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person · Reporting owner

COHEN DAVID L

Disclosed activity across 6 companies

Tapewire entity
134977
SEC CIK
0001203695

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
COMCAST CORPCMCSA · Entity 1651Sr. EVPApril 15, 2020April 16, 2020
FS Credit Opportunities Corp.NONE · Entity 4920DirectorDecember 16, 2020December 18, 2020
FS Global Credit Opportunities Fund - ADVNONE · Entity 144530DirectorDecember 16, 2020December 18, 2020
FS Global Credit Opportunities Fund-ANONE · Entity 16564DirectorDecember 16, 2020December 18, 2020
FS Global Credit Opportunities Fund-T2NONE · Entity 144532DirectorJune 20, 2017August 24, 2017
PNC FINANCIAL SERVICES GROUP, INC.PNC · Entity 2924DirectorOctober 01, 2021October 05, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

COMCAST CORP

Report date April 15, 2020 · Filed April 16, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect260,319.3506 Ending reported balance After 2020-04-15 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2020-04-15 · Exercise / conversion · Acquired 13,905 · Balance 266,911.3506

F1: The price is $0.00.

Row 2 · 2020-04-15 · Tax withholding · Disposed 6,592 · Balance 260,319.3506

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect551,090 Reported balance After 2020-04-15 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2020-04-15 · Exercise / conversion · Disposed 13,905 · Balance 551,090

F2: Each restricted stock unit represents a contigent right to receive one share of Class A Common Stock.

F3: These restricted stock units vest on the transaction date.

Class A Common StockSEC Table I · non-derivativeIndirectBy GRATs25,662 Reported balance Holding disclosure · report date 2020-04-15 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 25,662

Class A Common StockSEC Table I · non-derivativeIndirectBy Spouse80 Reported balance Holding disclosure · report date 2020-04-15 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 80

Class A Common StockSEC Table I · non-derivativeIndirectBy Trusts798,389 Reported balance Holding disclosure · report date 2020-04-15 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 798,389

Filing footnotes · ownership attribution and instrument terms

F1: The price is $0.00.

F2: Each restricted stock unit represents a contigent right to receive one share of Class A Common Stock.

F3: These restricted stock units vest on the transaction date.

FS Credit Opportunities Corp.

Report date December 16, 2020 · Filed December 18, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect52,434.058 Reported balance After 2020-12-16 transaction · row 1
1 source row

Row 1 · 2020-12-16 · Grant · Acquired 52,434.058 · Balance 52,434.058

F1: Received in exchange for 47,587.87 common shares of FS Global Credit Opportunities Fund--A ("FSGCO A") and 5,330.181 common shares of FS Global Credit Opportunities Fund-ADV ("FSGCO ADV") in connection with the closing of the mergers of FS Global Credit Opportunities Fund ("FSGCO"), FSGCO A, FS Global Credit Opportunities Fund--D ("FSGCO D"), FS Global Credit Opportunities Fund--T ("FSGCO T"), FSGCO ADV and FS Global Credit Opportunities Fund--T2 ("FSGCO T2") pursuant to that certain Agreement and Plan of Reorganization, dated as of November 18, 2020 (the "Reorganization Agreement"), by and among FSGCO, FSGCO A, FSGCO D, FSGCO T, FSGCO ADV and FSGCO T2.

Filing footnotes · ownership attribution and instrument terms

F1: Received in exchange for 47,587.87 common shares of FS Global Credit Opportunities Fund--A ("FSGCO A") and 5,330.181 common shares of FS Global Credit Opportunities Fund-ADV ("FSGCO ADV") in connection with the closing of the mergers of FS Global Credit Opportunities Fund ("FSGCO"), FSGCO A, FS Global Credit Opportunities Fund--D ("FSGCO D"), FS Global Credit Opportunities Fund--T ("FSGCO T"), FSGCO ADV and FS Global Credit Opportunities Fund--T2 ("FSGCO T2") pursuant to that certain Agreement and Plan of Reorganization, dated as of November 18, 2020 (the "Reorganization Agreement"), by and among FSGCO, FSGCO A, FSGCO D, FSGCO T, FSGCO ADV and FSGCO T2.

