organization · Reporting owner

JPMP MASTER FUND MANAGER L P

Disclosed activity across 11 companies

Tapewire entity: 13655
SEC CIK: 0001243235

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
1 800 FLOWERS COM INCFLWS · Entity 6237	10% owner	December 10, 2004	January 11, 2005
ANESIVA, INC.ANSV · Entity 13652	10% owner	June 22, 2006	June 26, 2006
BARRIER THERAPEUTICS INCBTRX · Entity 13927	10% owner	December 30, 2004	January 04, 2005
BILL BARRETT CORPBBG · Entity 13828	10% owner	December 15, 2004	December 27, 2004
EYETECH PHARMACEUTICALS INCEYET · Entity 13992	10% owner	October 28, 2004	October 29, 2004
PortalPlayer, Inc.PLAY · Entity 13955	10% owner	December 31, 2004	January 04, 2005
SANTARUS INCSNTS · Entity 13856	10% owner	June 09, 2005	June 13, 2005
Seagen Inc.SGEN · Entity 13956	10% owner	December 30, 2004	January 04, 2005

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

1 800 FLOWERS COM INC

Report date December 10, 2004 · Filed January 11, 2005

Jointly reported with J P MORGAN PARTNERS SBIC LLC, JP MORGAN PARTNERS BHCA LP, JPMP CAPITAL LLC, JPMORGAN CHASE & CO

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Stock Option (Right to Purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $8.78 · Expires 2014-12-10	IndirectFootnote	10,000	Reported balance After 2004-12-10 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2004-12-10 · Grant · Acquired 10,000 · Balance 10,000 F2: The stock options were granted to Jeffrey Walker, a director of the Issuer, President of J.P. Morgan Partners (SBIC), LLC ("JPM SBIC"). Mr. Walker is obligated to exercise the options, and to transfer any shares issued under the stock options to JPM SBIC, at the request of JPM SBIC. In July 2002, the stock options were transferred to JPM SBIC. F1: These stock options are immediately exercisable.
Stock Option (Right to Purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $3.65 · Expires 2010-12-06	IndirectFootnote	25,000	Reported balance Holding disclosure · report date 2004-12-10 · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · Balance 25,000 F2: The stock options were granted to Jeffrey Walker, a director of the Issuer, President of J.P. Morgan Partners (SBIC), LLC ("JPM SBIC"). Mr. Walker is obligated to exercise the options, and to transfer any shares issued under the stock options to JPM SBIC, at the request of JPM SBIC. In July 2002, the stock options were transferred to JPM SBIC. F1: These stock options are immediately exercisable.
Stock Option (Right to Purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $14.34 · Expires 2011-12-04	IndirectFootnote	5,000	Reported balance Holding disclosure · report date 2004-12-10 · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · Balance 5,000 F2: The stock options were granted to Jeffrey Walker, a director of the Issuer, President of J.P. Morgan Partners (SBIC), LLC ("JPM SBIC"). Mr. Walker is obligated to exercise the options, and to transfer any shares issued under the stock options to JPM SBIC, at the request of JPM SBIC. In July 2002, the stock options were transferred to JPM SBIC. F1: These stock options are immediately exercisable.
Stock Option (Right to Purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $11.81 · Expires 2013-12-02	IndirectFootnote	5,000	Reported balance Holding disclosure · report date 2004-12-10 · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · Balance 5,000 F1: These stock options are immediately exercisable. F3: These stock options were issued to J.P. Morgan Partners, LLC, the investment advisor to JPM SBIC.
Class A Common StockSEC Table I · non-derivative	Direct	3,208,240	Reported balance Holding disclosure · report date 2004-12-10 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 3,208,240
Stock Option (Right to Purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $10.46 · Expires 2012-12-04	Direct	5,000	Reported balance Holding disclosure · report date 2004-12-10 · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · Balance 5,000 F1: These stock options are immediately exercisable.

Filing footnotes · ownership attribution and instrument terms

F1: These stock options are immediately exercisable.

F2: The stock options were granted to Jeffrey Walker, a director of the Issuer, President of J.P. Morgan Partners (SBIC), LLC ("JPM SBIC"). Mr. Walker is obligated to exercise the options, and to transfer any shares issued under the stock options to JPM SBIC, at the request of JPM SBIC. In July 2002, the stock options were transferred to JPM SBIC.

F3: These stock options were issued to J.P. Morgan Partners, LLC, the investment advisor to JPM SBIC.

ANESIVA, INC.

Report date June 22, 2006 · Filed June 26, 2006

Jointly reported with J P MORGAN PARTNERS SBIC LLC, JP MORGAN PARTNERS BHCA LP, JPMP CAPITAL LLC, JPMORGAN CHASE & CO, JP MORGAN PARTNERS GLOBAL INVESTORS LP, J P MORGAN PARTNERS GLOBAL INVESTORS A LP, J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP, J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP, JPMP GLOBAL INVESTORS L P

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.87 · Expires 2016-06-22	IndirectSee footnote	10,000	Reported balance After 2006-06-22 transaction · row 10 Instrument identity requires review; Table II rows are not merged. 1 source row Row 10 · 2006-06-22 · Grant · Acquired 10,000 · Balance 10,000 F9: These options were granted to Rodney A. Ferguson, a director of the Issuer. Mr. Ferguson is obligated to transfer any shares issued under the option to JPM SBIC. The option is immediately exercisable. Shares subject to the option vest monthly over 12 months. The Reporting Person has no pecuniary interest in such securities.
Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.20 · Expires 2012-12-03	IndirectSee footnote	10,000	Reported balance Holding disclosure · report date 2006-06-22 · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · Balance 10,000 F6: These options were granted to Rodney A. Ferguson, a director of the Issuer. Mr. Ferguson is a Managing Director of J.P. Morgan Partners (SBIC), LLC ("JPM SBIC"). Mr. Ferguson is obligated to transfer any shares issued under the option to JPM SBIC. The option is immediately exercisable. Shares subject to the option vest monthly over 48 months. The Reporting Person has no pecuniary interest in such securities.
Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.44 · Expires 2015-06-07	IndirectSee footnote	2,500	Reported balance Holding disclosure · report date 2006-06-22 · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · Balance 2,500 F7: These options were granted to Rodney A. Ferguson, a director of the Issuer. Mr. Ferguson is obligated to transfer any shares issued under the option to JPM SBIC. The option is immediately exercisable. Shares subject to the option vest monthly over 12 months. The Reporting Person has no pecuniary interest in such securities.
Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.80 · Expires 2015-12-16	IndirectSee footnote	50,000	Reported balance Holding disclosure · report date 2006-06-22 · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · Balance 50,000 F8: These options were granted to Rodney A. Ferguson, a director of the Issuer. Mr. Ferguson is obligated to transfer any shares issued under the option to JPM SBIC. The option is immediately exercisable. One-quarter of these shares are immediately vested, the remainder of the shares will vest in equal monthly installments over 48 months. The Reporting Person has no pecuniary interest in such securities.
Common StockSEC Table I · non-derivative	Direct	2,886,121	Reported balance Holding disclosure · report date 2006-06-22 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 2,886,121
Common StockSEC Table I · non-derivative	IndirectSee footnote	234,689	Reported balance Holding disclosure · report date 2006-06-22 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 234,689 F1: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors, L.P. The Reporting Person has no pecuniary interest in such securities.
Common StockSEC Table I · non-derivative	IndirectSee footnote	35,134	Reported balance Holding disclosure · report date 2006-06-22 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 35,134 F2: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors A, L.P. The Reporting Person has no pecuniary interest in such securities.
Common StockSEC Table I · non-derivative	IndirectSee footnote	118,118	Reported balance Holding disclosure · report date 2006-06-22 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 118,118 F3: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman), L.P. The Reporting Person has no pecuniary interest in such securities.
Common StockSEC Table I · non-derivative	IndirectSee footnote	13,198	Reported balance Holding disclosure · report date 2006-06-22 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 13,198 F4: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman II), L.P. The Reporting Person has no pecuniary interest n such securities.
Common StockSEC Table I · non-derivative	IndirectSee footnote	81,769	Reported balance Holding disclosure · report date 2006-06-22 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 81,769 F5: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Selldown), L.P. The Reporting Person has no pecuniary interest in such securities.

Filing footnotes · ownership attribution and instrument terms

F1: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors, L.P. The Reporting Person has no pecuniary interest in such securities.

F2: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors A, L.P. The Reporting Person has no pecuniary interest in such securities.

F3: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman), L.P. The Reporting Person has no pecuniary interest in such securities.

F4: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman II), L.P. The Reporting Person has no pecuniary interest n such securities.

F5: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Selldown), L.P. The Reporting Person has no pecuniary interest in such securities.

F6: These options were granted to Rodney A. Ferguson, a director of the Issuer. Mr. Ferguson is a Managing Director of J.P. Morgan Partners (SBIC), LLC ("JPM SBIC"). Mr. Ferguson is obligated to transfer any shares issued under the option to JPM SBIC. The option is immediately exercisable. Shares subject to the option vest monthly over 48 months. The Reporting Person has no pecuniary interest in such securities.

