Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COMCAST CORPCMCSA · Entity 1651 | Sr. EVP | April 15, 2020 | April 16, 2020 |
| FS Credit Opportunities Corp.NONE · Entity 4920 | Director | December 16, 2020 | December 18, 2020 |
| FS Global Credit Opportunities Fund - ADVNONE · Entity 144530 | Director | December 16, 2020 | December 18, 2020 |
| FS Global Credit Opportunities Fund-ANONE · Entity 16564 | Director | December 16, 2020 | December 18, 2020 |
| FS Global Credit Opportunities Fund-T2NONE · Entity 144532 | Director | June 20, 2017 | August 24, 2017 |
| PNC FINANCIAL SERVICES GROUP, INC.PNC · Entity 2924 | Director | October 01, 2021 | October 05, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COMCAST CORP
Report date April 15, 2020 · Filed April 16, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 260,319.3506 |
Ending reported balance
After 2020-04-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-04-15 · Exercise / conversion · Acquired 13,905 · Balance 266,911.3506 F1: The price is $0.00. Row 2 · 2020-04-15 · Tax withholding · Disposed 6,592 · Balance 260,319.3506 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 551,090 |
Reported balance
After 2020-04-15 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2020-04-15 · Exercise / conversion · Disposed 13,905 · Balance 551,090 F2: Each restricted stock unit represents a contigent right to receive one share of Class A Common Stock. F3: These restricted stock units vest on the transaction date. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy GRATs | 25,662 |
Reported balance
Holding disclosure · report date 2020-04-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 25,662 |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Spouse | 80 |
Reported balance
Holding disclosure · report date 2020-04-15 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 80 |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Trusts | 798,389 |
Reported balance
Holding disclosure · report date 2020-04-15 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 798,389 |
Filing footnotes · ownership attribution and instrument terms
F1: The price is $0.00.
F2: Each restricted stock unit represents a contigent right to receive one share of Class A Common Stock.
F3: These restricted stock units vest on the transaction date.
FS Credit Opportunities Corp.
Report date December 16, 2020 · Filed December 18, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 52,434.058 |
Reported balance
After 2020-12-16 transaction · row 1
1 source rowRow 1 · 2020-12-16 · Grant · Acquired 52,434.058 · Balance 52,434.058 F1: Received in exchange for 47,587.87 common shares of FS Global Credit Opportunities Fund--A ("FSGCO A") and 5,330.181 common shares of FS Global Credit Opportunities Fund-ADV ("FSGCO ADV") in connection with the closing of the mergers of FS Global Credit Opportunities Fund ("FSGCO"), FSGCO A, FS Global Credit Opportunities Fund--D ("FSGCO D"), FS Global Credit Opportunities Fund--T ("FSGCO T"), FSGCO ADV and FS Global Credit Opportunities Fund--T2 ("FSGCO T2") pursuant to that certain Agreement and Plan of Reorganization, dated as of November 18, 2020 (the "Reorganization Agreement"), by and among FSGCO, FSGCO A, FSGCO D, FSGCO T, FSGCO ADV and FSGCO T2. |
Filing footnotes · ownership attribution and instrument terms
F1: Received in exchange for 47,587.87 common shares of FS Global Credit Opportunities Fund--A ("FSGCO A") and 5,330.181 common shares of FS Global Credit Opportunities Fund-ADV ("FSGCO ADV") in connection with the closing of the mergers of FS Global Credit Opportunities Fund ("FSGCO"), FSGCO A, FS Global Credit Opportunities Fund--D ("FSGCO D"), FS Global Credit Opportunities Fund--T ("FSGCO T"), FSGCO ADV and FS Global Credit Opportunities Fund--T2 ("FSGCO T2") pursuant to that certain Agreement and Plan of Reorganization, dated as of November 18, 2020 (the "Reorganization Agreement"), by and among FSGCO, FSGCO A, FSGCO D, FSGCO T, FSGCO ADV and FSGCO T2.
