Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CBA Florida, Inc.CBAI · Entity 148644 | 10% owner | May 06, 2020 | May 14, 2020 |
| CRYO CELL INTERNATIONAL INCCCEL · Entity 7400 | Director | August 30, 2021 | September 01, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CBA Florida, Inc.
Report date May 06, 2020 · Filed May 14, 2020
Jointly reported with CRYO CELL INTERNATIONAL INC, PORTNOY DAVID, Portnoy Mark L.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,429,137 |
Reported balance
After 2020-05-06 transaction · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · 2020-05-06 · Sale · Disposed 586,575 · Balance 2,429,137 F4: Shares owned solely by George Gaines. F5: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. |
| Common StockSEC Table I · non-derivative | Direct | 779,138 |
Reported balance
After 2020-05-07 transaction · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · 2020-05-07 · Sale · Disposed 1,649,999 · Balance 779,138 F4: Shares owned solely by George Gaines. F5: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. |
| Common StockSEC Table I · non-derivative | Direct | 114,207,446 |
Reported balance
Holding disclosure · report date 2020-05-06 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 114,207,446 F1: Shares owned solely by cryo-cell International, Inc. F5: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. |
| Common StockSEC Table I · non-derivative | Direct | 5,614,932 |
Reported balance
Holding disclosure · report date 2020-05-06 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 5,614,932 F2: Shares owned solely by David I. Portnoy. F5: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. |
| Common StockSEC Table I · non-derivative | Direct | 4,061,770 |
Reported balance
Holding disclosure · report date 2020-05-06 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 4,061,770 F3: Shares owned solely by Mark L. Portnoy. F5: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. |
| Common stockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-05-05 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2020-05-05 · Sale · Disposed 779,138 · Balance 0 F4: Shares owned solely by George Gaines. F5: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares owned solely by cryo-cell International, Inc.
F2: Shares owned solely by David I. Portnoy.
F3: Shares owned solely by Mark L. Portnoy.
F4: Shares owned solely by George Gaines.
F5: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended.
CRYO CELL INTERNATIONAL INC
Report date August 30, 2021 · Filed September 01, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2021-09-01 transaction · row 9
8 source rows · reconciled sequenceRow 2 · 2021-08-30 · Sale · Disposed 1,800 · Balance 14,229 Row 3 · 2021-08-30 · Sale · Disposed 4,400 · Balance 9,829 Row 4 · 2021-08-30 · Sale · Disposed 3,800 · Balance 6,029 Row 5 · 2021-08-31 · Sale · Disposed 10 · Balance 6,019 Row 6 · 2021-08-31 · Sale · Disposed 278 · Balance 5,741 Row 7 · 2021-08-31 · Sale · Disposed 2,041 · Balance 3,700 Row 8 · 2021-08-31 · Sale · Disposed 1 · Balance 3,699 Row 9 · 2021-09-01 · Sale · Disposed 3,699 · Balance 0 |
| Common StockSEC Table I · non-derivative | IndirectBy IRA | 992,527 |
Reported balance
Holding disclosure · report date 2021-08-30 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 992,527 |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $2.40 · Expires 2024-07-22 | Direct | 7,500 |
Reported balance
Holding disclosure · report date 2021-08-30 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 7,500 F1: Stock options vest at a rate of 1/12 per month commencing on July 22, 2014. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $1.95 · Expires 2023-07-19 | Direct | 7,500 |
Reported balance
Holding disclosure · report date 2021-08-30 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 7,500 F2: Stock options vest at a rate of 1/12 per month commencing on July 19, 2013. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $2.04 · Expires 2022-07-10 | Direct | 7,500 |
Reported balance
Holding disclosure · report date 2021-08-30 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 7,500 F3: Stock options vest at a rate of 1/12 per month commencing on July 10, 2012. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $3.08 · Expires 2025-07-09 | Direct | 7,500 |
Reported balance
Holding disclosure · report date 2021-08-30 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 7,500 F4: Stock options vest at a rate of 1/12 per month commencing on July 9, 2015. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $7.53 · Expires 2029-08-30 | Direct | 7,500 |
Reported balance
Holding disclosure · report date 2021-08-30 · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · Balance 7,500 F5: Stock options vest at a rate of 1/12 per month commencing on August 30, 2019. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $7.74 · Expires 2029-11-25 | Direct | 5,300 |
Reported balance
Holding disclosure · report date 2021-08-30 · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · Balance 5,300 F6: Stock options vest at a rate of 1/12 per month commencing on November 25, 2019. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $7.85 · Expires 2030-09-22 | Direct | 5,300 |
Reported balance
Holding disclosure · report date 2021-08-30 · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · Balance 5,300 F7: Stock options vest at a rate of 1/12 per month commencing on September 22, 2020 |
Filing footnotes · ownership attribution and instrument terms
F1: Stock options vest at a rate of 1/12 per month commencing on July 22, 2014.
