Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LATTICE SEMICONDUCTOR CORPLSCC · Entity 3335 | Director | May 05, 2021 | May 06, 2021 |
| LENNOX INTERNATIONAL INCLII · Entity 3415 | Director | January 15, 2021 | January 15, 2021 |
| LITTELFUSE INC /DELFUS · Entity 3514 | Director | March 08, 2021 | March 08, 2021 |
| ORBCOMM Inc.ORBC · Entity 135736 | Director | September 01, 2021 | September 03, 2021 |
| Resonant IncRESN · Entity 128713 | Director | June 06, 2019 | June 10, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LATTICE SEMICONDUCTOR CORP
Report date May 05, 2021 · Filed May 06, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 38,552 |
Ending reported balance
After 2021-05-05 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2021-05-05 · Exercise / conversion · Acquired 7,494 · Balance 38,552 F1: Restricted Stock Units - no purchase price for this transaction. Row 2 · 2021-05-05 · Exercise / conversion · Acquired 1,000 · Balance 39,552 Row 3 · 2021-05-05 · Sale · Disposed 1,000 · Balance 38,552 F2: The transaction indicated was conducted under an approved 10b5-1 Plan. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.29 · Expires 2028-03-14 | Direct | 56,756 |
Reported balance
After 2021-05-05 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-05-05 · Exercise / conversion · Disposed 1,000 · Balance 56,756 F3: This option to purchase shares of common stock vests as follows: one-third of the total number of shares subject to the option shall vest on each of the first three anniversaries of the grant date. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2021-05-05 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-05-05 · Exercise / conversion · Disposed 7,494 · Balance 0 F4: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. F5: The restricted stock units vest 100% on the first anniversary of the Grant Date. F6: Not applicable. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock Units - no purchase price for this transaction.
F2: The transaction indicated was conducted under an approved 10b5-1 Plan.
F3: This option to purchase shares of common stock vests as follows: one-third of the total number of shares subject to the option shall vest on each of the first three anniversaries of the grant date.
F4: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.
F5: The restricted stock units vest 100% on the first anniversary of the Grant Date.
F6: Not applicable.
LENNOX INTERNATIONAL INC
Report date January 15, 2021 · Filed January 15, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, Par Value $0.01 Per ShareSEC Table I · non-derivative | IndirectJohn Major and Susan B. Major, as Trustees of the Major Family Trust | 13,558 |
Reported balance
After 2021-01-15 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-01-15 · Grant · Acquired 9 · Balance 13,558 F1: Director's Quarterly Stock Compensation |
| Common Stock, Par Value $0.01 Per ShareSEC Table I · non-derivative | IndirectJohn Major and Susan B. Major, as Trustees of the Major Family Trust | 13,576 |
Reported balance
After 2021-01-15 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2021-01-15 · Grant · Acquired 18 · Balance 13,576 F1: Director's Quarterly Stock Compensation |
| Common Stock, Par Value $0.01 Per ShareSEC Table I · non-derivative | Direct | 1,476 |
Reported balance
Holding disclosure · report date 2021-01-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,476 |
Filing footnotes · ownership attribution and instrument terms
F1: Director's Quarterly Stock Compensation
LITTELFUSE INC /DE
Report date March 08, 2021 · Filed March 08, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 21,406 |
Reported balance
After 2021-03-08 transaction · row 1
1 source rowRow 1 · 2021-03-08 · Other · Acquired 21 · Balance 21,406 F1: Represents shares acquired pursuant to reinvestment of dividends on shares held pursuant to a deferred compensation plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares acquired pursuant to reinvestment of dividends on shares held pursuant to a deferred compensation plan.
ORBCOMM Inc.