FS Global Credit Opportunities Fund - ADV
Report date December 16, 2020 · Filed December 18, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-12-16 transaction · row 1
1 source rowRow 1 · 2020-12-16 · Disposition to issuer · Disposed 5,330.181 · Balance 0 F1: Disposed of in exchange for 5,241.167 shares of FS Global Credit Opportunities Fund ("FSGCO") common shares in connection with the closing of the mergers of FSGCO, FS Global Credit Opportunities Fund--A ("FSGCO A"), FS Global Credit Opportunities Fund--D ("FSGCO D"), FS Global Credit Opportunities Fund--T ("FSGCO T"), FS Global Credit Opportunities Fund--ADV ("FSGCO ADV") and FS Global Credit Opportunities Fund--T2 ("FSGCO T2") pursuant to that certain Agreement and Plan of Reorganization, dated as of November 18, 2020 (the "Reorganization Agreement"), by and among FSGCO, FSGCO A, FSGCO D, FSGCO T, FSGCO ADV and FSGCO T2. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of in exchange for 5,241.167 shares of FS Global Credit Opportunities Fund ("FSGCO") common shares in connection with the closing of the mergers of FSGCO, FS Global Credit Opportunities Fund--A ("FSGCO A"), FS Global Credit Opportunities Fund--D ("FSGCO D"), FS Global Credit Opportunities Fund--T ("FSGCO T"), FS Global Credit Opportunities Fund--ADV ("FSGCO ADV") and FS Global Credit Opportunities Fund--T2 ("FSGCO T2") pursuant to that certain Agreement and Plan of Reorganization, dated as of November 18, 2020 (the "Reorganization Agreement"), by and among FSGCO, FSGCO A, FSGCO D, FSGCO T, FSGCO ADV and FSGCO T2.
FS Global Credit Opportunities Fund-A
Report date December 16, 2020 · Filed December 18, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-12-16 transaction · row 1
1 source rowRow 1 · 2020-12-16 · Disposition to issuer · Disposed 47,587.87 · Balance 0 F1: Disposed of in exchange for 47,192.8907 shares of FS Global Credit Opportunities Fund ("FSGCO") common shares in connection with the closing of the mergers of FSGCO, FS Global Credit Opportunities Fund--A ("FSGCO A"), FS Global Credit Opportunities Fund--D ("FSGCO D"), FS Global Credit Opportunities Fund--T ("FSGCO T"), FS Global Credit Opportunities Fund--ADV ("FSGCO ADV") and FS Global Credit Opportunities Fund--T2 ("FSGCO T2") pursuant to that certain Agreement and Plan of Reorganization, dated as of November 18, 2020 (the "Reorganization Agreement"), by and among FSGCO, FSGCO A, FSGCO D, FSGCO T, FSGCO ADV and FSGCO T2. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of in exchange for 47,192.8907 shares of FS Global Credit Opportunities Fund ("FSGCO") common shares in connection with the closing of the mergers of FSGCO, FS Global Credit Opportunities Fund--A ("FSGCO A"), FS Global Credit Opportunities Fund--D ("FSGCO D"), FS Global Credit Opportunities Fund--T ("FSGCO T"), FS Global Credit Opportunities Fund--ADV ("FSGCO ADV") and FS Global Credit Opportunities Fund--T2 ("FSGCO T2") pursuant to that certain Agreement and Plan of Reorganization, dated as of November 18, 2020 (the "Reorganization Agreement"), by and among FSGCO, FSGCO A, FSGCO D, FSGCO T, FSGCO ADV and FSGCO T2.
FS Global Credit Opportunities Fund-T2
Report date June 20, 2017 · Filed August 24, 2017
This filing explicitly reported no securities owned.
PNC FINANCIAL SERVICES GROUP, INC.
Report date October 01, 2021 · Filed October 05, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitSEC Table II · derivative / convertible security | IndirectDeferred Compensation Plan | 511 |
Reported balance
After 2021-10-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-10-01 · Grant · Acquired 130 · Balance 511 F1: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F2: Includes an aggregate of 3 phantom stock units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4. |
| Deferred Stock UnitSEC Table II · derivative / convertible security | Direct | 822 |
Reported balance
Holding disclosure · report date 2021-10-01 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 822 F3: Deferred stock unit ("DSU") granted pursuant to the PNC Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement one share of PNC common stock, or in limited circumstances cash equal to the fair market value of one share of PNC common stock on the payment determination date, pursuant to the terms of the Program. F4: Includes an aggregate of 5 DSUs acquired by the reporting person as dividend equivalents under the Program subsequent to the date of the reporting person's most recent filing on Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.
