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OFARRELL JOHN

Disclosed activity across 2 companies

Tapewire entity
137149
SEC CIK
0001191712

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
PagerDuty, Inc.PD · Entity 4906DirectorMarch 20, 2020March 24, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PagerDuty, Inc.

Report date March 20, 2020 · Filed March 24, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Andreessen Horowitz Fund III, L.P.0 Reported balance After 2020-03-20 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2020-03-20 · Other · Disposed 7,099,425 · Balance 0

F1: On March 20, 2020, Andreessen Horowitz Fund III, L.P., for itself and as nominee for Andreessen Horowitz Fund III-A, L.P., Andreessen Horowitz Fund III-B, L.P. and Andreessen Horowitz Fund III-Q, L.P. (collectively, the "AH Fund III Entities") distributed, for no consideration, 7,099,425 shares of Common Stock of the Issuer (the "Fund III Shares") to their respective limited partners and to AH Equity Partners III, L. L.C.("AH EP III"), the general partner of the AH Fund III Entities, representing each such partner's pro rata interest in such Fund III Shares.

F2: The reported securities are held of record by Andreessen Horowitz Fund III, L.P., for itself and as nominee for Andreessen Horowitz Fund III-A, L.P., Andreessen Horowitz Fund III-B, L.P. and Andreessen Horowitz Fund III-Q, L.P. AH EP III is the general partner of the AH Fund III Entities. The managing members of AH EP III are Marc Andreessen and Ben Horowitz. AH EP III and its managing members share voting and dispositive power with regard to the securities held by the AH Fund III Entities.

F3: The Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of the shares held by the AH Fund III Entities (and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares), except to the extent of its pecuniary interest, if any, in such shares by virtue of its interest in the AH Fund III Entities and/or AH EP III, as applicable.

Common StockSEC Table I · non-derivativeIndirectBy AH Equity Partners III, L.L.C.0 Reported balance After 2020-03-20 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2020-03-20 · Other · Disposed 70,226 · Balance 0

F4: On March 20, 2020, AH EP III distributed, for no consideration, 70,226 shares of the Fund III Shares to its members, representing each such member's pro rata interest in such Fund III Shares.

F5: The managing members of AH EP III are Marc Andreessen and Ben Horowitz. AH EP III and its managing members share voting and dispositive power with regard to the securities held by the AH Fund III Entities. The Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

Common StockSEC Table I · non-derivativeIndirectBy Trust17,957 Reported balance After 2020-03-20 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2020-03-20 · Other · Acquired 10,798 · Balance 17,957

F6: Represents shares received by O'Farrell Principe Living Trust ua 4-30-1999 pursuant to pro rata distributions by the AH Fund III Entities and AH EP III for no consideration, of shares of the Fund III Shares to their respective partners and such partners' members, as applicable.

F7: The shares are held of record by O'Farrell Principe Living Trust ua 4-30-1999 for which the Reporting Person is a trustee.

Filing footnotes · ownership attribution and instrument terms

F1: On March 20, 2020, Andreessen Horowitz Fund III, L.P., for itself and as nominee for Andreessen Horowitz Fund III-A, L.P., Andreessen Horowitz Fund III-B, L.P. and Andreessen Horowitz Fund III-Q, L.P. (collectively, the "AH Fund III Entities") distributed, for no consideration, 7,099,425 shares of Common Stock of the Issuer (the "Fund III Shares") to their respective limited partners and to AH Equity Partners III, L. L.C.("AH EP III"), the general partner of the AH Fund III Entities, representing each such partner's pro rata interest in such Fund III Shares.

F2: The reported securities are held of record by Andreessen Horowitz Fund III, L.P., for itself and as nominee for Andreessen Horowitz Fund III-A, L.P., Andreessen Horowitz Fund III-B, L.P. and Andreessen Horowitz Fund III-Q, L.P. AH EP III is the general partner of the AH Fund III Entities. The managing members of AH EP III are Marc Andreessen and Ben Horowitz. AH EP III and its managing members share voting and dispositive power with regard to the securities held by the AH Fund III Entities.

F3: The Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of the shares held by the AH Fund III Entities (and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares), except to the extent of its pecuniary interest, if any, in such shares by virtue of its interest in the AH Fund III Entities and/or AH EP III, as applicable.

F4: On March 20, 2020, AH EP III distributed, for no consideration, 70,226 shares of the Fund III Shares to its members, representing each such member's pro rata interest in such Fund III Shares.

F5: The managing members of AH EP III are Marc Andreessen and Ben Horowitz. AH EP III and its managing members share voting and dispositive power with regard to the securities held by the AH Fund III Entities. The Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

F6: Represents shares received by O'Farrell Principe Living Trust ua 4-30-1999 pursuant to pro rata distributions by the AH Fund III Entities and AH EP III for no consideration, of shares of the Fund III Shares to their respective partners and such partners' members, as applicable.

F7: The shares are held of record by O'Farrell Principe Living Trust ua 4-30-1999 for which the Reporting Person is a trustee.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Slack Technologies, Inc.

Report date July 21, 2021 · Filed July 21, 2021

Section 16 reporting ended · disclosed 2021-07-21. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectBy Trust0 Reported balance After 2021-07-21 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2021-07-21 · Other · Disposed 1,018,138 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated as of December 1, 2020 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Skyline Strategies I Inc., Skyline Strategies II LLC, and the Issuer, each share of the Issuer's common stock was tendered in exchange for (i) 0.0776 shares of Salesforce common stock and (ii) $26.79 in cash, together with cash in lieu of any fractional shares of Salesforce common stock.

F2: The shares are held of record by a family trust for which the Reporting Person is a trustee.

Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2021-07-21 transaction · row 2
1 source row

Row 2 · 2021-07-21 · Other · Disposed 5,854 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated as of December 1, 2020 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Skyline Strategies I Inc., Skyline Strategies II LLC, and the Issuer, each share of the Issuer's common stock was tendered in exchange for (i) 0.0776 shares of Salesforce common stock and (ii) $26.79 in cash, together with cash in lieu of any fractional shares of Salesforce common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger, dated as of December 1, 2020 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Skyline Strategies I Inc., Skyline Strategies II LLC, and the Issuer, each share of the Issuer's common stock was tendered in exchange for (i) 0.0776 shares of Salesforce common stock and (ii) $26.79 in cash, together with cash in lieu of any fractional shares of Salesforce common stock.

F2: The shares are held of record by a family trust for which the Reporting Person is a trustee.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 21, 2021 Filed Jul 21, 2021 16:38 UTC Slack Technologies, Inc. WORK · Entity 137108 OtherClass A Common Stock 5,854 Not disclosed Not disclosed
Disclosure

SEC source: 0001764925-21-000136 · wf-form4_162689988413214.xml · nonDerivative · entry 2

OFARRELL JOHN · CIK 0001191712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of December 1, 2020 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Skyline Strategies I Inc., Skyline Strategies II LLC, and the Issuer, each share of the Issuer's common stock was tendered in exchange for (i) 0.0776 shares of Salesforce common stock and (ii) $26.79 in cash, together with cash in lieu of any fractional shares of Salesforce common stock.

