Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Allison Transmission Holdings Inc
Report date August 06, 2021 · Filed August 10, 2021
Section 16 reporting ended · disclosed 2021-08-10. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 317,890 |
Ending reported balance
After 2021-08-06 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-08-06 · Exercise / conversion · Acquired 6,117 · Balance 320,572 F1: Settlement of restricted stock units ("RSUs") granted on February 20, 2019. Each RSU represents the right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Pursuant to the reporting person's severance agreement, the reporting person received prorated acceleration of his unvested RSU awards upon his retirement as Senior Vice President, Product Engineering and Planning of ALSN on August 6, 2021. The remaining RSUs were cancelled. F2: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. F3: Settlement of RSUs granted on February 25, 2020. Each RSU represents the right to receive one share of ALSN common stock. Pursuant to the reporting person's severance agreement, the reporting person received prorated acceleration of his unvested RSU awards upon his retirement as Senior Vice President, Product Engineering and Planning of ALSN on August 6, 2021. The remaining RSUs were cancelled. F4: Settlement of RSUs granted on February 10, 2021. Each RSU represents the right to receive one share of ALSN common stock. Pursuant to the reporting person's severance agreement, the reporting person received prorated acceleration of his unvested RSU awards upon his retirement as Senior Vice President, Product Engineering and Planning of the Company on August 6, 2021. The ramining RSUs were cancelled. Row 2 · 2021-08-06 · Tax withholding · Disposed 2,682 · Balance 317,890 F5: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of RSUs and DERs. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-08-06 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-08-06 · Exercise / conversion · Disposed 3,045 · Balance 0 F1: Settlement of restricted stock units ("RSUs") granted on February 20, 2019. Each RSU represents the right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Pursuant to the reporting person's severance agreement, the reporting person received prorated acceleration of his unvested RSU awards upon his retirement as Senior Vice President, Product Engineering and Planning of ALSN on August 6, 2021. The remaining RSUs were cancelled. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-08-06 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-08-06 · Exercise / conversion · Disposed 2,002 · Balance 0 F3: Settlement of RSUs granted on February 25, 2020. Each RSU represents the right to receive one share of ALSN common stock. Pursuant to the reporting person's severance agreement, the reporting person received prorated acceleration of his unvested RSU awards upon his retirement as Senior Vice President, Product Engineering and Planning of ALSN on August 6, 2021. The remaining RSUs were cancelled. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-08-06 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-08-06 · Exercise / conversion · Disposed 761 · Balance 0 F4: Settlement of RSUs granted on February 10, 2021. Each RSU represents the right to receive one share of ALSN common stock. Pursuant to the reporting person's severance agreement, the reporting person received prorated acceleration of his unvested RSU awards upon his retirement as Senior Vice President, Product Engineering and Planning of the Company on August 6, 2021. The ramining RSUs were cancelled. |
| Dividend Equivalent RightsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-08-06 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-08-06 · Exercise / conversion · Disposed 309 · Balance 0 F2: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Settlement of restricted stock units ("RSUs") granted on February 20, 2019. Each RSU represents the right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Pursuant to the reporting person's severance agreement, the reporting person received prorated acceleration of his unvested RSU awards upon his retirement as Senior Vice President, Product Engineering and Planning of ALSN on August 6, 2021. The remaining RSUs were cancelled.
F2: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.
F3: Settlement of RSUs granted on February 25, 2020. Each RSU represents the right to receive one share of ALSN common stock. Pursuant to the reporting person's severance agreement, the reporting person received prorated acceleration of his unvested RSU awards upon his retirement as Senior Vice President, Product Engineering and Planning of ALSN on August 6, 2021. The remaining RSUs were cancelled.
F4: Settlement of RSUs granted on February 10, 2021. Each RSU represents the right to receive one share of ALSN common stock. Pursuant to the reporting person's severance agreement, the reporting person received prorated acceleration of his unvested RSU awards upon his retirement as Senior Vice President, Product Engineering and Planning of the Company on August 6, 2021. The ramining RSUs were cancelled.
