to the extent of their pecuniary interest therein, if any. F5 · ownership.nature: Goldman Sachs beneficially owns directly and GS Group may be deemed to beneficially own indirectly 10,000 shares of Common Stock. Goldman Sachs and GS Group may each be deemed to beneficially own indirectly, in the aggregate, 32,301,681 Common Stock through the Limited Partnerships, of which affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, managing member or member. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. Goldman Sachs is the investment manager of certain of the Limited Partnerships. F6 · ownership.nature: GS Group may be deemed to beneficially own 9,538 shares of Common Stock pursuant to the 2006 Omnibus Incentive Plan (the "2006 Plan"), consisting of 4,769 deferred shares granted to each of Sanjeev K. Mehra and Adrian M. Jones, each a managing director of Goldman Sachs, in their capacity as directors of the Company. Each of Sanjeev K. Mehra and Adrian M. Jones has an understanding with GS Group pursuant to which he holds such deferred shares for the benefit of GS Group. Each grant of 4,769 deferred shares vests 25% on the first day of each calendar quarter following the grant date, which was November 29, 2006. The deferred shares will be settled upon termination of board service. Each of Goldman Sachs and GS Group disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F7 · ownership.nature: GSCP 2000 beneficially owns directly and its general partner, GS Advisors 2000 may be deemed to beneficially own indirectly 16,877,144 shares of Common Stock. GSCP 2000 Offshore beneficially owns directly and its general partner, GS Advisors 2000 may be deemed to beneficially own indirectly 6,132,511 shares of Common Stock. GSCP Germany 2000 beneficially owns directly and its general partner GS GmbH may be deemed to beneficially own indirectly 705,426 shares of Common Stock. GSCP Employee 2000 beneficially owns directly and its general partner GS Employee 2000 LLC may be deemed to beneficially own indirectly 5,359,077 shares of Common Stock. Bridge SO 2000 beneficially owns directly and its general partner Bridge SO 2000 LLC may be deemed to beneficially own indirectly 248,271 shares of Common Stock. F8 · ownership.nature: Stone 2000 beneficially owns directly and its general partner Stone 2000 GP may be deemed to beneficially own indirectly 496,542 shares of Common Stock. GS Direct 2000 beneficially owns directly and its general partner GS Employee 2000 LLC may be deemed to beneficially own indirectly 827,570 shares of Common Stock. PEP 2000 LP beneficially owns directly and its general partner PEP 2000 LLC may be deemed to beneficially own indirectly 959,602 shares of Common Stock. PEP 2000 Offshore LP beneficially owns directly and its general partner PEP 2000 Offshore Inc. may be deemed to beneficially own indirectly 329,853 shares of Common Stock. PEP Direct beneficially owns directly and its general partner PEP Direct LLC may be deemed to beneficially own indirectly 365,685 shares of Common Stock. Read SEC document |
| February 22, 2007 Filed Feb 27, 2007 00:11 UTC | Burger King Holdings Inc BKC · Entity 13124 | PurchaseCommon Stock | 4,600 | $22.13 | $101,798.00 |
DisclosureSEC source: 0000769993-07-000647 · bkc402222007gsg_ex.xml · nonDerivative · entry 3 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GS CAPITAL PARTNERS 2000 LP · CIK 0001122198 · 10% owner GS CAPITAL PARTNERS 2000 OFFSHORE LP · CIK 0001232112 · 10% owner GS CAPITAL PARTNERS 2000 GMBH & CO BETEILIGUNGS KG · CIK 0001232108 · 10% owner GS CAPITAL PARTNERS 2000 EMPLOYEE FUND LP · CIK 0001232085 · 10% owner STONE STREET FUND 2000 LP · CIK 0001232101 · 10% owner GOLDMAN SACHS DIRECT INVESTMENT FUND 2000 LP · CIK 0001232063 · 10% owner Bridge Street Special Opportunities Fund 2000, LLC · CIK 0001362999 · 10% owner Bridge Street Special Opportunities Fund 2000, L.P. · CIK 0001363000 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 32,333,619 F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GS Capital Partners 2000, L.P. ("GSCP 2000"), GS Capital Partners 2000 Offshore, L.P. ("GSCP 2000 Offshore"), GS Capital Partners 2000 GmbH & Co. Beteiligungs KG ("GSCP Germany 2000"), GS Capital Partners 2000 Employee Fund, L.P. ("GSCP Employee 2000"), Bridge Street Special Opportunities Fund 2000, L.P. (" Bridge SO 2000"), Stone Street Fund 2000, L.P. ("Stone 2000"), Goldman Sachs Direct Investment Fund 2000, L.P. ("GS Direct 2000"), GS Private Equity Partners 2000, L.P. ("PEP 2000 LP"), GS Private Equity Partners 2000 Offshore Holdings, L.P. ("PEP 2000 Offshore LP"), GS Private Equity Partners 2000-Direct Investment Fund, L.P. ("PEP Direct" and, together with GSCP 2000, (continue in next footnote) F2 · ownership.nature: GSCP 2000 Offshore, GSCP Germany 2000, GSCP Employee 2000, Bridge SO 2000, Stone 2000, GS Direct 2000, PEP 2000 LP, PEP 2000 Offshore LP, the "Limited Partnerships"), GS Advisors 2000, L.L.C. ("GS Advisors 2000"), Goldman, Sachs Management GP GmbH ("GS GmbH"), Bridge Street Special Opportunities Fund 2000, L.L.C. ("Bridge SO 2000 LLC"), Stone Street 2000, L.L.C. ("Stone 2000 GP"), GS Employee Funds 2000 GP, L.L.C. ("GS Employee 2000 LLC"), GS PEP 2000 Advisors, L.L.C. ("PEP 2000 LLC"), GS PEP 2000 Offshore Holdings Advisors, Inc. ("PEP 2000 Offshore Inc."), GS PEP 2000 Direct Investment Advisors, L.L.C. ("PEP Direct LLC", and together with the Limited Partnerships, GS Group, Goldman Sachs, GS Advisors 2000, GS GmbH, Stone 2000 GP, GS Employee 2000 LLC, PEP 2000 LLC, PEP 2000 Offshore Inc., the "Reporting Persons"). F3 · ownership.nature: Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate. F4 · ownership.nature: The shares of common stock, par value $0.01 per share (the "Common Stock") of Burger King Holdings, Inc. (the "Company") reported herein as indirectly purchased and sold were beneficially owned directly by Goldman Sachs. Without admitting any legal obligation, Goldman Sachs or an affiliate will remit appropriate profits, if any, to the Company. The Reporting Persons disclaim beneficial ownership of the securities reported herein as indirectly purchased and sold except to the extent of their pecuniary interest therein, if any. F5 · ownership.nature: Goldman Sachs beneficially owns directly and GS Group may be deemed to beneficially own indirectly 10,000 shares of Common Stock. Goldman Sachs and GS Group may each be deemed to beneficially own indirectly, in the aggregate, 32,301,681 Common Stock through the Limited Partnerships, of which affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, managing member or member. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. Goldman Sachs is the investment manager of certain of the Limited Partnerships. F6 · ownership.nature: GS Group may be deemed to beneficially own 9,538 shares of Common Stock pursuant to the 2006 Omnibus Incentive Plan (the "2006 Plan"), consisting of 4,769 deferred shares granted to each of Sanjeev K. Mehra and Adrian M. Jones, each a managing director of Goldman Sachs, in their capacity as directors of the Company. Each of Sanjeev K. Mehra and Adrian M. Jones has an understanding with GS Group pursuant to which he holds such deferred shares for the benefit of GS Group. Each grant of 4,769 deferred shares vests 25% on the first day of each calendar quarter following the grant date, which was November 29, 2006. The deferred shares will be settled upon termination of board service. Each of Goldman Sachs and GS Group disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F7 · ownership.nature: GSCP 2000 beneficially owns directly and its general partner, GS Advisors 2000 may be deemed to beneficially own indirectly 16,877,144 shares of Common Stock. GSCP 2000 Offshore beneficially owns directly and its general partner, GS Advisors 2000 may be deemed to beneficially own indirectly 6,132,511 shares of Common Stock. GSCP Germany 2000 beneficially owns directly and its general partner GS GmbH may be deemed to beneficially own indirectly 705,426 shares of Common Stock. GSCP Employee 2000 beneficially owns directly and its general partner GS Employee 2000 LLC may be deemed to beneficially own indirectly 5,359,077 shares of Common Stock. Bridge SO 2000 beneficially owns directly and its general partner Bridge SO 2000 LLC may be deemed to beneficially own indirectly 248,271 shares of Common Stock. F8 · ownership.nature: Stone 2000 beneficially owns directly and its general partner Stone 2000 GP may be deemed to beneficially own indirectly 496,542 shares of Common Stock. GS Direct 2000 beneficially owns directly and its general partner GS Employee 2000 LLC may be deemed to beneficially own indirectly 827,570 shares of Common Stock. PEP 2000 LP beneficially owns directly and its general partner PEP 2000 LLC may be deemed to beneficially own indirectly 959,602 shares of Common Stock. PEP 2000 Offshore LP beneficially owns directly and its general partner PEP 2000 Offshore Inc. may be deemed to beneficially own indirectly 329,853 shares of Common Stock. PEP Direct beneficially owns directly and its general partner PEP Direct LLC may be deemed to beneficially own indirectly 365,685 shares of Common Stock. Read SEC document |
| February 22, 2007 Filed Feb 27, 2007 00:11 UTC | Burger King Holdings Inc BKC · Entity 13124 | PurchaseCommon Stock | 4,400 | $22.15 | $97,460.00 |
DisclosureSEC source: 0000769993-07-000647 · bkc402222007gsg_ex.xml · nonDerivative · entry 2 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GS CAPITAL PARTNERS 2000 LP · CIK 0001122198 · 10% owner GS CAPITAL PARTNERS 2000 OFFSHORE LP · CIK 0001232112 · 10% owner GS CAPITAL PARTNERS 2000 GMBH & CO BETEILIGUNGS KG · CIK 0001232108 · 10% owner GS CAPITAL PARTNERS 2000 EMPLOYEE FUND LP · CIK 0001232085 · 10% owner STONE STREET FUND 2000 LP · CIK 0001232101 · 10% owner GOLDMAN SACHS DIRECT INVESTMENT FUND 2000 LP · CIK 0001232063 · 10% owner Bridge Street Special Opportunities Fund 2000, LLC · CIK 0001362999 · 10% owner Bridge Street Special Opportunities Fund 2000, L.P. · CIK 0001363000 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 32,329,019 F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GS Capital Partners 2000, L.P. ("GSCP 2000"), GS Capital Partners 2000 Offshore, L.P. ("GSCP 2000 Offshore"), GS Capital Partners 2000 GmbH & Co. Beteiligungs KG ("GSCP Germany 2000"), GS Capital Partners 2000 Employee Fund, L.P. ("GSCP Employee 2000"), Bridge Street Special Opportunities Fund 2000, L.P. (" Bridge SO 2000"), Stone Street Fund 2000, L.P. ("Stone 2000"), Goldman Sachs Direct Investment Fund 2000, L.P. ("GS Direct 2000"), GS Private Equity Partners 2000, L.P. ("PEP 2000 LP"), GS Private Equity Partners 2000 Offshore Holdings, L.P. ("PEP 2000 Offshore LP"), GS Private Equity Partners 2000-Direct Investment Fund, L.P. ("PEP Direct" and, together with GSCP 2000, (continue in next footnote) F2 · ownership.nature: GSCP 2000 Offshore, GSCP Germany 2000, GSCP Employee 2000, Bridge SO 2000, Stone 2000, GS Direct 2000, PEP 2000 LP, PEP 2000 Offshore LP, the "Limited Partnerships"), GS Advisors 2000, L.L.C. ("GS Advisors 2000"), Goldman, Sachs Management GP GmbH ("GS GmbH"), Bridge Street Special Opportunities Fund 2000, L.L.C. ("Bridge SO 2000 LLC"), Stone Street 2000, L.L.C. ("Stone 2000 GP"), GS Employee Funds 2000 GP, L.L.C. ("GS Employee 2000 LLC"), GS PEP 2000 Advisors, L.L.C. ("PEP 2000 LLC"), GS PEP 2000 Offshore Holdings Advisors, Inc. ("PEP 2000 Offshore Inc."), GS PEP 2000 Direct Investment Advisors, L.L.C. ("PEP Direct LLC", and together with the Limited Partnerships, GS Group, Goldman Sachs, GS Advisors 2000, GS GmbH, Stone 2000 GP, GS Employee 2000 LLC, PEP 2000 LLC, PEP 2000 Offshore Inc., the "Reporting Persons"). F3 · ownership.nature: Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate. F4 · ownership.nature: The shares of common stock, par value $0.01 per share (the "Common Stock") of Burger King Holdings, Inc. (the "Company") reported herein as indirectly purchased and sold were beneficially owned directly by Goldman Sachs. Without admitting any legal obligation, Goldman Sachs or an affiliate will remit appropriate profits, if any, to the Company. The Reporting Persons disclaim beneficial ownership of the securities reported herein as indirectly purchased and sold except to the extent of their pecuniary interest therein, if any. F5 · ownership.nature: Goldman Sachs beneficially owns directly and GS Group may be deemed to beneficially own indirectly 10,000 shares of Common Stock. Goldman Sachs and GS Group may each be deemed to beneficially own indirectly, in the aggregate, 32,301,681 Common Stock through the Limited Partnerships, of which affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, managing member or member. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. Goldman Sachs is the investment manager of certain of the Limited Partnerships. F6 · ownership.nature: GS Group may be deemed to beneficially own 9,538 shares of Common Stock pursuant to the 2006 Omnibus Incentive Plan (the "2006 Plan"), consisting of 4,769 deferred shares granted to each of Sanjeev K. Mehra and Adrian M. Jones, each a managing director of Goldman Sachs, in their capacity as directors of the Company. Each of Sanjeev K. Mehra and Adrian M. Jones has an understanding with GS Group pursuant to which he holds such deferred shares for the benefit of GS Group. Each grant of 4,769 deferred shares vests 25% on the first day of each calendar quarter following the grant date, which was November 29, 2006. The deferred shares will be settled upon termination of board service. Each of Goldman Sachs and GS Group disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F7 · ownership.nature: GSCP 2000 beneficially owns directly and its general partner, GS Advisors 2000 may be deemed to beneficially own indirectly 16,877,144 shares of Common Stock. GSCP 2000 Offshore beneficially owns directly and its general partner, GS Advisors 2000 may be deemed to beneficially own indirectly 6,132,511 shares of Common Stock. GSCP Germany 2000 beneficially owns directly and its general partner GS GmbH may be deemed to beneficially own indirectly 705,426 shares of Common Stock. GSCP Employee 2000 beneficially owns directly and its general partner GS Employee 2000 LLC may be deemed to beneficially own indirectly 5,359,077 shares of Common Stock. Bridge SO 2000 beneficially owns directly and its general partner Bridge SO 2000 LLC may be deemed to beneficially own indirectly 248,271 shares of Common Stock. F8 · ownership.nature: Stone 2000 beneficially owns directly and its general partner Stone 2000 GP may be deemed to beneficially own indirectly 496,542 shares of Common Stock. GS Direct 2000 beneficially owns directly and its general partner GS Employee 2000 LLC may be deemed to beneficially own indirectly 827,570 shares of Common Stock. PEP 2000 LP beneficially owns directly and its general partner PEP 2000 LLC may be deemed to beneficially own indirectly 959,602 shares of Common Stock. PEP 2000 Offshore LP beneficially owns directly and its general partner PEP 2000 Offshore Inc. may be deemed to beneficially own indirectly 329,853 shares of Common Stock. PEP Direct beneficially owns directly and its general partner PEP Direct LLC may be deemed to beneficially own indirectly 365,685 shares of Common Stock. Read SEC document |
