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J P MORGAN PARTNERS SBIC LLC

Disclosed activity across 4 companies

Tapewire entity
13653
SEC CIK
0001106605

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
1 800 FLOWERS COM INCFLWS · Entity 623710% ownerDecember 10, 2004January 11, 2005
ANESIVA, INC.ANSV · Entity 1365210% ownerJune 22, 2006June 26, 2006
SANTARUS INCSNTS · Entity 1385610% ownerJune 09, 2005June 13, 2005

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

1 800 FLOWERS COM INC

Report date December 10, 2004 · Filed January 11, 2005

Jointly reported with JP MORGAN PARTNERS BHCA LP, JPMP MASTER FUND MANAGER L P, JPMP CAPITAL LLC, JPMORGAN CHASE & CO

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $8.78 · Expires 2014-12-10IndirectFootnote10,000 Reported balance After 2004-12-10 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2004-12-10 · Grant · Acquired 10,000 · Balance 10,000

F2: The stock options were granted to Jeffrey Walker, a director of the Issuer, President of J.P. Morgan Partners (SBIC), LLC ("JPM SBIC"). Mr. Walker is obligated to exercise the options, and to transfer any shares issued under the stock options to JPM SBIC, at the request of JPM SBIC. In July 2002, the stock options were transferred to JPM SBIC.

F1: These stock options are immediately exercisable.

Stock Option (Right to Purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $3.65 · Expires 2010-12-06IndirectFootnote25,000 Reported balance Holding disclosure · report date 2004-12-10 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance 25,000

F2: The stock options were granted to Jeffrey Walker, a director of the Issuer, President of J.P. Morgan Partners (SBIC), LLC ("JPM SBIC"). Mr. Walker is obligated to exercise the options, and to transfer any shares issued under the stock options to JPM SBIC, at the request of JPM SBIC. In July 2002, the stock options were transferred to JPM SBIC.

F1: These stock options are immediately exercisable.

Stock Option (Right to Purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $14.34 · Expires 2011-12-04IndirectFootnote5,000 Reported balance Holding disclosure · report date 2004-12-10 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 5,000

F2: The stock options were granted to Jeffrey Walker, a director of the Issuer, President of J.P. Morgan Partners (SBIC), LLC ("JPM SBIC"). Mr. Walker is obligated to exercise the options, and to transfer any shares issued under the stock options to JPM SBIC, at the request of JPM SBIC. In July 2002, the stock options were transferred to JPM SBIC.

F1: These stock options are immediately exercisable.

Stock Option (Right to Purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $11.81 · Expires 2013-12-02IndirectFootnote5,000 Reported balance Holding disclosure · report date 2004-12-10 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 5,000

F1: These stock options are immediately exercisable.

F3: These stock options were issued to J.P. Morgan Partners, LLC, the investment advisor to JPM SBIC.

Class A Common StockSEC Table I · non-derivativeDirect3,208,240 Reported balance Holding disclosure · report date 2004-12-10 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 3,208,240

Stock Option (Right to Purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $10.46 · Expires 2012-12-04Direct5,000 Reported balance Holding disclosure · report date 2004-12-10 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 5,000

F1: These stock options are immediately exercisable.

Filing footnotes · ownership attribution and instrument terms

F1: These stock options are immediately exercisable.

F2: The stock options were granted to Jeffrey Walker, a director of the Issuer, President of J.P. Morgan Partners (SBIC), LLC ("JPM SBIC"). Mr. Walker is obligated to exercise the options, and to transfer any shares issued under the stock options to JPM SBIC, at the request of JPM SBIC. In July 2002, the stock options were transferred to JPM SBIC.

F3: These stock options were issued to J.P. Morgan Partners, LLC, the investment advisor to JPM SBIC.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.87 · Expires 2016-06-22IndirectSee footnote10,000 Reported balance After 2006-06-22 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2006-06-22 · Grant · Acquired 10,000 · Balance 10,000

F9: These options were granted to Rodney A. Ferguson, a director of the Issuer. Mr. Ferguson is obligated to transfer any shares issued under the option to JPM SBIC. The option is immediately exercisable. Shares subject to the option vest monthly over 12 months. The Reporting Person has no pecuniary interest in such securities.

Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.20 · Expires 2012-12-03IndirectSee footnote10,000 Reported balance Holding disclosure · report date 2006-06-22 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 10,000

F6: These options were granted to Rodney A. Ferguson, a director of the Issuer. Mr. Ferguson is a Managing Director of J.P. Morgan Partners (SBIC), LLC ("JPM SBIC"). Mr. Ferguson is obligated to transfer any shares issued under the option to JPM SBIC. The option is immediately exercisable. Shares subject to the option vest monthly over 48 months. The Reporting Person has no pecuniary interest in such securities.

Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.44 · Expires 2015-06-07IndirectSee footnote2,500 Reported balance Holding disclosure · report date 2006-06-22 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 2,500

F7: These options were granted to Rodney A. Ferguson, a director of the Issuer. Mr. Ferguson is obligated to transfer any shares issued under the option to JPM SBIC. The option is immediately exercisable. Shares subject to the option vest monthly over 12 months. The Reporting Person has no pecuniary interest in such securities.

Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.80 · Expires 2015-12-16IndirectSee footnote50,000 Reported balance Holding disclosure · report date 2006-06-22 · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · Balance 50,000

F8: These options were granted to Rodney A. Ferguson, a director of the Issuer. Mr. Ferguson is obligated to transfer any shares issued under the option to JPM SBIC. The option is immediately exercisable. One-quarter of these shares are immediately vested, the remainder of the shares will vest in equal monthly installments over 48 months. The Reporting Person has no pecuniary interest in such securities.

Common StockSEC Table I · non-derivativeDirect2,886,121 Reported balance Holding disclosure · report date 2006-06-22 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 2,886,121

Common StockSEC Table I · non-derivativeIndirectSee footnote234,689 Reported balance Holding disclosure · report date 2006-06-22 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 234,689

F1: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors, L.P. The Reporting Person has no pecuniary interest in such securities.

Common StockSEC Table I · non-derivativeIndirectSee footnote35,134 Reported balance Holding disclosure · report date 2006-06-22 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 35,134

F2: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors A, L.P. The Reporting Person has no pecuniary interest in such securities.

Common StockSEC Table I · non-derivativeIndirectSee footnote118,118 Reported balance Holding disclosure · report date 2006-06-22 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 118,118

F3: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman), L.P. The Reporting Person has no pecuniary interest in such securities.

Common StockSEC Table I · non-derivativeIndirectSee footnote13,198 Reported balance Holding disclosure · report date 2006-06-22 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 13,198

F4: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman II), L.P. The Reporting Person has no pecuniary interest n such securities.

Common StockSEC Table I · non-derivativeIndirectSee footnote81,769 Reported balance Holding disclosure · report date 2006-06-22 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 81,769

F5: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Selldown), L.P. The Reporting Person has no pecuniary interest in such securities.

Filing footnotes · ownership attribution and instrument terms

F1: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors, L.P. The Reporting Person has no pecuniary interest in such securities.

F2: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors A, L.P. The Reporting Person has no pecuniary interest in such securities.

F3: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman), L.P. The Reporting Person has no pecuniary interest in such securities.

F4: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman II), L.P. The Reporting Person has no pecuniary interest n such securities.

F5: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Selldown), L.P. The Reporting Person has no pecuniary interest in such securities.

F6: These options were granted to Rodney A. Ferguson, a director of the Issuer. Mr. Ferguson is a Managing Director of J.P. Morgan Partners (SBIC), LLC ("JPM SBIC"). Mr. Ferguson is obligated to transfer any shares issued under the option to JPM SBIC. The option is immediately exercisable. Shares subject to the option vest monthly over 48 months. The Reporting Person has no pecuniary interest in such securities.

F7: These options were granted to Rodney A. Ferguson, a director of the Issuer. Mr. Ferguson is obligated to transfer any shares issued under the option to JPM SBIC. The option is immediately exercisable. Shares subject to the option vest monthly over 12 months. The Reporting Person has no pecuniary interest in such securities.

F8: These options were granted to Rodney A. Ferguson, a director of the Issuer. Mr. Ferguson is obligated to transfer any shares issued under the option to JPM SBIC. The option is immediately exercisable. One-quarter of these shares are immediately vested, the remainder of the shares will vest in equal monthly installments over 48 months. The Reporting Person has no pecuniary interest in such securities.

F9: These options were granted to Rodney A. Ferguson, a director of the Issuer. Mr. Ferguson is obligated to transfer any shares issued under the option to JPM SBIC. The option is immediately exercisable. Shares subject to the option vest monthly over 12 months. The Reporting Person has no pecuniary interest in such securities.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.00 · Expires 2005-06-09IndirectSee footnote17,500 Reported balance After 2005-06-09 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2005-06-09 · Grant · Acquired 17,500 · Balance 17,500

F6: One-twelfth of the options vest monthly commencing 06/09/05.

F4: These options were granted to Rodney A. Ferguson, a director of the Issuer. Mr. Ferguson is a Managing Director of J.P. Morgan Partners (SBIC), LLC. Mr. Ferguson is obligated to transfer any shares issued under the option to JPM SBIC.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.05 · Expires 2011-12-18IndirectSee footnote4,285 Reported balance Holding disclosure · report date 2005-06-09 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 4,285

F3: These options are fully vested.

F4: These options were granted to Rodney A. Ferguson, a director of the Issuer. Mr. Ferguson is a Managing Director of J.P. Morgan Partners (SBIC), LLC. Mr. Ferguson is obligated to transfer any shares issued under the option to JPM SBIC.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.23 · Expires 2013-07-30IndirectSee footnote4,285 Reported balance Holding disclosure · report date 2005-06-09 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 4,285

F3: These options are fully vested.

