Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LATTICE SEMICONDUCTOR CORPLSCC · Entity 3335 | Director | May 05, 2021 | May 06, 2021 |
| LENNOX INTERNATIONAL INCLII · Entity 3415 | Director | January 15, 2021 | January 15, 2021 |
| LITTELFUSE INC /DELFUS · Entity 3514 | Director | March 08, 2021 | March 08, 2021 |
| ORBCOMM Inc.ORBC · Entity 135736 | Director | September 01, 2021 | September 03, 2021 |
| Resonant IncRESN · Entity 128713 | Director | June 06, 2019 | June 10, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LATTICE SEMICONDUCTOR CORP
Report date May 05, 2021 · Filed May 06, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 38,552 |
Ending reported balance
After 2021-05-05 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2021-05-05 · Exercise / conversion · Acquired 7,494 · Balance 38,552 F1: Restricted Stock Units - no purchase price for this transaction. Row 2 · 2021-05-05 · Exercise / conversion · Acquired 1,000 · Balance 39,552 Row 3 · 2021-05-05 · Sale · Disposed 1,000 · Balance 38,552 F2: The transaction indicated was conducted under an approved 10b5-1 Plan. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.29 · Expires 2028-03-14 | Direct | 56,756 |
Reported balance
After 2021-05-05 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-05-05 · Exercise / conversion · Disposed 1,000 · Balance 56,756 F3: This option to purchase shares of common stock vests as follows: one-third of the total number of shares subject to the option shall vest on each of the first three anniversaries of the grant date. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2021-05-05 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-05-05 · Exercise / conversion · Disposed 7,494 · Balance 0 F4: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. F5: The restricted stock units vest 100% on the first anniversary of the Grant Date. F6: Not applicable. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock Units - no purchase price for this transaction.
F2: The transaction indicated was conducted under an approved 10b5-1 Plan.
F3: This option to purchase shares of common stock vests as follows: one-third of the total number of shares subject to the option shall vest on each of the first three anniversaries of the grant date.
F4: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.
F5: The restricted stock units vest 100% on the first anniversary of the Grant Date.
F6: Not applicable.
LENNOX INTERNATIONAL INC
Report date January 15, 2021 · Filed January 15, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, Par Value $0.01 Per ShareSEC Table I · non-derivative | IndirectJohn Major and Susan B. Major, as Trustees of the Major Family Trust | 13,558 |
Reported balance
After 2021-01-15 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-01-15 · Grant · Acquired 9 · Balance 13,558 F1: Director's Quarterly Stock Compensation |
| Common Stock, Par Value $0.01 Per ShareSEC Table I · non-derivative | IndirectJohn Major and Susan B. Major, as Trustees of the Major Family Trust | 13,576 |
Reported balance
After 2021-01-15 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2021-01-15 · Grant · Acquired 18 · Balance 13,576 F1: Director's Quarterly Stock Compensation |
| Common Stock, Par Value $0.01 Per ShareSEC Table I · non-derivative | Direct | 1,476 |
Reported balance
Holding disclosure · report date 2021-01-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,476 |
Filing footnotes · ownership attribution and instrument terms
F1: Director's Quarterly Stock Compensation
LITTELFUSE INC /DE
Report date March 08, 2021 · Filed March 08, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 21,406 |
Reported balance
After 2021-03-08 transaction · row 1
1 source rowRow 1 · 2021-03-08 · Other · Acquired 21 · Balance 21,406 F1: Represents shares acquired pursuant to reinvestment of dividends on shares held pursuant to a deferred compensation plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares acquired pursuant to reinvestment of dividends on shares held pursuant to a deferred compensation plan.
ORBCOMM Inc.