F2: Stock options vest at a rate of 1/12 per month commencing on July 19, 2013.
F3: Stock options vest at a rate of 1/12 per month commencing on July 10, 2012.
F4: Stock options vest at a rate of 1/12 per month commencing on July 9, 2015.
F5: Stock options vest at a rate of 1/12 per month commencing on August 30, 2019.
F6: Stock options vest at a rate of 1/12 per month commencing on November 25, 2019.
F7: Stock options vest at a rate of 1/12 per month commencing on September 22, 2020
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 01, 2021 Filed Sep 1, 2021 21:00 UTC | CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 | SaleCommon Stock | 3,699 | $11.70 | $43,278.30 |
DisclosureSEC source: 0001209191-21-054280 · doc4.xml · nonDerivative · entry 9 Gaines George · CIK 0001529399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| August 31, 2021 Filed Sep 1, 2021 21:00 UTC | CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 | SaleCommon Stock | 1 | $11.50 | $11.50 |
DisclosureSEC source: 0001209191-21-054280 · doc4.xml · nonDerivative · entry 8 Gaines George · CIK 0001529399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,699 Read SEC document |
| August 31, 2021 Filed Sep 1, 2021 21:00 UTC | CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 | SaleCommon Stock | 2,041 | $11.60 | $23,675.60 |
DisclosureSEC source: 0001209191-21-054280 · doc4.xml · nonDerivative · entry 7 Gaines George · CIK 0001529399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,700 Read SEC document |
| August 31, 2021 Filed Sep 1, 2021 21:00 UTC | CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 | SaleCommon Stock | 278 | $11.70 | $3,252.60 |
DisclosureSEC source: 0001209191-21-054280 · doc4.xml · nonDerivative · entry 6 Gaines George · CIK 0001529399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,741 Read SEC document |
| August 31, 2021 Filed Sep 1, 2021 21:00 UTC | CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 | SaleCommon Stock | 10 | $11.71 | $117.10 |
DisclosureSEC source: 0001209191-21-054280 · doc4.xml · nonDerivative · entry 5 Gaines George · CIK 0001529399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,019 Read SEC document |
| August 30, 2021 Filed Sep 1, 2021 21:00 UTC | CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 | SaleCommon Stock | 3,800 | $11.40 | $43,320.00 |
DisclosureSEC source: 0001209191-21-054280 · doc4.xml · nonDerivative · entry 4 Gaines George · CIK 0001529399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,029 Read SEC document |
| August 30, 2021 Filed Sep 1, 2021 21:00 UTC | CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 | SaleCommon Stock | 4,400 | $11.50 | $50,600.00 |
DisclosureSEC source: 0001209191-21-054280 · doc4.xml · nonDerivative · entry 3 Gaines George · CIK 0001529399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,829 Read SEC document |
| August 30, 2021 Filed Sep 1, 2021 21:00 UTC | CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 | SaleCommon Stock | 1,800 | $11.60 | $20,880.00 |
DisclosureSEC source: 0001209191-21-054280 · doc4.xml · nonDerivative · entry 2 Gaines George · CIK 0001529399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,229 Read SEC document |
| March 04, 2021 Filed Mar 10, 2021 22:00 UTC | CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 | SaleCommon Stock | 2,971 | $10.10 | $30,007.10 |
DisclosureSEC source: 0001209191-21-019527 · doc4.xml · nonDerivative · entry 3 Gaines George · CIK 0001529399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,029 Read SEC document |
| March 04, 2021 Filed Mar 10, 2021 22:00 UTC | CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 | SaleCommon Stock | 450 | $10.00 | $4,500.00 |
DisclosureSEC source: 0001209191-21-019527 · doc4.xml · nonDerivative · entry 2 Gaines George · CIK 0001529399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,500 Read SEC document |
| March 02, 2021 Filed Mar 5, 2021 22:04 UTC | CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 | SaleCommon Stock | 550 | $10.00 | $5,500.00 |
DisclosureSEC source: 0001209191-21-018297 · doc4.xml · nonDerivative · entry 3 Gaines George · CIK 0001529399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,950 Read SEC document |