FS Global Credit Opportunities Fund - ADV

Report date December 16, 2020 · Filed December 18, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect0 Reported balance After 2020-12-16 transaction · row 1
1 source row

Row 1 · 2020-12-16 · Disposition to issuer · Disposed 5,330.181 · Balance 0

F1: Disposed of in exchange for 5,241.167 shares of FS Global Credit Opportunities Fund ("FSGCO") common shares in connection with the closing of the mergers of FSGCO, FS Global Credit Opportunities Fund--A ("FSGCO A"), FS Global Credit Opportunities Fund--D ("FSGCO D"), FS Global Credit Opportunities Fund--T ("FSGCO T"), FS Global Credit Opportunities Fund--ADV ("FSGCO ADV") and FS Global Credit Opportunities Fund--T2 ("FSGCO T2") pursuant to that certain Agreement and Plan of Reorganization, dated as of November 18, 2020 (the "Reorganization Agreement"), by and among FSGCO, FSGCO A, FSGCO D, FSGCO T, FSGCO ADV and FSGCO T2.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of in exchange for 5,241.167 shares of FS Global Credit Opportunities Fund ("FSGCO") common shares in connection with the closing of the mergers of FSGCO, FS Global Credit Opportunities Fund--A ("FSGCO A"), FS Global Credit Opportunities Fund--D ("FSGCO D"), FS Global Credit Opportunities Fund--T ("FSGCO T"), FS Global Credit Opportunities Fund--ADV ("FSGCO ADV") and FS Global Credit Opportunities Fund--T2 ("FSGCO T2") pursuant to that certain Agreement and Plan of Reorganization, dated as of November 18, 2020 (the "Reorganization Agreement"), by and among FSGCO, FSGCO A, FSGCO D, FSGCO T, FSGCO ADV and FSGCO T2.

FS Global Credit Opportunities Fund-A

Report date December 16, 2020 · Filed December 18, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect0 Reported balance After 2020-12-16 transaction · row 1
1 source row

Row 1 · 2020-12-16 · Disposition to issuer · Disposed 47,587.87 · Balance 0

F1: Disposed of in exchange for 47,192.8907 shares of FS Global Credit Opportunities Fund ("FSGCO") common shares in connection with the closing of the mergers of FSGCO, FS Global Credit Opportunities Fund--A ("FSGCO A"), FS Global Credit Opportunities Fund--D ("FSGCO D"), FS Global Credit Opportunities Fund--T ("FSGCO T"), FS Global Credit Opportunities Fund--ADV ("FSGCO ADV") and FS Global Credit Opportunities Fund--T2 ("FSGCO T2") pursuant to that certain Agreement and Plan of Reorganization, dated as of November 18, 2020 (the "Reorganization Agreement"), by and among FSGCO, FSGCO A, FSGCO D, FSGCO T, FSGCO ADV and FSGCO T2.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of in exchange for 47,192.8907 shares of FS Global Credit Opportunities Fund ("FSGCO") common shares in connection with the closing of the mergers of FSGCO, FS Global Credit Opportunities Fund--A ("FSGCO A"), FS Global Credit Opportunities Fund--D ("FSGCO D"), FS Global Credit Opportunities Fund--T ("FSGCO T"), FS Global Credit Opportunities Fund--ADV ("FSGCO ADV") and FS Global Credit Opportunities Fund--T2 ("FSGCO T2") pursuant to that certain Agreement and Plan of Reorganization, dated as of November 18, 2020 (the "Reorganization Agreement"), by and among FSGCO, FSGCO A, FSGCO D, FSGCO T, FSGCO ADV and FSGCO T2.

FS Global Credit Opportunities Fund-T2

Report date June 20, 2017 · Filed August 24, 2017

This filing explicitly reported no securities owned.

