Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Hamilton Beach Brands Holding CoHBB · Entity 5625 | Director | September 26, 2017 | September 28, 2017 |
| NACCO INDUSTRIES INCNC · Entity 5896 | Director | July 03, 2023 | July 05, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Hamilton Beach Brands Holding Co
Report date September 26, 2017 · Filed September 28, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 13,616 |
Reported balance
After 2017-09-26 transaction · row 1
1 source rowRow 1 · 2017-09-26 · Other · Acquired 13,616 · Balance 13,616 F1: In connection with the spin-off of Hamilton Beach Brands Holding Company ("Hamilton Beach") by NACCO Industries, Inc. ("NACCO"), NACCO will distribute all of the outstanding shares of Hamilton Beach common stock held by NACCO to NACCO common stockholders as of the record date, which was the close of business on September 26, 2017 (the "Record Date"). For each share of NACCO Class A common stock held on the Record Date, NACCO will distribute one share of Hamilton Beach Class A common stock and one share of Hamilton Beach Class B common stock. Similarly, for each share of NACCO Class B common stock held on the Record Date, NACCO will distribute one share of Hamilton Beach Class A common stock and one share of Hamilton Beach Class B common stock. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 13,616 |
Reported balance
After 2017-09-26 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-09-26 · Other · Acquired 13,616 · Balance 13,616 F2: N/A F1: In connection with the spin-off of Hamilton Beach Brands Holding Company ("Hamilton Beach") by NACCO Industries, Inc. ("NACCO"), NACCO will distribute all of the outstanding shares of Hamilton Beach common stock held by NACCO to NACCO common stockholders as of the record date, which was the close of business on September 26, 2017 (the "Record Date"). For each share of NACCO Class A common stock held on the Record Date, NACCO will distribute one share of Hamilton Beach Class A common stock and one share of Hamilton Beach Class B common stock. Similarly, for each share of NACCO Class B common stock held on the Record Date, NACCO will distribute one share of Hamilton Beach Class A common stock and one share of Hamilton Beach Class B common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with the spin-off of Hamilton Beach Brands Holding Company ("Hamilton Beach") by NACCO Industries, Inc. ("NACCO"), NACCO will distribute all of the outstanding shares of Hamilton Beach common stock held by NACCO to NACCO common stockholders as of the record date, which was the close of business on September 26, 2017 (the "Record Date"). For each share of NACCO Class A common stock held on the Record Date, NACCO will distribute one share of Hamilton Beach Class A common stock and one share of Hamilton Beach Class B common stock. Similarly, for each share of NACCO Class B common stock held on the Record Date, NACCO will distribute one share of Hamilton Beach Class A common stock and one share of Hamilton Beach Class B common stock.
F2: N/A
NACCO INDUSTRIES INC
Report date July 03, 2023 · Filed July 05, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 35,147 |
Ending reported balance
After 2023-07-05 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-07-05 · Grant · Acquired 806 · Balance 35,001 F1: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan. F2: N/A Row 2 · 2023-07-05 · Grant · Acquired 146 · Balance 35,147 F3: Shares of Class A Common Stock awarded to the Reporting Person as "Voluntary Shares" under the company's Non-Employee Directors' Equity Compensation Plan. F2: N/A |
Filing footnotes · ownership attribution and instrument terms
F1: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.