| February 26, 2021 Filed Mar 5, 2021 22:04 UTC | CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 | SaleCommon Stock | 500 | $10.15 | $5,075.00 |
DisclosureSEC source: 0001209191-21-018297 · doc4.xml · nonDerivative · entry 2 Gaines George · CIK 0001529399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,500 Read SEC document |
| September 22, 2020 Filed Sep 24, 2020 19:59 UTC | CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 | GrantStock Option · Derivative | 5,300 | $7.85 Strike: $7.85 | $41,605.00 |
DisclosureSEC source: 0001209191-20-051876 · doc4.xml · derivative · entry 9 Gaines George · CIK 0001529399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,300 Underlying: Common Stock · 5,300 shares Expires 2030-09-22 F7 · derivative.exercise_date: Stock options vest at a rate of 1/12 per month commencing on September 22, 2020 Read SEC document |
| August 14, 2020 Filed Aug 14, 2020 21:11 UTC | CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 | SaleCommon Stock | 760 | $8.80 | $6,688.00 |
DisclosureSEC source: 0001209191-20-046824 · doc4.xml · nonDerivative · entry 5 Gaines George · CIK 0001529399 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 992,527 Read SEC document |
| August 14, 2020 Filed Aug 14, 2020 21:11 UTC | CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 | SaleCommon Stock | 3,615 | $9.00 | $32,535.00 |
DisclosureSEC source: 0001209191-20-046824 · doc4.xml · nonDerivative · entry 4 Gaines George · CIK 0001529399 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 993,287 Read SEC document |
| August 13, 2020 Filed Aug 14, 2020 21:11 UTC | CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 | SaleCommon Stock | 100 | $9.30 | $930.00 |
DisclosureSEC source: 0001209191-20-046824 · doc4.xml · nonDerivative · entry 3 Gaines George · CIK 0001529399 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 996,902 Read SEC document |
| August 13, 2020 Filed Aug 14, 2020 21:11 UTC | CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 | SaleCommon Stock | 120 | $9.33 | $1,119.60 |
DisclosureSEC source: 0001209191-20-046824 · doc4.xml · nonDerivative · entry 2 Gaines George · CIK 0001529399 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 997,002 Read SEC document |
| August 12, 2020 Filed Aug 14, 2020 21:11 UTC | CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 | SaleCommon Stock | 2,878 | $9.60 | $27,628.80 |
DisclosureSEC source: 0001209191-20-046824 · doc4.xml · nonDerivative · entry 1 Gaines George · CIK 0001529399 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 997,122 Read SEC document |
| July 31, 2020 Filed Aug 3, 2020 20:19 UTC | CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 | SaleCommon Stock | 8,944 | $8.55 | $76,471.20 |
DisclosureSEC source: 0001209191-20-044482 · doc4.xml · nonDerivative · entry 3 Gaines George · CIK 0001529399 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 1,000,000 Read SEC document |
| July 31, 2020 Filed Aug 3, 2020 20:19 UTC | CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 | SaleCommon Stock | 4,256 | $8.50 | $36,176.00 |
DisclosureSEC source: 0001209191-20-044482 · doc4.xml · nonDerivative · entry 2 Gaines George · CIK 0001529399 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 1,008,944 Read SEC document |
| July 24, 2020 Filed Jul 28, 2020 21:06 UTC | CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 | SaleCommon stock | 20,000 | $8.25 | $165,000.00 |
DisclosureSEC source: 0000899243-20-020557 · doc4.xml · nonDerivative · entry 2 Gaines George · CIK 0001529399 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 1,013,200 Read SEC document |
| June 15, 2020 Filed Jun 16, 2020 21:26 UTC | CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 | SaleCommon stock | 5,000 | $8.30 | $41,500.00 |
DisclosureSEC source: 0000899243-20-016676 · doc4.xml · nonDerivative · entry 4 Gaines George · CIK 0001529399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,033,200 Read SEC document |
| June 15, 2020 Filed Jun 16, 2020 21:26 UTC | CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 | SaleCommon stock | 10,045 | $8.25 | $82,871.25 |
