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MAJOR JOHN E

Disclosed activity across 5 companies

Tapewire entity
135766
SEC CIK
0001122794

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
LATTICE SEMICONDUCTOR CORPLSCC · Entity 3335DirectorMay 05, 2021May 06, 2021
LENNOX INTERNATIONAL INCLII · Entity 3415DirectorJanuary 15, 2021January 15, 2021
LITTELFUSE INC /DELFUS · Entity 3514DirectorMarch 08, 2021March 08, 2021
ORBCOMM Inc.ORBC · Entity 135736DirectorSeptember 01, 2021September 03, 2021
Resonant IncRESN · Entity 128713DirectorJune 06, 2019June 10, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

LATTICE SEMICONDUCTOR CORP

Report date May 05, 2021 · Filed May 06, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect38,552 Ending reported balance After 2021-05-05 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2021-05-05 · Exercise / conversion · Acquired 7,494 · Balance 38,552

F1: Restricted Stock Units - no purchase price for this transaction.

Row 2 · 2021-05-05 · Exercise / conversion · Acquired 1,000 · Balance 39,552

Row 3 · 2021-05-05 · Sale · Disposed 1,000 · Balance 38,552

F2: The transaction indicated was conducted under an approved 10b5-1 Plan.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.29 · Expires 2028-03-14Direct56,756 Reported balance After 2021-05-05 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2021-05-05 · Exercise / conversion · Disposed 1,000 · Balance 56,756

F3: This option to purchase shares of common stock vests as follows: one-third of the total number of shares subject to the option shall vest on each of the first three anniversaries of the grant date.

Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2021-05-05 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2021-05-05 · Exercise / conversion · Disposed 7,494 · Balance 0

F4: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F5: The restricted stock units vest 100% on the first anniversary of the Grant Date.

F6: Not applicable.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted Stock Units - no purchase price for this transaction.

F2: The transaction indicated was conducted under an approved 10b5-1 Plan.

F3: This option to purchase shares of common stock vests as follows: one-third of the total number of shares subject to the option shall vest on each of the first three anniversaries of the grant date.

F4: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F5: The restricted stock units vest 100% on the first anniversary of the Grant Date.

F6: Not applicable.

LENNOX INTERNATIONAL INC

Report date January 15, 2021 · Filed January 15, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, Par Value $0.01 Per ShareSEC Table I · non-derivativeIndirectJohn Major and Susan B. Major, as Trustees of the Major Family Trust13,558 Reported balance After 2021-01-15 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2021-01-15 · Grant · Acquired 9 · Balance 13,558

F1: Director's Quarterly Stock Compensation

Common Stock, Par Value $0.01 Per ShareSEC Table I · non-derivativeIndirectJohn Major and Susan B. Major, as Trustees of the Major Family Trust13,576 Reported balance After 2021-01-15 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2021-01-15 · Grant · Acquired 18 · Balance 13,576

F1: Director's Quarterly Stock Compensation

Common Stock, Par Value $0.01 Per ShareSEC Table I · non-derivativeDirect1,476 Reported balance Holding disclosure · report date 2021-01-15 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 1,476

Filing footnotes · ownership attribution and instrument terms

F1: Director's Quarterly Stock Compensation

LITTELFUSE INC /DE

Report date March 08, 2021 · Filed March 08, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect21,406 Reported balance After 2021-03-08 transaction · row 1
1 source row

Row 1 · 2021-03-08 · Other · Acquired 21 · Balance 21,406

F1: Represents shares acquired pursuant to reinvestment of dividends on shares held pursuant to a deferred compensation plan.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares acquired pursuant to reinvestment of dividends on shares held pursuant to a deferred compensation plan.

ORBCOMM Inc.

