Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Hamilton Lane INCHLNE · Entity 3823 | 10% owner | September 10, 2021 | September 14, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Hamilton Lane INC
Report date September 10, 2021 · Filed September 14, 2021
Jointly reported with SEXTON O GRIFFITH, 2008 Sexton Des. Trust FBO Matthew Sexton, 2008 Sexton Des. Trust FBO Laura Sexton
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table I · non-derivative | Direct | 366,233 |
Reported balance
After 2021-09-10 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-09-10 · Other · Disposed 50,000 · Balance 366,233 F1: The 2008 Sexton Des. Trust FBO Laura Sexton (the "Laura Sexton Trust") and The 2008 Sexton Des. Trust FBO Matthew Sexton (the "Matthew Sexton Trust") each exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering. At the Issuer's election, each exchange was settled in cash. F2: The Class B common stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution or exchange of those shares. However, the Class B common stock entitles its holder to ten votes per share on every matter submitted to the Issuer's stockholders for a vote. F3: The securities reported in this row are owned by the Laura Sexton Trust. Mr. Sexton and Mrs. Barbara Sexton serve as trustees of this trust. |
| Class B Common StockSEC Table I · non-derivative | Direct | 366,233 |
Reported balance
After 2021-09-10 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2021-09-10 · Other · Disposed 50,000 · Balance 366,233 F1: The 2008 Sexton Des. Trust FBO Laura Sexton (the "Laura Sexton Trust") and The 2008 Sexton Des. Trust FBO Matthew Sexton (the "Matthew Sexton Trust") each exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering. At the Issuer's election, each exchange was settled in cash. F2: The Class B common stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution or exchange of those shares. However, the Class B common stock entitles its holder to ten votes per share on every matter submitted to the Issuer's stockholders for a vote. F4: The securities reported in this row are owned by the Matthew Sexton Trust. Mr. Sexton and Mrs. Barbara Sexton serve as trustees of this trust. |
| Class B UnitsSEC Table II · derivative / convertible security | IndirectBy the 2008 Sexton Des. Trust FBO Laura Sexton | 366,233 |
Reported balance
After 2021-09-10 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-09-10 · Other · Disposed 50,000 · Balance 366,233 F6: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F1: The 2008 Sexton Des. Trust FBO Laura Sexton (the "Laura Sexton Trust") and The 2008 Sexton Des. Trust FBO Matthew Sexton (the "Matthew Sexton Trust") each exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering. At the Issuer's election, each exchange was settled in cash. F7: The securities reported in this row are owned indirectly by the Laura Sexton Trust through HLA Investments, LLC. Mr. Sexton and Mrs. Barbara Sexton serve as trustees of this trust. |
| Class B UnitsSEC Table II · derivative / convertible security | IndirectBy the 2008 Sexton Des. Trust FBO Matthew Sexton | 366,233 |
Reported balance
After 2021-09-10 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-09-10 · Other · Disposed 50,000 · Balance 366,233 F6: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F1: The 2008 Sexton Des. Trust FBO Laura Sexton (the "Laura Sexton Trust") and The 2008 Sexton Des. Trust FBO Matthew Sexton (the "Matthew Sexton Trust") each exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering. At the Issuer's election, each exchange was settled in cash. F8: The securities reported in this row are owned indirectly by the Matthew Sexton Trust through HLA Investments, LLC. Mr. Sexton and Mrs. Barbara Sexton serve as trustees of this trust. |
| Class A Common StockSEC Table I · non-derivative | Direct | 12,858 |
Reported balance
Holding disclosure · report date 2021-09-10 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 12,858 F5: The securities reported in this row are owned directly by Mr. Sexton. |
Filing footnotes · ownership attribution and instrument terms
F1: The 2008 Sexton Des. Trust FBO Laura Sexton (the "Laura Sexton Trust") and The 2008 Sexton Des. Trust FBO Matthew Sexton (the "Matthew Sexton Trust") each exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering. At the Issuer's election, each exchange was settled in cash.
F2: The Class B common stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution or exchange of those shares. However, the Class B common stock entitles its holder to ten votes per share on every matter submitted to the Issuer's stockholders for a vote.
F3: The securities reported in this row are owned by the Laura Sexton Trust. Mr. Sexton and Mrs. Barbara Sexton serve as trustees of this trust.
F4: The securities reported in this row are owned by the Matthew Sexton Trust. Mr. Sexton and Mrs. Barbara Sexton serve as trustees of this trust.
F5: The securities reported in this row are owned directly by Mr. Sexton.
F6: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date.
F7: The securities reported in this row are owned indirectly by the Laura Sexton Trust through HLA Investments, LLC. Mr. Sexton and Mrs. Barbara Sexton serve as trustees of this trust.