PNC FINANCIAL SERVICES GROUP, INC.

Report date October 01, 2021 · Filed October 05, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom Stock UnitSEC Table II · derivative / convertible securityIndirectDeferred Compensation Plan511 Reported balance After 2021-10-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2021-10-01 · Grant · Acquired 130 · Balance 511

F1: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F2: Includes an aggregate of 3 phantom stock units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4.

Deferred Stock UnitSEC Table II · derivative / convertible securityDirect822 Reported balance Holding disclosure · report date 2021-10-01 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance 822

F3: Deferred stock unit ("DSU") granted pursuant to the PNC Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement one share of PNC common stock, or in limited circumstances cash equal to the fair market value of one share of PNC common stock on the payment determination date, pursuant to the terms of the Program.

F4: Includes an aggregate of 5 DSUs acquired by the reporting person as dividend equivalents under the Program subsequent to the date of the reporting person's most recent filing on Form 4.

Filing footnotes · ownership attribution and instrument terms

F1: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F2: Includes an aggregate of 3 phantom stock units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4.

F3: Deferred stock unit ("DSU") granted pursuant to the PNC Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement one share of PNC common stock, or in limited circumstances cash equal to the fair market value of one share of PNC common stock on the payment determination date, pursuant to the terms of the Program.

F4: Includes an aggregate of 5 DSUs acquired by the reporting person as dividend equivalents under the Program subsequent to the date of the reporting person's most recent filing on Form 4.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 16, 2019 Filed Apr 18, 2019 19:28 UTC COMCAST CORP CMCSA · Entity 1651 Exercise / conversionRestricted Stock Units · Derivative 16,992 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006966 · doc4.xml · derivative · entry 7

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,200

Underlying: Class A Common Stock · 16,992 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contigent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: These restricted stock units vest on the transaction date.

F3 · derivative.expiration_date: These restricted stock units vest on the transaction date.

Read SEC document
April 16, 2019 Filed Apr 18, 2019 19:28 UTC COMCAST CORP CMCSA · Entity 1651 Tax withholdingClass A Common Stock 8,057 $41.97 $338,152.29
Disclosure

SEC source: 0001225208-19-006966 · doc4.xml · nonDerivative · entry 2

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,501.3506

Read SEC document
April 16, 2019 Filed Apr 18, 2019 19:28 UTC COMCAST CORP CMCSA · Entity 1651 Exercise / conversionClass A Common Stock 16,992 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006966 · doc4.xml · nonDerivative · entry 1

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,558.3506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 29, 2019 Filed Apr 1, 2019 20:10 UTC COMCAST CORP CMCSA · Entity 1651 SaleClass A Common Stock 120,000 $39.86 $4,783,560.00
Disclosure

SEC source: 0001225208-19-005936 · doc4.xml · nonDerivative · entry 5

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trusts

Disclosed balance after: 794,262

F1 · kind: Transaction was effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $39.65 to $40.31. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
March 28, 2019 Filed Apr 1, 2019 20:10 UTC COMCAST CORP CMCSA · Entity 1651 SaleClass A Common Stock 11,631 $40.31 $468,810.72
Disclosure

SEC source: 0001225208-19-005936 · doc4.xml · nonDerivative · entry 4

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,838.9846

F1 · kind: Transaction was effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $40.17 to $40.48. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
March 28, 2019 Filed Apr 1, 2019 20:10 UTC COMCAST CORP CMCSA · Entity 1651 SaleClass A Common Stock 4,953 $40.30 $199,615.81
Disclosure

SEC source: 0001225208-19-005936 · doc4.xml · nonDerivative · entry 3

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,469.9846

F1 · kind: Transaction was effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $40.17 to $40.48. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
March 28, 2019 Filed Apr 1, 2019 20:10 UTC COMCAST CORP CMCSA · Entity 1651 SaleClass A Common Stock 4,520 $40.32 $182,228.32
Disclosure