Read SEC document
July 21, 2021 Filed Jul 21, 2021 16:38 UTC Slack Technologies, Inc. WORK · Entity 137108 OtherClass A Common Stock 1,018,138 Not disclosed Not disclosed
Disclosure

SEC source: 0001764925-21-000136 · wf-form4_162689988413214.xml · nonDerivative · entry 1

OFARRELL JOHN · CIK 0001191712 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of December 1, 2020 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Skyline Strategies I Inc., Skyline Strategies II LLC, and the Issuer, each share of the Issuer's common stock was tendered in exchange for (i) 0.0776 shares of Salesforce common stock and (ii) $26.79 in cash, together with cash in lieu of any fractional shares of Salesforce common stock.

F2 · ownership.nature: The shares are held of record by a family trust for which the Reporting Person is a trustee.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 17:03 UTC Slack Technologies, Inc. WORK · Entity 137108 SaleClass A Common Stock 10,000 $35.27 $352,700.00
Disclosure

SEC source: 0001764925-20-000643 · wf-form4_160677379017119.xml · nonDerivative · entry 1

OFARRELL JOHN · CIK 0001191712 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,018,138

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.10 to $35.31. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The shares are held of record by a family trust for which the Reporting Person is a trustee.

Read SEC document
September 02, 2020 Filed Sep 4, 2020 16:59 UTC Slack Technologies, Inc. WORK · Entity 137108 SaleClass A Common Stock 10,000 $35.00 $350,000.00
Disclosure

SEC source: 0001764925-20-000562 · wf-form4_159925313403675.xml · nonDerivative · entry 1

OFARRELL JOHN · CIK 0001191712 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,028,138

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · ownership.nature: The shares are held of record by a family trust for which the Reporting Person is a trustee.

Read SEC document
July 13, 2020 Filed Jul 15, 2020 17:04 UTC Slack Technologies, Inc. WORK · Entity 137108 SaleClass A Common Stock 10,000 $35.03 $350,300.00
Disclosure

SEC source: 0001764925-20-000492 · wf-form4_159484707551219.xml · nonDerivative · entry 1

OFARRELL JOHN · CIK 0001191712 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,038,138

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.04. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The shares are held of record by a family trust for which the Reporting Person is a trustee.

Read SEC document
June 19, 2020 Filed Jun 23, 2020 19:59 UTC Slack Technologies, Inc. WORK · Entity 137108 GrantClass A Common Stock 5,854 $0.00 $0.00
Disclosure

SEC source: 0001764925-20-000447 · wf-form4_159295673500512.xml · nonDerivative · entry 1

OFARRELL JOHN · CIK 0001191712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,854

F1 · shares: These shares represent restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A common stock. The RSUs vest in full on the earlier of (i) June 19, 2021 or (ii) the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer on such date.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 17:44 UTC Slack Technologies, Inc. WORK · Entity 137108 SaleClass A Common Stock 10,000 $35.58 $355,800.00
Disclosure

SEC source: 0001764925-20-000384 · wf-form4_159113427276333.xml · nonDerivative · entry 2

OFARRELL JOHN · CIK 0001191712 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,048,138

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · ownership.nature: The shares are held of record by a family trust for which the Reporting Person is a trustee.

Read SEC document
May 29, 2020 Filed Jun 2, 2020 17:44 UTC Slack Technologies, Inc. WORK · Entity 137108 SaleClass A Common Stock 10,000 $35.00 $350,000.00
Disclosure

SEC source: 0001764925-20-000384 · wf-form4_159113427276333.xml · nonDerivative · entry 1

OFARRELL JOHN · CIK 0001191712 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,058,138

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.02. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The shares are held of record by a family trust for which the Reporting Person is a trustee.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 17:30 UTC PagerDuty, Inc. PD · Entity 4906 OtherCommon Stock 10,798 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-002677 · primarydocument.xml · nonDerivative · entry 3

OFARRELL JOHN · CIK 0001191712 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 17,957

F6 · kind: Represents shares received by O'Farrell Principe Living Trust ua 4-30-1999 pursuant to pro rata distributions by the AH Fund III Entities and AH EP III for no consideration, of shares of the Fund III Shares to their respective partners and such partners' members, as applicable.

F7 · ownership.nature: The shares are held of record by O'Farrell Principe Living Trust ua 4-30-1999 for which the Reporting Person is a trustee.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 17:30 UTC PagerDuty, Inc. PD · Entity 4906 OtherCommon Stock 70,226 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-002677 · primarydocument.xml · nonDerivative · entry 2

OFARRELL JOHN · CIK 0001191712 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By AH Equity Partners III, L.L.C.

Disclosed balance after: 0

F4 · kind: On March 20, 2020, AH EP III distributed, for no consideration, 70,226 shares of the Fund III Shares to its members, representing each such member's pro rata interest in such Fund III Shares.

F5 · ownership.nature: The managing members of AH EP III are Marc Andreessen and Ben Horowitz. AH EP III and its managing members share voting and dispositive power with regard to the securities held by the AH Fund III Entities. The Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 17:30 UTC PagerDuty, Inc. PD · Entity 4906 OtherCommon Stock 7,099,425 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-002677 · primarydocument.xml · nonDerivative · entry 1

OFARRELL JOHN · CIK 0001191712 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Andreessen Horowitz Fund III, L.P.

Disclosed balance after: 0

F1 · kind: On March 20, 2020, Andreessen Horowitz Fund III, L.P., for itself and as nominee for Andreessen Horowitz Fund III-A, L.P., Andreessen Horowitz Fund III-B, L.P. and Andreessen Horowitz Fund III-Q, L.P. (collectively, the "AH Fund III Entities") distributed, for no consideration, 7,099,425 shares of Common Stock of the Issuer (the "Fund III Shares") to their respective limited partners and to AH Equity Partners III, L. L.C.("AH EP III"), the general partner of the AH Fund III Entities, representing each such partner's pro rata interest in such Fund III Shares.

F2 · ownership.nature: The reported securities are held of record by Andreessen Horowitz Fund III, L.P., for itself and as nominee for Andreessen Horowitz Fund III-A, L.P., Andreessen Horowitz Fund III-B, L.P. and Andreessen Horowitz Fund III-Q, L.P. AH EP III is the general partner of the AH Fund III Entities. The managing members of AH EP III are Marc Andreessen and Ben Horowitz. AH EP III and its managing members share voting and dispositive power with regard to the securities held by the AH Fund III Entities.

F3 · ownership.nature: The Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of the shares held by the AH Fund III Entities (and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares), except to the extent of its pecuniary interest, if any, in such shares by virtue of its interest in the AH Fund III Entities and/or AH EP III, as applicable.

Read SEC document
March 19, 2020 Filed Mar 19, 2020 20:40 UTC Slack Technologies, Inc. WORK · Entity 137108 ConversionClass B Common Stock · Derivative 850,000 $0.00 $0.00
Disclosure

SEC source: 0001764925-20-000284 · wf-form4_158466479884226.xml · derivative · entry 11

OFARRELL JOHN · CIK 0001191712 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: AH Parallel Fund IV, L.P.

