Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PagerDuty, Inc.PD · Entity 4906 | Director | March 20, 2020 | March 24, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PagerDuty, Inc.
Report date March 20, 2020 · Filed March 24, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Andreessen Horowitz Fund III, L.P. | 0 |
Reported balance
After 2020-03-20 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2020-03-20 · Other · Disposed 7,099,425 · Balance 0 F1: On March 20, 2020, Andreessen Horowitz Fund III, L.P., for itself and as nominee for Andreessen Horowitz Fund III-A, L.P., Andreessen Horowitz Fund III-B, L.P. and Andreessen Horowitz Fund III-Q, L.P. (collectively, the "AH Fund III Entities") distributed, for no consideration, 7,099,425 shares of Common Stock of the Issuer (the "Fund III Shares") to their respective limited partners and to AH Equity Partners III, L. L.C.("AH EP III"), the general partner of the AH Fund III Entities, representing each such partner's pro rata interest in such Fund III Shares. F2: The reported securities are held of record by Andreessen Horowitz Fund III, L.P., for itself and as nominee for Andreessen Horowitz Fund III-A, L.P., Andreessen Horowitz Fund III-B, L.P. and Andreessen Horowitz Fund III-Q, L.P. AH EP III is the general partner of the AH Fund III Entities. The managing members of AH EP III are Marc Andreessen and Ben Horowitz. AH EP III and its managing members share voting and dispositive power with regard to the securities held by the AH Fund III Entities. F3: The Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of the shares held by the AH Fund III Entities (and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares), except to the extent of its pecuniary interest, if any, in such shares by virtue of its interest in the AH Fund III Entities and/or AH EP III, as applicable. |
| Common StockSEC Table I · non-derivative | IndirectBy AH Equity Partners III, L.L.C. | 0 |
Reported balance
After 2020-03-20 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2020-03-20 · Other · Disposed 70,226 · Balance 0 F4: On March 20, 2020, AH EP III distributed, for no consideration, 70,226 shares of the Fund III Shares to its members, representing each such member's pro rata interest in such Fund III Shares. F5: The managing members of AH EP III are Marc Andreessen and Ben Horowitz. AH EP III and its managing members share voting and dispositive power with regard to the securities held by the AH Fund III Entities. The Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 17,957 |
Reported balance
After 2020-03-20 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2020-03-20 · Other · Acquired 10,798 · Balance 17,957 F6: Represents shares received by O'Farrell Principe Living Trust ua 4-30-1999 pursuant to pro rata distributions by the AH Fund III Entities and AH EP III for no consideration, of shares of the Fund III Shares to their respective partners and such partners' members, as applicable. F7: The shares are held of record by O'Farrell Principe Living Trust ua 4-30-1999 for which the Reporting Person is a trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: On March 20, 2020, Andreessen Horowitz Fund III, L.P., for itself and as nominee for Andreessen Horowitz Fund III-A, L.P., Andreessen Horowitz Fund III-B, L.P. and Andreessen Horowitz Fund III-Q, L.P. (collectively, the "AH Fund III Entities") distributed, for no consideration, 7,099,425 shares of Common Stock of the Issuer (the "Fund III Shares") to their respective limited partners and to AH Equity Partners III, L. L.C.("AH EP III"), the general partner of the AH Fund III Entities, representing each such partner's pro rata interest in such Fund III Shares.
F2: The reported securities are held of record by Andreessen Horowitz Fund III, L.P., for itself and as nominee for Andreessen Horowitz Fund III-A, L.P., Andreessen Horowitz Fund III-B, L.P. and Andreessen Horowitz Fund III-Q, L.P. AH EP III is the general partner of the AH Fund III Entities. The managing members of AH EP III are Marc Andreessen and Ben Horowitz. AH EP III and its managing members share voting and dispositive power with regard to the securities held by the AH Fund III Entities.
F3: The Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of the shares held by the AH Fund III Entities (and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares), except to the extent of its pecuniary interest, if any, in such shares by virtue of its interest in the AH Fund III Entities and/or AH EP III, as applicable.
F4: On March 20, 2020, AH EP III distributed, for no consideration, 70,226 shares of the Fund III Shares to its members, representing each such member's pro rata interest in such Fund III Shares.
F5: The managing members of AH EP III are Marc Andreessen and Ben Horowitz. AH EP III and its managing members share voting and dispositive power with regard to the securities held by the AH Fund III Entities. The Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
F6: Represents shares received by O'Farrell Principe Living Trust ua 4-30-1999 pursuant to pro rata distributions by the AH Fund III Entities and AH EP III for no consideration, of shares of the Fund III Shares to their respective partners and such partners' members, as applicable.
F7: The shares are held of record by O'Farrell Principe Living Trust ua 4-30-1999 for which the Reporting Person is a trustee.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Slack Technologies, Inc.
Report date July 21, 2021 · Filed July 21, 2021
Section 16 reporting ended · disclosed 2021-07-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy Trust | 0 |
Reported balance
After 2021-07-21 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-07-21 · Other · Disposed 1,018,138 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated as of December 1, 2020 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Skyline Strategies I Inc., Skyline Strategies II LLC, and the Issuer, each share of the Issuer's common stock was tendered in exchange for (i) 0.0776 shares of Salesforce common stock and (ii) $26.79 in cash, together with cash in lieu of any fractional shares of Salesforce common stock. F2: The shares are held of record by a family trust for which the Reporting Person is a trustee. |
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-07-21 transaction · row 2
1 source rowRow 2 · 2021-07-21 · Other · Disposed 5,854 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated as of December 1, 2020 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Skyline Strategies I Inc., Skyline Strategies II LLC, and the Issuer, each share of the Issuer's common stock was tendered in exchange for (i) 0.0776 shares of Salesforce common stock and (ii) $26.79 in cash, together with cash in lieu of any fractional shares of Salesforce common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated as of December 1, 2020 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Skyline Strategies I Inc., Skyline Strategies II LLC, and the Issuer, each share of the Issuer's common stock was tendered in exchange for (i) 0.0776 shares of Salesforce common stock and (ii) $26.79 in cash, together with cash in lieu of any fractional shares of Salesforce common stock.
