Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COMCAST CORPCMCSA · Entity 1651 | Sr. EVP | April 15, 2020 | April 16, 2020 |
| FS Credit Opportunities Corp.NONE · Entity 4920 | Director | December 16, 2020 | December 18, 2020 |
| FS Global Credit Opportunities Fund - ADVNONE · Entity 144530 | Director | December 16, 2020 | December 18, 2020 |
| FS Global Credit Opportunities Fund-ANONE · Entity 16564 | Director | December 16, 2020 | December 18, 2020 |
| FS Global Credit Opportunities Fund-T2NONE · Entity 144532 | Director | June 20, 2017 | August 24, 2017 |
| PNC FINANCIAL SERVICES GROUP, INC.PNC · Entity 2924 | Director | October 01, 2021 | October 05, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COMCAST CORP
Report date April 15, 2020 · Filed April 16, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 260,319.3506 |
Ending reported balance
After 2020-04-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-04-15 · Exercise / conversion · Acquired 13,905 · Balance 266,911.3506 F1: The price is $0.00. Row 2 · 2020-04-15 · Tax withholding · Disposed 6,592 · Balance 260,319.3506 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 551,090 |
Reported balance
After 2020-04-15 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2020-04-15 · Exercise / conversion · Disposed 13,905 · Balance 551,090 F2: Each restricted stock unit represents a contigent right to receive one share of Class A Common Stock. F3: These restricted stock units vest on the transaction date. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy GRATs | 25,662 |
Reported balance
Holding disclosure · report date 2020-04-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 25,662 |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Spouse | 80 |
Reported balance
Holding disclosure · report date 2020-04-15 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 80 |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Trusts | 798,389 |
Reported balance
Holding disclosure · report date 2020-04-15 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 798,389 |
Filing footnotes · ownership attribution and instrument terms
F1: The price is $0.00.
F2: Each restricted stock unit represents a contigent right to receive one share of Class A Common Stock.
F3: These restricted stock units vest on the transaction date.
FS Credit Opportunities Corp.
Report date December 16, 2020 · Filed December 18, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 52,434.058 |
Reported balance
After 2020-12-16 transaction · row 1
1 source rowRow 1 · 2020-12-16 · Grant · Acquired 52,434.058 · Balance 52,434.058 F1: Received in exchange for 47,587.87 common shares of FS Global Credit Opportunities Fund--A ("FSGCO A") and 5,330.181 common shares of FS Global Credit Opportunities Fund-ADV ("FSGCO ADV") in connection with the closing of the mergers of FS Global Credit Opportunities Fund ("FSGCO"), FSGCO A, FS Global Credit Opportunities Fund--D ("FSGCO D"), FS Global Credit Opportunities Fund--T ("FSGCO T"), FSGCO ADV and FS Global Credit Opportunities Fund--T2 ("FSGCO T2") pursuant to that certain Agreement and Plan of Reorganization, dated as of November 18, 2020 (the "Reorganization Agreement"), by and among FSGCO, FSGCO A, FSGCO D, FSGCO T, FSGCO ADV and FSGCO T2. |
Filing footnotes · ownership attribution and instrument terms
F1: Received in exchange for 47,587.87 common shares of FS Global Credit Opportunities Fund--A ("FSGCO A") and 5,330.181 common shares of FS Global Credit Opportunities Fund-ADV ("FSGCO ADV") in connection with the closing of the mergers of FS Global Credit Opportunities Fund ("FSGCO"), FSGCO A, FS Global Credit Opportunities Fund--D ("FSGCO D"), FS Global Credit Opportunities Fund--T ("FSGCO T"), FSGCO ADV and FS Global Credit Opportunities Fund--T2 ("FSGCO T2") pursuant to that certain Agreement and Plan of Reorganization, dated as of November 18, 2020 (the "Reorganization Agreement"), by and among FSGCO, FSGCO A, FSGCO D, FSGCO T, FSGCO ADV and FSGCO T2.