SEC source: 0001225208-19-005936 · doc4.xml · nonDerivative · entry 2

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,422.9846

F1 · kind: Transaction was effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $40.18 to $40.48. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
March 28, 2019 Filed Apr 1, 2019 20:10 UTC COMCAST CORP CMCSA · Entity 1651 SaleClass A Common Stock 3,667 $40.31 $147,805.77
Disclosure

SEC source: 0001225208-19-005936 · doc4.xml · nonDerivative · entry 1

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,942.9846

F1 · kind: Transaction was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $40.23 to $40.48. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
March 22, 2019 Filed Mar 25, 2019 20:18 UTC COMCAST CORP CMCSA · Entity 1651 SaleClass A Common Stock 15,910 $39.87 $634,331.70
Disclosure

SEC source: 0001225208-19-005769 · doc4.xml · nonDerivative · entry 7

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,609.9846

F2 · kind: Transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 22, 2019 Filed Mar 25, 2019 20:18 UTC COMCAST CORP CMCSA · Entity 1651 SaleClass A Common Stock 11,632 $39.57 $460,266.61
Disclosure

SEC source: 0001225208-19-005769 · doc4.xml · nonDerivative · entry 6

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,519.9846

F2 · kind: Transaction was effected pursuant to a Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $39.36 to $39.91. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
March 21, 2019 Filed Mar 25, 2019 20:18 UTC COMCAST CORP CMCSA · Entity 1651 Exercise / conversionRestricted Stock Units · Derivative 44,240 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-005769 · doc4.xml · derivative · entry 11

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 528,335

Underlying: Class A Common Stock · 44,240 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit represents a contigent right to receive one share of Class A Common Stock.

F8 · derivative.exercise_date: These restricted stock units vest on the transaction date.

F8 · derivative.expiration_date: These restricted stock units vest on the transaction date.

Read SEC document
March 21, 2019 Filed Mar 25, 2019 20:18 UTC COMCAST CORP CMCSA · Entity 1651 Tax withholdingClass A Common Stock 20,977 $40.05 $840,128.85
Disclosure

SEC source: 0001225208-19-005769 · doc4.xml · nonDerivative · entry 5

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,151.9846

Read SEC document
March 21, 2019 Filed Mar 25, 2019 20:18 UTC COMCAST CORP CMCSA · Entity 1651 SaleClass A Common Stock 4,953 $39.63 $196,282.44
Disclosure

SEC source: 0001225208-19-005769 · doc4.xml · nonDerivative · entry 4

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,128.9846

F2 · kind: Transaction was effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $39.58 to $39.69. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
March 21, 2019 Filed Mar 25, 2019 20:18 UTC COMCAST CORP CMCSA · Entity 1651 SaleClass A Common Stock 4,520 $39.53 $178,666.56
Disclosure

SEC source: 0001225208-19-005769 · doc4.xml · nonDerivative · entry 3

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,081.9846

F2 · kind: Transaction was effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $39.44 to $39.62. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
March 21, 2019 Filed Mar 25, 2019 20:18 UTC COMCAST CORP CMCSA · Entity 1651 SaleClass A Common Stock 3,668 $39.48 $144,819.98
Disclosure

SEC source: 0001225208-19-005769 · doc4.xml · nonDerivative · entry 2

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334,601.9846

F2 · kind: Transaction was effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $39.28 to $39.58. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
March 21, 2019 Filed Mar 25, 2019 20:18 UTC COMCAST CORP CMCSA · Entity 1651 Exercise / conversionClass A Common Stock 44,240 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-005769 · doc4.xml · nonDerivative · entry 1

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,269.9846

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The price is $0.00.

Read SEC document
March 20, 2019 Filed Mar 21, 2019 20:25 UTC COMCAST CORP CMCSA · Entity 1651 Exercise / conversionRestricted Stock Units · Derivative 13,950 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-005680 · doc4.xml · derivative · entry 6

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,192

Underlying: Class A Common Stock · 13,950 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contigent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: These restricted stock units vest on the transaction date.