F5: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of RSUs and DERs.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 29, 2019 Filed May 30, 2019 20:03 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | SaleCommon stock | 92,851 | $42.33 | $3,930,559.25 |
DisclosureSEC source: 0001411207-19-000127 · edgar.xml · nonDerivative · entry 5 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,972 F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $41.92 to 42.67. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 29, 2019 Filed May 30, 2019 20:03 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 140,381 | $16.88 | $2,369,631.28 |
DisclosureSEC source: 0001411207-19-000127 · edgar.xml · nonDerivative · entry 4 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 351,823 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 28, 2019 Filed May 30, 2019 20:03 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 58,471 | $0.00 Strike: $12.66 | $0.00 |
DisclosureSEC source: 0001411207-19-000127 · edgar.xml · derivative · entry 7 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 58,471 shares Expires 2019-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Option vested in three equal installments beginning October 1, 2010. Read SEC document |
| May 28, 2019 Filed May 30, 2019 20:03 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,464 | $0.00 Strike: $8.44 | $0.00 |
DisclosureSEC source: 0001411207-19-000127 · edgar.xml · derivative · entry 6 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,464 shares Expires 2019-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Option vested in three equal installments beginning October 1, 2010. Read SEC document |
| May 28, 2019 Filed May 30, 2019 20:03 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | SaleCommon Stock | 37,776 | $42.60 | $1,609,250.04 |
DisclosureSEC source: 0001411207-19-000127 · edgar.xml · nonDerivative · entry 3 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,442 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $42.54 to 42.73. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 28, 2019 Filed May 30, 2019 20:03 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 58,471 | $12.66 | $740,242.86 |
DisclosureSEC source: 0001411207-19-000127 · edgar.xml · nonDerivative · entry 2 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,218 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 28, 2019 Filed May 30, 2019 20:03 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 4,464 | $8.44 | $37,676.16 |
DisclosureSEC source: 0001411207-19-000127 · edgar.xml · nonDerivative · entry 1 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,747 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 24, 2019 Filed Apr 26, 2019 20:06 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 38,525 | $0.00 Strike: $8.44 | $0.00 |
DisclosureSEC source: 0001411207-19-000103 · edgar.xml · derivative · entry 2 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,464 Underlying: Common Stock · 38,525 shares Expires 2019-10-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vested in three equal installments beginning October 1, 2010. Read SEC document |
| April 24, 2019 Filed Apr 26, 2019 20:06 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 38,525 | $8.44 | $325,151.00 |
DisclosureSEC source: 0001411207-19-000103 · edgar.xml · nonDerivative · entry 1 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,283 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 09, 2019 Filed Apr 10, 2019 19:30 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 24,450 | $0.00 Strike: $8.44 | $0.00 |
DisclosureSEC source: 0001411207-19-000098 · edgar.xml · derivative · entry 2 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,989 Underlying: Common Stock · 24,450 shares Expires 2019-10-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vested in three equal installments beginning October 1, 2010. Read SEC document |
| April 09, 2019 Filed Apr 10, 2019 19:30 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 24,450 | $8.44 | $206,358.00 |
DisclosureSEC source: 0001411207-19-000098 · edgar.xml · nonDerivative · entry 1 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,758 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 18:10 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 38 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-19-000083 · edgar.xml · derivative · entry 1 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Product Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217 Underlying: Common Stock · 38 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:13 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionPerformance Stock Units · Derivative | 12,020 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-19-000060 · edgar.xml · derivative · entry 3 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,020 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Settlement of performance-based restricted stock units ("PSUs") granted on February 17, 2016. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. F1 · derivative.exercise_date: Settlement of performance-based restricted stock units ("PSUs") granted on February 17, 2016. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. F1 · derivative.expiration_date: Settlement of performance-based restricted stock units ("PSUs") granted on February 17, 2016. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:13 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Tax withholdingCommon Stock | 5,239 | $49.70 | $260,378.30 |
DisclosureSEC source: 0001411207-19-000060 · edgar.xml · nonDerivative · entry 2 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,308 F2 · shares: Represents shares withheld by ALSN to satisfy tax-withholding obligations on the vesting of PSUs. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:13 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 12,020 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001411207-19-000060 · edgar.xml · nonDerivative · entry 1 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,547 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Settlement of performance-based restricted stock units ("PSUs") granted on February 17, 2016. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 19:23 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantPerformance Stock Units · Derivative | 12,020 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-19-000042 · edgar.xml · derivative · entry 3 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,020 Underlying: Common Stock · 12,020 shares Expires not disclosed F4 · derivative.exercise_price: Each performance-based restricted stock unit ("PSUs") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. common stock. F5 · shares: On February 17, 2016, the reporting person was granted PSUs with the number of PSUs earned to be determined based on the extent to which certain performance conditions were met for a performance period of 2016-2018. As determined on February 20, 2019, based on the Company's actual performance for 2016-2018, the reporting person earned 12,020 PSUs. F6 · derivative.exercise_date: Earned PSUs will vest on February 28, 2019. F6 · derivative.expiration_date: Earned PSUs will vest on February 28, 2019. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 19:23 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantRestricted Stock Units · Derivative | 3,684 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-19-000042 · edgar.xml · derivative · entry 2 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,684 Underlying: Common Stock · 3,684 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. common stock. F3 · derivative.exercise_date: The RSUs vest on February 20, 2022. F3 · derivative.expiration_date: The RSUs vest on February 20, 2022. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 19:23 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantEmployee Stock Option (right to buy) · Derivative | 11,052 | $0.00 Strike: $49.60 | $0.00 |