F2: Includes an aggregate of 3 phantom stock units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4.
F3: Deferred stock unit ("DSU") granted pursuant to the PNC Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement one share of PNC common stock, or in limited circumstances cash equal to the fair market value of one share of PNC common stock on the payment determination date, pursuant to the terms of the Program.
F4: Includes an aggregate of 5 DSUs acquired by the reporting person as dividend equivalents under the Program subsequent to the date of the reporting person's most recent filing on Form 4.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 30, 2018 Filed Oct 31, 2018 20:08 UTC | COMCAST CORP CMCSA · Entity 1651 | Tax withholdingClass A Common Stock | 6,817 | $37.71 | $257,069.07 |
DisclosureSEC source: 0001225208-18-015006 · doc4.xml · nonDerivative · entry 2 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 495,081.9846 Read SEC document |
| October 30, 2018 Filed Oct 31, 2018 20:08 UTC | COMCAST CORP CMCSA · Entity 1651 | Exercise / conversionClass A Common Stock | 14,376 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-015006 · doc4.xml · nonDerivative · entry 1 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 501,898.9846 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The price is $0.00. Read SEC document |
| April 17, 2018 Filed Apr 19, 2018 20:14 UTC | COMCAST CORP CMCSA · Entity 1651 | Exercise / conversionRestricted Stock Units · Derivative | 17,192 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-007881 · doc4.xml · derivative · entry 7 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 586,951 Underlying: Class A Common Stock · 17,192 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contigent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: These restricted stock units vest on the transaction date. F3 · derivative.expiration_date: These restricted stock units vest on the transaction date. Read SEC document |
| April 17, 2018 Filed Apr 19, 2018 20:14 UTC | COMCAST CORP CMCSA · Entity 1651 | Tax withholdingClass A Common Stock | 8,154 | $33.27 | $271,283.58 |
DisclosureSEC source: 0001225208-18-007881 · doc4.xml · nonDerivative · entry 2 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 487,522.9846 Read SEC document |
| April 17, 2018 Filed Apr 19, 2018 20:14 UTC | COMCAST CORP CMCSA · Entity 1651 | Exercise / conversionClass A Common Stock | 17,192 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-007881 · doc4.xml · nonDerivative · entry 1 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 495,676.9846 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The price is $0.00. Read SEC document |
| March 27, 2018 Filed Mar 28, 2018 20:11 UTC | COMCAST CORP CMCSA · Entity 1651 | Exercise / conversionOption to Purchase · Derivative | 168,600 | $0.00 Strike: $9.49 | $0.00 |
DisclosureSEC source: 0001225208-18-006769 · doc4.xml · derivative · entry 9 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 0 Underlying: Class A Common Stock · 168,600 shares Expires 2018-03-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: With respect to the number of shares set forth in Column 7, this option is immediately exercisable. Read SEC document |
| March 27, 2018 Filed Mar 28, 2018 20:11 UTC | COMCAST CORP CMCSA · Entity 1651 | Exercise / conversionOption to Purchase · Derivative | 391,400 | $0.00 Strike: $9.49 | $0.00 |
DisclosureSEC source: 0001225208-18-006769 · doc4.xml · derivative · entry 8 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 391,400 shares Expires 2018-03-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: With respect to the number of shares set forth in Column 7, this option is immediately exercisable. Read SEC document |
| March 27, 2018 Filed Mar 28, 2018 20:11 UTC | COMCAST CORP CMCSA · Entity 1651 | Tax withholdingClass A Common Stock | 48,500 | $32.99 | $1,600,015.00 |
DisclosureSEC source: 0001225208-18-006769 · doc4.xml · nonDerivative · entry 4 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 120,100 Read SEC document |
| March 27, 2018 Filed Mar 28, 2018 20:11 UTC | COMCAST CORP CMCSA · Entity 1651 | Exercise / conversionClass A Common Stock | 168,600 | $9.49 | $1,600,014.00 |
DisclosureSEC source: 0001225208-18-006769 · doc4.xml · nonDerivative · entry 3 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 168,600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 27, 2018 Filed Mar 28, 2018 20:11 UTC | COMCAST CORP CMCSA · Entity 1651 | Tax withholdingClass A Common Stock | 286,254 | $32.99 | $9,443,519.46 |
