Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Allison Transmission Holdings Inc
Report date August 06, 2021 · Filed August 10, 2021
Section 16 reporting ended · disclosed 2021-08-10. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 317,890 |
Ending reported balance
After 2021-08-06 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-08-06 · Exercise / conversion · Acquired 6,117 · Balance 320,572 F1: Settlement of restricted stock units ("RSUs") granted on February 20, 2019. Each RSU represents the right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Pursuant to the reporting person's severance agreement, the reporting person received prorated acceleration of his unvested RSU awards upon his retirement as Senior Vice President, Product Engineering and Planning of ALSN on August 6, 2021. The remaining RSUs were cancelled. F2: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. F3: Settlement of RSUs granted on February 25, 2020. Each RSU represents the right to receive one share of ALSN common stock. Pursuant to the reporting person's severance agreement, the reporting person received prorated acceleration of his unvested RSU awards upon his retirement as Senior Vice President, Product Engineering and Planning of ALSN on August 6, 2021. The remaining RSUs were cancelled. F4: Settlement of RSUs granted on February 10, 2021. Each RSU represents the right to receive one share of ALSN common stock. Pursuant to the reporting person's severance agreement, the reporting person received prorated acceleration of his unvested RSU awards upon his retirement as Senior Vice President, Product Engineering and Planning of the Company on August 6, 2021. The ramining RSUs were cancelled. Row 2 · 2021-08-06 · Tax withholding · Disposed 2,682 · Balance 317,890 F5: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of RSUs and DERs. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-08-06 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-08-06 · Exercise / conversion · Disposed 3,045 · Balance 0 F1: Settlement of restricted stock units ("RSUs") granted on February 20, 2019. Each RSU represents the right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Pursuant to the reporting person's severance agreement, the reporting person received prorated acceleration of his unvested RSU awards upon his retirement as Senior Vice President, Product Engineering and Planning of ALSN on August 6, 2021. The remaining RSUs were cancelled. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-08-06 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-08-06 · Exercise / conversion · Disposed 2,002 · Balance 0 F3: Settlement of RSUs granted on February 25, 2020. Each RSU represents the right to receive one share of ALSN common stock. Pursuant to the reporting person's severance agreement, the reporting person received prorated acceleration of his unvested RSU awards upon his retirement as Senior Vice President, Product Engineering and Planning of ALSN on August 6, 2021. The remaining RSUs were cancelled. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-08-06 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-08-06 · Exercise / conversion · Disposed 761 · Balance 0 F4: Settlement of RSUs granted on February 10, 2021. Each RSU represents the right to receive one share of ALSN common stock. Pursuant to the reporting person's severance agreement, the reporting person received prorated acceleration of his unvested RSU awards upon his retirement as Senior Vice President, Product Engineering and Planning of the Company on August 6, 2021. The ramining RSUs were cancelled. |
| Dividend Equivalent RightsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-08-06 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-08-06 · Exercise / conversion · Disposed 309 · Balance 0 F2: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Settlement of restricted stock units ("RSUs") granted on February 20, 2019. Each RSU represents the right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Pursuant to the reporting person's severance agreement, the reporting person received prorated acceleration of his unvested RSU awards upon his retirement as Senior Vice President, Product Engineering and Planning of ALSN on August 6, 2021. The remaining RSUs were cancelled.
F2: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.
F3: Settlement of RSUs granted on February 25, 2020. Each RSU represents the right to receive one share of ALSN common stock. Pursuant to the reporting person's severance agreement, the reporting person received prorated acceleration of his unvested RSU awards upon his retirement as Senior Vice President, Product Engineering and Planning of ALSN on August 6, 2021. The remaining RSUs were cancelled.
F4: Settlement of RSUs granted on February 10, 2021. Each RSU represents the right to receive one share of ALSN common stock. Pursuant to the reporting person's severance agreement, the reporting person received prorated acceleration of his unvested RSU awards upon his retirement as Senior Vice President, Product Engineering and Planning of the Company on August 6, 2021. The ramining RSUs were cancelled.