F2: N/A
F3: Shares of Class A Common Stock awarded to the Reporting Person as "Voluntary Shares" under the company's Non-Employee Directors' Equity Compensation Plan.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
DATAWATCH CORP
Report date December 13, 2018 · Filed December 13, 2018
Section 16 reporting ended · disclosed 2018-12-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2018-12-13 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-12-13 · Other · Disposed 383,001 · Balance 12,501 F1: Includes 143,370 shares held by Carnegie Hill Associates, LLC. Mr. Osborne is the Managing Principal of Carnegie Hill Associates, LLC and may be deemed a beneficial owner of the shares held by Carnegie Hill Associates, LLC. Mr. Osborne disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. F2: Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of November 5, 2018, by and among Datawatch Corporation, a Delaware corporation (the "Company"), Altair Engineering Inc., a Delaware corporation (the "Altair"), and Dallas Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Altair (the "Purchaser"), and the terms of the Tender and Support Agreement, dated as of November 5, 2018, by and among Altair, Purchaser and each stockholder of the Company listed on Annex I of the Tender and Support Agreement, the reporting person disposed of these shares of the Company's Common Stock in the tender offer launched by Purchaser. Row 2 · 2018-12-13 · Disposition to issuer · Disposed 12,501 · Balance 0 F3: Pursuant to the terms of restricted stock unit ("RSU") grant agreements, the vesting of RSUs was accelerated in connection with the Merger and such RSUs became fully vested effective immediately prior to the effective time of the merger contemplated by the Merger Agreement (the "Merger"). Pursuant to the terms of the Merger Agreement, each such RSU was cancelled in the Merger and, in lieu of any issuance of shares in settlement of such RSU, converted into the right to receive a cash payment equal to $13.10 per share (without interest and less any applicable tax withholding). |
| Common StockSEC Table I · non-derivative | IndirectSpouse | 0 |
Reported balance
After 2018-12-13 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2018-12-13 · Other · Disposed 3,000 · Balance 0 F4: Pursuant to the terms of the Merger Agreement, these shares of the Company's Common Stock were disposed of in the tender offer launched by Purchaser. F5: These shares were owned by Mr. Osborne's wife. The reporting person acquired beneficial ownership of these shares upon his marriage to the owner of the shares on November 22, 2014. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 143,370 shares held by Carnegie Hill Associates, LLC. Mr. Osborne is the Managing Principal of Carnegie Hill Associates, LLC and may be deemed a beneficial owner of the shares held by Carnegie Hill Associates, LLC. Mr. Osborne disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F2: Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of November 5, 2018, by and among Datawatch Corporation, a Delaware corporation (the "Company"), Altair Engineering Inc., a Delaware corporation (the "Altair"), and Dallas Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Altair (the "Purchaser"), and the terms of the Tender and Support Agreement, dated as of November 5, 2018, by and among Altair, Purchaser and each stockholder of the Company listed on Annex I of the Tender and Support Agreement, the reporting person disposed of these shares of the Company's Common Stock in the tender offer launched by Purchaser.
F3: Pursuant to the terms of restricted stock unit ("RSU") grant agreements, the vesting of RSUs was accelerated in connection with the Merger and such RSUs became fully vested effective immediately prior to the effective time of the merger contemplated by the Merger Agreement (the "Merger"). Pursuant to the terms of the Merger Agreement, each such RSU was cancelled in the Merger and, in lieu of any issuance of shares in settlement of such RSU, converted into the right to receive a cash payment equal to $13.10 per share (without interest and less any applicable tax withholding).
F4: Pursuant to the terms of the Merger Agreement, these shares of the Company's Common Stock were disposed of in the tender offer launched by Purchaser.
F5: These shares were owned by Mr. Osborne's wife. The reporting person acquired beneficial ownership of these shares upon his marriage to the owner of the shares on November 22, 2014. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
Merck & Co., Inc.