Report date September 01, 2021 · Filed September 03, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2021-09-01 transaction · row 1
1 source row

Row 1 · 2021-09-01 · Disposition to issuer · Disposed 157,870 · Balance 0

F1: Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement") by and among GI DI Orion Acquisition Inc., a Delaware corporation ("Parent"), GI DI Orion Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of Parent, and ORBCOMM Inc., a Delaware corporation, in exchange for $11.50 per share upon the consummation of the transactions contemplated by the Merger Agreement (the "Merger"). The Merger closed on September 1, 2021.

Common StockSEC Table I · non-derivativeIndirectHeld by trust of which Mr. Major is trustee.0 Reported balance After 2021-09-01 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2021-09-01 · Disposition to issuer · Disposed 20,000 · Balance 0

F1: Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement") by and among GI DI Orion Acquisition Inc., a Delaware corporation ("Parent"), GI DI Orion Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of Parent, and ORBCOMM Inc., a Delaware corporation, in exchange for $11.50 per share upon the consummation of the transactions contemplated by the Merger Agreement (the "Merger"). The Merger closed on September 1, 2021.

Restricted Stock Units (Time Based)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2021-09-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2021-09-01 · Disposition to issuer · Disposed 14,598 · Balance 0

F2: Upon consummation of the Merger, each time-based restricted stock unit was cancelled in exchange for a cash payment equal to $11.50.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement") by and among GI DI Orion Acquisition Inc., a Delaware corporation ("Parent"), GI DI Orion Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of Parent, and ORBCOMM Inc., a Delaware corporation, in exchange for $11.50 per share upon the consummation of the transactions contemplated by the Merger Agreement (the "Merger"). The Merger closed on September 1, 2021.

F2: Upon consummation of the Merger, each time-based restricted stock unit was cancelled in exchange for a cash payment equal to $11.50.

Resonant Inc

Report date June 06, 2019 · Filed June 10, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect145,953 Ending reported balance After 2019-06-10 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2019-06-06 · Exercise / conversion · Acquired 8,719 · Balance 131,961

F1: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.

Row 2 · 2019-06-10 · Exercise / conversion · Acquired 13,992 · Balance 145,953

F2: Includes 6,996 shares underlying a restricted stock unit that will vest on June 11, 2019.

F1: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2019-06-06 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2019-06-06 · Exercise / conversion · Disposed 8,719 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.

F3: 50% of the shares vested on June 6, 2018, and 50% of the shares vested on June 6, 2019.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2019-06-10 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2019-06-10 · Exercise / conversion · Disposed 13,992 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.

F4: 50% of the shares vested on June 10, 2019, and 50% of the shares shall vest on the earlier of (i) the day prior to the second annual meeting of the stockholders following the grant and (ii) June 12, 2020, subject to earlier vesting upon the cessation of service.

Common StockSEC Table I · non-derivativeIndirectBy trust66,758 Reported balance Holding disclosure · report date 2019-06-06 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 66,758

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.

F2: Includes 6,996 shares underlying a restricted stock unit that will vest on June 11, 2019.

F3: 50% of the shares vested on June 6, 2018, and 50% of the shares vested on June 6, 2019.

F4: 50% of the shares vested on June 10, 2019, and 50% of the shares shall vest on the earlier of (i) the day prior to the second annual meeting of the stockholders following the grant and (ii) June 12, 2020, subject to earlier vesting upon the cessation of service.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 21, 2020 Filed Sep 23, 2020 18:56 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $6.29 $0.00
Disclosure

SEC source: 0000855658-20-000148 · edgardoc.xml · derivative · entry 3

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,756

Underlying: Common Stock · 1,000 shares

Expires 2028-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option to purchase shares of common stock vests as follows: one-third of the total number of shares subject to the option shall vest on each of the first three anniversaries of the grant date.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 18:56 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 SaleCommon Stock 1,000 $27.46 $27,460.00
Disclosure

SEC source: 0000855658-20-000148 · edgardoc.xml · nonDerivative · entry 2

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,058

F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 18:56 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionCommon Stock 1,000 $6.29 $6,290.00
Disclosure

SEC source: 0000855658-20-000148 · edgardoc.xml · nonDerivative · entry 1

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,058

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 04, 2020 Filed Sep 8, 2020 13:42 UTC LITTELFUSE INC /DE LFUS · Entity 3514 OtherCommon Stock 63 $180.09 $11,345.67
Disclosure

SEC source: 0001567619-20-016505 · doc1.xml · nonDerivative · entry 1

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,780

F1 · shares: Represents shares acquired pursuant to reinvestment of dividends on shares held pursuant to a deferred compensation plan.

