organization · Reporting owner
EP DIF Cayman I LP
Disclosed activity across 1 company
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Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| XAI Floating Rate & Alternative Income TrustXFLT · Entity 5990 | 10% owner | September 09, 2021 | September 20, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
XAI Floating Rate & Alternative Income Trust
Report date September 09, 2021 · Filed September 20, 2021
Jointly reported with Eagle Point Credit Management LLC, Eagle Point Core Income Fund LP, Eagle Point CIF GP I LLC, Eagle Point DIF GP I LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| 6.50% Series 2026 Term Preferred SharesSEC Table I · non-derivative | IndirectSee footnotes | 348,303 |
Reported balance
Holding disclosure · report date 2021-09-09 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 348,303 F1: Eagle Point Defensive Income Fund US LP ("DIF US") directly holds 165,317 shares; EP DIF Cayman I LP ("DIF Cayman") directly holds 62,986 shares; and Eagle Point Core Income Fund LP directly holds 120,000 shares. F2: The 6.50% Series 2026 Term Preferred Shares Liquidation Preference $25.00 described herein are directly held by DIF US, DIF Cayman and Core LP (collectively, the "Funds"), each of which is a private investment fund that is managed by Eagle Point Credit Management ("EPCM") pursuant to an investment advisory agreement between such Fund and EPCM. Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to DIF US and DIF Cayman and Eagle Point CIF GP I LLC ("Core GP") serves as general partner to Core LP (DIF GP and Core GP are collectively referred to as the "General Partners"). F3: Each Fund could be deemed to have a direct pecuniary interest in the securities that it holds. EPCM and each of the General Partners could be deemed to have an indirect pecuniary interest in the securities held by the relevant Funds. |
Filing footnotes · ownership attribution and instrument terms
F1: Eagle Point Defensive Income Fund US LP ("DIF US") directly holds 165,317 shares; EP DIF Cayman I LP ("DIF Cayman") directly holds 62,986 shares; and Eagle Point Core Income Fund LP directly holds 120,000 shares.
F2: The 6.50% Series 2026 Term Preferred Shares Liquidation Preference $25.00 described herein are directly held by DIF US, DIF Cayman and Core LP (collectively, the "Funds"), each of which is a private investment fund that is managed by Eagle Point Credit Management ("EPCM") pursuant to an investment advisory agreement between such Fund and EPCM. Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to DIF US and DIF Cayman and Eagle Point CIF GP I LLC ("Core GP") serves as general partner to Core LP (DIF GP and Core GP are collectively referred to as the "General Partners").
F3: Each Fund could be deemed to have a direct pecuniary interest in the securities that it holds. EPCM and each of the General Partners could be deemed to have an indirect pecuniary interest in the securities held by the relevant Funds.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
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