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Nasdaq · USD

KUST

KUSTOM ENTERTAINMENT, INC.

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8204
SEC CIK
0001342958
Parsed reports
75

Last 12 months

Inside the activity.

1 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202610
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2026 Filed Jul 2, 2026 17:53 UTC SaleCommon Stock 54,638 $1.44 $78,678.72
Disclosure

SEC source: 0001475597-26-000131 · primary_doc.xml · nonDerivative · entry 2

HRT FINANCIAL LP · CIK 0001475597 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,869

Read SEC document
June 30, 2026 Filed Jul 2, 2026 17:53 UTC PurchaseCommon Stock 25,791 $1.11 $28,628.01
Disclosure

SEC source: 0001475597-26-000131 · primary_doc.xml · nonDerivative · entry 1

HRT FINANCIAL LP · CIK 0001475597 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,507

Read SEC document
January 22, 2026 Filed Jan 26, 2026 21:59 UTC
Ross Stanton EDirector · Chairman, CEO & President
GrantCommon Stock 58,333 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-003665 · ownership.xml · nonDerivative · entry 1

Ross Stanton E · CIK 0001008241 · Director · Chairman, CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,021

F1 · security: On January 22, 2026, the Board of Directors awarded the Reporting Person the options to acquire 58,333 shares of common stock, effective as of January 22, 2026 under its 2022 Stock Option and Restricted Stock Plan. The exercise price on such options to acquire common stock granted will be $2.04 per share, the closing price of the Common Stock on the Nasdaq Capital Market on January 22, 2026, and 100% of the options awarded will vest on January 22, 2027 contingent upon the Reporting Person remaining an officer on such date.

F1 · price: On January 22, 2026, the Board of Directors awarded the Reporting Person the options to acquire 58,333 shares of common stock, effective as of January 22, 2026 under its 2022 Stock Option and Restricted Stock Plan. The exercise price on such options to acquire common stock granted will be $2.04 per share, the closing price of the Common Stock on the Nasdaq Capital Market on January 22, 2026, and 100% of the options awarded will vest on January 22, 2027 contingent upon the Reporting Person remaining an officer on such date.

F2 · balance_after: Reflects reverse stock splits occurred in May 2025 and in January 2026.

Read SEC document
January 22, 2026 Filed Jan 26, 2026 21:59 UTC GrantCommon Stock 3,333 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-003666 · ownership.xml · nonDerivative · entry 1

Daughtery Daniel Duke · CIK 0001997376 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,373

F1 · security: On January 22, 2026, the Board of Directors awarded the Reporting Person the options to acquire 3,333 shares of common stock, effective as of January 22, 2026 under its 2022 Stock Option and Restricted Stock Plan. The exercise price on such options to acquire common stock granted will be $2.04 per share, the closing price of the Common Stock on the Nasdaq Capital Market on January 22, 2026, and 100% of the options awarded will vest on January 22, 2027 contingent upon the Reporting Person remaining an officer on such date.

F1 · price: On January 22, 2026, the Board of Directors awarded the Reporting Person the options to acquire 3,333 shares of common stock, effective as of January 22, 2026 under its 2022 Stock Option and Restricted Stock Plan. The exercise price on such options to acquire common stock granted will be $2.04 per share, the closing price of the Common Stock on the Nasdaq Capital Market on January 22, 2026, and 100% of the options awarded will vest on January 22, 2027 contingent upon the Reporting Person remaining an officer on such date.

F2 · balance_after: Reflects reverse stock splits occurred in May 2025 and in January 2026.

Read SEC document
January 22, 2026 Filed Jan 27, 2026 02:59 UTC
Han PengChief Operating Officer
GrantCommon Stock 22,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-003667 · ownership.xml · nonDerivative · entry 1

Han Peng · CIK 0001897127 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,983

F1 · security: On January 22, 2026, the Board of Directors awarded the Reporting Person the options to acquire 22,500 shares of common stock, effective as of January 22, 2026 under its 2022 Stock Option and Restricted Stock Plan. The exercise price on such options to acquire common stock granted will be $2.04 per share, the closing price of the Common Stock on the Nasdaq Capital Market on January 22, 2026, and 100% of the options awarded will vest on January 22, 2027 contingent upon the Reporting Person remaining an officer on such date.

F1 · price: On January 22, 2026, the Board of Directors awarded the Reporting Person the options to acquire 22,500 shares of common stock, effective as of January 22, 2026 under its 2022 Stock Option and Restricted Stock Plan. The exercise price on such options to acquire common stock granted will be $2.04 per share, the closing price of the Common Stock on the Nasdaq Capital Market on January 22, 2026, and 100% of the options awarded will vest on January 22, 2027 contingent upon the Reporting Person remaining an officer on such date.

F2 · balance_after: Reflects reverse stock splits occurred in May 2025 and in January 2026.

Read SEC document
January 22, 2026 Filed Jan 27, 2026 06:10 UTC GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-003683 · ownership.xml · nonDerivative · entry 1

RICHIE LEROY C · CIK 0001187259 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,416

F1 · security: On January 22, 2026, the Board of Directors awarded the Reporting Person the options to acquire 5,000 shares of common stock, effective as of January 22, 2026 under its 2022 Stock Option and Restricted Stock Plan. The exercise price on such options to acquire common stock granted will be the closing price of the Common Stock on the Nasdaq Capital Market on January 22, 2026, and 100% of the options awarded will vest on January 22, 2027 contingent upon the Reporting Person remaining an director on such date.

F1 · price: On January 22, 2026, the Board of Directors awarded the Reporting Person the options to acquire 5,000 shares of common stock, effective as of January 22, 2026 under its 2022 Stock Option and Restricted Stock Plan. The exercise price on such options to acquire common stock granted will be the closing price of the Common Stock on the Nasdaq Capital Market on January 22, 2026, and 100% of the options awarded will vest on January 22, 2027 contingent upon the Reporting Person remaining an director on such date.

F2 · balance_after: Reflects reverse stock splits occurred in May 2025 and in January 2026.

Read SEC document
January 22, 2026 Filed Feb 26, 2026 19:30 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 3,333 Not disclosed Strike: $2.04 Not disclosed
Disclosure

SEC source: 0001493152-26-008220 · ownership.xml · derivative · entry 1

Anderson Charles M · CIK 0002052903 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,333

Underlying: Common Stock · 3,333 shares

Expires not disclosed

F1 · shares: Reflects the reverse stock split, which occurred on January 8, 2026.

F2 · price: On January 22, 2026, the Board of Directors awarded the Reporting Person the options to acquire 3,333 shares of common stock, effective as of January 22, 2026, under its 2022 Stock Option and Restricted Stock Plan. The exercise price on such options to acquire common stock granted will be $2.04 per share, the closing price of the Common Stock on the Nasdaq Capital Market on January 22, 2026, and 100% of the options awarded will vest on January 22, 2027, contingent upon the Reporting Person remaining a director on such date.

F2 · derivative.expiration_date: On January 22, 2026, the Board of Directors awarded the Reporting Person the options to acquire 3,333 shares of common stock, effective as of January 22, 2026, under its 2022 Stock Option and Restricted Stock Plan. The exercise price on such options to acquire common stock granted will be $2.04 per share, the closing price of the Common Stock on the Nasdaq Capital Market on January 22, 2026, and 100% of the options awarded will vest on January 22, 2027, contingent upon the Reporting Person remaining a director on such date.

F1 · derivative.underlying_shares: Reflects the reverse stock split, which occurred on January 8, 2026.

F1 · balance_after: Reflects the reverse stock split, which occurred on January 8, 2026.

Read SEC document
January 22, 2026 Filed Mar 2, 2026 17:49 UTC Amendment
Ross Stanton EDirector · Chairman, CEO & President
GrantEmployee Stock Option (Right to Buy) · Derivative 58,333 Not disclosed Strike: $2.04 Not disclosed
Disclosure

SEC source: 0001493152-26-008590 · ownership.xml · derivative · entry 1

Ross Stanton E · CIK 0001008241 · Director · Chairman, CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,333

Underlying: Common Stock · 58,333 shares

Expires not disclosed

F1 · shares: Reflects reverse stock split, which occurred on January 8, 2026.