F2: The shares are held of record by a family trust for which the Reporting Person is a trustee.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 21, 2021 Filed Jul 21, 2021 16:38 UTC | Slack Technologies, Inc. WORK · Entity 137108 | OtherClass A Common Stock | 5,854 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001764925-21-000136 · wf-form4_162689988413214.xml · nonDerivative · entry 2 OFARRELL JOHN · CIK 0001191712 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of December 1, 2020 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Skyline Strategies I Inc., Skyline Strategies II LLC, and the Issuer, each share of the Issuer's common stock was tendered in exchange for (i) 0.0776 shares of Salesforce common stock and (ii) $26.79 in cash, together with cash in lieu of any fractional shares of Salesforce common stock. Read SEC document |
| July 21, 2021 Filed Jul 21, 2021 16:38 UTC | Slack Technologies, Inc. WORK · Entity 137108 | OtherClass A Common Stock | 1,018,138 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001764925-21-000136 · wf-form4_162689988413214.xml · nonDerivative · entry 1 OFARRELL JOHN · CIK 0001191712 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of December 1, 2020 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Skyline Strategies I Inc., Skyline Strategies II LLC, and the Issuer, each share of the Issuer's common stock was tendered in exchange for (i) 0.0776 shares of Salesforce common stock and (ii) $26.79 in cash, together with cash in lieu of any fractional shares of Salesforce common stock. F2 · ownership.nature: The shares are held of record by a family trust for which the Reporting Person is a trustee. Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 17:03 UTC | Slack Technologies, Inc. WORK · Entity 137108 | SaleClass A Common Stock | 10,000 | $35.27 | $352,700.00 |
DisclosureSEC source: 0001764925-20-000643 · wf-form4_160677379017119.xml · nonDerivative · entry 1 OFARRELL JOHN · CIK 0001191712 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 1,018,138 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.10 to $35.31. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: The shares are held of record by a family trust for which the Reporting Person is a trustee. Read SEC document |
| September 02, 2020 Filed Sep 4, 2020 16:59 UTC | Slack Technologies, Inc. WORK · Entity 137108 | SaleClass A Common Stock | 10,000 | $35.00 | $350,000.00 |
DisclosureSEC source: 0001764925-20-000562 · wf-form4_159925313403675.xml · nonDerivative · entry 1 OFARRELL JOHN · CIK 0001191712 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 1,028,138 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · ownership.nature: The shares are held of record by a family trust for which the Reporting Person is a trustee. Read SEC document |
| July 13, 2020 Filed Jul 15, 2020 17:04 UTC | Slack Technologies, Inc. WORK · Entity 137108 | SaleClass A Common Stock | 10,000 | $35.03 | $350,300.00 |
DisclosureSEC source: 0001764925-20-000492 · wf-form4_159484707551219.xml · nonDerivative · entry 1 OFARRELL JOHN · CIK 0001191712 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 1,038,138 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.04. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: The shares are held of record by a family trust for which the Reporting Person is a trustee. Read SEC document |
| June 19, 2020 Filed Jun 23, 2020 19:59 UTC | Slack Technologies, Inc. WORK · Entity 137108 | GrantClass A Common Stock | 5,854 | $0.00 | $0.00 |
DisclosureSEC source: 0001764925-20-000447 · wf-form4_159295673500512.xml · nonDerivative · entry 1 OFARRELL JOHN · CIK 0001191712 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,854 F1 · shares: These shares represent restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A common stock. The RSUs vest in full on the earlier of (i) June 19, 2021 or (ii) the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer on such date. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 17:44 UTC | Slack Technologies, Inc. WORK · Entity 137108 | SaleClass A Common Stock | 10,000 | $35.58 | $355,800.00 |
DisclosureSEC source: 0001764925-20-000384 · wf-form4_159113427276333.xml · nonDerivative · entry 2 OFARRELL JOHN · CIK 0001191712 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 1,048,138 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · ownership.nature: The shares are held of record by a family trust for which the Reporting Person is a trustee. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 17:44 UTC | Slack Technologies, Inc. WORK · Entity 137108 | SaleClass A Common Stock | 10,000 | $35.00 | $350,000.00 |
DisclosureSEC source: 0001764925-20-000384 · wf-form4_159113427276333.xml · nonDerivative · entry 1 OFARRELL JOHN · CIK 0001191712 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 1,058,138 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.02. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: The shares are held of record by a family trust for which the Reporting Person is a trustee. Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 17:30 UTC | PagerDuty, Inc. PD · Entity 4906 | OtherCommon Stock | 10,798 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002677 · primarydocument.xml · nonDerivative · entry 3 OFARRELL JOHN · CIK 0001191712 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 17,957 F6 · kind: Represents shares received by O'Farrell Principe Living Trust ua 4-30-1999 pursuant to pro rata distributions by the AH Fund III Entities and AH EP III for no consideration, of shares of the Fund III Shares to their respective partners and such partners' members, as applicable. F7 · ownership.nature: The shares are held of record by O'Farrell Principe Living Trust ua 4-30-1999 for which the Reporting Person is a trustee. Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 17:30 UTC | PagerDuty, Inc. PD · Entity 4906 | OtherCommon Stock | 70,226 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002677 · primarydocument.xml · nonDerivative · entry 2 OFARRELL JOHN · CIK 0001191712 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By AH Equity Partners III, L.L.C. Disclosed balance after: 0 F4 · kind: On March 20, 2020, AH EP III distributed, for no consideration, 70,226 shares of the Fund III Shares to its members, representing each such member's pro rata interest in such Fund III Shares. F5 · ownership.nature: The managing members of AH EP III are Marc Andreessen and Ben Horowitz. AH EP III and its managing members share voting and dispositive power with regard to the securities held by the AH Fund III Entities. The Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 17:30 UTC | PagerDuty, Inc. PD · Entity 4906 | OtherCommon Stock | 7,099,425 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002677 · primarydocument.xml · nonDerivative · entry 1 OFARRELL JOHN · CIK 0001191712 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Andreessen Horowitz Fund III, L.P. Disclosed balance after: 0 F1 · kind: On March 20, 2020, Andreessen Horowitz Fund III, L.P., for itself and as nominee for Andreessen Horowitz Fund III-A, L.P., Andreessen Horowitz Fund III-B, L.P. and Andreessen Horowitz Fund III-Q, L.P. (collectively, the "AH Fund III Entities") distributed, for no consideration, 7,099,425 shares of Common Stock of the Issuer (the "Fund III Shares") to their respective limited partners and to AH Equity Partners III, L. L.C.("AH EP III"), the general partner of the AH Fund III Entities, representing each such partner's pro rata interest in such Fund III Shares. F2 · ownership.nature: The reported securities are held of record by Andreessen Horowitz Fund III, L.P., for itself and as nominee for Andreessen Horowitz Fund III-A, L.P., Andreessen Horowitz Fund III-B, L.P. and Andreessen Horowitz Fund III-Q, L.P. AH EP III is the general partner of the AH Fund III Entities. The managing members of AH EP III are Marc Andreessen and Ben Horowitz. AH EP III and its managing members share voting and dispositive power with regard to the securities held by the AH Fund III Entities. F3 · ownership.nature: The Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of the shares held by the AH Fund III Entities (and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares), except to the extent of its pecuniary interest, if any, in such shares by virtue of its interest in the AH Fund III Entities and/or AH EP III, as applicable. Read SEC document |