Disclosed balance after: 0

Underlying: Class A Common Stock · 850,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · price: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · ownership.nature: These shares are held of record by AH Parallel Fund IV, L.P., for itself and as nominee for AH Parallel Fund IV-A, L.P., AH Parallel Fund IV-B, L.P., and AH Parallel Fund IV-Q, L.P. (collectively the "AH Parallel Fund IV Entities"). The Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of the securities held by the AH Parallel Fund IV Entities and this report shall not be deemed an admission that he is the beneficial owner of such securities, except to the extent of his pecuniary interest, if any, in the securities by virtue of his interest in the AH Parallel Fund IV Entities, and/or the general partner entity thereof, as applicable.

Read SEC document
March 19, 2020 Filed Mar 19, 2020 20:40 UTC Slack Technologies, Inc. WORK · Entity 137108 SaleClass A Common Stock 4,200 $21.01 $88,242.00
Disclosure

SEC source: 0001764925-20-000284 · wf-form4_158466479884226.xml · nonDerivative · entry 8

OFARRELL JOHN · CIK 0001191712 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: AH Parallel Fund IV, L.P.

Disclosed balance after: 0

F9 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.00 to $21.03. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: These shares are held of record by AH Parallel Fund IV, L.P., for itself and as nominee for AH Parallel Fund IV-A, L.P., AH Parallel Fund IV-B, L.P., and AH Parallel Fund IV-Q, L.P. (collectively the "AH Parallel Fund IV Entities"). The Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of the securities held by the AH Parallel Fund IV Entities and this report shall not be deemed an admission that he is the beneficial owner of such securities, except to the extent of his pecuniary interest, if any, in the securities by virtue of his interest in the AH Parallel Fund IV Entities, and/or the general partner entity thereof, as applicable.

Read SEC document
March 19, 2020 Filed Mar 19, 2020 20:40 UTC Slack Technologies, Inc. WORK · Entity 137108 SaleClass A Common Stock 845,800 $20.54 $17,372,732.00
Disclosure

SEC source: 0001764925-20-000284 · wf-form4_158466479884226.xml · nonDerivative · entry 7

OFARRELL JOHN · CIK 0001191712 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: AH Parallel Fund IV, L.P.

Disclosed balance after: 4,200

F8 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.99. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: These shares are held of record by AH Parallel Fund IV, L.P., for itself and as nominee for AH Parallel Fund IV-A, L.P., AH Parallel Fund IV-B, L.P., and AH Parallel Fund IV-Q, L.P. (collectively the "AH Parallel Fund IV Entities"). The Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of the securities held by the AH Parallel Fund IV Entities and this report shall not be deemed an admission that he is the beneficial owner of such securities, except to the extent of his pecuniary interest, if any, in the securities by virtue of his interest in the AH Parallel Fund IV Entities, and/or the general partner entity thereof, as applicable.

Read SEC document
March 19, 2020 Filed Mar 19, 2020 20:40 UTC Slack Technologies, Inc. WORK · Entity 137108 ConversionClass A Common Stock 850,000 $0.00 $0.00
Disclosure

SEC source: 0001764925-20-000284 · wf-form4_158466479884226.xml · nonDerivative · entry 6

OFARRELL JOHN · CIK 0001191712 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: AH Parallel Fund IV, L.P.

Disclosed balance after: 850,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · ownership.nature: These shares are held of record by AH Parallel Fund IV, L.P., for itself and as nominee for AH Parallel Fund IV-A, L.P., AH Parallel Fund IV-B, L.P., and AH Parallel Fund IV-Q, L.P. (collectively the "AH Parallel Fund IV Entities"). The Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of the securities held by the AH Parallel Fund IV Entities and this report shall not be deemed an admission that he is the beneficial owner of such securities, except to the extent of his pecuniary interest, if any, in the securities by virtue of his interest in the AH Parallel Fund IV Entities, and/or the general partner entity thereof, as applicable.

Read SEC document
March 17, 2020 Filed Mar 19, 2020 20:40 UTC Slack Technologies, Inc. WORK · Entity 137108 ConversionClass B Common Stock · Derivative 6,883,986 $0.00 $0.00
Disclosure

SEC source: 0001764925-20-000284 · wf-form4_158466479884226.xml · derivative · entry 10

OFARRELL JOHN · CIK 0001191712 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: AH Parallel Fund IV, L.P.

Disclosed balance after: 850,000

Underlying: Class A Common Stock · 6,883,986 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · price: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · ownership.nature: These shares are held of record by AH Parallel Fund IV, L.P., for itself and as nominee for AH Parallel Fund IV-A, L.P., AH Parallel Fund IV-B, L.P., and AH Parallel Fund IV-Q, L.P. (collectively the "AH Parallel Fund IV Entities"). The Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of the securities held by the AH Parallel Fund IV Entities and this report shall not be deemed an admission that he is the beneficial owner of such securities, except to the extent of his pecuniary interest, if any, in the securities by virtue of his interest in the AH Parallel Fund IV Entities, and/or the general partner entity thereof, as applicable.

Read SEC document
March 17, 2020 Filed Mar 19, 2020 20:40 UTC Slack Technologies, Inc. WORK · Entity 137108 ConversionClass B Common Stock · Derivative 24,006,180 $0.00 $0.00
Disclosure

SEC source: 0001764925-20-000284 · wf-form4_158466479884226.xml · derivative · entry 9

OFARRELL JOHN · CIK 0001191712 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Andreessen Horowitz Fund I, L.P.

Disclosed balance after: 0

Underlying: Class A Common Stock · 24,006,180 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · price: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.nature: These shares are held of record by Andreessen Horowitz Fund I, L.P., as nominee for Andreessen Horowitz Fund I, L.P., Andreessen Horowitz Fund I-A, L.P. and Andreessen Horowitz Fund I-B, L.P. (collectively, the "AH Fund I Entities"). The Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of the securities held by the AH Fund I Entities (and this report shall not be deemed an admission that he is the beneficial owner of such securities), except to the extent of his pecuniary interest, if any, in the securities by virtue of his interest in the AH Fund I Entities, and/or the general partner entity thereof, as applicable.

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March 17, 2020 Filed Mar 19, 2020 20:40 UTC Slack Technologies, Inc. WORK · Entity 137108 OtherClass A Common Stock 533,587 $0.00 $0.00
Disclosure

SEC source: 0001764925-20-000284 · wf-form4_158466479884226.xml · nonDerivative · entry 5

OFARRELL JOHN · CIK 0001191712 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,068,138

F6 · kind: Represents shares received by the Reporting Person pursuant to a distribution by each of the AH Parallel Fund IV Entities and the AH Fund I Entities, for no consideration, of shares of Class A Common Stock of the Issuer to their respective partners and such partners' members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F1 · price: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · ownership.nature: The shares are held of record by a family trust for which the Reporting Person is a trustee.