| February 22, 2007 Filed Feb 27, 2007 00:11 UTC | Burger King Holdings Inc BKC · Entity 13124 | PurchaseCommon Stock | 3,400 | $22.18 | $75,412.00 |
DisclosureSEC source: 0000769993-07-000647 · bkc402222007gsg_ex.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GS CAPITAL PARTNERS 2000 LP · CIK 0001122198 · 10% owner GS CAPITAL PARTNERS 2000 OFFSHORE LP · CIK 0001232112 · 10% owner GS CAPITAL PARTNERS 2000 GMBH & CO BETEILIGUNGS KG · CIK 0001232108 · 10% owner GS CAPITAL PARTNERS 2000 EMPLOYEE FUND LP · CIK 0001232085 · 10% owner STONE STREET FUND 2000 LP · CIK 0001232101 · 10% owner GOLDMAN SACHS DIRECT INVESTMENT FUND 2000 LP · CIK 0001232063 · 10% owner Bridge Street Special Opportunities Fund 2000, LLC · CIK 0001362999 · 10% owner Bridge Street Special Opportunities Fund 2000, L.P. · CIK 0001363000 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 32,324,619 F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GS Capital Partners 2000, L.P. ("GSCP 2000"), GS Capital Partners 2000 Offshore, L.P. ("GSCP 2000 Offshore"), GS Capital Partners 2000 GmbH & Co. Beteiligungs KG ("GSCP Germany 2000"), GS Capital Partners 2000 Employee Fund, L.P. ("GSCP Employee 2000"), Bridge Street Special Opportunities Fund 2000, L.P. (" Bridge SO 2000"), Stone Street Fund 2000, L.P. ("Stone 2000"), Goldman Sachs Direct Investment Fund 2000, L.P. ("GS Direct 2000"), GS Private Equity Partners 2000, L.P. ("PEP 2000 LP"), GS Private Equity Partners 2000 Offshore Holdings, L.P. ("PEP 2000 Offshore LP"), GS Private Equity Partners 2000-Direct Investment Fund, L.P. ("PEP Direct" and, together with GSCP 2000, (continue in next footnote) F2 · ownership.nature: GSCP 2000 Offshore, GSCP Germany 2000, GSCP Employee 2000, Bridge SO 2000, Stone 2000, GS Direct 2000, PEP 2000 LP, PEP 2000 Offshore LP, the "Limited Partnerships"), GS Advisors 2000, L.L.C. ("GS Advisors 2000"), Goldman, Sachs Management GP GmbH ("GS GmbH"), Bridge Street Special Opportunities Fund 2000, L.L.C. ("Bridge SO 2000 LLC"), Stone Street 2000, L.L.C. ("Stone 2000 GP"), GS Employee Funds 2000 GP, L.L.C. ("GS Employee 2000 LLC"), GS PEP 2000 Advisors, L.L.C. ("PEP 2000 LLC"), GS PEP 2000 Offshore Holdings Advisors, Inc. ("PEP 2000 Offshore Inc."), GS PEP 2000 Direct Investment Advisors, L.L.C. ("PEP Direct LLC", and together with the Limited Partnerships, GS Group, Goldman Sachs, GS Advisors 2000, GS GmbH, Stone 2000 GP, GS Employee 2000 LLC, PEP 2000 LLC, PEP 2000 Offshore Inc., the "Reporting Persons"). F3 · ownership.nature: Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate. F4 · ownership.nature: The shares of common stock, par value $0.01 per share (the "Common Stock") of Burger King Holdings, Inc. (the "Company") reported herein as indirectly purchased and sold were beneficially owned directly by Goldman Sachs. Without admitting any legal obligation, Goldman Sachs or an affiliate will remit appropriate profits, if any, to the Company. The Reporting Persons disclaim beneficial ownership of the securities reported herein as indirectly purchased and sold except to the extent of their pecuniary interest therein, if any. F5 · ownership.nature: Goldman Sachs beneficially owns directly and GS Group may be deemed to beneficially own indirectly 10,000 shares of Common Stock. Goldman Sachs and GS Group may each be deemed to beneficially own indirectly, in the aggregate, 32,301,681 Common Stock through the Limited Partnerships, of which affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, managing member or member. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. Goldman Sachs is the investment manager of certain of the Limited Partnerships. F6 · ownership.nature: GS Group may be deemed to beneficially own 9,538 shares of Common Stock pursuant to the 2006 Omnibus Incentive Plan (the "2006 Plan"), consisting of 4,769 deferred shares granted to each of Sanjeev K. Mehra and Adrian M. Jones, each a managing director of Goldman Sachs, in their capacity as directors of the Company. Each of Sanjeev K. Mehra and Adrian M. Jones has an understanding with GS Group pursuant to which he holds such deferred shares for the benefit of GS Group. Each grant of 4,769 deferred shares vests 25% on the first day of each calendar quarter following the grant date, which was November 29, 2006. The deferred shares will be settled upon termination of board service. Each of Goldman Sachs and GS Group disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F7 · ownership.nature: GSCP 2000 beneficially owns directly and its general partner, GS Advisors 2000 may be deemed to beneficially own indirectly 16,877,144 shares of Common Stock. GSCP 2000 Offshore beneficially owns directly and its general partner, GS Advisors 2000 may be deemed to beneficially own indirectly 6,132,511 shares of Common Stock. GSCP Germany 2000 beneficially owns directly and its general partner GS GmbH may be deemed to beneficially own indirectly 705,426 shares of Common Stock. GSCP Employee 2000 beneficially owns directly and its general partner GS Employee 2000 LLC may be deemed to beneficially own indirectly 5,359,077 shares of Common Stock. Bridge SO 2000 beneficially owns directly and its general partner Bridge SO 2000 LLC may be deemed to beneficially own indirectly 248,271 shares of Common Stock. F8 · ownership.nature: Stone 2000 beneficially owns directly and its general partner Stone 2000 GP may be deemed to beneficially own indirectly 496,542 shares of Common Stock. GS Direct 2000 beneficially owns directly and its general partner GS Employee 2000 LLC may be deemed to beneficially own indirectly 827,570 shares of Common Stock. PEP 2000 LP beneficially owns directly and its general partner PEP 2000 LLC may be deemed to beneficially own indirectly 959,602 shares of Common Stock. PEP 2000 Offshore LP beneficially owns directly and its general partner PEP 2000 Offshore Inc. may be deemed to beneficially own indirectly 329,853 shares of Common Stock. PEP Direct beneficially owns directly and its general partner PEP Direct LLC may be deemed to beneficially own indirectly 365,685 shares of Common Stock. Read SEC document |
| November 29, 2006 Filed Jan 5, 2007 00:27 UTC | Burger King Holdings Inc BKC · Entity 13124 | GrantCommon Stock | 9,538 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-07-000006 · bkc411292006gsg_ex.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GS CAPITAL PARTNERS 2000 LP · CIK 0001122198 · 10% owner GS CAPITAL PARTNERS 2000 OFFSHORE LP · CIK 0001232112 · 10% owner GS CAPITAL PARTNERS 2000 GMBH & CO BETEILIGUNGS KG · CIK 0001232108 · 10% owner GS CAPITAL PARTNERS 2000 EMPLOYEE FUND LP · CIK 0001232085 · 10% owner STONE STREET FUND 2000 LP · CIK 0001232101 · 10% owner GOLDMAN SACHS DIRECT INVESTMENT FUND 2000 LP · CIK 0001232063 · 10% owner Bridge Street Special Opportunities Fund 2000, LLC · CIK 0001362999 · 10% owner Bridge Street Special Opportunities Fund 2000, L.P. · CIK 0001363000 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 32,321,219 F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GS Capital Partners 2000, L.P. ("GSCP 2000"), GS Capital Partners 2000 Offshore, L.P. ("GSCP 2000 Offshore"), GS Capital Partners 2000 GmbH & Co. Beteiligungs KG ("GSCP Germany 2000"), GS Capital Partners 2000 Employee Fund, L.P. ("GSCP Employee 2000"), Bridge Street Special Opportunities Fund 2000, L.P. (" Bridge SO 2000"), Stone Street Fund 2000, L.P. ("Stone 2000"), Goldman Sachs Direct Investment Fund 2000, L.P. ("GS Direct 2000"), GS Private Equity Partners 2000, L.P. ("PEP 2000 LP"), GS Private Equity Partners 2000 Offshore Holdings, L.P. ("PEP 2000 Offshore LP"), GS Private Equity Partners 2000-Direct Investment Fund, L.P. ("PEP Direct" and, together with GSCP 2000, (continue in next footnote) F2 · ownership.nature: GSCP 2000 Offshore, GSCP Germany 2000, GSCP Employee 2000, Bridge SO 2000, Stone 2000, GS Direct 2000, PEP 2000 LP, PEP 2000 Offshore LP, the "Limited Partnerships"), GS Advisors 2000, L.L.C. ("GS Advisors 2000"), Goldman, Sachs Management GP GmbH ("GS GmbH"), Bridge Street Special Opportunities Fund 2000, L.L.C. ("Bridge SO 2000 LLC"), Stone Street 2000, L.L.C. ("Stone 2000 GP"), GS Employee Funds 2000 GP, L.L.C. ("GS Employee 2000 LLC"), GS PEP 2000 Advisors, L.L.C. ("PEP 2000 LLC"), GS PEP 2000 Offshore Holdings Advisors, Inc. ("PEP 2000 Offshore Inc."), GS PEP 2000 Direct Investment Advisors, L.L.C. ("PEP Direct LLC", and together with the Limited Partnerships, GS Group, Goldman Sachs, GS Advisors 2000, GS GmbH, Stone 2000 GP, GS Employee 2000 LLC, PEP 2000 LLC, PEP 2000 Offshore Inc., the "Reporting Persons"). F3 · ownership.nature: Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate. F4 · ownership.nature: The 9,538 shares of common stock, par value $0.01 per share (the "Common Stock") of Burger King Holdings, Inc. (the "Company") were granted pursuant to the Burger King Holdings, Inc. 2006 Omnibus Incentive Plan (the "2006 Plan"), consisting of 4,769 deferred shares granted to each of Sanjeev K. Mehra and Adrian M. Jones, each a managing director of Goldman Sachs, in their capacity as directors of the Company. Each of Sanjeev K. Mehra and Adrian M. Jones has an understanding with GS Group pursuant to which he holds such deferred shares for the benefit of GS Group. Each grant of 4,769 deferred shares vests 25% on the first day of each calendar quarter following the grant date, which was November 29, 2006. The deferred shares will be settled upon termination of board service. F5 · ownership.nature: Goldman Sachs beneficially owns directly and GS Group may be deemed to beneficially own indirectly 10,000 shares of Common Stock. Goldman Sachs and GS Group may each be deemed to beneficially own indirectly, in the aggregate, 32,301,681 Common Stock through the Limited Partnerships, of which affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, managing member or member. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. GS Group may be deemed to beneficially own 9,538 shares of Common Stock pursuant to the 2006 Plan, consisting grants of 4,769 deferred shares to each of Sanjeev K. Mehra and Adrian M. Jones. Goldman Sachs is the investment manager of certain of the Limited Partnerships. Each of Goldman Sachs and GS Group disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F6 · ownership.nature: GSCP 2000 beneficially owns directly and its general partner, GS Advisors 2000 may be deemed to beneficially own indirectly 16,877,144 shares of Common Stock. GSCP 2000 Offshore beneficially owns directly and its general partner, GS Advisors 2000 may be deemed to beneficially own indirectly 6,132,511 shares of Common Stock. GSCP Germany 2000 beneficially owns directly and its general partner GS GmbH may be deemed to beneficially own indirectly 705,426 shares of Common Stock. GSCP Employee 2000 beneficially owns directly and its general partner GS Employee 2000 LLC may be deemed to beneficially own indirectly 5,359,077 shares of Common Stock. Bridge SO 2000 beneficially owns directly and its general partner Bridge SO 2000 LLC may be deemed to beneficially own indirectly 248,271 shares of Common Stock. F7 · ownership.nature: Stone 2000 beneficially owns directly and its general partner Stone 2000 GP may be deemed to beneficially own indirectly 496,542 shares of Common Stock. GS Direct 2000 beneficially owns directly and its general partner GS Employee 2000 LLC may be deemed to beneficially own indirectly 827,570 shares of Common Stock. PEP 2000 LP beneficially owns directly and its general partner PEP 2000 LLC may be deemed to beneficially own indirectly 959,602 shares of Common Stock. PEP 2000 Offshore LP beneficially owns directly and its general partner PEP 2000 Offshore Inc. may be deemed to beneficially own indirectly 329,853 shares of Common Stock. PEP Direct beneficially owns directly and its general partner PEP Direct LLC may be deemed to beneficially own indirectly 365,685 shares of Common Stock. Read SEC document |
| May 23, 2006 Filed May 25, 2006 22:16 UTC | Burger King Holdings Inc BKC · Entity 13124 | SaleCommon Stock | 1,200,000 | $17.00 | $20,400,000.00 |