Report date September 01, 2021 · Filed September 03, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-09-01 transaction · row 1
1 source rowRow 1 · 2021-09-01 · Disposition to issuer · Disposed 157,870 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement") by and among GI DI Orion Acquisition Inc., a Delaware corporation ("Parent"), GI DI Orion Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of Parent, and ORBCOMM Inc., a Delaware corporation, in exchange for $11.50 per share upon the consummation of the transactions contemplated by the Merger Agreement (the "Merger"). The Merger closed on September 1, 2021. |
| Common StockSEC Table I · non-derivative | IndirectHeld by trust of which Mr. Major is trustee. | 0 |
Reported balance
After 2021-09-01 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2021-09-01 · Disposition to issuer · Disposed 20,000 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement") by and among GI DI Orion Acquisition Inc., a Delaware corporation ("Parent"), GI DI Orion Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of Parent, and ORBCOMM Inc., a Delaware corporation, in exchange for $11.50 per share upon the consummation of the transactions contemplated by the Merger Agreement (the "Merger"). The Merger closed on September 1, 2021. |
| Restricted Stock Units (Time Based)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2021-09-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-09-01 · Disposition to issuer · Disposed 14,598 · Balance 0 F2: Upon consummation of the Merger, each time-based restricted stock unit was cancelled in exchange for a cash payment equal to $11.50. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement") by and among GI DI Orion Acquisition Inc., a Delaware corporation ("Parent"), GI DI Orion Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of Parent, and ORBCOMM Inc., a Delaware corporation, in exchange for $11.50 per share upon the consummation of the transactions contemplated by the Merger Agreement (the "Merger"). The Merger closed on September 1, 2021.
F2: Upon consummation of the Merger, each time-based restricted stock unit was cancelled in exchange for a cash payment equal to $11.50.
Resonant Inc
Report date June 06, 2019 · Filed June 10, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 145,953 |
Ending reported balance
After 2019-06-10 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-06-06 · Exercise / conversion · Acquired 8,719 · Balance 131,961 F1: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock. Row 2 · 2019-06-10 · Exercise / conversion · Acquired 13,992 · Balance 145,953 F2: Includes 6,996 shares underlying a restricted stock unit that will vest on June 11, 2019. F1: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-06-06 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-06-06 · Exercise / conversion · Disposed 8,719 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock. F3: 50% of the shares vested on June 6, 2018, and 50% of the shares vested on June 6, 2019. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-06-10 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-06-10 · Exercise / conversion · Disposed 13,992 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock. F4: 50% of the shares vested on June 10, 2019, and 50% of the shares shall vest on the earlier of (i) the day prior to the second annual meeting of the stockholders following the grant and (ii) June 12, 2020, subject to earlier vesting upon the cessation of service. |
| Common StockSEC Table I · non-derivative | IndirectBy trust | 66,758 |
Reported balance
Holding disclosure · report date 2019-06-06 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 66,758 |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.
F2: Includes 6,996 shares underlying a restricted stock unit that will vest on June 11, 2019.
F3: 50% of the shares vested on June 6, 2018, and 50% of the shares vested on June 6, 2019.