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March 17, 2020 Filed Mar 19, 2020 20:40 UTC Slack Technologies, Inc. WORK · Entity 137108 OtherClass A Common Stock 6,883,986 $0.00 $0.00
Disclosure

SEC source: 0001764925-20-000284 · wf-form4_158466479884226.xml · nonDerivative · entry 4

OFARRELL JOHN · CIK 0001191712 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: AH Parallel Fund IV, L.P.

Disclosed balance after: 0

F5 · kind: On March 17, 2020, the AH Parallel Fund IV Entities distributed, for no consideration, 6,883,986 shares of Class A Common Stock of the Issuer (the "Fund IV Shares") to their limited partners and to AH Equity Partners IV (Parallel), L.L.C. ("AH EP IV Parallel"), the general partner of the AH Parallel Fund IV Entities, representing each such partner's pro rata interest in such Fund IV Shares. On the same date, AH EP IV Parallel distributed, for no consideration, the Fund IV Shares it received in the distribution by the AH Parallel Fund IV Entities to its members, representing each such member's pro rata interest in such Fund IV Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F1 · price: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · ownership.nature: These shares are held of record by AH Parallel Fund IV, L.P., for itself and as nominee for AH Parallel Fund IV-A, L.P., AH Parallel Fund IV-B, L.P., and AH Parallel Fund IV-Q, L.P. (collectively the "AH Parallel Fund IV Entities"). The Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of the securities held by the AH Parallel Fund IV Entities and this report shall not be deemed an admission that he is the beneficial owner of such securities, except to the extent of his pecuniary interest, if any, in the securities by virtue of his interest in the AH Parallel Fund IV Entities, and/or the general partner entity thereof, as applicable.

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March 17, 2020 Filed Mar 19, 2020 20:40 UTC Slack Technologies, Inc. WORK · Entity 137108 OtherClass A Common Stock 24,006,180 $0.00 $0.00
Disclosure

SEC source: 0001764925-20-000284 · wf-form4_158466479884226.xml · nonDerivative · entry 3

OFARRELL JOHN · CIK 0001191712 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Andreessen Horowitz Fund I, L.P.

Disclosed balance after: 0

F4 · kind: On March 17, 2020, the AH Fund I Entities distributed, for no consideration, 24,006,180 shares of Class A Common Stock of the Issuer (the "Fund I Shares") to their limited partners and to AH Equity Partners I, L.L.C ("AH EP I"), the general partner of the AH Fund I Entities, representing each such partner's pro rata interest in such Fund I Shares. On the same date, AH EP I distributed, for no consideration, the Fund I Shares it received in the distribution by the AH Fund I Entities to its members, representing each such member's pro rata interest in such Fund I Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F1 · price: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.nature: These shares are held of record by Andreessen Horowitz Fund I, L.P., as nominee for Andreessen Horowitz Fund I, L.P., Andreessen Horowitz Fund I-A, L.P. and Andreessen Horowitz Fund I-B, L.P. (collectively, the "AH Fund I Entities"). The Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of the securities held by the AH Fund I Entities (and this report shall not be deemed an admission that he is the beneficial owner of such securities), except to the extent of his pecuniary interest, if any, in the securities by virtue of his interest in the AH Fund I Entities, and/or the general partner entity thereof, as applicable.

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March 17, 2020 Filed Mar 19, 2020 20:40 UTC Slack Technologies, Inc. WORK · Entity 137108 ConversionClass A Common Stock 6,883,986 $0.00 $0.00
Disclosure

SEC source: 0001764925-20-000284 · wf-form4_158466479884226.xml · nonDerivative · entry 2

OFARRELL JOHN · CIK 0001191712 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: AH Parallel Fund IV, L.P.

Disclosed balance after: 6,883,986

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · ownership.nature: These shares are held of record by AH Parallel Fund IV, L.P., for itself and as nominee for AH Parallel Fund IV-A, L.P., AH Parallel Fund IV-B, L.P., and AH Parallel Fund IV-Q, L.P. (collectively the "AH Parallel Fund IV Entities"). The Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of the securities held by the AH Parallel Fund IV Entities and this report shall not be deemed an admission that he is the beneficial owner of such securities, except to the extent of his pecuniary interest, if any, in the securities by virtue of his interest in the AH Parallel Fund IV Entities, and/or the general partner entity thereof, as applicable.

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March 17, 2020 Filed Mar 19, 2020 20:40 UTC Slack Technologies, Inc. WORK · Entity 137108 ConversionClass A Common Stock 24,006,180 $0.00 $0.00
Disclosure

SEC source: 0001764925-20-000284 · wf-form4_158466479884226.xml · nonDerivative · entry 1

OFARRELL JOHN · CIK 0001191712 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Andreessen Horowitz Fund I, L.P.

Disclosed balance after: 24,006,180

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.nature: These shares are held of record by Andreessen Horowitz Fund I, L.P., as nominee for Andreessen Horowitz Fund I, L.P., Andreessen Horowitz Fund I-A, L.P. and Andreessen Horowitz Fund I-B, L.P. (collectively, the "AH Fund I Entities"). The Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of the securities held by the AH Fund I Entities (and this report shall not be deemed an admission that he is the beneficial owner of such securities), except to the extent of his pecuniary interest, if any, in the securities by virtue of his interest in the AH Fund I Entities, and/or the general partner entity thereof, as applicable.

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March 16, 2020 Filed Mar 18, 2020 21:52 UTC Slack Technologies, Inc. WORK · Entity 137108 ConversionClass B Common Stock · Derivative 42,990 $0.00 $0.00
Disclosure

SEC source: 0001764925-20-000278 · wf-form4_158458273549211.xml · derivative · entry 5

OFARRELL JOHN · CIK 0001191712 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: a16z Seed-III, LLC

Disclosed balance after: 0

Underlying: Class A Common Stock · 42,990 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · price: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.nature: These shares are held of record by a16z Seed III, LLC ("a16z Seed"). The Reporting Person disclaims beneficial ownership of the securities held by a16z Seed and this report shall not be deemed an admission that he is the beneficial owner of such securities, except to the extent of his pecuniary interest, if any, in the securities by virtue of his interest in a16z Seed, and/or its members and/or the general partner entity thereof, as applicable.

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March 16, 2020 Filed Mar 18, 2020 21:52 UTC Slack Technologies, Inc. WORK · Entity 137108 SaleClass A Common Stock 37,299 $18.91 $705,324.09
Disclosure

SEC source: 0001764925-20-000278 · wf-form4_158458273549211.xml · nonDerivative · entry 3

OFARRELL JOHN · CIK 0001191712 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: a16z Seed III, LLC

Disclosed balance after: 0

F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.63 to $19.38. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: These shares are held of record by a16z Seed III, LLC ("a16z Seed"). The Reporting Person disclaims beneficial ownership of the securities held by a16z Seed and this report shall not be deemed an admission that he is the beneficial owner of such securities, except to the extent of his pecuniary interest, if any, in the securities by virtue of his interest in a16z Seed, and/or its members and/or the general partner entity thereof, as applicable.

