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OFARRELL JOHN

Disclosed activity across 2 companies

Tapewire entity
137149
SEC CIK
0001191712

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
PagerDuty, Inc.PD · Entity 4906DirectorMarch 20, 2020March 24, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PagerDuty, Inc.

Report date March 20, 2020 · Filed March 24, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Andreessen Horowitz Fund III, L.P.0 Reported balance After 2020-03-20 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2020-03-20 · Other · Disposed 7,099,425 · Balance 0

F1: On March 20, 2020, Andreessen Horowitz Fund III, L.P., for itself and as nominee for Andreessen Horowitz Fund III-A, L.P., Andreessen Horowitz Fund III-B, L.P. and Andreessen Horowitz Fund III-Q, L.P. (collectively, the "AH Fund III Entities") distributed, for no consideration, 7,099,425 shares of Common Stock of the Issuer (the "Fund III Shares") to their respective limited partners and to AH Equity Partners III, L. L.C.("AH EP III"), the general partner of the AH Fund III Entities, representing each such partner's pro rata interest in such Fund III Shares.

F2: The reported securities are held of record by Andreessen Horowitz Fund III, L.P., for itself and as nominee for Andreessen Horowitz Fund III-A, L.P., Andreessen Horowitz Fund III-B, L.P. and Andreessen Horowitz Fund III-Q, L.P. AH EP III is the general partner of the AH Fund III Entities. The managing members of AH EP III are Marc Andreessen and Ben Horowitz. AH EP III and its managing members share voting and dispositive power with regard to the securities held by the AH Fund III Entities.

F3: The Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of the shares held by the AH Fund III Entities (and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares), except to the extent of its pecuniary interest, if any, in such shares by virtue of its interest in the AH Fund III Entities and/or AH EP III, as applicable.

Common StockSEC Table I · non-derivativeIndirectBy AH Equity Partners III, L.L.C.0 Reported balance After 2020-03-20 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2020-03-20 · Other · Disposed 70,226 · Balance 0

F4: On March 20, 2020, AH EP III distributed, for no consideration, 70,226 shares of the Fund III Shares to its members, representing each such member's pro rata interest in such Fund III Shares.

F5: The managing members of AH EP III are Marc Andreessen and Ben Horowitz. AH EP III and its managing members share voting and dispositive power with regard to the securities held by the AH Fund III Entities. The Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

Common StockSEC Table I · non-derivativeIndirectBy Trust17,957 Reported balance After 2020-03-20 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2020-03-20 · Other · Acquired 10,798 · Balance 17,957

F6: Represents shares received by O'Farrell Principe Living Trust ua 4-30-1999 pursuant to pro rata distributions by the AH Fund III Entities and AH EP III for no consideration, of shares of the Fund III Shares to their respective partners and such partners' members, as applicable.

F7: The shares are held of record by O'Farrell Principe Living Trust ua 4-30-1999 for which the Reporting Person is a trustee.

Filing footnotes · ownership attribution and instrument terms

F1: On March 20, 2020, Andreessen Horowitz Fund III, L.P., for itself and as nominee for Andreessen Horowitz Fund III-A, L.P., Andreessen Horowitz Fund III-B, L.P. and Andreessen Horowitz Fund III-Q, L.P. (collectively, the "AH Fund III Entities") distributed, for no consideration, 7,099,425 shares of Common Stock of the Issuer (the "Fund III Shares") to their respective limited partners and to AH Equity Partners III, L. L.C.("AH EP III"), the general partner of the AH Fund III Entities, representing each such partner's pro rata interest in such Fund III Shares.

F2: The reported securities are held of record by Andreessen Horowitz Fund III, L.P., for itself and as nominee for Andreessen Horowitz Fund III-A, L.P., Andreessen Horowitz Fund III-B, L.P. and Andreessen Horowitz Fund III-Q, L.P. AH EP III is the general partner of the AH Fund III Entities. The managing members of AH EP III are Marc Andreessen and Ben Horowitz. AH EP III and its managing members share voting and dispositive power with regard to the securities held by the AH Fund III Entities.

F3: The Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of the shares held by the AH Fund III Entities (and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares), except to the extent of its pecuniary interest, if any, in such shares by virtue of its interest in the AH Fund III Entities and/or AH EP III, as applicable.