Read SEC document
August 13, 2020 Filed Aug 13, 2020 22:23 UTC LENNOX INTERNATIONAL INC LII · Entity 3415 SaleCommon Stock, Par Value $0.01 Per Share 1,000 $279.21 $279,210.00
Disclosure

SEC source: 0001127602-20-023560 · form4.xml · nonDerivative · entry 1

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · John Major and Susan B. Major, as Trustees of the Major Family Trust

Disclosed balance after: 12,938

F1 · price: Reflects a weighted average sale price of $279.21 at prices ranging from $279.1243 to $279.5 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 13, 2020 Filed Aug 14, 2020 15:35 UTC LITTELFUSE INC /DE LFUS · Entity 3514 SaleCommon Stock 347 $190.78 $66,200.66
Disclosure

SEC source: 0001567619-20-015291 · doc1.xml · nonDerivative · entry 1

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,717

F1 · price: The shares were sold in multiple transactions at prices ranging from $190.74 to $190.87. This amount represents the weighted average sale price of such transactions. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
July 15, 2020 Filed Jul 17, 2020 19:49 UTC LENNOX INTERNATIONAL INC LII · Entity 3415 GrantCommon Stock, Par Value $0.01 Per Share 14 $232.99 $3,261.86
Disclosure

SEC source: 0001127602-20-021734 · form4.xml · nonDerivative · entry 1

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · John Major and Susan B. Major, as Trustees of the Major Family Trust

Disclosed balance after: 13,938

F1 · shares: Director's Quarterly Stock Compensation

Read SEC document
June 08, 2020 Filed Jun 9, 2020 15:05 UTC LITTELFUSE INC /DE LFUS · Entity 3514 OtherCommon Stock 61 $179.95 $10,976.95
Disclosure

SEC source: 0001567619-20-011879 · doc1.xml · nonDerivative · entry 1

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,064

F1 · shares: Represents shares acquired pursuant to reinvestment of dividends on shares held pursuant to a deferred compensation plan.

Read SEC document
May 06, 2020 Filed May 7, 2020 17:58 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 8,795 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-20-000088 · edgardoc.xml · derivative · entry 3

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,494

Underlying: Common Stock · 8,795 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F3 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
May 06, 2020 Filed May 7, 2020 17:58 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionCommon Stock 8,795 $0.00 $0.00
Disclosure

SEC source: 0000855658-20-000088 · edgardoc.xml · nonDerivative · entry 1

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,058

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
May 05, 2020 Filed May 7, 2020 17:58 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 GrantRestricted Stock Unit (RSU) · Derivative 7,494 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-20-000088 · edgardoc.xml · derivative · entry 2

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,289

Underlying: Common Stock · 7,494 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F3 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
April 23, 2020 Filed Apr 27, 2020 23:08 UTC LITTELFUSE INC /DE LFUS · Entity 3514 GrantStock Option (right to buy) · Derivative 1,432 $0.00 Strike: $132.08 $0.00
Disclosure

SEC source: 0001567619-20-008520 · doc1.xml · derivative · entry 2

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,432

Underlying: Common Stock · 1,432 shares

Expires 2027-04-23

F2 · derivative.exercise_date: The option vests in increments of one third annually beginning on the first anniversary of the date of grant.

Read SEC document
April 23, 2020 Filed Apr 27, 2020 23:08 UTC LITTELFUSE INC /DE LFUS · Entity 3514 GrantCommon Stock 807 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-008520 · doc1.xml · nonDerivative · entry 1

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,003

F1 · shares: Represents the grant of restricted stock units to the reporting person pursuant to the Amended and Restated Littelfuse, Inc. Long-Term Incentive Plan. The grant vests in increments of one third annually beginning on the first anniversary of the date of grant.

