Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Hamilton Beach Brands Holding CoHBB · Entity 5625 | Director | September 26, 2017 | September 28, 2017 |
| NACCO INDUSTRIES INCNC · Entity 5896 | Director | July 03, 2023 | July 05, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Hamilton Beach Brands Holding Co
Report date September 26, 2017 · Filed September 28, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 13,616 |
Reported balance
After 2017-09-26 transaction · row 1
1 source rowRow 1 · 2017-09-26 · Other · Acquired 13,616 · Balance 13,616 F1: In connection with the spin-off of Hamilton Beach Brands Holding Company ("Hamilton Beach") by NACCO Industries, Inc. ("NACCO"), NACCO will distribute all of the outstanding shares of Hamilton Beach common stock held by NACCO to NACCO common stockholders as of the record date, which was the close of business on September 26, 2017 (the "Record Date"). For each share of NACCO Class A common stock held on the Record Date, NACCO will distribute one share of Hamilton Beach Class A common stock and one share of Hamilton Beach Class B common stock. Similarly, for each share of NACCO Class B common stock held on the Record Date, NACCO will distribute one share of Hamilton Beach Class A common stock and one share of Hamilton Beach Class B common stock. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 13,616 |
Reported balance
After 2017-09-26 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-09-26 · Other · Acquired 13,616 · Balance 13,616 F2: N/A F1: In connection with the spin-off of Hamilton Beach Brands Holding Company ("Hamilton Beach") by NACCO Industries, Inc. ("NACCO"), NACCO will distribute all of the outstanding shares of Hamilton Beach common stock held by NACCO to NACCO common stockholders as of the record date, which was the close of business on September 26, 2017 (the "Record Date"). For each share of NACCO Class A common stock held on the Record Date, NACCO will distribute one share of Hamilton Beach Class A common stock and one share of Hamilton Beach Class B common stock. Similarly, for each share of NACCO Class B common stock held on the Record Date, NACCO will distribute one share of Hamilton Beach Class A common stock and one share of Hamilton Beach Class B common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with the spin-off of Hamilton Beach Brands Holding Company ("Hamilton Beach") by NACCO Industries, Inc. ("NACCO"), NACCO will distribute all of the outstanding shares of Hamilton Beach common stock held by NACCO to NACCO common stockholders as of the record date, which was the close of business on September 26, 2017 (the "Record Date"). For each share of NACCO Class A common stock held on the Record Date, NACCO will distribute one share of Hamilton Beach Class A common stock and one share of Hamilton Beach Class B common stock. Similarly, for each share of NACCO Class B common stock held on the Record Date, NACCO will distribute one share of Hamilton Beach Class A common stock and one share of Hamilton Beach Class B common stock.
F2: N/A
NACCO INDUSTRIES INC
Report date July 03, 2023 · Filed July 05, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 35,147 |
Ending reported balance
After 2023-07-05 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-07-05 · Grant · Acquired 806 · Balance 35,001 F1: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan. F2: N/A Row 2 · 2023-07-05 · Grant · Acquired 146 · Balance 35,147 F3: Shares of Class A Common Stock awarded to the Reporting Person as "Voluntary Shares" under the company's Non-Employee Directors' Equity Compensation Plan. F2: N/A |
Filing footnotes · ownership attribution and instrument terms
F1: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.