Report date May 20, 2006 · Filed May 23, 2006
Section 16 reporting ended · disclosed 2006-05-23. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 78,334.94 |
Reported balance
After 2006-05-20 transaction · row 1
1 source rowRow 1 · 2006-05-20 · Grant · Acquired 3,000 · Balance 78,334.94 F1: Not Applicable. |
Filing footnotes · ownership attribution and instrument terms
F1: Not Applicable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 02, 2017 Filed Oct 4, 2017 18:53 UTC | NACCO INDUSTRIES INC NC · Entity 5896 | GrantClass A Common Stock | 165 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-029151 · form4.xml · nonDerivative · entry 2 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,760 F3 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Voluntary Shares" under the company's Non-Employee Directors' Equity Compensation Plan. F2 · price: N/A Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 18:53 UTC | NACCO INDUSTRIES INC NC · Entity 5896 | GrantClass A Common Stock | 979 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-029151 · form4.xml · nonDerivative · entry 1 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,595 F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan. F2 · price: N/A Read SEC document |
| September 26, 2017 Filed Sep 28, 2017 14:52 UTC | Hamilton Beach Brands Holding Co HBB · Entity 5625 | OtherClass B Common Stock · Derivative | 13,616 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-028306 · form4.xml · derivative · entry 2 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,616 Underlying: Class A Common Stock · 13,616 shares Expires not disclosed F2 · derivative.exercise_price: N/A F1 · kind: In connection with the spin-off of Hamilton Beach Brands Holding Company ("Hamilton Beach") by NACCO Industries, Inc. ("NACCO"), NACCO will distribute all of the outstanding shares of Hamilton Beach common stock held by NACCO to NACCO common stockholders as of the record date, which was the close of business on September 26, 2017 (the "Record Date"). For each share of NACCO Class A common stock held on the Record Date, NACCO will distribute one share of Hamilton Beach Class A common stock and one share of Hamilton Beach Class B common stock. Similarly, for each share of NACCO Class B common stock held on the Record Date, NACCO will distribute one share of Hamilton Beach Class A common stock and one share of Hamilton Beach Class B common stock. F2 · price: N/A F2 · derivative.exercise_date: N/A F2 · derivative.expiration_date: N/A Read SEC document |
| September 26, 2017 Filed Sep 28, 2017 14:52 UTC | Hamilton Beach Brands Holding Co HBB · Entity 5625 | OtherClass A Common Stock | 13,616 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-028306 · form4.xml · nonDerivative · entry 1 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,616 F1 · kind: In connection with the spin-off of Hamilton Beach Brands Holding Company ("Hamilton Beach") by NACCO Industries, Inc. ("NACCO"), NACCO will distribute all of the outstanding shares of Hamilton Beach common stock held by NACCO to NACCO common stockholders as of the record date, which was the close of business on September 26, 2017 (the "Record Date"). For each share of NACCO Class A common stock held on the Record Date, NACCO will distribute one share of Hamilton Beach Class A common stock and one share of Hamilton Beach Class B common stock. Similarly, for each share of NACCO Class B common stock held on the Record Date, NACCO will distribute one share of Hamilton Beach Class A common stock and one share of Hamilton Beach Class B common stock. F1 · price: In connection with the spin-off of Hamilton Beach Brands Holding Company ("Hamilton Beach") by NACCO Industries, Inc. ("NACCO"), NACCO will distribute all of the outstanding shares of Hamilton Beach common stock held by NACCO to NACCO common stockholders as of the record date, which was the close of business on September 26, 2017 (the "Record Date"). For each share of NACCO Class A common stock held on the Record Date, NACCO will distribute one share of Hamilton Beach Class A common stock and one share of Hamilton Beach Class B common stock. Similarly, for each share of NACCO Class B common stock held on the Record Date, NACCO will distribute one share of Hamilton Beach Class A common stock and one share of Hamilton Beach Class B common stock. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 17:04 UTC | DATAWATCH CORP DWCH · Entity 161801 | Exercise / conversionStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $4.97 | $0.00 |