Read SEC document
April 15, 2020 Filed Apr 16, 2020 21:06 UTC LENNOX INTERNATIONAL INC LII · Entity 3415 GrantCommon Stock, Par Value $0.01 Per Share 27 $181.79 $4,908.33
Disclosure

SEC source: 0001127602-20-013908 · form4.xml · nonDerivative · entry 1

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · John Major and Susan B. Major, as Trustees of the Major Family Trust

Disclosed balance after: 13,924

F1 · kind: Director's Quarterly Stock Compensation

Read SEC document
March 06, 2020 Filed Mar 9, 2020 13:37 UTC LITTELFUSE INC /DE LFUS · Entity 3514 OtherCommon Stock 49 $155.74 $7,631.26
Disclosure

SEC source: 0001567619-20-005876 · doc1.xml · nonDerivative · entry 1

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,196

F1 · shares: Represents shares acquired pursuant to reinvestment of dividends on shares held pursuant to a deferred compensation plan.

Read SEC document
February 10, 2020 Filed Feb 10, 2020 21:13 UTC LENNOX INTERNATIONAL INC LII · Entity 3415 SaleCommon Stock, Par Value $0.01 Per Share 2,000 $237.23 $474,460.20
Disclosure

SEC source: 0001127602-20-004600 · form4.xml · nonDerivative · entry 1

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · John Major and Susan B. Major, as Trustees of the Major Family Trust

Disclosed balance after: 13,897

Read SEC document
January 15, 2020 Filed Jan 16, 2020 21:32 UTC LENNOX INTERNATIONAL INC LII · Entity 3415 GrantCommon Stock, Par Value $0.01 Per Share 20 $243.97 $4,879.40
Disclosure

SEC source: 0001127602-20-001816 · form4.xml · nonDerivative · entry 1

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · John Major and Susan B. Major, as Trustees of the Major Family Trust

Disclosed balance after: 15,897

F1 · kind: Director's Quarterly Stock Compensation

Read SEC document
January 02, 2020 Filed Jan 3, 2020 17:32 UTC ORBCOMM Inc. ORBC · Entity 135736 GrantRestricted Stock Unit (Time Vested) · Derivative 24,449 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-20-000238 · form4.xml · derivative · entry 4

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,449

Underlying: Common Stock · 24,449 shares

Expires not disclosed

F2 · derivative.exercise_price: Each TV RSU represents the right to receive one share of Company common stock or its cash equivalent. The number of TV RSUs was determined by dividing $100,000 by the closing price of Company common stock on January 2, 2020 of $4.09 per share. The TV RSUs vest on January 1, 2021.

F2 · derivative.exercise_date: Each TV RSU represents the right to receive one share of Company common stock or its cash equivalent. The number of TV RSUs was determined by dividing $100,000 by the closing price of Company common stock on January 2, 2020 of $4.09 per share. The TV RSUs vest on January 1, 2021.

F2 · derivative.expiration_date: Each TV RSU represents the right to receive one share of Company common stock or its cash equivalent. The number of TV RSUs was determined by dividing $100,000 by the closing price of Company common stock on January 2, 2020 of $4.09 per share. The TV RSUs vest on January 1, 2021.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 17:32 UTC ORBCOMM Inc. ORBC · Entity 135736 Exercise / conversionRestricted Stock Unit (Time Vested) · Derivative 11,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-20-000238 · form4.xml · derivative · entry 3

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Time Vested Restricted Stock Unit ("TV RSU") represented the right to receive one share of ORBCOMM Inc. ("Company") common stock or its cash equivalent. The number of TV RSUs was determined by dividing $100,000 by the closing price of Company common stock on January 2, 2019 of $8.51 per share. The TV RSUs vested on January 1, 2020.