F2 · price: On January 22, 2026, the Board of Directors awarded the Reporting Person the options to acquire 58,333 shares of common stock, effective as of January 22, 2026, under its 2022 Stock Option and Restricted Stock Plan. The exercise price on such options to acquire common stock granted will be $2.04 per share, the closing price of the Common Stock on the Nasdaq Capital Market on January 22, 2026, and 100% of the options awarded will vest on January 22, 2027, contingent upon the Reporting Person remaining an officer on such date.

F2 · derivative.expiration_date: On January 22, 2026, the Board of Directors awarded the Reporting Person the options to acquire 58,333 shares of common stock, effective as of January 22, 2026, under its 2022 Stock Option and Restricted Stock Plan. The exercise price on such options to acquire common stock granted will be $2.04 per share, the closing price of the Common Stock on the Nasdaq Capital Market on January 22, 2026, and 100% of the options awarded will vest on January 22, 2027, contingent upon the Reporting Person remaining an officer on such date.

F1 · derivative.underlying_shares: Reflects reverse stock split, which occurred on January 8, 2026.

F1 · balance_after: Reflects reverse stock split, which occurred on January 8, 2026.

Read SEC document
January 22, 2026 Filed Mar 2, 2026 17:38 UTC Amendment GrantEmployee Stock Option (Right to Buy) · Derivative 3,333 Not disclosed Strike: $2.04 Not disclosed
Disclosure

SEC source: 0001493152-26-008584 · ownership.xml · derivative · entry 1

Daughtery Daniel Duke · CIK 0001997376 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,333

Underlying: Common Stock · 3,333 shares

Expires not disclosed

F1 · shares: Reflects reverse stock split, which occurred on January 8, 2026.

F2 · price: On January 22, 2026, the Board of Directors awarded the Reporting Person the options to acquire 58,333 shares of common stock, effective as of January 22, 2026, under its 2022 Stock Option and Restricted Stock Plan. The exercise price on such options to acquire common stock granted will be $2.04 per share, the closing price of the Common Stock on the Nasdaq Capital Market on January 22, 2026, and 100% of the options awarded will vest on January 22, 2027, contingent upon the Reporting Person remaining a director on such date.

F2 · derivative.expiration_date: On January 22, 2026, the Board of Directors awarded the Reporting Person the options to acquire 58,333 shares of common stock, effective as of January 22, 2026, under its 2022 Stock Option and Restricted Stock Plan. The exercise price on such options to acquire common stock granted will be $2.04 per share, the closing price of the Common Stock on the Nasdaq Capital Market on January 22, 2026, and 100% of the options awarded will vest on January 22, 2027, contingent upon the Reporting Person remaining a director on such date.

F1 · derivative.underlying_shares: Reflects reverse stock split, which occurred on January 8, 2026.

F1 · balance_after: Reflects reverse stock split, which occurred on January 8, 2026.

Read SEC document
January 22, 2026 Filed Mar 2, 2026 09:07 UTC
Heckman Thomas JCFO, Treasurer & Secretary
GrantEmployee Stock Option (Right to Buy) · Derivative 22,500 Not disclosed Strike: $2.04 Not disclosed
Disclosure

SEC source: 0001493152-26-008467 · ownership.xml · derivative · entry 1

Heckman Thomas J · CIK 0001422224 · CFO, Treasurer & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Common Stock · 22,500 shares

Expires not disclosed

F1 · shares: Reflects that reverse stock split, which occurred on January 8, 2026.

F2 · price: On January 22, 2026, the Board of Directors awarded the Reporting Person the options to acquire 22,500 shares of common stock, effective as of January 22, 2026, under its 2022 Stock Option and Restricted Stock Plan. The exercise price on such options to acquire common stock granted will be $2.04 per share, the closing price of the Common Stock on the Nasdaq Capital Market on January 22, 2026, and 100% of the options awarded will vest on January 22, 2027, contingent upon the Reporting Person remaining an officer on such date.

F2 · derivative.expiration_date: On January 22, 2026, the Board of Directors awarded the Reporting Person the options to acquire 22,500 shares of common stock, effective as of January 22, 2026, under its 2022 Stock Option and Restricted Stock Plan. The exercise price on such options to acquire common stock granted will be $2.04 per share, the closing price of the Common Stock on the Nasdaq Capital Market on January 22, 2026, and 100% of the options awarded will vest on January 22, 2027, contingent upon the Reporting Person remaining an officer on such date.

F1 · derivative.underlying_shares: Reflects that reverse stock split, which occurred on January 8, 2026.

F1 · balance_after: Reflects that reverse stock split, which occurred on January 8, 2026.

Read SEC document
January 22, 2026 Filed Mar 2, 2026 17:43 UTC Amendment GrantEmployee Stock Option (Right to Buy) · Derivative 5,000 Not disclosed Strike: $2.04 Not disclosed
Disclosure

SEC source: 0001493152-26-008586 · ownership.xml · derivative · entry 1

RICHIE LEROY C · CIK 0001187259 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

F1 · shares: Reflects the reverse stock split, which occurred on January 8, 2026.

F2 · price: On January 22, 2026, the Board of Directors awarded the Reporting Person the options to acquire 58,333 shares of common stock, effective as of January 22, 2026, under its 2022 Stock Option and Restricted Stock Plan. The exercise price on such options to acquire common stock granted will be $2.04 per share, the closing price of the Common Stock on the Nasdaq Capital Market on January 22, 2026, and 100% of the options awarded will vest on January 22, 2027, contingent upon the Reporting Person remaining a director on such date.

F2 · derivative.expiration_date: On January 22, 2026, the Board of Directors awarded the Reporting Person the options to acquire 58,333 shares of common stock, effective as of January 22, 2026, under its 2022 Stock Option and Restricted Stock Plan. The exercise price on such options to acquire common stock granted will be $2.04 per share, the closing price of the Common Stock on the Nasdaq Capital Market on January 22, 2026, and 100% of the options awarded will vest on January 22, 2027, contingent upon the Reporting Person remaining a director on such date.

F1 · derivative.underlying_shares: Reflects the reverse stock split, which occurred on January 8, 2026.

F1 · balance_after: Reflects the reverse stock split, which occurred on January 8, 2026.

Read SEC document
January 22, 2026 Filed Mar 2, 2026 22:46 UTC Amendment
Han PengChief Operating Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 22,500 Not disclosed Strike: $2.04 Not disclosed
Disclosure

SEC source: 0001493152-26-008588 · ownership.xml · derivative · entry 1

Han Peng · CIK 0001897127 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Common Stock · 22,500 shares

Expires not disclosed

F1 · shares: Reflects the reverse stock split, which occurred on January 8, 2026.

F2 · price: On January 22, 2026, the Board of Directors awarded the Reporting Person the options to acquire 58,333 shares of common stock, effective as of January 22, 2026, under its 2022 Stock Option and Restricted Stock Plan. The exercise price on such options to acquire common stock granted will be $2.04 per share, the closing price of the Common Stock on the Nasdaq Capital Market on January 22, 2026, and 100% of the options awarded will vest on January 22, 2027, contingent upon the Reporting Person remaining an officer on such date.

F2 · derivative.expiration_date: On January 22, 2026, the Board of Directors awarded the Reporting Person the options to acquire 58,333 shares of common stock, effective as of January 22, 2026, under its 2022 Stock Option and Restricted Stock Plan. The exercise price on such options to acquire common stock granted will be $2.04 per share, the closing price of the Common Stock on the Nasdaq Capital Market on January 22, 2026, and 100% of the options awarded will vest on January 22, 2027, contingent upon the Reporting Person remaining an officer on such date.

F1 · derivative.underlying_shares: Reflects the reverse stock split, which occurred on January 8, 2026.

F1 · balance_after: Reflects the reverse stock split, which occurred on January 8, 2026.

Read SEC document
October 17, 2023 Filed Oct 19, 2023 16:16 UTC GrantOptions to Buy · Derivative 1,000 $0.00 Strike: $2.60 $0.00
Disclosure

SEC source: 0001493152-23-037703 · ownership.xml · derivative · entry 1

Daughtery Daniel Duke · CIK 0001997376 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,405

Underlying: Common Stock · 1,000 shares

Expires 2033-10-17

F1 · shares: The stock options were received as compensation for the reporting person's service as a member of the board of directors pursuant to the issuer's 2022 Stock Option and Restricted Stock Plan and have an exercise price of $2.60 per share, which was the closing price of the issuer's common stock, par value $0.001 per share, on October 16, 2023.