F4: On March 20, 2020, AH EP III distributed, for no consideration, 70,226 shares of the Fund III Shares to its members, representing each such member's pro rata interest in such Fund III Shares.

F5: The managing members of AH EP III are Marc Andreessen and Ben Horowitz. AH EP III and its managing members share voting and dispositive power with regard to the securities held by the AH Fund III Entities. The Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

F6: Represents shares received by O'Farrell Principe Living Trust ua 4-30-1999 pursuant to pro rata distributions by the AH Fund III Entities and AH EP III for no consideration, of shares of the Fund III Shares to their respective partners and such partners' members, as applicable.

F7: The shares are held of record by O'Farrell Principe Living Trust ua 4-30-1999 for which the Reporting Person is a trustee.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Slack Technologies, Inc.

Report date July 21, 2021 · Filed July 21, 2021

Section 16 reporting ended · disclosed 2021-07-21. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectBy Trust0 Reported balance After 2021-07-21 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2021-07-21 · Other · Disposed 1,018,138 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated as of December 1, 2020 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Skyline Strategies I Inc., Skyline Strategies II LLC, and the Issuer, each share of the Issuer's common stock was tendered in exchange for (i) 0.0776 shares of Salesforce common stock and (ii) $26.79 in cash, together with cash in lieu of any fractional shares of Salesforce common stock.

F2: The shares are held of record by a family trust for which the Reporting Person is a trustee.

Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2021-07-21 transaction · row 2
1 source row

Row 2 · 2021-07-21 · Other · Disposed 5,854 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated as of December 1, 2020 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Skyline Strategies I Inc., Skyline Strategies II LLC, and the Issuer, each share of the Issuer's common stock was tendered in exchange for (i) 0.0776 shares of Salesforce common stock and (ii) $26.79 in cash, together with cash in lieu of any fractional shares of Salesforce common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger, dated as of December 1, 2020 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Skyline Strategies I Inc., Skyline Strategies II LLC, and the Issuer, each share of the Issuer's common stock was tendered in exchange for (i) 0.0776 shares of Salesforce common stock and (ii) $26.79 in cash, together with cash in lieu of any fractional shares of Salesforce common stock.

F2: The shares are held of record by a family trust for which the Reporting Person is a trustee.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 12, 2019 Filed Jun 14, 2019 20:08 UTC Slack Technologies, Inc. WORK · Entity 137108 ConversionClass A Common Stock 10,189,412 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-008026 · wf-form4_156055726839653.xml · nonDerivative · entry 2

OFARRELL JOHN · CIK 0001191712 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Andreessen Horowitz Fund I, L.P.

Disclosed balance after: 10,189,412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · ownership.nature: These shares are held of record by Andreessen Horowitz Fund I, L.P., as nominee for Andreessen Horowitz Fund I, L.P., Andreessen Horowitz Fund I-A, L.P. and Andreessen Horowitz Fund I-B, L.P. (collectively, the "AH Fund I Entities"). The Reporting Person disclaims beneficial ownership of the securities held by the AH Fund I Entities (and this report shall not be deemed an admission that he is the beneficial owner of such securities), except to the extent of his pecuniary interest, if any, in the securities by virtue of his interest in the AH Fund I Entities, and/or the general partner entity thereof, as applicable.

Read SEC document
June 12, 2019 Filed Jun 14, 2019 20:08 UTC Slack Technologies, Inc. WORK · Entity 137108 ConversionClass A Common Stock 6,441,419 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-008026 · wf-form4_156055726839653.xml · nonDerivative · entry 1

OFARRELL JOHN · CIK 0001191712 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: AH Parallel Fund IV, L.P.

Disclosed balance after: 6,441,419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.nature: These shares are held of record by AH Parallel Fund IV, L.P., for itself and as nominee for AH Parallel Fund IV-A, L.P., AH Parallel Fund IV-B, L.P., and AH Parallel Fund IV-Q, L.P. (collectively the "AH Parallel Fund IV Entities"). The Reporting Person disclaims beneficial ownership of the securities held by the AH Parallel Fund IV Entities and this report shall not be deemed an admission that he is the beneficial owner of such securities, except to the extent of his pecuniary interest, if any, in the securities by virtue of his interest in the AH Parallel Fund IV Entities, and/or the general partner entity thereof, as applicable.

