Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MODINE MANUFACTURING COMOD · Entity 3547 | VP, Building HVAC | October 02, 2021 | October 05, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MODINE MANUFACTURING CO
Report date October 02, 2021 · Filed October 05, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | Direct | 68,961 |
Reported balance
After 2021-10-02 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-10-02 · Tax withholding · Disposed 1,654 · Balance 68,961 F1: Shares disposed of in a private transaction to cover tax withholding. F2: This total includes 271 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares disposed of in a private transaction to cover tax withholding.
F2: This total includes 271 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 30, 2017 Filed Dec 1, 2017 22:04 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Exercise / conversionEmployee stock option · Derivative | 2,522 | $0.00 Strike: $9.26 | $0.00 |
DisclosureSEC source: 0001140361-17-044630 · doc1.xml · derivative · entry 6 McBurney Matthew J · CIK 0001581842 · VP, Strategic Planning and Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 2,522 shares Expires 2020-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vested in four equal installments on June 11, 2010, 2011, 2012, and 2013. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 22:04 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Exercise / conversionEmployee stock option · Derivative | 1,000 | $0.00 Strike: $13.33 | $0.00 |
DisclosureSEC source: 0001140361-17-044630 · doc1.xml · derivative · entry 5 McBurney Matthew J · CIK 0001581842 · VP, Strategic Planning and Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 1,000 shares Expires 2018-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option vested in four equal installments on February 11, 2008, 2009, 2010, and 2011. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 22:04 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | SaleCommon stock | 2,522 | $22.97 | $57,931.35 |
DisclosureSEC source: 0001140361-17-044630 · doc1.xml · nonDerivative · entry 4 McBurney Matthew J · CIK 0001581842 · VP, Strategic Planning and Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,321 F1 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 22:04 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Exercise / conversionCommon stock | 2,522 | $9.26 | $23,353.72 |
DisclosureSEC source: 0001140361-17-044630 · doc1.xml · nonDerivative · entry 3 McBurney Matthew J · CIK 0001581842 · VP, Strategic Planning and Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,843 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 22:04 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | SaleCommon stock | 1,000 | $22.97 | $22,970.40 |
DisclosureSEC source: 0001140361-17-044630 · doc1.xml · nonDerivative · entry 2 McBurney Matthew J · CIK 0001581842 · VP, Strategic Planning and Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,321 F1 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 22:04 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Exercise / conversionCommon stock | 1,000 | $13.33 | $13,330.00 |
DisclosureSEC source: 0001140361-17-044630 · doc1.xml · nonDerivative · entry 1 McBurney Matthew J · CIK 0001581842 · VP, Strategic Planning and Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,321 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 20:05 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 451 | $15.85 | $7,148.35 |
DisclosureSEC source: 0001140361-17-023946 · doc1.xml · nonDerivative · entry 5 McBurney Matthew J · CIK 0001581842 · VP, Luvata HTS Integration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,321 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 20:05 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 460 | $15.85 | $7,291.00 |
DisclosureSEC source: 0001140361-17-023946 · doc1.xml · nonDerivative · entry 4 McBurney Matthew J · CIK 0001581842 · VP, Luvata HTS Integration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,772 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 20:05 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 1,348 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-023946 · doc1.xml · nonDerivative · entry 3 McBurney Matthew J · CIK 0001581842 · VP, Luvata HTS Integration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,232 F3 · shares: The performance period for Performance Stock under the long-term incentive compensation plan initiated in June 2014 terminated in calendar 2017. The amount of the award varied based upon the achievement of Threshold, Target or Maximum levels. Under that plan, the Company used two measures to determine the payouts: Three-Year Average ROACE ("ROACE") and Annual Revenue Growth. The Company's ROACE for the performance period was 7.7%, which exceeded the Threshold level for that performance measure. As a result, in accordance with the long-term incentive compensation plan, the Company issued shares of unrestricted stock at approximately 35% of the Target. F2 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 20:05 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 464 | $15.85 | $7,354.40 |
DisclosureSEC source: 0001140361-17-023946 · doc1.xml · nonDerivative · entry 2 McBurney Matthew J · CIK 0001581842 · VP, Luvata HTS Integration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,884 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 20:05 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 329 | $15.85 | $5,214.65 |
DisclosureSEC source: 0001140361-17-023946 · doc1.xml · nonDerivative · entry 1 McBurney Matthew J · CIK 0001581842 · VP, Luvata HTS Integration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,348 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 19:34 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantEmployee stock option · Derivative | 4,889 | $0.00 Strike: $15.90 | $0.00 |
DisclosureSEC source: 0001140361-17-023523 · doc1.xml · derivative · entry 3 McBurney Matthew J · CIK 0001581842 · VP, Commercial Products Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,889 Underlying: Common stock · 4,889 shares Expires 2027-06-01 F4 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 6/1/18. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 19:34 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 4,498 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-023523 · doc1.xml · nonDerivative · entry 2 McBurney Matthew J · CIK 0001581842 · VP, Commercial Products Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,677 F3 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 6/1/18. Each restricted stock unit represents a contingent right to receive one share of MOD common stock. F2 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 19:34 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 625 | $15.20 | $9,500.00 |
DisclosureSEC source: 0001140361-17-023523 · doc1.xml · nonDerivative · entry 1 McBurney Matthew J · CIK 0001581842 · VP, Commercial Products Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,179 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.