Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MIND TECHNOLOGY, INCMIND · Entity 7330 | Chief Operating Officer | August 05, 2021 | August 09, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MIND TECHNOLOGY, INC
Report date August 05, 2021 · Filed August 09, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $1.97 · Expires 2031-08-05 | Direct | 60,000 |
Reported balance
After 2021-08-05 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-08-05 · Grant · Acquired 60,000 · Balance 60,000 F1: 1. Options vest 1/3 on August 5, 2022, 1/3 on August 5, 2023 and 1/3 on August 5, 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: 1. Options vest 1/3 on August 5, 2022, 1/3 on August 5, 2023 and 1/3 on August 5, 2024.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 05, 2021 Filed Aug 9, 2021 20:29 UTC | MIND TECHNOLOGY, INC MIND · Entity 7330 | GrantOption to Purchase Common Stock · Derivative | 60,000 | $1.97 Strike: $1.97 | $118,200.00 |
DisclosureSEC source: 0000926423-21-000041 · wf-form4_162854092719405.xml · derivative · entry 1 Morris Dennis Patrick · CIK 0001809192 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: MIND Common Stock · 60,000 shares Expires 2031-08-05 F1 · derivative.exercise_date: 1. Options vest 1/3 on August 5, 2022, 1/3 on August 5, 2023 and 1/3 on August 5, 2024. Read SEC document |
| July 01, 2021 Filed Jul 1, 2021 20:55 UTC | MIND TECHNOLOGY, INC MIND · Entity 7330 | PurchaseMIND Common Stock | 15,928 | $2.00 | $31,856.00 |
DisclosureSEC source: 0000926423-21-000029 · wf-form4_162517289640560.xml · nonDerivative · entry 3 Morris Dennis Patrick · CIK 0001809192 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Read SEC document |
| June 25, 2021 Filed Jul 1, 2021 20:55 UTC | MIND TECHNOLOGY, INC MIND · Entity 7330 | PurchaseMIND Common Stock | 3,454 | $2.00 | $6,908.00 |
DisclosureSEC source: 0000926423-21-000029 · wf-form4_162517289640560.xml · nonDerivative · entry 2 Morris Dennis Patrick · CIK 0001809192 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,072 Read SEC document |
| June 24, 2021 Filed Jul 1, 2021 20:55 UTC | MIND TECHNOLOGY, INC MIND · Entity 7330 | PurchaseMIND Common Stock | 30,618 | $2.00 | $61,236.00 |
DisclosureSEC source: 0000926423-21-000029 · wf-form4_162517289640560.xml · nonDerivative · entry 1 Morris Dennis Patrick · CIK 0001809192 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,618 F1 · price: The price reported is an average price. These shares were purchased in multiple transactions at prices ranging from $1.96 to $2.00, inclusive. The reporting person undertakes to provide to MIND Technology, Inc., or the staff of the Securities and Exchange Commission,upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) of this Form 4. Read SEC document |
| July 10, 2020 Filed Jul 10, 2020 20:17 UTC | MIND TECHNOLOGY, INC MIND · Entity 7330 | PurchaseMII Common Stock | 4,000 | $1.68 | $6,720.00 |
DisclosureSEC source: 0001628280-20-010296 · wf-form4_159441221400318.xml · nonDerivative · entry 3 Morris Dennis Patrick · CIK 0001809192 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Read SEC document |
| July 09, 2020 Filed Jul 10, 2020 20:17 UTC | MIND TECHNOLOGY, INC MIND · Entity 7330 | PurchaseMII Common Stock | 16,000 | $1.64 | $26,240.00 |
DisclosureSEC source: 0001628280-20-010296 · wf-form4_159441221400318.xml · nonDerivative · entry 2 Morris Dennis Patrick · CIK 0001809192 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,000 Read SEC document |
| July 08, 2020 Filed Jul 10, 2020 20:17 UTC | MIND TECHNOLOGY, INC MIND · Entity 7330 | PurchaseMII Common Stock | 35,000 | $1.65 | $57,575.00 |
DisclosureSEC source: 0001628280-20-010296 · wf-form4_159441221400318.xml · nonDerivative · entry 1 Morris Dennis Patrick · CIK 0001809192 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.