Read SEC document
June 07, 2019 Filed Jun 7, 2019 19:46 UTC Slack Technologies, Inc. WORK · Entity 137108 OtherClass B Common Stock · Derivative 35,190 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-007810 · wf-form4_155995119619578.xml · derivative · entry 9

OFARRELL JOHN · CIK 0001191712 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: a16z Seed-III, LLC

Disclosed balance after: 42,990

Underlying: Class A Common Stock · 35,190 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Person and has no expiration date.

F1 · kind: The Series A, Series B, Series C, Series D, Series D-1, and Series E Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Person and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Person and has no expiration date.

F5 · ownership.nature: These shares are held of record by a16z Seed III, LLC ("a16z Seed"). The Reporting Person disclaims beneficial ownership of the securities held by a16z Seed and this report shall not be deemed an admission that he is the beneficial owner of such securities, except to the extent of his pecuniary interest, if any, in the securities by virtue of his interest in a16z Seed, and/or its members and/or the general partner entity thereof, as applicable.

Read SEC document
June 07, 2019 Filed Jun 7, 2019 19:46 UTC Slack Technologies, Inc. WORK · Entity 137108 OtherClass B Common Stock · Derivative 16,068,683 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-007810 · wf-form4_155995119619578.xml · derivative · entry 8

OFARRELL JOHN · CIK 0001191712 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: AH Parallel Fund IV, L.P.

Disclosed balance after: 18,092,974

Underlying: Class A Common Stock · 16,068,683 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Person and has no expiration date.

F1 · kind: The Series A, Series B, Series C, Series D, Series D-1, and Series E Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Person and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Person and has no expiration date.

F4 · ownership.nature: These shares are held of record by AH Parallel Fund IV, L.P., for itself and as nominee for AH Parallel Fund IV-A, L.P., AH Parallel Fund IV-B, L.P., and AH Parallel Fund IV-Q, L.P. (collectively the "AH Parallel Fund IV Entities"). The Reporting Person disclaims beneficial ownership of the securities held by the AH Parallel Fund IV Entities and this report shall not be deemed an admission that he is the beneficial owner of such securities, except to the extent of his pecuniary interest, if any, in the securities by virtue of his interest in the AH Parallel Fund IV Entities, and/or the general partner entity thereof, as applicable.

Read SEC document
June 07, 2019 Filed Jun 7, 2019 19:46 UTC Slack Technologies, Inc. WORK · Entity 137108 OtherClass B Common Stock · Derivative 48,387,360 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-007810 · wf-form4_155995119619578.xml · derivative · entry 7

OFARRELL JOHN · CIK 0001191712 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By:Andreessen Horowitz Fund I, L.P.

Disclosed balance after: 48,387,360

Underlying: Class A Common Stock · 48,387,360 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Person and has no expiration date.

F1 · kind: The Series A, Series B, Series C, Series D, Series D-1, and Series E Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Person and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Person and has no expiration date.

F3 · ownership.nature: These shares are held of record by Andreessen Horowitz Fund I, L.P., as nominee for Andreessen Horowitz Fund I, L.P., Andreessen Horowitz Fund I-A, L.P. and Andreessen Horowitz Fund I-B, L.P. (collectively, the "AH Fund I Entities"). The Reporting Person disclaims beneficial ownership of the securities held by the AH Fund I Entities and this report shall not be deemed an admission that he is the beneficial owner of such securities, except to the extent of his pecuniary interest, if any, in the securities by virtue of his interest in the AH Fund I Entities, and/or the general partner entity thereof, as applicable.

Read SEC document
June 07, 2019 Filed Jun 7, 2019 19:46 UTC Slack Technologies, Inc. WORK · Entity 137108 ConversionSeries E Preferred Stock · Derivative 97,103 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-007810 · wf-form4_155995119619578.xml · derivative · entry 6

OFARRELL JOHN · CIK 0001191712 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: AH Parallel Fund IV, L.P.