F1 · derivative.exercise_date: Each Time Vested Restricted Stock Unit ("TV RSU") represented the right to receive one share of ORBCOMM Inc. ("Company") common stock or its cash equivalent. The number of TV RSUs was determined by dividing $100,000 by the closing price of Company common stock on January 2, 2019 of $8.51 per share. The TV RSUs vested on January 1, 2020.

F1 · derivative.expiration_date: Each Time Vested Restricted Stock Unit ("TV RSU") represented the right to receive one share of ORBCOMM Inc. ("Company") common stock or its cash equivalent. The number of TV RSUs was determined by dividing $100,000 by the closing price of Company common stock on January 2, 2019 of $8.51 per share. The TV RSUs vested on January 1, 2020.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 17:32 UTC ORBCOMM Inc. ORBC · Entity 135736 Exercise / conversionCommon Stock 11,750 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-000238 · form4.xml · nonDerivative · entry 1

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,421

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2019 Filed Dec 17, 2019 21:57 UTC LENNOX INTERNATIONAL INC LII · Entity 3415 GrantCommon Stock, Par Value $0.01 Per Share 475 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-035214 · form4.xml · nonDerivative · entry 1

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,369

Read SEC document
December 09, 2019 Filed Dec 10, 2019 17:05 UTC LITTELFUSE INC /DE LFUS · Entity 3514 PurchaseCommon Stock 61 $183.91 $11,218.51
Disclosure

SEC source: 0001567619-19-022807 · doc1.xml · nonDerivative · entry 1

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,147

F1 · shares: Represents shares acquired pursuant to reinvestment of dividends on shares held pursuant to a deferred compensation plan.

Read SEC document
November 12, 2019 Filed Nov 13, 2019 21:52 UTC LENNOX INTERNATIONAL INC LII · Entity 3415 SaleCommon Stock, Par Value $0.01 Per Share 1,000 $250.00 $250,000.00
Disclosure

SEC source: 0001127602-19-032631 · form4.xml · nonDerivative · entry 1

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · John Major and Susan B. Major, as Trustees of the Major Family Trust

Disclosed balance after: 15,138

Read SEC document
November 04, 2019 Filed Nov 5, 2019 12:47 UTC LITTELFUSE INC /DE LFUS · Entity 3514 SaleCommon Stock 392 $182.40 $71,500.80
Disclosure

SEC source: 0001567619-19-020406 · doc1.xml · nonDerivative · entry 1

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,086

F1 · price: The shares were sold in multiple transactions at prices ranging from $182.40 to $182.45. This amount represents the weighted average sale price of such transactions. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
November 04, 2019 Filed Nov 5, 2019 14:39 UTC ORBCOMM Inc. ORBC · Entity 135736 PurchaseCommon Stock 20,000 $4.30 $85,980.00
Disclosure

SEC source: 0001140361-19-019810 · form4.xml · nonDerivative · entry 1

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by trust of which Mr. Major is trustee.

Disclosed balance after: 20,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.27 to $4.34, inclusive. The reporting person undertakes to provide ORBCOMM Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
October 25, 2019 Filed Oct 28, 2019 17:50 UTC LITTELFUSE INC /DE LFUS · Entity 3514 GrantCommon Stock 126 $188.29 $23,724.54
Disclosure

SEC source: 0001567619-19-020034 · doc1.xml · nonDerivative · entry 1

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,478

F1 · shares: Represents shares acquired pursuant to deferred compensation plan.

Read SEC document
October 15, 2019 Filed Oct 16, 2019 20:13 UTC LENNOX INTERNATIONAL INC LII · Entity 3415 GrantCommon Stock, Par Value $0.01 Per Share 20 $242.97 $4,859.40
Disclosure

SEC source: 0001127602-19-030613 · form4.xml · nonDerivative · entry 1

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · John Major and Susan B. Major, as Trustees of the Major Family Trust

Disclosed balance after: 16,138

F1 · kind: Director's Quarterly Stock Compensation

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September 09, 2019 Filed Sep 9, 2019 14:47 UTC LITTELFUSE INC /DE LFUS · Entity 3514 PurchaseCommon Stock 65 $168.16 $10,930.40
Disclosure

SEC source: 0001567619-19-018022 · doc1.xml · nonDerivative · entry 1

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,352

F1 · shares: Represents shares acquired pursuant to reinvestment of dividends on shares held pursuant to a deferred compensation plan.