Read SEC document
January 10, 2023 Filed Jan 13, 2023 20:17 UTC
Ross Stanton EDirector · Chairman, CEO & President
GrantCommon Stock 350,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-001492 · ownership.xml · nonDerivative · entry 1

Ross Stanton E · CIK 0001008241 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,321,290

F1 · date: On January 10, 2023 the Board of Directors granted the Reporting Person 350,000 shares of restricted common stock. The restricted shares will vest one half on January 10, 2024 and one half on January 10, 2025 contingent upon the Reporting Person remaining an officer on such dates.

F1 · kind: On January 10, 2023 the Board of Directors granted the Reporting Person 350,000 shares of restricted common stock. The restricted shares will vest one half on January 10, 2024 and one half on January 10, 2025 contingent upon the Reporting Person remaining an officer on such dates.

F1 · shares: On January 10, 2023 the Board of Directors granted the Reporting Person 350,000 shares of restricted common stock. The restricted shares will vest one half on January 10, 2024 and one half on January 10, 2025 contingent upon the Reporting Person remaining an officer on such dates.

F1 · price: On January 10, 2023 the Board of Directors granted the Reporting Person 350,000 shares of restricted common stock. The restricted shares will vest one half on January 10, 2024 and one half on January 10, 2025 contingent upon the Reporting Person remaining an officer on such dates.

Read SEC document
January 10, 2023 Filed Jan 14, 2023 01:15 UTC
Han PengChief Operating Officer
GrantCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-001491 · ownership.xml · nonDerivative · entry 1

Han Peng · CIK 0001897127 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,000

F1 · date: On January 10, 2023 the Board of Directors granted the Reporting Person 100,000 shares of restricted common stock. The restricted shares will vest 20,000 shares on January 10, 2024, January 10, 2025, January 10, 2026, January 10, 2027 and January 10, 2028 contingent upon the Reporting Person remaining an officer on such dates.

F1 · kind: On January 10, 2023 the Board of Directors granted the Reporting Person 100,000 shares of restricted common stock. The restricted shares will vest 20,000 shares on January 10, 2024, January 10, 2025, January 10, 2026, January 10, 2027 and January 10, 2028 contingent upon the Reporting Person remaining an officer on such dates.

F1 · shares: On January 10, 2023 the Board of Directors granted the Reporting Person 100,000 shares of restricted common stock. The restricted shares will vest 20,000 shares on January 10, 2024, January 10, 2025, January 10, 2026, January 10, 2027 and January 10, 2028 contingent upon the Reporting Person remaining an officer on such dates.

F1 · price: On January 10, 2023 the Board of Directors granted the Reporting Person 100,000 shares of restricted common stock. The restricted shares will vest 20,000 shares on January 10, 2024, January 10, 2025, January 10, 2026, January 10, 2027 and January 10, 2028 contingent upon the Reporting Person remaining an officer on such dates.

Read SEC document
January 05, 2022 Filed Jan 6, 2022 15:40 UTC
Ross Stanton EDirector · Chairman, CEO &President
GrantCommon Stock 350,000 $0.00 $0.00
Disclosure

SEC source: 0001422224-22-000004 · primary_doc.xml · nonDerivative · entry 1

Ross Stanton E · CIK 0001008241 · Director · Chairman, CEO &President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,816,290

F1 · date: On January 5, 2022 the Board of Directors granted the Reporting Person 350,000 shares of restricted common stock under the 2020 Digital Ally, Inc. 401K and Profit Sharing Plan and Trust, as part of the Reporting Person's compensation. The restricted shares vest 50% on January 5, 2023 and 50% on January 5, 2024 contingent upon the Reporting Person remaining as an officer on such dates.

F1 · kind: On January 5, 2022 the Board of Directors granted the Reporting Person 350,000 shares of restricted common stock under the 2020 Digital Ally, Inc. 401K and Profit Sharing Plan and Trust, as part of the Reporting Person's compensation. The restricted shares vest 50% on January 5, 2023 and 50% on January 5, 2024 contingent upon the Reporting Person remaining as an officer on such dates.

F1 · shares: On January 5, 2022 the Board of Directors granted the Reporting Person 350,000 shares of restricted common stock under the 2020 Digital Ally, Inc. 401K and Profit Sharing Plan and Trust, as part of the Reporting Person's compensation. The restricted shares vest 50% on January 5, 2023 and 50% on January 5, 2024 contingent upon the Reporting Person remaining as an officer on such dates.

F1 · price: On January 5, 2022 the Board of Directors granted the Reporting Person 350,000 shares of restricted common stock under the 2020 Digital Ally, Inc. 401K and Profit Sharing Plan and Trust, as part of the Reporting Person's compensation. The restricted shares vest 50% on January 5, 2023 and 50% on January 5, 2024 contingent upon the Reporting Person remaining as an officer on such dates.

Read SEC document
January 05, 2022 Filed Jan 6, 2022 15:50 UTC Amendment
Heckman Thomas JCFO, Treasurer & Secretary
GrantCommon Stock 75,000 $0.00 $0.00
Disclosure

SEC source: 0001422224-22-000005 · primary_doc.xml · nonDerivative · entry 1

Heckman Thomas J · CIK 0001422224 · CFO, Treasurer & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,105,043

F1 · security: This amendment is filed to correct the "Date of Earliest Transaction" on the previously filed Form 4 to January 5, 2022 as opposed to January 5, 2021 as originally included in previously filed Form 4. There were no other changes to the previously filed Form 4.

F2 · date: On January 5, 2022 the Board of Directors granted the Reporting Person 75,000 shares of restricted common stock under the 2020 Digital Ally, Inc. 401K and Profit Sharing Plan and Trust, as part of the reporting Persons compensation. The shares are restricted until their vesting date on March 31, 2023, contingent upon the Reporting Person remaining as an officer on such date.

F2 · kind: On January 5, 2022 the Board of Directors granted the Reporting Person 75,000 shares of restricted common stock under the 2020 Digital Ally, Inc. 401K and Profit Sharing Plan and Trust, as part of the reporting Persons compensation. The shares are restricted until their vesting date on March 31, 2023, contingent upon the Reporting Person remaining as an officer on such date.

F2 · shares: On January 5, 2022 the Board of Directors granted the Reporting Person 75,000 shares of restricted common stock under the 2020 Digital Ally, Inc. 401K and Profit Sharing Plan and Trust, as part of the reporting Persons compensation. The shares are restricted until their vesting date on March 31, 2023, contingent upon the Reporting Person remaining as an officer on such date.

F2 · price: On January 5, 2022 the Board of Directors granted the Reporting Person 75,000 shares of restricted common stock under the 2020 Digital Ally, Inc. 401K and Profit Sharing Plan and Trust, as part of the reporting Persons compensation. The shares are restricted until their vesting date on March 31, 2023, contingent upon the Reporting Person remaining as an officer on such date.

Read SEC document
January 05, 2022 Filed Jan 6, 2022 15:32 UTC
Heckman Thomas JCFO, Treasurer & Secretary
GrantCommon Stock 75,000 $0.00 $0.00
Disclosure

SEC source: 0001422224-22-000003 · primary_doc.xml · nonDerivative · entry 1

Heckman Thomas J · CIK 0001422224 · CFO, Treasurer & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,105,043

F1 · kind: On January 5, 2022 the Board of Directors granted the Reporting Person 75,000 shares of restricted common stock under the 2020 Digital Ally, Inc. 401K and Profit Sharing Plan and Trust, as part of the Reporting Person's compensation. The shares are restricted until there vesting date on March 31, 2023, contingent upon the Reporting Person remaining as an officer on such date.

F1 · shares: On January 5, 2022 the Board of Directors granted the Reporting Person 75,000 shares of restricted common stock under the 2020 Digital Ally, Inc. 401K and Profit Sharing Plan and Trust, as part of the Reporting Person's compensation. The shares are restricted until there vesting date on March 31, 2023, contingent upon the Reporting Person remaining as an officer on such date.