F4: These options were granted to Rodney A. Ferguson, a director of the Issuer. Mr. Ferguson is a Managing Director of J.P. Morgan Partners (SBIC), LLC. Mr. Ferguson is obligated to transfer any shares issued under the option to JPM SBIC.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.75 · Expires 2013-12-03IndirectSee footnote10,000 Reported balance Holding disclosure · report date 2005-06-09 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 10,000

F4: These options were granted to Rodney A. Ferguson, a director of the Issuer. Mr. Ferguson is a Managing Director of J.P. Morgan Partners (SBIC), LLC. Mr. Ferguson is obligated to transfer any shares issued under the option to JPM SBIC.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.00 · Expires 2014-04-01IndirectSee footnote25,000 Reported balance Holding disclosure · report date 2005-06-09 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 25,000

F4: These options were granted to Rodney A. Ferguson, a director of the Issuer. Mr. Ferguson is a Managing Director of J.P. Morgan Partners (SBIC), LLC. Mr. Ferguson is obligated to transfer any shares issued under the option to JPM SBIC.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.00 · Expires 2014-07-27IndirectSee footnote17,500 Reported balance Holding disclosure · report date 2005-06-09 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 17,500

F5: One-twelfth of the options vest monthly commencing 7/27/04.

F4: These options were granted to Rodney A. Ferguson, a director of the Issuer. Mr. Ferguson is a Managing Director of J.P. Morgan Partners (SBIC), LLC. Mr. Ferguson is obligated to transfer any shares issued under the option to JPM SBIC.

Common StockSEC Table I · non-derivativeDirect2,400,206 Reported balance Holding disclosure · report date 2005-06-09 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 2,400,206

Common StockSEC Table I · non-derivativeIndirectSee footnote241,479 Reported balance Holding disclosure · report date 2005-06-09 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 241,479

F1: The amounts shown represent the beneficial ownership of the Issuer's equity securities by J.P. Morgan Global Investors (SBIC), LLC ("JPM Global SBIC").

Common StockSEC Table I · non-derivativeIndirectSee footnote151,982 Reported balance Holding disclosure · report date 2005-06-09 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 151,982

F2: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Selldown), L.P.

Filing footnotes · ownership attribution and instrument terms

F1: The amounts shown represent the beneficial ownership of the Issuer's equity securities by J.P. Morgan Global Investors (SBIC), LLC ("JPM Global SBIC").

F2: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Selldown), L.P.

F3: These options are fully vested.

F4: These options were granted to Rodney A. Ferguson, a director of the Issuer. Mr. Ferguson is a Managing Director of J.P. Morgan Partners (SBIC), LLC. Mr. Ferguson is obligated to transfer any shares issued under the option to JPM SBIC.

F5: One-twelfth of the options vest monthly commencing 7/27/04.

F6: One-twelfth of the options vest monthly commencing 06/09/05.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

HOME PRODUCTS INTERNATIONAL INC

Report date December 13, 2004 · Filed December 15, 2004

Jointly reported with JP MORGAN PARTNERS BHCA LP, JPMP MASTER FUND MANAGER L P, JPMP CAPITAL LLC, JPMORGAN CHASE & CO

Section 16 reporting ended · disclosed 2004-12-15. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2004-12-13 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2004-12-13 · Sale · Disposed 1,274,472 · Balance 0

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 04, 2004 Filed May 6, 2004 20:19 UTC 1 800 FLOWERS COM INC FLWS · Entity 6237 SaleClass A Common Stock 5,000 $10.07 $50,350.00
Disclosure

SEC source: 0001125282-04-002006 · b331778_ex.xml · nonDerivative · entry 2

J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,641,595

Read SEC document
May 04, 2004 Filed May 6, 2004 20:19 UTC 1 800 FLOWERS COM INC FLWS · Entity 6237 SaleClass A Common Stock 5,000 $10.05 $50,250.00
Disclosure

SEC source: 0001125282-04-002006 · b331778_ex.xml · nonDerivative · entry 1

J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,646,595

Read SEC document
May 03, 2004 Filed May 5, 2004 18:13 UTC 1 800 FLOWERS COM INC FLWS · Entity 6237 SaleClass A Common Stock 641 $10.21 $6,544.61
Disclosure

SEC source: 0001125282-04-001941 · b331740_ex.xml · nonDerivative · entry 4

J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,651,595

Read SEC document
May 03, 2004 Filed May 5, 2004 18:13 UTC 1 800 FLOWERS COM INC FLWS · Entity 6237 SaleClass A Common Stock 6,328 $10.19 $64,482.32
Disclosure

SEC source: 0001125282-04-001941 · b331740_ex.xml · nonDerivative · entry 3

J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,652,236

Read SEC document
May 03, 2004 Filed May 5, 2004 18:13 UTC 1 800 FLOWERS COM INC FLWS · Entity 6237 SaleClass A Common Stock 17,931 $10.15 $181,999.65
Disclosure