FS Global Credit Opportunities Fund - ADV
Report date December 16, 2020 · Filed December 18, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-12-16 transaction · row 1
1 source rowRow 1 · 2020-12-16 · Disposition to issuer · Disposed 5,330.181 · Balance 0 F1: Disposed of in exchange for 5,241.167 shares of FS Global Credit Opportunities Fund ("FSGCO") common shares in connection with the closing of the mergers of FSGCO, FS Global Credit Opportunities Fund--A ("FSGCO A"), FS Global Credit Opportunities Fund--D ("FSGCO D"), FS Global Credit Opportunities Fund--T ("FSGCO T"), FS Global Credit Opportunities Fund--ADV ("FSGCO ADV") and FS Global Credit Opportunities Fund--T2 ("FSGCO T2") pursuant to that certain Agreement and Plan of Reorganization, dated as of November 18, 2020 (the "Reorganization Agreement"), by and among FSGCO, FSGCO A, FSGCO D, FSGCO T, FSGCO ADV and FSGCO T2. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of in exchange for 5,241.167 shares of FS Global Credit Opportunities Fund ("FSGCO") common shares in connection with the closing of the mergers of FSGCO, FS Global Credit Opportunities Fund--A ("FSGCO A"), FS Global Credit Opportunities Fund--D ("FSGCO D"), FS Global Credit Opportunities Fund--T ("FSGCO T"), FS Global Credit Opportunities Fund--ADV ("FSGCO ADV") and FS Global Credit Opportunities Fund--T2 ("FSGCO T2") pursuant to that certain Agreement and Plan of Reorganization, dated as of November 18, 2020 (the "Reorganization Agreement"), by and among FSGCO, FSGCO A, FSGCO D, FSGCO T, FSGCO ADV and FSGCO T2.
FS Global Credit Opportunities Fund-A
Report date December 16, 2020 · Filed December 18, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-12-16 transaction · row 1
1 source rowRow 1 · 2020-12-16 · Disposition to issuer · Disposed 47,587.87 · Balance 0 F1: Disposed of in exchange for 47,192.8907 shares of FS Global Credit Opportunities Fund ("FSGCO") common shares in connection with the closing of the mergers of FSGCO, FS Global Credit Opportunities Fund--A ("FSGCO A"), FS Global Credit Opportunities Fund--D ("FSGCO D"), FS Global Credit Opportunities Fund--T ("FSGCO T"), FS Global Credit Opportunities Fund--ADV ("FSGCO ADV") and FS Global Credit Opportunities Fund--T2 ("FSGCO T2") pursuant to that certain Agreement and Plan of Reorganization, dated as of November 18, 2020 (the "Reorganization Agreement"), by and among FSGCO, FSGCO A, FSGCO D, FSGCO T, FSGCO ADV and FSGCO T2. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of in exchange for 47,192.8907 shares of FS Global Credit Opportunities Fund ("FSGCO") common shares in connection with the closing of the mergers of FSGCO, FS Global Credit Opportunities Fund--A ("FSGCO A"), FS Global Credit Opportunities Fund--D ("FSGCO D"), FS Global Credit Opportunities Fund--T ("FSGCO T"), FS Global Credit Opportunities Fund--ADV ("FSGCO ADV") and FS Global Credit Opportunities Fund--T2 ("FSGCO T2") pursuant to that certain Agreement and Plan of Reorganization, dated as of November 18, 2020 (the "Reorganization Agreement"), by and among FSGCO, FSGCO A, FSGCO D, FSGCO T, FSGCO ADV and FSGCO T2.
FS Global Credit Opportunities Fund-T2
Report date June 20, 2017 · Filed August 24, 2017
This filing explicitly reported no securities owned.
PNC FINANCIAL SERVICES GROUP, INC.
Report date October 01, 2021 · Filed October 05, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitSEC Table II · derivative / convertible security | IndirectDeferred Compensation Plan | 511 |
Reported balance
After 2021-10-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-10-01 · Grant · Acquired 130 · Balance 511 F1: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F2: Includes an aggregate of 3 phantom stock units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4. |
| Deferred Stock UnitSEC Table II · derivative / convertible security | Direct | 822 |
Reported balance
Holding disclosure · report date 2021-10-01 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 822 F3: Deferred stock unit ("DSU") granted pursuant to the PNC Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement one share of PNC common stock, or in limited circumstances cash equal to the fair market value of one share of PNC common stock on the payment determination date, pursuant to the terms of the Program. F4: Includes an aggregate of 5 DSUs acquired by the reporting person as dividend equivalents under the Program subsequent to the date of the reporting person's most recent filing on Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.
F2: Includes an aggregate of 3 phantom stock units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4.
F3: Deferred stock unit ("DSU") granted pursuant to the PNC Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement one share of PNC common stock, or in limited circumstances cash equal to the fair market value of one share of PNC common stock on the payment determination date, pursuant to the terms of the Program.