DisclosureSEC source: 0000769993-06-000640 · bkc405232006gsg_ex.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GS CAPITAL PARTNERS 2000 LP · CIK 0001122198 · 10% owner GS CAPITAL PARTNERS 2000 OFFSHORE LP · CIK 0001232112 · 10% owner GS CAPITAL PARTNERS 2000 GMBH & CO BETEILIGUNGS KG · CIK 0001232108 · 10% owner GS CAPITAL PARTNERS 2000 EMPLOYEE FUND LP · CIK 0001232085 · 10% owner STONE STREET FUND 2000 LP · CIK 0001232101 · 10% owner GOLDMAN SACHS DIRECT INVESTMENT FUND 2000 LP · CIK 0001232063 · 10% owner Bridge Street Special Opportunities Fund 2000, LLC · CIK 0001362999 · 10% owner Bridge Street Special Opportunities Fund 2000, L.P. · CIK 0001363000 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 32,301,681 F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GS Capital Partners 2000, L.P. ("GSCP 2000"), GS Capital Partners 2000 Offshore, L.P. ("GSCP 2000 Offshore"), GS Capital Partners 2000 GmbH & Co. Beteiligungs KG ("GSCP Germany 2000"), GS Capital Partners 2000 Employee Fund, L.P. ("GSCP Employee 2000"), Bridge Street Special Opportunities Fund 2000, L.P. (" Bridge SO 2000"), Stone Street Fund 2000, L.P. ("Stone 2000"), Goldman Sachs Direct Investment Fund 2000, L.P. ("GS Direct 2000"), GS Private Equity Partners 2000, L.P. ("PEP 2000 LP"), GS Private Equity Partners 2000 Offshore Holdings, L.P. ("PEP 2000 Offshore LP"), GS Private Equity Partners 2000-Direct Investment Fund, L.P. ("PEP Direct" and, together with GSCP 2000, (continue in next footnote) F2 · ownership.nature: GSCP 2000 Offshore, GSCP Germany 2000, GSCP Employee 2000, Bridge SO 2000, Stone 2000, GS Direct 2000, PEP 2000 LP, PEP 2000 Offshore LP, the "Limited Partnerships"), GS Advisors 2000, L.L.C. ("GS Advisors 2000"), Goldman, Sachs Management GP GmbH ("GS GmbH"), Bridge Street Special Opportunities Fund 2000, L.L.C. ("Bridge SO 2000 LLC"), Stone Street 2000, L.L.C. ("Stone 2000 GP"), GS Employee Funds 2000 GP, L.L.C. ("GS Employee 2000 LLC"), GS PEP 2000 Advisors, L.L.C. ("PEP 2000 LLC"), GS PEP 2000 Offshore Holdings Advisors, Inc. ("PEP 2000 Offshore Inc."), GS PEP 2000 Direct Investment Advisors, L.L.C. ("PEP Direct LLC", and together with the Limited Partnerships, GS Group, Goldman Sachs, GS Advisors 2000, GS GmbH, Stone 2000 GP, GS Employee 2000 LLC, PEP 2000 LLC, PEP 2000 Offshore Inc., the "Reporting Persons"). F3 · ownership.nature: Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate. F4 · ownership.nature: Pursuant to an underwriting agreement, dated May 17, 2006 (the "Underwriting Agreement"), and in connection with the registered public offering of shares of Burger King Holdings, Inc. (the "Company") common stock, par value $0.01 per share (the "Common Stock"), pursuant to the final prospectus filed by the Company on May 18, 2006, which offering was consummated on May 17, 2006, the underwriters, party to the Underwriting Agreement (the "Underwriters") elected to exercise an option (the "Over-Allotment Option") to purchase an additional amount of shares of the Company's Common Stock from the selling stockholders, which included the Limited Partnerships. Goldman Sachs was one of the several Underwriters under the Underwriting Agreement. F5 · ownership.nature: On May 23, 2006, the sale of shares of the Company's Common Stock by the selling stockholders to the Underwriters pursuant to the exercise by the Underwriters of the Over-Allotment Option was consummated and in connection with such sale GSCP 2000 sold 626,982 shares of Common Stock; GSCP 2000 Offshore sold 227,821 shares of Common Stock; GSCP Germany 2000 sold 26,207 shares of Common Stock; GSCP Employee 2000 sold 199,089 shares of Common Stock; Stone 200 sold 18,446 shares of Common Stock; Bridge SO 2000 sold 9,223 shares of Common Stock; GS Direct 2000 sold 30,744 shares of Common Stock; PEP 2000 LP sold 35,649 shares of Common Stock; PEP 2000 Offshore LP sold 12,254 shares of Common Stock; and PEP Direct sold 13,585 shares of Common Stock. F6 · ownership.nature: Goldman Sachs and GS Group may be deemed to beneficially own indirectly, in the aggregate, 32,301,681 Common Stock through the Limited Partnerships, of which affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, managing member or member. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. Goldman Sachs is the investment manager of certain of the Limited Partnerships. Each of Goldman Sachs and GS Group disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F7 · ownership.nature: GSCP 2000 beneficially owns directly and its general partner, GS Advisors 2000 may be deemed to beneficially own indirectly 16,877,144 shares of Common Stock. GSCP 2000 Offshore beneficially owns directly and its general partner, GS Advisors 2000 may be deemed to beneficially own indirectly 6,132,511 shares of Common Stock. GSCP Germany 2000 beneficially owns directly and its general partner GS GmbH may be deemed to beneficially own indirectly 705,426 shares of Common Stock. GSCP Employee 2000 beneficially owns directly and its general partner GS Employee 2000 LLC may be deemed to beneficially own indirectly 5,359,077 shares of Common Stock. Bridge SO 2000 beneficially owns directly and its general partner Bridge SO 2000 LLC may be deemed to beneficially own indirectly 248,271 shares of Common Stock. F8 · ownership.nature: Stone 2000 beneficially owns directly and its general partner Stone 2000 GP may be deemed to beneficially own indirectly 496,542 shares of Common Stock. GS Direct 2000 beneficially owns directly and its general partner GS Employee 2000 LLC may be deemed to beneficially own indirectly 827,570 shares of Common Stock. PEP 2000 LP beneficially owns directly and its general partner PEP 2000 LLC may be deemed to beneficially own indirectly 959,602 shares of Common Stock. PEP 2000 Offshore LP beneficially owns directly and its general partner PEP 2000 Offshore Inc. may be deemed to beneficially own indirectly 329,853 shares of Common Stock. PEP Direct beneficially owns directly and its general partner PEP Direct LLC may be deemed to beneficially own indirectly 365,685 shares of Common Stock. Read SEC document |
| May 18, 2006 Filed Jun 12, 2006 22:21 UTC | Burger King Holdings Inc BKC · Entity 13124 | PurchaseCommon Stock | 10,000 | $18.00 | $180,000.00 |
DisclosureSEC source: 0000769993-06-000706 · bkc405182006gsg_ex.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GS CAPITAL PARTNERS 2000 LP · CIK 0001122198 · 10% owner GS CAPITAL PARTNERS 2000 OFFSHORE LP · CIK 0001232112 · 10% owner GS CAPITAL PARTNERS 2000 GMBH & CO BETEILIGUNGS KG · CIK 0001232108 · 10% owner GS CAPITAL PARTNERS 2000 EMPLOYEE FUND LP · CIK 0001232085 · 10% owner STONE STREET FUND 2000 LP · CIK 0001232101 · 10% owner GOLDMAN SACHS DIRECT INVESTMENT FUND 2000 LP · CIK 0001232063 · 10% owner Bridge Street Special Opportunities Fund 2000, LLC · CIK 0001362999 · 10% owner Bridge Street Special Opportunities Fund 2000, L.P. · CIK 0001363000 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 33,511,681 F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GS Capital Partners 2000, L.P. ("GSCP 2000"), GS Capital Partners 2000 Offshore, L.P. ("GSCP 2000 Offshore"), GS Capital Partners 2000 GmbH & Co. Beteiligungs KG ("GSCP Germany 2000"), GS Capital Partners 2000 Employee Fund, L.P. ("GSCP Employee 2000"), Bridge Street Special Opportunities Fund 2000, L.P. (" Bridge SO 2000"), Stone Street Fund 2000, L.P. ("Stone 2000"), Goldman Sachs Direct Investment Fund 2000, L.P. ("GS Direct 2000"), GS Private Equity Partners 2000, L.P. ("PEP 2000 LP"), GS Private Equity Partners 2000 Offshore Holdings, L.P. ("PEP 2000 Offshore LP"), GS Private Equity Partners 2000-Direct Investment Fund, L.P. ("PEP Direct" and, together with GSCP 2000, (continue in next footnote) F2 · ownership.nature: GSCP 2000 Offshore, GSCP Germany 2000, GSCP Employee 2000, Bridge SO 2000, Stone 2000, GS Direct 2000, PEP 2000 LP, PEP 2000 Offshore LP, the "Limited Partnerships"), GS Advisors 2000, L.L.C. ("GS Advisors 2000"), Goldman, Sachs Management GP GmbH ("GS GmbH"), Bridge Street Special Opportunities Fund 2000, L.L.C. ("Bridge SO 2000 LLC"), Stone Street 2000, L.L.C. ("Stone 2000 GP"), GS Employee Funds 2000 GP, L.L.C. ("GS Employee 2000 LLC"), GS PEP 2000 Advisors, L.L.C. ("PEP 2000 LLC"), GS PEP 2000 Offshore Holdings Advisors, Inc. ("PEP 2000 Offshore Inc."), GS PEP 2000 Direct Investment Advisors, L.L.C. ("PEP Direct LLC", and together with the Limited Partnerships, GS Group, Goldman Sachs, GS Advisors 2000, GS GmbH, Stone 2000 GP, GS Employee 2000 LLC, PEP 2000 LLC, PEP 2000 Offshore Inc., the "Reporting Persons"). F3 · ownership.nature: Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate. F4 · ownership.nature: The transaction reported herein as indirectly purchased was beneficially owned directly by Goldman Sachs. Without admitting any legal obligation, Goldman Sachs or an affiliate will remit appropriate profits, if any, to Burger King Holdings, Inc. (the "Company"). The Reporting Persons, other than GS Group, disclaim beneficial ownership of the shares beneficially owned directly by Goldman Sachs. F5 · ownership.nature: Goldman Sachs may be deemed to beneficially own directly, and GS Group may be deemed to beneficially own indirectly, 10,000 shares of the Company's common stock, par value $0.01 per share ("Common Stock"). Goldman Sachs and GS Group may each be deemed to beneficially own indirectly, in the aggregate, 33,501,681 shares of the Company's Common Stock through the Limited Partnerships, of which affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, managing member or member. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. Goldman Sachs is the investment manager of certain of the Limited Partnerships. Each of Goldman Sachs and GS Group disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F6 · ownership.nature: GSCP 2000 beneficially owns directly and its general partner, GS Advisors 2000 may be deemed to beneficially own indirectly 17,504,126 shares of Common Stock. GSCP 2000 Offshore beneficially owns directly and its general partner, GS Advisors 2000 may be deemed to beneficially own indirectly 6,360,332 shares of Common Stock. GSCP Germany 2000 beneficially owns directly and its general partner GS GmbH may be deemed to beneficially own indirectly 731,633 shares of Common Stock. GSCP Employee 2000 beneficially owns directly and its general partner GS Employee 2000 LLC may be deemed to beneficially own indirectly 5,558,166 shares of Common Stock. Bridge SO 2000 beneficially owns directly and its general partner Bridge SO 2000 LLC may be deemed to beneficially own indirectly 257,494 shares of Common Stock. F7 · ownership.nature: Stone 2000 beneficially owns directly and its general partner Stone 2000 GP may be deemed to beneficially own indirectly 514,988 shares of Common Stock. GS Direct 2000 beneficially owns directly and its general partner GS Employee 2000 LLC may be deemed to beneficially own indirectly 858,314 shares of Common Stock. PEP 2000 LP beneficially owns directly and its general partner PEP 2000 LLC may be deemed to beneficially own indirectly 995,251 shares of Common Stock. PEP 2000 Offshore LP beneficially owns directly and its general partner PEP 2000 Offshore Inc. may be deemed to beneficially own indirectly 342,107 shares of Common Stock. PEP Direct beneficially owns directly and its general partner PEP Direct LLC may be deemed to beneficially own indirectly 379,270 shares of Common Stock. Read SEC document |
| August 23, 2005 Filed Aug 26, 2005 19:36 UTC | BILL BARRETT CORP BBG · Entity 13828 | SaleCommon Stock | 3,208,333 | $30.25 | $97,052,073.25 |
DisclosureSEC source: 0000895345-05-000895 · rs4-barrett_goldmangroupex.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GS CAPITAL PARTNERS 2000 LP · CIK 0001122198 · 10% owner GS CAPITAL PARTNERS 2000 EMPLOYEE FUND LP · CIK 0001232085 · 10% owner GSCP 2000 Offshore BBOG Holding, L.P. · CIK 0001310096 · 10% owner GSCP 2000 GmbH BBOG Holding, L.P. · CIK 0001310097 · 10% owner GOLDMAN SACHS DIRECT INVESTMENT FUND 2000 LP · CIK 0001232063 · 10% owner STONE STREET 2000 LLC · CIK 0001232100 · 10% owner Stone Street BBOG Holding · CIK 0001310098 · 10% owner GS ADVISORS 2000 LLC · CIK 0001232077 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Disclosed balance after: 3,207,023 F7 · price: Represents price to public in the underwritten public offering. F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GS Advisors 2000, L.L.C. ("GS Advisors"), Goldman, Sachs & Co. oHG ("GS oHG"), Goldman, Sachs Management GP GmbH ("GS GmbH"), GS Employee Funds 2000 GP, L.L.C. ("GS Employee 2000"), Stone Street 2000, L.L.C. ("Stone 2000"), GS Capital Partners 2000, L.P. ("GS Capital"), GS Capital Partners 2000 Offshore, L.P. ("GS Offshore"), GSCP 2000 Offshore BBOG Holding, L.P. ("GS Offshore BBOG LP"), GS Capital Partners 2000 GmbH & Co. Beteiligungs KG ("GS Germany"), GSCP 2000 GmbH BBOG Holding I ("GS Germany BBOG I"), GSCP 2000 GmbH BBOG Holding, L.P. ("GS Germany BBOG Holding"), GS Capital Partners 2000 Employee Fund, L.P. ("GS Employee"), (continued in next footnote) F2 · ownership.nature: Stone Street Fund 2000, L.P. ("Stone Street"), Stone Street BBOG Holding ("Stone BBOG") and Goldman Sachs Direct Investment Fund 2000, L.P. ("GS Direct" and, together with GS Capital, GS Offshore BBOG LP, GS Germany BBOG Holding, GS Employee, Stone Street and Stone BBOG, the "Purchasers") (GS Group, Goldman Sachs, GS Advisors, GS oHG, GS GmbH, GS Employee 2000, Stone 2000, GS Offshore, GS Germany, GS Germany BBOG I and the Purchasers, collectively, the "Filing Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate. F3 · ownership.nature: Pursuant to an Underwriting Agreement, dated August 17, 2005 (the "Underwriting Agreement"), and in connection with the registered public offering of shares of Bill Barrett Corporation (the "Company") common stock, par value $0.001 per share (the "Common Stock"), pursuant to the final prospectus filed by the Company on August 18, 2005 pursuant to Rule 424(b) of the Securities Act of 1993, as amended, which offering was consummated on August 23, 2005, the Purchasers sold an aggregate of 3,208,333 shares of Common Stock. F4 · ownership.nature: Goldman Sachs and GS Group may be deemed to beneficially own indirectly in the aggregate 3,207,023 shares of Common Stock through certain investment partnerships of which affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, investment manager or stockholder. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. Goldman Sachs and GS Group disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. F5 · ownership.nature: GS Capital beneficially owns directly and its general partner, GS Advisors, may be deemed to beneficially own indirectly 1,728,658 shares of Common Stock. GS Offshore BBOG LP beneficially owns directly and its general partner, GS Offshore, and GS Advisors, the general partner of GS Offshore, may be deemed to beneficially own indirectly 628,128 shares of Common Stock. GS Germany BBOG Holding beneficially owns directly and each of GS Germany BBOG I, the general partner of GS Germany BBOG Holding, GS Germany, the sole stockholder of GS Germany BBOG I, GS GmbH, the sole managing partner of GS Germany and GS oHG, the sole stockholder of GS GmbH may be deemed to beneficially own indirectly 72,254 shares of Common Stock. GS Employee beneficially owns directly and its general partner, GS Employee 2000, may be deemed to beneficially own indirectly 548,909 shares of Common Stock. F6 · ownership.nature: GS Direct beneficially owns directly and its general partner, GS Employee 2000, may be deemed to beneficially own indirectly 114,537 shares of Common Stock. Stone BBOG beneficially owns directly and its sole stockholder, Stone Street, and Stone 2000, the general partner of Stone Street, may be deemed to beneficially own indirectly, 5,423 shares of Common Stock. Stone Street beneficially owns directly and its general partner, Stone 2000, may be deemed to beneficially own indirectly 109,114 shares of Common Stock. Each of GS Advisors, GS Offshore, GS Germany BBOG I, GS Germany, GS GmbH, GS oHG, GS Employee 2000, Stone Street and Stone 2000, disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| August 22, 2005 Filed Aug 24, 2005 18:10 UTC | Nalco Holding CO NLC · Entity 13833 | SaleCommon Stock, par value $0.01 per share | 1,112,790 | $18.41 | $20,486,463.90 |