F2 · derivative.expiration_date: These restricted stock units vest on the transaction date.

Read SEC document
March 20, 2019 Filed Mar 21, 2019 20:25 UTC COMCAST CORP CMCSA · Entity 1651 Tax withholdingClass A Common Stock 6,615 $39.47 $261,094.05
Disclosure

SEC source: 0001225208-19-005680 · doc4.xml · nonDerivative · entry 2

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,029.9846

Read SEC document
March 20, 2019 Filed Mar 21, 2019 20:25 UTC COMCAST CORP CMCSA · Entity 1651 Exercise / conversionClass A Common Stock 13,950 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-005680 · doc4.xml · nonDerivative · entry 1

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,644.9846

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 20:52 UTC COMCAST CORP CMCSA · Entity 1651 Exercise / conversionRestricted Stock Units · Derivative 18,840 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-005517 · doc4.xml · derivative · entry 10

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,142

Underlying: Class A Common Stock · 18,840 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contigent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: These restricted stock units vest on the transaction date.

F3 · derivative.expiration_date: These restricted stock units vest on the transaction date.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 20:52 UTC COMCAST CORP CMCSA · Entity 1651 Tax withholdingClass A Common Stock 8,934 $39.92 $356,645.28
Disclosure

SEC source: 0001225208-19-005517 · doc4.xml · nonDerivative · entry 4

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,694.9846

Read SEC document
March 18, 2019 Filed Mar 19, 2019 20:52 UTC COMCAST CORP CMCSA · Entity 1651 Exercise / conversionClass A Common Stock 18,840 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-005517 · doc4.xml · nonDerivative · entry 3

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,628.9846

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 17, 2019 Filed Mar 19, 2019 20:52 UTC COMCAST CORP CMCSA · Entity 1651 Exercise / conversionRestricted Stock Units · Derivative 17,192 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-005517 · doc4.xml · derivative · entry 9

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,982

Underlying: Class A Common Stock · 17,192 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contigent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: These restricted stock units vest on the transaction date.

F3 · derivative.expiration_date: These restricted stock units vest on the transaction date.

Read SEC document
March 17, 2019 Filed Mar 19, 2019 20:52 UTC COMCAST CORP CMCSA · Entity 1651 Tax withholdingClass A Common Stock 8,152 $40.47 $329,911.44
Disclosure

SEC source: 0001225208-19-005517 · doc4.xml · nonDerivative · entry 2

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,788.9846

Read SEC document
March 17, 2019 Filed Mar 19, 2019 20:52 UTC COMCAST CORP CMCSA · Entity 1651 Exercise / conversionClass A Common Stock 17,192 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-005517 · doc4.xml · nonDerivative · entry 1

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,940.9846

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 15, 2019 Filed Mar 19, 2019 20:52 UTC COMCAST CORP CMCSA · Entity 1651 GrantOption to Purchase · Derivative 347,500 $0.00 Strike: $40.47 $0.00
Disclosure

SEC source: 0001225208-19-005517 · doc4.xml · derivative · entry 8

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,500

Underlying: Class A Common Stock · 347,500 shares

Expires 2029-03-14

F1 · derivative.exercise_date: The options were granted on March 15, 2019 and become exercisable as follows: 30% becomes exercisable on the 2nd anniversary of the date of grant; an additional 15% on each of the 3rd, 4th and 5th anniversaries of the date of grant; and an additional 5% on each of the 6th, 7th, 8th, 9th and 9.5th anniversaries of the date of grant.

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February 19, 2019 Filed Feb 21, 2019 21:09 UTC COMCAST CORP CMCSA · Entity 1651 Exercise / conversionOption to Purchase · Derivative 360,000 $0.00 Strike: $7.27 $0.00
Disclosure

SEC source: 0001225208-19-003252 · doc4.xml · derivative · entry 8

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 360,000 shares

Expires 2019-03-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: With respect to the number of shares set forth in Column 7, this option is immediately exercisable.