F4: Includes an aggregate of 5 DSUs acquired by the reporting person as dividend equivalents under the Program subsequent to the date of the reporting person's most recent filing on Form 4.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 20, 2017 Filed Mar 22, 2017 20:17 UTC | COMCAST CORP CMCSA · Entity 1651 | Exercise / conversionRestricted Stock Units · Derivative | 13,950 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-006716 · doc4.xml · derivative · entry 8 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,484 Underlying: Class A Common Stock · 13,950 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contigent right to receive one share of Class A Common Stock. F2 · derivative.exercise_date: These restricted stock units vest on the transaction date. F2 · derivative.expiration_date: These restricted stock units vest on the transaction date. Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 20:17 UTC | COMCAST CORP CMCSA · Entity 1651 | Tax withholdingClass A Common Stock | 6,835 | $37.48 | $256,175.80 |
DisclosureSEC source: 0001225208-17-006716 · doc4.xml · nonDerivative · entry 2 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 399,941.2716 Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 20:17 UTC | COMCAST CORP CMCSA · Entity 1651 | Exercise / conversionClass A Common Stock | 13,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-006716 · doc4.xml · nonDerivative · entry 1 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 406,776.2716 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 17, 2017 Filed Mar 21, 2017 20:30 UTC | COMCAST CORP CMCSA · Entity 1651 | GrantOption to Purchase · Derivative | 395,200 | $0.00 Strike: $37.46 | $0.00 |
DisclosureSEC source: 0001225208-17-006655 · doc4.xml · derivative · entry 1 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 395,200 Underlying: Class A Common Stock · 395,200 shares Expires 2027-03-16 F1 · derivative.exercise_date: The options were granted on March 17, 2017 and become exercisable as follows: 30% becomes exercisable on the 2nd anniversary of the date of grant; an additional 15% on each of the 3rd, 4th and 5th anniversaries of the date of grant; and an additional 5% on each of the 6th, 7th, 8th, 9th and 9.5th anniversaries of the date of grant. Read SEC document |
| January 18, 2017 Filed Jan 20, 2017 13:34 UTC | FS Global Credit Opportunities Fund - ADV NONE · Entity 144530 | PurchaseCommon Shares | 1,330.22 | $8.08 | $10,748.18 |
DisclosureSEC source: 0001387131-17-000264 · cohen-form4_011817.xml · nonDerivative · entry 1 COHEN DAVID L · CIK 0001203695 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,589.17 F1 · shares: Acquired in accordance with Mr. Cohen's prior election to purchase common shares of FS Global Credit Opportunities Fund-ADV ("FSGCO") with fees earned during the prior calendar quarter as a trustee of FS Global Credit Opportunities Fund and its affiliated feeder funds. F2 · balance_after: Includes common shares acquired through FSGCO's distribution reinvestment plan. Read SEC document |
| December 16, 2016 Filed Feb 13, 2017 20:44 UTC | COMCAST CORP CMCSA · Entity 1651 | GiftClass A Common Stock | 4,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-002952 · doc5.xml · nonDerivative · entry 5 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Indirect · By Trusts Disclosed balance after: 377,296 Read SEC document |
| December 16, 2016 Filed Feb 13, 2017 20:44 UTC | COMCAST CORP CMCSA · Entity 1651 | GiftClass A Common Stock | 4,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-002952 · doc5.xml · nonDerivative · entry 3 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Indirect · By GRATs Disclosed balance after: 44,816 Read SEC document |
| December 12, 2016 Filed Feb 13, 2017 20:44 UTC | COMCAST CORP CMCSA · Entity 1651 | GiftClass A Common Stock | 467 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-002952 · doc5.xml · nonDerivative · entry 2 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,052.1358 Read SEC document |
| December 09, 2016 Filed Feb 13, 2017 20:44 UTC | COMCAST CORP CMCSA · Entity 1651 | GiftClass A Common Stock | 44,441 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-002952 · doc5.xml · nonDerivative · entry 1 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,519.1358 Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 21:15 UTC | COMCAST CORP CMCSA · Entity 1651 | Exercise / conversionRestricted Stock Units · Derivative | 7,188 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-042608 · doc4.xml · derivative · entry 6 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,217 Underlying: Class A Common Stock · 7,188 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contigent right to receive one share of Class A Common Stock. F2 · derivative.exercise_date: These restricted stock units vest on the transaction date. F2 · derivative.expiration_date: These restricted stock units vest on the transaction date. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 21:15 UTC | COMCAST CORP CMCSA · Entity 1651 | Tax withholdingClass A Common Stock | 3,598 | $69.51 | $250,096.98 |