DisclosureSEC source: 0000895345-05-000883 · rs4-nalco_goldmangroupex.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GOLDMAN SACHS MANAGEMENT GP GMBH · CIK 0001232073 · 10% owner GS CAPITAL PARTNERS 2000 LP · CIK 0001122198 · 10% owner GS CAPITAL PARTNERS 2000 OFFSHORE LP · CIK 0001232112 · 10% owner GS CAPITAL PARTNERS 2000 GMBH & CO BETEILIGUNGS KG · CIK 0001232108 · 10% owner GS CAPITAL PARTNERS 2000 EMPLOYEE FUND LP · CIK 0001232085 · 10% owner GOLDMAN SACHS DIRECT INVESTMENT FUND 2000 LP · CIK 0001232063 · 10% owner GS ADVISORS 2000 LLC · CIK 0001232077 · 10% owner GS EMPLOYEE FUNDS 2000 GP LLC · CIK 0001232086 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Disclosed balance after: 13,589,911 F5 · price: Represents price to public in an underwritten public offering. F1 · ownership.nature: This statement is being filed by GS Capital Partners 2000, L.P. ("GSCP 2000"), GS Capital Partners 2000 Offshore, L.P. ("GSCP Offshore 2000"), GS Capital Partners 2000 GmbH & Co. Beteiligungs KG ("GSCP Germany 2000"), GS Capital Partners 2000 Employee Fund, L.P. ("GSCP Employee 2000"), Goldman Sachs Direct Investment Fund 2000, L.P. ("GS Direct 2000" and, together with GSCP 2000, GSCP Offshore 2000, GSCP Germany 2000 and GSCP Employee 2000, the "Limited Partnerships"), NH Acquisition LLC ("NH" and, together with the Limited Partnerships, the "GS Funds"), GS Advisors 2000, L.L.C. ("GS Advisors 2000"), Goldman, Sachs Management GP GmbH ("GS GmbH"), Goldman, Sachs & Co. oHG ("GS oHG"), GS Employee Funds 2000 GP, L.L.C. ("GS Employee 2000 LLC"), and The Goldman Sachs Group, Inc. ("GS Group" and, together with the Limited Partnerships, GS Advisors 2000, GS GmbH, GS oHG, GS Employee 2000 LLC and NH, the "Reporting Persons"). F2 · ownership.nature: On August 22, 2005, an additional 4,350,000 shares of Nalco Holding Company (the "Company") common stock (the "Common Stock") were sold in a registered public offering pursuant to the underwriters' exercise of their over-allotment option. Nalco LLC received all proceeds from this offering. The 13,589,911 shares reported herein as indirectly beneficially owned are beneficially owned directly by Nalco LLC and reflect the GS Funds' indirect beneficial ownership in the Company based on the membership interest in Nalco LLC held by the GS Funds. Affiliates of GS Group are the general partner, managing general partner, managing partner, manager or investment manager of the GS Funds. The membership interests in Nalco LLC are held by the GS Funds and affiliates of The Blackstone Group L.P. and Apollo Management, L.P. (together with the GS Funds, the "LLC Members"), as well as certain members of management of the Company. F3 · ownership.nature: Because voting and dispositive decisions of Nalco LLC with respect to the Common Stock require the approval of at least two of the LLC Members, the GS Funds disclaim beneficial ownership of the Company's securities held by Nalco LLC. Nonetheless, the Reporting Persons are voluntarily reporting an indirect beneficial ownership in the Common Stock, as reflected herein. GS Advisors 2000 is the general partner of GSCP 2000 and GSCP Offshore 2000 and the manager of NH. GS GmbH is the managing partner of GSCP Germany 2000. GS oHG is the sole stockholder of GS GmbH. GS Employee 2000 LLC is the general partner of GSCP Employee 2000 and GS Direct 2000. F4 · ownership.nature: The Reporting Persons disclaim beneficial ownership of all shares of Common Stock in excess of their pecuniary interest, if any, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F6 · ownership.nature: Due to the electronic system's limitation of 10 Reporting Persons per joint filing this statement is being filed in duplicate. Read SEC document |
| August 18, 2005 Filed Aug 22, 2005 23:07 UTC | BILL BARRETT CORP BBG · Entity 13828 | PurchaseCommon Stock | 2,800 | $30.26 | $84,728.00 |
DisclosureSEC source: 0000769993-05-000517 · bbg4050818gsg_ex.xml · nonDerivative · entry 5 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GS CAPITAL PARTNERS 2000 LP · CIK 0001122198 · 10% owner GSCP 2000 Offshore BBOG Holding, L.P. · CIK 0001310096 · 10% owner GSCP 2000 GmbH BBOG Holding, L.P. · CIK 0001310097 · 10% owner GS CAPITAL PARTNERS 2000 EMPLOYEE FUND LP · CIK 0001232085 · 10% owner GOLDMAN SACHS DIRECT INVESTMENT FUND 2000 LP · CIK 0001232063 · 10% owner Stone Street BBOG Holding · CIK 0001310098 · 10% owner GS ADVISORS 2000 LLC · CIK 0001232077 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner STONE STREET FUND 2000 LP · CIK 0001232101 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 6,415,356 F1 · ownership.nature: This statement is being filed by GS Capital Partners 2000, L.P. ("GSCP 2000"), GSCP 2000 Offshore BBOG Holding, L.P. ("GSCP Offshore BBOG"), GSCP 2000 GmbH BBOG Holding, L.P. ("GSCP Germany BBOG"), GS Capital Partners 2000 Employee Fund, L.P. ("GS Employee"), Goldman Sachs Direct Investment Fund 2000, L.P. ("GS Direct 2000"), Stone Street BBOG Holding ("Stone BBOG"), Stone Street Fund 2000, L.P. ("Stone 2000" and, together with GSCP 2000, GSCP Offshore BBOG, GSCP Germany BBOG, GS Employee, GS Direct 2000 and Stone BBOG, the "Investing Entities"), GS Advisors 2000, L.L.C. ("GS Advisors 2000"), GS Capital Partners 2000 Offshore, L.P. ("GSCP Offshore 2000"), GSCP 2000 GmbH BBOG Holding I ("GSCP BBOG I"), GS Capital Partners 2000 GmbH & Co. Beteiligungs KG ("GSCP Germany" ), Goldman, Sachs Management GP GmbH ("GS GmbH"), Goldman, Sachs & Co. oHG ("GS oHG"), GS Employee Funds 2000 GP, L.L.C. ("GS Employee LLC"), (continued in footnote 2), F2 · ownership.nature: Stone Street 2000, L.L.C. ("Stone 2000 GP"), The Goldman Sachs Group, Inc. ("GS Group") and Goldman, Sachs & Co. ("Goldman Sachs" and, together with the Investing Entities, GS Advisors 2000, GSCP Offshore 2000, GSCP BBOG I, GSCP Germany, GS GmbH, GS oHG, GS Employee LLC, Stone 2000 GP and GS Group, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate. F3 · ownership.nature: The securities reported herein as indirectly purchased and sold were beneficially owned directly by Goldman Sachs. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. Without admitting any legal obligation, Goldman Sachs or an affiliate will remit appropriate profits, if any, to Bill Barrett Corporation (the "Company"). The Reporting Persons, other than GS Group, disclaim beneficial ownership of the shares beneficially owned directly by Goldman Sachs. F4 · ownership.nature: Goldman Sachs and GS Group may be deemed to beneficially own indirectly in the aggregate 6,415,356 shares of the Company's common stock ("Common Stock") through the Investing Entities of which affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, investment manager or stockholder. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. Goldman Sachs and GS Group disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. F5 · ownership.nature: GSCP 2000 beneficially owns directly and its general partner, GS Advisors 2000, may be deemed to beneficially own indirectly 3,458,023 shares of Common Stock. GSCP Offshore BBOG beneficially owns directly and its general partner, GSCP Offshore 2000, and GS Advisors 2000, the general partner of GSCP Offshore 2000, may be deemed to beneficially own indirectly 1,256,512 shares of Common Stock. GSCP Germany BBOG beneficially owns directly and each of GSCP BBOG I, the general partner of GSCP Germany BBOG, GSCP Germany, the sole stockholder of GSCP BBOG I, GS GmbH , the sole managing partner of GSCP Germany and GS oHG, the sole stockholder of GS GmbH may be deemed to beneficially own indirectly 144,538 shares of Common Stock. GS Employee beneficially owns directly and its general partner, GS Employee LLC, may be deemed to beneficially own indirectly 1,098,043 shares of Common Stock. F6 · ownership.nature: GS Direct 2000 beneficially owns directly and its general partner, GS Employee LLC, may be deemed to beneficially own indirectly 229,120 shares of Common Stock. Stone BBOG beneficially owns directly and its sole stockholder, Stone 2000, and Stone 2000 GP, the general partner of Stone 2000, may be deemed to beneficially own indirectly, 10,848 shares of Common Stock. Stone 2000 beneficially owns directly and its general partner, Stone 2000 GP, may be deemed to beneficially own indirectly 218,272 shares of Common Stock. Each of GS Advisors 2000, GSCP Offshore 2000, GSCP BBOG I, GSCP Germany, GS GmbH, GS oHG, GS Employee LLC, Stone 2000 and Stone 2000 GP, disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| August 18, 2005 Filed Aug 22, 2005 23:07 UTC | BILL BARRETT CORP BBG · Entity 13828 | SaleCommon Stock | 1,200 | $29.77 | $35,724.00 |
DisclosureSEC source: 0000769993-05-000517 · bbg4050818gsg_ex.xml · nonDerivative · entry 4 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GS CAPITAL PARTNERS 2000 LP · CIK 0001122198 · 10% owner GSCP 2000 Offshore BBOG Holding, L.P. · CIK 0001310096 · 10% owner GSCP 2000 GmbH BBOG Holding, L.P. · CIK 0001310097 · 10% owner GS CAPITAL PARTNERS 2000 EMPLOYEE FUND LP · CIK 0001232085 · 10% owner GOLDMAN SACHS DIRECT INVESTMENT FUND 2000 LP · CIK 0001232063 · 10% owner Stone Street BBOG Holding · CIK 0001310098 · 10% owner GS ADVISORS 2000 LLC · CIK 0001232077 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner STONE STREET FUND 2000 LP · CIK 0001232101 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 6,415,356 F1 · ownership.nature: This statement is being filed by GS Capital Partners 2000, L.P. ("GSCP 2000"), GSCP 2000 Offshore BBOG Holding, L.P. ("GSCP Offshore BBOG"), GSCP 2000 GmbH BBOG Holding, L.P. ("GSCP Germany BBOG"), GS Capital Partners 2000 Employee Fund, L.P. ("GS Employee"), Goldman Sachs Direct Investment Fund 2000, L.P. ("GS Direct 2000"), Stone Street BBOG Holding ("Stone BBOG"), Stone Street Fund 2000, L.P. ("Stone 2000" and, together with GSCP 2000, GSCP Offshore BBOG, GSCP Germany BBOG, GS Employee, GS Direct 2000 and Stone BBOG, the "Investing Entities"), GS Advisors 2000, L.L.C. ("GS Advisors 2000"), GS Capital Partners 2000 Offshore, L.P. ("GSCP Offshore 2000"), GSCP 2000 GmbH BBOG Holding I ("GSCP BBOG I"), GS Capital Partners 2000 GmbH & Co. Beteiligungs KG ("GSCP Germany" ), Goldman, Sachs Management GP GmbH ("GS GmbH"), Goldman, Sachs & Co. oHG ("GS oHG"), GS Employee Funds 2000 GP, L.L.C. ("GS Employee LLC"), (continued in footnote 2), F2 · ownership.nature: Stone Street 2000, L.L.C. ("Stone 2000 GP"), The Goldman Sachs Group, Inc. ("GS Group") and Goldman, Sachs & Co. ("Goldman Sachs" and, together with the Investing Entities, GS Advisors 2000, GSCP Offshore 2000, GSCP BBOG I, GSCP Germany, GS GmbH, GS oHG, GS Employee LLC, Stone 2000 GP and GS Group, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate. F3 · ownership.nature: The securities reported herein as indirectly purchased and sold were beneficially owned directly by Goldman Sachs. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. Without admitting any legal obligation, Goldman Sachs or an affiliate will remit appropriate profits, if any, to Bill Barrett Corporation (the "Company"). The Reporting Persons, other than GS Group, disclaim beneficial ownership of the shares beneficially owned directly by Goldman Sachs. F4 · ownership.nature: Goldman Sachs and GS Group may be deemed to beneficially own indirectly in the aggregate 6,415,356 shares of the Company's common stock ("Common Stock") through the Investing Entities of which affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, investment manager or stockholder. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. Goldman Sachs and GS Group disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. F5 · ownership.nature: GSCP 2000 beneficially owns directly and its general partner, GS Advisors 2000, may be deemed to beneficially own indirectly 3,458,023 shares of Common Stock. GSCP Offshore BBOG beneficially owns directly and its general partner, GSCP Offshore 2000, and GS Advisors 2000, the general partner of GSCP Offshore 2000, may be deemed to beneficially own indirectly 1,256,512 shares of Common Stock. GSCP Germany BBOG beneficially owns directly and each of GSCP BBOG I, the general partner of GSCP Germany BBOG, GSCP Germany, the sole stockholder of GSCP BBOG I, GS GmbH , the sole managing partner of GSCP Germany and GS oHG, the sole stockholder of GS GmbH may be deemed to beneficially own indirectly 144,538 shares of Common Stock. GS Employee beneficially owns directly and its general partner, GS Employee LLC, may be deemed to beneficially own indirectly 1,098,043 shares of Common Stock. F6 · ownership.nature: GS Direct 2000 beneficially owns directly and its general partner, GS Employee LLC, may be deemed to beneficially own indirectly 229,120 shares of Common Stock. Stone BBOG beneficially owns directly and its sole stockholder, Stone 2000, and Stone 2000 GP, the general partner of Stone 2000, may be deemed to beneficially own indirectly, 10,848 shares of Common Stock. Stone 2000 beneficially owns directly and its general partner, Stone 2000 GP, may be deemed to beneficially own indirectly 218,272 shares of Common Stock. Each of GS Advisors 2000, GSCP Offshore 2000, GSCP BBOG I, GSCP Germany, GS GmbH, GS oHG, GS Employee LLC, Stone 2000 and Stone 2000 GP, disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| August 18, 2005 Filed Aug 22, 2005 23:07 UTC | BILL BARRETT CORP BBG · Entity 13828 | SaleCommon Stock | 1,200 | $29.78 | $35,736.00 |