F7: These options were granted to Rodney A. Ferguson, a director of the Issuer. Mr. Ferguson is obligated to transfer any shares issued under the option to JPM SBIC. The option is immediately exercisable. Shares subject to the option vest monthly over 12 months. The Reporting Person has no pecuniary interest in such securities.

F8: These options were granted to Rodney A. Ferguson, a director of the Issuer. Mr. Ferguson is obligated to transfer any shares issued under the option to JPM SBIC. The option is immediately exercisable. One-quarter of these shares are immediately vested, the remainder of the shares will vest in equal monthly installments over 48 months. The Reporting Person has no pecuniary interest in such securities.

F9: These options were granted to Rodney A. Ferguson, a director of the Issuer. Mr. Ferguson is obligated to transfer any shares issued under the option to JPM SBIC. The option is immediately exercisable. Shares subject to the option vest monthly over 12 months. The Reporting Person has no pecuniary interest in such securities.

BARRIER THERAPEUTICS INC

Report date December 30, 2004 · Filed January 04, 2005

Jointly reported with JP MORGAN PARTNERS BHCA LP, JPMP CAPITAL LLC, JPMORGAN CHASE & CO, JP MORGAN PARTNERS GLOBAL INVESTORS LP, J P MORGAN PARTNERS GLOBAL INVESTORS A LP, J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP, J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP, JPMP GLOBAL INVESTORS L P

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	2,323,666	Reported balance After 2004-12-30 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2004-12-30 · Sale · Disposed 147,134 · Balance 2,323,666
Common StockSEC Table I · non-derivative	IndirectSee footnote	147,134	Reported balance After 2004-12-30 transaction · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · 2004-12-30 · Purchase · Acquired 147,134 · Balance 147,134 F5: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Selldown), L.P. ("Selldown").
Common StockSEC Table I · non-derivative	IndirectSee footnote	397,975	Reported balance Holding disclosure · report date 2004-12-30 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 397,975 F1: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors, L.P.
Common StockSEC Table I · non-derivative	IndirectSee footnote	201,635	Reported balance Holding disclosure · report date 2004-12-30 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 201,635 F2: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman), L.P.
Common StockSEC Table I · non-derivative	IndirectSee footnote	55,380	Reported balance Holding disclosure · report date 2004-12-30 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 55,380 F3: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors A, L.P.
Common StockSEC Table I · non-derivative	IndirectSee footnote	22,483	Reported balance Holding disclosure · report date 2004-12-30 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 22,483 F4: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman) II, L.P.

Filing footnotes · ownership attribution and instrument terms

F1: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors, L.P.

F2: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman), L.P.

F3: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors A, L.P.

F4: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman) II, L.P.

F5: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Selldown), L.P. ("Selldown").

BILL BARRETT CORP

Report date December 15, 2004 · Filed December 27, 2004

Jointly reported with JP MORGAN PARTNERS BHCA LP, JPMP CAPITAL LLC, JPMORGAN CHASE & CO, JP MORGAN PARTNERS GLOBAL INVESTORS LP, J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP, J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP, JPMP GLOBAL FUND BILL BARRETT A LP, JPMP GLOBAL FUND BILL BARRETT LP

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	3,382,856	Reported balance Holding disclosure · report date 2004-12-15 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 3,382,856
Common StockSEC Table I · non-derivative	IndirectSee footnote	578,471	Reported balance Holding disclosure · report date 2004-12-15 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 578,471 F1: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors, L.P.
Common StockSEC Table I · non-derivative	IndirectSee footnote	251,691	Reported balance Holding disclosure · report date 2004-12-15 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 251,691 F2: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman), L.P.
Common StockSEC Table I · non-derivative	IndirectSee footnote	32,660	Reported balance Holding disclosure · report date 2004-12-15 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 32,660 F3: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman) II, L.P.
Common StockSEC Table I · non-derivative	IndirectSee footnote	101,211	Reported balance Holding disclosure · report date 2004-12-15 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 101,211 F4: The amount shown represents the beneficial ownership of the Issuer's equity securities by JPMP Global Fund/Bill Barrett A, L.P.
Common StockSEC Table I · non-derivative	IndirectSee footnote	41,095	Reported balance Holding disclosure · report date 2004-12-15 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 41,095 F5: The amount shown represents the beneficial ownership of the Issuer's equity securities by JPMP Global Fund/Bill Barrett, L.P.
Common StockSEC Table I · non-derivative	IndirectSee footnote	81,424	Reported balance Holding disclosure · report date 2004-12-15 · row 7 Holding and transaction disclosures are not merged. 1 source row Row 7 · Balance 81,424 F6: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Selldown), L.P.
Common StockSEC Table I · non-derivative	IndirectSee footnote	112,992	Reported balance Holding disclosure · report date 2004-12-15 · row 8 Holding and transaction disclosures are not merged. 1 source row Row 8 · Balance 112,992 F7: The amount shown represents the beneficial ownership of the Issuer's equity securities by JPMP Global Fund/Bill Barrett/Selldown, L.P.

Filing footnotes · ownership attribution and instrument terms

F1: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors, L.P.

F2: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman), L.P.

F3: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman) II, L.P.

F4: The amount shown represents the beneficial ownership of the Issuer's equity securities by JPMP Global Fund/Bill Barrett A, L.P.

F5: The amount shown represents the beneficial ownership of the Issuer's equity securities by JPMP Global Fund/Bill Barrett, L.P.

F6: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Selldown), L.P.

F7: The amount shown represents the beneficial ownership of the Issuer's equity securities by JPMP Global Fund/Bill Barrett/Selldown, L.P.

EYETECH PHARMACEUTICALS INC

Report date October 28, 2004 · Filed October 29, 2004

Jointly reported with JP MORGAN PARTNERS BHCA LP, JPMP CAPITAL LLC, JPMORGAN CHASE & CO

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	2,240,896	Reported balance After 2004-10-28 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2004-10-28 · Sale · Disposed 1,000,000 · Balance 2,240,896
Director Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.44 · Expires 2012-12-03	IndirectSee Footnote	60,000	Reported balance Holding disclosure · report date 2004-10-28 · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · Balance 60,000 F1: These options were granted to Damion Wicker and Srinivas Akkaraju, directors of the Issuer. Mr. Wicker is Managing Director of JPMP Capital Corp., the general partner of JPMP Master Fund Manager, L.P. ("MF Manager"), the general partner of J.P. Morgan Partners (BHCA), L.P. ("JPM BHCA"). Mr. Akkaraju is a Principal at J.P. Morgan Partners, LLC and a limited partner of MF Manager. Mr. Wicker and Mr. Akkaraju are obligated to transfer any shares issued under the stock option to JPM BHCA.
Director Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $34.34 · Expires 2014-05-12	IndirectSee Footnote	20,000	Reported balance Holding disclosure · report date 2004-10-28 · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · Balance 20,000 F2: These options will become exercisable on June 12, 2004. They will vest in 48 monthly installments. F1: These options were granted to Damion Wicker and Srinivas Akkaraju, directors of the Issuer. Mr. Wicker is Managing Director of JPMP Capital Corp., the general partner of JPMP Master Fund Manager, L.P. ("MF Manager"), the general partner of J.P. Morgan Partners (BHCA), L.P. ("JPM BHCA"). Mr. Akkaraju is a Principal at J.P. Morgan Partners, LLC and a limited partner of MF Manager. Mr. Wicker and Mr. Akkaraju are obligated to transfer any shares issued under the stock option to JPM BHCA.

Filing footnotes · ownership attribution and instrument terms

F1: These options were granted to Damion Wicker and Srinivas Akkaraju, directors of the Issuer. Mr. Wicker is Managing Director of JPMP Capital Corp., the general partner of JPMP Master Fund Manager, L.P. ("MF Manager"), the general partner of J.P. Morgan Partners (BHCA), L.P. ("JPM BHCA"). Mr. Akkaraju is a Principal at J.P. Morgan Partners, LLC and a limited partner of MF Manager. Mr. Wicker and Mr. Akkaraju are obligated to transfer any shares issued under the stock option to JPM BHCA.

F2: These options will become exercisable on June 12, 2004. They will vest in 48 monthly installments.

PortalPlayer, Inc.

Report date December 31, 2004 · Filed January 04, 2005

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	2,560,225	Reported balance After 2004-12-31 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2004-12-31 · Sale · Disposed 86,322 · Balance 2,560,225
Common StockSEC Table I · non-derivative	IndirectSee footnote	86,322	Reported balance After 2004-12-31 transaction · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · 2004-12-31 · Purchase · Acquired 86,322 · Balance 86,322 F5: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Selldown), L.P.
Common StockSEC Table I · non-derivative	IndirectSee footnote	229,704	Reported balance Holding disclosure · report date 2004-12-31 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 229,704 F1: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors, L.P.
Common StockSEC Table I · non-derivative	IndirectSee footnote	31,313	Reported balance Holding disclosure · report date 2004-12-31 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 31,313 F2: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors A, L.P.
Common StockSEC Table I · non-derivative	IndirectSee footnote	116,587	Reported balance Holding disclosure · report date 2004-12-31 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 116,587 F3: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman), L.P. ("Cayman").
Common StockSEC Table I · non-derivative	IndirectSee footnote	12,992	Reported balance Holding disclosure · report date 2004-12-31 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 12,992 F4: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman) II, L.P. ("Cayman II").