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August 20, 2019 Filed Aug 21, 2019 20:56 UTC LENNOX INTERNATIONAL INC LII · Entity 3415 SaleCommon Stock, Par Value $0.01 Per Share 240 $257.80 $61,872.02
Disclosure

SEC source: 0001127602-19-027183 · form4.xml · nonDerivative · entry 3

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · John Major and Susan B. Major, as Trustees of the Major Family Trust

Disclosed balance after: 16,118

Read SEC document
August 20, 2019 Filed Aug 21, 2019 20:56 UTC LENNOX INTERNATIONAL INC LII · Entity 3415 SaleCommon Stock, Par Value $0.01 Per Share 260 $257.80 $67,028.00
Disclosure

SEC source: 0001127602-19-027183 · form4.xml · nonDerivative · entry 2

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · John Major and Susan B. Major, as Trustees of the Major Family Trust

Disclosed balance after: 16,358

Read SEC document
August 20, 2019 Filed Aug 21, 2019 20:56 UTC LENNOX INTERNATIONAL INC LII · Entity 3415 SaleCommon Stock, Par Value $0.01 Per Share 500 $257.85 $128,925.00
Disclosure

SEC source: 0001127602-19-027183 · form4.xml · nonDerivative · entry 1

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · John Major and Susan B. Major, as Trustees of the Major Family Trust

Disclosed balance after: 16,618

Read SEC document
July 24, 2019 Filed Jul 26, 2019 12:28 UTC LITTELFUSE INC /DE LFUS · Entity 3514 GrantCommon Stock 126 $188.74 $23,781.24
Disclosure

SEC source: 0001567619-19-015223 · doc1.xml · nonDerivative · entry 1

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,287

F1 · shares: Represents shares acquired pursuant to deferred compensation plan.

Read SEC document
July 15, 2019 Filed Jul 15, 2019 20:12 UTC LENNOX INTERNATIONAL INC LII · Entity 3415 GrantCommon Stock, Par Value $0.01 Per Share 18 $275.00 $4,950.00
Disclosure

SEC source: 0001127602-19-024512 · form4.xml · nonDerivative · entry 1

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · John Major and Susan B. Major, as Trustees of the Major Family Trust

Disclosed balance after: 17,118

F1 · kind: Director's Quarterly Stock Compensation

Read SEC document
June 10, 2019 Filed Jun 10, 2019 17:25 UTC LITTELFUSE INC /DE LFUS · Entity 3514 OtherCommon Stock 55 $175.99 $9,679.45
Disclosure

SEC source: 0001567619-19-013129 · doc1.xml · nonDerivative · entry 1

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,161

F1 · shares: Represents shares acquired pursuant to reinvestment of dividends on shares held pursuant to a deferred compensation plan.

Read SEC document
June 10, 2019 Filed Jun 10, 2019 21:31 UTC Resonant Inc RESN · Entity 128713 Exercise / conversionRestricted Stock Units · Derivative 13,992 $0.00 $0.00
Disclosure

SEC source: 0001122794-19-000001 · primary_doc.xml · derivative · entry 5

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,992 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.

F4 · derivative.exercise_date: 50% of the shares vested on June 10, 2019, and 50% of the shares shall vest on the earlier of (i) the day prior to the second annual meeting of the stockholders following the grant and (ii) June 12, 2020, subject to earlier vesting upon the cessation of service.

F4 · derivative.expiration_date: 50% of the shares vested on June 10, 2019, and 50% of the shares shall vest on the earlier of (i) the day prior to the second annual meeting of the stockholders following the grant and (ii) June 12, 2020, subject to earlier vesting upon the cessation of service.