Report date September 01, 2021 · Filed September 03, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-09-01 transaction · row 1
1 source rowRow 1 · 2021-09-01 · Disposition to issuer · Disposed 157,870 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement") by and among GI DI Orion Acquisition Inc., a Delaware corporation ("Parent"), GI DI Orion Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of Parent, and ORBCOMM Inc., a Delaware corporation, in exchange for $11.50 per share upon the consummation of the transactions contemplated by the Merger Agreement (the "Merger"). The Merger closed on September 1, 2021. |
| Common StockSEC Table I · non-derivative | IndirectHeld by trust of which Mr. Major is trustee. | 0 |
Reported balance
After 2021-09-01 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2021-09-01 · Disposition to issuer · Disposed 20,000 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement") by and among GI DI Orion Acquisition Inc., a Delaware corporation ("Parent"), GI DI Orion Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of Parent, and ORBCOMM Inc., a Delaware corporation, in exchange for $11.50 per share upon the consummation of the transactions contemplated by the Merger Agreement (the "Merger"). The Merger closed on September 1, 2021. |
| Restricted Stock Units (Time Based)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2021-09-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-09-01 · Disposition to issuer · Disposed 14,598 · Balance 0 F2: Upon consummation of the Merger, each time-based restricted stock unit was cancelled in exchange for a cash payment equal to $11.50. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement") by and among GI DI Orion Acquisition Inc., a Delaware corporation ("Parent"), GI DI Orion Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of Parent, and ORBCOMM Inc., a Delaware corporation, in exchange for $11.50 per share upon the consummation of the transactions contemplated by the Merger Agreement (the "Merger"). The Merger closed on September 1, 2021.
F2: Upon consummation of the Merger, each time-based restricted stock unit was cancelled in exchange for a cash payment equal to $11.50.
Resonant Inc
Report date June 06, 2019 · Filed June 10, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 145,953 |
Ending reported balance
After 2019-06-10 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-06-06 · Exercise / conversion · Acquired 8,719 · Balance 131,961 F1: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock. Row 2 · 2019-06-10 · Exercise / conversion · Acquired 13,992 · Balance 145,953 F2: Includes 6,996 shares underlying a restricted stock unit that will vest on June 11, 2019. F1: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-06-06 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-06-06 · Exercise / conversion · Disposed 8,719 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock. F3: 50% of the shares vested on June 6, 2018, and 50% of the shares vested on June 6, 2019. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-06-10 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-06-10 · Exercise / conversion · Disposed 13,992 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock. F4: 50% of the shares vested on June 10, 2019, and 50% of the shares shall vest on the earlier of (i) the day prior to the second annual meeting of the stockholders following the grant and (ii) June 12, 2020, subject to earlier vesting upon the cessation of service. |
| Common StockSEC Table I · non-derivative | IndirectBy trust | 66,758 |
Reported balance
Holding disclosure · report date 2019-06-06 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 66,758 |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.
F2: Includes 6,996 shares underlying a restricted stock unit that will vest on June 11, 2019.
F3: 50% of the shares vested on June 6, 2018, and 50% of the shares vested on June 6, 2019.
F4: 50% of the shares vested on June 10, 2019, and 50% of the shares shall vest on the earlier of (i) the day prior to the second annual meeting of the stockholders following the grant and (ii) June 12, 2020, subject to earlier vesting upon the cessation of service.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 09, 2017 Filed Jun 14, 2017 21:37 UTC | LITTELFUSE INC /DE LFUS · Entity 3514 | OtherCommon Stock | 44 | $167.89 | $7,387.16 |
DisclosureSEC source: 0001140361-17-025024 · doc1.xml · nonDerivative · entry 1 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,573 F1 · shares: Represents shares acquired pursuant to reinvestment of dividends on shares held pursuant to a deferred compensation plan. Read SEC document |