Filing footnotes · ownership attribution and instrument terms

F1: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors, L.P.

F2: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors A, L.P.

F3: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman), L.P. ("Cayman").

F4: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman) II, L.P. ("Cayman II").

F5: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Selldown), L.P.

SANTARUS INC

Report date June 09, 2005 · Filed June 13, 2005

Jointly reported with J P MORGAN PARTNERS SBIC LLC, JP MORGAN SBIC LLC, JPMP CAPITAL LLC, JP MORGAN PARTNERS GLOBAL INVESTORS SELLDOWN LLP, JPMORGAN CHASE & CO

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.00 · Expires 2005-06-09	IndirectSee footnote	17,500	Reported balance After 2005-06-09 transaction · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · 2005-06-09 · Grant · Acquired 17,500 · Balance 17,500 F6: One-twelfth of the options vest monthly commencing 06/09/05. F4: These options were granted to Rodney A. Ferguson, a director of the Issuer. Mr. Ferguson is a Managing Director of J.P. Morgan Partners (SBIC), LLC. Mr. Ferguson is obligated to transfer any shares issued under the option to JPM SBIC.
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.05 · Expires 2011-12-18	IndirectSee footnote	4,285	Reported balance Holding disclosure · report date 2005-06-09 · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · Balance 4,285 F3: These options are fully vested. F4: These options were granted to Rodney A. Ferguson, a director of the Issuer. Mr. Ferguson is a Managing Director of J.P. Morgan Partners (SBIC), LLC. Mr. Ferguson is obligated to transfer any shares issued under the option to JPM SBIC.
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.23 · Expires 2013-07-30	IndirectSee footnote	4,285	Reported balance Holding disclosure · report date 2005-06-09 · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · Balance 4,285 F3: These options are fully vested. F4: These options were granted to Rodney A. Ferguson, a director of the Issuer. Mr. Ferguson is a Managing Director of J.P. Morgan Partners (SBIC), LLC. Mr. Ferguson is obligated to transfer any shares issued under the option to JPM SBIC.
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.75 · Expires 2013-12-03	IndirectSee footnote	10,000	Reported balance Holding disclosure · report date 2005-06-09 · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · Balance 10,000 F4: These options were granted to Rodney A. Ferguson, a director of the Issuer. Mr. Ferguson is a Managing Director of J.P. Morgan Partners (SBIC), LLC. Mr. Ferguson is obligated to transfer any shares issued under the option to JPM SBIC.
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.00 · Expires 2014-04-01	IndirectSee footnote	25,000	Reported balance Holding disclosure · report date 2005-06-09 · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · Balance 25,000 F4: These options were granted to Rodney A. Ferguson, a director of the Issuer. Mr. Ferguson is a Managing Director of J.P. Morgan Partners (SBIC), LLC. Mr. Ferguson is obligated to transfer any shares issued under the option to JPM SBIC.
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.00 · Expires 2014-07-27	IndirectSee footnote	17,500	Reported balance Holding disclosure · report date 2005-06-09 · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · Balance 17,500 F5: One-twelfth of the options vest monthly commencing 7/27/04. F4: These options were granted to Rodney A. Ferguson, a director of the Issuer. Mr. Ferguson is a Managing Director of J.P. Morgan Partners (SBIC), LLC. Mr. Ferguson is obligated to transfer any shares issued under the option to JPM SBIC.
Common StockSEC Table I · non-derivative	Direct	2,400,206	Reported balance Holding disclosure · report date 2005-06-09 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 2,400,206
Common StockSEC Table I · non-derivative	IndirectSee footnote	241,479	Reported balance Holding disclosure · report date 2005-06-09 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 241,479 F1: The amounts shown represent the beneficial ownership of the Issuer's equity securities by J.P. Morgan Global Investors (SBIC), LLC ("JPM Global SBIC").
Common StockSEC Table I · non-derivative	IndirectSee footnote	151,982	Reported balance Holding disclosure · report date 2005-06-09 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 151,982 F2: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Selldown), L.P.

Filing footnotes · ownership attribution and instrument terms

F1: The amounts shown represent the beneficial ownership of the Issuer's equity securities by J.P. Morgan Global Investors (SBIC), LLC ("JPM Global SBIC").

F2: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Selldown), L.P.

F3: These options are fully vested.

F4: These options were granted to Rodney A. Ferguson, a director of the Issuer. Mr. Ferguson is a Managing Director of J.P. Morgan Partners (SBIC), LLC. Mr. Ferguson is obligated to transfer any shares issued under the option to JPM SBIC.

F5: One-twelfth of the options vest monthly commencing 7/27/04.

F6: One-twelfth of the options vest monthly commencing 06/09/05.

Seagen Inc.

Report date December 30, 2004 · Filed January 04, 2005

Security / award	Ownership account	Disclosed shares / units	Disclosure context
WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $6.25 · Expires 2011-12-31	Direct	601,925	Reported balance After 2004-12-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2004-12-30 · Sale · Disposed 38,114 · Balance 601,925
WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $6.25 · Expires 2011-12-31	IndirectSee footnote	381,140	Reported balance After 2004-12-30 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2004-12-30 · Purchase · Acquired 38,114 · Balance 381,140 F5: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Selldown), L.P.
WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $6.25 · Expires 2011-12-31	IndirectSee footnote	101,421	Reported balance Holding disclosure · report date 2004-12-30 · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · Balance 101,421 F1: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors, L.P.
WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $6.25 · Expires 2011-12-31	IndirectSee footnote	13,826	Reported balance Holding disclosure · report date 2004-12-30 · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · Balance 13,826 F2: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman), L.P.
WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $6.25 · Expires 2011-12-31	IndirectSee footnote	51,478	Reported balance Holding disclosure · report date 2004-12-30 · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · Balance 51,478 F3: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors A, L.P.
WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $6.25 · Expires 2011-12-31	IndirectSee footnote	5,736	Reported balance Holding disclosure · report date 2004-12-30 · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · Balance 5,736 F4: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman) II, L.P.
Series A Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $2.50	Direct	4,815,400	Reported balance After 2004-12-30 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2004-12-30 · Sale · Disposed 30,491 · Balance 4,815,400 F6: The conversion price of the Series A Convertible Preferred Stock is equal to the initial purchase price divided by $2.50, as adjusted for stock splits, stock dividends, combinations and other similar capitalizations of the Issuer's Common and Preferred Stock. Initially this results in a 1 for 10 conversion ratio. Each share of Series A Convertible Preferred Stock is entitled to 0.93 votes for each share of Common Stock into which such share of Convertible Preferred Stock could then be converted. F7: All outstanding shares of the Issuer's Series A Convertible Preferred Stock are convertible at the holder's option into shares of the Issuer's Common Stock on a 10 to 1 basis any time after July 8, 2004. This right to convert does not expire.
Series A Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $2.50	IndirectSee footnote	304,910	Reported balance After 2004-12-30 transaction · row 12 Instrument identity requires review; Table II rows are not merged. 1 source row Row 12 · 2004-12-30 · Purchase · Acquired 30,491 · Balance 304,910 F6: The conversion price of the Series A Convertible Preferred Stock is equal to the initial purchase price divided by $2.50, as adjusted for stock splits, stock dividends, combinations and other similar capitalizations of the Issuer's Common and Preferred Stock. Initially this results in a 1 for 10 conversion ratio. Each share of Series A Convertible Preferred Stock is entitled to 0.93 votes for each share of Common Stock into which such share of Convertible Preferred Stock could then be converted. F7: All outstanding shares of the Issuer's Series A Convertible Preferred Stock are convertible at the holder's option into shares of the Issuer's Common Stock on a 10 to 1 basis any time after July 8, 2004. This right to convert does not expire. F5: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Selldown), L.P.
Series A Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $2.50	IndirectSee footnote	811,370	Reported balance Holding disclosure · report date 2004-12-30 · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · Balance 811,370 F6: The conversion price of the Series A Convertible Preferred Stock is equal to the initial purchase price divided by $2.50, as adjusted for stock splits, stock dividends, combinations and other similar capitalizations of the Issuer's Common and Preferred Stock. Initially this results in a 1 for 10 conversion ratio. Each share of Series A Convertible Preferred Stock is entitled to 0.93 votes for each share of Common Stock into which such share of Convertible Preferred Stock could then be converted. F7: All outstanding shares of the Issuer's Series A Convertible Preferred Stock are convertible at the holder's option into shares of the Issuer's Common Stock on a 10 to 1 basis any time after July 8, 2004. This right to convert does not expire. F1: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors, L.P.
Series A Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $2.50	IndirectSee footnote	110,610	Reported balance Holding disclosure · report date 2004-12-30 · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · Balance 110,610 F6: The conversion price of the Series A Convertible Preferred Stock is equal to the initial purchase price divided by $2.50, as adjusted for stock splits, stock dividends, combinations and other similar capitalizations of the Issuer's Common and Preferred Stock. Initially this results in a 1 for 10 conversion ratio. Each share of Series A Convertible Preferred Stock is entitled to 0.93 votes for each share of Common Stock into which such share of Convertible Preferred Stock could then be converted. F7: All outstanding shares of the Issuer's Series A Convertible Preferred Stock are convertible at the holder's option into shares of the Issuer's Common Stock on a 10 to 1 basis any time after July 8, 2004. This right to convert does not expire. F2: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman), L.P.
Series A Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $2.50	IndirectSee footnote	411,820	Reported balance Holding disclosure · report date 2004-12-30 · row 10 Instrument identity requires review; Table II rows are not merged. 1 source row Row 10 · Balance 411,820 F6: The conversion price of the Series A Convertible Preferred Stock is equal to the initial purchase price divided by $2.50, as adjusted for stock splits, stock dividends, combinations and other similar capitalizations of the Issuer's Common and Preferred Stock. Initially this results in a 1 for 10 conversion ratio. Each share of Series A Convertible Preferred Stock is entitled to 0.93 votes for each share of Common Stock into which such share of Convertible Preferred Stock could then be converted. F7: All outstanding shares of the Issuer's Series A Convertible Preferred Stock are convertible at the holder's option into shares of the Issuer's Common Stock on a 10 to 1 basis any time after July 8, 2004. This right to convert does not expire. F3: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors A, L.P.
Series A Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $2.50	IndirectSee footnote	45,890	Reported balance Holding disclosure · report date 2004-12-30 · row 11 Instrument identity requires review; Table II rows are not merged. 1 source row Row 11 · Balance 45,890 F6: The conversion price of the Series A Convertible Preferred Stock is equal to the initial purchase price divided by $2.50, as adjusted for stock splits, stock dividends, combinations and other similar capitalizations of the Issuer's Common and Preferred Stock. Initially this results in a 1 for 10 conversion ratio. Each share of Series A Convertible Preferred Stock is entitled to 0.93 votes for each share of Common Stock into which such share of Convertible Preferred Stock could then be converted. F7: All outstanding shares of the Issuer's Series A Convertible Preferred Stock are convertible at the holder's option into shares of the Issuer's Common Stock on a 10 to 1 basis any time after July 8, 2004. This right to convert does not expire. F4: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman) II, L.P.
Stock Options (Right to Purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $7.26 · Expires 2014-05-16	IndirectSee footnote	10,000	Reported balance Holding disclosure · report date 2004-12-30 · row 13 Instrument identity requires review; Table II rows are not merged. 1 source row Row 13 · Balance 10,000 F8: These options were granted to Srinivas Akkaraju, a director of the Issuer. Mr. Akkaraju is obligated to transfer any shares issued under the Stock Option to J.P. Morgan Partners (BHCA), L.P. ("JPM BHCA") at the request of JPM BHCA.