SEC source: 0001125282-04-001941 · b331740_ex.xml · nonDerivative · entry 2

J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,658,564

Read SEC document
May 03, 2004 Filed May 5, 2004 18:13 UTC 1 800 FLOWERS COM INC FLWS · Entity 6237 SaleClass A Common Stock 25,100 $10.10 $253,510.00
Disclosure

SEC source: 0001125282-04-001941 · b331740_ex.xml · nonDerivative · entry 1

J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,676,495

Read SEC document
April 29, 2004 Filed May 3, 2004 21:11 UTC 1 800 FLOWERS COM INC FLWS · Entity 6237 SaleClass A Common Stock 1,900 $10.21 $19,399.00
Disclosure

SEC source: 0001125282-04-001892 · b331698_ex.xml · nonDerivative · entry 3

J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,701,595

Read SEC document
April 29, 2004 Filed May 3, 2004 21:11 UTC 1 800 FLOWERS COM INC FLWS · Entity 6237 SaleClass A Common Stock 92 $10.16 $934.72
Disclosure

SEC source: 0001125282-04-001892 · b331698_ex.xml · nonDerivative · entry 2

J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,703,495

Read SEC document
April 29, 2004 Filed May 3, 2004 21:11 UTC 1 800 FLOWERS COM INC FLWS · Entity 6237 SaleClass A Common Stock 8,008 $10.15 $81,281.20
Disclosure

SEC source: 0001125282-04-001892 · b331698_ex.xml · nonDerivative · entry 1

J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,703,587

Read SEC document
April 28, 2004 Filed Apr 30, 2004 01:41 UTC 1 800 FLOWERS COM INC FLWS · Entity 6237 SaleClass A Common Stock 1,878 $10.40 $19,531.20
Disclosure

SEC source: 0001125282-04-001839 · b331655_ex.xml · nonDerivative · entry 7

J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,711,595

Read SEC document
April 28, 2004 Filed Apr 30, 2004 01:41 UTC 1 800 FLOWERS COM INC FLWS · Entity 6237 SaleClass A Common Stock 7,438 $10.35 $76,983.30
Disclosure

SEC source: 0001125282-04-001839 · b331655_ex.xml · nonDerivative · entry 6

J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,713,473

Read SEC document
April 28, 2004 Filed May 6, 2004 20:16 UTC Amendment 1 800 FLOWERS COM INC FLWS · Entity 6237 SaleClass A Common Stock 1,878 $10.40 $19,531.20
Disclosure

SEC source: 0001125282-04-002004 · b331784_ex.xml · nonDerivative · entry 7

J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,711,595

Read SEC document
April 28, 2004 Filed May 6, 2004 20:16 UTC Amendment 1 800 FLOWERS COM INC FLWS · Entity 6237 SaleClass A Common Stock 7,438 $10.35 $76,983.30
Disclosure

SEC source: 0001125282-04-002004 · b331784_ex.xml · nonDerivative · entry 6

J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,713,473

Read SEC document
April 27, 2004 Filed Apr 30, 2004 01:41 UTC 1 800 FLOWERS COM INC FLWS · Entity 6237 SaleClass A Common Stock 11,000 $10.45 $114,950.00
Disclosure

SEC source: 0001125282-04-001839 · b331655_ex.xml · nonDerivative · entry 5

J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,720,911

Read SEC document
April 27, 2004 Filed Apr 30, 2004 01:41 UTC 1 800 FLOWERS COM INC FLWS · Entity 6237 SaleClass A Common Stock 10,337 $10.40 $107,504.80
Disclosure

SEC source: 0001125282-04-001839 · b331655_ex.xml · nonDerivative · entry 4

J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,731,911

Read SEC document
April 27, 2004 Filed Apr 30, 2004 01:41 UTC 1 800 FLOWERS COM INC FLWS · Entity 6237 SaleClass A Common Stock 1,100 $10.38 $11,418.00
Disclosure

SEC source: 0001125282-04-001839 · b331655_ex.xml · nonDerivative · entry 3

J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,742,248

Read SEC document
April 27, 2004 Filed Apr 30, 2004 01:41 UTC 1 800 FLOWERS COM INC FLWS · Entity 6237 SaleClass A Common Stock 5,000 $10.36 $51,800.00
Disclosure

SEC source: 0001125282-04-001839 · b331655_ex.xml · nonDerivative · entry 2

J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,743,348

Read SEC document
April 27, 2004 Filed Apr 30, 2004 01:41 UTC 1 800 FLOWERS COM INC FLWS · Entity 6237 SaleClass A Common Stock 37,248 $10.35 $385,516.80
Disclosure

SEC source: 0001125282-04-001839 · b331655_ex.xml · nonDerivative · entry 1

J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,748,348

Read SEC document
April 27, 2004 Filed May 6, 2004 20:16 UTC Amendment 1 800 FLOWERS COM INC FLWS · Entity 6237 SaleClass A Common Stock 11,000 $10.45 $114,950.00
Disclosure