F1 · price: On January 5, 2022 the Board of Directors granted the Reporting Person 75,000 shares of restricted common stock under the 2020 Digital Ally, Inc. 401K and Profit Sharing Plan and Trust, as part of the Reporting Person's compensation. The shares are restricted until there vesting date on March 31, 2023, contingent upon the Reporting Person remaining as an officer on such date.

Read SEC document
January 05, 2022 Filed Jan 7, 2022 17:10 UTC
Han PengChief Operating Officer
GrantCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001422224-22-000006 · primary_doc.xml · nonDerivative · entry 1

Han Peng · CIK 0001897127 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,000

F1 · date: On January 5, 2022 the Board of Directors granted the Reporting Person 100,000 shares of restricted common stock under the 2020 Digital Ally, Inc. 401K and Profit Sharing Plan and Trust. The restricted shares vest 20,000 shares per year on January 5, 2023, January 5, 2024, January 5, 2025, January 5, 2026 and January 5, 2027 contingent upon the Reporting Person remaining as an officer on such dates.

F1 · kind: On January 5, 2022 the Board of Directors granted the Reporting Person 100,000 shares of restricted common stock under the 2020 Digital Ally, Inc. 401K and Profit Sharing Plan and Trust. The restricted shares vest 20,000 shares per year on January 5, 2023, January 5, 2024, January 5, 2025, January 5, 2026 and January 5, 2027 contingent upon the Reporting Person remaining as an officer on such dates.

F1 · shares: On January 5, 2022 the Board of Directors granted the Reporting Person 100,000 shares of restricted common stock under the 2020 Digital Ally, Inc. 401K and Profit Sharing Plan and Trust. The restricted shares vest 20,000 shares per year on January 5, 2023, January 5, 2024, January 5, 2025, January 5, 2026 and January 5, 2027 contingent upon the Reporting Person remaining as an officer on such dates.

F1 · price: On January 5, 2022 the Board of Directors granted the Reporting Person 100,000 shares of restricted common stock under the 2020 Digital Ally, Inc. 401K and Profit Sharing Plan and Trust. The restricted shares vest 20,000 shares per year on January 5, 2023, January 5, 2024, January 5, 2025, January 5, 2026 and January 5, 2027 contingent upon the Reporting Person remaining as an officer on such dates.

Read SEC document
December 31, 2021 Filed Jan 5, 2022 13:23 UTC
Ross Stanton EDirector · Chairman, CEO &President
GrantCommon Stock 15,390 $0.00 $0.00
Disclosure

SEC source: 0001422224-22-000002 · primary_doc.xml · nonDerivative · entry 1

Ross Stanton E · CIK 0001008241 · Director · Chairman, CEO &President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,466,290

F1 · date: The Reporting Person was granted 15,390 common shares at various dates and various prices corresponding with payroll periods in 2020 and 2021. Such grants were pursuant to the matching provisions of the Digital Ally, Inc. 401k and Profit Sharing Plan and Trust. As of December 31, 2021 the Reporting Person holds a total of 25,040 common shares of Digital Ally, Inc. as part of his 401k account.

F1 · shares: The Reporting Person was granted 15,390 common shares at various dates and various prices corresponding with payroll periods in 2020 and 2021. Such grants were pursuant to the matching provisions of the Digital Ally, Inc. 401k and Profit Sharing Plan and Trust. As of December 31, 2021 the Reporting Person holds a total of 25,040 common shares of Digital Ally, Inc. as part of his 401k account.

F1 · price: The Reporting Person was granted 15,390 common shares at various dates and various prices corresponding with payroll periods in 2020 and 2021. Such grants were pursuant to the matching provisions of the Digital Ally, Inc. 401k and Profit Sharing Plan and Trust. As of December 31, 2021 the Reporting Person holds a total of 25,040 common shares of Digital Ally, Inc. as part of his 401k account.

F1 · balance_after: The Reporting Person was granted 15,390 common shares at various dates and various prices corresponding with payroll periods in 2020 and 2021. Such grants were pursuant to the matching provisions of the Digital Ally, Inc. 401k and Profit Sharing Plan and Trust. As of December 31, 2021 the Reporting Person holds a total of 25,040 common shares of Digital Ally, Inc. as part of his 401k account.

Read SEC document
December 31, 2021 Filed Jan 5, 2022 13:12 UTC
Heckman Thomas JCFO, Treasurer & Secretary
GrantCommon Stock 7,195 $0.00 $0.00
Disclosure

SEC source: 0001422224-22-000001 · primary_doc.xml · nonDerivative · entry 1

Heckman Thomas J · CIK 0001422224 · CFO, Treasurer & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,030,043

F1 · date: The Reporting Person was granted a total of 7,195 common shares at various dates and at various prices corresponding with payroll periods during fiscal 2021. Such grants were made pursuant to the matching provisions of the Digital Ally, Inc. 401k and Profit Sharing Plan and Trust. As of December 31, 2021 the Reporting Person holds a total of 33,695 common shares of Digital Ally, Inc. as part of his 401k account.

F1 · shares: The Reporting Person was granted a total of 7,195 common shares at various dates and at various prices corresponding with payroll periods during fiscal 2021. Such grants were made pursuant to the matching provisions of the Digital Ally, Inc. 401k and Profit Sharing Plan and Trust. As of December 31, 2021 the Reporting Person holds a total of 33,695 common shares of Digital Ally, Inc. as part of his 401k account.

F1 · price: The Reporting Person was granted a total of 7,195 common shares at various dates and at various prices corresponding with payroll periods during fiscal 2021. Such grants were made pursuant to the matching provisions of the Digital Ally, Inc. 401k and Profit Sharing Plan and Trust. As of December 31, 2021 the Reporting Person holds a total of 33,695 common shares of Digital Ally, Inc. as part of his 401k account.

Read SEC document
November 30, 2021 Filed Nov 30, 2021 16:35 UTC
Ross Stanton EDirector · Chairman, CEO & President
SaleCommon Stock 40,000 $1.12 $44,900.00
Disclosure

SEC source: 0001493152-21-030106 · ownership.xml · nonDerivative · entry 1

Ross Stanton E · CIK 0001008241 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,450,900

F1 · shares: Represents shares of common stock, par value $0.001 per share, of the issuer (the "Common Stock") purchased by the reporting person.

Read SEC document
November 30, 2021 Filed Dec 1, 2021 13:51 UTC Amendment
Ross Stanton EDirector · Chairman, CEO & President
PurchaseCommon Stock 40,000 $1.12 $44,900.00
Disclosure

SEC source: 0001493152-21-030169 · ownership.xml · nonDerivative · entry 1

Ross Stanton E · CIK 0001008241 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,450,900

F1 · kind: This amendment is being filed to correct an inadvertent typographical error regarding the transaction code in the original Form 4. The Form 4 was intended to report a private purchase of the issuer's shares of common stock, par value $0.001 per share (the "Common Stock") using the transaction code "P." The original form incorrectly indicated a transaction code of "S."

F2 · shares: Represents shares of Common Stock purchased by the reporting person.

Read SEC document
July 08, 2021 Filed Jul 29, 2021 11:17 UTC GrantCommon Stock Purchase Option · Derivative 100,000 $0.00 Strike: $1.67 $0.00
Disclosure

SEC source: 0001422224-21-000011 · primary_doc.xml · derivative · entry 1

Caulfield Michael · CIK 0001465752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,000

Underlying: common stock · 100,000 shares

Expires 2031-07-08

F1 · derivative.exercise_price: On July 8, 2021 the Reporting Person was granted options to purchase 100,000 shares of common stock at an exercise price of $1.67 per share. The options vest on the following schedule: 25,000 on July 8, 2021, 25,000 on December 31, 2021, 25,000 on March 31, 2022 and 25,000 on May 31, 2022 subject to the Reporting Person remaining as a member of the Board of Directors on such dates.

F1 · kind: On July 8, 2021 the Reporting Person was granted options to purchase 100,000 shares of common stock at an exercise price of $1.67 per share. The options vest on the following schedule: 25,000 on July 8, 2021, 25,000 on December 31, 2021, 25,000 on March 31, 2022 and 25,000 on May 31, 2022 subject to the Reporting Person remaining as a member of the Board of Directors on such dates.