| June 06, 2017 Filed Jun 7, 2017 21:38 UTC | Resonant Inc RESN · Entity 128713 | GrantRestricted Stock Units · Derivative | 17,361 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-038010 · a4.xml · derivative · entry 7 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,361 Underlying: Common Stock · 17,361 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock. F4 · derivative.exercise_date: 50% of the shares shall vest on the earlier of (i) the day prior to the first annual meeting of stockholders following the grant and (ii) June 6, 2018, and 50% of the shares shall vest on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 6, 2019. F4 · derivative.expiration_date: 50% of the shares shall vest on the earlier of (i) the day prior to the first annual meeting of stockholders following the grant and (ii) June 6, 2018, and 50% of the shares shall vest on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 6, 2019. Read SEC document |
| June 06, 2017 Filed Jun 29, 2017 17:14 UTC Amendment | Resonant Inc RESN · Entity 128713 | GrantRestricted Stock Units · Derivative | 17,440 | $0.00 | $0.00 |
DisclosureSEC source: 0001122794-17-000001 · primary_doc.xml · derivative · entry 7 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,440 Underlying: Common Stock · 17,440 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock. F5 · shares: The original filing underreported the number of Restricted Stock Units granted on June 6, 2017. F4 · derivative.exercise_date: 50% of the shares shall vest on the earlier of (i) the day prior to the first annual meeting of stockholders following the grant and (ii) June 6, 2018, and 50% of the shares shall vest on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 6, 2019. F4 · derivative.expiration_date: 50% of the shares shall vest on the earlier of (i) the day prior to the first annual meeting of stockholders following the grant and (ii) June 6, 2018, and 50% of the shares shall vest on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 6, 2019. F5 · derivative.underlying_shares: The original filing underreported the number of Restricted Stock Units granted on June 6, 2017. F5 · balance_after: The original filing underreported the number of Restricted Stock Units granted on June 6, 2017. Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 21:38 UTC | Resonant Inc RESN · Entity 128713 | Exercise / conversionRestricted Stock Units · Derivative | 8,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-038010 · a4.xml · derivative · entry 6 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,950 Underlying: Common Stock · 8,950 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock. F3 · derivative.exercise_date: 50% of the shares vested on June 5, 2017, and 50% of the shares shall vest on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 7, 2018. F3 · derivative.expiration_date: 50% of the shares vested on June 5, 2017, and 50% of the shares shall vest on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 7, 2018. Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 21:38 UTC | Resonant Inc RESN · Entity 128713 | Exercise / conversionRestricted Stock Units · Derivative | 3,263 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-038010 · a4.xml · derivative · entry 5 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,263 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock. F2 · derivative.exercise_date: 50% of the shares vested on each of June 6, 2016 and June 5, 2017. F2 · derivative.expiration_date: 50% of the shares vested on each of June 6, 2016 and June 5, 2017. Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 21:38 UTC | Resonant Inc RESN · Entity 128713 | Exercise / conversionRestricted Stock Units · Derivative | 6,297 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-038010 · a4.xml · derivative · entry 4 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,297 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock. F2 · derivative.exercise_date: 50% of the shares vested on each of June 6, 2016 and June 5, 2017. F2 · derivative.expiration_date: 50% of the shares vested on each of June 6, 2016 and June 5, 2017. Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 21:38 UTC | Resonant Inc RESN · Entity 128713 | Exercise / conversionCommon Stock | 8,950 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-038010 · a4.xml · nonDerivative · entry 3 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,571 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock. Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 21:38 UTC | Resonant Inc RESN · Entity 128713 | Exercise / conversionCommon Stock | 3,263 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-038010 · a4.xml · nonDerivative · entry 2 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,621 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock. Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 21:38 UTC | Resonant Inc RESN · Entity 128713 | Exercise / conversionCommon Stock | 6,297 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-038010 · a4.xml · nonDerivative · entry 1 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,358 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock. Read SEC document |
| June 05, 2017 Filed Jun 29, 2017 17:14 UTC Amendment | Resonant Inc RESN · Entity 128713 | Exercise / conversionRestricted Stock Units · Derivative | 8,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001122794-17-000001 · primary_doc.xml · derivative · entry 6 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,950 Underlying: Common Stock · 8,950 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock. F3 · derivative.exercise_date: 50% of the shares vested on June 5, 2017, and 50% of the shares shall vest on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 7, 2018. F3 · derivative.expiration_date: 50% of the shares vested on June 5, 2017, and 50% of the shares shall vest on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 7, 2018. Read SEC document |