F8: The securities reported in this row are owned indirectly by the Matthew Sexton Trust through HLA Investments, LLC. Mr. Sexton and Mrs. Barbara Sexton serve as trustees of this trust.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 10, 2021 Filed Sep 14, 2021 20:30 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass B Units · Derivative | 50,000 | $84.15 | $4,207,500.00 |
DisclosureSEC source: 0001433642-21-000124 · wf-form4_163165138969153.xml · derivative · entry 5 Sexton Barbara · CIK 0001699159 · 10% owner SEXTON O GRIFFITH · CIK 0001338580 · Director · 10% owner 2008 Sexton Des. Trust FBO Matthew Sexton · CIK 0001698728 · 10% owner 2008 Sexton Des. Trust FBO Laura Sexton · CIK 0001698725 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By the 2008 Sexton Des. Trust FBO Matthew Sexton Disclosed balance after: 366,233 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed F6 · derivative.exercise_price: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F1 · kind: The 2008 Sexton Des. Trust FBO Laura Sexton (the "Laura Sexton Trust") and The 2008 Sexton Des. Trust FBO Matthew Sexton (the "Matthew Sexton Trust") each exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering. At the Issuer's election, each exchange was settled in cash. F6 · derivative.exercise_date: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F6 · derivative.expiration_date: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F8 · ownership.nature: The securities reported in this row are owned indirectly by the Matthew Sexton Trust through HLA Investments, LLC. Mr. Sexton and Mrs. Barbara Sexton serve as trustees of this trust. Read SEC document |
| September 10, 2021 Filed Sep 14, 2021 20:30 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass B Units · Derivative | 50,000 | $84.15 | $4,207,500.00 |
DisclosureSEC source: 0001433642-21-000124 · wf-form4_163165138969153.xml · derivative · entry 4 Sexton Barbara · CIK 0001699159 · 10% owner SEXTON O GRIFFITH · CIK 0001338580 · Director · 10% owner 2008 Sexton Des. Trust FBO Matthew Sexton · CIK 0001698728 · 10% owner 2008 Sexton Des. Trust FBO Laura Sexton · CIK 0001698725 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By the 2008 Sexton Des. Trust FBO Laura Sexton Disclosed balance after: 366,233 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed F6 · derivative.exercise_price: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F1 · kind: The 2008 Sexton Des. Trust FBO Laura Sexton (the "Laura Sexton Trust") and The 2008 Sexton Des. Trust FBO Matthew Sexton (the "Matthew Sexton Trust") each exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering. At the Issuer's election, each exchange was settled in cash. F6 · derivative.exercise_date: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F6 · derivative.expiration_date: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F7 · ownership.nature: The securities reported in this row are owned indirectly by the Laura Sexton Trust through HLA Investments, LLC. Mr. Sexton and Mrs. Barbara Sexton serve as trustees of this trust. Read SEC document |
| September 10, 2021 Filed Sep 14, 2021 20:30 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass B Common Stock | 50,000 | $0.00 | $50.00 |
DisclosureSEC source: 0001433642-21-000124 · wf-form4_163165138969153.xml · nonDerivative · entry 2 Sexton Barbara · CIK 0001699159 · 10% owner SEXTON O GRIFFITH · CIK 0001338580 · Director · 10% owner 2008 Sexton Des. Trust FBO Matthew Sexton · CIK 0001698728 · 10% owner 2008 Sexton Des. Trust FBO Laura Sexton · CIK 0001698725 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 366,233 F1 · kind: The 2008 Sexton Des. Trust FBO Laura Sexton (the "Laura Sexton Trust") and The 2008 Sexton Des. Trust FBO Matthew Sexton (the "Matthew Sexton Trust") each exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering. At the Issuer's election, each exchange was settled in cash. F2 · balance_after: The Class B common stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution or exchange of those shares. However, the Class B common stock entitles its holder to ten votes per share on every matter submitted to the Issuer's stockholders for a vote. F4 · balance_after: The securities reported in this row are owned by the Matthew Sexton Trust. Mr. Sexton and Mrs. Barbara Sexton serve as trustees of this trust. Read SEC document |
| September 10, 2021 Filed Sep 14, 2021 20:30 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass B Common Stock | 50,000 | $0.00 | $50.00 |
DisclosureSEC source: 0001433642-21-000124 · wf-form4_163165138969153.xml · nonDerivative · entry 1 Sexton Barbara · CIK 0001699159 · 10% owner SEXTON O GRIFFITH · CIK 0001338580 · Director · 10% owner 2008 Sexton Des. Trust FBO Matthew Sexton · CIK 0001698728 · 10% owner 2008 Sexton Des. Trust FBO Laura Sexton · CIK 0001698725 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 366,233 F1 · kind: The 2008 Sexton Des. Trust FBO Laura Sexton (the "Laura Sexton Trust") and The 2008 Sexton Des. Trust FBO Matthew Sexton (the "Matthew Sexton Trust") each exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering. At the Issuer's election, each exchange was settled in cash. F2 · balance_after: The Class B common stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution or exchange of those shares. However, the Class B common stock entitles its holder to ten votes per share on every matter submitted to the Issuer's stockholders for a vote. F3 · balance_after: The securities reported in this row are owned by the Laura Sexton Trust. Mr. Sexton and Mrs. Barbara Sexton serve as trustees of this trust. Read SEC document |