F1 · shares: On July 8, 2021 the Reporting Person was granted options to purchase 100,000 shares of common stock at an exercise price of $1.67 per share. The options vest on the following schedule: 25,000 on July 8, 2021, 25,000 on December 31, 2021, 25,000 on March 31, 2022 and 25,000 on May 31, 2022 subject to the Reporting Person remaining as a member of the Board of Directors on such dates.

F1 · price: On July 8, 2021 the Reporting Person was granted options to purchase 100,000 shares of common stock at an exercise price of $1.67 per share. The options vest on the following schedule: 25,000 on July 8, 2021, 25,000 on December 31, 2021, 25,000 on March 31, 2022 and 25,000 on May 31, 2022 subject to the Reporting Person remaining as a member of the Board of Directors on such dates.

F1 · derivative.exercise_date: On July 8, 2021 the Reporting Person was granted options to purchase 100,000 shares of common stock at an exercise price of $1.67 per share. The options vest on the following schedule: 25,000 on July 8, 2021, 25,000 on December 31, 2021, 25,000 on March 31, 2022 and 25,000 on May 31, 2022 subject to the Reporting Person remaining as a member of the Board of Directors on such dates.

Read SEC document
July 08, 2021 Filed Jul 29, 2021 11:31 UTC GrantCommon Stock Purchase Option · Derivative 100,000 Not disclosed Strike: $1.67 Not disclosed
Disclosure

SEC source: 0001422224-21-000013 · primary_doc.xml · derivative · entry 1

Hutchins Daniel F · CIK 0001409533 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,750

Underlying: common stock · 100,000 shares

Expires 2031-07-08

F1 · derivative.exercise_price: On July 8, 2021 the Reporting Person was granted options to purchase 100,000 shares of common stock at an exercise price of $1.67 per share. Such options vest as follows: 25,000 shares on July 8, 2021, 25,000 shares on December 31, 2021, 25,000 shares on March 31, 2022 and 25,000 shares on May 31, 2022 subject to the Reporting Person remaining as a member of the Board of Directors at such dates.

F1 · kind: On July 8, 2021 the Reporting Person was granted options to purchase 100,000 shares of common stock at an exercise price of $1.67 per share. Such options vest as follows: 25,000 shares on July 8, 2021, 25,000 shares on December 31, 2021, 25,000 shares on March 31, 2022 and 25,000 shares on May 31, 2022 subject to the Reporting Person remaining as a member of the Board of Directors at such dates.

F1 · shares: On July 8, 2021 the Reporting Person was granted options to purchase 100,000 shares of common stock at an exercise price of $1.67 per share. Such options vest as follows: 25,000 shares on July 8, 2021, 25,000 shares on December 31, 2021, 25,000 shares on March 31, 2022 and 25,000 shares on May 31, 2022 subject to the Reporting Person remaining as a member of the Board of Directors at such dates.

F1 · price: On July 8, 2021 the Reporting Person was granted options to purchase 100,000 shares of common stock at an exercise price of $1.67 per share. Such options vest as follows: 25,000 shares on July 8, 2021, 25,000 shares on December 31, 2021, 25,000 shares on March 31, 2022 and 25,000 shares on May 31, 2022 subject to the Reporting Person remaining as a member of the Board of Directors at such dates.

F1 · derivative.exercise_date: On July 8, 2021 the Reporting Person was granted options to purchase 100,000 shares of common stock at an exercise price of $1.67 per share. Such options vest as follows: 25,000 shares on July 8, 2021, 25,000 shares on December 31, 2021, 25,000 shares on March 31, 2022 and 25,000 shares on May 31, 2022 subject to the Reporting Person remaining as a member of the Board of Directors at such dates.

F1 · derivative.underlying_shares: On July 8, 2021 the Reporting Person was granted options to purchase 100,000 shares of common stock at an exercise price of $1.67 per share. Such options vest as follows: 25,000 shares on July 8, 2021, 25,000 shares on December 31, 2021, 25,000 shares on March 31, 2022 and 25,000 shares on May 31, 2022 subject to the Reporting Person remaining as a member of the Board of Directors at such dates.

Read SEC document
July 08, 2021 Filed Jul 29, 2021 11:25 UTC GrantCommon Stock Purchase Option · Derivative 100,000 $0.00 Strike: $1.67 $0.00
Disclosure

SEC source: 0001422224-21-000012 · primary_doc.xml · derivative · entry 1

RICHIE LEROY C · CIK 0001187259 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,000

Underlying: common stock · 100,000 shares

Expires 2031-07-08

F1 · derivative.exercise_price: On July 8, 2021 the Reporting Person was granted options to purchase 100,000 shares of common stock at an exercise price of $1.67 per share. Such options vest as follows: 25,000 shares on July 8, 2021, 25,000 shares on December 31, 2021, 25,000 shares on March 31, 2022 and 25,000 shares on May 31, 2022 subject to the Reporting Person remaining as a member of the Board of Directors at such dates.

F1 · kind: On July 8, 2021 the Reporting Person was granted options to purchase 100,000 shares of common stock at an exercise price of $1.67 per share. Such options vest as follows: 25,000 shares on July 8, 2021, 25,000 shares on December 31, 2021, 25,000 shares on March 31, 2022 and 25,000 shares on May 31, 2022 subject to the Reporting Person remaining as a member of the Board of Directors at such dates.

F1 · price: On July 8, 2021 the Reporting Person was granted options to purchase 100,000 shares of common stock at an exercise price of $1.67 per share. Such options vest as follows: 25,000 shares on July 8, 2021, 25,000 shares on December 31, 2021, 25,000 shares on March 31, 2022 and 25,000 shares on May 31, 2022 subject to the Reporting Person remaining as a member of the Board of Directors at such dates.

F1 · derivative.exercise_date: On July 8, 2021 the Reporting Person was granted options to purchase 100,000 shares of common stock at an exercise price of $1.67 per share. Such options vest as follows: 25,000 shares on July 8, 2021, 25,000 shares on December 31, 2021, 25,000 shares on March 31, 2022 and 25,000 shares on May 31, 2022 subject to the Reporting Person remaining as a member of the Board of Directors at such dates.

F1 · derivative.underlying: On July 8, 2021 the Reporting Person was granted options to purchase 100,000 shares of common stock at an exercise price of $1.67 per share. Such options vest as follows: 25,000 shares on July 8, 2021, 25,000 shares on December 31, 2021, 25,000 shares on March 31, 2022 and 25,000 shares on May 31, 2022 subject to the Reporting Person remaining as a member of the Board of Directors at such dates.

Read SEC document
January 07, 2021 Filed Jan 8, 2021 16:40 UTC Amendment
Ross Stanton EDirector · Chairman, CEO &President
GrantCommon Stock 300,000 $2.76 $828,000.00
Disclosure

SEC source: 0001422224-21-000005 · primary_doc.xml · nonDerivative · entry 1

Ross Stanton E · CIK 0001008241 · Director · Chairman, CEO &President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,410,900

F1 · kind: The Reporting Person was granted 300,000 shares of restricted common stock on January 7, 2021 under the 2020 Digital Ally, Inc. Stock Option and Restricted Stock Plan. These restricted shares vest 50% on January 6, 2022 and 50% on January 6, 2023, contingent upon the Reporting Person remaining as an employee at such point in time.

F1 · shares: The Reporting Person was granted 300,000 shares of restricted common stock on January 7, 2021 under the 2020 Digital Ally, Inc. Stock Option and Restricted Stock Plan. These restricted shares vest 50% on January 6, 2022 and 50% on January 6, 2023, contingent upon the Reporting Person remaining as an employee at such point in time.

F1 · price: The Reporting Person was granted 300,000 shares of restricted common stock on January 7, 2021 under the 2020 Digital Ally, Inc. Stock Option and Restricted Stock Plan. These restricted shares vest 50% on January 6, 2022 and 50% on January 6, 2023, contingent upon the Reporting Person remaining as an employee at such point in time.

