Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CVD EQUIPMENT CORPcvv · Entity 7247 | affiliate | August 27, 2021 | September 28, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CVD EQUIPMENT CORP
Report date August 27, 2021 · Filed September 28, 2021 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 687,972 |
Reported balance
After 2021-08-27 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2021-08-27 · Sale · Disposed 4,700 · Balance 687,972 F1: To correct beneficial ownership on filing date 8/27/2021, previously recorded as 746,848 due to clerical error. |
| Common StockSEC Table I · non-derivative | Direct | 687,172 |
Reported balance
After 2021-08-31 transaction · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · 2021-08-31 · Sale · Disposed 800 · Balance 687,172 F2: To correct beneficial ownership on filing date 8/31/2021, previously recorded as 746,048 due to clerical error. |
| Common StockSEC Table I · non-derivative | Direct | 683,955 |
Reported balance
After 2021-09-01 transaction · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · 2021-09-01 · Sale · Disposed 3,217 · Balance 683,955 F3: To correct beneficial ownership on transaction date 9/1/2021, filed on 9/2/2021, previously recorded as 742,831 due to clerical error. |
| Common StockSEC Table I · non-derivative | Direct | 678,355 |
Reported balance
After 2021-09-02 transaction · row 4
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 4 · 2021-09-02 · Sale · Disposed 5,600 · Balance 678,355 F4: To correct beneficial ownership on transaction date 9/2/2021, filed on 9/2/2021, previously recorded as 737,231 due to clerical error. |
| Common StockSEC Table I · non-derivative | Direct | 676,455 |
Reported balance
After 2021-09-03 transaction · row 5
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 5 · 2021-09-03 · Sale · Disposed 1,900 · Balance 676,455 F5: To correct beneficial ownership on transaction date 9/3/2021 filed on 9/7/2021, previously recorded as 735,331 due to clerical error. |
| Common StockSEC Table I · non-derivative | Direct | 670,948 |
Reported balance
After 2021-09-07 transaction · row 6
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 6 · 2021-09-07 · Sale · Disposed 5,507 · Balance 670,948 F6: To correct beneficial ownership on transaction date 9/7/2021 and filed on 9/7/2021, previously recorded as 729,824 due to clerical error |
| Common StockSEC Table I · non-derivative | Direct | 670,648 |
Reported balance
After 2021-09-08 transaction · row 7
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 7 · 2021-09-08 · Sale · Disposed 300 · Balance 670,648 F7: to correct beneficial ownership on transaction date 9/8/2021, filed on 9/9/2021, previously recorded as 729,524 due to clerical error |
| Common StockSEC Table I · non-derivative | Direct | 670,548 |
Reported balance
After 2021-09-09 transaction · row 8
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 8 · 2021-09-09 · Sale · Disposed 100 · Balance 670,548 F8: To correct beneficial ownership on transaction date 9/9/2021, filed on 9/9/2021, previously recorded as 729,424 due to clerical error |
| Common StockSEC Table I · non-derivative | Direct | 670,145 |
Reported balance
After 2021-09-10 transaction · row 9
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 9 · 2021-09-10 · Sale · Disposed 403 · Balance 670,145 F9: To correct beneficial ownership on transaction date 9/10/2021, filed on 9/13/2021, previously recorded as 729,021 due to clerical error |
| Common StockSEC Table I · non-derivative | Direct | 649,941 |
Reported balance
After 2021-09-15 transaction · row 10
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 10 · 2021-09-15 · Sale · Disposed 20,204 · Balance 649,941 F10: To correct beneficial ownership on filing date 9/15/2021, filed on 9/15/2021, previously recorded as 708,817 due to clerical error |
| Common StockSEC Table I · non-derivative | Direct | 626,441 |
Reported balance
After 2021-09-16 transaction · row 11
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 11 · 2021-09-16 · Sale · Disposed 23,500 · Balance 626,441 F11: To correct beneficial ownership on transaction date 9/16/2021, filed on 9/17/2021, previously recorded as 685,317 due to clerical error |
| Common StockSEC Table I · non-derivative | Direct | 624,141 |
Reported balance
After 2021-09-17 transaction · row 12
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 12 · 2021-09-17 · Sale · Disposed 2,300 · Balance 624,141 F12: To correct beneficial ownership on transaction date 9/17/2021, filed on 9/17/2021, previously recorded as 683,017 due to clerical error |
| Common StockSEC Table I · non-derivative | Direct | 622,941 |
Reported balance
After 2021-09-22 transaction · row 13
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 13 · 2021-09-22 · Sale · Disposed 1,200 · Balance 622,941 F13: To correct beneficial ownership on transaction date 9/22/2021, filed on 9/22/2021, previously recorded as 681,817 due to clerical error |
Filing footnotes · ownership attribution and instrument terms
F1: To correct beneficial ownership on filing date 8/27/2021, previously recorded as 746,848 due to clerical error.