| March 04, 2021 Filed Mar 8, 2021 22:41 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass B Units · Derivative | 50,000 | $87.36 | $4,368,000.00 |
DisclosureSEC source: 0001433642-21-000029 · wf-form4_161524325340027.xml · derivative · entry 5 Sexton Barbara · CIK 0001699159 · 10% owner SEXTON O GRIFFITH · CIK 0001338580 · Director · 10% owner 2008 Sexton Des. Trust FBO Matthew Sexton · CIK 0001698728 · 10% owner 2008 Sexton Des. Trust FBO Laura Sexton · CIK 0001698725 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By the 2008 Sexton Des. Trust FBO Matthew Sexton Disclosed balance after: 416,233 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed F6 · derivative.exercise_price: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F1 · kind: The 2008 Sexton Des. Trust FBO Laura Sexton (the "Laura Sexton Trust") and The 2008 Sexton Des. Trust FBO Matthew Sexton (the "Matthew Sexton Trust") each exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering. At the Issuer's election, each exchange was settled in cash. F6 · derivative.exercise_date: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F6 · derivative.expiration_date: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F8 · ownership.nature: The securities reported in this row are owned indirectly by the Matthew Sexton Trust through HLA Investments, LLC. Mr. Sexton and Mrs. Barbara Sexton serve as trustees of this trust. Read SEC document |
| March 04, 2021 Filed Mar 8, 2021 22:41 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass B Units · Derivative | 50,000 | $87.36 | $4,368,000.00 |
DisclosureSEC source: 0001433642-21-000029 · wf-form4_161524325340027.xml · derivative · entry 4 Sexton Barbara · CIK 0001699159 · 10% owner SEXTON O GRIFFITH · CIK 0001338580 · Director · 10% owner 2008 Sexton Des. Trust FBO Matthew Sexton · CIK 0001698728 · 10% owner 2008 Sexton Des. Trust FBO Laura Sexton · CIK 0001698725 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By the 2008 Sexton Des. Trust FBO Laura Sexton Disclosed balance after: 416,233 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed F6 · derivative.exercise_price: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F1 · kind: The 2008 Sexton Des. Trust FBO Laura Sexton (the "Laura Sexton Trust") and The 2008 Sexton Des. Trust FBO Matthew Sexton (the "Matthew Sexton Trust") each exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering. At the Issuer's election, each exchange was settled in cash. F6 · derivative.exercise_date: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F6 · derivative.expiration_date: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F7 · ownership.nature: The securities reported in this row are owned indirectly by the Laura Sexton Trust through HLA Investments, LLC. Mr. Sexton and Mrs. Barbara Sexton serve as trustees of this trust. Read SEC document |
| March 04, 2021 Filed Mar 8, 2021 22:41 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass B Common Stock | 50,000 | $0.00 | $50.00 |
DisclosureSEC source: 0001433642-21-000029 · wf-form4_161524325340027.xml · nonDerivative · entry 2 Sexton Barbara · CIK 0001699159 · 10% owner SEXTON O GRIFFITH · CIK 0001338580 · Director · 10% owner 2008 Sexton Des. Trust FBO Matthew Sexton · CIK 0001698728 · 10% owner 2008 Sexton Des. Trust FBO Laura Sexton · CIK 0001698725 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 416,233 F1 · kind: The 2008 Sexton Des. Trust FBO Laura Sexton (the "Laura Sexton Trust") and The 2008 Sexton Des. Trust FBO Matthew Sexton (the "Matthew Sexton Trust") each exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering. At the Issuer's election, each exchange was settled in cash. F2 · balance_after: The Class B common stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution or exchange of those shares. However, the Class B common stock entitles its holder to ten votes per share on every matter submitted to the Issuer's stockholders for a vote. F4 · balance_after: The securities reported in this row are owned by the Matthew Sexton Trust. Mr. Sexton and Mrs. Barbara Sexton serve as trustees of this trust. Read SEC document |
| March 04, 2021 Filed Mar 8, 2021 22:41 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass B Common Stock | 50,000 | $0.00 | $50.00 |
DisclosureSEC source: 0001433642-21-000029 · wf-form4_161524325340027.xml · nonDerivative · entry 1 Sexton Barbara · CIK 0001699159 · 10% owner SEXTON O GRIFFITH · CIK 0001338580 · Director · 10% owner 2008 Sexton Des. Trust FBO Matthew Sexton · CIK 0001698728 · 10% owner 2008 Sexton Des. Trust FBO Laura Sexton · CIK 0001698725 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 416,233 F1 · kind: The 2008 Sexton Des. Trust FBO Laura Sexton (the "Laura Sexton Trust") and The 2008 Sexton Des. Trust FBO Matthew Sexton (the "Matthew Sexton Trust") each exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering. At the Issuer's election, each exchange was settled in cash. F2 · balance_after: The Class B common stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution or exchange of those shares. However, the Class B common stock entitles its holder to ten votes per share on every matter submitted to the Issuer's stockholders for a vote. F3 · balance_after: The securities reported in this row are owned by the Laura Sexton Trust. Mr. Sexton and Mrs. Barbara Sexton serve as trustees of this trust. Read SEC document |