Read SEC document
January 07, 2021 Filed Jan 8, 2021 16:31 UTC
Heckman Thomas JCFO, Treasurer & Secretary
GrantCommon Stock 150,000 $2.76 $414,000.00
Disclosure

SEC source: 0001422224-21-000004 · primary_doc.xml · nonDerivative · entry 1

Heckman Thomas J · CIK 0001422224 · CFO, Treasurer & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,013,984

F1 · kind: On January 7, 2021, the Reporting Person was granted 150,000 shares of restricted common stock under the 2020 Digital Ally, Inc. Stock Option and Restricted Stock Plan. These restricted shares vest 50% on January 6, 2022 and 50% on January 6, 2023, contingent upon the Reporting Person continuing as an employee at that point in time.

F1 · shares: On January 7, 2021, the Reporting Person was granted 150,000 shares of restricted common stock under the 2020 Digital Ally, Inc. Stock Option and Restricted Stock Plan. These restricted shares vest 50% on January 6, 2022 and 50% on January 6, 2023, contingent upon the Reporting Person continuing as an employee at that point in time.

F1 · price: On January 7, 2021, the Reporting Person was granted 150,000 shares of restricted common stock under the 2020 Digital Ally, Inc. Stock Option and Restricted Stock Plan. These restricted shares vest 50% on January 6, 2022 and 50% on January 6, 2023, contingent upon the Reporting Person continuing as an employee at that point in time.

Read SEC document
January 06, 2021 Filed Jan 7, 2021 17:06 UTC SaleCommon Stock 2,936 $3.00 $8,808.00
Disclosure

SEC source: 0001422224-21-000001 · primary_doc.xml · nonDerivative · entry 1

Hutchins Daniel F · CIK 0001409533 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,750

F1 · kind: All sales by the Reporting Person were made pursuant to a 10B-5-1 Plan executed on December 2, 2020.

F1 · shares: All sales by the Reporting Person were made pursuant to a 10B-5-1 Plan executed on December 2, 2020.

F1 · price: All sales by the Reporting Person were made pursuant to a 10B-5-1 Plan executed on December 2, 2020.

Read SEC document
December 10, 2020 Filed Dec 11, 2020 11:18 UTC SaleCommon Stock 1,250 $2.57 $3,214.75
Disclosure

SEC source: 0001422224-20-000017 · primary_doc.xml · nonDerivative · entry 1

Hutchins Daniel F · CIK 0001409533 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,686

Read SEC document
December 08, 2020 Filed Dec 8, 2020 19:39 UTC
Ross Stanton EDirector · Chairman, CEO & President
SaleCommon Stock 35,790 $2.41 $86,236.01
Disclosure

SEC source: 0001493152-20-023144 · ownership.xml · nonDerivative · entry 3

Ross Stanton E · CIK 0001008241 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,110,900

Read SEC document
December 07, 2020 Filed Dec 8, 2020 19:39 UTC
Ross Stanton EDirector · Chairman, CEO & President
SaleCommon Stock 119,210 $2.41 $287,653.73
Disclosure

SEC source: 0001493152-20-023144 · ownership.xml · nonDerivative · entry 2

Ross Stanton E · CIK 0001008241 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,146,690

Read SEC document
December 04, 2020 Filed Dec 8, 2020 19:39 UTC
Ross Stanton EDirector · Chairman, CEO & President
SaleCommon Stock 40,000 $2.36 $94,564.00
Disclosure

SEC source: 0001493152-20-023144 · ownership.xml · nonDerivative · entry 1

Ross Stanton E · CIK 0001008241 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,265,900

Read SEC document
September 09, 2020 Filed Sep 10, 2020 13:27 UTC GrantCommon Stock Purchase Option · Derivative 75,000 $0.00 Strike: $2.09 $0.00
Disclosure

SEC source: 0001422224-20-000014 · primary_doc.xml · derivative · entry 1

Caulfield Michael · CIK 0001465752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

Underlying: common stock · 75,000 shares

Expires 2030-09-08

F1 · derivative.exercise_date: These stock purchase options vest as follows: 18,750 on September 9, 2020, 18,750 on December 31, 2020, 18,750 on March 31, 2021 and 18,750 on May 1, 2021 assuming the Reporting Person remains a member of the Company's Board Of Directors at such point in time.

Read SEC document
September 09, 2020 Filed Sep 10, 2020 13:35 UTC GrantCommon Stock Purchase Option · Derivative 75,000 $0.00 Strike: $2.09 $0.00
Disclosure

SEC source: 0001422224-20-000015 · primary_doc.xml · derivative · entry 1

Hutchins Daniel F · CIK 0001409533 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,250

Underlying: common stock · 75,000 shares

Expires 2030-09-08

F1 · derivative.exercise_date: These stock purchase options vest as follows: 18,750 on September 9, 2020, 18,750 on September 30, 2020, 18,750 on December 31, 2020, 18,750 on March 31, 2021 and 18,750 on May 1, 2020 assuming the Reporting Person remains a member of the Company's Board of Directors at such point in time.

Read SEC document
September 09, 2020 Filed Sep 10, 2020 13:39 UTC GrantCommon Stock Purchase Option · Derivative 75,000 $0.00 Strike: $2.09 $0.00
Disclosure

SEC source: 0001422224-20-000016 · primary_doc.xml · derivative · entry 1

RICHIE LEROY C · CIK 0001187259 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,250

Underlying: common stock · 75,000 shares

Expires 2030-09-08

F1 · derivative.exercise_date: These stock purchase options vest as follows: 18,750 on September 9, 2020, 18,750 on September 30, 2020, 18,750 on December 31, 2020, 18,750 on March 31, 2021 and 18,750 on May 1, 2021 assuming the Reporting Person remains a member of the Company's Board of Directors at such point in time.

Read SEC document
June 09, 2020 Filed Jun 11, 2020 21:08 UTC Amendment
Ross Stanton EDirector · Chairman, CEO & President
GiftCommon Stock 87,651 $0.00 $0.00
Disclosure

SEC source: 0001422224-20-000009 · primary_doc.xml · nonDerivative · entry 1

Ross Stanton E · CIK 0001008241 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,305,900

F1 · kind: The disposition reported in this Form 4 was a bona fide gift made to the Greater Kansas City Charitable Foundation. This is not a market transaction therefore no selling price is reported. The disposition is pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on August 15, 2019 and was initiated when the market price of the shares was equal to or exceeded the designated price of $5.25 in compliance with the Rule 10b5-1 Trading Plan.

F1 · price: The disposition reported in this Form 4 was a bona fide gift made to the Greater Kansas City Charitable Foundation. This is not a market transaction therefore no selling price is reported. The disposition is pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on August 15, 2019 and was initiated when the market price of the shares was equal to or exceeded the designated price of $5.25 in compliance with the Rule 10b5-1 Trading Plan.

Read SEC document
June 09, 2020 Filed Jun 11, 2020 17:17 UTC
Ross Stanton EDirector · Chairman, CEO & President
OtherCommon Stock 87,651 $5.70 $499,610.70
Disclosure

SEC source: 0001422224-20-000007 · primary_doc.xml · nonDerivative · entry 1

Ross Stanton E · CIK 0001008241 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,305,900

F1 · kind: The disposition reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on August 15, 2019. The disposition of shares was in the form of a charitable donation to the Greater Kansas City Charitable Foundation in compliance with the previously adopted Rule 10b5-1 Trading Plan when the market price of the common stock was equal to or exceeded the designated price of $5.25 per share.

F1 · shares: The disposition reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on August 15, 2019. The disposition of shares was in the form of a charitable donation to the Greater Kansas City Charitable Foundation in compliance with the previously adopted Rule 10b5-1 Trading Plan when the market price of the common stock was equal to or exceeded the designated price of $5.25 per share.

Read SEC document
June 09, 2020 Filed Jun 11, 2020 17:38 UTC
Heckman Thomas JCFO, Treasurer & Secretary
SaleCommon Stock 27,500 $7.10 $195,250.00
Disclosure

SEC source: 0001422224-20-000008 · primary_doc.xml · nonDerivative · entry 3

Heckman Thomas J · CIK 0001422224 · CFO, Treasurer & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 863,984

F1 · kind: The disposition reported on this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on May 21, 2019. The disposition of shares was in compliance with the previously adopted Rule 10b5-1 Trading Plan when the market price of the common stock was equal to or exceeded the designated price of $7.00 per share.

F1 · shares: The disposition reported on this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on May 21, 2019. The disposition of shares was in compliance with the previously adopted Rule 10b5-1 Trading Plan when the market price of the common stock was equal to or exceeded the designated price of $7.00 per share.