F4: 50% of the shares vested on June 10, 2019, and 50% of the shares shall vest on the earlier of (i) the day prior to the second annual meeting of the stockholders following the grant and (ii) June 12, 2020, subject to earlier vesting upon the cessation of service.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 01, 2019 Filed Jan 3, 2019 19:27 UTC | ORBCOMM Inc. ORBC · Entity 135736 | Exercise / conversionRestricted Stock Unit (Time Vested) · Derivative | 2,109 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-19-000311 · form4.xml · derivative · entry 3 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,109 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Time Vested Restricted Stock Unit ("TV RSU") represented the right to receive one share of common stock or its cash equivalent. The number of TV RSUs was determined by dividing $20,000 by the closing price of ORBCOMM Inc. ("Company") common stock on August 1, 2018 of $9.48 per share. The TV RSUs vested on January 1, 2019. F1 · derivative.exercise_date: Each Time Vested Restricted Stock Unit ("TV RSU") represented the right to receive one share of common stock or its cash equivalent. The number of TV RSUs was determined by dividing $20,000 by the closing price of ORBCOMM Inc. ("Company") common stock on August 1, 2018 of $9.48 per share. The TV RSUs vested on January 1, 2019. F1 · derivative.expiration_date: Each Time Vested Restricted Stock Unit ("TV RSU") represented the right to receive one share of common stock or its cash equivalent. The number of TV RSUs was determined by dividing $20,000 by the closing price of ORBCOMM Inc. ("Company") common stock on August 1, 2018 of $9.48 per share. The TV RSUs vested on January 1, 2019. Read SEC document |
| January 01, 2019 Filed Jan 3, 2019 19:27 UTC | ORBCOMM Inc. ORBC · Entity 135736 | Exercise / conversionCommon Stock | 7,790 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-19-000311 · form4.xml · nonDerivative · entry 2 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,617 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 01, 2019 Filed Jan 3, 2019 19:27 UTC | ORBCOMM Inc. ORBC · Entity 135736 | Exercise / conversionCommon Stock | 2,109 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-19-000311 · form4.xml · nonDerivative · entry 1 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,827 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 17, 2018 Filed Dec 18, 2018 21:34 UTC | Resonant Inc RESN · Entity 128713 | PurchaseCommon Stock | 66,758 | $1.45 | $96,465.31 |
DisclosureSEC source: 0001122794-18-000003 · primary_doc.xml · nonDerivative · entry 1 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 66,758 F1 · price: This transaction was executed in multiple trades at prices ranging from $1.43 to $1.48. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 11, 2018 Filed Dec 12, 2018 22:12 UTC | LENNOX INTERNATIONAL INC LII · Entity 3415 | OtherCommon Stock, Par Value $0.01 Per Share | 811 | $209.46 | $169,872.06 |
DisclosureSEC source: 0001127602-18-036093 · form4.xml · nonDerivative · entry 2 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · John Major and Susan B. Major, as Trustees of the Major Family Trust Disclosed balance after: 17,060 F1 · kind: This transaction is to move shares from common stock to the Major Family Trust. Read SEC document |
| December 11, 2018 Filed Dec 12, 2018 22:12 UTC | LENNOX INTERNATIONAL INC LII · Entity 3415 | OtherCommon Stock, Par Value $0.01 Per Share | 811 | $209.46 | $169,872.06 |
DisclosureSEC source: 0001127602-18-036093 · form4.xml · nonDerivative · entry 1 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,894 F1 · kind: This transaction is to move shares from common stock to the Major Family Trust. Read SEC document |
| December 07, 2018 Filed Dec 7, 2018 22:17 UTC | LITTELFUSE INC /DE LFUS · Entity 3514 | OtherCommon Stock | 56 | $176.42 | $9,879.52 |
DisclosureSEC source: 0001567619-18-007500 · doc1.xml · nonDerivative · entry 1 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,299 F1 · shares: Represents shares acquired pursuant to reinvestment of dividends on shares held pursuant to a deferred compensation plan. Read SEC document |
| December 07, 2018 Filed Dec 11, 2018 21:19 UTC | LENNOX INTERNATIONAL INC LII · Entity 3415 | GrantCommon Stock, Par Value $0.01 Per Share | 560 | $214.63 | $120,192.80 |
DisclosureSEC source: 0001127602-18-035845 · form4.xml · nonDerivative · entry 1 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,705 Read SEC document |