DisclosureSEC source: 0001225208-16-042608 · doc4.xml · nonDerivative · entry 2 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,960.1358 Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 21:15 UTC | COMCAST CORP CMCSA · Entity 1651 | Exercise / conversionClass A Common Stock | 7,188 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-042608 · doc4.xml · nonDerivative · entry 1 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,558.1358 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 27, 2016 Filed Oct 31, 2016 20:10 UTC | COMCAST CORP CMCSA · Entity 1651 | Exercise / conversionOption to Purchase · Derivative | 28,000 | $18.98 Strike: $18.98 | $531,440.00 |
DisclosureSEC source: 0001225208-16-040855 · doc4.xml · derivative · entry 15 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 84,300 Underlying: Class A Common Stock · 28,000 shares Expires 2018-03-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction was effected pursuant to a Rule 10b5-1 trading plan. F3 · derivative.exercise_date: With respect to the number of shares set forth in Column 7, this option is immediately exercisable. Read SEC document |
| October 27, 2016 Filed Oct 31, 2016 20:10 UTC | COMCAST CORP CMCSA · Entity 1651 | Exercise / conversionOption to Purchase · Derivative | 10,000 | $18.98 Strike: $18.98 | $189,800.00 |
DisclosureSEC source: 0001225208-16-040855 · doc4.xml · derivative · entry 14 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,700 Underlying: Class A Common Stock · 10,000 shares Expires 2018-03-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction was effected pursuant to a Rule 10b5-1 trading plan. F3 · derivative.exercise_date: With respect to the number of shares set forth in Column 7, this option is immediately exercisable. Read SEC document |
| October 27, 2016 Filed Oct 31, 2016 20:10 UTC | COMCAST CORP CMCSA · Entity 1651 | Exercise / conversionOption to Purchase · Derivative | 17,700 | $25.44 Strike: $25.44 | $450,288.00 |
DisclosureSEC source: 0001225208-16-040855 · doc4.xml · derivative · entry 13 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 17,700 shares Expires 2017-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction was effected pursuant to a Rule 10b5-1 trading plan. F3 · derivative.exercise_date: With respect to the number of shares set forth in Column 7, this option is immediately exercisable. Read SEC document |
| October 27, 2016 Filed Oct 31, 2016 20:10 UTC | COMCAST CORP CMCSA · Entity 1651 | SaleClass A Common Stock | 19,480 | $62.20 | $1,211,733.92 |
DisclosureSEC source: 0001225208-16-040855 · doc4.xml · nonDerivative · entry 9 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 0 F1 · kind: Transaction was effected pursuant to a Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $62.17 to $62.26. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| October 27, 2016 Filed Oct 31, 2016 20:10 UTC | COMCAST CORP CMCSA · Entity 1651 | Tax withholdingClass A Common Stock | 8,520 | $62.38 | $531,477.60 |
DisclosureSEC source: 0001225208-16-040855 · doc4.xml · nonDerivative · entry 8 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 19,480 F1 · kind: Transaction was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 27, 2016 Filed Oct 31, 2016 20:10 UTC | COMCAST CORP CMCSA · Entity 1651 | Exercise / conversionClass A Common Stock | 28,000 | $18.98 | $531,440.00 |
DisclosureSEC source: 0001225208-16-040855 · doc4.xml · nonDerivative · entry 7 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 28,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 27, 2016 Filed Oct 31, 2016 20:10 UTC | COMCAST CORP CMCSA · Entity 1651 | Tax withholdingClass A Common Stock | 17,456 | $62.65 | $1,093,618.40 |
DisclosureSEC source: 0001225208-16-040855 · doc4.xml · nonDerivative · entry 6 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,370.1358 F1 · kind: Transaction was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 27, 2016 Filed Oct 31, 2016 20:10 UTC | COMCAST CORP CMCSA · Entity 1651 | Tax withholdingClass A Common Stock | 9,838 | $62.50 | $614,875.00 |
DisclosureSEC source: 0001225208-16-040855 · doc4.xml · nonDerivative · entry 5 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,826.1358 F1 · kind: Transaction was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 27, 2016 Filed Oct 31, 2016 20:10 UTC | COMCAST CORP CMCSA · Entity 1651 | SaleClass A Common Stock | 244 | $62.57 | $15,268.06 |