DisclosureSEC source: 0000769993-05-000517 · bbg4050818gsg_ex.xml · nonDerivative · entry 3 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GS CAPITAL PARTNERS 2000 LP · CIK 0001122198 · 10% owner GSCP 2000 Offshore BBOG Holding, L.P. · CIK 0001310096 · 10% owner GSCP 2000 GmbH BBOG Holding, L.P. · CIK 0001310097 · 10% owner GS CAPITAL PARTNERS 2000 EMPLOYEE FUND LP · CIK 0001232085 · 10% owner GOLDMAN SACHS DIRECT INVESTMENT FUND 2000 LP · CIK 0001232063 · 10% owner Stone Street BBOG Holding · CIK 0001310098 · 10% owner GS ADVISORS 2000 LLC · CIK 0001232077 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner STONE STREET FUND 2000 LP · CIK 0001232101 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 6,415,356 F1 · ownership.nature: This statement is being filed by GS Capital Partners 2000, L.P. ("GSCP 2000"), GSCP 2000 Offshore BBOG Holding, L.P. ("GSCP Offshore BBOG"), GSCP 2000 GmbH BBOG Holding, L.P. ("GSCP Germany BBOG"), GS Capital Partners 2000 Employee Fund, L.P. ("GS Employee"), Goldman Sachs Direct Investment Fund 2000, L.P. ("GS Direct 2000"), Stone Street BBOG Holding ("Stone BBOG"), Stone Street Fund 2000, L.P. ("Stone 2000" and, together with GSCP 2000, GSCP Offshore BBOG, GSCP Germany BBOG, GS Employee, GS Direct 2000 and Stone BBOG, the "Investing Entities"), GS Advisors 2000, L.L.C. ("GS Advisors 2000"), GS Capital Partners 2000 Offshore, L.P. ("GSCP Offshore 2000"), GSCP 2000 GmbH BBOG Holding I ("GSCP BBOG I"), GS Capital Partners 2000 GmbH & Co. Beteiligungs KG ("GSCP Germany" ), Goldman, Sachs Management GP GmbH ("GS GmbH"), Goldman, Sachs & Co. oHG ("GS oHG"), GS Employee Funds 2000 GP, L.L.C. ("GS Employee LLC"), (continued in footnote 2), F2 · ownership.nature: Stone Street 2000, L.L.C. ("Stone 2000 GP"), The Goldman Sachs Group, Inc. ("GS Group") and Goldman, Sachs & Co. ("Goldman Sachs" and, together with the Investing Entities, GS Advisors 2000, GSCP Offshore 2000, GSCP BBOG I, GSCP Germany, GS GmbH, GS oHG, GS Employee LLC, Stone 2000 GP and GS Group, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate. F3 · ownership.nature: The securities reported herein as indirectly purchased and sold were beneficially owned directly by Goldman Sachs. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. Without admitting any legal obligation, Goldman Sachs or an affiliate will remit appropriate profits, if any, to Bill Barrett Corporation (the "Company"). The Reporting Persons, other than GS Group, disclaim beneficial ownership of the shares beneficially owned directly by Goldman Sachs. F4 · ownership.nature: Goldman Sachs and GS Group may be deemed to beneficially own indirectly in the aggregate 6,415,356 shares of the Company's common stock ("Common Stock") through the Investing Entities of which affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, investment manager or stockholder. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. Goldman Sachs and GS Group disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. F5 · ownership.nature: GSCP 2000 beneficially owns directly and its general partner, GS Advisors 2000, may be deemed to beneficially own indirectly 3,458,023 shares of Common Stock. GSCP Offshore BBOG beneficially owns directly and its general partner, GSCP Offshore 2000, and GS Advisors 2000, the general partner of GSCP Offshore 2000, may be deemed to beneficially own indirectly 1,256,512 shares of Common Stock. GSCP Germany BBOG beneficially owns directly and each of GSCP BBOG I, the general partner of GSCP Germany BBOG, GSCP Germany, the sole stockholder of GSCP BBOG I, GS GmbH , the sole managing partner of GSCP Germany and GS oHG, the sole stockholder of GS GmbH may be deemed to beneficially own indirectly 144,538 shares of Common Stock. GS Employee beneficially owns directly and its general partner, GS Employee LLC, may be deemed to beneficially own indirectly 1,098,043 shares of Common Stock. F6 · ownership.nature: GS Direct 2000 beneficially owns directly and its general partner, GS Employee LLC, may be deemed to beneficially own indirectly 229,120 shares of Common Stock. Stone BBOG beneficially owns directly and its sole stockholder, Stone 2000, and Stone 2000 GP, the general partner of Stone 2000, may be deemed to beneficially own indirectly, 10,848 shares of Common Stock. Stone 2000 beneficially owns directly and its general partner, Stone 2000 GP, may be deemed to beneficially own indirectly 218,272 shares of Common Stock. Each of GS Advisors 2000, GSCP Offshore 2000, GSCP BBOG I, GSCP Germany, GS GmbH, GS oHG, GS Employee LLC, Stone 2000 and Stone 2000 GP, disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| August 18, 2005 Filed Aug 22, 2005 23:07 UTC | BILL BARRETT CORP BBG · Entity 13828 | SaleCommon Stock | 300 | $29.80 | $8,940.00 |
DisclosureSEC source: 0000769993-05-000517 · bbg4050818gsg_ex.xml · nonDerivative · entry 2 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GS CAPITAL PARTNERS 2000 LP · CIK 0001122198 · 10% owner GSCP 2000 Offshore BBOG Holding, L.P. · CIK 0001310096 · 10% owner GSCP 2000 GmbH BBOG Holding, L.P. · CIK 0001310097 · 10% owner GS CAPITAL PARTNERS 2000 EMPLOYEE FUND LP · CIK 0001232085 · 10% owner GOLDMAN SACHS DIRECT INVESTMENT FUND 2000 LP · CIK 0001232063 · 10% owner Stone Street BBOG Holding · CIK 0001310098 · 10% owner GS ADVISORS 2000 LLC · CIK 0001232077 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner STONE STREET FUND 2000 LP · CIK 0001232101 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 6,415,356 F1 · ownership.nature: This statement is being filed by GS Capital Partners 2000, L.P. ("GSCP 2000"), GSCP 2000 Offshore BBOG Holding, L.P. ("GSCP Offshore BBOG"), GSCP 2000 GmbH BBOG Holding, L.P. ("GSCP Germany BBOG"), GS Capital Partners 2000 Employee Fund, L.P. ("GS Employee"), Goldman Sachs Direct Investment Fund 2000, L.P. ("GS Direct 2000"), Stone Street BBOG Holding ("Stone BBOG"), Stone Street Fund 2000, L.P. ("Stone 2000" and, together with GSCP 2000, GSCP Offshore BBOG, GSCP Germany BBOG, GS Employee, GS Direct 2000 and Stone BBOG, the "Investing Entities"), GS Advisors 2000, L.L.C. ("GS Advisors 2000"), GS Capital Partners 2000 Offshore, L.P. ("GSCP Offshore 2000"), GSCP 2000 GmbH BBOG Holding I ("GSCP BBOG I"), GS Capital Partners 2000 GmbH & Co. Beteiligungs KG ("GSCP Germany" ), Goldman, Sachs Management GP GmbH ("GS GmbH"), Goldman, Sachs & Co. oHG ("GS oHG"), GS Employee Funds 2000 GP, L.L.C. ("GS Employee LLC"), (continued in footnote 2), F2 · ownership.nature: Stone Street 2000, L.L.C. ("Stone 2000 GP"), The Goldman Sachs Group, Inc. ("GS Group") and Goldman, Sachs & Co. ("Goldman Sachs" and, together with the Investing Entities, GS Advisors 2000, GSCP Offshore 2000, GSCP BBOG I, GSCP Germany, GS GmbH, GS oHG, GS Employee LLC, Stone 2000 GP and GS Group, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate. F3 · ownership.nature: The securities reported herein as indirectly purchased and sold were beneficially owned directly by Goldman Sachs. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. Without admitting any legal obligation, Goldman Sachs or an affiliate will remit appropriate profits, if any, to Bill Barrett Corporation (the "Company"). The Reporting Persons, other than GS Group, disclaim beneficial ownership of the shares beneficially owned directly by Goldman Sachs. F4 · ownership.nature: Goldman Sachs and GS Group may be deemed to beneficially own indirectly in the aggregate 6,415,356 shares of the Company's common stock ("Common Stock") through the Investing Entities of which affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, investment manager or stockholder. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. Goldman Sachs and GS Group disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. F5 · ownership.nature: GSCP 2000 beneficially owns directly and its general partner, GS Advisors 2000, may be deemed to beneficially own indirectly 3,458,023 shares of Common Stock. GSCP Offshore BBOG beneficially owns directly and its general partner, GSCP Offshore 2000, and GS Advisors 2000, the general partner of GSCP Offshore 2000, may be deemed to beneficially own indirectly 1,256,512 shares of Common Stock. GSCP Germany BBOG beneficially owns directly and each of GSCP BBOG I, the general partner of GSCP Germany BBOG, GSCP Germany, the sole stockholder of GSCP BBOG I, GS GmbH , the sole managing partner of GSCP Germany and GS oHG, the sole stockholder of GS GmbH may be deemed to beneficially own indirectly 144,538 shares of Common Stock. GS Employee beneficially owns directly and its general partner, GS Employee LLC, may be deemed to beneficially own indirectly 1,098,043 shares of Common Stock. F6 · ownership.nature: GS Direct 2000 beneficially owns directly and its general partner, GS Employee LLC, may be deemed to beneficially own indirectly 229,120 shares of Common Stock. Stone BBOG beneficially owns directly and its sole stockholder, Stone 2000, and Stone 2000 GP, the general partner of Stone 2000, may be deemed to beneficially own indirectly, 10,848 shares of Common Stock. Stone 2000 beneficially owns directly and its general partner, Stone 2000 GP, may be deemed to beneficially own indirectly 218,272 shares of Common Stock. Each of GS Advisors 2000, GSCP Offshore 2000, GSCP BBOG I, GSCP Germany, GS GmbH, GS oHG, GS Employee LLC, Stone 2000 and Stone 2000 GP, disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| August 18, 2005 Filed Aug 22, 2005 23:07 UTC | BILL BARRETT CORP BBG · Entity 13828 | SaleCommon Stock | 100 | $29.81 | $2,981.00 |
DisclosureSEC source: 0000769993-05-000517 · bbg4050818gsg_ex.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GS CAPITAL PARTNERS 2000 LP · CIK 0001122198 · 10% owner GSCP 2000 Offshore BBOG Holding, L.P. · CIK 0001310096 · 10% owner GSCP 2000 GmbH BBOG Holding, L.P. · CIK 0001310097 · 10% owner GS CAPITAL PARTNERS 2000 EMPLOYEE FUND LP · CIK 0001232085 · 10% owner GOLDMAN SACHS DIRECT INVESTMENT FUND 2000 LP · CIK 0001232063 · 10% owner Stone Street BBOG Holding · CIK 0001310098 · 10% owner GS ADVISORS 2000 LLC · CIK 0001232077 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner STONE STREET FUND 2000 LP · CIK 0001232101 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 6,415,356 F1 · ownership.nature: This statement is being filed by GS Capital Partners 2000, L.P. ("GSCP 2000"), GSCP 2000 Offshore BBOG Holding, L.P. ("GSCP Offshore BBOG"), GSCP 2000 GmbH BBOG Holding, L.P. ("GSCP Germany BBOG"), GS Capital Partners 2000 Employee Fund, L.P. ("GS Employee"), Goldman Sachs Direct Investment Fund 2000, L.P. ("GS Direct 2000"), Stone Street BBOG Holding ("Stone BBOG"), Stone Street Fund 2000, L.P. ("Stone 2000" and, together with GSCP 2000, GSCP Offshore BBOG, GSCP Germany BBOG, GS Employee, GS Direct 2000 and Stone BBOG, the "Investing Entities"), GS Advisors 2000, L.L.C. ("GS Advisors 2000"), GS Capital Partners 2000 Offshore, L.P. ("GSCP Offshore 2000"), GSCP 2000 GmbH BBOG Holding I ("GSCP BBOG I"), GS Capital Partners 2000 GmbH & Co. Beteiligungs KG ("GSCP Germany" ), Goldman, Sachs Management GP GmbH ("GS GmbH"), Goldman, Sachs & Co. oHG ("GS oHG"), GS Employee Funds 2000 GP, L.L.C. ("GS Employee LLC"), (continued in footnote 2), F2 · ownership.nature: Stone Street 2000, L.L.C. ("Stone 2000 GP"), The Goldman Sachs Group, Inc. ("GS Group") and Goldman, Sachs & Co. ("Goldman Sachs" and, together with the Investing Entities, GS Advisors 2000, GSCP Offshore 2000, GSCP BBOG I, GSCP Germany, GS GmbH, GS oHG, GS Employee LLC, Stone 2000 GP and GS Group, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate. F3 · ownership.nature: The securities reported herein as indirectly purchased and sold were beneficially owned directly by Goldman Sachs. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. Without admitting any legal obligation, Goldman Sachs or an affiliate will remit appropriate profits, if any, to Bill Barrett Corporation (the "Company"). The Reporting Persons, other than GS Group, disclaim beneficial ownership of the shares beneficially owned directly by Goldman Sachs. F4 · ownership.nature: Goldman Sachs and GS Group may be deemed to beneficially own indirectly in the aggregate 6,415,356 shares of the Company's common stock ("Common Stock") through the Investing Entities of which affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, investment manager or stockholder. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. Goldman Sachs and GS Group disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. F5 · ownership.nature: GSCP 2000 beneficially owns directly and its general partner, GS Advisors 2000, may be deemed to beneficially own indirectly 3,458,023 shares of Common Stock. GSCP Offshore BBOG beneficially owns directly and its general partner, GSCP Offshore 2000, and GS Advisors 2000, the general partner of GSCP Offshore 2000, may be deemed to beneficially own indirectly 1,256,512 shares of Common Stock. GSCP Germany BBOG beneficially owns directly and each of GSCP BBOG I, the general partner of GSCP Germany BBOG, GSCP Germany, the sole stockholder of GSCP BBOG I, GS GmbH , the sole managing partner of GSCP Germany and GS oHG, the sole stockholder of GS GmbH may be deemed to beneficially own indirectly 144,538 shares of Common Stock. GS Employee beneficially owns directly and its general partner, GS Employee LLC, may be deemed to beneficially own indirectly 1,098,043 shares of Common Stock. F6 · ownership.nature: GS Direct 2000 beneficially owns directly and its general partner, GS Employee LLC, may be deemed to beneficially own indirectly 229,120 shares of Common Stock. Stone BBOG beneficially owns directly and its sole stockholder, Stone 2000, and Stone 2000 GP, the general partner of Stone 2000, may be deemed to beneficially own indirectly, 10,848 shares of Common Stock. Stone 2000 beneficially owns directly and its general partner, Stone 2000 GP, may be deemed to beneficially own indirectly 218,272 shares of Common Stock. Each of GS Advisors 2000, GSCP Offshore 2000, GSCP BBOG I, GSCP Germany, GS GmbH, GS oHG, GS Employee LLC, Stone 2000 and Stone 2000 GP, disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| August 17, 2005 Filed Aug 19, 2005 20:38 UTC | Nalco Holding CO NLC · Entity 13833 | SaleCommon Stock, par value $0.01 per share | 7,418,604 | $18.41 | $136,576,499.64 |