| March 19, 2020 Filed Mar 19, 2020 20:40 UTC | Slack Technologies, Inc. WORK · Entity 137108 | ConversionClass B Common Stock · Derivative | 850,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001764925-20-000284 · wf-form4_158466479884226.xml · derivative · entry 11 OFARRELL JOHN · CIK 0001191712 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: AH Parallel Fund IV, L.P. Disclosed balance after: 0 Underlying: Class A Common Stock · 850,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · price: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · ownership.nature: These shares are held of record by AH Parallel Fund IV, L.P., for itself and as nominee for AH Parallel Fund IV-A, L.P., AH Parallel Fund IV-B, L.P., and AH Parallel Fund IV-Q, L.P. (collectively the "AH Parallel Fund IV Entities"). The Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of the securities held by the AH Parallel Fund IV Entities and this report shall not be deemed an admission that he is the beneficial owner of such securities, except to the extent of his pecuniary interest, if any, in the securities by virtue of his interest in the AH Parallel Fund IV Entities, and/or the general partner entity thereof, as applicable. Read SEC document |
| March 19, 2020 Filed Mar 19, 2020 20:40 UTC | Slack Technologies, Inc. WORK · Entity 137108 | SaleClass A Common Stock | 4,200 | $21.01 | $88,242.00 |
DisclosureSEC source: 0001764925-20-000284 · wf-form4_158466479884226.xml · nonDerivative · entry 8 OFARRELL JOHN · CIK 0001191712 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: AH Parallel Fund IV, L.P. Disclosed balance after: 0 F9 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.00 to $21.03. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: These shares are held of record by AH Parallel Fund IV, L.P., for itself and as nominee for AH Parallel Fund IV-A, L.P., AH Parallel Fund IV-B, L.P., and AH Parallel Fund IV-Q, L.P. (collectively the "AH Parallel Fund IV Entities"). The Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of the securities held by the AH Parallel Fund IV Entities and this report shall not be deemed an admission that he is the beneficial owner of such securities, except to the extent of his pecuniary interest, if any, in the securities by virtue of his interest in the AH Parallel Fund IV Entities, and/or the general partner entity thereof, as applicable. Read SEC document |
| March 19, 2020 Filed Mar 19, 2020 20:40 UTC | Slack Technologies, Inc. WORK · Entity 137108 | SaleClass A Common Stock | 845,800 | $20.54 | $17,372,732.00 |
DisclosureSEC source: 0001764925-20-000284 · wf-form4_158466479884226.xml · nonDerivative · entry 7 OFARRELL JOHN · CIK 0001191712 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: AH Parallel Fund IV, L.P. Disclosed balance after: 4,200 F8 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.99. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: These shares are held of record by AH Parallel Fund IV, L.P., for itself and as nominee for AH Parallel Fund IV-A, L.P., AH Parallel Fund IV-B, L.P., and AH Parallel Fund IV-Q, L.P. (collectively the "AH Parallel Fund IV Entities"). The Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of the securities held by the AH Parallel Fund IV Entities and this report shall not be deemed an admission that he is the beneficial owner of such securities, except to the extent of his pecuniary interest, if any, in the securities by virtue of his interest in the AH Parallel Fund IV Entities, and/or the general partner entity thereof, as applicable. Read SEC document |
| March 19, 2020 Filed Mar 19, 2020 20:40 UTC | Slack Technologies, Inc. WORK · Entity 137108 | ConversionClass A Common Stock | 850,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001764925-20-000284 · wf-form4_158466479884226.xml · nonDerivative · entry 6 OFARRELL JOHN · CIK 0001191712 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: AH Parallel Fund IV, L.P. Disclosed balance after: 850,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · ownership.nature: These shares are held of record by AH Parallel Fund IV, L.P., for itself and as nominee for AH Parallel Fund IV-A, L.P., AH Parallel Fund IV-B, L.P., and AH Parallel Fund IV-Q, L.P. (collectively the "AH Parallel Fund IV Entities"). The Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of the securities held by the AH Parallel Fund IV Entities and this report shall not be deemed an admission that he is the beneficial owner of such securities, except to the extent of his pecuniary interest, if any, in the securities by virtue of his interest in the AH Parallel Fund IV Entities, and/or the general partner entity thereof, as applicable. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 20:40 UTC | Slack Technologies, Inc. WORK · Entity 137108 | ConversionClass B Common Stock · Derivative | 6,883,986 | $0.00 | $0.00 |
DisclosureSEC source: 0001764925-20-000284 · wf-form4_158466479884226.xml · derivative · entry 10 OFARRELL JOHN · CIK 0001191712 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: AH Parallel Fund IV, L.P. Disclosed balance after: 850,000 Underlying: Class A Common Stock · 6,883,986 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · price: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · ownership.nature: These shares are held of record by AH Parallel Fund IV, L.P., for itself and as nominee for AH Parallel Fund IV-A, L.P., AH Parallel Fund IV-B, L.P., and AH Parallel Fund IV-Q, L.P. (collectively the "AH Parallel Fund IV Entities"). The Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of the securities held by the AH Parallel Fund IV Entities and this report shall not be deemed an admission that he is the beneficial owner of such securities, except to the extent of his pecuniary interest, if any, in the securities by virtue of his interest in the AH Parallel Fund IV Entities, and/or the general partner entity thereof, as applicable. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 20:40 UTC | Slack Technologies, Inc. WORK · Entity 137108 | ConversionClass B Common Stock · Derivative | 24,006,180 | $0.00 | $0.00 |
DisclosureSEC source: 0001764925-20-000284 · wf-form4_158466479884226.xml · derivative · entry 9 OFARRELL JOHN · CIK 0001191712 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: Andreessen Horowitz Fund I, L.P. Disclosed balance after: 0 Underlying: Class A Common Stock · 24,006,180 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · price: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: These shares are held of record by Andreessen Horowitz Fund I, L.P., as nominee for Andreessen Horowitz Fund I, L.P., Andreessen Horowitz Fund I-A, L.P. and Andreessen Horowitz Fund I-B, L.P. (collectively, the "AH Fund I Entities"). The Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of the securities held by the AH Fund I Entities (and this report shall not be deemed an admission that he is the beneficial owner of such securities), except to the extent of his pecuniary interest, if any, in the securities by virtue of his interest in the AH Fund I Entities, and/or the general partner entity thereof, as applicable. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 20:40 UTC | Slack Technologies, Inc. WORK · Entity 137108 | OtherClass A Common Stock | 533,587 | $0.00 | $0.00 |