F2: N/A
F3: Shares of Class A Common Stock awarded to the Reporting Person as "Voluntary Shares" under the company's Non-Employee Directors' Equity Compensation Plan.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
DATAWATCH CORP
Report date December 13, 2018 · Filed December 13, 2018
Section 16 reporting ended · disclosed 2018-12-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2018-12-13 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-12-13 · Other · Disposed 383,001 · Balance 12,501 F1: Includes 143,370 shares held by Carnegie Hill Associates, LLC. Mr. Osborne is the Managing Principal of Carnegie Hill Associates, LLC and may be deemed a beneficial owner of the shares held by Carnegie Hill Associates, LLC. Mr. Osborne disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. F2: Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of November 5, 2018, by and among Datawatch Corporation, a Delaware corporation (the "Company"), Altair Engineering Inc., a Delaware corporation (the "Altair"), and Dallas Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Altair (the "Purchaser"), and the terms of the Tender and Support Agreement, dated as of November 5, 2018, by and among Altair, Purchaser and each stockholder of the Company listed on Annex I of the Tender and Support Agreement, the reporting person disposed of these shares of the Company's Common Stock in the tender offer launched by Purchaser. Row 2 · 2018-12-13 · Disposition to issuer · Disposed 12,501 · Balance 0 F3: Pursuant to the terms of restricted stock unit ("RSU") grant agreements, the vesting of RSUs was accelerated in connection with the Merger and such RSUs became fully vested effective immediately prior to the effective time of the merger contemplated by the Merger Agreement (the "Merger"). Pursuant to the terms of the Merger Agreement, each such RSU was cancelled in the Merger and, in lieu of any issuance of shares in settlement of such RSU, converted into the right to receive a cash payment equal to $13.10 per share (without interest and less any applicable tax withholding). |
| Common StockSEC Table I · non-derivative | IndirectSpouse | 0 |
Reported balance
After 2018-12-13 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2018-12-13 · Other · Disposed 3,000 · Balance 0 F4: Pursuant to the terms of the Merger Agreement, these shares of the Company's Common Stock were disposed of in the tender offer launched by Purchaser. F5: These shares were owned by Mr. Osborne's wife. The reporting person acquired beneficial ownership of these shares upon his marriage to the owner of the shares on November 22, 2014. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 143,370 shares held by Carnegie Hill Associates, LLC. Mr. Osborne is the Managing Principal of Carnegie Hill Associates, LLC and may be deemed a beneficial owner of the shares held by Carnegie Hill Associates, LLC. Mr. Osborne disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F2: Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of November 5, 2018, by and among Datawatch Corporation, a Delaware corporation (the "Company"), Altair Engineering Inc., a Delaware corporation (the "Altair"), and Dallas Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Altair (the "Purchaser"), and the terms of the Tender and Support Agreement, dated as of November 5, 2018, by and among Altair, Purchaser and each stockholder of the Company listed on Annex I of the Tender and Support Agreement, the reporting person disposed of these shares of the Company's Common Stock in the tender offer launched by Purchaser.
F3: Pursuant to the terms of restricted stock unit ("RSU") grant agreements, the vesting of RSUs was accelerated in connection with the Merger and such RSUs became fully vested effective immediately prior to the effective time of the merger contemplated by the Merger Agreement (the "Merger"). Pursuant to the terms of the Merger Agreement, each such RSU was cancelled in the Merger and, in lieu of any issuance of shares in settlement of such RSU, converted into the right to receive a cash payment equal to $13.10 per share (without interest and less any applicable tax withholding).
F4: Pursuant to the terms of the Merger Agreement, these shares of the Company's Common Stock were disposed of in the tender offer launched by Purchaser.
F5: These shares were owned by Mr. Osborne's wife. The reporting person acquired beneficial ownership of these shares upon his marriage to the owner of the shares on November 22, 2014. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
Merck & Co., Inc.
Report date May 20, 2006 · Filed May 23, 2006
Section 16 reporting ended · disclosed 2006-05-23. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 78,334.94 |
Reported balance
After 2006-05-20 transaction · row 1
1 source rowRow 1 · 2006-05-20 · Grant · Acquired 3,000 · Balance 78,334.94 F1: Not Applicable. |
Filing footnotes · ownership attribution and instrument terms
F1: Not Applicable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 05, 2023 Filed Jul 5, 2023 19:02 UTC | NACCO INDUSTRIES INC NC · Entity 5896 | GrantClass A Common Stock | 146 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-019918 · form4.xml · nonDerivative · entry 2 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,147 F3 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Voluntary Shares" under the company's Non-Employee Directors' Equity Compensation Plan. F2 · price: N/A Read SEC document |