| October 26, 2018 Filed Oct 30, 2018 15:27 UTC | LITTELFUSE INC /DE LFUS · Entity 3514 | GrantCommon Stock | 119 | $167.60 | $19,944.40 |
DisclosureSEC source: 0001567619-18-004747 · doc1.xml · nonDerivative · entry 1 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,243 F1 · shares: Represents shares acquired pursuant to deferred compensation plan. Read SEC document |
| October 25, 2018 Filed Oct 29, 2018 18:56 UTC | LENNOX INTERNATIONAL INC LII · Entity 3415 | SaleCommon Stock, Par Value $0.01 Per Share | 2,000 | $204.45 | $408,892.00 |
DisclosureSEC source: 0001127602-18-031189 · form4.xml · nonDerivative · entry 1 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · John Major and Susan B. Major, as Trustees of the Major Family Trust Disclosed balance after: 16,249 Read SEC document |
| October 15, 2018 Filed Oct 17, 2018 12:25 UTC | LENNOX INTERNATIONAL INC LII · Entity 3415 | GrantCommon Stock, Par Value $0.01 Per Share | 22 | $218.40 | $4,804.80 |
DisclosureSEC source: 0001127602-18-030358 · form4.xml · nonDerivative · entry 1 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · John Major and Susan B. Major, as Trustees of the Major Family Trust Disclosed balance after: 18,249 F1 · kind: Director's Quarterly Stock Compensation Read SEC document |
| September 07, 2018 Filed Sep 7, 2018 20:03 UTC | LITTELFUSE INC /DE LFUS · Entity 3514 | OtherCommon Stock | 42 | $220.73 | $9,270.66 |
DisclosureSEC source: 0001567619-18-002288 · doc1.xml · nonDerivative · entry 1 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,124 F1 · shares: Represents shares acquired pursuant to reinvestment of dividends on shares held pursuant to a deferred compensation plan. Read SEC document |
| August 01, 2018 Filed Aug 2, 2018 17:38 UTC | ORBCOMM Inc. ORBC · Entity 135736 | GrantRestricted Stock Unit (Time Vested) · Derivative | 2,109 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-035240 · form4.xml · derivative · entry 2 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,109 Underlying: Common Stock · 2,109 shares Expires not disclosed F1 · derivative.exercise_price: Each Time Vested Restricted Stock Unit ("TV RSU") represents the right to receive one share of common stock or its cash equivalent. The number of TV RSUs was determined by dividing $20,000 by the closing price of ORBCOMM Inc common stock on August 1, 2018 of $9.48 per share. The TV RSUs vest on January 1, 2019. F1 · derivative.exercise_date: Each Time Vested Restricted Stock Unit ("TV RSU") represents the right to receive one share of common stock or its cash equivalent. The number of TV RSUs was determined by dividing $20,000 by the closing price of ORBCOMM Inc common stock on August 1, 2018 of $9.48 per share. The TV RSUs vest on January 1, 2019. F1 · derivative.expiration_date: Each Time Vested Restricted Stock Unit ("TV RSU") represents the right to receive one share of common stock or its cash equivalent. The number of TV RSUs was determined by dividing $20,000 by the closing price of ORBCOMM Inc common stock on August 1, 2018 of $9.48 per share. The TV RSUs vest on January 1, 2019. Read SEC document |
| July 20, 2018 Filed Jul 23, 2018 20:42 UTC | LITTELFUSE INC /DE LFUS · Entity 3514 | GrantCommon Stock | 88 | $226.85 | $19,962.80 |
DisclosureSEC source: 0001140361-18-033197 · doc1.xml · nonDerivative · entry 1 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,082 F1 · shares: Represents shares acquired pursuant to deferred compensation plan. Read SEC document |
| July 16, 2018 Filed Jul 16, 2018 20:08 UTC | LENNOX INTERNATIONAL INC LII · Entity 3415 | GrantCommon Stock, Par Value $0.01 Per Share | 24 | $200.15 | $4,803.60 |
DisclosureSEC source: 0001127602-18-023260 · form4.xml · nonDerivative · entry 1 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · John Major and Susan B. Major, as Trustees of the Major Family Trust Disclosed balance after: 18,227 F1 · kind: Director's Quarterly Stock Compensation Read SEC document |
| June 12, 2018 Filed Jun 14, 2018 17:33 UTC | Resonant Inc RESN · Entity 128713 | GrantRestricted Stock Units · Derivative | 13,992 | $0.00 | $0.00 |