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March 16, 2020 Filed Mar 18, 2020 21:52 UTC Slack Technologies, Inc. WORK · Entity 137108 SaleClass A Common Stock 5,691 $17.87 $101,698.17
Disclosure

SEC source: 0001764925-20-000278 · wf-form4_158458273549211.xml · nonDerivative · entry 2

OFARRELL JOHN · CIK 0001191712 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: a16z Seed III, LLC

Disclosed balance after: 37,299

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.62 to $18.61. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: These shares are held of record by a16z Seed III, LLC ("a16z Seed"). The Reporting Person disclaims beneficial ownership of the securities held by a16z Seed and this report shall not be deemed an admission that he is the beneficial owner of such securities, except to the extent of his pecuniary interest, if any, in the securities by virtue of his interest in a16z Seed, and/or its members and/or the general partner entity thereof, as applicable.

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March 16, 2020 Filed Mar 18, 2020 21:52 UTC Slack Technologies, Inc. WORK · Entity 137108 ConversionClass A Common Stock 42,990 $0.00 $0.00
Disclosure

SEC source: 0001764925-20-000278 · wf-form4_158458273549211.xml · nonDerivative · entry 1

OFARRELL JOHN · CIK 0001191712 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: a16z Seed III, LLC

Disclosed balance after: 42,990

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.nature: These shares are held of record by a16z Seed III, LLC ("a16z Seed"). The Reporting Person disclaims beneficial ownership of the securities held by a16z Seed and this report shall not be deemed an admission that he is the beneficial owner of such securities, except to the extent of his pecuniary interest, if any, in the securities by virtue of his interest in a16z Seed, and/or its members and/or the general partner entity thereof, as applicable.

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March 13, 2020 Filed Mar 17, 2020 17:19 UTC Slack Technologies, Inc. WORK · Entity 137108 ConversionClass B Common Stock · Derivative 50,575 $0.00 $0.00
Disclosure

SEC source: 0001764925-20-000274 · wf-form4_158447996925623.xml · derivative · entry 7

OFARRELL JOHN · CIK 0001191712 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: AH Parallel Fund IV, L.P.

Disclosed balance after: 7,733,986

Underlying: Class A Common Stock · 50,575 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · price: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · ownership.nature: These shares are held of record by AH Parallel Fund IV, L.P., for itself and as nominee for AH Parallel Fund IV-A, L.P., AH Parallel Fund IV-B, L.P., and AH Parallel Fund IV-Q, L.P. (collectively the "AH Parallel Fund IV Entities"). The Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of the securities held by the AH Parallel Fund IV Entities and this report shall not be deemed an admission that he is the beneficial owner of such securities, except to the extent of his pecuniary interest, if any, in the securities by virtue of his interest in the AH Parallel Fund IV Entities, and/or the general partner entity thereof, as applicable.

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March 13, 2020 Filed Mar 17, 2020 17:19 UTC Slack Technologies, Inc. WORK · Entity 137108 ConversionClass B Common Stock · Derivative 2,188,678 $0.00 $0.00
Disclosure

SEC source: 0001764925-20-000274 · wf-form4_158447996925623.xml · derivative · entry 6

OFARRELL JOHN · CIK 0001191712 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Andreessen Horowitz Fund I, L.P.

Disclosed balance after: 24,006,180

Underlying: Class A Common Stock · 2,188,678 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · price: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.nature: These shares are held of record by Andreessen Horowitz Fund I, L.P., as nominee for Andreessen Horowitz Fund I, L.P., Andreessen Horowitz Fund I-A, L.P. and Andreessen Horowitz Fund I-B, L.P. (collectively, the "AH Fund I Entities"). The Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of the securities held by the AH Fund I Entities (and this report shall not be deemed an admission that he is the beneficial owner of such securities), except to the extent of his pecuniary interest, if any, in the securities by virtue of his interest in the AH Fund I Entities, and/or the general partner entity thereof, as applicable.

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March 13, 2020 Filed Mar 17, 2020 17:19 UTC Slack Technologies, Inc. WORK · Entity 137108 OtherClass A Common Stock 267,275 $0.00 $0.00
Disclosure

SEC source: 0001764925-20-000274 · wf-form4_158447996925623.xml · nonDerivative · entry 5

OFARRELL JOHN · CIK 0001191712 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 534,551

F6 · kind: Represents shares received by the Reporting Person pursuant to a distribution by each of the AH Parallel Fund IV Entities and the AH Fund I Entities, for no consideration, of shares of Class A Common Stock of the Issuer to their respective partners and such partners' members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F1 · price: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · ownership.nature: The shares are held of record by a family trust for which the Reporting Person is a trustee.

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March 13, 2020 Filed Mar 17, 2020 17:19 UTC Slack Technologies, Inc. WORK · Entity 137108 OtherClass A Common Stock 3,866,994 $0.00 $0.00
Disclosure

SEC source: 0001764925-20-000274 · wf-form4_158447996925623.xml · nonDerivative · entry 4

OFARRELL JOHN · CIK 0001191712 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: AH Parallel Fund IV, L.P.

Disclosed balance after: 0

F5 · kind: On March 13, 2020, the AH Parallel Fund IV Entities distributed, for no consideration, 3,866,994 shares of Class A Common Stock of the Issuer (the "Fund IV Shares") to their limited partners and to AH Equity Partners IV (Parallel), L.L.C. ("AH EP IV Parallel"), the general partner of the AH Parallel Fund IV Entities, representing each such partner's pro rata interest in such Fund IV Shares. On the same date, AH EP IV Parallel distributed, for no consideration, the Fund IV Shares it received in the distribution by the AH Parallel Fund IV Entities to its members, representing each such member's pro rata interest in such Fund IV Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F1 · price: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · ownership.nature: These shares are held of record by AH Parallel Fund IV, L.P., for itself and as nominee for AH Parallel Fund IV-A, L.P., AH Parallel Fund IV-B, L.P., and AH Parallel Fund IV-Q, L.P. (collectively the "AH Parallel Fund IV Entities"). The Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of the securities held by the AH Parallel Fund IV Entities and this report shall not be deemed an admission that he is the beneficial owner of such securities, except to the extent of his pecuniary interest, if any, in the securities by virtue of his interest in the AH Parallel Fund IV Entities, and/or the general partner entity thereof, as applicable.

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March 13, 2020 Filed Mar 17, 2020 17:19 UTC Slack Technologies, Inc. WORK · Entity 137108 OtherClass A Common Stock 12,003,090 $0.00 $0.00
Disclosure

SEC source: 0001764925-20-000274 · wf-form4_158447996925623.xml · nonDerivative · entry 3

OFARRELL JOHN · CIK 0001191712 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Andreessen Horowitz Fund I, L.P.