| July 05, 2023 Filed Jul 5, 2023 19:02 UTC | NACCO INDUSTRIES INC NC · Entity 5896 | GrantClass A Common Stock | 806 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-019918 · form4.xml · nonDerivative · entry 1 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,001 F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan. F2 · price: N/A Read SEC document |
| April 03, 2023 Filed Apr 4, 2023 19:00 UTC | NACCO INDUSTRIES INC NC · Entity 5896 | GrantClass A Common Stock | 133 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-012107 · form4.xml · nonDerivative · entry 2 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,195 F3 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Voluntary Shares" under the company's Non-Employee Directors' Equity Compensation Plan. F2 · price: N/A Read SEC document |
| April 03, 2023 Filed Apr 4, 2023 19:00 UTC | NACCO INDUSTRIES INC NC · Entity 5896 | GrantClass A Common Stock | 732 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-012107 · form4.xml · nonDerivative · entry 1 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,062 F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan. F2 · price: N/A Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 20:55 UTC | NACCO INDUSTRIES INC NC · Entity 5896 | GrantClass A Common Stock | 107 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-000440 · form4.xml · nonDerivative · entry 2 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,330 F3 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Voluntary Shares" under the company's Non-Employee Directors' Equity Compensation Plan. F2 · price: N/A Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 20:55 UTC | NACCO INDUSTRIES INC NC · Entity 5896 | GrantClass A Common Stock | 588 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-000440 · form4.xml · nonDerivative · entry 1 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,223 F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan. F2 · price: N/A Read SEC document |
| October 03, 2022 Filed Oct 4, 2022 20:39 UTC | NACCO INDUSTRIES INC NC · Entity 5896 | GrantClass A Common Stock | 115 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-023492 · form4.xml · nonDerivative · entry 2 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,635 F3 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Voluntary Shares" under the company's Non-Employee Directors' Equity Compensation Plan. F2 · price: N/A Read SEC document |
| October 03, 2022 Filed Oct 4, 2022 20:39 UTC | NACCO INDUSTRIES INC NC · Entity 5896 | GrantClass A Common Stock | 635 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-023492 · form4.xml · nonDerivative · entry 1 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,520 F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan. F2 · price: N/A Read SEC document |
| July 01, 2022 Filed Jul 5, 2022 16:33 UTC | NACCO INDUSTRIES INC NC · Entity 5896 | GrantClass A Common Stock | 105 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-018634 · form4.xml · nonDerivative · entry 2 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,885 F3 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Voluntary Shares" under the company's Non-Employee Directors' Equity Compensation Plan. F2 · price: N/A Read SEC document |
| July 01, 2022 Filed Jul 5, 2022 16:33 UTC | NACCO INDUSTRIES INC NC · Entity 5896 | GrantClass A Common Stock | 579 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-018634 · form4.xml · nonDerivative · entry 1 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,780 F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan. F2 · price: N/A Read SEC document |
| April 01, 2022 Filed Apr 1, 2022 21:39 UTC | NACCO INDUSTRIES INC NC · Entity 5896 | GrantClass A Common Stock | 153 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-010928 · form4.xml · nonDerivative · entry 2 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,201 F3 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Voluntary Shares" under the company's Non-Employee Directors' Equity Compensation Plan. F2 · price: N/A Read SEC document |
| April 01, 2022 Filed Apr 1, 2022 21:39 UTC | NACCO INDUSTRIES INC NC · Entity 5896 | GrantClass A Common Stock | 841 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-010928 · form4.xml · nonDerivative · entry 1 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,048 F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan. F2 · price: N/A Read SEC document |
| January 03, 2022 Filed Jan 4, 2022 20:57 UTC | NACCO INDUSTRIES INC NC · Entity 5896 | GrantClass A Common Stock | 154 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-000395 · form4.xml · nonDerivative · entry 2 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,207 F3 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Voluntary Shares" under the company's Non-Employee Directors' Equity Compensation Plan. F2 · price: N/A Read SEC document |
| January 03, 2022 Filed Jan 4, 2022 20:57 UTC | NACCO INDUSTRIES INC NC · Entity 5896 | GrantClass A Common Stock | 808 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-000395 · form4.xml · nonDerivative · entry 1 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,053 F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan. F2 · price: N/A Read SEC document |
| October 01, 2021 Filed Oct 1, 2021 19:17 UTC | NACCO INDUSTRIES INC NC · Entity 5896 | GrantClass A Common Stock | 1,014 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-026209 · form4.xml · nonDerivative · entry 2 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,052 F3 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan. F2 · price: N/A Read SEC document |