| June 05, 2017 Filed Jun 29, 2017 17:14 UTC Amendment | Resonant Inc RESN · Entity 128713 | Exercise / conversionRestricted Stock Units · Derivative | 3,263 | $0.00 | $0.00 |
DisclosureSEC source: 0001122794-17-000001 · primary_doc.xml · derivative · entry 5 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,263 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock. F2 · derivative.exercise_date: 50% of the shares vested on each of June 6, 2016 and June 5, 2017. F2 · derivative.expiration_date: 50% of the shares vested on each of June 6, 2016 and June 5, 2017. Read SEC document |
| June 05, 2017 Filed Jun 29, 2017 17:14 UTC Amendment | Resonant Inc RESN · Entity 128713 | Exercise / conversionRestricted Stock Units · Derivative | 6,297 | $0.00 | $0.00 |
DisclosureSEC source: 0001122794-17-000001 · primary_doc.xml · derivative · entry 4 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,297 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock. F2 · derivative.exercise_date: 50% of the shares vested on each of June 6, 2016 and June 5, 2017. F2 · derivative.expiration_date: 50% of the shares vested on each of June 6, 2016 and June 5, 2017. Read SEC document |
| June 05, 2017 Filed Jun 29, 2017 17:14 UTC Amendment | Resonant Inc RESN · Entity 128713 | Exercise / conversionCommon Stock | 8,950 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001122794-17-000001 · primary_doc.xml · nonDerivative · entry 3 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,571 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock. Read SEC document |
| June 05, 2017 Filed Jun 29, 2017 17:14 UTC Amendment | Resonant Inc RESN · Entity 128713 | Exercise / conversionCommon Stock | 3,263 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001122794-17-000001 · primary_doc.xml · nonDerivative · entry 2 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,621 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock. Read SEC document |
| June 05, 2017 Filed Jun 29, 2017 17:14 UTC Amendment | Resonant Inc RESN · Entity 128713 | Exercise / conversionCommon Stock | 6,297 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001122794-17-000001 · primary_doc.xml · nonDerivative · entry 1 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,358 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock. Read SEC document |
| April 28, 2017 Filed May 1, 2017 18:32 UTC | LITTELFUSE INC /DE LFUS · Entity 3514 | GrantStock Option (right to buy) · Derivative | 945 | $0.00 Strike: $154.15 | $0.00 |
DisclosureSEC source: 0001140361-17-017549 · doc1.xml · derivative · entry 2 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 945 Underlying: Common Stock · 945 shares Expires 2024-04-28 F3 · derivative.exercise_date: The option vests in increments of one third annually beginning on the first anniversary of the date of grant. Read SEC document |
| April 28, 2017 Filed May 1, 2017 18:32 UTC | LITTELFUSE INC /DE LFUS · Entity 3514 | GrantCommon Stock | 505 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-017549 · doc1.xml · nonDerivative · entry 1 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,529 F1 · shares: Represents the grant of restricted stock units to the reporting person under the Amended and Restated Littelfuse Long-Term Incentive Plan. The grant vests 33% annually on the first three anniversaries of the grant date. F2 · balance_after: Amount of securities beneficially owned includes a total of 47 shares acquired on March 15, 2017, pursuant to reporting person's reinvestment of dividends. Read SEC document |
| April 17, 2017 Filed Apr 17, 2017 16:09 UTC | LENNOX INTERNATIONAL INC LII · Entity 3415 | GrantCommon Stock, Par Value $0.01 Per Share | 29 | $167.30 | $4,851.70 |
DisclosureSEC source: 0001127602-17-014796 · form4.xml · nonDerivative · entry 1 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · John Major and Susan B. Major, as Trustees of the Major Family Trust Disclosed balance after: 12,911 F1 · kind: Director's Quarterly Stock Compensation Read SEC document |
| January 17, 2017 Filed Jan 17, 2017 21:06 UTC | LENNOX INTERNATIONAL INC LII · Entity 3415 | GrantCommon Stock, Par Value $0.01 Per Share | 32 | $153.17 | $4,901.44 |