| September 04, 2020 Filed Sep 9, 2020 21:42 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass B Units · Derivative | 50,000 | $70.18 | $3,509,000.00 |
DisclosureSEC source: 0001433642-20-000120 · wf-form4_159968772831003.xml · derivative · entry 5 Sexton Barbara · CIK 0001699159 · 10% owner SEXTON O GRIFFITH · CIK 0001338580 · Director · 10% owner 2008 Sexton Des. Trust FBO Matthew Sexton · CIK 0001698728 · 10% owner 2008 Sexton Des. Trust FBO Laura Sexton · CIK 0001698725 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By the 2008 Sexton Des. Trust FBO Matthew Sexton Disclosed balance after: 466,233 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed F6 · derivative.exercise_price: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F1 · kind: The 2008 Sexton Des. Trust FBO Laura Sexton (the "Laura Sexton Trust") and The 2008 Sexton Des. Trust FBO Matthew Sexton (the "Matthew Sexton Trust") each exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering. At the Issuer's election, each exchange was settled in cash. F6 · derivative.exercise_date: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F6 · derivative.expiration_date: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F8 · ownership.nature: The securities reported in this row are owned indirectly by the Matthew Sexton Trust through HLA Investments, LLC. Mr. Sexton and Mrs. Barbara Sexton serve as trustees of this trust. Read SEC document |
| September 04, 2020 Filed Sep 9, 2020 21:42 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass B Units · Derivative | 50,000 | $70.18 | $3,509,000.00 |
DisclosureSEC source: 0001433642-20-000120 · wf-form4_159968772831003.xml · derivative · entry 4 Sexton Barbara · CIK 0001699159 · 10% owner SEXTON O GRIFFITH · CIK 0001338580 · Director · 10% owner 2008 Sexton Des. Trust FBO Matthew Sexton · CIK 0001698728 · 10% owner 2008 Sexton Des. Trust FBO Laura Sexton · CIK 0001698725 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By the 2008 Sexton Des. Trust FBO Laura Sexton Disclosed balance after: 466,233 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed F6 · derivative.exercise_price: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F1 · kind: The 2008 Sexton Des. Trust FBO Laura Sexton (the "Laura Sexton Trust") and The 2008 Sexton Des. Trust FBO Matthew Sexton (the "Matthew Sexton Trust") each exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering. At the Issuer's election, each exchange was settled in cash. F6 · derivative.exercise_date: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F6 · derivative.expiration_date: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F7 · ownership.nature: The securities reported in this row are owned indirectly by the Laura Sexton Trust through HLA Investments, LLC. Mr. Sexton and Mrs. Barbara Sexton serve as trustees of this trust. Read SEC document |
| September 04, 2020 Filed Sep 9, 2020 21:42 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass B Common Stock | 50,000 | $0.00 | $50.00 |
DisclosureSEC source: 0001433642-20-000120 · wf-form4_159968772831003.xml · nonDerivative · entry 2 Sexton Barbara · CIK 0001699159 · 10% owner SEXTON O GRIFFITH · CIK 0001338580 · Director · 10% owner 2008 Sexton Des. Trust FBO Matthew Sexton · CIK 0001698728 · 10% owner 2008 Sexton Des. Trust FBO Laura Sexton · CIK 0001698725 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 466,233 F1 · kind: The 2008 Sexton Des. Trust FBO Laura Sexton (the "Laura Sexton Trust") and The 2008 Sexton Des. Trust FBO Matthew Sexton (the "Matthew Sexton Trust") each exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering. At the Issuer's election, each exchange was settled in cash. F2 · balance_after: The Class B common stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution or exchange of those shares. However, the Class B common stock entitles its holder to ten votes per share on every matter submitted to the Issuer's stockholders for a vote. F4 · balance_after: The securities reported in this row are owned by the Matthew Sexton Trust. Mr. Sexton and Mrs. Barbara Sexton serve as trustees of this trust. Read SEC document |
| September 04, 2020 Filed Sep 9, 2020 21:42 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass B Common Stock | 50,000 | $0.00 | $50.00 |
DisclosureSEC source: 0001433642-20-000120 · wf-form4_159968772831003.xml · nonDerivative · entry 1 Sexton Barbara · CIK 0001699159 · 10% owner SEXTON O GRIFFITH · CIK 0001338580 · Director · 10% owner 2008 Sexton Des. Trust FBO Matthew Sexton · CIK 0001698728 · 10% owner 2008 Sexton Des. Trust FBO Laura Sexton · CIK 0001698725 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 466,233 F1 · kind: The 2008 Sexton Des. Trust FBO Laura Sexton (the "Laura Sexton Trust") and The 2008 Sexton Des. Trust FBO Matthew Sexton (the "Matthew Sexton Trust") each exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering. At the Issuer's election, each exchange was settled in cash. F2 · balance_after: The Class B common stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution or exchange of those shares. However, the Class B common stock entitles its holder to ten votes per share on every matter submitted to the Issuer's stockholders for a vote. F3 · balance_after: The securities reported in this row are owned by the Laura Sexton Trust. Mr. Sexton and Mrs. Barbara Sexton serve as trustees of this trust. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 20:46 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass B Units · Derivative | 50,000 | $70.09 | $3,504,500.00 |