DisclosureSEC source: 0000899243-20-016676 · doc4.xml · nonDerivative · entry 3 Gaines George · CIK 0001529399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,038,200 Read SEC document |
| June 15, 2020 Filed Jun 16, 2020 21:26 UTC | CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 | SaleCommon stock | 4,955 | $8.20 | $40,631.00 |
DisclosureSEC source: 0000899243-20-016676 · doc4.xml · nonDerivative · entry 2 Gaines George · CIK 0001529399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,048,245 Read SEC document |
| May 07, 2020 Filed May 14, 2020 20:00 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 1,649,999 | $0.01 | $12,209.99 |
DisclosureSEC source: 0000899243-20-013070 · doc4.xml · nonDerivative · entry 5 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 779,138 F4 · shares: Shares owned solely by George Gaines. F4 · balance_after: Shares owned solely by George Gaines. F5 · balance_after: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 06, 2020 Filed May 14, 2020 20:00 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 586,575 | $0.01 | $4,340.66 |
DisclosureSEC source: 0000899243-20-013070 · doc4.xml · nonDerivative · entry 4 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,429,137 F4 · shares: Shares owned solely by George Gaines. F4 · balance_after: Shares owned solely by George Gaines. F5 · balance_after: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 05, 2020 Filed May 6, 2020 20:00 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon stock | 945,955 | $0.01 | $7,000.07 |
DisclosureSEC source: 0000899243-20-012129 · doc4.xml · nonDerivative · entry 6 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,015,712 F4 · shares: Shares owned solely by George Gaines. F4 · balance_after: Shares owned solely by George Gaines. Read SEC document |
| May 05, 2020 Filed May 6, 2020 20:00 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 31,000 | $0.01 | $232.50 |
DisclosureSEC source: 0000899243-20-012129 · doc4.xml · nonDerivative · entry 5 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,961,667 F4 · shares: Shares owned solely by George Gaines. F4 · balance_after: Shares owned solely by George Gaines. F5 · balance_after: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 05, 2020 Filed May 14, 2020 20:00 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon stock | 779,138 | $0.01 | $5,765.62 |
DisclosureSEC source: 0000899243-20-013070 · doc4.xml · nonDerivative · entry 6 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F4 · shares: Shares owned solely by George Gaines. F4 · balance_after: Shares owned solely by George Gaines. F5 · balance_after: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 04, 2020 Filed May 6, 2020 20:00 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 7,333 | $0.01 | $55.00 |
DisclosureSEC source: 0000899243-20-012129 · doc4.xml · nonDerivative · entry 4 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,992,667 F4 · shares: Shares owned solely by George Gaines. F4 · balance_after: Shares owned solely by George Gaines. F5 · balance_after: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 01, 2020 Filed May 4, 2020 21:33 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 3,000,000 | $0.01 | $23,100.00 |
DisclosureSEC source: 0000899243-20-011907 · doc4.xml · nonDerivative · entry 5 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000,000 F4 · shares: Shares owned solely by George Gaines. F4 · balance_after: Shares owned solely by George Gaines. F5 · balance_after: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| April 30, 2020 Filed May 4, 2020 21:33 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 2,183,546 | $0.01 | $17,031.66 |
DisclosureSEC source: 0000899243-20-011907 · doc4.xml · nonDerivative · entry 4 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000,000 F4 · shares: Shares owned solely by George Gaines. F4 · balance_after: Shares owned solely by George Gaines. F5 · balance_after: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| April 29, 2020 Filed Apr 30, 2020 20:34 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 316,454 | $0.01 | $2,436.70 |