SEC source: 0001125282-04-002004 · b331784_ex.xml · nonDerivative · entry 5

J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,720,911

Read SEC document
April 27, 2004 Filed May 6, 2004 20:16 UTC Amendment 1 800 FLOWERS COM INC FLWS · Entity 6237 SaleClass A Common Stock 10,337 $10.40 $107,504.80
Disclosure

SEC source: 0001125282-04-002004 · b331784_ex.xml · nonDerivative · entry 4

J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,731,911

Read SEC document
April 27, 2004 Filed May 6, 2004 20:16 UTC Amendment 1 800 FLOWERS COM INC FLWS · Entity 6237 SaleClass A Common Stock 1,100 $10.38 $11,418.00
Disclosure

SEC source: 0001125282-04-002004 · b331784_ex.xml · nonDerivative · entry 3

J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,742,248

Read SEC document
April 27, 2004 Filed May 6, 2004 20:16 UTC Amendment 1 800 FLOWERS COM INC FLWS · Entity 6237 SaleClass A Common Stock 5,000 $10.36 $51,800.00
Disclosure

SEC source: 0001125282-04-002004 · b331784_ex.xml · nonDerivative · entry 2

J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,743,348

Read SEC document
April 27, 2004 Filed May 6, 2004 20:16 UTC Amendment 1 800 FLOWERS COM INC FLWS · Entity 6237 SaleClass A Common Stock 37,248 $10.35 $385,516.80
Disclosure

SEC source: 0001125282-04-002004 · b331784_ex.xml · nonDerivative · entry 1

J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,748,348

Read SEC document
April 06, 2004 Filed Apr 8, 2004 17:00 UTC SANTARUS INC SNTS · Entity 13856 ConversionSeries D Preferred Stock · Derivative 845,187 $0.00 Strike: $4.40 $0.00
Disclosure

SEC source: 0001125282-04-001520 · b331284_ex.xml · derivative · entry 6

J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

JP MORGAN PARTNERS GLOBAL INVESTORS SBIC LLC · CIK 0001282680 · 10% owner

WALKER JEFFREY C · CIK 0001090433 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 241,479 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Series C and Series D Preferred Stock are immediately exercisable. They have no expiration date. Upon the close of the Issuer's initial public offering, these shares were automatically converted into Common Stock of the Issuer.

F2 · derivative.expiration_date: The Series C and Series D Preferred Stock are immediately exercisable. They have no expiration date. Upon the close of the Issuer's initial public offering, these shares were automatically converted into Common Stock of the Issuer.

F1 · ownership.nature: The amounts shown represent the beneficial ownership of the Issuer's equity securities by J.P. Morgan Global Investors (SBIC), LLC ("JPM Global SBIC").

Read SEC document
April 06, 2004 Filed Apr 8, 2004 17:00 UTC SANTARUS INC SNTS · Entity 13856 ConversionSeries D Preferred Stock · Derivative 3,136,655 $0.00 Strike: $4.40 $0.00
Disclosure

SEC source: 0001125282-04-001520 · b331284_ex.xml · derivative · entry 5

J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

JP MORGAN PARTNERS GLOBAL INVESTORS SBIC LLC · CIK 0001282680 · 10% owner

WALKER JEFFREY C · CIK 0001090433 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 896,176 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Series C and Series D Preferred Stock are immediately exercisable. They have no expiration date. Upon the close of the Issuer's initial public offering, these shares were automatically converted into Common Stock of the Issuer.

F2 · derivative.expiration_date: The Series C and Series D Preferred Stock are immediately exercisable. They have no expiration date. Upon the close of the Issuer's initial public offering, these shares were automatically converted into Common Stock of the Issuer.

Read SEC document
April 06, 2004 Filed Apr 8, 2004 17:00 UTC SANTARUS INC SNTS · Entity 13856 ConversionSeries C Preferred Stock · Derivative 4,115,226 $0.00 Strike: $6.04 $0.00
Disclosure

SEC source: 0001125282-04-001520 · b331284_ex.xml · derivative · entry 4

J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

JP MORGAN PARTNERS GLOBAL INVESTORS SBIC LLC · CIK 0001282680 · 10% owner

WALKER JEFFREY C · CIK 0001090433 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,656,012 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Series C and Series D Preferred Stock are immediately exercisable. They have no expiration date. Upon the close of the Issuer's initial public offering, these shares were automatically converted into Common Stock of the Issuer.

F2 · derivative.expiration_date: The Series C and Series D Preferred Stock are immediately exercisable. They have no expiration date. Upon the close of the Issuer's initial public offering, these shares were automatically converted into Common Stock of the Issuer.

Read SEC document
April 06, 2004 Filed Apr 8, 2004 17:00 UTC SANTARUS INC SNTS · Entity 13856 ConversionCommon Stock 241,479 $0.00 $0.00
Disclosure

SEC source: 0001125282-04-001520 · b331284_ex.xml · nonDerivative · entry 3

J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

JP MORGAN PARTNERS GLOBAL INVESTORS SBIC LLC · CIK 0001282680 · 10% owner

WALKER JEFFREY C · CIK 0001090433 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 241,479

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The amounts shown represent the beneficial ownership of the Issuer's equity securities by J.P. Morgan Global Investors (SBIC), LLC ("JPM Global SBIC").