DisclosureSEC source: 0001225208-18-006769 · doc4.xml · nonDerivative · entry 2 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 477,876.2676 Read SEC document |
| March 27, 2018 Filed Mar 28, 2018 20:11 UTC | COMCAST CORP CMCSA · Entity 1651 | Exercise / conversionClass A Common Stock | 391,400 | $9.49 | $3,714,386.00 |
DisclosureSEC source: 0001225208-18-006769 · doc4.xml · nonDerivative · entry 1 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 764,130.2676 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 22, 2018 Filed Mar 26, 2018 20:05 UTC | COMCAST CORP CMCSA · Entity 1651 | Exercise / conversionRestricted Stock Units · Derivative | 73,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-006689 · doc4.xml · derivative · entry 6 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 604,143 Underlying: Class A Common Stock · 73,200 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contigent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: These restricted stock units vest on the transaction date. F3 · derivative.expiration_date: These restricted stock units vest on the transaction date. Read SEC document |
| March 22, 2018 Filed Mar 26, 2018 20:05 UTC | COMCAST CORP CMCSA · Entity 1651 | Tax withholdingClass A Common Stock | 34,716 | $33.23 | $1,153,612.68 |
DisclosureSEC source: 0001225208-18-006689 · doc4.xml · nonDerivative · entry 2 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 372,730.2676 Read SEC document |
| March 22, 2018 Filed Mar 26, 2018 20:05 UTC | COMCAST CORP CMCSA · Entity 1651 | Exercise / conversionClass A Common Stock | 73,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-006689 · doc4.xml · nonDerivative · entry 1 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 407,446.2676 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The price is $0.00. Read SEC document |
| March 21, 2018 Filed Mar 22, 2018 20:15 UTC | COMCAST CORP CMCSA · Entity 1651 | Exercise / conversionRestricted Stock Units · Derivative | 16,590 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-006589 · doc4.xml · derivative · entry 9 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 677,343 Underlying: Class A Common Stock · 16,590 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contigent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: These restricted stock units vest on the transaction date. F3 · derivative.expiration_date: These restricted stock units vest on the transaction date. Read SEC document |
| March 21, 2018 Filed Mar 22, 2018 20:15 UTC | COMCAST CORP CMCSA · Entity 1651 | Tax withholdingClass A Common Stock | 7,868 | $34.49 | $271,367.32 |
DisclosureSEC source: 0001225208-18-006589 · doc4.xml · nonDerivative · entry 4 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 334,246.2676 Read SEC document |
| March 21, 2018 Filed Mar 22, 2018 20:15 UTC | COMCAST CORP CMCSA · Entity 1651 | Exercise / conversionClass A Common Stock | 16,590 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-006589 · doc4.xml · nonDerivative · entry 3 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 342,114.2676 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The price is $0.00. Read SEC document |
| March 20, 2018 Filed Mar 22, 2018 20:15 UTC | COMCAST CORP CMCSA · Entity 1651 | Exercise / conversionRestricted Stock Units · Derivative | 13,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-006589 · doc4.xml · derivative · entry 8 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 693,933 Underlying: Class A Common Stock · 13,950 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contigent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: These restricted stock units vest on the transaction date. F3 · derivative.expiration_date: These restricted stock units vest on the transaction date. Read SEC document |
| March 20, 2018 Filed Mar 22, 2018 20:15 UTC | COMCAST CORP CMCSA · Entity 1651 | Tax withholdingClass A Common Stock | 6,616 | $34.57 | $228,715.12 |
DisclosureSEC source: 0001225208-18-006589 · doc4.xml · nonDerivative · entry 2 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,524.2676 Read SEC document |
| March 20, 2018 Filed Mar 22, 2018 20:15 UTC | COMCAST CORP CMCSA · Entity 1651 | Exercise / conversionClass A Common Stock | 13,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-006589 · doc4.xml · nonDerivative · entry 1 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 332,140.2676 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The price is $0.00. Read SEC document |