Disclosed balance after: 0

Underlying: Class B Common Stock · 97,103 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A, Series B, Series C, Series D, Series D-1, and Series E Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F1 · derivative.exercise_date: The Series A, Series B, Series C, Series D, Series D-1, and Series E Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F1 · derivative.expiration_date: The Series A, Series B, Series C, Series D, Series D-1, and Series E Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F2 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Person and has no expiration date.

F4 · ownership.nature: These shares are held of record by AH Parallel Fund IV, L.P., for itself and as nominee for AH Parallel Fund IV-A, L.P., AH Parallel Fund IV-B, L.P., and AH Parallel Fund IV-Q, L.P. (collectively the "AH Parallel Fund IV Entities"). The Reporting Person disclaims beneficial ownership of the securities held by the AH Parallel Fund IV Entities and this report shall not be deemed an admission that he is the beneficial owner of such securities, except to the extent of his pecuniary interest, if any, in the securities by virtue of his interest in the AH Parallel Fund IV Entities, and/or the general partner entity thereof, as applicable.

Read SEC document
June 07, 2019 Filed Jun 7, 2019 19:46 UTC Slack Technologies, Inc. WORK · Entity 137108 ConversionSeries D-1 Preferred Stock · Derivative 35,190 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-007810 · wf-form4_155995119619578.xml · derivative · entry 5

OFARRELL JOHN · CIK 0001191712 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: a16z Seed-III, LLC

Disclosed balance after: 0

Underlying: Class B Common Stock · 35,190 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A, Series B, Series C, Series D, Series D-1, and Series E Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F1 · derivative.exercise_date: The Series A, Series B, Series C, Series D, Series D-1, and Series E Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F1 · derivative.expiration_date: The Series A, Series B, Series C, Series D, Series D-1, and Series E Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F2 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Person and has no expiration date.

F5 · ownership.nature: These shares are held of record by a16z Seed III, LLC ("a16z Seed"). The Reporting Person disclaims beneficial ownership of the securities held by a16z Seed and this report shall not be deemed an admission that he is the beneficial owner of such securities, except to the extent of his pecuniary interest, if any, in the securities by virtue of his interest in a16z Seed, and/or its members and/or the general partner entity thereof, as applicable.

Read SEC document
June 07, 2019 Filed Jun 7, 2019 19:46 UTC Slack Technologies, Inc. WORK · Entity 137108 ConversionSeries D Preferred Stock · Derivative 5,490,180 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-007810 · wf-form4_155995119619578.xml · derivative · entry 4

OFARRELL JOHN · CIK 0001191712 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: AH Parallel Fund IV, L.P.

Disclosed balance after: 0

Underlying: Class B Common Stock · 5,490,180 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A, Series B, Series C, Series D, Series D-1, and Series E Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F1 · derivative.exercise_date: The Series A, Series B, Series C, Series D, Series D-1, and Series E Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F1 · derivative.expiration_date: The Series A, Series B, Series C, Series D, Series D-1, and Series E Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F2 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Person and has no expiration date.

F4 · ownership.nature: These shares are held of record by AH Parallel Fund IV, L.P., for itself and as nominee for AH Parallel Fund IV-A, L.P., AH Parallel Fund IV-B, L.P., and AH Parallel Fund IV-Q, L.P. (collectively the "AH Parallel Fund IV Entities"). The Reporting Person disclaims beneficial ownership of the securities held by the AH Parallel Fund IV Entities and this report shall not be deemed an admission that he is the beneficial owner of such securities, except to the extent of his pecuniary interest, if any, in the securities by virtue of his interest in the AH Parallel Fund IV Entities, and/or the general partner entity thereof, as applicable.

Read SEC document
June 07, 2019 Filed Jun 7, 2019 19:46 UTC Slack Technologies, Inc. WORK · Entity 137108 ConversionSeries C Preferred Stock · Derivative 10,481,400 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-007810 · wf-form4_155995119619578.xml · derivative · entry 3

OFARRELL JOHN · CIK 0001191712 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: AH Parallel Fund IV, L.P.

Disclosed balance after: 0

Underlying: Class B Common Stock · 10,481,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A, Series B, Series C, Series D, Series D-1, and Series E Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F1 · derivative.exercise_date: The Series A, Series B, Series C, Series D, Series D-1, and Series E Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F1 · derivative.expiration_date: The Series A, Series B, Series C, Series D, Series D-1, and Series E Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F2 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Person and has no expiration date.