F5: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of RSUs and DERs.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 05, 2017 Filed Jun 7, 2017 20:20 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 10,357 | $16.88 | $174,826.16 |
DisclosureSEC source: 0000911916-17-000190 · edgar.xml · nonDerivative · entry 1 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,212 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 26, 2017 Filed May 31, 2017 19:39 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 40 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-17-000123 · edgar.xml · derivative · entry 1 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Product Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208 Underlying: Common Stock · 40 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| May 03, 2017 Filed May 5, 2017 20:01 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,356 | $0.00 Strike: $16.88 | $0.00 |
DisclosureSEC source: 0001411207-17-000070 · edgar.xml · derivative · entry 3 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,428 Underlying: Common Stock · 10,356 shares Expires 2017-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option is fully vested. Read SEC document |
| May 03, 2017 Filed May 5, 2017 20:01 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | SaleCommon Stock | 7,230 | $38.59 | $279,029.56 |
DisclosureSEC source: 0001411207-17-000070 · edgar.xml · nonDerivative · entry 2 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,855 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan dated November 22, 2016. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $38.42 to $38.72. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 03, 2017 Filed May 5, 2017 20:01 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 10,356 | $16.88 | $174,809.28 |
DisclosureSEC source: 0001411207-17-000070 · edgar.xml · nonDerivative · entry 1 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,085 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 20:04 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,434 | $0.00 Strike: $16.88 | $0.00 |
DisclosureSEC source: 0001411207-17-000066 · edgar.xml · derivative · entry 5 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,784 Underlying: Common Stock · 1,434 shares Expires 2017-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option is fully vested. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 20:04 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 8,922 | $0.00 Strike: $12.66 | $0.00 |
DisclosureSEC source: 0001411207-17-000066 · edgar.xml · derivative · entry 4 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,922 shares Expires 2017-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option is fully vested. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 20:04 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | SaleCommon Stock | 6,854 | $35.82 | $245,493.83 |
DisclosureSEC source: 0001411207-17-000066 · edgar.xml · nonDerivative · entry 3 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,729 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan dated November 22, 2016. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $35.50 to $36.11. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 20:04 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 1,434 | $16.88 | $24,205.92 |
DisclosureSEC source: 0001411207-17-000066 · edgar.xml · nonDerivative · entry 2 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,583 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 20:04 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 8,922 | $12.66 | $112,952.52 |
DisclosureSEC source: 0001411207-17-000066 · edgar.xml · nonDerivative · entry 1 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,149 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 19:56 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 43 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-17-000057 · edgar.xml · derivative · entry 1 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Product Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168 Underlying: Common Stock · 43 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 21:04 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,356 | $0.00 Strike: $12.66 | $0.00 |
DisclosureSEC source: 0001411207-17-000031 · edgar.xml · derivative · entry 3 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,922 Underlying: Common Stock · 10,356 shares Expires 2017-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option is fully vested. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 21:04 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | SaleCommon Stock | 5,755 | $36.24 | $208,541.06 |
DisclosureSEC source: 0001411207-17-000031 · edgar.xml · nonDerivative · entry 2 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,227 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan dated November 22, 2016. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $36.11 to $36.33. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 21:04 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 10,356 | $12.66 | $131,106.96 |
DisclosureSEC source: 0001411207-17-000031 · edgar.xml · nonDerivative · entry 1 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,982 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 20:36 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantRestricted Stock Units · Derivative | 4,401 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-17-000026 · edgar.xml · derivative · entry 2 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,401 Underlying: Common Stock · 4,401 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. common stock. F3 · derivative.exercise_date: The RSUs vest on February 22, 2020. F3 · derivative.expiration_date: The RSUs vest on February 22, 2020. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 20:36 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantEmployee Stock Option (right to buy) · Derivative | 8,802 | $0.00 Strike: $37.11 | $0.00 |
DisclosureSEC source: 0001411207-17-000026 · edgar.xml · derivative · entry 1 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,802 Underlying: Common Stock · 8,802 shares Expires 2027-02-21 F1 · derivative.exercise_date: The option vests on February 22, 2020. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 21:04 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,356 | $0.00 Strike: $12.66 | $0.00 |
DisclosureSEC source: 0001411207-17-000008 · edgar.xml · derivative · entry 3 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,278 Underlying: Common Stock · 10,356 shares Expires 2017-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option is fully vested. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 21:04 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | SaleCommon Stock | 5,830 | $35.24 | $205,435.21 |
DisclosureSEC source: 0001411207-17-000008 · edgar.xml · nonDerivative · entry 2 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,626 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan dated November 22, 2016. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $35.015 to $35.4. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 21:04 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 10,356 | $12.66 | $131,106.96 |
DisclosureSEC source: 0001411207-17-000008 · edgar.xml · nonDerivative · entry 1 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,456 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:31 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 7,356 | $0.00 Strike: $12.66 | $0.00 |
DisclosureSEC source: 0000911916-17-000030 · edgar.xml · derivative · entry 5 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,634 Underlying: Common Stock · 7,356 shares Expires 2017-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option is fully vested. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:31 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,000 | $0.00 Strike: $8.44 | $0.00 |
DisclosureSEC source: 0000911916-17-000030 · edgar.xml · derivative · entry 4 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,000 shares Expires 2017-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option is fully vested. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:31 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | SaleCommon Stock | 5,867 | $33.75 | $197,986.02 |
DisclosureSEC source: 0000911916-17-000030 · edgar.xml · nonDerivative · entry 3 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,100 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan dated November 22, 2016. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $33.61 to $33.83. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:31 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 7,356 | $12.66 | $93,126.96 |
DisclosureSEC source: 0000911916-17-000030 · edgar.xml · nonDerivative · entry 2 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,967 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:31 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 3,000 | $8.44 | $25,320.00 |
DisclosureSEC source: 0000911916-17-000030 · edgar.xml · nonDerivative · entry 1 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,611 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 21:13 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Tax withholdingCommon Stock | 2,082 | $33.72 | $70,205.04 |
DisclosureSEC source: 0001411207-16-000425 · edgar.xml · nonDerivative · entry 1 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Product Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,611 F1 · kind: Represents the withholding of shares to satisfy tax withholding obligations upon vesting of shares of restricted stock granted on February 18, 2014. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 21:13 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 27 | $0.00 Strike: $33.17 | $0.00 |
DisclosureSEC source: 0001411207-16-000425 · edgar.xml · derivative · entry 2 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Product Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125 Underlying: Common Stock · 27 shares Expires not disclosed F2 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each divident equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F2 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each divident equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F2 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each divident equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 20:15 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 32 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-16-000378 · edgar.xml · derivative · entry 1 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Product Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98 Underlying: Common Stock · 32 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.