DisclosureSEC source: 0001411207-19-000042 · edgar.xml · derivative · entry 1 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,052 Underlying: Common Stock · 11,052 shares Expires 2029-02-20 F1 · derivative.exercise_date: The option vests on February 20, 2022. Read SEC document |
| February 17, 2019 Filed Feb 20, 2019 18:44 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionDividend Equivalent Rights · Derivative | 304 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-19-000025 · edgar.xml · derivative · entry 5 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179 Underlying: Common Stock · 304 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. F2 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. F2 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. Read SEC document |
| February 17, 2019 Filed Feb 20, 2019 18:44 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionRestricted Stock Units · Derivative | 6,010 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-19-000025 · edgar.xml · derivative · entry 4 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,010 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 17, 2016. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 17, 2016. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 17, 2016. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Read SEC document |
| February 17, 2019 Filed Feb 20, 2019 18:44 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Tax withholdingCommon Stock | 1,875 | $49.57 | $92,943.75 |
DisclosureSEC source: 0001411207-19-000025 · edgar.xml · nonDerivative · entry 3 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,527 F3 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of RSUs and DERS. Read SEC document |
| February 17, 2019 Filed Feb 20, 2019 18:44 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 304 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001411207-19-000025 · edgar.xml · nonDerivative · entry 2 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,402 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. Read SEC document |
| February 17, 2019 Filed Feb 20, 2019 18:44 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 6,010 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001411207-19-000025 · edgar.xml · nonDerivative · entry 1 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,098 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Settlement of restricted stock units ("RSUs") granted on February 17, 2016. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Read SEC document |
| November 30, 2018 Filed Dec 4, 2018 20:21 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 46 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-18-000236 · edgar.xml · derivative · entry 1 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Product Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 483 Underlying: Common Stock · 46 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| August 31, 2018 Filed Sep 5, 2018 19:54 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 42 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-18-000177 · edgar.xml · derivative · entry 1 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Product Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 437 Underlying: Common Stock · 42 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| June 26, 2018 Filed Jun 28, 2018 20:09 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 9,142 | $0.00 Strike: $32.13 | $0.00 |
DisclosureSEC source: 0001411207-18-000136 · edgar.xml · derivative · entry 4 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,142 shares Expires 2025-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This option is fully vested. Read SEC document |
| June 26, 2018 Filed Jun 28, 2018 20:09 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 5,420 | $0.00 Strike: $30.23 | $0.00 |
DisclosureSEC source: 0001411207-18-000136 · edgar.xml · derivative · entry 3 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,580 Underlying: Common Stock · 5,420 shares Expires 2024-02-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This option is fully vested. Read SEC document |
| June 26, 2018 Filed Jun 28, 2018 20:09 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 9,142 | $32.13 | $293,732.46 |
DisclosureSEC source: 0001411207-18-000136 · edgar.xml · nonDerivative · entry 2 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,088 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 26, 2018 Filed Jun 28, 2018 20:09 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 5,420 | $30.23 | $163,846.60 |
DisclosureSEC source: 0001411207-18-000136 · edgar.xml · nonDerivative · entry 1 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,946 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 19:39 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 51 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-18-000134 · edgar.xml · derivative · entry 1 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Product Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 395 Underlying: Common Stock · 51 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| March 06, 2018 Filed Mar 8, 2018 21:01 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 19,275 | $0.00 Strike: $16.88 | $0.00 |
DisclosureSEC source: 0001411207-18-000080 · edgar.xml · derivative · entry 2 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,381 Underlying: Common Stock · 19,275 shares Expires 2019-10-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This option is fully vested. Read SEC document |
| March 06, 2018 Filed Mar 8, 2018 21:01 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 19,275 | $16.88 | $325,362.00 |
DisclosureSEC source: 0001411207-18-000080 · edgar.xml · nonDerivative · entry 1 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,526 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 20:42 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 53 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-18-000064 · edgar.xml · derivative · entry 1 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Product Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344 Underlying: Common Stock · 53 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 20:45 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Tax withholdingCommon Stock | 2,477 | $39.32 | $97,395.64 |