| October 01, 2021 Filed Oct 1, 2021 19:17 UTC | NACCO INDUSTRIES INC NC · Entity 5896 | GrantClass A Common Stock | 193 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-026209 · form4.xml · nonDerivative · entry 1 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,245 F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Voluntary Shares" under the company's Non-Employee Directors' Equity Compensation Plan. F2 · price: N/A Read SEC document |
| July 01, 2021 Filed Jul 1, 2021 19:50 UTC | NACCO INDUSTRIES INC NC · Entity 5896 | GrantClass A Common Stock | 201 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-021006 · form4.xml · nonDerivative · entry 2 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,038 F3 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Voluntary Shares" under the company's Non-Employee Directors' Equity Compensation Plan. F2 · price: N/A Read SEC document |
| July 01, 2021 Filed Jul 1, 2021 19:50 UTC | NACCO INDUSTRIES INC NC · Entity 5896 | GrantClass A Common Stock | 1,056 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-021006 · form4.xml · nonDerivative · entry 1 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,837 F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan. F2 · price: N/A Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 21:36 UTC | NACCO INDUSTRIES INC NC · Entity 5896 | GrantClass A Common Stock | 205 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-013208 · form4.xml · nonDerivative · entry 2 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,781 F3 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Voluntary Shares" under the company's Non-Employee Directors' Equity Compensation Plan. F2 · price: N/A Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 21:36 UTC | NACCO INDUSTRIES INC NC · Entity 5896 | GrantClass A Common Stock | 1,079 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-013208 · form4.xml · nonDerivative · entry 1 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,576 F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan. F2 · price: N/A Read SEC document |
| January 04, 2021 Filed Jan 4, 2021 21:01 UTC | NACCO INDUSTRIES INC NC · Entity 5896 | GrantClass A Common Stock | 209 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-000162 · form4.xml · nonDerivative · entry 2 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,497 F3 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Voluntary Shares" under the company's Non-Employee Directors' Equity Compensation Plan. F2 · price: N/A Read SEC document |
| January 04, 2021 Filed Jan 4, 2021 21:01 UTC | NACCO INDUSTRIES INC NC · Entity 5896 | GrantClass A Common Stock | 1,047 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-000162 · form4.xml · nonDerivative · entry 1 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,288 F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan. F2 · price: N/A Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 19:49 UTC | NACCO INDUSTRIES INC NC · Entity 5896 | GrantClass A Common Stock | 230 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-026205 · form4.xml · nonDerivative · entry 2 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,241 F3 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Voluntary Shares" under the company's Non-Employee Directors' Equity Compensation Plan. F2 · price: N/A Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 19:49 UTC | NACCO INDUSTRIES INC NC · Entity 5896 | GrantClass A Common Stock | 1,153 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-026205 · form4.xml · nonDerivative · entry 1 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,011 F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan. F2 · price: N/A Read SEC document |
| July 01, 2020 Filed Jul 1, 2020 14:57 UTC | NACCO INDUSTRIES INC NC · Entity 5896 | GrantClass A Common Stock | 186 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-020487 · form4.xml · nonDerivative · entry 2 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,858 F3 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Voluntary Shares" under the company's Non-Employee Directors' Equity Compensation Plan. F2 · price: N/A Read SEC document |
| July 01, 2020 Filed Jul 1, 2020 14:57 UTC | NACCO INDUSTRIES INC NC · Entity 5896 | GrantClass A Common Stock | 934 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-020487 · form4.xml · nonDerivative · entry 1 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,672 F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan. F2 · price: N/A Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 21:56 UTC | NACCO INDUSTRIES INC NC · Entity 5896 | GrantClass A Common Stock | 120 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-012850 · form4.xml · nonDerivative · entry 2 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,738 F3 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Voluntary Shares" under the company's Non-Employee Directors' Equity Compensation Plan. F2 · price: N/A Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 21:56 UTC | NACCO INDUSTRIES INC NC · Entity 5896 | GrantClass A Common Stock | 603 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-012850 · form4.xml · nonDerivative · entry 1 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,618 F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan. F2 · price: N/A Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 20:02 UTC | NACCO INDUSTRIES INC NC · Entity 5896 | GrantClass A Common Stock | 95 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-000506 · form4.xml · nonDerivative · entry 2 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,015 F3 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Voluntary Shares" under the company's Non-Employee Directors' Equity Compensation Plan. F2 · price: N/A Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 20:02 UTC | NACCO INDUSTRIES INC NC · Entity 5896 | GrantClass A Common Stock | 452 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-000506 · form4.xml · nonDerivative · entry 1 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,920 F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan. F2 · price: N/A Read SEC document |