DisclosureSEC source: 0001764925-20-000284 · wf-form4_158466479884226.xml · nonDerivative · entry 5 OFARRELL JOHN · CIK 0001191712 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 1,068,138 F6 · kind: Represents shares received by the Reporting Person pursuant to a distribution by each of the AH Parallel Fund IV Entities and the AH Fund I Entities, for no consideration, of shares of Class A Common Stock of the Issuer to their respective partners and such partners' members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended. F1 · price: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F7 · ownership.nature: The shares are held of record by a family trust for which the Reporting Person is a trustee. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 20:40 UTC | Slack Technologies, Inc. WORK · Entity 137108 | OtherClass A Common Stock | 6,883,986 | $0.00 | $0.00 |
DisclosureSEC source: 0001764925-20-000284 · wf-form4_158466479884226.xml · nonDerivative · entry 4 OFARRELL JOHN · CIK 0001191712 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: AH Parallel Fund IV, L.P. Disclosed balance after: 0 F5 · kind: On March 17, 2020, the AH Parallel Fund IV Entities distributed, for no consideration, 6,883,986 shares of Class A Common Stock of the Issuer (the "Fund IV Shares") to their limited partners and to AH Equity Partners IV (Parallel), L.L.C. ("AH EP IV Parallel"), the general partner of the AH Parallel Fund IV Entities, representing each such partner's pro rata interest in such Fund IV Shares. On the same date, AH EP IV Parallel distributed, for no consideration, the Fund IV Shares it received in the distribution by the AH Parallel Fund IV Entities to its members, representing each such member's pro rata interest in such Fund IV Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended. F1 · price: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · ownership.nature: These shares are held of record by AH Parallel Fund IV, L.P., for itself and as nominee for AH Parallel Fund IV-A, L.P., AH Parallel Fund IV-B, L.P., and AH Parallel Fund IV-Q, L.P. (collectively the "AH Parallel Fund IV Entities"). The Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of the securities held by the AH Parallel Fund IV Entities and this report shall not be deemed an admission that he is the beneficial owner of such securities, except to the extent of his pecuniary interest, if any, in the securities by virtue of his interest in the AH Parallel Fund IV Entities, and/or the general partner entity thereof, as applicable. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 20:40 UTC | Slack Technologies, Inc. WORK · Entity 137108 | OtherClass A Common Stock | 24,006,180 | $0.00 | $0.00 |
DisclosureSEC source: 0001764925-20-000284 · wf-form4_158466479884226.xml · nonDerivative · entry 3 OFARRELL JOHN · CIK 0001191712 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: Andreessen Horowitz Fund I, L.P. Disclosed balance after: 0 F4 · kind: On March 17, 2020, the AH Fund I Entities distributed, for no consideration, 24,006,180 shares of Class A Common Stock of the Issuer (the "Fund I Shares") to their limited partners and to AH Equity Partners I, L.L.C ("AH EP I"), the general partner of the AH Fund I Entities, representing each such partner's pro rata interest in such Fund I Shares. On the same date, AH EP I distributed, for no consideration, the Fund I Shares it received in the distribution by the AH Fund I Entities to its members, representing each such member's pro rata interest in such Fund I Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended. F1 · price: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: These shares are held of record by Andreessen Horowitz Fund I, L.P., as nominee for Andreessen Horowitz Fund I, L.P., Andreessen Horowitz Fund I-A, L.P. and Andreessen Horowitz Fund I-B, L.P. (collectively, the "AH Fund I Entities"). The Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of the securities held by the AH Fund I Entities (and this report shall not be deemed an admission that he is the beneficial owner of such securities), except to the extent of his pecuniary interest, if any, in the securities by virtue of his interest in the AH Fund I Entities, and/or the general partner entity thereof, as applicable. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 20:40 UTC | Slack Technologies, Inc. WORK · Entity 137108 | ConversionClass A Common Stock | 6,883,986 | $0.00 | $0.00 |
DisclosureSEC source: 0001764925-20-000284 · wf-form4_158466479884226.xml · nonDerivative · entry 2 OFARRELL JOHN · CIK 0001191712 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: AH Parallel Fund IV, L.P. Disclosed balance after: 6,883,986 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · ownership.nature: These shares are held of record by AH Parallel Fund IV, L.P., for itself and as nominee for AH Parallel Fund IV-A, L.P., AH Parallel Fund IV-B, L.P., and AH Parallel Fund IV-Q, L.P. (collectively the "AH Parallel Fund IV Entities"). The Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of the securities held by the AH Parallel Fund IV Entities and this report shall not be deemed an admission that he is the beneficial owner of such securities, except to the extent of his pecuniary interest, if any, in the securities by virtue of his interest in the AH Parallel Fund IV Entities, and/or the general partner entity thereof, as applicable. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 20:40 UTC | Slack Technologies, Inc. WORK · Entity 137108 | ConversionClass A Common Stock | 24,006,180 | $0.00 | $0.00 |
DisclosureSEC source: 0001764925-20-000284 · wf-form4_158466479884226.xml · nonDerivative · entry 1 OFARRELL JOHN · CIK 0001191712 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: Andreessen Horowitz Fund I, L.P. Disclosed balance after: 24,006,180 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: These shares are held of record by Andreessen Horowitz Fund I, L.P., as nominee for Andreessen Horowitz Fund I, L.P., Andreessen Horowitz Fund I-A, L.P. and Andreessen Horowitz Fund I-B, L.P. (collectively, the "AH Fund I Entities"). The Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of the securities held by the AH Fund I Entities (and this report shall not be deemed an admission that he is the beneficial owner of such securities), except to the extent of his pecuniary interest, if any, in the securities by virtue of his interest in the AH Fund I Entities, and/or the general partner entity thereof, as applicable. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 21:52 UTC | Slack Technologies, Inc. WORK · Entity 137108 | ConversionClass B Common Stock · Derivative | 42,990 | $0.00 | $0.00 |
DisclosureSEC source: 0001764925-20-000278 · wf-form4_158458273549211.xml · derivative · entry 5 OFARRELL JOHN · CIK 0001191712 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: a16z Seed-III, LLC Disclosed balance after: 0 Underlying: Class A Common Stock · 42,990 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · price: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: These shares are held of record by a16z Seed III, LLC ("a16z Seed"). The Reporting Person disclaims beneficial ownership of the securities held by a16z Seed and this report shall not be deemed an admission that he is the beneficial owner of such securities, except to the extent of his pecuniary interest, if any, in the securities by virtue of his interest in a16z Seed, and/or its members and/or the general partner entity thereof, as applicable. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 21:52 UTC | Slack Technologies, Inc. WORK · Entity 137108 | SaleClass A Common Stock | 37,299 | $18.91 | $705,324.09 |
DisclosureSEC source: 0001764925-20-000278 · wf-form4_158458273549211.xml · nonDerivative · entry 3 OFARRELL JOHN · CIK 0001191712 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: a16z Seed III, LLC Disclosed balance after: 0 F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.63 to $19.38. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: These shares are held of record by a16z Seed III, LLC ("a16z Seed"). The Reporting Person disclaims beneficial ownership of the securities held by a16z Seed and this report shall not be deemed an admission that he is the beneficial owner of such securities, except to the extent of his pecuniary interest, if any, in the securities by virtue of his interest in a16z Seed, and/or its members and/or the general partner entity thereof, as applicable. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 21:52 UTC | Slack Technologies, Inc. WORK · Entity 137108 | SaleClass A Common Stock | 5,691 | $17.87 | $101,698.17 |