DisclosureSEC source: 0001144204-17-040369 · v472222_form4.xml · derivative · entry 4 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2018-04-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The stock option, representing a right to purchase a total of 50,000 shares of Common Stock of the Issuer, became fully exercisable on April 26, 2014. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 17:04 UTC | DATAWATCH CORP DWCH · Entity 161801 | SaleCommon Stock | 18,000 | $11.27 | $202,860.00 |
DisclosureSEC source: 0001144204-17-040369 · v472222_form4.xml · nonDerivative · entry 2 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 385,502 F2 · kind: The purpose of this sale was to cover the cost of: (i) the aggregate exercise price payable by the reporting person and (ii) income taxes liabilities of the reporting person upon the exercise of stock options reported in the row immediately above for the same date. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.20 to $11.35. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F1 · balance_after: Includes 143,370 shares held by Carnegie Hill Associates, LLC. Mr. Osborne is the Managing Principal of Carnegie Hill Associates, LLC and may be deemed a beneficial owner of the shares held by Carnegie Hill Associates, LLC. Mr. Osborne disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 17:04 UTC | DATAWATCH CORP DWCH · Entity 161801 | Exercise / conversionCommon Stock | 25,000 | $4.97 | $124,250.00 |
DisclosureSEC source: 0001144204-17-040369 · v472222_form4.xml · nonDerivative · entry 1 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 403,502 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 143,370 shares held by Carnegie Hill Associates, LLC. Mr. Osborne is the Managing Principal of Carnegie Hill Associates, LLC and may be deemed a beneficial owner of the shares held by Carnegie Hill Associates, LLC. Mr. Osborne disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 17:00 UTC | DATAWATCH CORP DWCH · Entity 161801 | Exercise / conversionStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $4.97 | $0.00 |
DisclosureSEC source: 0001144204-17-039331 · v471800_4.xml · derivative · entry 4 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2018-04-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The stock option, representing a right to purchase a total of 50,000 shares of Common Stock of the Issuer, became fully exercisable on April 26, 2014. Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 17:00 UTC | DATAWATCH CORP DWCH · Entity 161801 | SaleCommon Stock | 18,000 | $10.81 | $194,580.00 |
DisclosureSEC source: 0001144204-17-039331 · v471800_4.xml · nonDerivative · entry 2 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 378,502 F2 · kind: The purpose of this sale was to cover the cost of: (i) the aggregate exercise price payable by the reporting person and (ii) income taxes liabilities of the reporting person upon the exercise of stock options reported in the row immediately above for the same date. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.80 to $10.90. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F1 · balance_after: Includes 143,370 shares held by Carnegie Hill Associates, LLC. Mr. Osborne is the Managing Principal of Carnegie Hill Associates, LLC and may be deemed a beneficial owner of the shares held by Carnegie Hill Associates, LLC. Mr. Osborne disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 17:00 UTC | DATAWATCH CORP DWCH · Entity 161801 | Exercise / conversionCommon Stock | 25,000 | $4.97 | $124,250.00 |
DisclosureSEC source: 0001144204-17-039331 · v471800_4.xml · nonDerivative · entry 1 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 396,502 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 143,370 shares held by Carnegie Hill Associates, LLC. Mr. Osborne is the Managing Principal of Carnegie Hill Associates, LLC and may be deemed a beneficial owner of the shares held by Carnegie Hill Associates, LLC. Mr. Osborne disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| July 26, 2017 Filed Jul 27, 2017 17:00 UTC | DATAWATCH CORP DWCH · Entity 161801 | Exercise / conversionStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $3.46 | $0.00 |
DisclosureSEC source: 0001144204-17-038764 · v471630_4.xml · derivative · entry 7 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2018-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The stock option, representing a right to purchase a total of 50,000 shares of Common Stock of the Issuer, became fully exercisable on May 11, 2014. Read SEC document |