DisclosureSEC source: 0001122794-18-000002 · primary_doc.xml · derivative · entry 1 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,992 Underlying: Common Stock · 13,992 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock. F2 · derivative.exercise_date: 50% of the shares shall vest on the earlier of (i) the day prior to the first annual meeting of stockholders following the grant and (ii) June 12, 2019, and 50% of the shares shall vest on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 12, 2020. F2 · derivative.expiration_date: 50% of the shares shall vest on the earlier of (i) the day prior to the first annual meeting of stockholders following the grant and (ii) June 12, 2019, and 50% of the shares shall vest on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 12, 2020. Read SEC document |
| June 11, 2018 Filed Jun 12, 2018 15:27 UTC | LITTELFUSE INC /DE LFUS · Entity 3514 | SaleCommon Stock | 645 | $228.77 | $147,556.65 |
DisclosureSEC source: 0001140361-18-028177 · doc1.xml · nonDerivative · entry 1 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,994 Read SEC document |
| June 08, 2018 Filed Jun 11, 2018 14:10 UTC | LITTELFUSE INC /DE LFUS · Entity 3514 | OtherCommon Stock | 33 | $225.53 | $7,442.49 |
DisclosureSEC source: 0001140361-18-027960 · doc1.xml · nonDerivative · entry 1 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,639 F1 · shares: Represents shares acquired pursuant to reinvestment of dividends on shares held pursuant to a deferred compensation plan. Read SEC document |
| June 07, 2018 Filed Jun 8, 2018 18:33 UTC | Resonant Inc RESN · Entity 128713 | Exercise / conversionRestricted Stock Units · Derivative | 8,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001122794-18-000001 · primary_doc.xml · derivative · entry 4 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,950 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock. F3 · derivative.exercise_date: 50% of the shares vested on June 5, 2017, and 50% of the shares vested on June 7, 2018. F3 · derivative.expiration_date: 50% of the shares vested on June 5, 2017, and 50% of the shares vested on June 7, 2018. Read SEC document |
| June 07, 2018 Filed Jun 8, 2018 18:33 UTC | Resonant Inc RESN · Entity 128713 | Exercise / conversionCommon Stock | 8,950 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001122794-18-000001 · primary_doc.xml · nonDerivative · entry 2 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,242 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock. Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 18:33 UTC | Resonant Inc RESN · Entity 128713 | Exercise / conversionRestricted Stock Units · Derivative | 8,721 | $0.00 | $0.00 |
DisclosureSEC source: 0001122794-18-000001 · primary_doc.xml · derivative · entry 3 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,719 Underlying: Common Stock · 8,721 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock. F2 · derivative.exercise_date: 50% of the shares vested on June 6, 2018, and 50% of the shares shall vest on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 6, 2019. F2 · derivative.expiration_date: 50% of the shares vested on June 6, 2018, and 50% of the shares shall vest on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 6, 2019. Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 18:33 UTC | Resonant Inc RESN · Entity 128713 | Exercise / conversionCommon Stock | 8,721 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001122794-18-000001 · primary_doc.xml · nonDerivative · entry 1 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,292 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock. Read SEC document |
| May 16, 2018 Filed May 16, 2018 19:45 UTC | LITTELFUSE INC /DE LFUS · Entity 3514 | Exercise / conversionStock Option (right to buy) · Derivative | 1,716 | $0.00 Strike: $66.68 | $0.00 |
DisclosureSEC source: 0001140361-18-024183 · doc1.xml · derivative · entry 3 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,716 shares Expires 2020-04-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option for 1,716 shares vested in increments of one third annually beginning on the first anniversary of the April 26, 2013 date of grant Read SEC document |
| May 16, 2018 Filed May 16, 2018 19:45 UTC | LITTELFUSE INC /DE LFUS · Entity 3514 | SaleCommon Stock | 1,716 | $218.00 | $374,088.00 |