DisclosureSEC source: 0000899243-20-011648 · doc4.xml · nonDerivative · entry 5 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,183,546 F4 · shares: Shares owned solely by George Gaines. F4 · balance_after: Shares owned solely by George Gaines. F5 · balance_after: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| April 28, 2020 Filed Apr 30, 2020 20:34 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 500,000 | $0.01 | $3,900.00 |
DisclosureSEC source: 0000899243-20-011648 · doc4.xml · nonDerivative · entry 4 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,500,000 F4 · shares: Shares owned solely by George Gaines. F4 · balance_after: Shares owned solely by George Gaines. F5 · balance_after: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| February 20, 2020 Filed Feb 21, 2020 22:28 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 2,316,482 | $0.01 | $19,690.10 |
DisclosureSEC source: 0000899243-20-005499 · doc4.xml · nonDerivative · entry 5 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000,000 F4 · shares: Shares owned solely by George Gaines. F4 · balance_after: Shares owned solely by George Gaines. F5 · balance_after: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 22:28 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 2,683,518 | $0.01 | $22,809.90 |
DisclosureSEC source: 0000899243-20-005499 · doc4.xml · nonDerivative · entry 4 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,316,482 F4 · shares: Shares owned solely by George Gaines. F4 · balance_after: Shares owned solely by George Gaines. F5 · balance_after: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 02:55 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 2,500,000 | $0.01 | $21,000.00 |
DisclosureSEC source: 0000899243-20-004587 · doc4.xml · nonDerivative · entry 6 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000,000 F4 · shares: Shares owned solely by George Gaines F4 · balance_after: Shares owned solely by George Gaines F5 · balance_after: Messrs, Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 02:55 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 175,000 | $0.01 | $1,487.50 |
DisclosureSEC source: 0000899243-20-004587 · doc4.xml · nonDerivative · entry 4 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,614,932 F2 · shares: Shares owned solely by David I, Portnoy. F2 · balance_after: Shares owned solely by David I, Portnoy. F5 · balance_after: Messrs, Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 02:55 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 638,710 | $0.01 | $5,237.42 |
DisclosureSEC source: 0000899243-20-004587 · doc4.xml · nonDerivative · entry 3 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,789,932 F2 · shares: Shares owned solely by David I, Portnoy. F2 · balance_after: Shares owned solely by David I, Portnoy. F5 · balance_after: Messrs, Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 02:55 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 2,000,000 | $0.01 | $16,600.00 |
DisclosureSEC source: 0000899243-20-004587 · doc4.xml · nonDerivative · entry 2 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,428,642 F2 · shares: Shares owned solely by David I, Portnoy. F2 · balance_after: Shares owned solely by David I, Portnoy. F5 · balance_after: Messrs, Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 21:15 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 361,290 | $0.01 | $2,962.58 |
DisclosureSEC source: 0000899243-20-003258 · doc4.xml · nonDerivative · entry 2 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,428,642 F2 · shares: Shares owned solely by David I. Portnoy. F2 · balance_after: Shares owned solely by David I. Portnoy. F5 · balance_after: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 31, 2020 Filed Feb 3, 2020 20:34 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 1,537,533 | $0.01 | $12,300.26 |
DisclosureSEC source: 0000899243-20-002534 · doc4.xml · nonDerivative · entry 5 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000,000 F4 · shares: Shares owned solely by George Gaines. F4 · balance_after: Shares owned solely by George Gaines. F5 · balance_after: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 30, 2020 Filed Feb 3, 2020 20:34 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 2,462,467 | $0.01 | $19,699.74 |