Read SEC document
April 06, 2004 Filed Apr 8, 2004 17:00 UTC SANTARUS INC SNTS · Entity 13856 ConversionCommon Stock 896,176 $0.00 $0.00
Disclosure

SEC source: 0001125282-04-001520 · b331284_ex.xml · nonDerivative · entry 2

J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

JP MORGAN PARTNERS GLOBAL INVESTORS SBIC LLC · CIK 0001282680 · 10% owner

WALKER JEFFREY C · CIK 0001090433 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,552,188

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 06, 2004 Filed Apr 8, 2004 17:00 UTC SANTARUS INC SNTS · Entity 13856 ConversionCommon Stock 1,656,012 $0.00 $0.00
Disclosure

SEC source: 0001125282-04-001520 · b331284_ex.xml · nonDerivative · entry 1

J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

JP MORGAN PARTNERS GLOBAL INVESTORS SBIC LLC · CIK 0001282680 · 10% owner

WALKER JEFFREY C · CIK 0001090433 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,656,012

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2004 Filed Apr 2, 2004 17:39 UTC SANTARUS INC SNTS · Entity 13856 GrantStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $9.00 $0.00
Disclosure

SEC source: 0001125282-04-001460 · b331226_ex.xml · derivative · entry 1

J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · (see footnote)

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2014-04-01

F1 · derivative.exercise_date: This stock option is immediately exercisable.

F2 · ownership.nature: These options were granted to Rodney A. Ferguson, a director of the Issuer. Mr. Ferguson is a Managing Director of J.P. Morgan Partners (SBIC), LLC ("JPMC SBIC"). Mr. Ferguson is obligated to transfer any shares issued under the option to JPM SBIC.

Read SEC document
February 18, 2004 Filed Feb 20, 2004 15:34 UTC ANESIVA, INC. CGTK · Entity 13652 OtherSeries C Preferred Stock · Derivative 1,653 $0.00 $0.00
Disclosure

SEC source: 0001125282-04-000691 · b330376_ex.xml · derivative · entry 22

J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 1,653 shares

Expires not disclosed

F6 · derivative.exercise_price: These shares are convertible on a one for one basis.

F7 · derivative.expiration_date: The Series B-1 and Series C Preferred Stock is immediately exercisable. It has no expiration date. Upon the close of the Issuer's initial public offering, these shares were automatically converted into Common Stock of the Issuer.

F4 · ownership.nature: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman) II, L.P. ("Cayman II").

Read SEC document
February 18, 2004 Filed Feb 20, 2004 15:34 UTC ANESIVA, INC. CGTK · Entity 13652 OtherSeries C Preferred Stock · Derivative 14,788 $0.00 $0.00
Disclosure

SEC source: 0001125282-04-000691 · b330376_ex.xml · derivative · entry 21

J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 14,788 shares

Expires not disclosed

F6 · derivative.exercise_price: These shares are convertible on a one for one basis.

F7 · derivative.expiration_date: The Series B-1 and Series C Preferred Stock is immediately exercisable. It has no expiration date. Upon the close of the Issuer's initial public offering, these shares were automatically converted into Common Stock of the Issuer.

F3 · ownership.nature: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman), L.P. ("Cayman").

Read SEC document
February 18, 2004 Filed Feb 20, 2004 15:34 UTC ANESIVA, INC. CGTK · Entity 13652 OtherSeries C Preferred Stock · Derivative 4,525 $0.00 $0.00
Disclosure

SEC source: 0001125282-04-000691 · b330376_ex.xml · derivative · entry 20

J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 4,525 shares

Expires not disclosed

F6 · derivative.exercise_price: These shares are convertible on a one for one basis.

F7 · derivative.expiration_date: The Series B-1 and Series C Preferred Stock is immediately exercisable. It has no expiration date. Upon the close of the Issuer's initial public offering, these shares were automatically converted into Common Stock of the Issuer.

F2 · ownership.nature: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors A, L.P.

Read SEC document
February 18, 2004 Filed Feb 20, 2004 15:34 UTC ANESIVA, INC. CGTK · Entity 13652 OtherSeries C Preferred Stock · Derivative 29,456 $0.00 $0.00
Disclosure

SEC source: 0001125282-04-000691 · b330376_ex.xml · derivative · entry 19

J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 29,456 shares

Expires not disclosed

F6 · derivative.exercise_price: These shares are convertible on a one for one basis.

F7 · derivative.expiration_date: The Series B-1 and Series C Preferred Stock is immediately exercisable. It has no expiration date. Upon the close of the Issuer's initial public offering, these shares were automatically converted into Common Stock of the Issuer.

F1 · ownership.nature: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors, L.P.