| October 01, 2019 Filed Oct 2, 2019 15:30 UTC | NACCO INDUSTRIES INC NC · Entity 5896 | GrantClass A Common Stock | 95 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-029565 · form4.xml · nonDerivative · entry 2 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,468 F3 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Voluntary Shares" under the company's Non-Employee Directors' Equity Compensation Plan. F2 · price: N/A Read SEC document |
| October 01, 2019 Filed Oct 2, 2019 15:30 UTC | NACCO INDUSTRIES INC NC · Entity 5896 | GrantClass A Common Stock | 452 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-029565 · form4.xml · nonDerivative · entry 1 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,373 F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan. F2 · price: N/A Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 18:38 UTC | NACCO INDUSTRIES INC NC · Entity 5896 | GrantClass A Common Stock | 503 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-023481 · form4.xml · nonDerivative · entry 2 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,921 F3 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan. F2 · price: N/A Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 18:38 UTC | NACCO INDUSTRIES INC NC · Entity 5896 | GrantClass A Common Stock | 106 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-023481 · form4.xml · nonDerivative · entry 1 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,418 F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Voluntary Shares" under the company's Non-Employee Directors' Equity Compensation Plan. F2 · price: N/A Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 19:53 UTC | NACCO INDUSTRIES INC NC · Entity 5896 | GrantClass A Common Stock | 136 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-014074 · form4.xml · nonDerivative · entry 2 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,312 F3 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Voluntary Shares" under the company's Non-Employee Directors' Equity Compensation Plan. F2 · price: N/A Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 19:53 UTC | NACCO INDUSTRIES INC NC · Entity 5896 | GrantClass A Common Stock | 649 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-014074 · form4.xml · nonDerivative · entry 1 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,176 F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan. F2 · price: N/A Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 16:25 UTC | NACCO INDUSTRIES INC NC · Entity 5896 | GrantClass A Common Stock | 151 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-001099 · form4.xml · nonDerivative · entry 2 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,527 F3 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Voluntary Shares" under the company's Non-Employee Directors' Equity Compensation Plan. F2 · price: N/A Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 16:25 UTC | NACCO INDUSTRIES INC NC · Entity 5896 | GrantClass A Common Stock | 682 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-001099 · form4.xml · nonDerivative · entry 1 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,376 F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan. F2 · price: N/A Read SEC document |
| December 13, 2018 Filed Dec 13, 2018 17:15 UTC | DATAWATCH CORP DWCH · Entity 161801 | OtherCommon Stock | 3,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-18-064482 · tv508869_4.xml · nonDerivative · entry 3 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse Disclosed balance after: 0 F4 · price: Pursuant to the terms of the Merger Agreement, these shares of the Company's Common Stock were disposed of in the tender offer launched by Purchaser. F5 · ownership.nature: These shares were owned by Mr. Osborne's wife. The reporting person acquired beneficial ownership of these shares upon his marriage to the owner of the shares on November 22, 2014. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| December 13, 2018 Filed Dec 13, 2018 17:15 UTC | DATAWATCH CORP DWCH · Entity 161801 | Disposition to issuerCommon Stock | 12,501 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-18-064482 · tv508869_4.xml · nonDerivative · entry 2 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · price: Pursuant to the terms of restricted stock unit ("RSU") grant agreements, the vesting of RSUs was accelerated in connection with the Merger and such RSUs became fully vested effective immediately prior to the effective time of the merger contemplated by the Merger Agreement (the "Merger"). Pursuant to the terms of the Merger Agreement, each such RSU was cancelled in the Merger and, in lieu of any issuance of shares in settlement of such RSU, converted into the right to receive a cash payment equal to $13.10 per share (without interest and less any applicable tax withholding). Read SEC document |