DisclosureSEC source: 0001005477-05-002886 · edgar123.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GOLDMAN SACHS MANAGEMENT GP GMBH · CIK 0001232073 · 10% owner GS CAPITAL PARTNERS 2000 LP · CIK 0001122198 · 10% owner GS CAPITAL PARTNERS 2000 OFFSHORE LP · CIK 0001232112 · 10% owner GS CAPITAL PARTNERS 2000 GMBH & CO BETEILIGUNGS KG · CIK 0001232108 · 10% owner GS CAPITAL PARTNERS 2000 EMPLOYEE FUND LP · CIK 0001232085 · 10% owner GOLDMAN SACHS DIRECT INVESTMENT FUND 2000 LP · CIK 0001232063 · 10% owner GS ADVISORS 2000 LLC · CIK 0001232077 · 10% owner GS EMPLOYEE FUNDS 2000 GP LLC · CIK 0001232086 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 14,702,701 F6 · price: Represents price to public in an underwritten public offering. F1 · ownership.nature: This statement is being filed by GS Capital Partners 2000, L.P. ("GSCP 2000"), GS Capital Partners 2000 Offshore, L.P. ("GSCP Offshore 2000"), GS Capital Partners 2000 GmbH & Co. Beteiligungs KG ("GSCP Germany 2000"), GS Capital Partners 2000 Employee Fund, L.P. ("GSCP Employee 2000"), Goldman Sachs Direct Investment Fund 2000, L.P. ("GS Direct 2000" and, together with GSCP 2000, GSCP Offshore 2000, GSCP Germany 2000 and GSCP Employee 2000, the "Limited Partnerships"), NH Acquisition LLC ("NH" and, together with the Limited Partnerships, the "GS Funds"), GS Advisors 2000, L.L.C. ("GS Advisors 2000"), Goldman, Sachs Management GP GmbH ("GS GmbH"), Goldman, Sachs & Co. oHG ("GS oHG"), GS Employee Funds 2000 GP, L.L.C. ("GS Employee 2000 LLC"), and The Goldman Sachs Group, Inc. ("GS Group" and, together with the Limited Partnerships, GS Advisors 2000, GS GmbH, GS oHG, GS Employee 2000 LLC and NH, the "Reporting Persons"). F2 · ownership.nature: On August 17, 2005, a registered public offering of 29,000,000 shares of Nalco Holding Company (the "Company") common stock (the "Common Stock") was completed. Nalco LLC (the selling stockholder) received all proceeds from this offering. The 14,702,701 shares reported herein as indirectly beneficially owned are beneficially owned directly by Nalco LLC and reflects the GS Funds indirect beneficial ownership in the Company based on the membership interest in Nalco LLC held by the GS Funds. Affiliates of GS Group are the general partner, managing general partner, managing partner, manager or investment manager of the GS Funds. (Continued in footnote (3)) F3 · ownership.nature: (Continued from footnote (2)) The membership interests in Nalco LLC are held by the GS Funds and affiliates of The Blackstone Group L.P. and Apollo Management, L.P. (together with the GS Funds, the "LLC Members"), as well as certain members of management of the Company. F4 · ownership.nature: Because voting and dispositive decisions of Nalco LLC with respect to the Common Stock require the approval of at least two of the LLC Members, the GS Funds disclaim beneficial ownership of the Company's securities held by Nalco LLC. Nonetheless, the Reporting Persons are voluntarily reporting an indirect beneficial ownership in the Common Stock, as reflected herein. GS Advisors 2000 is the general partner of GSCP 2000 and GSCP Offshore 2000 and the manager of NH. GS GmbH is the managing partner of GSCP Germany 2000. GS oHG is the sole stockholder of GS GmbH. GS Employee 2000 LLC is the general partner of GSCP Employee 2000 and GS Direct 2000. F5 · ownership.nature: The Reporting Persons disclaim beneficial ownership of all shares of Common Stock in excess of their pecuniary interest, if any, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F7 · ownership.nature: Due to the electronic system's limitation of 10 Reporting Persons per joint filing this statement is being filed in duplicate. Read SEC document |
| April 29, 2005 Filed May 3, 2005 15:39 UTC | Nalco Holding CO NLC · Entity 13833 | SaleCommon Stock | 200 | $17.89 | $3,578.00 |
DisclosureSEC source: 0000769993-05-000390 · nlc404292005gsg_ex.xml · nonDerivative · entry 2 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GOLDMAN SACHS MANAGEMENT GP GMBH · CIK 0001232073 · 10% owner GS CAPITAL PARTNERS 2000 LP · CIK 0001122198 · 10% owner GS CAPITAL PARTNERS 2000 OFFSHORE LP · CIK 0001232112 · 10% owner GS CAPITAL PARTNERS 2000 GMBH & CO BETEILIGUNGS KG · CIK 0001232108 · 10% owner GS CAPITAL PARTNERS 2000 EMPLOYEE FUND LP · CIK 0001232085 · 10% owner GOLDMAN SACHS DIRECT INVESTMENT FUND 2000 LP · CIK 0001232063 · 10% owner GS ADVISORS 2000 LLC · CIK 0001232077 · 10% owner GS EMPLOYEE FUNDS 2000 GP LLC · CIK 0001232086 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 22,121,305 F1 · ownership.nature: This statement is being filed by GS Capital Partners 2000, L.P. ("GSCP 2000"), GS Capital Partners 2000 Offshore, L.P. ("GSCP Offshore 2000"), GS Capital Partners 2000 GmbH & Co. Beteiligungs KG ("GSCP Germany 2000"), GS Capital Partners 2000 Employee Fund, L.P. ("GSCP Employee 2000"), Goldman Sachs Direct Investment Fund 2000, L.P. ("GS Direct 2000" and, together with GSCP 2000, GSCP Offshore 2000, GSCP Germany 2000 and GSCP Employee 2000, the "Limited Partnerships"), NH Acquisition LLC ("NH" and, together with the Limited Partnerships, "GS Funds"), GS Advisors 2000, L.L.C. ("GS Advisors 2000"), Goldman, Sachs Management GP GmbH ("GS GmbH"), Goldman, Sachs & Co. oHG ("GS oHG"), GS Employee Funds 2000 GP, L.L.C. ("GS Employee 2000 LLC"), and (continued in next footnote) F2 · ownership.nature: The Goldman Sachs Group, Inc. ("GS Group" and, together with the Limited Partnerships, GS Advisors 2000, GS GmbH, GS oHG, GS Employee 2000 LLC and NH Acquisition, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing this statement is being filed in duplicate. F3 · ownership.nature: The securities reported herein as indirectly purchased and sold were beneficially owned directly by Goldman, Sachs & Co. ("Goldman Sachs"). Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. Without admitting any legal obligation, Goldman Sachs or an affiliate will remit appropriate profits, if any, to Nalco Holding Company (the "Company"). The Reporting Persons, other than GS Group, disclaim beneficial ownership of the shares beneficially owned directly by Goldman Sachs. F4 · ownership.nature: The 22,121,305 shares reported herein as indirectly beneficially owned are beneficially owned directly by Nalco LLC and reflects the GS Funds indirect beneficial ownership in the Company based on the membership interest in Nalco LLC held by the GS Funds. Affiliates of GS Group are the general partner, managing general partner, managing partner or manager of the GS Funds, which own in the aggregate approximately 24% of Nalco LLC. The balance of the membership interests in Nalco LLC are held by affiliates of The Blackstone Group L.P. and Apollo Management V, L.P. (together with the GS Funds, the "LLC Members"), as well as certain members of management of the Company. F5 · ownership.nature: Because voting and dispositive decisions of Nalco LLC with respect to the Company's common stock, $0.01 par value per share ("Common Stock") require the approval of at least two of the three LLC Members, the GS Funds disclaim beneficial ownership of the Company's securities held by Nalco LLC. Nonetheless, the Reporting Persons are voluntarily reporting an indirect beneficial ownership in the Common Stock, as reflected herein. GS Advisors 2000 is the general partner of GSCP 2000 and GSCP Offshore 2000 and the manager of NH. GS GmbH is the managing partner of GSCP Germany 2000. GS oHG is the sole stockholder of GS GmbH. GS Employee 2000 LLC is the general partner of GSCP Employee 2000 and GS Direct 2000. F6 · ownership.nature: The Reporting Persons disclaim beneficial ownership of the 22,121,305 shares of Common Stock in excess of their pecuniary interest, if any, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| April 29, 2005 Filed May 3, 2005 15:39 UTC | Nalco Holding CO NLC · Entity 13833 | PurchaseCommon Stock | 200 | $17.82 | $3,564.00 |
DisclosureSEC source: 0000769993-05-000390 · nlc404292005gsg_ex.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GOLDMAN SACHS MANAGEMENT GP GMBH · CIK 0001232073 · 10% owner GS CAPITAL PARTNERS 2000 LP · CIK 0001122198 · 10% owner GS CAPITAL PARTNERS 2000 OFFSHORE LP · CIK 0001232112 · 10% owner GS CAPITAL PARTNERS 2000 GMBH & CO BETEILIGUNGS KG · CIK 0001232108 · 10% owner GS CAPITAL PARTNERS 2000 EMPLOYEE FUND LP · CIK 0001232085 · 10% owner GOLDMAN SACHS DIRECT INVESTMENT FUND 2000 LP · CIK 0001232063 · 10% owner GS ADVISORS 2000 LLC · CIK 0001232077 · 10% owner GS EMPLOYEE FUNDS 2000 GP LLC · CIK 0001232086 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 22,121,505 F1 · ownership.nature: This statement is being filed by GS Capital Partners 2000, L.P. ("GSCP 2000"), GS Capital Partners 2000 Offshore, L.P. ("GSCP Offshore 2000"), GS Capital Partners 2000 GmbH & Co. Beteiligungs KG ("GSCP Germany 2000"), GS Capital Partners 2000 Employee Fund, L.P. ("GSCP Employee 2000"), Goldman Sachs Direct Investment Fund 2000, L.P. ("GS Direct 2000" and, together with GSCP 2000, GSCP Offshore 2000, GSCP Germany 2000 and GSCP Employee 2000, the "Limited Partnerships"), NH Acquisition LLC ("NH" and, together with the Limited Partnerships, "GS Funds"), GS Advisors 2000, L.L.C. ("GS Advisors 2000"), Goldman, Sachs Management GP GmbH ("GS GmbH"), Goldman, Sachs & Co. oHG ("GS oHG"), GS Employee Funds 2000 GP, L.L.C. ("GS Employee 2000 LLC"), and (continued in next footnote) F2 · ownership.nature: The Goldman Sachs Group, Inc. ("GS Group" and, together with the Limited Partnerships, GS Advisors 2000, GS GmbH, GS oHG, GS Employee 2000 LLC and NH Acquisition, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing this statement is being filed in duplicate. F3 · ownership.nature: The securities reported herein as indirectly purchased and sold were beneficially owned directly by Goldman, Sachs & Co. ("Goldman Sachs"). Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. Without admitting any legal obligation, Goldman Sachs or an affiliate will remit appropriate profits, if any, to Nalco Holding Company (the "Company"). The Reporting Persons, other than GS Group, disclaim beneficial ownership of the shares beneficially owned directly by Goldman Sachs. F4 · ownership.nature: The 22,121,305 shares reported herein as indirectly beneficially owned are beneficially owned directly by Nalco LLC and reflects the GS Funds indirect beneficial ownership in the Company based on the membership interest in Nalco LLC held by the GS Funds. Affiliates of GS Group are the general partner, managing general partner, managing partner or manager of the GS Funds, which own in the aggregate approximately 24% of Nalco LLC. The balance of the membership interests in Nalco LLC are held by affiliates of The Blackstone Group L.P. and Apollo Management V, L.P. (together with the GS Funds, the "LLC Members"), as well as certain members of management of the Company. F5 · ownership.nature: Because voting and dispositive decisions of Nalco LLC with respect to the Company's common stock, $0.01 par value per share ("Common Stock") require the approval of at least two of the three LLC Members, the GS Funds disclaim beneficial ownership of the Company's securities held by Nalco LLC. Nonetheless, the Reporting Persons are voluntarily reporting an indirect beneficial ownership in the Common Stock, as reflected herein. GS Advisors 2000 is the general partner of GSCP 2000 and GSCP Offshore 2000 and the manager of NH. GS GmbH is the managing partner of GSCP Germany 2000. GS oHG is the sole stockholder of GS GmbH. GS Employee 2000 LLC is the general partner of GSCP Employee 2000 and GS Direct 2000. F6 · ownership.nature: The Reporting Persons disclaim beneficial ownership of the 22,121,305 shares of Common Stock in excess of their pecuniary interest, if any, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| January 11, 2005 Filed Jan 13, 2005 19:35 UTC | BILL BARRETT CORP BBG · Entity 13828 | PurchaseCommon Stock | 800 | $29.29 | $23,432.00 |
DisclosureSEC source: 0000769993-05-000021 · bbg4050111gsg_ex.xml · nonDerivative · entry 2 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GS CAPITAL PARTNERS 2000 LP · CIK 0001122198 · 10% owner GSCP 2000 Offshore BBOG Holding, L.P. · CIK 0001310096 · 10% owner GSCP 2000 GmbH BBOG Holding, L.P. · CIK 0001310097 · 10% owner GS CAPITAL PARTNERS 2000 EMPLOYEE FUND LP · CIK 0001232085 · 10% owner GOLDMAN SACHS DIRECT INVESTMENT FUND 2000 LP · CIK 0001232063 · 10% owner Stone Street BBOG Holding · CIK 0001310098 · 10% owner GS ADVISORS 2000 LLC · CIK 0001232077 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner STONE STREET FUND 2000 LP · CIK 0001232101 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 6,415,356 F1 · ownership.nature: This statement is being filed by GS Capital Partners 2000, L.P. ("GSCP 2000"), GSCP 2000 Offshore BBOG Holding, L.P. ("GSCP Offshore BBOG"), GSCP 2000 GmbH BBOG Holding, L.P. ("GSCP Germany BBOG"), GS Capital Partners 2000 Employee Fund, L.P. ("GS Employee"), Goldman Sachs Direct Investment Fund 2000, L.P. ("GS Direct 2000"), Stone Street BBOG Holding ("Stone BBOG"), Stone Street Fund 2000, L.P. ("Stone 2000" and, together with GSCP 2000, GSCP Offshore BBOG, GSCP Germany BBOG, GS Employee, GS Direct 2000 and Stone BBOG, the "Investing Entities"), GS Advisors 2000, L.L.C. ("GS Advisors 2000"), GS Capital Partners 2000 Offshore, L.P. ("GSCP Offshore 2000"), GSCP 2000 GmbH BBOG Holding I ("GSCP BBOG I"), GS Capital Partners 2000 GmbH & Co. Beteiligungs KG ("GSCP Germany" ), Goldman, Sachs Management GP GmbH ("GS GmbH"), Goldman, Sachs & Co. oHG ("GS oHG"), GS Employee Funds 2000 GP, L.L.C. ("GS Employee LLC"), (continued in footnote 2), F2 · ownership.nature: Stone Street 2000, L.L.C. ("Stone 2000 GP"), The Goldman Sachs Group, Inc. ("GS Group") and Goldman, Sachs & Co. ("Goldman Sachs" and, together with the Investing Entities, GS Advisors 2000, GSCP Offshore 2000, GSCP BBOG I, GSCP Germany, GS GmbH, GS oHG, GS Employee LLC, Stone 2000 GP and GS Group, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate. F3 · ownership.nature: The securities reported herein as indirectly purchased were purchased by Spear, Leeds & Kellogg, L.P. ("SLK") in connection with the transaction reported on the December 10, 2004 amended Form 4. SLK is an indirect wholly-owned subsidiary of GS Group. Without admitting any legal obligation, Goldman Sachs or an affiliate will remit appropriate profits, if any, to Bill Barrett Corporation (the "Company"). F4 · ownership.nature: Goldman Sachs and GS Group may be deemed to beneficially own indirectly in the aggregate 6,415,356 shares of the Company's common stock ("Common Stock") through the Investing Entities of which affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, investment manager or stockholder. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. Goldman Sachs and GS Group disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. F5 · ownership.nature: GSCP 2000 beneficially owns directly and its general partner, GS Advisors 2000, may be deemed to beneficially own indirectly 3,458,023 shares of Common Stock. GSCP Offshore BBOG beneficially owns directly and its general partner, GSCP Offshore 2000, and GS Advisors 2000, the general partner of GSCP Offshore 2000, may be deemed to beneficially own indirectly 1,256,512 shares of Common Stock. GSCP Germany BBOG beneficially owns directly and each of GSCP BBOG I, the general partner of GSCP Germany BBOG, GSCP Germany, the sole stockholder of GSCP BBOG I, GS GmbH , the sole managing partner of GSCP Germany and GS oHG, the sole stockholder of GS GmbH may be deemed to beneficially own indirectly 144,538 shares of Common Stock. GS Employee beneficially owns directly and its general partner, GS Employee LLC, may be deemed to beneficially own indirectly 1,098,043 shares of Common Stock. F6 · ownership.nature: GS Direct 2000 beneficially owns directly and its general partner, GS Employee LLC, may be deemed to beneficially own indirectly 229,120 shares of Common Stock. Stone BBOG beneficially owns directly and its sole stockholder, Stone 2000, and Stone 2000 GP, the general partner of Stone 2000, may be deemed to beneficially own indirectly, 10,848 shares of Common Stock. Stone 2000 beneficially owns directly and its general partner, Stone 2000 GP, may be deemed to beneficially own indirectly 218,272 shares of Common Stock. Each of GS Advisors 2000, GSCP Offshore 2000, GSCP BBOG I, GSCP Germany, GS GmbH, GS oHG, GS Employee LLC, Stone 2000 and Stone 2000 GP, disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| January 11, 2005 Filed Jan 13, 2005 19:35 UTC | BILL BARRETT CORP BBG · Entity 13828 | PurchaseCommon Stock | 200 | $29.26 | $5,852.00 |