DisclosureSEC source: 0001433642-20-000074 · wf-form4_159173556270641.xml · derivative · entry 5 Sexton Barbara · CIK 0001699159 · 10% owner SEXTON O GRIFFITH · CIK 0001338580 · Director · 10% owner 2008 Sexton Des. Trust FBO Matthew Sexton · CIK 0001698728 · 10% owner 2008 Sexton Des. Trust FBO Laura Sexton · CIK 0001698725 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By the 2008 Sexton Des. Trust FBO Matthew Sexton Disclosed balance after: 516,233 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed F6 · derivative.exercise_price: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F1 · kind: The 2008 Sexton Des. Trust FBO Laura Sexton (the "Laura Sexton Trust") and The 2008 Sexton Des. Trust FBO Matthew Sexton (the "Matthew Sexton Trust") each exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering. At the Issuer's election, each exchange was settled in cash. F6 · derivative.exercise_date: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F6 · derivative.expiration_date: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F8 · ownership.nature: The securities reported in this row are owned indirectly by the Matthew Sexton Trust through HLA Investments, LLC. Mr. Sexton and Mrs. Barbara Sexton serve as trustees of this trust. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 20:46 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass B Units · Derivative | 50,000 | $70.09 | $3,504,500.00 |
DisclosureSEC source: 0001433642-20-000074 · wf-form4_159173556270641.xml · derivative · entry 4 Sexton Barbara · CIK 0001699159 · 10% owner SEXTON O GRIFFITH · CIK 0001338580 · Director · 10% owner 2008 Sexton Des. Trust FBO Matthew Sexton · CIK 0001698728 · 10% owner 2008 Sexton Des. Trust FBO Laura Sexton · CIK 0001698725 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By the 2008 Sexton Des. Trust FBO Laura Sexton Disclosed balance after: 516,233 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed F6 · derivative.exercise_price: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F1 · kind: The 2008 Sexton Des. Trust FBO Laura Sexton (the "Laura Sexton Trust") and The 2008 Sexton Des. Trust FBO Matthew Sexton (the "Matthew Sexton Trust") each exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering. At the Issuer's election, each exchange was settled in cash. F6 · derivative.exercise_date: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F6 · derivative.expiration_date: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F7 · ownership.nature: The securities reported in this row are owned indirectly by the Laura Sexton Trust through HLA Investments, LLC. Mr. Sexton and Mrs. Barbara Sexton serve as trustees of this trust. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 20:46 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass B Common Stock | 50,000 | $0.00 | $50.00 |
DisclosureSEC source: 0001433642-20-000074 · wf-form4_159173556270641.xml · nonDerivative · entry 2 Sexton Barbara · CIK 0001699159 · 10% owner SEXTON O GRIFFITH · CIK 0001338580 · Director · 10% owner 2008 Sexton Des. Trust FBO Matthew Sexton · CIK 0001698728 · 10% owner 2008 Sexton Des. Trust FBO Laura Sexton · CIK 0001698725 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 516,233 F1 · kind: The 2008 Sexton Des. Trust FBO Laura Sexton (the "Laura Sexton Trust") and The 2008 Sexton Des. Trust FBO Matthew Sexton (the "Matthew Sexton Trust") each exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering. At the Issuer's election, each exchange was settled in cash. F2 · balance_after: The Class B common stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution or exchange of those shares. However, the Class B common stock entitles its holder to ten votes per share on every matter submitted to the Issuer's stockholders for a vote. F4 · balance_after: The securities reported in this row are owned by the Matthew Sexton Trust. Mr. Sexton and Mrs. Barbara Sexton serve as trustees of this trust. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 20:46 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass B Common Stock | 50,000 | $0.00 | $50.00 |
DisclosureSEC source: 0001433642-20-000074 · wf-form4_159173556270641.xml · nonDerivative · entry 1 Sexton Barbara · CIK 0001699159 · 10% owner SEXTON O GRIFFITH · CIK 0001338580 · Director · 10% owner 2008 Sexton Des. Trust FBO Matthew Sexton · CIK 0001698728 · 10% owner 2008 Sexton Des. Trust FBO Laura Sexton · CIK 0001698725 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 516,233 F1 · kind: The 2008 Sexton Des. Trust FBO Laura Sexton (the "Laura Sexton Trust") and The 2008 Sexton Des. Trust FBO Matthew Sexton (the "Matthew Sexton Trust") each exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering. At the Issuer's election, each exchange was settled in cash. F2 · balance_after: The Class B common stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution or exchange of those shares. However, the Class B common stock entitles its holder to ten votes per share on every matter submitted to the Issuer's stockholders for a vote. F3 · balance_after: The securities reported in this row are owned by the Laura Sexton Trust. Mr. Sexton and Mrs. Barbara Sexton serve as trustees of this trust. Read SEC document |