Disclosed balance after: 0

F4 · kind: On March 13, 2020, the AH Fund I Entities distributed, for no consideration, 12,003,090 shares of Class A Common Stock of the Issuer (the "Fund I Shares") to their limited partners and to AH Equity Partners I, L.L.C ("AH EP I"), the general partner of the AH Fund I Entities, representing each such partner's pro rata interest in such Fund I Shares. On the same date, AH EP I distributed, for no consideration, the Fund I Shares it received in the distribution by the AH Fund I Entities to its members, representing each such member's pro rata interest in such Fund I Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F1 · price: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.nature: These shares are held of record by Andreessen Horowitz Fund I, L.P., as nominee for Andreessen Horowitz Fund I, L.P., Andreessen Horowitz Fund I-A, L.P. and Andreessen Horowitz Fund I-B, L.P. (collectively, the "AH Fund I Entities"). The Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of the securities held by the AH Fund I Entities (and this report shall not be deemed an admission that he is the beneficial owner of such securities), except to the extent of his pecuniary interest, if any, in the securities by virtue of his interest in the AH Fund I Entities, and/or the general partner entity thereof, as applicable.

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March 13, 2020 Filed Mar 17, 2020 17:19 UTC Slack Technologies, Inc. WORK · Entity 137108 ConversionClass A Common Stock 50,575 $0.00 $0.00
Disclosure

SEC source: 0001764925-20-000274 · wf-form4_158447996925623.xml · nonDerivative · entry 2

OFARRELL JOHN · CIK 0001191712 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: AH Parallel Fund IV, L.P.

Disclosed balance after: 3,866,994

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · ownership.nature: These shares are held of record by AH Parallel Fund IV, L.P., for itself and as nominee for AH Parallel Fund IV-A, L.P., AH Parallel Fund IV-B, L.P., and AH Parallel Fund IV-Q, L.P. (collectively the "AH Parallel Fund IV Entities"). The Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of the securities held by the AH Parallel Fund IV Entities and this report shall not be deemed an admission that he is the beneficial owner of such securities, except to the extent of his pecuniary interest, if any, in the securities by virtue of his interest in the AH Parallel Fund IV Entities, and/or the general partner entity thereof, as applicable.

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March 13, 2020 Filed Mar 17, 2020 17:19 UTC Slack Technologies, Inc. WORK · Entity 137108 ConversionClass A Common Stock 2,188,678 $0.00 $0.00
Disclosure

SEC source: 0001764925-20-000274 · wf-form4_158447996925623.xml · nonDerivative · entry 1

OFARRELL JOHN · CIK 0001191712 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Andreessen Horowitz Fund I, L.P.

Disclosed balance after: 12,003,090

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.nature: These shares are held of record by Andreessen Horowitz Fund I, L.P., as nominee for Andreessen Horowitz Fund I, L.P., Andreessen Horowitz Fund I-A, L.P. and Andreessen Horowitz Fund I-B, L.P. (collectively, the "AH Fund I Entities"). The Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of the securities held by the AH Fund I Entities (and this report shall not be deemed an admission that he is the beneficial owner of such securities), except to the extent of his pecuniary interest, if any, in the securities by virtue of his interest in the AH Fund I Entities, and/or the general partner entity thereof, as applicable.

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December 10, 2019 Filed Dec 12, 2019 18:23 UTC PagerDuty, Inc. PD · Entity 4906 OtherCommon Stock 4,474 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-060282 · doc4.xml · nonDerivative · entry 3

OFARRELL JOHN · CIK 0001191712 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 7,159

F6 · kind: Represents shares received by O'Farrell Principe Living Trust ua 4-30-1999 pursuant to pro rata distributions by the AH Fund III Entities and AH EP III for no consideration, of shares of the Fund III Shares to their respective partners and such partners' members, as applicable.

F7 · ownership.nature: The shares are held of record by O'Farrell Principe Living Trust ua 4-30-1999 for which the Reporting Person is a trustee.

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December 10, 2019 Filed Dec 12, 2019 18:23 UTC PagerDuty, Inc. PD · Entity 4906 OtherCommon Stock 29,255 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-060282 · doc4.xml · nonDerivative · entry 2

OFARRELL JOHN · CIK 0001191712 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: AH Equity Partners III, L.L.C.

Disclosed balance after: 0

F4 · kind: On December 10, 2019, AH EP III distributed, for no consideration, 29,255 shares of the Fund III Shares to its members, representing each such member's pro rata interest in such Fund III Shares.

F5 · ownership.nature: The managing members of AH EP III are Marc Andreessen and Ben Horowitz. AH EP III and its managing members share voting and dispositive power with regard to the securities held by the AH Fund III Entities. Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

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December 10, 2019 Filed Dec 12, 2019 18:23 UTC PagerDuty, Inc. PD · Entity 4906 OtherCommon Stock 2,958,094 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-060282 · doc4.xml · nonDerivative · entry 1

OFARRELL JOHN · CIK 0001191712 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Andreessen Horowitz Fund III, L.P.

Disclosed balance after: 7,099,425

F1 · kind: On December 10, 2019, Andreessen Horowitz Fund III, L.P., for itself and as nominee for Andreessen Horowitz Fund III-A, L.P., Andreessen Horowitz Fund III-B, L.P. and Andreessen Horowitz Fund III-Q, L.P. (collectively, the "AH Fund III Entities") distributed, for no consideration, 2,958,094 shares of Common Stock of the Issuer (the "Fund III Shares") to their respective limited partners and to AH Equity Partners III, L. L.C.("AH EP III"), the general partner of the AH Fund III Entities, representing each such partner's pro rata interest in such Fund III Shares.

F2 · ownership.nature: The reported securities are held of record by Andreessen Horowitz Fund III, L.P., for itself and as nominee for Andreessen Horowitz Fund III-A, L.P., Andreessen Horowitz Fund III-B, L.P. and Andreessen Horowitz Fund III-Q, L.P. AH EP III is the general partner of the AH Fund III Entities. The managing members of AH EP III are Marc Andreessen and Ben Horowitz. AH EP III and its managing members share voting and dispositive power with regard to the securities held by the AH Fund III Entities.

F3 · ownership.nature: Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of the shares held by the AH Fund III Entities (and this report shall not be deemed an admission that any such person is the beneficial owner of such shares), except to the extent of its pecuniary interest, if any, in such shares by virtue of its interest in the AH Fund III Entities and/or AH EP III, as applicable.

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October 08, 2019 Filed Oct 9, 2019 21:04 UTC PagerDuty, Inc. PD · Entity 4906 OtherCommon Stock 2,685 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-052895 · doc4.xml · nonDerivative · entry 3

OFARRELL JOHN · CIK 0001191712 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 2,685

F6 · kind: Represents shares received by O'Farrell Principe Living Trust ua 4-30-1999 pursuant to pro rata distribution by the AH Fund III Entities and AH EP III for no consideration, of shares of the Fund III Shares to their respective partners and such partner's members, as applicable.

F7 · ownership.nature: The shares are held of record by O'Farrell Principe Living Trust ua 4-30-1999 for which the Reporting Person is a trustee.

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October 08, 2019 Filed Oct 9, 2019 21:04 UTC PagerDuty, Inc. PD · Entity 4906 OtherCommon Stock 17,555 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-052895 · doc4.xml · nonDerivative · entry 2

OFARRELL JOHN · CIK 0001191712 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: AH Equity Partners III, L.L.C.

Disclosed balance after: 0

F4 · kind: On October 8, 2019, AH EP III distributed, for no consideration, 17,555 shares of the Fund III Shares to its members, representing each such member's pro rata interest in such Fund III Shares.