Read SEC document
February 18, 2004 Filed Feb 20, 2004 15:34 UTC ANESIVA, INC. CGTK · Entity 13652 OtherSeries C Preferred Stock · Derivative 194,718 $0.00 $0.00
Disclosure

SEC source: 0001125282-04-000691 · b330376_ex.xml · derivative · entry 18

J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 194,718 shares

Expires not disclosed

F6 · derivative.exercise_price: These shares are convertible on a one for one basis.

F7 · derivative.expiration_date: The Series B-1 and Series C Preferred Stock is immediately exercisable. It has no expiration date. Upon the close of the Issuer's initial public offering, these shares were automatically converted into Common Stock of the Issuer.

Read SEC document
February 18, 2004 Filed Feb 20, 2004 15:34 UTC ANESIVA, INC. CGTK · Entity 13652 OtherSeries C Preferred Stock Warrant (right to buy) · Derivative 3,076 $0.00 Strike: $7.40 $0.00
Disclosure

SEC source: 0001125282-04-000691 · b330376_ex.xml · derivative · entry 17

J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Series C Preferred Stock · 1,653 shares

Expires not disclosed

F8 · derivative.expiration_date: The Series C Preferred Stock Warrant was net exercised in connection with the close of the Issuer's initial public offering.

F4 · ownership.nature: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman) II, L.P. ("Cayman II").

Read SEC document
February 18, 2004 Filed Feb 20, 2004 15:34 UTC ANESIVA, INC. CGTK · Entity 13652 OtherSeries C Preferred Stock Warrant (right to buy) · Derivative 27,513 $0.00 Strike: $7.40 $0.00
Disclosure

SEC source: 0001125282-04-000691 · b330376_ex.xml · derivative · entry 16

J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Series C Preferred Stock · 14,788 shares

Expires not disclosed

F8 · derivative.expiration_date: The Series C Preferred Stock Warrant was net exercised in connection with the close of the Issuer's initial public offering.

F3 · ownership.nature: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman), L.P. ("Cayman").

Read SEC document
February 18, 2004 Filed Feb 20, 2004 15:34 UTC ANESIVA, INC. CGTK · Entity 13652 OtherSeries C Preferred Stock Warrant (right to buy) · Derivative 8,420 $0.00 Strike: $7.40 $0.00
Disclosure

SEC source: 0001125282-04-000691 · b330376_ex.xml · derivative · entry 15

J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Series C Preferred Stock · 4,525 shares

Expires not disclosed

F8 · derivative.expiration_date: The Series C Preferred Stock Warrant was net exercised in connection with the close of the Issuer's initial public offering.

F2 · ownership.nature: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors A, L.P.

Read SEC document
February 18, 2004 Filed Feb 20, 2004 15:34 UTC ANESIVA, INC. CGTK · Entity 13652 OtherSeries C Preferred Stock Warrant (right to buy) · Derivative 54,802 $0.00 Strike: $7.40 $0.00
Disclosure

SEC source: 0001125282-04-000691 · b330376_ex.xml · derivative · entry 14

J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Series C Preferred Stock · 29,456 shares

Expires not disclosed

F8 · derivative.expiration_date: The Series C Preferred Stock Warrant was net exercised in connection with the close of the Issuer's initial public offering.

F1 · ownership.nature: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors, L.P.

Read SEC document
February 18, 2004 Filed Feb 20, 2004 15:34 UTC ANESIVA, INC. CGTK · Entity 13652 OtherSeries C Preferred Stock Warrant (right to buy) · Derivative 362,267 $0.00 Strike: $7.40 $0.00
Disclosure

SEC source: 0001125282-04-000691 · b330376_ex.xml · derivative · entry 13

J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Series C Preferred Stock · 194,718 shares

Expires not disclosed

F8 · derivative.expiration_date: The Series C Preferred Stock Warrant was net exercised in connection with the close of the Issuer's initial public offering.

Read SEC document
February 18, 2004 Filed Feb 20, 2004 15:34 UTC ANESIVA, INC. CGTK · Entity 13652 ConversionSeries C Preferred Stock · Derivative 27,759 $0.00 $0.00
Disclosure

SEC source: 0001125282-04-000691 · b330376_ex.xml · derivative · entry 12

J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 27,759 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: These shares are convertible on a one for one basis.

F7 · derivative.expiration_date: The Series B-1 and Series C Preferred Stock is immediately exercisable. It has no expiration date. Upon the close of the Issuer's initial public offering, these shares were automatically converted into Common Stock of the Issuer.

F4 · ownership.nature: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman) II, L.P. ("Cayman II").

Read SEC document
February 18, 2004 Filed Feb 20, 2004 15:34 UTC ANESIVA, INC. CGTK · Entity 13652 ConversionSeries C Preferred Stock · Derivative 248,680 $0.00 $0.00
Disclosure

SEC source: 0001125282-04-000691 · b330376_ex.xml · derivative · entry 11

J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 248,680 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: These shares are convertible on a one for one basis.