DisclosureSEC source: 0001140361-18-024183 · doc1.xml · nonDerivative · entry 2 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,606 Read SEC document |
| May 16, 2018 Filed May 16, 2018 19:45 UTC | LITTELFUSE INC /DE LFUS · Entity 3514 | Exercise / conversionCommon Stock | 1,716 | $66.68 | $114,422.88 |
DisclosureSEC source: 0001140361-18-024183 · doc1.xml · nonDerivative · entry 1 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,322 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2018 Filed May 11, 2018 16:53 UTC | LITTELFUSE INC /DE LFUS · Entity 3514 | Exercise / conversionStock Option (right to buy) · Derivative | 1,648 | $0.00 Strike: $63.09 | $0.00 |
DisclosureSEC source: 0001140361-18-022969 · doc1.xml · derivative · entry 3 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,648 shares Expires 2019-04-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option for 1,648 shares vested in increments of one third annually beginning on the first anniversary of the April 27, 2012 date of grant. Read SEC document |
| May 11, 2018 Filed May 11, 2018 16:53 UTC | LITTELFUSE INC /DE LFUS · Entity 3514 | SaleCommon Stock | 1,648 | $215.86 | $355,737.28 |
DisclosureSEC source: 0001140361-18-022969 · doc1.xml · nonDerivative · entry 2 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,606 F1 · price: The shares were sold in multiple transactions at prices ranging from $215.80 to $215.94. This amount represents the weighted average sale price of such transactions. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| May 11, 2018 Filed May 11, 2018 16:53 UTC | LITTELFUSE INC /DE LFUS · Entity 3514 | Exercise / conversionCommon Stock | 1,648 | $63.09 | $103,972.32 |
DisclosureSEC source: 0001140361-18-022969 · doc1.xml · nonDerivative · entry 1 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,254 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 07, 2018 Filed May 7, 2018 18:59 UTC | LITTELFUSE INC /DE LFUS · Entity 3514 | SaleCommon Stock | 735 | $210.54 | $154,746.90 |
DisclosureSEC source: 0001140361-18-021938 · doc1.xml · nonDerivative · entry 1 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,606 Read SEC document |
| May 07, 2018 Filed May 9, 2018 19:08 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | GrantRestricted Stock Unit (RSU) · Derivative | 22,263 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000855658-18-000066 · edgardoc.xml · derivative · entry 1 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,263 Underlying: Common Stock · 22,263 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. F2 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| May 04, 2018 Filed May 8, 2018 19:24 UTC | LENNOX INTERNATIONAL INC LII · Entity 3415 | SaleCommon Stock, Par Value $0.01 Per Share | 1,000 | $200.00 | $200,000.00 |
DisclosureSEC source: 0001127602-18-016598 · form4.xml · nonDerivative · entry 1 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · John Major and Susan B. Major, as Trustees of the Major Family Trust Disclosed balance after: 18,203 Read SEC document |
| April 27, 2018 Filed May 1, 2018 15:21 UTC | LITTELFUSE INC /DE LFUS · Entity 3514 | GrantStock Option (right to buy) · Derivative | 800 | $0.00 Strike: $192.59 | $0.00 |
DisclosureSEC source: 0001140361-18-020772 · doc1.xml · derivative · entry 3 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800 Underlying: Common Stock · 800 shares Expires 2025-04-27 F3 · derivative.exercise_date: The option vests in increments of one third annually beginning on the first anniversary of the date of grant. Read SEC document |
| April 27, 2018 Filed May 1, 2018 15:21 UTC | LITTELFUSE INC /DE LFUS · Entity 3514 | GrantCommon Stock | 104 | $192.59 | $20,029.36 |
DisclosureSEC source: 0001140361-18-020772 · doc1.xml · nonDerivative · entry 2 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,341 F2 · shares: Represents shares acquired pursuant to deferred compensation plan. Read SEC document |