Filing footnotes · ownership attribution and instrument terms

F1: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors, L.P.

F2: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman), L.P.

F3: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors A, L.P.

F4: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman) II, L.P.

F5: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Selldown), L.P.

F6: The conversion price of the Series A Convertible Preferred Stock is equal to the initial purchase price divided by $2.50, as adjusted for stock splits, stock dividends, combinations and other similar capitalizations of the Issuer's Common and Preferred Stock. Initially this results in a 1 for 10 conversion ratio. Each share of Series A Convertible Preferred Stock is entitled to 0.93 votes for each share of Common Stock into which such share of Convertible Preferred Stock could then be converted.

F7: All outstanding shares of the Issuer's Series A Convertible Preferred Stock are convertible at the holder's option into shares of the Issuer's Common Stock on a 10 to 1 basis any time after July 8, 2004. This right to convert does not expire.

F8: These options were granted to Srinivas Akkaraju, a director of the Issuer. Mr. Akkaraju is obligated to transfer any shares issued under the Stock Option to J.P. Morgan Partners (BHCA), L.P. ("JPM BHCA") at the request of JPM BHCA.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

HOME PRODUCTS INTERNATIONAL INC

Report date December 13, 2004 · Filed December 15, 2004

Jointly reported with J P MORGAN PARTNERS SBIC LLC, JP MORGAN PARTNERS BHCA LP, JPMP CAPITAL LLC, JPMORGAN CHASE & CO

Section 16 reporting ended · disclosed 2004-12-15. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2004-12-13 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2004-12-13 · Sale · Disposed 1,274,472 · Balance 0

NUCO2 INC /FL

Report date December 15, 2004 · Filed December 17, 2004

Section 16 reporting ended · disclosed 2004-12-17. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	1,029,178	Reported balance After 2004-12-15 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2004-12-15 · Sale · Disposed 344,730 · Balance 1,029,178
Common StockSEC Table I · non-derivative	IndirectSee footnote	16,135	Reported balance After 2004-12-15 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2004-12-15 · Sale · Disposed 5,092 · Balance 16,135 F1: The amounts shown represent the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors, L.P.
Common StockSEC Table I · non-derivative	IndirectSee footnote	8,101	Reported balance After 2004-12-15 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2004-12-15 · Sale · Disposed 2,556 · Balance 8,101 F2: The amounts shown represent the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman), L.P.
Common StockSEC Table I · non-derivative	IndirectSee footnote	2,479	Reported balance After 2004-12-15 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 4 · 2004-12-15 · Sale · Disposed 782 · Balance 2,479 F3: The amounts shown represent the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors A, L.P.
Common StockSEC Table I · non-derivative	IndirectSee footnote	905	Reported balance After 2004-12-15 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 5 · 2004-12-15 · Sale · Disposed 285 · Balance 905 F4: The amounts shown represent the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman) II, L.P.
Options (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $7.82 · Expires 2011-01-01	IndirectSee footnote	2,000	Reported balance Holding disclosure · report date 2004-12-15 · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · Balance 2,000 F5: These options are immediately exercisable. F6: The option was granted to Richard Waters, a limited partner of the JPMP Master Fund Manager, L.P., which is the general partner of J.P. Morgan Partners (BHCA), L.P. ("JPM BHCA") and a Managing Director of the general partner of JPMP Master Fund Manager, L.P. Mr. Waters is obligated to exercise the option at the request of, and to transfer any shares issued under the stock option to, JPM BHCA. All shares issued under the stock option were transferred to JPM BHCA. Mr. Waters ceased to be a director of the Issuer on December 10, 2004.
Options (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $4.85 · Expires 2013-03-12	IndirectSee footnote	2,000	Reported balance Holding disclosure · report date 2004-12-15 · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · Balance 2,000 F5: These options are immediately exercisable. F6: The option was granted to Richard Waters, a limited partner of the JPMP Master Fund Manager, L.P., which is the general partner of J.P. Morgan Partners (BHCA), L.P. ("JPM BHCA") and a Managing Director of the general partner of JPMP Master Fund Manager, L.P. Mr. Waters is obligated to exercise the option at the request of, and to transfer any shares issued under the stock option to, JPM BHCA. All shares issued under the stock option were transferred to JPM BHCA. Mr. Waters ceased to be a director of the Issuer on December 10, 2004.

Filing footnotes · ownership attribution and instrument terms

F1: The amounts shown represent the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors, L.P.

F2: The amounts shown represent the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman), L.P.

F3: The amounts shown represent the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors A, L.P.

F4: The amounts shown represent the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman) II, L.P.

F5: These options are immediately exercisable.

F6: The option was granted to Richard Waters, a limited partner of the JPMP Master Fund Manager, L.P., which is the general partner of J.P. Morgan Partners (BHCA), L.P. ("JPM BHCA") and a Managing Director of the general partner of JPMP Master Fund Manager, L.P. Mr. Waters is obligated to exercise the option at the request of, and to transfer any shares issued under the stock option to, JPM BHCA. All shares issued under the stock option were transferred to JPM BHCA. Mr. Waters ceased to be a director of the Issuer on December 10, 2004.