F5 · ownership.nature: The managing members of AH EP III are Marc Andreessen and Ben Horowitz. AH EP III and its managing members share voting and dispositive power with regard to the securities held by the AH Fund III Entities. Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

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October 08, 2019 Filed Oct 9, 2019 21:04 UTC PagerDuty, Inc. PD · Entity 4906 OtherCommon Stock 1,774,856 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-052895 · doc4.xml · nonDerivative · entry 1

OFARRELL JOHN · CIK 0001191712 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Andreessen Horowitz Fund III, L.P.

Disclosed balance after: 10,057,519

F1 · kind: On October 8, 2019, Andreessen Horowitz Fund III, L.P., for itself and as nominee for Andreessen Horowitz Fund III-A, L.P., Andreessen Horowitz Fund III-B, L.P. and Andreessen Horowitz Fund III-Q, L.P. (collectively, the "AH Fund III Entities") distributed, for no consideration, 1,774,856 shares of Common Stock of the Issuer (the "Fund III Shares") to their respective limited partners and to AH Equity Partners III, L. L.C.("AH EP III"), the general partner of the AH Fund III Entities, representing each such partner's pro rata interest in such Fund III Shares.

F2 · ownership.nature: The reported securities are held of record by Andreessen Horowitz Fund III, L.P., for itself and as nominee for Andreessen Horowitz Fund III-A, L.P., Andreessen Horowitz Fund III-B, L.P. and Andreessen Horowitz Fund III-Q, L.P. AH EP III is the general partner of the AH Fund III Entities. The managing members of AH EP III are Marc Andreessen and Ben Horowitz. AH EP III and its managing members share voting and dispositive power with regard to the securities held by the AH Fund III Entities.

F3 · ownership.nature: Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of the shares held by the AH Fund III Entities (and this report shall not be deemed an admission that any such person is the beneficial owner of such shares), except to the extent of its pecuniary interest, if any, in such shares by virtue of its interest in the AH Fund III Entities and/or AH EP III, as applicable.

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June 20, 2019 Filed Jun 24, 2019 21:50 UTC Slack Technologies, Inc. WORK · Entity 137108 ConversionClass B Common Stock · Derivative 12,003,090 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-008308 · wf-form4_156142739307616.xml · derivative · entry 9

OFARRELL JOHN · CIK 0001191712 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By:Andreessen Horowitz Fund I, L.P.

Disclosed balance after: 26,194,858

Underlying: Class A Common Stock · 12,003,090 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · price: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · ownership.nature: These shares are held of record by Andreessen Horowitz Fund I, L.P., as nominee for Andreessen Horowitz Fund I, L.P., Andreessen Horowitz Fund I-A, L.P. and Andreessen Horowitz Fund I-B, L.P. (collectively, the "AH Fund I Entities"). The Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of the securities held by the AH Fund I Entities (and this report shall not be deemed an admission that he is the beneficial owner of such securities), except to the extent of his pecuniary interest, if any, in the securities by virtue of his interest in the AH Fund I Entities, and/or the general partner entity thereof, as applicable.

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June 20, 2019 Filed Jun 24, 2019 21:50 UTC Slack Technologies, Inc. WORK · Entity 137108 ConversionClass B Common Stock · Derivative 3,866,994 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-008308 · wf-form4_156142739307616.xml · derivative · entry 8

OFARRELL JOHN · CIK 0001191712 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: AH Parallel Fund IV, L.P.

Disclosed balance after: 7,784,561

Underlying: Class A Common Stock · 3,866,994 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · price: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.nature: These shares are held of record by AH Parallel Fund IV, L.P., for itself and as nominee for AH Parallel Fund IV-A, L.P., AH Parallel Fund IV-B, L.P., and AH Parallel Fund IV-Q, L.P. (collectively the "AH Parallel Fund IV Entities"). The Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of the securities held by the AH Parallel Fund IV Entities and this report shall not be deemed an admission that he is the beneficial owner of such securities, except to the extent of his pecuniary interest, if any, in the securities by virtue of his interest in the AH Parallel Fund IV Entities, and/or the general partner entity thereof, as applicable.

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June 20, 2019 Filed Jun 24, 2019 21:50 UTC Slack Technologies, Inc. WORK · Entity 137108 OtherClass A Common Stock 267,276 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-008308 · wf-form4_156142739307616.xml · nonDerivative · entry 7

OFARRELL JOHN · CIK 0001191712 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: Not disclosed

F7 · kind: Represents shares received by the Reporting Person pursuant to a distribution by each of the AH Parallel Fund IV Entities and the AH Fund I Entities, for no consideration, of shares of Class A Common Stock of the Issuer to their respective partners and such partner's members, as applicable. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F8 · ownership.nature: The shares are held of record by a family trust for which the Reporting Person is a trustee.

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June 20, 2019 Filed Jun 24, 2019 21:50 UTC Slack Technologies, Inc. WORK · Entity 137108 OtherClass A Common Stock 12,003,090 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-008308 · wf-form4_156142739307616.xml · nonDerivative · entry 6

OFARRELL JOHN · CIK 0001191712 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Andreessen Horowitz Fund I, L.P.

Disclosed balance after: 9,814,412

F6 · kind: On June 20, 2019, the AH Fund I Entities distributed, for no consideration, 12,003,090 shares of Class A Common Stock of the Issuer (the "Fund I Shares") to their limited partners and to AH EP I, the general partner of the AH Fund I Entities, representing each such partner's pro rata interest in such Fund I Shares. On the same date, AH EP I distributed, for no consideration, the Fund I Shares it received in the distribution by the AH Fund I Entities to its members, representing each such member's pro rata interest in such Fund I Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F3 · ownership.nature: These shares are held of record by Andreessen Horowitz Fund I, L.P., as nominee for Andreessen Horowitz Fund I, L.P., Andreessen Horowitz Fund I-A, L.P. and Andreessen Horowitz Fund I-B, L.P. (collectively, the "AH Fund I Entities"). The Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of the securities held by the AH Fund I Entities (and this report shall not be deemed an admission that he is the beneficial owner of such securities), except to the extent of his pecuniary interest, if any, in the securities by virtue of his interest in the AH Fund I Entities, and/or the general partner entity thereof, as applicable.

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June 20, 2019 Filed Jun 24, 2019 21:50 UTC Slack Technologies, Inc. WORK · Entity 137108 OtherClass A Common Stock 3,866,994 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-008308 · wf-form4_156142739307616.xml · nonDerivative · entry 5

OFARRELL JOHN · CIK 0001191712 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: AH Parallel Fund IV, L.P.