DisclosureSEC source: 0000769993-05-000021 · bbg4050111gsg_ex.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GS CAPITAL PARTNERS 2000 LP · CIK 0001122198 · 10% owner GSCP 2000 Offshore BBOG Holding, L.P. · CIK 0001310096 · 10% owner GSCP 2000 GmbH BBOG Holding, L.P. · CIK 0001310097 · 10% owner GS CAPITAL PARTNERS 2000 EMPLOYEE FUND LP · CIK 0001232085 · 10% owner GOLDMAN SACHS DIRECT INVESTMENT FUND 2000 LP · CIK 0001232063 · 10% owner Stone Street BBOG Holding · CIK 0001310098 · 10% owner GS ADVISORS 2000 LLC · CIK 0001232077 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner STONE STREET FUND 2000 LP · CIK 0001232101 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 6,415,356 F1 · ownership.nature: This statement is being filed by GS Capital Partners 2000, L.P. ("GSCP 2000"), GSCP 2000 Offshore BBOG Holding, L.P. ("GSCP Offshore BBOG"), GSCP 2000 GmbH BBOG Holding, L.P. ("GSCP Germany BBOG"), GS Capital Partners 2000 Employee Fund, L.P. ("GS Employee"), Goldman Sachs Direct Investment Fund 2000, L.P. ("GS Direct 2000"), Stone Street BBOG Holding ("Stone BBOG"), Stone Street Fund 2000, L.P. ("Stone 2000" and, together with GSCP 2000, GSCP Offshore BBOG, GSCP Germany BBOG, GS Employee, GS Direct 2000 and Stone BBOG, the "Investing Entities"), GS Advisors 2000, L.L.C. ("GS Advisors 2000"), GS Capital Partners 2000 Offshore, L.P. ("GSCP Offshore 2000"), GSCP 2000 GmbH BBOG Holding I ("GSCP BBOG I"), GS Capital Partners 2000 GmbH & Co. Beteiligungs KG ("GSCP Germany" ), Goldman, Sachs Management GP GmbH ("GS GmbH"), Goldman, Sachs & Co. oHG ("GS oHG"), GS Employee Funds 2000 GP, L.L.C. ("GS Employee LLC"), (continued in footnote 2), F2 · ownership.nature: Stone Street 2000, L.L.C. ("Stone 2000 GP"), The Goldman Sachs Group, Inc. ("GS Group") and Goldman, Sachs & Co. ("Goldman Sachs" and, together with the Investing Entities, GS Advisors 2000, GSCP Offshore 2000, GSCP BBOG I, GSCP Germany, GS GmbH, GS oHG, GS Employee LLC, Stone 2000 GP and GS Group, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate. F3 · ownership.nature: The securities reported herein as indirectly purchased were purchased by Spear, Leeds & Kellogg, L.P. ("SLK") in connection with the transaction reported on the December 10, 2004 amended Form 4. SLK is an indirect wholly-owned subsidiary of GS Group. Without admitting any legal obligation, Goldman Sachs or an affiliate will remit appropriate profits, if any, to Bill Barrett Corporation (the "Company"). F4 · ownership.nature: Goldman Sachs and GS Group may be deemed to beneficially own indirectly in the aggregate 6,415,356 shares of the Company's common stock ("Common Stock") through the Investing Entities of which affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, investment manager or stockholder. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. Goldman Sachs and GS Group disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. F5 · ownership.nature: GSCP 2000 beneficially owns directly and its general partner, GS Advisors 2000, may be deemed to beneficially own indirectly 3,458,023 shares of Common Stock. GSCP Offshore BBOG beneficially owns directly and its general partner, GSCP Offshore 2000, and GS Advisors 2000, the general partner of GSCP Offshore 2000, may be deemed to beneficially own indirectly 1,256,512 shares of Common Stock. GSCP Germany BBOG beneficially owns directly and each of GSCP BBOG I, the general partner of GSCP Germany BBOG, GSCP Germany, the sole stockholder of GSCP BBOG I, GS GmbH , the sole managing partner of GSCP Germany and GS oHG, the sole stockholder of GS GmbH may be deemed to beneficially own indirectly 144,538 shares of Common Stock. GS Employee beneficially owns directly and its general partner, GS Employee LLC, may be deemed to beneficially own indirectly 1,098,043 shares of Common Stock. F6 · ownership.nature: GS Direct 2000 beneficially owns directly and its general partner, GS Employee LLC, may be deemed to beneficially own indirectly 229,120 shares of Common Stock. Stone BBOG beneficially owns directly and its sole stockholder, Stone 2000, and Stone 2000 GP, the general partner of Stone 2000, may be deemed to beneficially own indirectly, 10,848 shares of Common Stock. Stone 2000 beneficially owns directly and its general partner, Stone 2000 GP, may be deemed to beneficially own indirectly 218,272 shares of Common Stock. Each of GS Advisors 2000, GSCP Offshore 2000, GSCP BBOG I, GSCP Germany, GS GmbH, GS oHG, GS Employee LLC, Stone 2000 and Stone 2000 GP, disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| December 20, 2004 Filed Dec 22, 2004 19:15 UTC | BILL BARRETT CORP BBG · Entity 13828 | PurchaseCommon Stock | 852 | $33.40 | $28,456.80 |
DisclosureSEC source: 0000769993-04-000784 · bbg4041220gsg_ex.xml · nonDerivative · entry 3 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GS CAPITAL PARTNERS 2000 LP · CIK 0001122198 · 10% owner GSCP 2000 Offshore BBOG Holding, L.P. · CIK 0001310096 · 10% owner GSCP 2000 GmbH BBOG Holding, L.P. · CIK 0001310097 · 10% owner GS CAPITAL PARTNERS 2000 EMPLOYEE FUND LP · CIK 0001232085 · 10% owner GOLDMAN SACHS DIRECT INVESTMENT FUND 2000 LP · CIK 0001232063 · 10% owner Stone Street BBOG Holding · CIK 0001310098 · 10% owner GS ADVISORS 2000 LLC · CIK 0001232077 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner STONE STREET FUND 2000 LP · CIK 0001232101 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 6,415,356 F1 · ownership.nature: This statement is being filed by GS Capital Partners 2000, L.P. ("GSCP 2000"), GSCP 2000 Offshore BBOG Holding, L.P. ("GSCP Offshore BBOG"), GSCP 2000 GmbH BBOG Holding, L.P. ("GSCP Germany BBOG"), GS Capital Partners 2000 Employee Fund, L.P. ("GS Employee"), Goldman Sachs Direct Investment Fund 2000, L.P. ("GS Direct 2000"), Stone Street BBOG Holding ("Stone BBOG"), Stone Street Fund 2000, L.P. ("Stone 2000" and, together with GSCP 2000, GSCP Offshore BBOG, GSCP Germany BBOG, GS Employee, GS Direct 2000 and Stone BBOG, the "Investing Entities"), GS Advisors 2000, L.L.C. ("GS Advisors 2000"), GS Capital Partners 2000 Offshore, L.P. ("GSCP Offshore 2000"), GSCP 2000 GmbH BBOG Holding I ("GSCP BBOG I"), GS Capital Partners 2000 GmbH & Co. Beteiligungs KG ("GSCP Germany" ), Goldman, Sachs Management GP GmbH ("GS GmbH"), Goldman, Sachs & Co. oHG ("GS oHG"), GS Employee Funds 2000 GP, L.L.C. ("GS Employee LLC"), (continued in footnote 2), F2 · ownership.nature: Stone Street 2000, L.L.C. ("Stone 2000 GP"), The Goldman Sachs Group, Inc. ("GS Group") and Goldman, Sachs & Co. ("Goldman Sachs" and, together with the Investing Entities, GS Advisors 2000, GSCP Offshore 2000, GSCP BBOG I, GSCP Germany, GS GmbH, GS oHG, GS Employee LLC, Stone 2000 GP and GS Group, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate. F3 · ownership.nature: The securities reported herein as indirectly purchased and sold were beneficially owned directly by Goldman Sachs. Without admitting any legal obligation, Goldman Sachs will remit appropriate profits, if any, to Bill Barrett Corporation (the "Company"). F4 · ownership.nature: Goldman Sachs and GS Group may be deemed to beneficially own indirectly in the aggregate 6,415,356 shares of the Company's common stock ("Common Stock") through the Investing Entities of which affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, investment manager or stockholder. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. Goldman Sachs and GS Group disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. F5 · ownership.nature: GSCP 2000 beneficially owns directly and its general partner, GS Advisors 2000, may be deemed to beneficially own indirectly 3,458,023 shares of Common Stock. GSCP Offshore BBOG beneficially owns directly and its general partner, GSCP Offshore 2000, and GS Advisors 2000, the general partner of GSCP Offshore 2000, may be deemed to beneficially own indirectly 1,256,512 shares of Common Stock. GSCP Germany BBOG beneficially owns directly and each of GSCP BBOG I, the general partner of GSCP Germany BBOG, GSCP Germany, the sole stockholder of GSCP BBOG I, GS GmbH , the sole managing partner of GSCP Germany and GS oHG, the sole stockholder of GS GmbH may be deemed to beneficially own indirectly 144,538 shares of Common Stock. GS Employee beneficially owns directly and its general partner, GS Employee LLC, may be deemed to beneficially own indirectly 1,098,043 shares of Common Stock. F6 · ownership.nature: GS Direct 2000 beneficially owns directly and its general partner, GS Employee LLC, may be deemed to beneficially own indirectly 229,120 shares of Common Stock. Stone BBOG beneficially owns directly and its sole stockholder, Stone 2000, and Stone 2000 GP, the general partner of Stone 2000, may be deemed to beneficially own indirectly, 10,848 shares of Common Stock. Stone 2000 beneficially owns directly and its general partner, Stone 2000 GP, may be deemed to beneficially own indirectly 218,272 shares of Common Stock. Each of GS Advisors 2000, GSCP Offshore 2000, GSCP BBOG I, GSCP Germany, GS GmbH, GS oHG, GS Employee LLC, Stone 2000 and Stone 2000 GP, disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| December 20, 2004 Filed Dec 22, 2004 19:15 UTC | BILL BARRETT CORP BBG · Entity 13828 | SaleCommon Stock | 300 | $33.36 | $10,008.00 |
DisclosureSEC source: 0000769993-04-000784 · bbg4041220gsg_ex.xml · nonDerivative · entry 2 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GS CAPITAL PARTNERS 2000 LP · CIK 0001122198 · 10% owner GSCP 2000 Offshore BBOG Holding, L.P. · CIK 0001310096 · 10% owner GSCP 2000 GmbH BBOG Holding, L.P. · CIK 0001310097 · 10% owner GS CAPITAL PARTNERS 2000 EMPLOYEE FUND LP · CIK 0001232085 · 10% owner GOLDMAN SACHS DIRECT INVESTMENT FUND 2000 LP · CIK 0001232063 · 10% owner Stone Street BBOG Holding · CIK 0001310098 · 10% owner GS ADVISORS 2000 LLC · CIK 0001232077 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner STONE STREET FUND 2000 LP · CIK 0001232101 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 6,414,504 F1 · ownership.nature: This statement is being filed by GS Capital Partners 2000, L.P. ("GSCP 2000"), GSCP 2000 Offshore BBOG Holding, L.P. ("GSCP Offshore BBOG"), GSCP 2000 GmbH BBOG Holding, L.P. ("GSCP Germany BBOG"), GS Capital Partners 2000 Employee Fund, L.P. ("GS Employee"), Goldman Sachs Direct Investment Fund 2000, L.P. ("GS Direct 2000"), Stone Street BBOG Holding ("Stone BBOG"), Stone Street Fund 2000, L.P. ("Stone 2000" and, together with GSCP 2000, GSCP Offshore BBOG, GSCP Germany BBOG, GS Employee, GS Direct 2000 and Stone BBOG, the "Investing Entities"), GS Advisors 2000, L.L.C. ("GS Advisors 2000"), GS Capital Partners 2000 Offshore, L.P. ("GSCP Offshore 2000"), GSCP 2000 GmbH BBOG Holding I ("GSCP BBOG I"), GS Capital Partners 2000 GmbH & Co. Beteiligungs KG ("GSCP Germany" ), Goldman, Sachs Management GP GmbH ("GS GmbH"), Goldman, Sachs & Co. oHG ("GS oHG"), GS Employee Funds 2000 GP, L.L.C. ("GS Employee LLC"), (continued in footnote 2), F2 · ownership.nature: Stone Street 2000, L.L.C. ("Stone 2000 GP"), The Goldman Sachs Group, Inc. ("GS Group") and Goldman, Sachs & Co. ("Goldman Sachs" and, together with the Investing Entities, GS Advisors 2000, GSCP Offshore 2000, GSCP BBOG I, GSCP Germany, GS GmbH, GS oHG, GS Employee LLC, Stone 2000 GP and GS Group, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate. F3 · ownership.nature: The securities reported herein as indirectly purchased and sold were beneficially owned directly by Goldman Sachs. Without admitting any legal obligation, Goldman Sachs will remit appropriate profits, if any, to Bill Barrett Corporation (the "Company"). F4 · ownership.nature: Goldman Sachs and GS Group may be deemed to beneficially own indirectly in the aggregate 6,415,356 shares of the Company's common stock ("Common Stock") through the Investing Entities of which affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, investment manager or stockholder. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. Goldman Sachs and GS Group disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. F5 · ownership.nature: GSCP 2000 beneficially owns directly and its general partner, GS Advisors 2000, may be deemed to beneficially own indirectly 3,458,023 shares of Common Stock. GSCP Offshore BBOG beneficially owns directly and its general partner, GSCP Offshore 2000, and GS Advisors 2000, the general partner of GSCP Offshore 2000, may be deemed to beneficially own indirectly 1,256,512 shares of Common Stock. GSCP Germany BBOG beneficially owns directly and each of GSCP BBOG I, the general partner of GSCP Germany BBOG, GSCP Germany, the sole stockholder of GSCP BBOG I, GS GmbH , the sole managing partner of GSCP Germany and GS oHG, the sole stockholder of GS GmbH may be deemed to beneficially own indirectly 144,538 shares of Common Stock. GS Employee beneficially owns directly and its general partner, GS Employee LLC, may be deemed to beneficially own indirectly 1,098,043 shares of Common Stock. F6 · ownership.nature: GS Direct 2000 beneficially owns directly and its general partner, GS Employee LLC, may be deemed to beneficially own indirectly 229,120 shares of Common Stock. Stone BBOG beneficially owns directly and its sole stockholder, Stone 2000, and Stone 2000 GP, the general partner of Stone 2000, may be deemed to beneficially own indirectly, 10,848 shares of Common Stock. Stone 2000 beneficially owns directly and its general partner, Stone 2000 GP, may be deemed to beneficially own indirectly 218,272 shares of Common Stock. Each of GS Advisors 2000, GSCP Offshore 2000, GSCP BBOG I, GSCP Germany, GS GmbH, GS oHG, GS Employee LLC, Stone 2000 and Stone 2000 GP, disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| December 20, 2004 Filed Dec 22, 2004 19:15 UTC | BILL BARRETT CORP BBG · Entity 13828 | SaleCommon Stock | 552 | $33.40 | $18,436.80 |