| March 16, 2018 Filed Mar 20, 2018 20:18 UTC | COMCAST CORP CMCSA · Entity 1651 | Exercise / conversionRestricted Stock Units · Derivative | 18,840 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-006494 · doc4.xml · derivative · entry 7 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 707,883 Underlying: Class A Common Stock · 18,840 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contigent right to receive one share of Class A Common Stock. F4 · derivative.exercise_date: These restricted stock units vest on the transaction date. F4 · derivative.expiration_date: These restricted stock units vest on the transaction date. Read SEC document |
| March 16, 2018 Filed Mar 20, 2018 20:18 UTC | COMCAST CORP CMCSA · Entity 1651 | GrantOption to Purchase · Derivative | 385,000 | $0.00 Strike: $35.83 | $0.00 |
DisclosureSEC source: 0001225208-18-006494 · doc4.xml · derivative · entry 6 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 385,000 Underlying: Class A Common Stock · 385,000 shares Expires 2028-03-15 F2 · derivative.exercise_date: The options were granted on March 16, 2018 and become exercisable as follows: 30% become exercisable on the 2nd anniversary of the date of grant, an additional 15% on each of the 3rd, 4th and 5th anniversaries of the date of grant; and an additional 5% on each of the 6th, 7th, 8th, 9th and 9.5th anniversaries of the date of grant. Read SEC document |
| March 16, 2018 Filed Mar 20, 2018 20:18 UTC | COMCAST CORP CMCSA · Entity 1651 | Tax withholdingClass A Common Stock | 8,935 | $35.83 | $320,141.05 |
DisclosureSEC source: 0001225208-18-006494 · doc4.xml · nonDerivative · entry 2 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,190.2676 Read SEC document |
| March 16, 2018 Filed Mar 20, 2018 20:18 UTC | COMCAST CORP CMCSA · Entity 1651 | Exercise / conversionClass A Common Stock | 18,840 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-006494 · doc4.xml · nonDerivative · entry 1 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 327,125.2676 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The price is $0.00. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 16:42 UTC | COMCAST CORP CMCSA · Entity 1651 | GrantRestricted Stock Units · Derivative | 114,613 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-003666 · doc4.xml · derivative · entry 1 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 726,723 Underlying: Class A Common Stock · 114,613 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contigent right to receive one share of Class A Common Stock. F2 · derivative.exercise_date: The restricted stock units were granted subject to satisfaction of a performance condition. Based on achievement of the performance condition, the restricted stock units vest in installments of 15%, 15%, 15%, 15% and 40% on the 13th-month, 2nd, 3rd, 4th and 5th anniversaries of the date of the grant (March 17, 2017), respectively. F2 · derivative.expiration_date: The restricted stock units were granted subject to satisfaction of a performance condition. Based on achievement of the performance condition, the restricted stock units vest in installments of 15%, 15%, 15%, 15% and 40% on the 13th-month, 2nd, 3rd, 4th and 5th anniversaries of the date of the grant (March 17, 2017), respectively. Read SEC document |
| December 18, 2017 Filed Feb 12, 2018 20:12 UTC | COMCAST CORP CMCSA · Entity 1651 | GiftClass A Common Stock | 775 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-002488 · doc5.xml · nonDerivative · entry 3 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,846.2676 Read SEC document |
| December 15, 2017 Filed Feb 12, 2018 20:12 UTC | COMCAST CORP CMCSA · Entity 1651 | GiftClass A Common Stock | 15,438 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-002488 · doc5.xml · nonDerivative · entry 5 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Indirect · By Trusts Disclosed balance after: 935,036 Read SEC document |
| December 15, 2017 Filed Feb 12, 2018 20:12 UTC | COMCAST CORP CMCSA · Entity 1651 | GiftClass A Common Stock | 15,438 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-002488 · doc5.xml · nonDerivative · entry 4 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Indirect · By GRATs Disclosed balance after: 109,068 Read SEC document |
| December 13, 2017 Filed Feb 12, 2018 20:12 UTC | COMCAST CORP CMCSA · Entity 1651 | GiftClass A Common Stock | 1,266 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-002488 · doc5.xml · nonDerivative · entry 2 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,991.2676 Read SEC document |
| December 07, 2017 Filed Feb 12, 2018 20:12 UTC | COMCAST CORP CMCSA · Entity 1651 | GiftClass A Common Stock | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-002488 · doc5.xml · nonDerivative · entry 1 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,257.2676 Read SEC document |