F2: To correct beneficial ownership on filing date 8/31/2021, previously recorded as 746,048 due to clerical error.
F3: To correct beneficial ownership on transaction date 9/1/2021, filed on 9/2/2021, previously recorded as 742,831 due to clerical error.
F4: To correct beneficial ownership on transaction date 9/2/2021, filed on 9/2/2021, previously recorded as 737,231 due to clerical error.
F5: To correct beneficial ownership on transaction date 9/3/2021 filed on 9/7/2021, previously recorded as 735,331 due to clerical error.
F6: To correct beneficial ownership on transaction date 9/7/2021 and filed on 9/7/2021, previously recorded as 729,824 due to clerical error
F7: to correct beneficial ownership on transaction date 9/8/2021, filed on 9/9/2021, previously recorded as 729,524 due to clerical error
F8: To correct beneficial ownership on transaction date 9/9/2021, filed on 9/9/2021, previously recorded as 729,424 due to clerical error
F9: To correct beneficial ownership on transaction date 9/10/2021, filed on 9/13/2021, previously recorded as 729,021 due to clerical error
F10: To correct beneficial ownership on filing date 9/15/2021, filed on 9/15/2021, previously recorded as 708,817 due to clerical error
F11: To correct beneficial ownership on transaction date 9/16/2021, filed on 9/17/2021, previously recorded as 685,317 due to clerical error
F12: To correct beneficial ownership on transaction date 9/17/2021, filed on 9/17/2021, previously recorded as 683,017 due to clerical error
F13: To correct beneficial ownership on transaction date 9/22/2021, filed on 9/22/2021, previously recorded as 681,817 due to clerical error
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 21, 2017 Filed Dec 26, 2017 21:13 UTC | CVD EQUIPMENT CORP CVV · Entity 7247 | GiftCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001079810-17-000014 · primary_doc.xml · nonDerivative · entry 1 ROSENBAUM LEONARD A · CIK 0001116579 · Director · President, CEO, Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 818,319 Read SEC document |
| December 11, 2017 Filed Dec 12, 2017 22:54 UTC | CVD EQUIPMENT CORP CVV · Entity 7247 | Exercise / conversionOption to purchase common stock · Derivative | 24,000 | $0.00 Strike: $3.65 | $0.00 |
DisclosureSEC source: 0001079810-17-000013 · primary_doc.xml · derivative · entry 2 ROSENBAUM LEONARD A · CIK 0001116579 · Director · President, CEO, Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,000 shares Expires 2017-12-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2017 Filed Dec 12, 2017 22:54 UTC | CVD EQUIPMENT CORP CVV · Entity 7247 | Exercise / conversionCommon Stock | 24,000 | $3.65 | $87,600.00 |
DisclosureSEC source: 0001079810-17-000013 · primary_doc.xml · nonDerivative · entry 1 ROSENBAUM LEONARD A · CIK 0001116579 · Director · President, CEO, Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 823,319 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.