F1 · price: The disposition reported on this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on May 21, 2019. The disposition of shares was in compliance with the previously adopted Rule 10b5-1 Trading Plan when the market price of the common stock was equal to or exceeded the designated price of $7.00 per share.

Read SEC document
June 09, 2020 Filed Jun 11, 2020 17:38 UTC
Heckman Thomas JCFO, Treasurer & Secretary
SaleCommon Stock 27,500 $7.05 $193,875.00
Disclosure

SEC source: 0001422224-20-000008 · primary_doc.xml · nonDerivative · entry 2

Heckman Thomas J · CIK 0001422224 · CFO, Treasurer & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 891,484

F1 · kind: The disposition reported on this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on May 21, 2019. The disposition of shares was in compliance with the previously adopted Rule 10b5-1 Trading Plan when the market price of the common stock was equal to or exceeded the designated price of $7.00 per share.

F1 · shares: The disposition reported on this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on May 21, 2019. The disposition of shares was in compliance with the previously adopted Rule 10b5-1 Trading Plan when the market price of the common stock was equal to or exceeded the designated price of $7.00 per share.

F1 · price: The disposition reported on this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on May 21, 2019. The disposition of shares was in compliance with the previously adopted Rule 10b5-1 Trading Plan when the market price of the common stock was equal to or exceeded the designated price of $7.00 per share.

Read SEC document
June 09, 2020 Filed Jun 11, 2020 17:38 UTC
Heckman Thomas JCFO, Treasurer & Secretary
SaleCommon Stock 55,000 $7.00 $385,000.00
Disclosure

SEC source: 0001422224-20-000008 · primary_doc.xml · nonDerivative · entry 1

Heckman Thomas J · CIK 0001422224 · CFO, Treasurer & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 918,984

F1 · kind: The disposition reported on this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on May 21, 2019. The disposition of shares was in compliance with the previously adopted Rule 10b5-1 Trading Plan when the market price of the common stock was equal to or exceeded the designated price of $7.00 per share.

F1 · shares: The disposition reported on this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on May 21, 2019. The disposition of shares was in compliance with the previously adopted Rule 10b5-1 Trading Plan when the market price of the common stock was equal to or exceeded the designated price of $7.00 per share.

F1 · price: The disposition reported on this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on May 21, 2019. The disposition of shares was in compliance with the previously adopted Rule 10b5-1 Trading Plan when the market price of the common stock was equal to or exceeded the designated price of $7.00 per share.

Read SEC document
April 17, 2020 Filed Apr 21, 2020 16:33 UTC
Ross Stanton EDirector · Chairman, CEO &President
GrantCommon Stock 75,250 $0.92 $69,230.00
Disclosure

SEC source: 0001422224-20-000005 · primary_doc.xml · nonDerivative · entry 1

Ross Stanton E · CIK 0001008241 · Director · Chairman, CEO &President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,393,551

F1 · kind: Effective April 17, 2020, the Compensation Committee of the Bard of Directors determined that the cash portion of the annual base salary of the Reporting Person shall be reduced to an annual rate of $150,000, The Committee decided that the $69,230.76 representing the pro-rated reduction in the annual salaries would instead be paid through the issuance of 75,250 restricted shares of common stock based on the closing price of $0.92 per share on such date.

F1 · shares: Effective April 17, 2020, the Compensation Committee of the Bard of Directors determined that the cash portion of the annual base salary of the Reporting Person shall be reduced to an annual rate of $150,000, The Committee decided that the $69,230.76 representing the pro-rated reduction in the annual salaries would instead be paid through the issuance of 75,250 restricted shares of common stock based on the closing price of $0.92 per share on such date.

F1 · price: Effective April 17, 2020, the Compensation Committee of the Bard of Directors determined that the cash portion of the annual base salary of the Reporting Person shall be reduced to an annual rate of $150,000, The Committee decided that the $69,230.76 representing the pro-rated reduction in the annual salaries would instead be paid through the issuance of 75,250 restricted shares of common stock based on the closing price of $0.92 per share on such date.

Read SEC document
April 17, 2020 Filed Apr 21, 2020 16:53 UTC
Heckman Thomas JCFO, Treasurer & Secretary
GrantCommon Stock 60,200 $0.92 $55,384.00
Disclosure

SEC source: 0001422224-20-000006 · primary_doc.xml · nonDerivative · entry 1

Heckman Thomas J · CIK 0001422224 · CFO, Treasurer & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 973,984

F1 · kind: Effective April 17, 2020, the Compensation Committee of the Board of Directors determined that the cash portion of the annual base salaries of the Reporting Person shall be reduced to an annual rate of $150,000. The Committee decided that the $55,384.00 representing the pro-rated reduction in the annual salaries would instead be paid through the issuance of 60,200 restricted shares of common stock based on the closing price of $0.92 per share on such date.

F1 · shares: Effective April 17, 2020, the Compensation Committee of the Board of Directors determined that the cash portion of the annual base salaries of the Reporting Person shall be reduced to an annual rate of $150,000. The Committee decided that the $55,384.00 representing the pro-rated reduction in the annual salaries would instead be paid through the issuance of 60,200 restricted shares of common stock based on the closing price of $0.92 per share on such date.

F1 · price: Effective April 17, 2020, the Compensation Committee of the Board of Directors determined that the cash portion of the annual base salaries of the Reporting Person shall be reduced to an annual rate of $150,000. The Committee decided that the $55,384.00 representing the pro-rated reduction in the annual salaries would instead be paid through the issuance of 60,200 restricted shares of common stock based on the closing price of $0.92 per share on such date.

Read SEC document
January 07, 2020 Filed Jan 8, 2021 16:22 UTC
Ross Stanton EDirector · Chairman, CEO &President
GrantCommon Stock 300,000 $2.76 $828,000.00
Disclosure

SEC source: 0001422224-21-000003 · primary_doc.xml · nonDerivative · entry 1

Ross Stanton E · CIK 0001008241 · Director · Chairman, CEO &President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,410,900

F1 · kind: The Reporting Person was granted 300,000 shares of Restricted Common Stock on January 7, 2021 under the Digital Ally, Inc. 2020 Stock Option and Restricted Stock Plan. These restricted shares vest 50% on January 6, 2022 and 50% on January 6, 2023, contingent upon the Reporting Person remaining as an employee of the Company at that point in time.

F1 · shares: The Reporting Person was granted 300,000 shares of Restricted Common Stock on January 7, 2021 under the Digital Ally, Inc. 2020 Stock Option and Restricted Stock Plan. These restricted shares vest 50% on January 6, 2022 and 50% on January 6, 2023, contingent upon the Reporting Person remaining as an employee of the Company at that point in time.

F1 · price: The Reporting Person was granted 300,000 shares of Restricted Common Stock on January 7, 2021 under the Digital Ally, Inc. 2020 Stock Option and Restricted Stock Plan. These restricted shares vest 50% on January 6, 2022 and 50% on January 6, 2023, contingent upon the Reporting Person remaining as an employee of the Company at that point in time.

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January 03, 2020 Filed Jan 7, 2020 08:58 UTC
Ross Stanton EDirector · Chairman, CEO &President
GrantCommon Stock 250,000 $1.08 $270,000.00
Disclosure

SEC source: 0001422224-20-000001 · primary_doc.xml · nonDerivative · entry 1

Ross Stanton E · CIK 0001008241 · Director · Chairman, CEO &President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,316,911

F1 · kind: The Reporting Person was granted 250,000 shares of Restricted Common Stock on January 3, 2020 under the Digital Ally, Inc. 2018 Stock Option and Restricted Stock Plan. These restricted shares vest 50% on January 2, 2021 and 50% on January 2, 2022, contingent upon the Reporting Person remaining as an employee of the Company at that point in time.

F1 · shares: The Reporting Person was granted 250,000 shares of Restricted Common Stock on January 3, 2020 under the Digital Ally, Inc. 2018 Stock Option and Restricted Stock Plan. These restricted shares vest 50% on January 2, 2021 and 50% on January 2, 2022, contingent upon the Reporting Person remaining as an employee of the Company at that point in time.

