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person · Reporting owner

Caulfield Michael

Disclosed activity across 1 company

Tapewire entity
136829
SEC CIK
0001465752

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
KUSTOM ENTERTAINMENT, INC.DGLY · Entity 8204DirectorJuly 08, 2021July 29, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

KUSTOM ENTERTAINMENT, INC.

Report date July 08, 2021 · Filed July 29, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock Purchase OptionSEC Table II · derivative / convertible security · Conversion / exercise price $1.67 · Expires 2031-07-08Direct325,000 Reported balance After 2021-07-08 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2021-07-08 · Grant · Acquired 100,000 · Balance 325,000

F1: On July 8, 2021 the Reporting Person was granted options to purchase 100,000 shares of common stock at an exercise price of $1.67 per share. The options vest on the following schedule: 25,000 on July 8, 2021, 25,000 on December 31, 2021, 25,000 on March 31, 2022 and 25,000 on May 31, 2022 subject to the Reporting Person remaining as a member of the Board of Directors on such dates.

Filing footnotes · ownership attribution and instrument terms

F1: On July 8, 2021 the Reporting Person was granted options to purchase 100,000 shares of common stock at an exercise price of $1.67 per share. The options vest on the following schedule: 25,000 on July 8, 2021, 25,000 on December 31, 2021, 25,000 on March 31, 2022 and 25,000 on May 31, 2022 subject to the Reporting Person remaining as a member of the Board of Directors on such dates.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 08, 2021 Filed Jul 29, 2021 11:17 UTC KUSTOM ENTERTAINMENT, INC. DGLY · Entity 8204 GrantCommon Stock Purchase Option · Derivative 100,000 $0.00 Strike: $1.67 $0.00
Disclosure

SEC source: 0001422224-21-000011 · primary_doc.xml · derivative · entry 1

Caulfield Michael · CIK 0001465752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,000

Underlying: common stock · 100,000 shares

Expires 2031-07-08

F1 · derivative.exercise_price: On July 8, 2021 the Reporting Person was granted options to purchase 100,000 shares of common stock at an exercise price of $1.67 per share. The options vest on the following schedule: 25,000 on July 8, 2021, 25,000 on December 31, 2021, 25,000 on March 31, 2022 and 25,000 on May 31, 2022 subject to the Reporting Person remaining as a member of the Board of Directors on such dates.

F1 · kind: On July 8, 2021 the Reporting Person was granted options to purchase 100,000 shares of common stock at an exercise price of $1.67 per share. The options vest on the following schedule: 25,000 on July 8, 2021, 25,000 on December 31, 2021, 25,000 on March 31, 2022 and 25,000 on May 31, 2022 subject to the Reporting Person remaining as a member of the Board of Directors on such dates.

F1 · shares: On July 8, 2021 the Reporting Person was granted options to purchase 100,000 shares of common stock at an exercise price of $1.67 per share. The options vest on the following schedule: 25,000 on July 8, 2021, 25,000 on December 31, 2021, 25,000 on March 31, 2022 and 25,000 on May 31, 2022 subject to the Reporting Person remaining as a member of the Board of Directors on such dates.

F1 · price: On July 8, 2021 the Reporting Person was granted options to purchase 100,000 shares of common stock at an exercise price of $1.67 per share. The options vest on the following schedule: 25,000 on July 8, 2021, 25,000 on December 31, 2021, 25,000 on March 31, 2022 and 25,000 on May 31, 2022 subject to the Reporting Person remaining as a member of the Board of Directors on such dates.

F1 · derivative.exercise_date: On July 8, 2021 the Reporting Person was granted options to purchase 100,000 shares of common stock at an exercise price of $1.67 per share. The options vest on the following schedule: 25,000 on July 8, 2021, 25,000 on December 31, 2021, 25,000 on March 31, 2022 and 25,000 on May 31, 2022 subject to the Reporting Person remaining as a member of the Board of Directors on such dates.

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September 09, 2020 Filed Sep 10, 2020 13:27 UTC KUSTOM ENTERTAINMENT, INC. DGLY · Entity 8204 GrantCommon Stock Purchase Option · Derivative 75,000 $0.00 Strike: $2.09 $0.00
Disclosure

SEC source: 0001422224-20-000014 · primary_doc.xml · derivative · entry 1

Caulfield Michael · CIK 0001465752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

Underlying: common stock · 75,000 shares

Expires 2030-09-08

F1 · derivative.exercise_date: These stock purchase options vest as follows: 18,750 on September 9, 2020, 18,750 on December 31, 2020, 18,750 on March 31, 2021 and 18,750 on May 1, 2021 assuming the Reporting Person remains a member of the Company's Board Of Directors at such point in time.

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July 05, 2018 Filed Jul 9, 2018 11:43 UTC KUSTOM ENTERTAINMENT, INC. DGLY · Entity 8204 GrantStock purchase right · Derivative 50,000 $0.00 Strike: $2.20 $0.00
Disclosure

SEC source: 0001422224-18-000011 · primary_doc.xml · derivative · entry 1

Caulfield Michael · CIK 0001465752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common shares · 50,000 shares

Expires 2028-07-05

F1 · derivative.exercise_date: These stock purchase options vest ratably through May 5, 2019 assuming the Reporting Person remains a member of the Company's Board of Directors at that point in time.

Read SEC document
August 15, 2017 Filed Aug 16, 2017 17:26 UTC KUSTOM ENTERTAINMENT, INC. DGLY · Entity 8204 GrantStock purchase right (right to buy) · Derivative 30,000 $3.00 Strike: $3.00 $90,000.00
Disclosure

SEC source: 0001422224-17-000008 · primary_doc.xml · derivative · entry 1

Caulfield Michael · CIK 0001465752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common shares · 30,000 shares

Expires 2027-08-14

F1 · derivative.exercise_date: These stock purchase options vest on May 1, 2018 assuming the Reporting Person remains a member of the Board of Directors at such point in time.

Read SEC document
February 06, 2017 Filed Mar 6, 2017 09:24 UTC KUSTOM ENTERTAINMENT, INC. DGLY · Entity 8204 SaleCommon stock 312 $5.10 $1,591.20
Disclosure

SEC source: 0001422224-17-000005 · primary_doc.xml · nonDerivative · entry 1

Caulfield Michael · CIK 0001465752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,855

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.