DisclosureSEC source: 0001225208-16-040855 · doc4.xml · nonDerivative · entry 4 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,664.1358 F1 · kind: Transaction was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 27, 2016 Filed Oct 31, 2016 20:10 UTC | COMCAST CORP CMCSA · Entity 1651 | SaleClass A Common Stock | 162 | $62.38 | $10,105.56 |
DisclosureSEC source: 0001225208-16-040855 · doc4.xml · nonDerivative · entry 3 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,908.1358 F1 · kind: Transaction was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 27, 2016 Filed Oct 31, 2016 20:10 UTC | COMCAST CORP CMCSA · Entity 1651 | Exercise / conversionClass A Common Stock | 10,000 | $18.98 | $189,800.00 |
DisclosureSEC source: 0001225208-16-040855 · doc4.xml · nonDerivative · entry 2 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,070.1358 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 27, 2016 Filed Oct 31, 2016 20:10 UTC | COMCAST CORP CMCSA · Entity 1651 | Exercise / conversionClass A Common Stock | 17,700 | $25.44 | $450,288.00 |
DisclosureSEC source: 0001225208-16-040855 · doc4.xml · nonDerivative · entry 1 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,070.1358 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 20:12 UTC | COMCAST CORP CMCSA · Entity 1651 | Exercise / conversionOption to Purchase · Derivative | 28,000 | $18.98 Strike: $18.98 | $531,440.00 |
DisclosureSEC source: 0001225208-16-040682 · doc4.xml · derivative · entry 11 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 112,300 Underlying: Class A Common Stock · 28,000 shares Expires 2018-03-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction was effected pursuant to a Rule 10b5-1 trading plan. F3 · derivative.exercise_date: With respect to the number of shares set forth in Column 7, this option is immediately exercisable. Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 20:12 UTC | COMCAST CORP CMCSA · Entity 1651 | Exercise / conversionOption to Purchase · Derivative | 28,750 | $25.44 Strike: $25.44 | $731,400.00 |
DisclosureSEC source: 0001225208-16-040682 · doc4.xml · derivative · entry 10 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,700 Underlying: Class A Common Stock · 28,750 shares Expires 2017-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction was effected pursuant to a Rule 10b5-1 trading plan. F3 · derivative.exercise_date: With respect to the number of shares set forth in Column 7, this option is immediately exercisable. Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 20:12 UTC | COMCAST CORP CMCSA · Entity 1651 | SaleClass A Common Stock | 19,829 | $65.00 | $1,288,964.32 |
DisclosureSEC source: 0001225208-16-040682 · doc4.xml · nonDerivative · entry 6 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 0 F1 · kind: Transaction was effected pursuant to a Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $64.98 to $65.05. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 20:12 UTC | COMCAST CORP CMCSA · Entity 1651 | Tax withholdingClass A Common Stock | 8,171 | $65.04 | $531,441.84 |
DisclosureSEC source: 0001225208-16-040682 · doc4.xml · nonDerivative · entry 5 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 19,829 F1 · kind: Transaction was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 20:12 UTC | COMCAST CORP CMCSA · Entity 1651 | Exercise / conversionClass A Common Stock | 28,000 | $18.98 | $531,440.00 |
DisclosureSEC source: 0001225208-16-040682 · doc4.xml · nonDerivative · entry 4 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 28,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 20:12 UTC | COMCAST CORP CMCSA · Entity 1651 | Tax withholdingClass A Common Stock | 28,479 | $65.16 | $1,855,691.64 |
DisclosureSEC source: 0001225208-16-040682 · doc4.xml · nonDerivative · entry 3 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,370.1358 F1 · kind: Transaction was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 20:12 UTC | COMCAST CORP CMCSA · Entity 1651 | SaleClass A Common Stock | 271 | $65.10 | $17,642.10 |
DisclosureSEC source: 0001225208-16-040682 · doc4.xml · nonDerivative · entry 2 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,849.1358 F1 · kind: Transaction was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 20:12 UTC | COMCAST CORP CMCSA · Entity 1651 | Exercise / conversionClass A Common Stock | 28,750 | $25.44 | $731,400.00 |
DisclosureSEC source: 0001225208-16-040682 · doc4.xml · nonDerivative · entry 1 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,120.1358 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 10:20 UTC | FS Global Credit Opportunities Fund - ADV NONE · Entity 144530 | PurchaseCommon Shares | 1,238.878 | $7.74 | $9,588.92 |