DisclosureSEC source: 0001411207-18-000042 · edgar.xml · nonDerivative · entry 1 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,251 F1 · kind: Represents shares withheld to satisfy tax withholding obligations upon vesting of performance shares and shares of restricted stock. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 20:43 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantRestricted Stock Units · Derivative | 3,741 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-18-000024 · edgar.xml · derivative · entry 3 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,741 Underlying: Common Stock · 3,741 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. common stock. F4 · derivative.exercise_date: The RSUs vest on February 7, 2021. F4 · derivative.expiration_date: The RSUs vest on February 7, 2021. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 20:43 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantEmployee Stock Option (right to buy) · Derivative | 11,223 | $0.00 Strike: $43.30 | $0.00 |
DisclosureSEC source: 0001411207-18-000024 · edgar.xml · derivative · entry 2 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,223 Underlying: Common Stock · 11,223 shares Expires 2028-02-07 F2 · derivative.exercise_date: The option vests on February 7, 2021. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 20:43 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantCommon Stock | 3,775 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-18-000024 · edgar.xml · nonDerivative · entry 1 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,728 F1 · shares: On February 19, 2015, the reporting person was granted performance-based restricted stock, with the number of restricted shares earned to be determined based on the extent to which certain performance conditions were met for a performance period of 2015-2017. As determined on February 7, 2018, based on the Company's actual performance for 2015-2017, the reporting person earned 3,775 restricted shares. Earned restricted shares will vest on February 19, 2018. Read SEC document |
| November 30, 2017 Filed Dec 4, 2017 17:42 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 38 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-17-000224 · edgar.xml · derivative · entry 1 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Product Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291 Underlying: Common Stock · 38 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| September 05, 2017 Filed Sep 6, 2017 20:02 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,357 | $0.00 Strike: $16.88 | $0.00 |
DisclosureSEC source: 0001411207-17-000185 · edgar.xml · derivative · entry 3 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,357 shares Expires 2017-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option is fully vested. Read SEC document |
| September 05, 2017 Filed Sep 6, 2017 20:02 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | SaleCommon Stock | 7,541 | $34.27 | $258,400.66 |
DisclosureSEC source: 0001411207-17-000185 · edgar.xml · nonDerivative · entry 2 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,953 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan dated November 22, 2016. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $34.01 to $34.50. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 05, 2017 Filed Sep 6, 2017 20:02 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 10,357 | $16.88 | $174,826.16 |
DisclosureSEC source: 0001411207-17-000185 · edgar.xml · nonDerivative · entry 1 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,494 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 31, 2017 Filed Sep 5, 2017 20:01 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 45 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-17-000173 · edgar.xml · derivative · entry 1 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Product Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253 Underlying: Common Stock · 45 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| August 03, 2017 Filed Aug 7, 2017 20:07 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,357 | $0.00 Strike: $16.88 | $0.00 |
DisclosureSEC source: 0001411207-17-000139 · edgar.xml · derivative · entry 3 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,357 Underlying: Common Stock · 10,357 shares Expires 2017-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option is fully vested. Read SEC document |
| August 03, 2017 Filed Aug 7, 2017 20:07 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | SaleCommon Stock | 7,283 | $37.79 | $275,193.25 |
DisclosureSEC source: 0001411207-17-000139 · edgar.xml · nonDerivative · entry 2 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,137 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan dated November 22, 2016. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $37.63 to $37.97. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 03, 2017 Filed Aug 7, 2017 20:07 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 10,357 | $16.88 | $174,826.16 |
DisclosureSEC source: 0001411207-17-000139 · edgar.xml · nonDerivative · entry 1 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,420 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 20:15 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,357 | $0.00 Strike: $16.88 | $0.00 |
DisclosureSEC source: 0000911916-17-000219 · edgar.xml · derivative · entry 3 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,714 Underlying: Common Stock · 10,357 shares Expires 2017-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option is fully vested. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 20:15 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | SaleCommon Stock | 7,284 | $37.78 | $275,199.72 |
DisclosureSEC source: 0000911916-17-000219 · edgar.xml · nonDerivative · entry 2 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,063 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan dated November 22, 2016. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $37.66 to $37.97. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 20:15 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 10,357 | $16.88 | $174,826.16 |
DisclosureSEC source: 0000911916-17-000219 · edgar.xml · nonDerivative · entry 1 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,347 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 20:20 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,357 | $0.00 Strike: $16.88 | $0.00 |
DisclosureSEC source: 0000911916-17-000190 · edgar.xml · derivative · entry 3 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,071 Underlying: Common Stock · 10,357 shares Expires 2017-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option is fully vested. Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 20:20 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | SaleCommon Stock | 7,222 | $38.73 | $279,675.56 |
DisclosureSEC source: 0000911916-17-000190 · edgar.xml · nonDerivative · entry 2 Kirk Randall R. · CIK 0001543603 · SVP, Prod Eng & Prod Teams 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,990 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan dated November 22, 2016. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $38.58 to $38.73. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.