DisclosureSEC source: 0001764925-20-000278 · wf-form4_158458273549211.xml · nonDerivative · entry 2 OFARRELL JOHN · CIK 0001191712 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: a16z Seed III, LLC Disclosed balance after: 37,299 F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.62 to $18.61. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: These shares are held of record by a16z Seed III, LLC ("a16z Seed"). The Reporting Person disclaims beneficial ownership of the securities held by a16z Seed and this report shall not be deemed an admission that he is the beneficial owner of such securities, except to the extent of his pecuniary interest, if any, in the securities by virtue of his interest in a16z Seed, and/or its members and/or the general partner entity thereof, as applicable. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 21:52 UTC | Slack Technologies, Inc. WORK · Entity 137108 | ConversionClass A Common Stock | 42,990 | $0.00 | $0.00 |
DisclosureSEC source: 0001764925-20-000278 · wf-form4_158458273549211.xml · nonDerivative · entry 1 OFARRELL JOHN · CIK 0001191712 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: a16z Seed III, LLC Disclosed balance after: 42,990 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: These shares are held of record by a16z Seed III, LLC ("a16z Seed"). The Reporting Person disclaims beneficial ownership of the securities held by a16z Seed and this report shall not be deemed an admission that he is the beneficial owner of such securities, except to the extent of his pecuniary interest, if any, in the securities by virtue of his interest in a16z Seed, and/or its members and/or the general partner entity thereof, as applicable. Read SEC document |
| March 13, 2020 Filed Mar 17, 2020 17:19 UTC | Slack Technologies, Inc. WORK · Entity 137108 | ConversionClass B Common Stock · Derivative | 50,575 | $0.00 | $0.00 |
DisclosureSEC source: 0001764925-20-000274 · wf-form4_158447996925623.xml · derivative · entry 7 OFARRELL JOHN · CIK 0001191712 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: AH Parallel Fund IV, L.P. Disclosed balance after: 7,733,986 Underlying: Class A Common Stock · 50,575 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · price: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · ownership.nature: These shares are held of record by AH Parallel Fund IV, L.P., for itself and as nominee for AH Parallel Fund IV-A, L.P., AH Parallel Fund IV-B, L.P., and AH Parallel Fund IV-Q, L.P. (collectively the "AH Parallel Fund IV Entities"). The Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of the securities held by the AH Parallel Fund IV Entities and this report shall not be deemed an admission that he is the beneficial owner of such securities, except to the extent of his pecuniary interest, if any, in the securities by virtue of his interest in the AH Parallel Fund IV Entities, and/or the general partner entity thereof, as applicable. Read SEC document |
| March 13, 2020 Filed Mar 17, 2020 17:19 UTC | Slack Technologies, Inc. WORK · Entity 137108 | ConversionClass B Common Stock · Derivative | 2,188,678 | $0.00 | $0.00 |
DisclosureSEC source: 0001764925-20-000274 · wf-form4_158447996925623.xml · derivative · entry 6 OFARRELL JOHN · CIK 0001191712 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: Andreessen Horowitz Fund I, L.P. Disclosed balance after: 24,006,180 Underlying: Class A Common Stock · 2,188,678 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · price: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: These shares are held of record by Andreessen Horowitz Fund I, L.P., as nominee for Andreessen Horowitz Fund I, L.P., Andreessen Horowitz Fund I-A, L.P. and Andreessen Horowitz Fund I-B, L.P. (collectively, the "AH Fund I Entities"). The Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of the securities held by the AH Fund I Entities (and this report shall not be deemed an admission that he is the beneficial owner of such securities), except to the extent of his pecuniary interest, if any, in the securities by virtue of his interest in the AH Fund I Entities, and/or the general partner entity thereof, as applicable. Read SEC document |
| March 13, 2020 Filed Mar 17, 2020 17:19 UTC | Slack Technologies, Inc. WORK · Entity 137108 | OtherClass A Common Stock | 267,275 | $0.00 | $0.00 |
DisclosureSEC source: 0001764925-20-000274 · wf-form4_158447996925623.xml · nonDerivative · entry 5 OFARRELL JOHN · CIK 0001191712 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 534,551 F6 · kind: Represents shares received by the Reporting Person pursuant to a distribution by each of the AH Parallel Fund IV Entities and the AH Fund I Entities, for no consideration, of shares of Class A Common Stock of the Issuer to their respective partners and such partners' members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended. F1 · price: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F7 · ownership.nature: The shares are held of record by a family trust for which the Reporting Person is a trustee. Read SEC document |
| March 13, 2020 Filed Mar 17, 2020 17:19 UTC | Slack Technologies, Inc. WORK · Entity 137108 | OtherClass A Common Stock | 3,866,994 | $0.00 | $0.00 |
DisclosureSEC source: 0001764925-20-000274 · wf-form4_158447996925623.xml · nonDerivative · entry 4 OFARRELL JOHN · CIK 0001191712 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: AH Parallel Fund IV, L.P. Disclosed balance after: 0 F5 · kind: On March 13, 2020, the AH Parallel Fund IV Entities distributed, for no consideration, 3,866,994 shares of Class A Common Stock of the Issuer (the "Fund IV Shares") to their limited partners and to AH Equity Partners IV (Parallel), L.L.C. ("AH EP IV Parallel"), the general partner of the AH Parallel Fund IV Entities, representing each such partner's pro rata interest in such Fund IV Shares. On the same date, AH EP IV Parallel distributed, for no consideration, the Fund IV Shares it received in the distribution by the AH Parallel Fund IV Entities to its members, representing each such member's pro rata interest in such Fund IV Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended. F1 · price: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · ownership.nature: These shares are held of record by AH Parallel Fund IV, L.P., for itself and as nominee for AH Parallel Fund IV-A, L.P., AH Parallel Fund IV-B, L.P., and AH Parallel Fund IV-Q, L.P. (collectively the "AH Parallel Fund IV Entities"). The Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of the securities held by the AH Parallel Fund IV Entities and this report shall not be deemed an admission that he is the beneficial owner of such securities, except to the extent of his pecuniary interest, if any, in the securities by virtue of his interest in the AH Parallel Fund IV Entities, and/or the general partner entity thereof, as applicable. Read SEC document |
| March 13, 2020 Filed Mar 17, 2020 17:19 UTC | Slack Technologies, Inc. WORK · Entity 137108 | OtherClass A Common Stock | 12,003,090 | $0.00 | $0.00 |