F4 · ownership.nature: These shares are held of record by AH Parallel Fund IV, L.P., for itself and as nominee for AH Parallel Fund IV-A, L.P., AH Parallel Fund IV-B, L.P., and AH Parallel Fund IV-Q, L.P. (collectively the "AH Parallel Fund IV Entities"). The Reporting Person disclaims beneficial ownership of the securities held by the AH Parallel Fund IV Entities and this report shall not be deemed an admission that he is the beneficial owner of such securities, except to the extent of his pecuniary interest, if any, in the securities by virtue of his interest in the AH Parallel Fund IV Entities, and/or the general partner entity thereof, as applicable.

Read SEC document
June 07, 2019 Filed Jun 7, 2019 19:46 UTC Slack Technologies, Inc. WORK · Entity 137108 ConversionSeries B Preferred Stock · Derivative 35,222,670 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-007810 · wf-form4_155995119619578.xml · derivative · entry 2

OFARRELL JOHN · CIK 0001191712 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Andreessen Horowitz Fund I, L.P.

Disclosed balance after: 0

Underlying: Class B Common Stock · 35,222,670 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A, Series B, Series C, Series D, Series D-1, and Series E Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F1 · derivative.exercise_date: The Series A, Series B, Series C, Series D, Series D-1, and Series E Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F1 · derivative.expiration_date: The Series A, Series B, Series C, Series D, Series D-1, and Series E Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F2 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Person and has no expiration date.

F3 · ownership.nature: These shares are held of record by Andreessen Horowitz Fund I, L.P., as nominee for Andreessen Horowitz Fund I, L.P., Andreessen Horowitz Fund I-A, L.P. and Andreessen Horowitz Fund I-B, L.P. (collectively, the "AH Fund I Entities"). The Reporting Person disclaims beneficial ownership of the securities held by the AH Fund I Entities and this report shall not be deemed an admission that he is the beneficial owner of such securities, except to the extent of his pecuniary interest, if any, in the securities by virtue of his interest in the AH Fund I Entities, and/or the general partner entity thereof, as applicable.

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June 07, 2019 Filed Jun 7, 2019 19:46 UTC Slack Technologies, Inc. WORK · Entity 137108 ConversionSeries A Preferred Stock · Derivative 13,164,690 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-007810 · wf-form4_155995119619578.xml · derivative · entry 1

OFARRELL JOHN · CIK 0001191712 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Andreessen Horowitz Fund I, L.P.

Disclosed balance after: 0

Underlying: Class B Common Stock · 13,164,690 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A, Series B, Series C, Series D, Series D-1, and Series E Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F1 · derivative.exercise_date: The Series A, Series B, Series C, Series D, Series D-1, and Series E Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F1 · derivative.expiration_date: The Series A, Series B, Series C, Series D, Series D-1, and Series E Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F2 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Person and has no expiration date.

F3 · ownership.nature: These shares are held of record by Andreessen Horowitz Fund I, L.P., as nominee for Andreessen Horowitz Fund I, L.P., Andreessen Horowitz Fund I-A, L.P. and Andreessen Horowitz Fund I-B, L.P. (collectively, the "AH Fund I Entities"). The Reporting Person disclaims beneficial ownership of the securities held by the AH Fund I Entities and this report shall not be deemed an admission that he is the beneficial owner of such securities, except to the extent of his pecuniary interest, if any, in the securities by virtue of his interest in the AH Fund I Entities, and/or the general partner entity thereof, as applicable.

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April 15, 2019 Filed Apr 15, 2019 20:41 UTC PagerDuty, Inc. PD · Entity 4906 ConversionSeries D Preferred Stock · Derivative 5,859 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-004315 · wf-form4_155537529342633.xml · derivative · entry 5

OFARRELL JOHN · CIK 0001191712 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Andreessen Horowitz Fund III, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 5,859 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F3 · derivative.exercise_date: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F3 · derivative.expiration_date: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · ownership.nature: These shares are held of record by Andreessen Horowitz III, L.P. for itself and as nominee for Andreessen Horowitz Fund III-A, L.P., Andreessen Horowitz Fund III-B, L.P. and Andreessen Horowitz Fund III-Q, L.P. (collectively, the "AH Fund III Entities").