DisclosureSEC source: 0001127602-17-001764 · form4.xml · nonDerivative · entry 1 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · John Major and Susan B. Major, as Trustees of the Major Family Trust Disclosed balance after: 12,882 F1 · kind: Director's Quarterly Stock Compensation Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 17:16 UTC | ORBCOMM Inc. ORBC · Entity 135736 | GrantRestricted Stock Unit (Time Vested0 · Derivative | 9,324 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-000772 · doc1.xml · derivative · entry 2 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,324 Underlying: Common Stock · 9,324 shares Expires not disclosed F2 · derivative.exercise_date: Each TV RSU represents the right to receive one share of common stock or its cash equivalent. The number of TV RSUs was determined by dividing $80,000 by the closing price of ORBCOMM Inc. common stock on January 3, 2017 of $8.58 per share. The TV RSUs vest on January 1, 2018. F2 · derivative.expiration_date: Each TV RSU represents the right to receive one share of common stock or its cash equivalent. The number of TV RSUs was determined by dividing $80,000 by the closing price of ORBCOMM Inc. common stock on January 3, 2017 of $8.58 per share. The TV RSUs vest on January 1, 2018. Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 20:41 UTC | LENNOX INTERNATIONAL INC LII · Entity 3415 | OtherCommon Stock, Par Value $0.01 Per Share | 1,301 | $156.73 | $203,905.73 |
DisclosureSEC source: 0001127602-16-069994 · form4.xml · nonDerivative · entry 2 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · John Major and Susan B. Major, as Trustees of the Major Family Trust Disclosed balance after: 12,850 Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 20:41 UTC | LENNOX INTERNATIONAL INC LII · Entity 3415 | OtherCommon Stock, Par Value $0.01 Per Share | 1,301 | $156.73 | $203,905.73 |
DisclosureSEC source: 0001127602-16-069994 · form4.xml · nonDerivative · entry 1 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,740 Read SEC document |
| December 12, 2016 Filed Feb 7, 2017 21:59 UTC | LITTELFUSE INC /DE LFUS · Entity 3514 | OtherCommon Stock | 48 | $155.83 | $7,479.84 |
DisclosureSEC source: 0001384707-17-000010 · primary_doc.xml · nonDerivative · entry 1 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,977 F1 · shares: Represents shares acquired pursuant to reinvestment of dividends on shares held pursuant to a deferred compensation plan. Read SEC document |
| December 09, 2016 Filed Dec 12, 2016 21:52 UTC | LENNOX INTERNATIONAL INC LII · Entity 3415 | GrantCommon Stock, Par Value $0.01 Per Share | 739 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-069714 · form4.xml · nonDerivative · entry 1 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,041 Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 14:05 UTC | LITTELFUSE INC /DE LFUS · Entity 3514 | Exercise / conversionStock option (right to buy) · Derivative | 1,724 | $0.00 Strike: $42.13 | $0.00 |
DisclosureSEC source: 0001209191-16-151535 · doc4.xml · derivative · entry 6 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 1,724 shares Expires 2017-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 14:05 UTC | LITTELFUSE INC /DE LFUS · Entity 3514 | Exercise / conversionStock option (right to buy) · Derivative | 1,763 | $0.00 Strike: $62.21 | $0.00 |
DisclosureSEC source: 0001209191-16-151535 · doc4.xml · derivative · entry 5 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 1,763 shares Expires 2018-04-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 14:05 UTC | LITTELFUSE INC /DE LFUS · Entity 3514 | SaleCommon stock | 110 | $150.88 | $16,596.36 |
DisclosureSEC source: 0001209191-16-151535 · doc4.xml · nonDerivative · entry 4 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,929 Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 14:05 UTC | LITTELFUSE INC /DE LFUS · Entity 3514 | SaleCommon stock | 4,310 | $149.02 | $642,276.20 |
DisclosureSEC source: 0001209191-16-151535 · doc4.xml · nonDerivative · entry 3 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,039 Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 14:05 UTC | LITTELFUSE INC /DE LFUS · Entity 3514 | Exercise / conversionCommon stock | 1,724 | $42.13 | $72,632.12 |
DisclosureSEC source: 0001209191-16-151535 · doc4.xml · nonDerivative · entry 2 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,349 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 14:05 UTC | LITTELFUSE INC /DE LFUS · Entity 3514 | Exercise / conversionCommon stock | 1,763 | $62.21 | $109,676.23 |
DisclosureSEC source: 0001209191-16-151535 · doc4.xml · nonDerivative · entry 1 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,625 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 17, 2016 Filed Oct 17, 2016 20:19 UTC | LENNOX INTERNATIONAL INC LII · Entity 3415 | GrantCommon Stock, Par Value $0.01 Per Share | 31 | $157.03 | $4,867.93 |
DisclosureSEC source: 0001127602-16-064828 · form4.xml · nonDerivative · entry 1 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · John Major and Susan B. Major, as Trustees of the Major Family Trust Disclosed balance after: 11,549 F1 · kind: Director's Quarterly Stock Compensation Read SEC document |
| September 14, 2016 Filed Sep 15, 2016 19:41 UTC | LITTELFUSE INC /DE LFUS · Entity 3514 | GrantCommon stock | 59 | $121.93 | $7,193.58 |
DisclosureSEC source: 0001209191-16-141563 · doc4.xml · nonDerivative · entry 1 MAJOR JOHN E · CIK 0001122794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,862 F1 · shares: Represents shares acquired pursuant to reinvestment of dividends on shares held pursuant to a deferred compensation plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.