| April 27, 2018 Filed May 1, 2018 15:21 UTC | LITTELFUSE INC /DE LFUS · Entity 3514 | GrantCommon Stock | 468 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-020772 · doc1.xml · nonDerivative · entry 1 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,237 F1 · shares: Represents the grant of restricted stock units to the reporting person under the Amended and Restated Littelfuse, Inc. Long-Term Incentive Plan. The grant vests 33% annually on the first three anniversaries of the grant date. Read SEC document |
| April 16, 2018 Filed Apr 16, 2018 20:32 UTC | LENNOX INTERNATIONAL INC LII · Entity 3415 | GrantCommon Stock, Par Value $0.01 Per Share | 24 | $204.37 | $4,904.88 |
DisclosureSEC source: 0001127602-18-014648 · form4.xml · nonDerivative · entry 1 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · John Major and Susan B. Major, as Trustees of the Major Family Trust Disclosed balance after: 19,203 F1 · kind: Director's Quarterly Stock Compensation Read SEC document |
| March 13, 2018 Filed Mar 13, 2018 17:35 UTC | LITTELFUSE INC /DE LFUS · Entity 3514 | OtherCommon Stock | 14 | $224.72 | $3,146.08 |
DisclosureSEC source: 0001140361-18-013179 · doc1.xml · nonDerivative · entry 1 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,769 F1 · shares: Represents shares acquired pursuant to reinvestment of dividends on shares held pursuant to a deferred compensation plan. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 17:54 UTC | LITTELFUSE INC /DE LFUS · Entity 3514 | GrantCommon Stock | 94 | $212.37 | $19,962.78 |
DisclosureSEC source: 0001140361-18-003744 · doc1.xml · nonDerivative · entry 1 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,755 F1 · shares: Represents shares acquired pursuant to deferred compensation plan. Read SEC document |
| January 16, 2018 Filed Jan 16, 2018 21:28 UTC | LENNOX INTERNATIONAL INC LII · Entity 3415 | GrantCommon Stock, Par Value $0.01 Per Share | 24 | $208.26 | $4,998.24 |
DisclosureSEC source: 0001127602-18-001824 · form4.xml · nonDerivative · entry 1 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · John Major and Susan B. Major, as Trustees of the Major Family Trust Disclosed balance after: 14,128 F1 · kind: Director's Quarterly Stock Compensation Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 18:12 UTC | ORBCOMM Inc. ORBC · Entity 135736 | GrantRestricted Stock Unit (Time Vested) · Derivative | 7,790 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-000888 · form4.xml · derivative · entry 3 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,790 Underlying: Common Stock · 7,790 shares Expires not disclosed F2 · derivative.exercise_price: Each TV RSU represents the right to receive one share of common stock or its cash equivalent. The number of TV RSUs was determined by dividing $80,000 by the closing price of ORBCOMM Inc. common stock on January 2, 2018 of $10.27 per share. The TV RSUs vest on January 1, 2019. F2 · derivative.exercise_date: Each TV RSU represents the right to receive one share of common stock or its cash equivalent. The number of TV RSUs was determined by dividing $80,000 by the closing price of ORBCOMM Inc. common stock on January 2, 2018 of $10.27 per share. The TV RSUs vest on January 1, 2019. F2 · derivative.expiration_date: Each TV RSU represents the right to receive one share of common stock or its cash equivalent. The number of TV RSUs was determined by dividing $80,000 by the closing price of ORBCOMM Inc. common stock on January 2, 2018 of $10.27 per share. The TV RSUs vest on January 1, 2019. Read SEC document |
| January 01, 2018 Filed Jan 4, 2018 18:12 UTC | ORBCOMM Inc. ORBC · Entity 135736 | Exercise / conversionRestricted Stock Unit (Time Vested) · Derivative | 9,324 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-000888 · form4.xml · derivative · entry 2 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,324 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Shares of ORBCOMM Inc. common stock underlying Time Vested Restricted Stock Units ("TV RSUs") that vested on January 1, 2018. F1 · derivative.exercise_date: Shares of ORBCOMM Inc. common stock underlying Time Vested Restricted Stock Units ("TV RSUs") that vested on January 1, 2018. F1 · derivative.expiration_date: Shares of ORBCOMM Inc. common stock underlying Time Vested Restricted Stock Units ("TV RSUs") that vested on January 1, 2018. Read SEC document |