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares held by the AH Fund III Entities and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any, in such shares by virtue of his interest in the AH Fund III Entities, and/or the general partner entities thereof, as applicable.

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April 15, 2019 Filed Apr 15, 2019 20:41 UTC PagerDuty, Inc. PD · Entity 4906 ConversionSeries C Preferred Stock · Derivative 9,554 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-004315 · wf-form4_155537529342633.xml · derivative · entry 4

OFARRELL JOHN · CIK 0001191712 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Andreessen Horowitz Fund III, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 9,554 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F3 · derivative.exercise_date: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F3 · derivative.expiration_date: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · ownership.nature: These shares are held of record by Andreessen Horowitz III, L.P. for itself and as nominee for Andreessen Horowitz Fund III-A, L.P., Andreessen Horowitz Fund III-B, L.P. and Andreessen Horowitz Fund III-Q, L.P. (collectively, the "AH Fund III Entities").

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares held by the AH Fund III Entities and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any, in such shares by virtue of his interest in the AH Fund III Entities, and/or the general partner entities thereof, as applicable.

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April 15, 2019 Filed Apr 15, 2019 20:41 UTC PagerDuty, Inc. PD · Entity 4906 ConversionSeries B Preferred Stock · Derivative 1,494,120 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-004315 · wf-form4_155537529342633.xml · derivative · entry 3

OFARRELL JOHN · CIK 0001191712 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Andreessen Horowitz Fund III, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 1,494,120 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F3 · derivative.exercise_date: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F3 · derivative.expiration_date: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · ownership.nature: These shares are held of record by Andreessen Horowitz III, L.P. for itself and as nominee for Andreessen Horowitz Fund III-A, L.P., Andreessen Horowitz Fund III-B, L.P. and Andreessen Horowitz Fund III-Q, L.P. (collectively, the "AH Fund III Entities").

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares held by the AH Fund III Entities and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any, in such shares by virtue of his interest in the AH Fund III Entities, and/or the general partner entities thereof, as applicable.

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April 15, 2019 Filed Apr 15, 2019 20:41 UTC PagerDuty, Inc. PD · Entity 4906 ConversionSeries A Preferred Stock · Derivative 10,322,842 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-004315 · wf-form4_155537529342633.xml · derivative · entry 2

OFARRELL JOHN · CIK 0001191712 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Andreessen Horowitz Fund III, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 10,322,842 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F3 · derivative.exercise_date: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F3 · derivative.expiration_date: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · ownership.nature: These shares are held of record by Andreessen Horowitz III, L.P. for itself and as nominee for Andreessen Horowitz Fund III-A, L.P., Andreessen Horowitz Fund III-B, L.P. and Andreessen Horowitz Fund III-Q, L.P. (collectively, the "AH Fund III Entities").

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares held by the AH Fund III Entities and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any, in such shares by virtue of his interest in the AH Fund III Entities, and/or the general partner entities thereof, as applicable.

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April 15, 2019 Filed Apr 15, 2019 20:41 UTC PagerDuty, Inc. PD · Entity 4906 ConversionCommon Stock 11,832,375 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-19-004315 · wf-form4_155537529342633.xml · nonDerivative · entry 1

OFARRELL JOHN · CIK 0001191712 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Andreessen Horowitz Fund III, L.P.

Disclosed balance after: 11,832,375

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These shares are held of record by Andreessen Horowitz III, L.P. for itself and as nominee for Andreessen Horowitz Fund III-A, L.P., Andreessen Horowitz Fund III-B, L.P. and Andreessen Horowitz Fund III-Q, L.P. (collectively, the "AH Fund III Entities").

F1 · ownership.nature: These shares are held of record by Andreessen Horowitz III, L.P. for itself and as nominee for Andreessen Horowitz Fund III-A, L.P., Andreessen Horowitz Fund III-B, L.P. and Andreessen Horowitz Fund III-Q, L.P. (collectively, the "AH Fund III Entities").

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares held by the AH Fund III Entities and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any, in such shares by virtue of his interest in the AH Fund III Entities, and/or the general partner entities thereof, as applicable.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.