DisclosureSEC source: 0000769993-04-000784 · bbg4041220gsg_ex.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GS CAPITAL PARTNERS 2000 LP · CIK 0001122198 · 10% owner GSCP 2000 Offshore BBOG Holding, L.P. · CIK 0001310096 · 10% owner GSCP 2000 GmbH BBOG Holding, L.P. · CIK 0001310097 · 10% owner GS CAPITAL PARTNERS 2000 EMPLOYEE FUND LP · CIK 0001232085 · 10% owner GOLDMAN SACHS DIRECT INVESTMENT FUND 2000 LP · CIK 0001232063 · 10% owner Stone Street BBOG Holding · CIK 0001310098 · 10% owner GS ADVISORS 2000 LLC · CIK 0001232077 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner STONE STREET FUND 2000 LP · CIK 0001232101 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 6,414,804 F1 · ownership.nature: This statement is being filed by GS Capital Partners 2000, L.P. ("GSCP 2000"), GSCP 2000 Offshore BBOG Holding, L.P. ("GSCP Offshore BBOG"), GSCP 2000 GmbH BBOG Holding, L.P. ("GSCP Germany BBOG"), GS Capital Partners 2000 Employee Fund, L.P. ("GS Employee"), Goldman Sachs Direct Investment Fund 2000, L.P. ("GS Direct 2000"), Stone Street BBOG Holding ("Stone BBOG"), Stone Street Fund 2000, L.P. ("Stone 2000" and, together with GSCP 2000, GSCP Offshore BBOG, GSCP Germany BBOG, GS Employee, GS Direct 2000 and Stone BBOG, the "Investing Entities"), GS Advisors 2000, L.L.C. ("GS Advisors 2000"), GS Capital Partners 2000 Offshore, L.P. ("GSCP Offshore 2000"), GSCP 2000 GmbH BBOG Holding I ("GSCP BBOG I"), GS Capital Partners 2000 GmbH & Co. Beteiligungs KG ("GSCP Germany" ), Goldman, Sachs Management GP GmbH ("GS GmbH"), Goldman, Sachs & Co. oHG ("GS oHG"), GS Employee Funds 2000 GP, L.L.C. ("GS Employee LLC"), (continued in footnote 2), F2 · ownership.nature: Stone Street 2000, L.L.C. ("Stone 2000 GP"), The Goldman Sachs Group, Inc. ("GS Group") and Goldman, Sachs & Co. ("Goldman Sachs" and, together with the Investing Entities, GS Advisors 2000, GSCP Offshore 2000, GSCP BBOG I, GSCP Germany, GS GmbH, GS oHG, GS Employee LLC, Stone 2000 GP and GS Group, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate. F3 · ownership.nature: The securities reported herein as indirectly purchased and sold were beneficially owned directly by Goldman Sachs. Without admitting any legal obligation, Goldman Sachs will remit appropriate profits, if any, to Bill Barrett Corporation (the "Company"). F4 · ownership.nature: Goldman Sachs and GS Group may be deemed to beneficially own indirectly in the aggregate 6,415,356 shares of the Company's common stock ("Common Stock") through the Investing Entities of which affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, investment manager or stockholder. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. Goldman Sachs and GS Group disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. F5 · ownership.nature: GSCP 2000 beneficially owns directly and its general partner, GS Advisors 2000, may be deemed to beneficially own indirectly 3,458,023 shares of Common Stock. GSCP Offshore BBOG beneficially owns directly and its general partner, GSCP Offshore 2000, and GS Advisors 2000, the general partner of GSCP Offshore 2000, may be deemed to beneficially own indirectly 1,256,512 shares of Common Stock. GSCP Germany BBOG beneficially owns directly and each of GSCP BBOG I, the general partner of GSCP Germany BBOG, GSCP Germany, the sole stockholder of GSCP BBOG I, GS GmbH , the sole managing partner of GSCP Germany and GS oHG, the sole stockholder of GS GmbH may be deemed to beneficially own indirectly 144,538 shares of Common Stock. GS Employee beneficially owns directly and its general partner, GS Employee LLC, may be deemed to beneficially own indirectly 1,098,043 shares of Common Stock. F6 · ownership.nature: GS Direct 2000 beneficially owns directly and its general partner, GS Employee LLC, may be deemed to beneficially own indirectly 229,120 shares of Common Stock. Stone BBOG beneficially owns directly and its sole stockholder, Stone 2000, and Stone 2000 GP, the general partner of Stone 2000, may be deemed to beneficially own indirectly, 10,848 shares of Common Stock. Stone 2000 beneficially owns directly and its general partner, Stone 2000 GP, may be deemed to beneficially own indirectly 218,272 shares of Common Stock. Each of GS Advisors 2000, GSCP Offshore 2000, GSCP BBOG I, GSCP Germany, GS GmbH, GS oHG, GS Employee LLC, Stone 2000 and Stone 2000 GP, disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| March 19, 2004 Filed Mar 26, 2004 18:22 UTC | R H DONNELLEY CORP RHD · Entity 13764 | OtherCommon Stock | 1,526 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-04-000212 · jl4-donnelley_goldmanex.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GS ADVISORS 2000 LLC · CIK 0001232077 · 10% owner GOLDMAN SACHS MANAGEMENT GP GMBH · CIK 0001232073 · 10% owner GS EMPLOYEE FUNDS 2000 GP LLC · CIK 0001232086 · 10% owner GS CAPITAL PARTNERS 2000 LP · CIK 0001122198 · 10% owner GS CAPITAL PARTNERS 2000 OFFSHORE LP · CIK 0001232112 · 10% owner GS CAPITAL PARTNERS 2000 GMBH & CO BETEILIGUNGS KG · CIK 0001232108 · 10% owner GS CAPITAL PARTNERS 2000 EMPLOYEE FUND LP · CIK 0001232085 · 10% owner GOLDMAN SACHS DIRECT INVESTMENT FUND 2000 LP · CIK 0001232063 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Disclosed balance after: 7,584 F1 · kind: As a result of an internal restructuring among subsidiaries of The Goldman Sachs Group, Inc. ("GS Group"), 1,526 shares of Common Stock and an open short position of 7,126 shares of Common Stock that were previously held by affiliates of GS Group but were disaggregated from securities held by Goldman, Sachs & Co. ("Goldman Sachs") and the investment partnerships specified below in footnote 2 are now held directly by Goldman Sachs and are aggregated with securities held by such investment partner ships. F2 · ownership.nature: See Exhibit 99.1. F3 · ownership.nature: GS Group may be deemed to own 6,000 shares of Common Stock owned by Robert R. Gheewalla and Terence M. O'Toole, each a managing director of Goldman Sachs, in their capacity as directors of R.H. Donnelley Corporation (the "Company"). Each of Robert R. Gheewalla and Terence M. O'Toole has an understanding with GS Group pursuant to which he holds such deferred shares for the benefit of GS Group. In addition, Goldman Sachs owns beneficially and directly and GS Group may be deemed to own beneficially and indirectly 1,584 shares of Common Stock. Goldman Sachs also has open short positions of 10,541 shares of Common Stock. Goldman Sachs is an indirect wholly-owned subsidiary of GS Group. Each of the Reporting Persons other than Goldman Sachs and GS Group disclaims beneficial ownership of the shares of Common Stock directly owned by Goldman Sachs and GS Group other than to the extent of its pecuniary interest therein. Read SEC document |
| November 17, 2003 Filed Nov 28, 2003 13:06 UTC | VIXEL CORP VIXL · Entity 14133 | OtherWarrants to Purchase Common Stock · Derivative | 859,058 | Not disclosed Strike: $2.63 | Not disclosed |
DisclosureSEC source: 0001181431-03-033283 · rrd24106.xml · derivative · entry 2 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · Former 10% Owner GOLDMAN SACHS & CO · CIK 0000769993 · Former 10% Owner GS EMPLOYEE FUNDS 2000 GP LLC · CIK 0001232086 · Former 10% Owner GOLDMAN SACHS DIRECT INVESTMENT FUND 2000 LP · CIK 0001232063 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 859,058 shares Expires 2008-02-13 F2 · price: Pursuant to the terms of the Merger Agreement, the warrants to purchase shares of Common Stock ("Warrants") beneficially owned by the Reporting Persons have been exchanged for $7.67 for each share of Common Stock into which the Warrants were exercisable F3 · ownership.direct: On February 19, 2003, pursuant to a Series B Convertible Preferred Stock and Warrant Purchase Agreement, dated as of February 14, 2003, by and among Vixel Corporation (the "Company"), the Purchasers and the other investors' signatory thereto (the "Purchase Agreement"), the Purchasers purchased 2,863,524 shares of Series B Stock and Warrants to purchase an aggregate of 859,058 shares of common stock, par value $0.0015 per share of the Company (the "Common Stock") for an aggregate purchase price of $6,013,400. Each share of Series B Stock was convertible at any time at the option of the holder thereof into one (1) fully paid and nonassessable share of Common Stock, plus an amount equal to all accrued but unpaid dividends thereon as of the date of conversion. The number of shares of Common Stock underlying the Series B Stock beneficially owned directly by the Purchasers increased an aggregate of 84,126 shares as dividends accumulated on the Series B Stock F3 · ownership.nature: On February 19, 2003, pursuant to a Series B Convertible Preferred Stock and Warrant Purchase Agreement, dated as of February 14, 2003, by and among Vixel Corporation (the "Company"), the Purchasers and the other investors' signatory thereto (the "Purchase Agreement"), the Purchasers purchased 2,863,524 shares of Series B Stock and Warrants to purchase an aggregate of 859,058 shares of common stock, par value $0.0015 per share of the Company (the "Common Stock") for an aggregate purchase price of $6,013,400. Each share of Series B Stock was convertible at any time at the option of the holder thereof into one (1) fully paid and nonassessable share of Common Stock, plus an amount equal to all accrued but unpaid dividends thereon as of the date of conversion. The number of shares of Common Stock underlying the Series B Stock beneficially owned directly by the Purchasers increased an aggregate of 84,126 shares as dividends accumulated on the Series B Stock Read SEC document |
| November 17, 2003 Filed Nov 28, 2003 13:06 UTC | VIXEL CORP VIXL · Entity 14133 | OtherSeries B Convertible Preferred Stock · Derivative | 2,947,650 | Not disclosed Strike: $2.10 | Not disclosed |
DisclosureSEC source: 0001181431-03-033283 · rrd24106.xml · derivative · entry 1 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · Former 10% Owner GOLDMAN SACHS & CO · CIK 0000769993 · Former 10% Owner GS EMPLOYEE FUNDS 2000 GP LLC · CIK 0001232086 · Former 10% Owner GOLDMAN SACHS DIRECT INVESTMENT FUND 2000 LP · CIK 0001232063 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 2,947,650 shares Expires not disclosed F1 · price: Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 8, 2003, by and among Emulex Corporation, Aviary Acquisition Corp. and Vixel Corporation, the shares of Series B Convertible Preferred Stock ("Series B Stock") beneficially owned by the Reporting Persons were tendered at a price of $10.00 per share. F3 · derivative.exercise_date: On February 19, 2003, pursuant to a Series B Convertible Preferred Stock and Warrant Purchase Agreement, dated as of February 14, 2003, by and among Vixel Corporation (the "Company"), the Purchasers and the other investors' signatory thereto (the "Purchase Agreement"), the Purchasers purchased 2,863,524 shares of Series B Stock and Warrants to purchase an aggregate of 859,058 shares of common stock, par value $0.0015 per share of the Company (the "Common Stock") for an aggregate purchase price of $6,013,400. Each share of Series B Stock was convertible at any time at the option of the holder thereof into one (1) fully paid and nonassessable share of Common Stock, plus an amount equal to all accrued but unpaid dividends thereon as of the date of conversion. The number of shares of Common Stock underlying the Series B Stock beneficially owned directly by the Purchasers increased an aggregate of 84,126 shares as dividends accumulated on the Series B Stock F3 · derivative.expiration_date: On February 19, 2003, pursuant to a Series B Convertible Preferred Stock and Warrant Purchase Agreement, dated as of February 14, 2003, by and among Vixel Corporation (the "Company"), the Purchasers and the other investors' signatory thereto (the "Purchase Agreement"), the Purchasers purchased 2,863,524 shares of Series B Stock and Warrants to purchase an aggregate of 859,058 shares of common stock, par value $0.0015 per share of the Company (the "Common Stock") for an aggregate purchase price of $6,013,400. Each share of Series B Stock was convertible at any time at the option of the holder thereof into one (1) fully paid and nonassessable share of Common Stock, plus an amount equal to all accrued but unpaid dividends thereon as of the date of conversion. The number of shares of Common Stock underlying the Series B Stock beneficially owned directly by the Purchasers increased an aggregate of 84,126 shares as dividends accumulated on the Series B Stock F3 · ownership.direct: On February 19, 2003, pursuant to a Series B Convertible Preferred Stock and Warrant Purchase Agreement, dated as of February 14, 2003, by and among Vixel Corporation (the "Company"), the Purchasers and the other investors' signatory thereto (the "Purchase Agreement"), the Purchasers purchased 2,863,524 shares of Series B Stock and Warrants to purchase an aggregate of 859,058 shares of common stock, par value $0.0015 per share of the Company (the "Common Stock") for an aggregate purchase price of $6,013,400. Each share of Series B Stock was convertible at any time at the option of the holder thereof into one (1) fully paid and nonassessable share of Common Stock, plus an amount equal to all accrued but unpaid dividends thereon as of the date of conversion. The number of shares of Common Stock underlying the Series B Stock beneficially owned directly by the Purchasers increased an aggregate of 84,126 shares as dividends accumulated on the Series B Stock F3 · ownership.nature: On February 19, 2003, pursuant to a Series B Convertible Preferred Stock and Warrant Purchase Agreement, dated as of February 14, 2003, by and among Vixel Corporation (the "Company"), the Purchasers and the other investors' signatory thereto (the "Purchase Agreement"), the Purchasers purchased 2,863,524 shares of Series B Stock and Warrants to purchase an aggregate of 859,058 shares of common stock, par value $0.0015 per share of the Company (the "Common Stock") for an aggregate purchase price of $6,013,400. Each share of Series B Stock was convertible at any time at the option of the holder thereof into one (1) fully paid and nonassessable share of Common Stock, plus an amount equal to all accrued but unpaid dividends thereon as of the date of conversion. The number of shares of Common Stock underlying the Series B Stock beneficially owned directly by the Purchasers increased an aggregate of 84,126 shares as dividends accumulated on the Series B Stock Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.