| October 30, 2017 Filed Nov 1, 2017 14:11 UTC | COMCAST CORP CMCSA · Entity 1651 | Exercise / conversionRestricted Stock Units · Derivative | 14,376 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-016701 · doc4.xml · derivative · entry 6 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 612,110 Underlying: Class A Common Stock · 14,376 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contigent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: These restricted stock units vest on the transaction date. F3 · derivative.expiration_date: These restricted stock units vest on the transaction date. Read SEC document |
| October 30, 2017 Filed Nov 1, 2017 14:11 UTC | COMCAST CORP CMCSA · Entity 1651 | Tax withholdingClass A Common Stock | 7,194 | $36.50 | $262,581.00 |
DisclosureSEC source: 0001225208-17-016701 · doc4.xml · nonDerivative · entry 2 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 364,733.2676 Read SEC document |
| October 30, 2017 Filed Nov 1, 2017 14:11 UTC | COMCAST CORP CMCSA · Entity 1651 | Exercise / conversionClass A Common Stock | 14,376 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-016701 · doc4.xml · nonDerivative · entry 1 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 371,927.2676 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The price is $0.00. Read SEC document |
| June 15, 2017 Filed Nov 1, 2017 14:11 UTC | COMCAST CORP CMCSA · Entity 1651 | GiftClass A Common Stock | 11,474 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-016701 · doc4.xml · nonDerivative · entry 4 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Indirect · By Trusts Disclosed balance after: 919,598 Read SEC document |
| June 15, 2017 Filed Nov 1, 2017 14:11 UTC | COMCAST CORP CMCSA · Entity 1651 | GiftClass A Common Stock | 11,474 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-016701 · doc4.xml · nonDerivative · entry 3 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Indirect · By GRATs Disclosed balance after: 104,660 Read SEC document |
| May 11, 2017 Filed May 15, 2017 18:59 UTC | COMCAST CORP CMCSA · Entity 1651 | OtherClass A Common Stock | 153,532 | $39.09 | $6,000,798.22 |
DisclosureSEC source: 0001225208-17-009705 · doc4.xml · nonDerivative · entry 2 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Indirect · By Trusts Disclosed balance after: 908,124 F1 · kind: The reporting person transferred 153,532 shares to a grantor trust of which his wife is a trustee and the beneficiaries are his immediate family members in exchange for a promissory note. Read SEC document |
| May 11, 2017 Filed May 15, 2017 18:59 UTC | COMCAST CORP CMCSA · Entity 1651 | OtherClass A Common Stock | 153,532 | $39.09 | $6,000,798.22 |
DisclosureSEC source: 0001225208-17-009705 · doc4.xml · nonDerivative · entry 1 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330,461.2676 F1 · kind: The reporting person transferred 153,532 shares to a grantor trust of which his wife is a trustee and the beneficiaries are his immediate family members in exchange for a promissory note. Read SEC document |
| April 26, 2017 Filed Apr 28, 2017 17:07 UTC | FS Global Credit Opportunities Fund - ADV NONE · Entity 144530 | PurchaseCommon Shares | 1,439.139 | $8.05 | $11,585.07 |
DisclosureSEC source: 0001387131-17-002367 · cohen-form4_042617.xml · nonDerivative · entry 1 COHEN DAVID L · CIK 0001203695 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,091.937 F1 · shares: Acquired in accordance with Mr. Cohen's prior election to purchase common shares of FS Global Credit Opportunities Fund-ADV ("FSGCO") with fees earned during the prior calendar quarter as a trustee of FS Global Credit Opportunities Fund and its affiliated feeder funds. F2 · balance_after: Includes common shares acquired through FSGCO's distribution reinvestment plan. Read SEC document |
| April 18, 2017 Filed Apr 20, 2017 20:16 UTC | COMCAST CORP CMCSA · Entity 1651 | Exercise / conversionRestricted Stock Units · Derivative | 18,840 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-008212 · doc4.xml · derivative · entry 6 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 626,486 Underlying: Class A Common Stock · 18,840 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contigent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: These restricted stock units vest on the transaction date. F3 · derivative.expiration_date: These restricted stock units vest on the transaction date. Read SEC document |
| April 18, 2017 Filed Apr 20, 2017 20:16 UTC | COMCAST CORP CMCSA · Entity 1651 | Tax withholdingClass A Common Stock | 9,230 | $37.59 | $346,955.70 |