DisclosureSEC source: 0001387131-16-007420 · cohen-form4_101916.xml · nonDerivative · entry 1 COHEN DAVID L · CIK 0001203695 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,238.878 Read SEC document |
| October 11, 2016 Filed Oct 13, 2016 20:17 UTC | COMCAST CORP CMCSA · Entity 1651 | Exercise / conversionOption to Purchase · Derivative | 28,000 | $18.98 Strike: $18.98 | $531,440.00 |
DisclosureSEC source: 0001225208-16-040490 · doc4.xml · derivative · entry 11 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 140,300 Underlying: Class A Common Stock · 28,000 shares Expires 2018-03-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction was effected pursuant to a Rule 10b5-1 trading plan. F3 · derivative.exercise_date: With respect to the number of shares set forth in Column 7, this option is immediately exercisable. Read SEC document |
| October 11, 2016 Filed Oct 13, 2016 20:17 UTC | COMCAST CORP CMCSA · Entity 1651 | Exercise / conversionOption to Purchase · Derivative | 28,750 | $25.44 Strike: $25.44 | $731,400.00 |
DisclosureSEC source: 0001225208-16-040490 · doc4.xml · derivative · entry 10 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,450 Underlying: Class A Common Stock · 28,750 shares Expires 2017-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction was effected pursuant to a Rule 10b5-1 trading plan. F3 · derivative.exercise_date: With respect to the number of shares set forth in Column 7, this option is immediately exercisable. Read SEC document |
| October 11, 2016 Filed Oct 13, 2016 20:17 UTC | COMCAST CORP CMCSA · Entity 1651 | SaleClass A Common Stock | 19,142 | $65.50 | $1,253,820.14 |
DisclosureSEC source: 0001225208-16-040490 · doc4.xml · nonDerivative · entry 6 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 0 F1 · kind: Transaction was effected pursuant to a Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $65.43 to $65.60. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| October 11, 2016 Filed Oct 13, 2016 20:17 UTC | COMCAST CORP CMCSA · Entity 1651 | Tax withholdingClass A Common Stock | 8,858 | $65.78 | $582,679.24 |
DisclosureSEC source: 0001225208-16-040490 · doc4.xml · nonDerivative · entry 5 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 19,142 F1 · kind: Transaction was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 11, 2016 Filed Oct 13, 2016 20:17 UTC | COMCAST CORP CMCSA · Entity 1651 | Exercise / conversionClass A Common Stock | 28,000 | $18.98 | $531,440.00 |
DisclosureSEC source: 0001225208-16-040490 · doc4.xml · nonDerivative · entry 4 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 28,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 11, 2016 Filed Oct 13, 2016 20:17 UTC | COMCAST CORP CMCSA · Entity 1651 | Tax withholdingClass A Common Stock | 28,448 | $65.78 | $1,871,309.44 |
DisclosureSEC source: 0001225208-16-040490 · doc4.xml · nonDerivative · entry 3 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,370.1358 F1 · kind: Transaction was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 11, 2016 Filed Oct 13, 2016 20:17 UTC | COMCAST CORP CMCSA · Entity 1651 | SaleClass A Common Stock | 302 | $65.56 | $19,800.03 |
DisclosureSEC source: 0001225208-16-040490 · doc4.xml · nonDerivative · entry 2 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,818.1358 F1 · kind: Transaction was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 11, 2016 Filed Oct 13, 2016 20:17 UTC | COMCAST CORP CMCSA · Entity 1651 | Exercise / conversionClass A Common Stock | 28,750 | $25.44 | $731,400.00 |
DisclosureSEC source: 0001225208-16-040490 · doc4.xml · nonDerivative · entry 1 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,120.1358 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 16, 2016 Filed Feb 13, 2017 20:44 UTC | COMCAST CORP CMCSA · Entity 1651 | GiftClass A Common Stock | 120 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-002952 · doc5.xml · nonDerivative · entry 4 COHEN DAVID L · CIK 0001203695 · Sr. EVP 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 40 F1 · kind: As part of this transaction, 40 shares were distributed directly to the Reporting Person's spouse from a trust of which the Reporting Person's spouse is the trustee. F2 · balance_after: The number of shares reported includes 120 shares previously acquired by a trust, the trustee of which is the Reporting Person's spouse, that were not reported by the Reporting Person. The acquisition of these shares resulted in a matchable transaction with disgorgable profits in the amount of $40.68, which the Reporting Person has remitted in full to the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.