| September 12, 2019 Filed Sep 16, 2019 21:51 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass B Units · Derivative | 50,000 | $60.01 | $3,000,500.00 |
DisclosureSEC source: 0001433642-19-000133 · wf-form4_156867069156329.xml · derivative · entry 5 Sexton Barbara · CIK 0001699159 · 10% owner SEXTON O GRIFFITH · CIK 0001338580 · Director · 10% owner 2008 Sexton Des. Trust FBO Matthew Sexton · CIK 0001698728 · 10% owner 2008 Sexton Des. Trust FBO Laura Sexton · CIK 0001698725 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By the 2008 Sexton Des. Trust FBO Matthew Sexton Disclosed balance after: 566,233 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed F6 · derivative.exercise_price: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F1 · kind: The 2008 Sexton Des. Trust FBO Laura Sexton (the "Laura Sexton Trust") and The 2008 Sexton Des. Trust FBO Matthew Sexton (the "Matthew Sexton Trust") each exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering. At the Issuer's election, each exchange was settled in cash. F6 · derivative.exercise_date: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F6 · derivative.expiration_date: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F8 · ownership.nature: The securities reported in this row are owned indirectly by the Matthew Sexton Trust through HLA Investments, LLC. Mr. Sexton and Mrs. Barbara Sexton serve as trustees of this trust. Read SEC document |
| September 12, 2019 Filed Sep 16, 2019 21:51 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass B Units · Derivative | 50,000 | $60.01 | $3,000,500.00 |
DisclosureSEC source: 0001433642-19-000133 · wf-form4_156867069156329.xml · derivative · entry 4 Sexton Barbara · CIK 0001699159 · 10% owner SEXTON O GRIFFITH · CIK 0001338580 · Director · 10% owner 2008 Sexton Des. Trust FBO Matthew Sexton · CIK 0001698728 · 10% owner 2008 Sexton Des. Trust FBO Laura Sexton · CIK 0001698725 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By the 2008 Sexton Des. Trust FBO Laura Sexton Disclosed balance after: 566,233 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed F6 · derivative.exercise_price: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F1 · kind: The 2008 Sexton Des. Trust FBO Laura Sexton (the "Laura Sexton Trust") and The 2008 Sexton Des. Trust FBO Matthew Sexton (the "Matthew Sexton Trust") each exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering. At the Issuer's election, each exchange was settled in cash. F6 · derivative.exercise_date: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F6 · derivative.expiration_date: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F7 · ownership.nature: The securities reported in this row are owned indirectly by the Laura Sexton Trust through HLA Investments, LLC. Mr. Sexton and Mrs. Barbara Sexton serve as trustees of this trust. Read SEC document |
| September 12, 2019 Filed Sep 16, 2019 21:51 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass B Common Stock | 50,000 | $0.00 | $50.00 |
DisclosureSEC source: 0001433642-19-000133 · wf-form4_156867069156329.xml · nonDerivative · entry 2 Sexton Barbara · CIK 0001699159 · 10% owner SEXTON O GRIFFITH · CIK 0001338580 · Director · 10% owner 2008 Sexton Des. Trust FBO Matthew Sexton · CIK 0001698728 · 10% owner 2008 Sexton Des. Trust FBO Laura Sexton · CIK 0001698725 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 566,233 F1 · kind: The 2008 Sexton Des. Trust FBO Laura Sexton (the "Laura Sexton Trust") and The 2008 Sexton Des. Trust FBO Matthew Sexton (the "Matthew Sexton Trust") each exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering. At the Issuer's election, each exchange was settled in cash. F2 · balance_after: The Class B common stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution or exchange of those shares. However, the Class B common stock entitles its holder to ten votes per share on every matter submitted to the Issuer's stockholders for a vote. F4 · balance_after: The securities reported in this row are owned by the Matthew Sexton Trust. Mr. Sexton and Mrs. Barbara Sexton serve as trustees of this trust. Read SEC document |
| September 12, 2019 Filed Sep 16, 2019 21:51 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass B Common Stock | 50,000 | $0.00 | $50.00 |
DisclosureSEC source: 0001433642-19-000133 · wf-form4_156867069156329.xml · nonDerivative · entry 1 Sexton Barbara · CIK 0001699159 · 10% owner SEXTON O GRIFFITH · CIK 0001338580 · Director · 10% owner 2008 Sexton Des. Trust FBO Matthew Sexton · CIK 0001698728 · 10% owner 2008 Sexton Des. Trust FBO Laura Sexton · CIK 0001698725 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 566,233 F1 · kind: The 2008 Sexton Des. Trust FBO Laura Sexton (the "Laura Sexton Trust") and The 2008 Sexton Des. Trust FBO Matthew Sexton (the "Matthew Sexton Trust") each exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering. At the Issuer's election, each exchange was settled in cash. F2 · balance_after: The Class B common stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution or exchange of those shares. However, the Class B common stock entitles its holder to ten votes per share on every matter submitted to the Issuer's stockholders for a vote. F3 · balance_after: The securities reported in this row are owned by the Laura Sexton Trust. Mr. Sexton and Mrs. Barbara Sexton serve as trustees of this trust. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 22:33 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass B Units · Derivative | 100,000 | $45.65 | $4,565,000.00 |