DisclosureSEC source: 0001225208-17-008212 · doc4.xml · nonDerivative · entry 2 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 483,993.2676 Read SEC document |
| April 18, 2017 Filed Apr 20, 2017 20:16 UTC | COMCAST CORP CMCSA · Entity 1651 | Exercise / conversionClass A Common Stock | 18,840 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-008212 · doc4.xml · nonDerivative · entry 1 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 493,223.2676 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The price is $0.00. Read SEC document |
| March 23, 2017 Filed Mar 24, 2017 19:13 UTC | COMCAST CORP CMCSA · Entity 1651 | Exercise / conversionRestricted Stock Units · Derivative | 100,480 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-006787 · doc4.xml · derivative · entry 9 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 645,326 Underlying: Class A Common Stock · 100,480 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contigent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: These restricted stock units vest on the transaction date. F3 · derivative.expiration_date: These restricted stock units vest on the transaction date. Read SEC document |
| March 23, 2017 Filed Mar 24, 2017 19:13 UTC | COMCAST CORP CMCSA · Entity 1651 | Tax withholdingClass A Common Stock | 49,226 | $37.22 | $1,832,191.72 |
DisclosureSEC source: 0001225208-17-006787 · doc4.xml · nonDerivative · entry 4 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 473,659.2716 Read SEC document |
| March 23, 2017 Filed Mar 24, 2017 19:13 UTC | COMCAST CORP CMCSA · Entity 1651 | Exercise / conversionClass A Common Stock | 100,480 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-006787 · doc4.xml · nonDerivative · entry 3 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 522,885.2716 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The price is $0.00. Read SEC document |
| March 22, 2017 Filed Mar 24, 2017 19:13 UTC | COMCAST CORP CMCSA · Entity 1651 | Exercise / conversionRestricted Stock Units · Derivative | 27,450 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-006787 · doc4.xml · derivative · entry 8 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 745,806 Underlying: Class A Common Stock · 27,450 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contigent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: These restricted stock units vest on the transaction date. F3 · derivative.expiration_date: These restricted stock units vest on the transaction date. Read SEC document |
| March 22, 2017 Filed Mar 24, 2017 19:13 UTC | COMCAST CORP CMCSA · Entity 1651 | Tax withholdingClass A Common Stock | 13,448 | $37.04 | $498,113.92 |
DisclosureSEC source: 0001225208-17-006787 · doc4.xml · nonDerivative · entry 2 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 422,405.2716 Read SEC document |
| March 22, 2017 Filed Mar 24, 2017 19:13 UTC | COMCAST CORP CMCSA · Entity 1651 | Exercise / conversionClass A Common Stock | 27,450 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-006787 · doc4.xml · nonDerivative · entry 1 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 435,853.2716 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The price is $0.00. Read SEC document |
| March 21, 2017 Filed Mar 22, 2017 20:17 UTC | COMCAST CORP CMCSA · Entity 1651 | Exercise / conversionRestricted Stock Units · Derivative | 16,590 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-006716 · doc4.xml · derivative · entry 9 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,894 Underlying: Class A Common Stock · 16,590 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contigent right to receive one share of Class A Common Stock. F2 · derivative.exercise_date: These restricted stock units vest on the transaction date. F2 · derivative.expiration_date: These restricted stock units vest on the transaction date. Read SEC document |
| March 21, 2017 Filed Mar 22, 2017 20:17 UTC | COMCAST CORP CMCSA · Entity 1651 | Tax withholdingClass A Common Stock | 8,128 | $37.07 | $301,304.96 |
DisclosureSEC source: 0001225208-17-006716 · doc4.xml · nonDerivative · entry 4 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 408,403.2716 Read SEC document |
| March 21, 2017 Filed Mar 22, 2017 20:17 UTC | COMCAST CORP CMCSA · Entity 1651 | Exercise / conversionClass A Common Stock | 16,590 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-006716 · doc4.xml · nonDerivative · entry 3 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 416,531.2716 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.