DisclosureSEC source: 0000899243-20-002534 · doc4.xml · nonDerivative · entry 4 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,537,533 F4 · shares: Shares owned solely by George Gaines. F4 · balance_after: Shares owned solely by George Gaines. F5 · balance_after: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 29, 2020 Filed Jan 30, 2020 23:13 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 1,000,000 | $0.01 | $8,000.00 |
DisclosureSEC source: 0000899243-20-002365 · doc4.xml · nonDerivative · entry 4 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000,000 F1 · shares: Shares owned solely by CRYO-CELL International, Inc. F4 · balance_after: Shares owned solely by George Gaines. F5 · balance_after: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 07, 2020 Filed Jan 7, 2020 21:14 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 132,648 | $0.01 | $1,061.18 |
DisclosureSEC source: 0000899243-20-000718 · doc4.xml · nonDerivative · entry 3 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Director · Co-Chief Executive Officer Portnoy Mark L. · CIK 0001529249 · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,789,932 F2 · shares: Shares owned solely by David I. Portnoy. F5 · shares: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 03, 2020 Filed Jan 7, 2020 21:14 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 867,352 | $0.01 | $6,938.82 |
DisclosureSEC source: 0000899243-20-000718 · doc4.xml · nonDerivative · entry 2 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Director · Co-Chief Executive Officer Portnoy Mark L. · CIK 0001529249 · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,922,580 F2 · shares: Shares owned solely by David I. Portnoy. F5 · shares: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| November 25, 2019 Filed Dec 12, 2019 22:30 UTC | CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 | GrantStock Option · Derivative | 5,300 | $7.74 Strike: $7.74 | $41,022.00 |
DisclosureSEC source: 0000899243-19-029057 · doc4.xml · derivative · entry 10 Gaines George · CIK 0001529399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,300 Underlying: Common Stock · 5,300 shares Expires 2026-11-25 F7 · derivative.exercise_date: Stock options vest at a rate of 1/12 per month commencing on November 25, 2019. Read SEC document |
| November 25, 2019 Filed Jun 16, 2020 21:26 UTC | CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 | GrantStock Option · Derivative | 5,300 | $7.74 Strike: $7.74 | $41,022.00 |
DisclosureSEC source: 0000899243-20-016676 · doc4.xml · derivative · entry 10 Gaines George · CIK 0001529399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,300 Underlying: Common Stock · 5,300 shares Expires 2026-11-25 F6 · derivative.exercise_date: Stock options vest at a rate of 1/12 per month commencing on November 25, 2019. Read SEC document |
| November 21, 2019 Filed Dec 12, 2019 22:30 UTC | CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 | OtherStock Option · Derivative | 7,500 | $7.00 Strike: $7.00 | $52,500.00 |
DisclosureSEC source: 0000899243-19-029057 · doc4.xml · derivative · entry 9 Gaines George · CIK 0001529399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires 2027-07-18 F6 · kind: Stock options surrendered as a result of the ratification of stock issuances and equity awards at the Company's Annual Meeting of Shareholders on November 21, 2019. Read SEC document |
| November 21, 2019 Filed Dec 12, 2019 22:30 UTC | CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 | OtherStock Option · Derivative | 7,500 | $3.50 Strike: $3.50 | $26,250.00 |
DisclosureSEC source: 0000899243-19-029057 · doc4.xml · derivative · entry 8 Gaines George · CIK 0001529399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires 2026-07-06 F6 · kind: Stock options surrendered as a result of the ratification of stock issuances and equity awards at the Company's Annual Meeting of Shareholders on November 21, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.