| July 26, 2017 Filed Jul 27, 2017 17:00 UTC | DATAWATCH CORP DWCH · Entity 161801 | SaleCommon Stock | 17,000 | $11.40 | $193,800.00 |
DisclosureSEC source: 0001144204-17-038764 · v471630_4.xml · nonDerivative · entry 4 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 371,502 F2 · kind: The purpose of this sale was to cover the cost of: (i) the aggregate exercise price payable by the reporting person and (ii) income taxes liabilities of the reporting person upon the exercise of stock options reported in the row immediately above for the same date. F1 · balance_after: Includes 143,370 shares held by Carnegie Hill Associates, LLC. Mr. Osborne is the Managing Principal of Carnegie Hill Associates, LLC and may be deemed a beneficial owner of the shares held by Carnegie Hill Associates, LLC. Mr. Osborne disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| July 26, 2017 Filed Jul 27, 2017 17:00 UTC | DATAWATCH CORP DWCH · Entity 161801 | Exercise / conversionCommon Stock | 25,000 | $3.46 | $86,500.00 |
DisclosureSEC source: 0001144204-17-038764 · v471630_4.xml · nonDerivative · entry 3 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 388,502 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 143,370 shares held by Carnegie Hill Associates, LLC. Mr. Osborne is the Managing Principal of Carnegie Hill Associates, LLC and may be deemed a beneficial owner of the shares held by Carnegie Hill Associates, LLC. Mr. Osborne disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| July 25, 2017 Filed Jul 27, 2017 17:00 UTC | DATAWATCH CORP DWCH · Entity 161801 | Exercise / conversionStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $3.46 | $0.00 |
DisclosureSEC source: 0001144204-17-038764 · v471630_4.xml · derivative · entry 6 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2018-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The stock option, representing a right to purchase a total of 50,000 shares of Common Stock of the Issuer, became fully exercisable on May 11, 2014. Read SEC document |
| July 25, 2017 Filed Jul 27, 2017 17:00 UTC | DATAWATCH CORP DWCH · Entity 161801 | SaleCommon Stock | 17,000 | $10.90 | $185,300.00 |
DisclosureSEC source: 0001144204-17-038764 · v471630_4.xml · nonDerivative · entry 2 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363,502 F2 · kind: The purpose of this sale was to cover the cost of: (i) the aggregate exercise price payable by the reporting person and (ii) income taxes liabilities of the reporting person upon the exercise of stock options reported in the row immediately above for the same date. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.90 to $10.93. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F1 · balance_after: Includes 143,370 shares held by Carnegie Hill Associates, LLC. Mr. Osborne is the Managing Principal of Carnegie Hill Associates, LLC and may be deemed a beneficial owner of the shares held by Carnegie Hill Associates, LLC. Mr. Osborne disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| July 25, 2017 Filed Jul 27, 2017 17:00 UTC | DATAWATCH CORP DWCH · Entity 161801 | Exercise / conversionCommon Stock | 25,000 | $3.46 | $86,500.00 |
DisclosureSEC source: 0001144204-17-038764 · v471630_4.xml · nonDerivative · entry 1 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 380,502 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 143,370 shares held by Carnegie Hill Associates, LLC. Mr. Osborne is the Managing Principal of Carnegie Hill Associates, LLC and may be deemed a beneficial owner of the shares held by Carnegie Hill Associates, LLC. Mr. Osborne disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 19:44 UTC | NACCO INDUSTRIES INC NC · Entity 5896 | GrantClass A Common Stock | 51 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-022893 · form4.xml · nonDerivative · entry 2 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,616 F3 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Voluntary Shares" under the company's Non-Employee Directors' Equity Compensation Plan. F2 · price: N/A Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 19:44 UTC | NACCO INDUSTRIES INC NC · Entity 5896 | GrantClass A Common Stock | 303 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-022893 · form4.xml · nonDerivative · entry 1 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,565 F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan. F2 · price: N/A Read SEC document |