Steel Connect LLC

Report date November 16, 2004 · Filed November 18, 2004

Jointly reported with JP MORGAN PARTNERS BHCA LP, JPMP CAPITAL LLC, JPMORGAN CHASE & CO

Section 16 reporting ended · disclosed 2004-11-18. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, .01 par valueSEC Table I · non-derivative	Direct	706,518	Reported balance After 2004-11-16 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2004-11-16 · Sale · Disposed 3,052 · Balance 706,518

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
April 28, 2004 Filed Apr 30, 2004 18:52 UTC	BARRIER THERAPEUTICS INC BTRX · Entity 13927	ConversionSeries C Convertible Preferred Stock · Derivative	7,310	$0.00	$0.00	Disclosure SEC source: 0001125282-04-001878 · b331679_ex.xml · derivative · entry 15 JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner JPMP CAPITAL CORP · CIK 0001243236 · 10% owner J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner JPMP GLOBAL INVESTORS L P · CIK 0001281161 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 3,655 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The Series B and Series C Convertible Preferred Stock is immediately exercisable. It has no expiration date. Upon the close of the Issuer's initial public offering, these shares were automatically converted into Common Stock of the Issuer. These shares are convertible on a two for one basis. F5 · derivative.expiration_date: The Series B and Series C Convertible Preferred Stock is immediately exercisable. It has no expiration date. Upon the close of the Issuer's initial public offering, these shares were automatically converted into Common Stock of the Issuer. These shares are convertible on a two for one basis. F4 · ownership.nature: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman) II, L.P. Read SEC document
April 28, 2004 Filed Apr 30, 2004 18:52 UTC	BARRIER THERAPEUTICS INC BTRX · Entity 13927	ConversionSeries C Convertible Preferred Stock · Derivative	20,007	$0.00	$0.00	Disclosure SEC source: 0001125282-04-001878 · b331679_ex.xml · derivative · entry 14 JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner JPMP CAPITAL CORP · CIK 0001243236 · 10% owner J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner JPMP GLOBAL INVESTORS L P · CIK 0001281161 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 10,003 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The Series B and Series C Convertible Preferred Stock is immediately exercisable. It has no expiration date. Upon the close of the Issuer's initial public offering, these shares were automatically converted into Common Stock of the Issuer. These shares are convertible on a two for one basis. F5 · derivative.expiration_date: The Series B and Series C Convertible Preferred Stock is immediately exercisable. It has no expiration date. Upon the close of the Issuer's initial public offering, these shares were automatically converted into Common Stock of the Issuer. These shares are convertible on a two for one basis. F3 · ownership.nature: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors A, L.P. Read SEC document
April 28, 2004 Filed Apr 30, 2004 18:52 UTC	BARRIER THERAPEUTICS INC BTRX · Entity 13927	ConversionSeries C Convertible Preferred Stock · Derivative	65,370	$0.00	$0.00	Disclosure SEC source: 0001125282-04-001878 · b331679_ex.xml · derivative · entry 13 JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner JPMP CAPITAL CORP · CIK 0001243236 · 10% owner J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner JPMP GLOBAL INVESTORS L P · CIK 0001281161 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 32,685 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The Series B and Series C Convertible Preferred Stock is immediately exercisable. It has no expiration date. Upon the close of the Issuer's initial public offering, these shares were automatically converted into Common Stock of the Issuer. These shares are convertible on a two for one basis. F5 · derivative.expiration_date: The Series B and Series C Convertible Preferred Stock is immediately exercisable. It has no expiration date. Upon the close of the Issuer's initial public offering, these shares were automatically converted into Common Stock of the Issuer. These shares are convertible on a two for one basis. F2 · ownership.nature: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman), L.P. Read SEC document
April 28, 2004 Filed Apr 30, 2004 18:52 UTC	BARRIER THERAPEUTICS INC BTRX · Entity 13927	ConversionSeries C Convertible Preferred Stock · Derivative	130,207	$0.00	$0.00	Disclosure SEC source: 0001125282-04-001878 · b331679_ex.xml · derivative · entry 12 JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner JPMP CAPITAL CORP · CIK 0001243236 · 10% owner J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner JPMP GLOBAL INVESTORS L P · CIK 0001281161 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 65,103 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The Series B and Series C Convertible Preferred Stock is immediately exercisable. It has no expiration date. Upon the close of the Issuer's initial public offering, these shares were automatically converted into Common Stock of the Issuer. These shares are convertible on a two for one basis. F5 · derivative.expiration_date: The Series B and Series C Convertible Preferred Stock is immediately exercisable. It has no expiration date. Upon the close of the Issuer's initial public offering, these shares were automatically converted into Common Stock of the Issuer. These shares are convertible on a two for one basis. F1 · ownership.nature: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors, L.P. Read SEC document
April 28, 2004 Filed Apr 30, 2004 18:52 UTC	BARRIER THERAPEUTICS INC BTRX · Entity 13927	ConversionSeries C Convertible Preferred Stock · Derivative	740,321	$0.00	$0.00	Disclosure SEC source: 0001125282-04-001878 · b331679_ex.xml · derivative · entry 11 JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner JPMP CAPITAL CORP · CIK 0001243236 · 10% owner J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner JPMP GLOBAL INVESTORS L P · CIK 0001281161 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 370,160 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The Series B and Series C Convertible Preferred Stock is immediately exercisable. It has no expiration date. Upon the close of the Issuer's initial public offering, these shares were automatically converted into Common Stock of the Issuer. These shares are convertible on a two for one basis. F5 · derivative.expiration_date: The Series B and Series C Convertible Preferred Stock is immediately exercisable. It has no expiration date. Upon the close of the Issuer's initial public offering, these shares were automatically converted into Common Stock of the Issuer. These shares are convertible on a two for one basis. Read SEC document
April 28, 2004 Filed Apr 30, 2004 18:52 UTC	BARRIER THERAPEUTICS INC BTRX · Entity 13927	ConversionSeries B Convertible Preferred Stock · Derivative	37,657	$0.00	$0.00	Disclosure SEC source: 0001125282-04-001878 · b331679_ex.xml · derivative · entry 10 JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner JPMP CAPITAL CORP · CIK 0001243236 · 10% owner J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner JPMP GLOBAL INVESTORS L P · CIK 0001281161 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 18,828 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The Series B and Series C Convertible Preferred Stock is immediately exercisable. It has no expiration date. Upon the close of the Issuer's initial public offering, these shares were automatically converted into Common Stock of the Issuer. These shares are convertible on a two for one basis. F5 · derivative.expiration_date: The Series B and Series C Convertible Preferred Stock is immediately exercisable. It has no expiration date. Upon the close of the Issuer's initial public offering, these shares were automatically converted into Common Stock of the Issuer. These shares are convertible on a two for one basis. F4 · ownership.nature: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman) II, L.P. Read SEC document
April 28, 2004 Filed Apr 30, 2004 18:52 UTC	BARRIER THERAPEUTICS INC BTRX · Entity 13927	ConversionSeries B Convertible Preferred Stock · Derivative	90,754	$0.00	$0.00	Disclosure SEC source: 0001125282-04-001878 · b331679_ex.xml · derivative · entry 9 JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner JPMP CAPITAL CORP · CIK 0001243236 · 10% owner J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner JPMP GLOBAL INVESTORS L P · CIK 0001281161 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 45,377 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The Series B and Series C Convertible Preferred Stock is immediately exercisable. It has no expiration date. Upon the close of the Issuer's initial public offering, these shares were automatically converted into Common Stock of the Issuer. These shares are convertible on a two for one basis. F5 · derivative.expiration_date: The Series B and Series C Convertible Preferred Stock is immediately exercisable. It has no expiration date. Upon the close of the Issuer's initial public offering, these shares were automatically converted into Common Stock of the Issuer. These shares are convertible on a two for one basis. F3 · ownership.nature: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors A, L.P. Read SEC document
April 28, 2004 Filed Apr 30, 2004 18:52 UTC	BARRIER THERAPEUTICS INC BTRX · Entity 13927	ConversionSeries B Convertible Preferred Stock · Derivative	337,900	$0.00	$0.00	Disclosure SEC source: 0001125282-04-001878 · b331679_ex.xml · derivative · entry 8 JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner JPMP CAPITAL CORP · CIK 0001243236 · 10% owner J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner JPMP GLOBAL INVESTORS L P · CIK 0001281161 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 168,950 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The Series B and Series C Convertible Preferred Stock is immediately exercisable. It has no expiration date. Upon the close of the Issuer's initial public offering, these shares were automatically converted into Common Stock of the Issuer. These shares are convertible on a two for one basis. F5 · derivative.expiration_date: The Series B and Series C Convertible Preferred Stock is immediately exercisable. It has no expiration date. Upon the close of the Issuer's initial public offering, these shares were automatically converted into Common Stock of the Issuer. These shares are convertible on a two for one basis. F2 · ownership.nature: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman), L.P. Read SEC document