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June 10, 2019 Filed Jun 10, 2019 21:31 UTC Resonant Inc RESN · Entity 128713 Exercise / conversionCommon Stock 13,992 Not disclosed Not disclosed
Disclosure

SEC source: 0001122794-19-000001 · primary_doc.xml · nonDerivative · entry 2

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,953

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Includes 6,996 shares underlying a restricted stock unit that will vest on June 11, 2019.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.

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June 06, 2019 Filed Jun 10, 2019 21:31 UTC Resonant Inc RESN · Entity 128713 Exercise / conversionRestricted Stock Units · Derivative 8,719 $0.00 $0.00
Disclosure

SEC source: 0001122794-19-000001 · primary_doc.xml · derivative · entry 4

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,719 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.

F3 · derivative.exercise_date: 50% of the shares vested on June 6, 2018, and 50% of the shares vested on June 6, 2019.

F3 · derivative.expiration_date: 50% of the shares vested on June 6, 2018, and 50% of the shares vested on June 6, 2019.

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June 06, 2019 Filed Jun 10, 2019 21:31 UTC Resonant Inc RESN · Entity 128713 Exercise / conversionCommon Stock 8,719 Not disclosed Not disclosed
Disclosure

SEC source: 0001122794-19-000001 · primary_doc.xml · nonDerivative · entry 1

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,961

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.

Read SEC document
May 07, 2019 Filed May 8, 2019 21:54 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 22,263 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-19-000045 · edgardoc.xml · derivative · entry 3

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,795

Underlying: Common Stock · 22,263 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F3 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date.

F4 · derivative.expiration_date: Not applicable.

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May 07, 2019 Filed May 8, 2019 21:54 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionCommon Stock 22,263 $0.00 $0.00
Disclosure

SEC source: 0000855658-19-000045 · edgardoc.xml · nonDerivative · entry 1

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,263

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
May 06, 2019 Filed May 8, 2019 21:54 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 GrantRestricted Stock Unit (RSU) · Derivative 8,795 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-19-000045 · edgardoc.xml · derivative · entry 2

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,058

Underlying: Common Stock · 8,795 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F3 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date.

F4 · derivative.expiration_date: Not applicable.

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April 26, 2019 Filed Apr 30, 2019 15:48 UTC LITTELFUSE INC /DE LFUS · Entity 3514 GrantStock Option (right to buy) · Derivative 911 $0.00 Strike: $199.24 $0.00
Disclosure

SEC source: 0001567619-19-009405 · doc1.xml · derivative · entry 3

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 911

Underlying: Common Stock · 911 shares

Expires 2026-04-26

F3 · derivative.exercise_date: The option vests in increments of one third annually beginning on the first anniversary of the date of grant.

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April 26, 2019 Filed Apr 30, 2019 15:48 UTC LITTELFUSE INC /DE LFUS · Entity 3514 GrantCommon Stock 536 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-009405 · doc1.xml · nonDerivative · entry 2

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,106

F2 · shares: Represents the grant of restricted stock units to the reporting person pursuant to the Amended and Restated Littelfuse, Inc. Long-Term Incentive Plan. The grant vests in increments of one third annually beginning on the first anniversary of the date of grant.

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April 26, 2019 Filed Apr 30, 2019 15:48 UTC LITTELFUSE INC /DE LFUS · Entity 3514 GrantCommon Stock 115 $199.24 $22,912.60
Disclosure

SEC source: 0001567619-19-009405 · doc1.xml · nonDerivative · entry 1

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,570

F1 · shares: Represents shares acquired pursuant to deferred compensation plan.