DisclosureSEC source: 0001433642-19-000042 · wf-form4_155294837546789.xml · derivative · entry 5 Sexton Barbara · CIK 0001699159 · 10% owner SEXTON O GRIFFITH · CIK 0001338580 · Director · 10% owner 2008 Sexton Des. Trust FBO Matthew Sexton · CIK 0001698728 · 10% owner 2008 Sexton Des. Trust FBO Laura Sexton · CIK 0001698725 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By the 2008 Sexton Des. Trust FBO Matthew Sexton Disclosed balance after: 616,233 Underlying: Class A Common Stock · 100,000 shares Expires not disclosed F6 · derivative.exercise_price: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F1 · kind: The 2008 Sexton Des. Trust FBO Laura Sexton (the "Laura Sexton Trust") and The 2008 Sexton Des. Trust FBO Matthew Sexton (the "Matthew Sexton Trust") each exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering. At the Issuer's election, each exchange was settled in cash. F6 · derivative.exercise_date: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F6 · derivative.expiration_date: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F8 · ownership.nature: The securities reported in this row are owned indirectly by the Matthew Sexton Trust through HLA Investments, LLC. Mr. Sexton and Mrs. Barbara Sexton serve as trustees of this trust. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 22:33 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass B Units · Derivative | 100,000 | $45.65 | $4,565,000.00 |
DisclosureSEC source: 0001433642-19-000042 · wf-form4_155294837546789.xml · derivative · entry 4 Sexton Barbara · CIK 0001699159 · 10% owner SEXTON O GRIFFITH · CIK 0001338580 · Director · 10% owner 2008 Sexton Des. Trust FBO Matthew Sexton · CIK 0001698728 · 10% owner 2008 Sexton Des. Trust FBO Laura Sexton · CIK 0001698725 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By the 2008 Sexton Des. Trust FBO Laura Sexton Disclosed balance after: 616,233 Underlying: Class A Common Stock · 100,000 shares Expires not disclosed F6 · derivative.exercise_price: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F1 · kind: The 2008 Sexton Des. Trust FBO Laura Sexton (the "Laura Sexton Trust") and The 2008 Sexton Des. Trust FBO Matthew Sexton (the "Matthew Sexton Trust") each exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering. At the Issuer's election, each exchange was settled in cash. F6 · derivative.exercise_date: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F6 · derivative.expiration_date: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F7 · ownership.nature: The securities reported in this row are owned indirectly by the Laura Sexton Trust through HLA Investments, LLC. Mr. Sexton and Mrs. Barbara Sexton serve as trustees of this trust. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 22:33 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass B Common Stock | 100,000 | $0.00 | $100.00 |
DisclosureSEC source: 0001433642-19-000042 · wf-form4_155294837546789.xml · nonDerivative · entry 2 Sexton Barbara · CIK 0001699159 · 10% owner SEXTON O GRIFFITH · CIK 0001338580 · Director · 10% owner 2008 Sexton Des. Trust FBO Matthew Sexton · CIK 0001698728 · 10% owner 2008 Sexton Des. Trust FBO Laura Sexton · CIK 0001698725 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 616,233 F1 · kind: The 2008 Sexton Des. Trust FBO Laura Sexton (the "Laura Sexton Trust") and The 2008 Sexton Des. Trust FBO Matthew Sexton (the "Matthew Sexton Trust") each exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering. At the Issuer's election, each exchange was settled in cash. F3 · balance_after: The Class B common stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution or exchange of those shares. However, the Class B common stock entitles its holder to ten votes per share on every matter submitted to the Issuer's stockholders for a vote. F4 · balance_after: The securities reported in this row are owned by The Matthew Sexton Trust. Mr. Sexton and Mrs. Barbara Sexton serve as trustees of this trust. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 22:33 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass B Common Stock | 100,000 | $0.00 | $100.00 |
DisclosureSEC source: 0001433642-19-000042 · wf-form4_155294837546789.xml · nonDerivative · entry 1 Sexton Barbara · CIK 0001699159 · 10% owner SEXTON O GRIFFITH · CIK 0001338580 · Director · 10% owner 2008 Sexton Des. Trust FBO Matthew Sexton · CIK 0001698728 · 10% owner 2008 Sexton Des. Trust FBO Laura Sexton · CIK 0001698725 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 616,233 F1 · kind: The 2008 Sexton Des. Trust FBO Laura Sexton (the "Laura Sexton Trust") and The 2008 Sexton Des. Trust FBO Matthew Sexton (the "Matthew Sexton Trust") each exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering. At the Issuer's election, each exchange was settled in cash. F2 · balance_after: The securities reported in this row are owned by the Laura Sexton Trust. Mr. Sexton and Mrs. Barbara Sexton serve as trustees of this trust. F3 · balance_after: The Class B common stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution or exchange of those shares. However, the Class B common stock entitles its holder to ten votes per share on every matter submitted to the Issuer's stockholders for a vote. Read SEC document |