April 28, 2004 Filed Apr 30, 2004 18:52 UTC	BARRIER THERAPEUTICS INC BTRX · Entity 13927	ConversionSeries B Convertible Preferred Stock · Derivative	665,744	$0.00	$0.00	Disclosure SEC source: 0001125282-04-001878 · b331679_ex.xml · derivative · entry 7 JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner JPMP CAPITAL CORP · CIK 0001243236 · 10% owner J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner JPMP GLOBAL INVESTORS L P · CIK 0001281161 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 332,872 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The Series B and Series C Convertible Preferred Stock is immediately exercisable. It has no expiration date. Upon the close of the Issuer's initial public offering, these shares were automatically converted into Common Stock of the Issuer. These shares are convertible on a two for one basis. F5 · derivative.expiration_date: The Series B and Series C Convertible Preferred Stock is immediately exercisable. It has no expiration date. Upon the close of the Issuer's initial public offering, these shares were automatically converted into Common Stock of the Issuer. These shares are convertible on a two for one basis. F1 · ownership.nature: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors, L.P. Read SEC document
April 28, 2004 Filed Apr 30, 2004 18:52 UTC	BARRIER THERAPEUTICS INC BTRX · Entity 13927	ConversionSeries B Convertible Preferred Stock · Derivative	4,201,280	$0.00	$0.00	Disclosure SEC source: 0001125282-04-001878 · b331679_ex.xml · derivative · entry 6 JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner JPMP CAPITAL CORP · CIK 0001243236 · 10% owner J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner JPMP GLOBAL INVESTORS L P · CIK 0001281161 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,100,640 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The Series B and Series C Convertible Preferred Stock is immediately exercisable. It has no expiration date. Upon the close of the Issuer's initial public offering, these shares were automatically converted into Common Stock of the Issuer. These shares are convertible on a two for one basis. F5 · derivative.expiration_date: The Series B and Series C Convertible Preferred Stock is immediately exercisable. It has no expiration date. Upon the close of the Issuer's initial public offering, these shares were automatically converted into Common Stock of the Issuer. These shares are convertible on a two for one basis. Read SEC document
April 28, 2004 Filed Apr 30, 2004 18:52 UTC	BARRIER THERAPEUTICS INC BTRX · Entity 13927	ConversionCommon Stock	22,483	$0.00	$0.00	Disclosure SEC source: 0001125282-04-001878 · b331679_ex.xml · nonDerivative · entry 5 JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner JPMP CAPITAL CORP · CIK 0001243236 · 10% owner J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner JPMP GLOBAL INVESTORS L P · CIK 0001281161 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 22,483 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · ownership.nature: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman) II, L.P. Read SEC document
April 28, 2004 Filed Apr 30, 2004 18:52 UTC	BARRIER THERAPEUTICS INC BTRX · Entity 13927	ConversionCommon Stock	55,380	$0.00	$0.00	Disclosure SEC source: 0001125282-04-001878 · b331679_ex.xml · nonDerivative · entry 4 JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner JPMP CAPITAL CORP · CIK 0001243236 · 10% owner J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner JPMP GLOBAL INVESTORS L P · CIK 0001281161 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 55,380 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · ownership.nature: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors A, L.P. Read SEC document
April 28, 2004 Filed Apr 30, 2004 18:52 UTC	BARRIER THERAPEUTICS INC BTRX · Entity 13927	ConversionCommon Stock	201,635	$0.00	$0.00	Disclosure SEC source: 0001125282-04-001878 · b331679_ex.xml · nonDerivative · entry 3 JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner JPMP CAPITAL CORP · CIK 0001243236 · 10% owner J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner JPMP GLOBAL INVESTORS L P · CIK 0001281161 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 201,635 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman), L.P. Read SEC document
April 28, 2004 Filed Apr 30, 2004 18:52 UTC	BARRIER THERAPEUTICS INC BTRX · Entity 13927	ConversionCommon Stock	397,975	$0.00	$0.00	Disclosure SEC source: 0001125282-04-001878 · b331679_ex.xml · nonDerivative · entry 2 JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner JPMP CAPITAL CORP · CIK 0001243236 · 10% owner J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner JPMP GLOBAL INVESTORS L P · CIK 0001281161 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 397,975 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors, L.P. Read SEC document
April 28, 2004 Filed Apr 30, 2004 18:52 UTC	BARRIER THERAPEUTICS INC BTRX · Entity 13927	ConversionCommon Stock	2,470,800	$0.00	$0.00	Disclosure SEC source: 0001125282-04-001878 · b331679_ex.xml · nonDerivative · entry 1 JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner JPMP CAPITAL CORP · CIK 0001243236 · 10% owner J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner JPMP GLOBAL INVESTORS L P · CIK 0001281161 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,470,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
April 28, 2004 Filed May 6, 2004 20:16 UTC Amendment	1 800 FLOWERS COM INC FLWS · Entity 6237	SaleClass A Common Stock	1,878	$10.40	$19,531.20	Disclosure SEC source: 0001125282-04-002004 · b331784_ex.xml · nonDerivative · entry 7 J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner JPMP CAPITAL CORP · CIK 0001243236 · 10% owner J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,711,595 Read SEC document
April 28, 2004 Filed May 6, 2004 20:16 UTC Amendment	1 800 FLOWERS COM INC FLWS · Entity 6237	SaleClass A Common Stock	7,438	$10.35	$76,983.30	Disclosure SEC source: 0001125282-04-002004 · b331784_ex.xml · nonDerivative · entry 6 J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner JPMP CAPITAL CORP · CIK 0001243236 · 10% owner J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,713,473 Read SEC document
April 27, 2004 Filed Apr 30, 2004 01:41 UTC	1 800 FLOWERS COM INC FLWS · Entity 6237	SaleClass A Common Stock	11,000	$10.45	$114,950.00	Disclosure SEC source: 0001125282-04-001839 · b331655_ex.xml · nonDerivative · entry 5 J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner JPMP CAPITAL CORP · CIK 0001243236 · 10% owner J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,720,911 Read SEC document
April 27, 2004 Filed Apr 30, 2004 01:41 UTC	1 800 FLOWERS COM INC FLWS · Entity 6237	SaleClass A Common Stock	10,337	$10.40	$107,504.80	Disclosure SEC source: 0001125282-04-001839 · b331655_ex.xml · nonDerivative · entry 4 J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner JPMP CAPITAL CORP · CIK 0001243236 · 10% owner J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,731,911 Read SEC document
April 27, 2004 Filed Apr 30, 2004 01:41 UTC	1 800 FLOWERS COM INC FLWS · Entity 6237	SaleClass A Common Stock	1,100	$10.38	$11,418.00	Disclosure SEC source: 0001125282-04-001839 · b331655_ex.xml · nonDerivative · entry 3 J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner JPMP CAPITAL CORP · CIK 0001243236 · 10% owner J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,742,248 Read SEC document
April 27, 2004 Filed Apr 30, 2004 01:41 UTC	1 800 FLOWERS COM INC FLWS · Entity 6237	SaleClass A Common Stock	5,000	$10.36	$51,800.00	Disclosure SEC source: 0001125282-04-001839 · b331655_ex.xml · nonDerivative · entry 2 J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner JPMP CAPITAL CORP · CIK 0001243236 · 10% owner J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,743,348 Read SEC document
April 27, 2004 Filed Apr 30, 2004 01:41 UTC	1 800 FLOWERS COM INC FLWS · Entity 6237	SaleClass A Common Stock	37,248	$10.35	$385,516.80	Disclosure SEC source: 0001125282-04-001839 · b331655_ex.xml · nonDerivative · entry 1 J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner JPMP CAPITAL CORP · CIK 0001243236 · 10% owner J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,748,348 Read SEC document
April 27, 2004 Filed May 6, 2004 20:16 UTC Amendment	1 800 FLOWERS COM INC FLWS · Entity 6237	SaleClass A Common Stock	11,000	$10.45	$114,950.00	Disclosure SEC source: 0001125282-04-002004 · b331784_ex.xml · nonDerivative · entry 5 J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner JPMP CAPITAL CORP · CIK 0001243236 · 10% owner J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,720,911 Read SEC document
April 27, 2004 Filed May 6, 2004 20:16 UTC Amendment	1 800 FLOWERS COM INC FLWS · Entity 6237	SaleClass A Common Stock	10,337	$10.40	$107,504.80	Disclosure SEC source: 0001125282-04-002004 · b331784_ex.xml · nonDerivative · entry 4 J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner JPMP CAPITAL CORP · CIK 0001243236 · 10% owner J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,731,911 Read SEC document
April 27, 2004 Filed May 6, 2004 20:16 UTC Amendment	1 800 FLOWERS COM INC FLWS · Entity 6237	SaleClass A Common Stock	1,100	$10.38	$11,418.00	Disclosure SEC source: 0001125282-04-002004 · b331784_ex.xml · nonDerivative · entry 3 J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner JPMP CAPITAL CORP · CIK 0001243236 · 10% owner J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,742,248 Read SEC document