Disclosed balance after: 3,816,419

F5 · kind: On June 20, 2019, the AH Parallel Fund IV Entities distributed, for no consideration, 3,866,994 shares of Class A Common Stock of the Issuer (the "Fund IV Shares") to their limited partners and to AH Equity Partners IV (Parallel), L.L.C. ("AH EP IV Parallel"), the general partner of the AH Parallel Fund IV Entities, representing each such partner's pro rata interest in such Fund IV Shares. On the same date, AH EP IV Parallel distributed, for no consideration, the Fund IV Shares it received in the distribution by the AH Parallel Fund IV Entities to its members, representing each such member's pro rata interest in such Fund IV Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F4 · price: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.nature: These shares are held of record by AH Parallel Fund IV, L.P., for itself and as nominee for AH Parallel Fund IV-A, L.P., AH Parallel Fund IV-B, L.P., and AH Parallel Fund IV-Q, L.P. (collectively the "AH Parallel Fund IV Entities"). The Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of the securities held by the AH Parallel Fund IV Entities and this report shall not be deemed an admission that he is the beneficial owner of such securities, except to the extent of his pecuniary interest, if any, in the securities by virtue of his interest in the AH Parallel Fund IV Entities, and/or the general partner entity thereof, as applicable.

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June 20, 2019 Filed Jun 24, 2019 21:50 UTC Slack Technologies, Inc. WORK · Entity 137108 ConversionClass A Common Stock 12,003,090 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-008308 · wf-form4_156142739307616.xml · nonDerivative · entry 4

OFARRELL JOHN · CIK 0001191712 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Andreessen Horowitz Fund I, L.P.

Disclosed balance after: 21,817,502

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · ownership.nature: These shares are held of record by Andreessen Horowitz Fund I, L.P., as nominee for Andreessen Horowitz Fund I, L.P., Andreessen Horowitz Fund I-A, L.P. and Andreessen Horowitz Fund I-B, L.P. (collectively, the "AH Fund I Entities"). The Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of the securities held by the AH Fund I Entities (and this report shall not be deemed an admission that he is the beneficial owner of such securities), except to the extent of his pecuniary interest, if any, in the securities by virtue of his interest in the AH Fund I Entities, and/or the general partner entity thereof, as applicable.

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June 20, 2019 Filed Jun 24, 2019 21:50 UTC Slack Technologies, Inc. WORK · Entity 137108 ConversionClass A Common Stock 3,866,994 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-008308 · wf-form4_156142739307616.xml · nonDerivative · entry 3

OFARRELL JOHN · CIK 0001191712 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: AH Parallel Fund IV, L.P.

Disclosed balance after: 7,683,413

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.nature: These shares are held of record by AH Parallel Fund IV, L.P., for itself and as nominee for AH Parallel Fund IV-A, L.P., AH Parallel Fund IV-B, L.P., and AH Parallel Fund IV-Q, L.P. (collectively the "AH Parallel Fund IV Entities"). The Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of the securities held by the AH Parallel Fund IV Entities and this report shall not be deemed an admission that he is the beneficial owner of such securities, except to the extent of his pecuniary interest, if any, in the securities by virtue of his interest in the AH Parallel Fund IV Entities, and/or the general partner entity thereof, as applicable.

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June 20, 2019 Filed Jun 24, 2019 21:50 UTC Slack Technologies, Inc. WORK · Entity 137108 SaleClass A Common Stock 375,000 $39.00 $14,625,000.00
Disclosure

SEC source: 0001628280-19-008308 · wf-form4_156142739307616.xml · nonDerivative · entry 2

OFARRELL JOHN · CIK 0001191712 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Andreessen Horowitz Fund I, L.P.

Disclosed balance after: 9,814,412

F3 · ownership.nature: These shares are held of record by Andreessen Horowitz Fund I, L.P., as nominee for Andreessen Horowitz Fund I, L.P., Andreessen Horowitz Fund I-A, L.P. and Andreessen Horowitz Fund I-B, L.P. (collectively, the "AH Fund I Entities"). The Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of the securities held by the AH Fund I Entities (and this report shall not be deemed an admission that he is the beneficial owner of such securities), except to the extent of his pecuniary interest, if any, in the securities by virtue of his interest in the AH Fund I Entities, and/or the general partner entity thereof, as applicable.

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June 20, 2019 Filed Jun 24, 2019 21:50 UTC Slack Technologies, Inc. WORK · Entity 137108 SaleClass A Common Stock 2,625,000 $38.61 $101,351,250.00
Disclosure

SEC source: 0001628280-19-008308 · wf-form4_156142739307616.xml · nonDerivative · entry 1

OFARRELL JOHN · CIK 0001191712 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: AH Parallel Fund IV, L.P.

Disclosed balance after: 3,816,419

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.50 to $39.08. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: These shares are held of record by AH Parallel Fund IV, L.P., for itself and as nominee for AH Parallel Fund IV-A, L.P., AH Parallel Fund IV-B, L.P., and AH Parallel Fund IV-Q, L.P. (collectively the "AH Parallel Fund IV Entities"). The Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of the securities held by the AH Parallel Fund IV Entities and this report shall not be deemed an admission that he is the beneficial owner of such securities, except to the extent of his pecuniary interest, if any, in the securities by virtue of his interest in the AH Parallel Fund IV Entities, and/or the general partner entity thereof, as applicable.

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June 12, 2019 Filed Jun 14, 2019 20:08 UTC Slack Technologies, Inc. WORK · Entity 137108 ConversionClass B Common Stock · Derivative 10,189,412 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-008026 · wf-form4_156055726839653.xml · derivative · entry 4

OFARRELL JOHN · CIK 0001191712 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By:Andreessen Horowitz Fund I, L.P.

Disclosed balance after: 38,197,948

Underlying: Class A Common Stock · 10,189,412 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · price: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · ownership.nature: These shares are held of record by Andreessen Horowitz Fund I, L.P., as nominee for Andreessen Horowitz Fund I, L.P., Andreessen Horowitz Fund I-A, L.P. and Andreessen Horowitz Fund I-B, L.P. (collectively, the "AH Fund I Entities"). The Reporting Person disclaims beneficial ownership of the securities held by the AH Fund I Entities (and this report shall not be deemed an admission that he is the beneficial owner of such securities), except to the extent of his pecuniary interest, if any, in the securities by virtue of his interest in the AH Fund I Entities, and/or the general partner entity thereof, as applicable.

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June 12, 2019 Filed Jun 14, 2019 20:08 UTC Slack Technologies, Inc. WORK · Entity 137108 ConversionClass B Common Stock · Derivative 6,441,419 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-008026 · wf-form4_156055726839653.xml · derivative · entry 3

OFARRELL JOHN · CIK 0001191712 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: AH Parallel Fund IV, L.P.

Disclosed balance after: 11,651,555

Underlying: Class A Common Stock · 6,441,419 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · price: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.nature: These shares are held of record by AH Parallel Fund IV, L.P., for itself and as nominee for AH Parallel Fund IV-A, L.P., AH Parallel Fund IV-B, L.P., and AH Parallel Fund IV-Q, L.P. (collectively the "AH Parallel Fund IV Entities"). The Reporting Person disclaims beneficial ownership of the securities held by the AH Parallel Fund IV Entities and this report shall not be deemed an admission that he is the beneficial owner of such securities, except to the extent of his pecuniary interest, if any, in the securities by virtue of his interest in the AH Parallel Fund IV Entities, and/or the general partner entity thereof, as applicable.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.