| March 05, 2018 Filed Mar 8, 2018 00:37 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass B Units · Derivative | 475,000 | $32.79 | $15,575,250.00 |
DisclosureSEC source: 0001698396-18-000009 · wf-form4_152046946071752.xml · derivative · entry 4 Sexton Barbara · CIK 0001699159 · 10% owner SEXTON O GRIFFITH · CIK 0001338580 · Director · 10% owner 2008 Sexton Des. Trust FBO Matthew Sexton · CIK 0001698728 · 10% owner 2008 Sexton Des. Trust FBO Laura Sexton · CIK 0001698725 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By the 2008 Sexton Des. Trust FBO Laura Sexton Disclosed balance after: 716,233 Underlying: Class A Common Stock · 475,000 shares Expires not disclosed F5 · derivative.exercise_price: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F1 · kind: The reporting person exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering. At the Issuer's election, the exchange was settled in cash. F5 · derivative.exercise_date: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F5 · derivative.expiration_date: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F7 · ownership.nature: The securities reported in this row are owned indirectly by The 2008 Sexton Des. Trust FBO Laura Sexton through HLA Investments, LLC. Mr. Sexton and Mrs. Barbara Sexton serve as trustees of this trust. Read SEC document |
| March 05, 2018 Filed Mar 8, 2018 00:37 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass B Units · Derivative | 475,000 | $32.79 | $15,575,250.00 |
DisclosureSEC source: 0001698396-18-000009 · wf-form4_152046946071752.xml · derivative · entry 3 Sexton Barbara · CIK 0001699159 · 10% owner SEXTON O GRIFFITH · CIK 0001338580 · Director · 10% owner 2008 Sexton Des. Trust FBO Matthew Sexton · CIK 0001698728 · 10% owner 2008 Sexton Des. Trust FBO Laura Sexton · CIK 0001698725 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By the 2008 Sexton Des. Trust FBO Matthew Sexton Disclosed balance after: 716,233 Underlying: Class A Common Stock · 475,000 shares Expires not disclosed F5 · derivative.exercise_price: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F1 · kind: The reporting person exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering. At the Issuer's election, the exchange was settled in cash. F5 · derivative.exercise_date: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F5 · derivative.expiration_date: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F6 · ownership.nature: The securities reported in this row are owned indirectly by The 2008 Sexton Des. Trust FBO Matthew Sexton through HLA Investments, LLC. Mr. Sexton and Mrs. Barbara Sexton serve as trustees of this trust. Read SEC document |
| March 05, 2018 Filed Mar 8, 2018 00:37 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass B Common Stock | 475,000 | $0.00 | $475.00 |
DisclosureSEC source: 0001698396-18-000009 · wf-form4_152046946071752.xml · nonDerivative · entry 2 Sexton Barbara · CIK 0001699159 · 10% owner SEXTON O GRIFFITH · CIK 0001338580 · Director · 10% owner 2008 Sexton Des. Trust FBO Matthew Sexton · CIK 0001698728 · 10% owner 2008 Sexton Des. Trust FBO Laura Sexton · CIK 0001698725 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 716,233 F1 · kind: The reporting person exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering. At the Issuer's election, the exchange was settled in cash. F3 · balance_after: The Class B common stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution or exchange of those shares. However, the Class B common stock entitles its holder to ten votes per share on every matter submitted to the Issuer's stockholders for a vote. F4 · balance_after: The securities reported in this row are owned by The 2008 Sexton Des. Trust FBO Matthew Sexton. Mr. Sexton and Mrs. Barbara Sexton serve as trustees of this trust. Read SEC document |
| March 05, 2018 Filed Mar 8, 2018 00:37 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass B Common Stock | 475,000 | $0.00 | $475.00 |
DisclosureSEC source: 0001698396-18-000009 · wf-form4_152046946071752.xml · nonDerivative · entry 1 Sexton Barbara · CIK 0001699159 · 10% owner SEXTON O GRIFFITH · CIK 0001338580 · Director · 10% owner 2008 Sexton Des. Trust FBO Matthew Sexton · CIK 0001698728 · 10% owner 2008 Sexton Des. Trust FBO Laura Sexton · CIK 0001698725 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 716,233 F1 · kind: The reporting person exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering. At the Issuer's election, the exchange was settled in cash. F2 · balance_after: The securities reported in this row are owned by The 2008 Sexton Des. Trust FBO Laura Sexton. Mr. Sexton and Mrs. Barbara Sexton serve as trustees of this trust. F3 · balance_after: The Class B common stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution or exchange of those shares. However, the Class B common stock entitles its holder to ten votes per share on every matter submitted to the Issuer's stockholders for a vote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.