April 27, 2004 Filed May 6, 2004 20:16 UTC Amendment	1 800 FLOWERS COM INC FLWS · Entity 6237	SaleClass A Common Stock	5,000	$10.36	$51,800.00	Disclosure SEC source: 0001125282-04-002004 · b331784_ex.xml · nonDerivative · entry 2 J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner JPMP CAPITAL CORP · CIK 0001243236 · 10% owner J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,743,348 Read SEC document
April 27, 2004 Filed May 6, 2004 20:16 UTC Amendment	1 800 FLOWERS COM INC FLWS · Entity 6237	SaleClass A Common Stock	37,248	$10.35	$385,516.80	Disclosure SEC source: 0001125282-04-002004 · b331784_ex.xml · nonDerivative · entry 1 J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner JPMP CAPITAL CORP · CIK 0001243236 · 10% owner J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,748,348 Read SEC document
April 06, 2004 Filed Apr 8, 2004 17:00 UTC	SANTARUS INC SNTS · Entity 13856	ConversionSeries D Preferred Stock · Derivative	845,187	$0.00 Strike: $4.40	$0.00	Disclosure SEC source: 0001125282-04-001520 · b331284_ex.xml · derivative · entry 6 J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner JPMP CAPITAL CORP · CIK 0001243236 · 10% owner J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner JP MORGAN PARTNERS GLOBAL INVESTORS SBIC LLC · CIK 0001282680 · 10% owner WALKER JEFFREY C · CIK 0001090433 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 241,479 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The Series C and Series D Preferred Stock are immediately exercisable. They have no expiration date. Upon the close of the Issuer's initial public offering, these shares were automatically converted into Common Stock of the Issuer. F2 · derivative.expiration_date: The Series C and Series D Preferred Stock are immediately exercisable. They have no expiration date. Upon the close of the Issuer's initial public offering, these shares were automatically converted into Common Stock of the Issuer. F1 · ownership.nature: The amounts shown represent the beneficial ownership of the Issuer's equity securities by J.P. Morgan Global Investors (SBIC), LLC ("JPM Global SBIC"). Read SEC document
April 06, 2004 Filed Apr 8, 2004 17:00 UTC	SANTARUS INC SNTS · Entity 13856	ConversionSeries D Preferred Stock · Derivative	3,136,655	$0.00 Strike: $4.40	$0.00	Disclosure SEC source: 0001125282-04-001520 · b331284_ex.xml · derivative · entry 5 J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner JPMP CAPITAL CORP · CIK 0001243236 · 10% owner J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner JP MORGAN PARTNERS GLOBAL INVESTORS SBIC LLC · CIK 0001282680 · 10% owner WALKER JEFFREY C · CIK 0001090433 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 896,176 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The Series C and Series D Preferred Stock are immediately exercisable. They have no expiration date. Upon the close of the Issuer's initial public offering, these shares were automatically converted into Common Stock of the Issuer. F2 · derivative.expiration_date: The Series C and Series D Preferred Stock are immediately exercisable. They have no expiration date. Upon the close of the Issuer's initial public offering, these shares were automatically converted into Common Stock of the Issuer. Read SEC document
April 06, 2004 Filed Apr 8, 2004 17:00 UTC	SANTARUS INC SNTS · Entity 13856	ConversionSeries C Preferred Stock · Derivative	4,115,226	$0.00 Strike: $6.04	$0.00	Disclosure SEC source: 0001125282-04-001520 · b331284_ex.xml · derivative · entry 4 J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner JPMP CAPITAL CORP · CIK 0001243236 · 10% owner J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner JP MORGAN PARTNERS GLOBAL INVESTORS SBIC LLC · CIK 0001282680 · 10% owner WALKER JEFFREY C · CIK 0001090433 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,656,012 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The Series C and Series D Preferred Stock are immediately exercisable. They have no expiration date. Upon the close of the Issuer's initial public offering, these shares were automatically converted into Common Stock of the Issuer. F2 · derivative.expiration_date: The Series C and Series D Preferred Stock are immediately exercisable. They have no expiration date. Upon the close of the Issuer's initial public offering, these shares were automatically converted into Common Stock of the Issuer. Read SEC document
April 06, 2004 Filed Apr 8, 2004 17:00 UTC	SANTARUS INC SNTS · Entity 13856	ConversionCommon Stock	241,479	$0.00	$0.00	Disclosure SEC source: 0001125282-04-001520 · b331284_ex.xml · nonDerivative · entry 3 J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner JPMP CAPITAL CORP · CIK 0001243236 · 10% owner J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner JP MORGAN PARTNERS GLOBAL INVESTORS SBIC LLC · CIK 0001282680 · 10% owner WALKER JEFFREY C · CIK 0001090433 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 241,479 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The amounts shown represent the beneficial ownership of the Issuer's equity securities by J.P. Morgan Global Investors (SBIC), LLC ("JPM Global SBIC"). Read SEC document
April 06, 2004 Filed Apr 8, 2004 17:00 UTC	SANTARUS INC SNTS · Entity 13856	ConversionCommon Stock	896,176	$0.00	$0.00	Disclosure SEC source: 0001125282-04-001520 · b331284_ex.xml · nonDerivative · entry 2 J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner JPMP CAPITAL CORP · CIK 0001243236 · 10% owner J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner JP MORGAN PARTNERS GLOBAL INVESTORS SBIC LLC · CIK 0001282680 · 10% owner WALKER JEFFREY C · CIK 0001090433 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,552,188 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
April 06, 2004 Filed Apr 8, 2004 17:00 UTC	SANTARUS INC SNTS · Entity 13856	ConversionCommon Stock	1,656,012	$0.00	$0.00	Disclosure SEC source: 0001125282-04-001520 · b331284_ex.xml · nonDerivative · entry 1 J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner JPMP CAPITAL CORP · CIK 0001243236 · 10% owner J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner JP MORGAN PARTNERS GLOBAL INVESTORS SBIC LLC · CIK 0001282680 · 10% owner WALKER JEFFREY C · CIK 0001090433 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,656,012 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
April 01, 2004 Filed Apr 2, 2004 17:39 UTC	SANTARUS INC SNTS · Entity 13856	GrantStock Option (right to buy) · Derivative	25,000	$0.00 Strike: $9.00	$0.00	Disclosure SEC source: 0001125282-04-001460 · b331226_ex.xml · derivative · entry 1 J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner JPMP CAPITAL CORP · CIK 0001243236 · 10% owner J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · (see footnote) Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2014-04-01 F1 · derivative.exercise_date: This stock option is immediately exercisable. F2 · ownership.nature: These options were granted to Rodney A. Ferguson, a director of the Issuer. Mr. Ferguson is a Managing Director of J.P. Morgan Partners (SBIC), LLC ("JPMC SBIC"). Mr. Ferguson is obligated to transfer any shares issued under the option to JPM SBIC. Read SEC document
February 18, 2004 Filed Feb 20, 2004 15:34 UTC	ANESIVA, INC. CGTK · Entity 13652	OtherSeries C Preferred Stock · Derivative	1,653	$0.00	$0.00	Disclosure SEC source: 0001125282-04-000691 · b330376_ex.xml · derivative · entry 22 J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner JPMP CAPITAL CORP · CIK 0001243236 · 10% owner J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 1,653 shares Expires not disclosed F6 · derivative.exercise_price: These shares are convertible on a one for one basis. F7 · derivative.expiration_date: The Series B-1 and Series C Preferred Stock is immediately exercisable. It has no expiration date. Upon the close of the Issuer's initial public offering, these shares were automatically converted into Common Stock of the Issuer. F4 · ownership.nature: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman) II, L.P. ("Cayman II"). Read SEC document
February 18, 2004 Filed Feb 20, 2004 15:34 UTC	ANESIVA, INC. CGTK · Entity 13652	OtherSeries C Preferred Stock · Derivative	14,788	$0.00	$0.00	Disclosure SEC source: 0001125282-04-000691 · b330376_ex.xml · derivative · entry 21 J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner JPMP CAPITAL CORP · CIK 0001243236 · 10% owner J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 14,788 shares Expires not disclosed F6 · derivative.exercise_price: These shares are convertible on a one for one basis. F7 · derivative.expiration_date: The Series B-1 and Series C Preferred Stock is immediately exercisable. It has no expiration date. Upon the close of the Issuer's initial public offering, these shares were automatically converted into Common Stock of the Issuer. F3 · ownership.nature: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman), L.P. ("Cayman"). Read SEC document
February 18, 2004 Filed Feb 20, 2004 15:34 UTC	ANESIVA, INC. CGTK · Entity 13652	OtherSeries C Preferred Stock · Derivative	4,525	$0.00	$0.00	Disclosure SEC source: 0001125282-04-000691 · b330376_ex.xml · derivative · entry 20 J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner JPMP CAPITAL CORP · CIK 0001243236 · 10% owner J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 4,525 shares Expires not disclosed F6 · derivative.exercise_price: These shares are convertible on a one for one basis. F7 · derivative.expiration_date: The Series B-1 and Series C Preferred Stock is immediately exercisable. It has no expiration date. Upon the close of the Issuer's initial public offering, these shares were automatically converted into Common Stock of the Issuer. F2 · ownership.nature: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors A, L.P. Read SEC document