| January 01, 2018 Filed Jan 4, 2018 18:12 UTC | ORBCOMM Inc. ORBC · Entity 135736 | Exercise / conversionCommon Stock | 9,324 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-000888 · form4.xml · nonDerivative · entry 1 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,718 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 20:49 UTC | LENNOX INTERNATIONAL INC LII · Entity 3415 | OtherCommon Stock, Par Value $0.01 Per Share | 1,139 | $206.59 | $235,306.01 |
DisclosureSEC source: 0001127602-17-034659 · form4.xml · nonDerivative · entry 2 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · John Major and Susan B. Major, as Trustees of the Major Family Trust Disclosed balance after: 14,104 F1 · kind: This transaction is to move shares from common stock to the Major Family Trust. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 20:49 UTC | LENNOX INTERNATIONAL INC LII · Entity 3415 | OtherCommon Stock, Par Value $0.01 Per Share | 1,139 | $206.59 | $235,306.01 |
DisclosureSEC source: 0001127602-17-034659 · form4.xml · nonDerivative · entry 1 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,196 F1 · kind: This transaction is to move shares from common stock to the Major Family Trust. Read SEC document |
| December 08, 2017 Filed Dec 8, 2017 17:51 UTC | LITTELFUSE INC /DE LFUS · Entity 3514 | OtherCommon Stock | 43 | $197.18 | $8,478.74 |
DisclosureSEC source: 0001140361-17-045424 · doc1.xml · nonDerivative · entry 1 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,661 F1 · shares: Represents shares acquired pursuant to reinvestment of dividends on shares held pursuant to a deferred compensation plan. Read SEC document |
| December 08, 2017 Filed Dec 12, 2017 16:59 UTC | LENNOX INTERNATIONAL INC LII · Entity 3415 | GrantCommon Stock, Par Value $0.01 Per Share | 595 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-034468 · form4.xml · nonDerivative · entry 1 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,335 Read SEC document |
| October 16, 2017 Filed Oct 16, 2017 20:35 UTC | LENNOX INTERNATIONAL INC LII · Entity 3415 | GrantCommon Stock, Par Value $0.01 Per Share | 27 | $178.97 | $4,832.19 |
DisclosureSEC source: 0001127602-17-029860 · form4.xml · nonDerivative · entry 1 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · John Major and Susan B. Major, as Trustees of the Major Family Trust Disclosed balance after: 12,965 F1 · kind: Director's Quarterly Stock Compensation Read SEC document |
| September 11, 2017 Filed Sep 11, 2017 16:36 UTC | LITTELFUSE INC /DE LFUS · Entity 3514 | OtherCommon Stock | 45 | $186.67 | $8,400.15 |
DisclosureSEC source: 0001140361-17-034999 · doc1.xml · nonDerivative · entry 1 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,618 F1 · shares: Represents shares acquired pursuant to reinvestment of dividends on shares held pursuant to a deferred compensation plan. Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 13:34 UTC | Resonant Inc RESN · Entity 128713 | PurchaseCommon Stock | 9,593 | $4.35 | $41,739.14 |
DisclosureSEC source: 0001122794-17-000002 · primary_doc.xml · nonDerivative · entry 2 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,571 F2 · price: This transaction was executed in multiple trades at prices ranging from $4.30 to $4.43. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 14, 2017 Filed Aug 16, 2017 13:34 UTC | Resonant Inc RESN · Entity 128713 | PurchaseCommon Stock | 10,407 | $4.37 | $45,447.37 |
DisclosureSEC source: 0001122794-17-000002 · primary_doc.xml · nonDerivative · entry 1 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,978 F1 · price: This transaction was executed in multiple trades at prices ranging from $4.28 to $4.39. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 17, 2017 Filed Jul 17, 2017 20:30 UTC | LENNOX INTERNATIONAL INC LII · Entity 3415 | GrantCommon Stock, Par Value $0.01 Per Share | 27 | $183.64 | $4,958.28 |
DisclosureSEC source: 0001127602-17-023638 · form4.xml · nonDerivative · entry 1 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · John Major and Susan B. Major, as Trustees of the Major Family Trust Disclosed balance after: 12,938 F1 · kind: Director's Quarterly Stock Compensation Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.