| December 13, 2018 Filed Dec 13, 2018 17:15 UTC | DATAWATCH CORP DWCH · Entity 161801 | OtherCommon Stock | 383,001 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-18-064482 · tv508869_4.xml · nonDerivative · entry 1 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,501 F1 · shares: Includes 143,370 shares held by Carnegie Hill Associates, LLC. Mr. Osborne is the Managing Principal of Carnegie Hill Associates, LLC and may be deemed a beneficial owner of the shares held by Carnegie Hill Associates, LLC. Mr. Osborne disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. F2 · price: Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of November 5, 2018, by and among Datawatch Corporation, a Delaware corporation (the "Company"), Altair Engineering Inc., a Delaware corporation (the "Altair"), and Dallas Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Altair (the "Purchaser"), and the terms of the Tender and Support Agreement, dated as of November 5, 2018, by and among Altair, Purchaser and each stockholder of the Company listed on Annex I of the Tender and Support Agreement, the reporting person disposed of these shares of the Company's Common Stock in the tender offer launched by Purchaser. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 16:02 UTC | NACCO INDUSTRIES INC NC · Entity 5896 | GrantClass A Common Stock | 147 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-029279 · form4.xml · nonDerivative · entry 2 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,694 F3 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Voluntary Shares" under the company's Non-Employee Directors' Equity Compensation Plan. F2 · price: N/A Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 16:02 UTC | NACCO INDUSTRIES INC NC · Entity 5896 | GrantClass A Common Stock | 662 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-029279 · form4.xml · nonDerivative · entry 1 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,547 F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan. F2 · price: N/A Read SEC document |
| July 02, 2018 Filed Jul 2, 2018 20:32 UTC | NACCO INDUSTRIES INC NC · Entity 5896 | GrantClass A Common Stock | 137 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-022239 · form4.xml · nonDerivative · entry 2 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,885 F3 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Voluntary Shares" under the company's Non-Employee Directors' Equity Compensation Plan. F2 · price: N/A Read SEC document |
| July 02, 2018 Filed Jul 2, 2018 20:32 UTC | NACCO INDUSTRIES INC NC · Entity 5896 | GrantClass A Common Stock | 619 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-022239 · form4.xml · nonDerivative · entry 1 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,748 F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan. F2 · price: N/A Read SEC document |
| April 17, 2018 Filed Apr 19, 2018 17:02 UTC | DATAWATCH CORP DWCH · Entity 161801 | GrantCommon Stock | 7,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-021388 · tv491403_4.xml · nonDerivative · entry 1 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 392,502 F1 · price: The securities awarded on 4/17/2018 are in the form of restricted stock units (RSUs) issued pursuant to the Datawatch Third Amended and Restated 2011 Equity Compensation and Incentive Plan. 2,333 RSUs will vest on 5/1/2019 and an additional 2,333 RSUs will vest on 5/1/2020, with the final 2,334 RSUs vesting on 5/1/2021. This vesting schedule is subject to acceleration in certain instances in connection with an acquisition or other change of control event. F2 · balance_after: Includes 143,370 shares held by Carnegie Hill Associates, LLC. Mr. Osborne is the Managing Principal of Carnegie Hill Associates, LLC and may be deemed a beneficial owner of the shares held by Carnegie Hill Associates, LLC. Mr. Osborne disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| April 02, 2018 Filed Apr 2, 2018 21:30 UTC | NACCO INDUSTRIES INC NC · Entity 5896 | GrantClass A Common Stock | 125 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-013386 · form4.xml · nonDerivative · entry 2 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,129 F3 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Voluntary Shares" under the company's Non-Employee Directors' Equity Compensation Plan. F2 · price: N/A Read SEC document |
| April 02, 2018 Filed Apr 2, 2018 21:30 UTC | NACCO INDUSTRIES INC NC · Entity 5896 | GrantClass A Common Stock | 565 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-013386 · form4.xml · nonDerivative · entry 1 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,004 F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan. F2 · price: N/A Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 19:01 UTC | NACCO INDUSTRIES INC NC · Entity 5896 | GrantClass A Common Stock | 123 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-001001 · form4.xml · nonDerivative · entry 2 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,439 F3 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Voluntary Shares" under the company's Non-Employee Directors' Equity Compensation Plan. F2 · price: N/A Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 19:01 UTC | NACCO INDUSTRIES INC NC · Entity 5896 | GrantClass A Common Stock | 556 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-001001 · form4.xml · nonDerivative · entry 1 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,316 F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan. F2 · price: N/A Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.