DisclosureSEC source: 0001764925-20-000274 · wf-form4_158447996925623.xml · nonDerivative · entry 3 OFARRELL JOHN · CIK 0001191712 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: Andreessen Horowitz Fund I, L.P. Disclosed balance after: 0 F4 · kind: On March 13, 2020, the AH Fund I Entities distributed, for no consideration, 12,003,090 shares of Class A Common Stock of the Issuer (the "Fund I Shares") to their limited partners and to AH Equity Partners I, L.L.C ("AH EP I"), the general partner of the AH Fund I Entities, representing each such partner's pro rata interest in such Fund I Shares. On the same date, AH EP I distributed, for no consideration, the Fund I Shares it received in the distribution by the AH Fund I Entities to its members, representing each such member's pro rata interest in such Fund I Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended. F1 · price: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: These shares are held of record by Andreessen Horowitz Fund I, L.P., as nominee for Andreessen Horowitz Fund I, L.P., Andreessen Horowitz Fund I-A, L.P. and Andreessen Horowitz Fund I-B, L.P. (collectively, the "AH Fund I Entities"). The Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of the securities held by the AH Fund I Entities (and this report shall not be deemed an admission that he is the beneficial owner of such securities), except to the extent of his pecuniary interest, if any, in the securities by virtue of his interest in the AH Fund I Entities, and/or the general partner entity thereof, as applicable. Read SEC document |
| March 13, 2020 Filed Mar 17, 2020 17:19 UTC | Slack Technologies, Inc. WORK · Entity 137108 | ConversionClass A Common Stock | 50,575 | $0.00 | $0.00 |
DisclosureSEC source: 0001764925-20-000274 · wf-form4_158447996925623.xml · nonDerivative · entry 2 OFARRELL JOHN · CIK 0001191712 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: AH Parallel Fund IV, L.P. Disclosed balance after: 3,866,994 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · ownership.nature: These shares are held of record by AH Parallel Fund IV, L.P., for itself and as nominee for AH Parallel Fund IV-A, L.P., AH Parallel Fund IV-B, L.P., and AH Parallel Fund IV-Q, L.P. (collectively the "AH Parallel Fund IV Entities"). The Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of the securities held by the AH Parallel Fund IV Entities and this report shall not be deemed an admission that he is the beneficial owner of such securities, except to the extent of his pecuniary interest, if any, in the securities by virtue of his interest in the AH Parallel Fund IV Entities, and/or the general partner entity thereof, as applicable. Read SEC document |
| March 13, 2020 Filed Mar 17, 2020 17:19 UTC | Slack Technologies, Inc. WORK · Entity 137108 | ConversionClass A Common Stock | 2,188,678 | $0.00 | $0.00 |
DisclosureSEC source: 0001764925-20-000274 · wf-form4_158447996925623.xml · nonDerivative · entry 1 OFARRELL JOHN · CIK 0001191712 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: Andreessen Horowitz Fund I, L.P. Disclosed balance after: 12,003,090 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: These shares are held of record by Andreessen Horowitz Fund I, L.P., as nominee for Andreessen Horowitz Fund I, L.P., Andreessen Horowitz Fund I-A, L.P. and Andreessen Horowitz Fund I-B, L.P. (collectively, the "AH Fund I Entities"). The Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of the securities held by the AH Fund I Entities (and this report shall not be deemed an admission that he is the beneficial owner of such securities), except to the extent of his pecuniary interest, if any, in the securities by virtue of his interest in the AH Fund I Entities, and/or the general partner entity thereof, as applicable. Read SEC document |
| December 10, 2019 Filed Dec 12, 2019 18:23 UTC | PagerDuty, Inc. PD · Entity 4906 | OtherCommon Stock | 4,474 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-060282 · doc4.xml · nonDerivative · entry 3 OFARRELL JOHN · CIK 0001191712 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 7,159 F6 · kind: Represents shares received by O'Farrell Principe Living Trust ua 4-30-1999 pursuant to pro rata distributions by the AH Fund III Entities and AH EP III for no consideration, of shares of the Fund III Shares to their respective partners and such partners' members, as applicable. F7 · ownership.nature: The shares are held of record by O'Farrell Principe Living Trust ua 4-30-1999 for which the Reporting Person is a trustee. Read SEC document |
| December 10, 2019 Filed Dec 12, 2019 18:23 UTC | PagerDuty, Inc. PD · Entity 4906 | OtherCommon Stock | 29,255 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-060282 · doc4.xml · nonDerivative · entry 2 OFARRELL JOHN · CIK 0001191712 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: AH Equity Partners III, L.L.C. Disclosed balance after: 0 F4 · kind: On December 10, 2019, AH EP III distributed, for no consideration, 29,255 shares of the Fund III Shares to its members, representing each such member's pro rata interest in such Fund III Shares. F5 · ownership.nature: The managing members of AH EP III are Marc Andreessen and Ben Horowitz. AH EP III and its managing members share voting and dispositive power with regard to the securities held by the AH Fund III Entities. Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| December 10, 2019 Filed Dec 12, 2019 18:23 UTC | PagerDuty, Inc. PD · Entity 4906 | OtherCommon Stock | 2,958,094 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-060282 · doc4.xml · nonDerivative · entry 1 OFARRELL JOHN · CIK 0001191712 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Andreessen Horowitz Fund III, L.P. Disclosed balance after: 7,099,425 F1 · kind: On December 10, 2019, Andreessen Horowitz Fund III, L.P., for itself and as nominee for Andreessen Horowitz Fund III-A, L.P., Andreessen Horowitz Fund III-B, L.P. and Andreessen Horowitz Fund III-Q, L.P. (collectively, the "AH Fund III Entities") distributed, for no consideration, 2,958,094 shares of Common Stock of the Issuer (the "Fund III Shares") to their respective limited partners and to AH Equity Partners III, L. L.C.("AH EP III"), the general partner of the AH Fund III Entities, representing each such partner's pro rata interest in such Fund III Shares. F2 · ownership.nature: The reported securities are held of record by Andreessen Horowitz Fund III, L.P., for itself and as nominee for Andreessen Horowitz Fund III-A, L.P., Andreessen Horowitz Fund III-B, L.P. and Andreessen Horowitz Fund III-Q, L.P. AH EP III is the general partner of the AH Fund III Entities. The managing members of AH EP III are Marc Andreessen and Ben Horowitz. AH EP III and its managing members share voting and dispositive power with regard to the securities held by the AH Fund III Entities. F3 · ownership.nature: Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of the shares held by the AH Fund III Entities (and this report shall not be deemed an admission that any such person is the beneficial owner of such shares), except to the extent of its pecuniary interest, if any, in such shares by virtue of its interest in the AH Fund III Entities and/or AH EP III, as applicable. Read SEC document |
| October 08, 2019 Filed Oct 9, 2019 21:04 UTC | PagerDuty, Inc. PD · Entity 4906 | OtherCommon Stock | 2,685 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-052895 · doc4.xml · nonDerivative · entry 3 OFARRELL JOHN · CIK 0001191712 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 2,685 F6 · kind: Represents shares received by O'Farrell Principe Living Trust ua 4-30-1999 pursuant to pro rata distribution by the AH Fund III Entities and AH EP III for no consideration, of shares of the Fund III Shares to their respective partners and such partner's members, as applicable. F7 · ownership.nature: The shares are held of record by O'Farrell Principe Living Trust ua 4-30-1999 for which the Reporting Person is a trustee. Read SEC document |