| April 18, 2017 Filed Apr 20, 2017 16:40 UTC | DATAWATCH CORP DWCH · Entity 161801 | GrantCommon Stock | 7,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-021286 · v464659_4.xml · nonDerivative · entry 1 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 355,502 F1 · price: The securities awarded on 4/18/2017 are in the form of restricted stock units (RSUs) issued pursuant to the Datawatch Third Amended and Restated 2011 Equity Compensation and Incentive Plan. 2,333 RSUs will vest on 5/1/2018 and an additional 2,333 RSUs will vest on 5/1/2019, with the final 2,334 RSUs vesting on 5/1/2020. This vesting schedule is subject to acceleration in certain instances in connection with an acquisition or other change of control event. F2 · balance_after: Includes 143,370 shares held by Carnegie Hill Associates, LLC. Mr. Osborne is the Managing Principal of Carnegie Hill Associates, LLC and may be deemed a beneficial owner of the shares held by Carnegie Hill Associates, LLC. Mr. Osborne disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| April 03, 2017 Filed Apr 3, 2017 20:52 UTC | NACCO INDUSTRIES INC NC · Entity 5896 | GrantClass A Common Stock | 51 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-013563 · form4.xml · nonDerivative · entry 2 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,262 F3 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Voluntary Shares" under the company's Non-Employee Directors' Equity Compensation Plan. F2 · price: N/A Read SEC document |
| April 03, 2017 Filed Apr 3, 2017 20:52 UTC | NACCO INDUSTRIES INC NC · Entity 5896 | GrantClass A Common Stock | 307 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-013563 · form4.xml · nonDerivative · entry 1 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,211 F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan. F2 · price: N/A Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 22:11 UTC | NACCO INDUSTRIES INC NC · Entity 5896 | GrantClass A Common Stock | 44 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-001129 · form4.xml · nonDerivative · entry 2 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,904 F3 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Voluntary Shares" under the company's Non-Employee Directors' Equity Compensation Plan. F2 · price: N/A Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 22:11 UTC | NACCO INDUSTRIES INC NC · Entity 5896 | GrantClass A Common Stock | 243 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-001129 · form4.xml · nonDerivative · entry 1 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,860 F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan. F2 · price: N/A Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 21:11 UTC | NACCO INDUSTRIES INC NC · Entity 5896 | GrantClass A Common Stock | 59 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-16-064376 · form4.xml · nonDerivative · entry 2 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,617 F3 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Voluntary Shares" under the company's Non-Employee Directors' Equity Compensation Plan. F2 · price: N/A Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 21:11 UTC | NACCO INDUSTRIES INC NC · Entity 5896 | GrantClass A Common Stock | 326 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-16-064376 · form4.xml · nonDerivative · entry 1 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,558 F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan. F2 · price: N/A Read SEC document |
| May 20, 2006 Filed May 23, 2006 16:53 UTC | Merck & Co., Inc. SGP · Entity 2807 | GrantCommon Shares | 3,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000310158-06-000054 · osb548.xml · nonDerivative · entry 1 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,334.94 F1 · price: Not Applicable. Read SEC document |
| January 01, 2006 Filed Jan 4, 2006 19:34 UTC | Merck & Co., Inc. SGP · Entity 2807 | GrantStock Equivalent Units · Derivative | 1,199.04 | $20.85 | $24,999.98 |
DisclosureSEC source: 0000310158-06-000008 · osb513.xml · derivative · entry 1 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,496.89 Underlying: Common Shares · 1,199.04 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · kind: The stock equivalent units were credited in a deferred account under the Directors Stock Equivalency Program. F3 · derivative.exercise_date: Not Applicable. F4 · derivative.expiration_date: The stock equivalent units are payable in cash following termination of the reporting person's service as a director of the Issuer. F5 · balance_after: Includes shares acquired pursuant to a dividend reinvestment feature of the Directors Stock Equivalency Program, as of November 30, 2005. Read SEC document |