Read SEC document
April 15, 2019 Filed Apr 16, 2019 20:14 UTC LENNOX INTERNATIONAL INC LII · Entity 3415 GrantCommon Stock, Par Value $0.01 Per Share 18 $264.40 $4,759.20
Disclosure

SEC source: 0001127602-19-015554 · form4.xml · nonDerivative · entry 1

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · John Major and Susan B. Major, as Trustees of the Major Family Trust

Disclosed balance after: 17,100

F1 · kind: Director's Quarterly Stock Compensation

Read SEC document
March 11, 2019 Filed Mar 11, 2019 21:07 UTC LITTELFUSE INC /DE LFUS · Entity 3514 OtherCommon Stock 35 $191.02 $6,685.70
Disclosure

SEC source: 0001567619-19-006570 · doc1.xml · nonDerivative · entry 1

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,455

F1 · shares: Represents shares acquired pursuant to reinvestment of dividends on shares held pursuant to a deferred compensation plan.

Read SEC document
January 31, 2019 Filed Feb 1, 2019 17:35 UTC LITTELFUSE INC /DE LFUS · Entity 3514 GrantCommon Stock 121 $175.72 $21,262.12
Disclosure

SEC source: 0001567619-19-002119 · doc1.xml · nonDerivative · entry 1

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,420

F1 · shares: Represents shares acquired pursuant to deferred compensation plan.

Read SEC document
January 15, 2019 Filed Jan 16, 2019 21:29 UTC LENNOX INTERNATIONAL INC LII · Entity 3415 GrantCommon Stock, Par Value $0.01 Per Share 22 $218.86 $4,814.92
Disclosure

SEC source: 0001127602-19-002145 · form4.xml · nonDerivative · entry 1

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · John Major and Susan B. Major, as Trustees of the Major Family Trust

Disclosed balance after: 17,082

F1 · kind: Director's Quarterly Stock Compensation

Read SEC document
January 02, 2019 Filed Jan 3, 2019 19:27 UTC ORBCOMM Inc. ORBC · Entity 135736 GrantRestricted Stock Unit (Time Vested) · Derivative 11,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-19-000311 · form4.xml · derivative · entry 5

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,750

Underlying: Common Stock · 11,750 shares

Expires not disclosed

F3 · derivative.exercise_price: Each TV RSU represents the right to receive one share of common stock or its cash equivalent. The number of TV RSUs was determined by dividing $100,000 by the closing price of Company common stock on January 2, 2019 of $8.51 per share. The TV RSUs vest on January 1, 2020.

F3 · derivative.exercise_date: Each TV RSU represents the right to receive one share of common stock or its cash equivalent. The number of TV RSUs was determined by dividing $100,000 by the closing price of Company common stock on January 2, 2019 of $8.51 per share. The TV RSUs vest on January 1, 2020.

F3 · derivative.expiration_date: Each TV RSU represents the right to receive one share of common stock or its cash equivalent. The number of TV RSUs was determined by dividing $100,000 by the closing price of Company common stock on January 2, 2019 of $8.51 per share. The TV RSUs vest on January 1, 2020.

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January 01, 2019 Filed Jan 3, 2019 19:27 UTC ORBCOMM Inc. ORBC · Entity 135736 Exercise / conversionRestricted Stock Unit (Time Vested) · Derivative 7,790 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-19-000311 · form4.xml · derivative · entry 4

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,790 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each TV RSU represented the right to receive one share of common stock or its cash equivalent. The number of TV RSUs was determined by dividing $80,000 by the closing price of Company common stock on January 2, 2018 of $10.27 per share. The TV RSUs vested on January 1, 2019.

F2 · derivative.exercise_date: Each TV RSU represented the right to receive one share of common stock or its cash equivalent. The number of TV RSUs was determined by dividing $80,000 by the closing price of Company common stock on January 2, 2018 of $10.27 per share. The TV RSUs vested on January 1, 2019.

F2 · derivative.expiration_date: Each TV RSU represented the right to receive one share of common stock or its cash equivalent. The number of TV RSUs was determined by dividing $80,000 by the closing price of Company common stock on January 2, 2018 of $10.27 per share. The TV RSUs vested on January 1, 2019.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.