F7 · derivative.expiration_date: The Series B-1 and Series C Preferred Stock is immediately exercisable. It has no expiration date. Upon the close of the Issuer's initial public offering, these shares were automatically converted into Common Stock of the Issuer.

F3 · ownership.nature: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman), L.P. ("Cayman").

Read SEC document
February 18, 2004 Filed Feb 20, 2004 15:34 UTC ANESIVA, INC. CGTK · Entity 13652 ConversionSeries C Preferred Stock · Derivative 71,296 $0.00 $0.00
Disclosure

SEC source: 0001125282-04-000691 · b330376_ex.xml · derivative · entry 10

J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 71,296 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: These shares are convertible on a one for one basis.

F7 · derivative.expiration_date: The Series B-1 and Series C Preferred Stock is immediately exercisable. It has no expiration date. Upon the close of the Issuer's initial public offering, these shares were automatically converted into Common Stock of the Issuer.

F2 · ownership.nature: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors A, L.P.

Read SEC document
February 18, 2004 Filed Feb 20, 2004 15:34 UTC ANESIVA, INC. CGTK · Entity 13652 ConversionSeries C Preferred Stock · Derivative 492,559 $0.00 $0.00
Disclosure

SEC source: 0001125282-04-000691 · b330376_ex.xml · derivative · entry 9

J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 492,559 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: These shares are convertible on a one for one basis.

F7 · derivative.expiration_date: The Series B-1 and Series C Preferred Stock is immediately exercisable. It has no expiration date. Upon the close of the Issuer's initial public offering, these shares were automatically converted into Common Stock of the Issuer.

F1 · ownership.nature: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors, L.P.

Read SEC document
February 18, 2004 Filed Feb 20, 2004 15:34 UTC ANESIVA, INC. CGTK · Entity 13652 ConversionSeries C Preferred Stock · Derivative 2,985,925 $0.00 $0.00
Disclosure

SEC source: 0001125282-04-000691 · b330376_ex.xml · derivative · entry 8

J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,985,925 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: These shares are convertible on a one for one basis.

F7 · derivative.expiration_date: The Series B-1 and Series C Preferred Stock is immediately exercisable. It has no expiration date. Upon the close of the Issuer's initial public offering, these shares were automatically converted into Common Stock of the Issuer.

Read SEC document
February 18, 2004 Filed Feb 20, 2004 15:34 UTC ANESIVA, INC. CGTK · Entity 13652 ConversionSeries B-1 Preferred Stock · Derivative 694,444 $0.00 $0.00
Disclosure

SEC source: 0001125282-04-000691 · b330376_ex.xml · derivative · entry 7

J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 694,444 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: These shares are convertible on a one for one basis.

F7 · derivative.expiration_date: The Series B-1 and Series C Preferred Stock is immediately exercisable. It has no expiration date. Upon the close of the Issuer's initial public offering, these shares were automatically converted into Common Stock of the Issuer.

Read SEC document
February 18, 2004 Filed Feb 20, 2004 15:34 UTC ANESIVA, INC. CGTK · Entity 13652 ConversionCommon Stock 27,759 $0.00 $0.00
Disclosure

SEC source: 0001125282-04-000691 · b330376_ex.xml · nonDerivative · entry 5

J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 27,759

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · ownership.nature: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman) II, L.P. ("Cayman II").

Read SEC document
February 18, 2004 Filed Feb 20, 2004 15:34 UTC ANESIVA, INC. CGTK · Entity 13652 ConversionCommon Stock 248,680 $0.00 $0.00
Disclosure

SEC source: 0001125282-04-000691 · b330376_ex.xml · nonDerivative · entry 4

J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 248,680

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · ownership.nature: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman), L.P. ("Cayman").

Read SEC document
February 18, 2004 Filed Feb 20, 2004 15:34 UTC ANESIVA, INC. CGTK · Entity 13652 ConversionCommon Stock 71,296 $0.00 $0.00
Disclosure

SEC source: 0001125282-04-000691 · b330376_ex.xml · nonDerivative · entry 3

J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 71,296

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors A, L.P.

Read SEC document
February 18, 2004 Filed Feb 20, 2004 15:34 UTC ANESIVA, INC. CGTK · Entity 13652 ConversionCommon Stock 492,559 $0.00 $0.00
Disclosure

SEC source: 0001125282-04-000691 · b330376_ex.xml · nonDerivative · entry 2

J P MORGAN PARTNERS SBIC LLC · CIK 0001106605 · 10% owner

JP MORGAN PARTNERS BHCA LP · CIK 0001106607 · 10% owner

JPMP MASTER FUND MANAGER L P · CIK 0001243235 · 10% owner

JPMP CAPITAL CORP · CIK 0001243236 · 10% owner

J P MORGAN CHASE & CO · CIK 0000019617 · 10% owner

JP MORGAN PARTNERS GLOBAL INVESTORS LP · CIK 0001162622 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS A LP · CIK 0001167095 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP · CIK 0001169890 · 10% owner

J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP · CIK 0001169889 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 492,559

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors, L.P.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.