February 18, 2004 Filed Feb 20, 2004 15:34 UTC	ANESIVA, INC. CGTK · Entity 13652	OtherSeries C Preferred Stock · Derivative	29,456	$0.00	$0.00	Disclosure SEC source: 0001125282-04-000691 · b330376_ex.xml · derivative · entry 19 J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner JPMP CAPITAL CORP · CIK 0001243236 · 10% owner J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 29,456 shares Expires not disclosed F6 · derivative.exercise_price: These shares are convertible on a one for one basis. F7 · derivative.expiration_date: The Series B-1 and Series C Preferred Stock is immediately exercisable. It has no expiration date. Upon the close of the Issuer's initial public offering, these shares were automatically converted into Common Stock of the Issuer. F1 · ownership.nature: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors, L.P. Read SEC document
February 18, 2004 Filed Feb 20, 2004 15:34 UTC	ANESIVA, INC. CGTK · Entity 13652	OtherSeries C Preferred Stock · Derivative	194,718	$0.00	$0.00	Disclosure SEC source: 0001125282-04-000691 · b330376_ex.xml · derivative · entry 18 J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner JPMP CAPITAL CORP · CIK 0001243236 · 10% owner J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 194,718 shares Expires not disclosed F6 · derivative.exercise_price: These shares are convertible on a one for one basis. F7 · derivative.expiration_date: The Series B-1 and Series C Preferred Stock is immediately exercisable. It has no expiration date. Upon the close of the Issuer's initial public offering, these shares were automatically converted into Common Stock of the Issuer. Read SEC document
February 18, 2004 Filed Feb 20, 2004 15:34 UTC	ANESIVA, INC. CGTK · Entity 13652	OtherSeries C Preferred Stock Warrant (right to buy) · Derivative	3,076	$0.00 Strike: $7.40	$0.00	Disclosure SEC source: 0001125282-04-000691 · b330376_ex.xml · derivative · entry 17 J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner JPMP CAPITAL CORP · CIK 0001243236 · 10% owner J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Series C Preferred Stock · 1,653 shares Expires not disclosed F8 · derivative.expiration_date: The Series C Preferred Stock Warrant was net exercised in connection with the close of the Issuer's initial public offering. F4 · ownership.nature: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman) II, L.P. ("Cayman II"). Read SEC document
February 18, 2004 Filed Feb 20, 2004 15:34 UTC	ANESIVA, INC. CGTK · Entity 13652	OtherSeries C Preferred Stock Warrant (right to buy) · Derivative	27,513	$0.00 Strike: $7.40	$0.00	Disclosure SEC source: 0001125282-04-000691 · b330376_ex.xml · derivative · entry 16 J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner JPMP CAPITAL CORP · CIK 0001243236 · 10% owner J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Series C Preferred Stock · 14,788 shares Expires not disclosed F8 · derivative.expiration_date: The Series C Preferred Stock Warrant was net exercised in connection with the close of the Issuer's initial public offering. F3 · ownership.nature: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman), L.P. ("Cayman"). Read SEC document
February 18, 2004 Filed Feb 20, 2004 15:34 UTC	ANESIVA, INC. CGTK · Entity 13652	OtherSeries C Preferred Stock Warrant (right to buy) · Derivative	8,420	$0.00 Strike: $7.40	$0.00	Disclosure SEC source: 0001125282-04-000691 · b330376_ex.xml · derivative · entry 15 J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner JPMP CAPITAL CORP · CIK 0001243236 · 10% owner J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Series C Preferred Stock · 4,525 shares Expires not disclosed F8 · derivative.expiration_date: The Series C Preferred Stock Warrant was net exercised in connection with the close of the Issuer's initial public offering. F2 · ownership.nature: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors A, L.P. Read SEC document
February 18, 2004 Filed Feb 20, 2004 15:34 UTC	ANESIVA, INC. CGTK · Entity 13652	OtherSeries C Preferred Stock Warrant (right to buy) · Derivative	54,802	$0.00 Strike: $7.40	$0.00	Disclosure SEC source: 0001125282-04-000691 · b330376_ex.xml · derivative · entry 14 J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner JPMP CAPITAL CORP · CIK 0001243236 · 10% owner J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Series C Preferred Stock · 29,456 shares Expires not disclosed F8 · derivative.expiration_date: The Series C Preferred Stock Warrant was net exercised in connection with the close of the Issuer's initial public offering. F1 · ownership.nature: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors, L.P. Read SEC document
February 18, 2004 Filed Feb 20, 2004 15:34 UTC	ANESIVA, INC. CGTK · Entity 13652	OtherSeries C Preferred Stock Warrant (right to buy) · Derivative	362,267	$0.00 Strike: $7.40	$0.00	Disclosure SEC source: 0001125282-04-000691 · b330376_ex.xml · derivative · entry 13 J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner JPMP CAPITAL CORP · CIK 0001243236 · 10% owner J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Series C Preferred Stock · 194,718 shares Expires not disclosed F8 · derivative.expiration_date: The Series C Preferred Stock Warrant was net exercised in connection with the close of the Issuer's initial public offering. Read SEC document
February 18, 2004 Filed Feb 20, 2004 15:34 UTC	ANESIVA, INC. CGTK · Entity 13652	ConversionSeries C Preferred Stock · Derivative	27,759	$0.00	$0.00	Disclosure SEC source: 0001125282-04-000691 · b330376_ex.xml · derivative · entry 12 J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner JPMP CAPITAL CORP · CIK 0001243236 · 10% owner J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 27,759 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: These shares are convertible on a one for one basis. F7 · derivative.expiration_date: The Series B-1 and Series C Preferred Stock is immediately exercisable. It has no expiration date. Upon the close of the Issuer's initial public offering, these shares were automatically converted into Common Stock of the Issuer. F4 · ownership.nature: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman) II, L.P. ("Cayman II"). Read SEC document
February 18, 2004 Filed Feb 20, 2004 15:34 UTC	ANESIVA, INC. CGTK · Entity 13652	ConversionSeries C Preferred Stock · Derivative	248,680	$0.00	$0.00	Disclosure SEC source: 0001125282-04-000691 · b330376_ex.xml · derivative · entry 11 J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner JPMP CAPITAL CORP · CIK 0001243236 · 10% owner J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 248,680 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: These shares are convertible on a one for one basis. F7 · derivative.expiration_date: The Series B-1 and Series C Preferred Stock is immediately exercisable. It has no expiration date. Upon the close of the Issuer's initial public offering, these shares were automatically converted into Common Stock of the Issuer. F3 · ownership.nature: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman), L.P. ("Cayman"). Read SEC document
February 18, 2004 Filed Feb 20, 2004 15:34 UTC	ANESIVA, INC. CGTK · Entity 13652	ConversionSeries C Preferred Stock · Derivative	71,296	$0.00	$0.00	Disclosure SEC source: 0001125282-04-000691 · b330376_ex.xml · derivative · entry 10 J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner JPMP CAPITAL CORP · CIK 0001243236 · 10% owner J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 71,296 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: These shares are convertible on a one for one basis. F7 · derivative.expiration_date: The Series B-1 and Series C Preferred Stock is immediately exercisable. It has no expiration date. Upon the close of the Issuer's initial public offering, these shares were automatically converted into Common Stock of the Issuer. F2 · ownership.nature: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors A, L.P. Read SEC document
February 18, 2004 Filed Feb 20, 2004 15:34 UTC	ANESIVA, INC. CGTK · Entity 13652	ConversionSeries C Preferred Stock · Derivative	492,559	$0.00	$0.00	Disclosure SEC source: 0001125282-04-000691 · b330376_ex.xml · derivative · entry 9 J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner JPMP CAPITAL CORP · CIK 0001243236 · 10% owner J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 492,559 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: These shares are convertible on a one for one basis. F7 · derivative.expiration_date: The Series B-1 and Series C Preferred Stock is immediately exercisable. It has no expiration date. Upon the close of the Issuer's initial public offering, these shares were automatically converted into Common Stock of the Issuer. F1 · ownership.nature: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors, L.P. Read SEC document
February 18, 2004 Filed Feb 20, 2004 15:34 UTC	ANESIVA, INC. CGTK · Entity 13652	ConversionSeries C Preferred Stock · Derivative	2,985,925	$0.00	$0.00	Disclosure SEC source: 0001125282-04-000691 · b330376_ex.xml · derivative · entry 8 J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner JPMP CAPITAL CORP · CIK 0001243236 · 10% owner J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,985,925 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: These shares are convertible on a one for one basis. F7 · derivative.expiration_date: The Series B-1 and Series C Preferred Stock is immediately exercisable. It has no expiration date. Upon the close of the Issuer's initial public offering, these shares were automatically converted into Common Stock of the Issuer. Read SEC document
February 18, 2004 Filed Feb 20, 2004 15:34 UTC	ANESIVA, INC. CGTK · Entity 13652	ConversionSeries B-1 Preferred Stock · Derivative	694,444	$0.00	$0.00	Disclosure SEC source: 0001125282-04-000691 · b330376_ex.xml · derivative · entry 7 J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner JPMP CAPITAL CORP · CIK 0001243236 · 10% owner J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 694,444 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: These shares are convertible on a one for one basis. F7 · derivative.expiration_date: The Series B-1 and Series C Preferred Stock is immediately exercisable. It has no expiration date. Upon the close of the Issuer's initial public offering, these shares were automatically converted into Common Stock of the Issuer. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.