F1 · price: The Reporting Person was granted 250,000 shares of Restricted Common Stock on January 3, 2020 under the Digital Ally, Inc. 2018 Stock Option and Restricted Stock Plan. These restricted shares vest 50% on January 2, 2021 and 50% on January 2, 2022, contingent upon the Reporting Person remaining as an employee of the Company at that point in time.

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January 03, 2020 Filed Jan 7, 2020 09:19 UTC
Heckman Thomas JCFO, Treasurer & Secretary
GrantCommon Stock 150,000 $1.08 $162,000.00
Disclosure

SEC source: 0001422224-20-000002 · primary_doc.xml · nonDerivative · entry 1

Heckman Thomas J · CIK 0001422224 · CFO, Treasurer & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 911,754

F1 · kind: The Reporting Person was granted 150,000 shares of Restricted Common Stock on January 3, 2020 under the Digital Ally, Inc. 2018 Stock Option and Restricted Stock Plan. These Restricted Shares vest 50% on January 2, 2021 and 50% on January 2, 2022 contingent upon the Reporting Person remaining as an employee of the Company at such points in time.

F1 · shares: The Reporting Person was granted 150,000 shares of Restricted Common Stock on January 3, 2020 under the Digital Ally, Inc. 2018 Stock Option and Restricted Stock Plan. These Restricted Shares vest 50% on January 2, 2021 and 50% on January 2, 2022 contingent upon the Reporting Person remaining as an employee of the Company at such points in time.

F1 · price: The Reporting Person was granted 150,000 shares of Restricted Common Stock on January 3, 2020 under the Digital Ally, Inc. 2018 Stock Option and Restricted Stock Plan. These Restricted Shares vest 50% on January 2, 2021 and 50% on January 2, 2022 contingent upon the Reporting Person remaining as an employee of the Company at such points in time.

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December 31, 2019 Filed Jan 15, 2020 17:15 UTC
Ross Stanton EDirector · Chairman, CEO &President
GrantCommon Stock 1,390 $0.00 $0.00
Disclosure

SEC source: 0001422224-20-000004 · primary_doc.xml · nonDerivative · entry 1

Ross Stanton E · CIK 0001008241 · Director · Chairman, CEO &President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,318,301

F1 · date: The Reporting Person was granted a total of 1,390 shares of Digital Ally, Inc. common stock at various dates and at various prices corresponding with payroll periods during fiscal 2019. Such grants were made in accordance with the matching provisions of the Digital Ally, Inc. 401k and Profit Sharing Plan. As of December 31, 2019 the Reporting Person holds a total of 9,650 shares of Digital Ally, Inc. common stock in his 401k account.

F1 · kind: The Reporting Person was granted a total of 1,390 shares of Digital Ally, Inc. common stock at various dates and at various prices corresponding with payroll periods during fiscal 2019. Such grants were made in accordance with the matching provisions of the Digital Ally, Inc. 401k and Profit Sharing Plan. As of December 31, 2019 the Reporting Person holds a total of 9,650 shares of Digital Ally, Inc. common stock in his 401k account.

F1 · shares: The Reporting Person was granted a total of 1,390 shares of Digital Ally, Inc. common stock at various dates and at various prices corresponding with payroll periods during fiscal 2019. Such grants were made in accordance with the matching provisions of the Digital Ally, Inc. 401k and Profit Sharing Plan. As of December 31, 2019 the Reporting Person holds a total of 9,650 shares of Digital Ally, Inc. common stock in his 401k account.

F1 · price: The Reporting Person was granted a total of 1,390 shares of Digital Ally, Inc. common stock at various dates and at various prices corresponding with payroll periods during fiscal 2019. Such grants were made in accordance with the matching provisions of the Digital Ally, Inc. 401k and Profit Sharing Plan. As of December 31, 2019 the Reporting Person holds a total of 9,650 shares of Digital Ally, Inc. common stock in his 401k account.

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December 31, 2019 Filed Jan 15, 2020 17:03 UTC
Heckman Thomas JCFO, Treasurer & Secretary
GrantCommon Stock 2,030 Not disclosed Not disclosed
Disclosure

SEC source: 0001422224-20-000003 · primary_doc.xml · nonDerivative · entry 1

Heckman Thomas J · CIK 0001422224 · CFO, Treasurer & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 913,784

F1 · date: The Reporting Person was granted a total of 2,030 common shares at various dates and at various prices corresponding with payroll periods during fiscal 2019. Such grants were pursuant to the matching provisions of the Digital Ally, Inc. 401-k and Profit Sharing Plan & Trust. As of December 31, 2019, the Reporting person holds a total of 17,636 common shares of Digital Ally, Inc. as part of his 401-k account.

F1 · kind: The Reporting Person was granted a total of 2,030 common shares at various dates and at various prices corresponding with payroll periods during fiscal 2019. Such grants were pursuant to the matching provisions of the Digital Ally, Inc. 401-k and Profit Sharing Plan & Trust. As of December 31, 2019, the Reporting person holds a total of 17,636 common shares of Digital Ally, Inc. as part of his 401-k account.

F1 · price: The Reporting Person was granted a total of 2,030 common shares at various dates and at various prices corresponding with payroll periods during fiscal 2019. Such grants were pursuant to the matching provisions of the Digital Ally, Inc. 401-k and Profit Sharing Plan & Trust. As of December 31, 2019, the Reporting person holds a total of 17,636 common shares of Digital Ally, Inc. as part of his 401-k account.

F1 · balance_after: The Reporting Person was granted a total of 2,030 common shares at various dates and at various prices corresponding with payroll periods during fiscal 2019. Such grants were pursuant to the matching provisions of the Digital Ally, Inc. 401-k and Profit Sharing Plan & Trust. As of December 31, 2019, the Reporting person holds a total of 17,636 common shares of Digital Ally, Inc. as part of his 401-k account.

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December 31, 2019 Filed Apr 6, 2021 12:48 UTC
Heckman Thomas JCFO, Treasurer & Secretary
GrantCommon Stock 8,864 Not disclosed Not disclosed
Disclosure

SEC source: 0001422224-21-000006 · primary_doc.xml · nonDerivative · entry 1

Heckman Thomas J · CIK 0001422224 · CFO, Treasurer & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 872,848

F1 · date: The Reporting Person was granted a total of 8,864 common shares at various dates and at various prices corresponding with payroll periods during fiscal 2020. Such grants were pursuant to the matching provisions of the Digital Ally, Inc. 401-K and Profit Sharing Plan and Trust. As of December 31. 2020 the Reporting Person holds a total of 26,500 common shares of Digital Ally, Inc. as part of his 401-K account.

F1 · price: The Reporting Person was granted a total of 8,864 common shares at various dates and at various prices corresponding with payroll periods during fiscal 2020. Such grants were pursuant to the matching provisions of the Digital Ally, Inc. 401-K and Profit Sharing Plan and Trust. As of December 31. 2020 the Reporting Person holds a total of 26,500 common shares of Digital Ally, Inc. as part of his 401-K account.

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January 03, 2019 Filed Jan 7, 2019 11:40 UTC
Ross Stanton EDirector · Chairman, CEO & President
GrantCommon stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0001422224-19-000004 · primary_doc.xml · nonDerivative · entry 1

Ross Stanton E · CIK 0001008241 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,066,911

F1 · kind: The Reporting Person was granted 250,000 shares of Restricted Common Stock on January 3, 2019 under the Digital Ally, Inc. 2018 Stock Option and Restricted Stock Plan. These restricted shares vest 50% on January 2, 2020 and 50% on January 2, 2021 contingent upon the Reporting Person remaining as an employee of the Company at such points in time.

F1 · shares: The Reporting Person was granted 250,000 shares of Restricted Common Stock on January 3, 2019 under the Digital Ally, Inc. 2018 Stock Option and Restricted Stock Plan. These restricted shares vest 50% on January 2, 2020 and 50% on January 2, 2021 contingent upon the Reporting Person remaining as an employee of the Company at such points in time.

F1 · price: The Reporting Person was granted 250,000 shares of Restricted Common Stock on January 3, 2019 under the Digital Ally, Inc. 2018 Stock Option and Restricted Stock Plan. These restricted shares vest 50% on January 2, 2020 and 50% on January 2, 2021 contingent upon the Reporting Person remaining as an employee of the Company at such points in time.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.