| April 27, 2005 Filed Apr 29, 2005 21:28 UTC Amendment | Merck & Co., Inc. SGP · Entity 2807 | GrantCommon Shares | 3,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000310158-05-000048 · osb482.xml · nonDerivative · entry 1 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,334.94 F1 · price: Not Applicable. Read SEC document |
| January 01, 2005 Filed Jan 4, 2005 19:47 UTC | Merck & Co., Inc. SGP · Entity 2807 | GrantStock Equivalent Units · Derivative | 1,197.32 | $20.88 Strike: $0.00 | $25,000.04 |
DisclosureSEC source: 0001223203-05-000018 · osb446.xml · derivative · entry 1 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,139.61 Underlying: Common Shares · 1,197.32 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · kind: The stock equivalent units were credited in a deferred account under the Directors Stock Equivalency Program. F3 · derivative.exercise_date: Not Applicable. F4 · derivative.expiration_date: The stock equivalent units are payable in cash following termination of the reporting person's service as a director of the Issuer. F5 · balance_after: Includes shares acquired pursuant to a dividend reinvestment feature of the Directors Stock Equivalency Program, as of November 30, 2004. Read SEC document |
| April 28, 2004 Filed Apr 29, 2004 21:28 UTC | Merck & Co., Inc. SGP · Entity 2807 | GrantCommon Shares | 3,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000310158-04-000072 · osb393.xml · nonDerivative · entry 1 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,334.94 F1 · price: Not Applicable. Read SEC document |
| January 01, 2004 Filed Jan 5, 2004 21:13 UTC | Merck & Co., Inc. SGP · Entity 2807 | GrantStock Equivalent Units · Derivative | 1,437.61 | $17.39 Strike: $0.00 | $25,000.04 |
DisclosureSEC source: 0000310158-04-000006 · osb317.xml · derivative · entry 1 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,783.93 Underlying: Common Shares · 1,437.61 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · kind: The stock equivalent units were credited in a deferred account under the Directors Stock Equivalency Program. F3 · derivative.exercise_date: Not Applicable. F4 · derivative.expiration_date: The stock equivalent units are payable in cash following termination of the reporting person's service as a director of the Issuer. F5 · balance_after: Includes 162.86 shares acquired pursuant to a dividend reinvestment feature of the Directors Stock Equivalency Program, through November 26, 2003. Read SEC document |
| July 16, 2003 Filed Jul 17, 2003 18:07 UTC | Merck & Co., Inc. SGP · Entity 2807 | GrantStock Equivalent Units · Derivative | 8.56 | $18.80 Strike: $0.00 | $160.93 |
DisclosureSEC source: 0000310158-03-000043 · osb127.xml · derivative · entry 2 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,183.46 Underlying: Common Shares · 8.56 shares Expires 1988-08-08 F1 · derivative.exercise_price: 1 for 1 F2 · kind: The stock equivalent units were credited in a deferred account under the Directors Stock Equivalency Plan. F3 · derivative.exercise_date: Fictitious date inserted to facilitate filing of report. F4 · derivative.expiration_date: Fictitious date inserted to faciliate filing of report. The stock equivalent units are payable in cash following termination of the reporting person's service as a director of the Issuer. F5 · balance_after: All figures in Column 9 include 90.81 shares acquired pursuant to a dividend reinvestment feature of the Directors Stock Equivalency Program, as of May 27, 2003. Read SEC document |
| July 16, 2003 Filed Jul 17, 2003 18:07 UTC | Merck & Co., Inc. SGP · Entity 2807 | GrantStock Equivalent Units · Derivative | 946.93 | $18.30 Strike: $0.00 | $17,328.82 |
DisclosureSEC source: 0000310158-03-000043 · osb127.xml · derivative · entry 1 OSBORNE RICHARD DE J · CIK 0001024388 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,174.9 Underlying: Common Shares · 946.93 shares Expires 1988-08-08 F1 · derivative.exercise_price: 1 for 1 F2 · kind: The stock equivalent units were credited in a deferred account under the Directors Stock Equivalency Plan. F3 · derivative.exercise_date: Fictitious date inserted to facilitate filing of report. F4 · derivative.expiration_date: Fictitious date inserted to faciliate filing of report. The stock equivalent units are payable in cash following termination of the reporting person's service as a director of the Issuer. F5 · balance_after: All figures in Column 9 include 90.81 shares acquired pursuant to a dividend reinvestment feature of the Directors Stock Equivalency Program, as of May 27, 2003. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.