| October 08, 2019 Filed Oct 9, 2019 21:04 UTC | PagerDuty, Inc. PD · Entity 4906 | OtherCommon Stock | 17,555 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-052895 · doc4.xml · nonDerivative · entry 2 OFARRELL JOHN · CIK 0001191712 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: AH Equity Partners III, L.L.C. Disclosed balance after: 0 F4 · kind: On October 8, 2019, AH EP III distributed, for no consideration, 17,555 shares of the Fund III Shares to its members, representing each such member's pro rata interest in such Fund III Shares. F5 · ownership.nature: The managing members of AH EP III are Marc Andreessen and Ben Horowitz. AH EP III and its managing members share voting and dispositive power with regard to the securities held by the AH Fund III Entities. Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 08, 2019 Filed Oct 9, 2019 21:04 UTC | PagerDuty, Inc. PD · Entity 4906 | OtherCommon Stock | 1,774,856 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-052895 · doc4.xml · nonDerivative · entry 1 OFARRELL JOHN · CIK 0001191712 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Andreessen Horowitz Fund III, L.P. Disclosed balance after: 10,057,519 F1 · kind: On October 8, 2019, Andreessen Horowitz Fund III, L.P., for itself and as nominee for Andreessen Horowitz Fund III-A, L.P., Andreessen Horowitz Fund III-B, L.P. and Andreessen Horowitz Fund III-Q, L.P. (collectively, the "AH Fund III Entities") distributed, for no consideration, 1,774,856 shares of Common Stock of the Issuer (the "Fund III Shares") to their respective limited partners and to AH Equity Partners III, L. L.C.("AH EP III"), the general partner of the AH Fund III Entities, representing each such partner's pro rata interest in such Fund III Shares. F2 · ownership.nature: The reported securities are held of record by Andreessen Horowitz Fund III, L.P., for itself and as nominee for Andreessen Horowitz Fund III-A, L.P., Andreessen Horowitz Fund III-B, L.P. and Andreessen Horowitz Fund III-Q, L.P. AH EP III is the general partner of the AH Fund III Entities. The managing members of AH EP III are Marc Andreessen and Ben Horowitz. AH EP III and its managing members share voting and dispositive power with regard to the securities held by the AH Fund III Entities. F3 · ownership.nature: Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of the shares held by the AH Fund III Entities (and this report shall not be deemed an admission that any such person is the beneficial owner of such shares), except to the extent of its pecuniary interest, if any, in such shares by virtue of its interest in the AH Fund III Entities and/or AH EP III, as applicable. Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 21:50 UTC | Slack Technologies, Inc. WORK · Entity 137108 | ConversionClass B Common Stock · Derivative | 12,003,090 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-008308 · wf-form4_156142739307616.xml · derivative · entry 9 OFARRELL JOHN · CIK 0001191712 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By:Andreessen Horowitz Fund I, L.P. Disclosed balance after: 26,194,858 Underlying: Class A Common Stock · 12,003,090 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F4 · price: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · ownership.nature: These shares are held of record by Andreessen Horowitz Fund I, L.P., as nominee for Andreessen Horowitz Fund I, L.P., Andreessen Horowitz Fund I-A, L.P. and Andreessen Horowitz Fund I-B, L.P. (collectively, the "AH Fund I Entities"). The Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of the securities held by the AH Fund I Entities (and this report shall not be deemed an admission that he is the beneficial owner of such securities), except to the extent of his pecuniary interest, if any, in the securities by virtue of his interest in the AH Fund I Entities, and/or the general partner entity thereof, as applicable. Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 21:50 UTC | Slack Technologies, Inc. WORK · Entity 137108 | ConversionClass B Common Stock · Derivative | 3,866,994 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-008308 · wf-form4_156142739307616.xml · derivative · entry 8 OFARRELL JOHN · CIK 0001191712 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: AH Parallel Fund IV, L.P. Disclosed balance after: 7,784,561 Underlying: Class A Common Stock · 3,866,994 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F4 · price: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: These shares are held of record by AH Parallel Fund IV, L.P., for itself and as nominee for AH Parallel Fund IV-A, L.P., AH Parallel Fund IV-B, L.P., and AH Parallel Fund IV-Q, L.P. (collectively the "AH Parallel Fund IV Entities"). The Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of the securities held by the AH Parallel Fund IV Entities and this report shall not be deemed an admission that he is the beneficial owner of such securities, except to the extent of his pecuniary interest, if any, in the securities by virtue of his interest in the AH Parallel Fund IV Entities, and/or the general partner entity thereof, as applicable. Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 21:50 UTC | Slack Technologies, Inc. WORK · Entity 137108 | OtherClass A Common Stock | 267,276 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-008308 · wf-form4_156142739307616.xml · nonDerivative · entry 7 OFARRELL JOHN · CIK 0001191712 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: Not disclosed F7 · kind: Represents shares received by the Reporting Person pursuant to a distribution by each of the AH Parallel Fund IV Entities and the AH Fund I Entities, for no consideration, of shares of Class A Common Stock of the Issuer to their respective partners and such partner's members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended. F8 · ownership.nature: The shares are held of record by a family trust for which the Reporting Person is a trustee. Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 21:50 UTC | Slack Technologies, Inc. WORK · Entity 137108 | OtherClass A Common Stock | 12,003,090 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-008308 · wf-form4_156142739307616.xml · nonDerivative · entry 6 OFARRELL JOHN · CIK 0001191712 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: Andreessen Horowitz Fund I, L.P. Disclosed balance after: 9,814,412 F6 · kind: On June 20, 2019, the AH Fund I Entities distributed, for no consideration, 12,003,090 shares of Class A Common Stock of the Issuer (the "Fund I Shares") to their limited partners and to AH EP I, the general partner of the AH Fund I Entities, representing each such partner's pro rata interest in such Fund I Shares. On the same date, AH EP I distributed, for no consideration, the Fund I Shares it received in the distribution by the AH Fund I Entities to its members, representing each such member's pro rata interest in such Fund I Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended. F3 · ownership.nature: These shares are held of record by Andreessen Horowitz Fund I, L.P., as nominee for Andreessen Horowitz Fund I, L.P., Andreessen Horowitz Fund I-A, L.P. and Andreessen Horowitz Fund I-B, L.P. (collectively, the "AH Fund I Entities"). The Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of the securities held by the AH Fund I Entities (and this report shall not be deemed an admission that he is the beneficial owner of such securities), except to the extent of his pecuniary interest, if any, in the securities by virtue of his interest in the AH Fund I Entities, and/or the general partner entity thereof, as applicable. Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 21:50 UTC | Slack Technologies, Inc. WORK · Entity 137108 | OtherClass A Common Stock | 3,866,994 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-008308 · wf-form4_156142739307616.xml · nonDerivative · entry 5 OFARRELL JOHN · CIK 0001191712 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: AH Parallel Fund IV, L.P. Disclosed balance after: 3,816,419 F5 · kind: On June 20, 2019, the AH Parallel Fund IV Entities distributed, for no consideration, 3,866,994 shares of Class A Common Stock of the Issuer (the "Fund IV Shares") to their limited partners and to AH Equity Partners IV (Parallel), L.L.C. ("AH EP IV Parallel"), the general partner of the AH Parallel Fund IV Entities, representing each such partner's pro rata interest in such Fund IV Shares. On the same date, AH EP IV Parallel distributed, for no consideration, the Fund IV Shares it received in the distribution by the AH Parallel Fund IV Entities to its members, representing each such member's pro rata interest in such Fund IV Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended. F4 · price: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: These shares are held of record by AH Parallel Fund IV, L.P., for itself and as nominee for AH Parallel Fund IV-A, L.P., AH Parallel Fund IV-B, L.P., and AH Parallel Fund IV-Q, L.P. (collectively the "AH Parallel Fund IV Entities"). The Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of the securities held by the AH Parallel Fund IV Entities and this report shall not be deemed an admission that he is the beneficial owner of such securities, except to the extent of his pecuniary interest, if any, in the securities by virtue of his interest in the AH Parallel Fund IV Entities, and/or the general partner entity thereof, as applicable. Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 21:50 UTC | Slack Technologies, Inc. WORK · Entity 137108 | ConversionClass A Common Stock | 12,003,090 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-008308 · wf-form4_156142739307616.xml · nonDerivative · entry 4 OFARRELL JOHN · CIK 0001191712 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: Andreessen Horowitz Fund I, L.P. Disclosed balance after: 21,817,502 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · ownership.nature: These shares are held of record by Andreessen Horowitz Fund I, L.P., as nominee for Andreessen Horowitz Fund I, L.P., Andreessen Horowitz Fund I-A, L.P. and Andreessen Horowitz Fund I-B, L.P. (collectively, the "AH Fund I Entities"). The Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of the securities held by the AH Fund I Entities (and this report shall not be deemed an admission that he is the beneficial owner of such securities), except to the extent of his pecuniary interest, if any, in the securities by virtue of his interest in the AH Fund I Entities, and/or the general partner entity thereof, as applicable. Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 21:50 UTC | Slack Technologies, Inc. WORK · Entity 137108 | ConversionClass A Common Stock | 3,866,994 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-008308 · wf-form4_156142739307616.xml · nonDerivative · entry 3 OFARRELL JOHN · CIK 0001191712 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: AH Parallel Fund IV, L.P. Disclosed balance after: 7,683,413 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: These shares are held of record by AH Parallel Fund IV, L.P., for itself and as nominee for AH Parallel Fund IV-A, L.P., AH Parallel Fund IV-B, L.P., and AH Parallel Fund IV-Q, L.P. (collectively the "AH Parallel Fund IV Entities"). The Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of the securities held by the AH Parallel Fund IV Entities and this report shall not be deemed an admission that he is the beneficial owner of such securities, except to the extent of his pecuniary interest, if any, in the securities by virtue of his interest in the AH Parallel Fund IV Entities, and/or the general partner entity thereof, as applicable. Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 21:50 UTC | Slack Technologies, Inc. WORK · Entity 137108 | SaleClass A Common Stock | 375,000 | $39.00 | $14,625,000.00 |
DisclosureSEC source: 0001628280-19-008308 · wf-form4_156142739307616.xml · nonDerivative · entry 2 OFARRELL JOHN · CIK 0001191712 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: Andreessen Horowitz Fund I, L.P. Disclosed balance after: 9,814,412 F3 · ownership.nature: These shares are held of record by Andreessen Horowitz Fund I, L.P., as nominee for Andreessen Horowitz Fund I, L.P., Andreessen Horowitz Fund I-A, L.P. and Andreessen Horowitz Fund I-B, L.P. (collectively, the "AH Fund I Entities"). The Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of the securities held by the AH Fund I Entities (and this report shall not be deemed an admission that he is the beneficial owner of such securities), except to the extent of his pecuniary interest, if any, in the securities by virtue of his interest in the AH Fund I Entities, and/or the general partner entity thereof, as applicable. Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 21:50 UTC | Slack Technologies, Inc. WORK · Entity 137108 | SaleClass A Common Stock | 2,625,000 | $38.61 | $101,351,250.00 |
DisclosureSEC source: 0001628280-19-008308 · wf-form4_156142739307616.xml · nonDerivative · entry 1 OFARRELL JOHN · CIK 0001191712 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: AH Parallel Fund IV, L.P. Disclosed balance after: 3,816,419 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.50 to $39.08. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: These shares are held of record by AH Parallel Fund IV, L.P., for itself and as nominee for AH Parallel Fund IV-A, L.P., AH Parallel Fund IV-B, L.P., and AH Parallel Fund IV-Q, L.P. (collectively the "AH Parallel Fund IV Entities"). The Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of the securities held by the AH Parallel Fund IV Entities and this report shall not be deemed an admission that he is the beneficial owner of such securities, except to the extent of his pecuniary interest, if any, in the securities by virtue of his interest in the AH Parallel Fund IV Entities, and/or the general partner entity thereof, as applicable. Read SEC document |
| June 12, 2019 Filed Jun 14, 2019 20:08 UTC | Slack Technologies, Inc. WORK · Entity 137108 | ConversionClass B Common Stock · Derivative | 10,189,412 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-008026 · wf-form4_156055726839653.xml · derivative · entry 4 OFARRELL JOHN · CIK 0001191712 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By:Andreessen Horowitz Fund I, L.P. Disclosed balance after: 38,197,948 Underlying: Class A Common Stock · 10,189,412 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · price: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · ownership.nature: These shares are held of record by Andreessen Horowitz Fund I, L.P., as nominee for Andreessen Horowitz Fund I, L.P., Andreessen Horowitz Fund I-A, L.P. and Andreessen Horowitz Fund I-B, L.P. (collectively, the "AH Fund I Entities"). The Reporting Person disclaims beneficial ownership of the securities held by the AH Fund I Entities (and this report shall not be deemed an admission that he is the beneficial owner of such securities), except to the extent of his pecuniary interest, if any, in the securities by virtue of his interest in the AH Fund I Entities, and/or the general partner entity thereof, as applicable. Read SEC document |
| June 12, 2019 Filed Jun 14, 2019 20:08 UTC | Slack Technologies, Inc. WORK · Entity 137108 | ConversionClass B Common Stock · Derivative | 6,441,419 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-008026 · wf-form4_156055726839653.xml · derivative · entry 3 OFARRELL JOHN · CIK 0001191712 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: AH Parallel Fund IV, L.P. Disclosed balance after: 11,651,555 Underlying: Class A Common Stock · 6,441,419 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · price: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: These shares are held of record by AH Parallel Fund IV, L.P., for itself and as nominee for AH Parallel Fund IV-A, L.P., AH Parallel Fund IV-B, L.P., and AH Parallel Fund IV-Q, L.P. (collectively the "AH Parallel Fund IV Entities"). The Reporting Person disclaims beneficial ownership of the securities held by the AH Parallel Fund IV Entities and this report shall not be deemed an admission that he is the beneficial owner of such securities, except to the extent of his pecuniary interest, if any, in the securities by virtue of his interest in the AH Parallel Fund IV Entities, and/or the general partner entity thereof, as applicable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.