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February 19, 2019 Filed Feb 21, 2019 21:09 UTC COMCAST CORP CMCSA · Entity 1651 SaleClass A Common Stock 40,540 $37.67 $1,527,316.12
Disclosure

SEC source: 0001225208-19-003252 · doc4.xml · nonDerivative · entry 5

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trusts

Disclosed balance after: 914,262

F3 · price: This transaction was executed in multiple trades at prices ranging from $37.67 to $37.70. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 21:09 UTC COMCAST CORP CMCSA · Entity 1651 SaleClass A Common Stock 40,540 $37.69 $1,527,835.03
Disclosure

SEC source: 0001225208-19-003252 · doc4.xml · nonDerivative · entry 4

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trusts

Disclosed balance after: 954,802

F2 · price: This transaction was executed in multiple trades at prices ranging from $37.68 to $37.71. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

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February 19, 2019 Filed Feb 21, 2019 21:09 UTC COMCAST CORP CMCSA · Entity 1651 Tax withholdingClass A Common Stock 195,712 $37.91 $7,418,463.36
Disclosure

SEC source: 0001225208-19-003252 · doc4.xml · nonDerivative · entry 3

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,655.9846

Read SEC document
February 19, 2019 Filed Feb 21, 2019 21:09 UTC COMCAST CORP CMCSA · Entity 1651 SaleClass A Common Stock 164,288 $37.85 $6,218,300.80
Disclosure

SEC source: 0001225208-19-003252 · doc4.xml · nonDerivative · entry 2

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 486,367.9846

F1 · price: This transaction was executed in multiple trades at prices ranging from $37.82 to $37.90. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 21:09 UTC COMCAST CORP CMCSA · Entity 1651 Exercise / conversionClass A Common Stock 360,000 $7.27 $2,617,200.00
Disclosure

SEC source: 0001225208-19-003252 · doc4.xml · nonDerivative · entry 1

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 650,655.9846

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 21:16 UTC COMCAST CORP CMCSA · Entity 1651 Exercise / conversionOption to Purchase · Derivative 360,000 $0.00 Strike: $7.27 $0.00
Disclosure

SEC source: 0001225208-19-002534 · doc4.xml · derivative · entry 8

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,000

Underlying: Class A Common Stock · 360,000 shares

Expires 2019-03-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: With respect to the number of shares set forth in Column 7, this option is immediately exercisable.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 21:16 UTC COMCAST CORP CMCSA · Entity 1651 SaleClass A Common Stock 54,815 $37.21 $2,039,392.08
Disclosure

SEC source: 0001225208-19-002534 · doc4.xml · nonDerivative · entry 5

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trusts

Disclosed balance after: 995,342

F3 · price: This transaction was executed in multiple trades at prices ranging from $37.20 to $37.24. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 21:16 UTC COMCAST CORP CMCSA · Entity 1651 SaleClass A Common Stock 40,541 $37.19 $1,507,557.63
Disclosure

SEC source: 0001225208-19-002534 · doc4.xml · nonDerivative · entry 4

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trusts

Disclosed balance after: 1,050,157

F2 · price: This transaction was executed in multiple trades at prices ranging from $37.18 to $37.22. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 21:16 UTC COMCAST CORP CMCSA · Entity 1651 Tax withholdingClass A Common Stock 196,419 $37.23 $7,312,679.37
Disclosure

SEC source: 0001225208-19-002534 · doc4.xml · nonDerivative · entry 3

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,655.9846

Read SEC document
February 12, 2019 Filed Feb 14, 2019 21:16 UTC COMCAST CORP CMCSA · Entity 1651 SaleClass A Common Stock 163,581 $37.12 $6,071,635.98
Disclosure

SEC source: 0001225208-19-002534 · doc4.xml · nonDerivative · entry 2

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 487,074.9846

F1 · price: This transaction was executed in multiple trades at prices ranging from $37.05 to $37.22. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 21:16 UTC COMCAST CORP CMCSA · Entity 1651 Exercise / conversionClass A Common Stock 360,000 $7.27 $2,617,200.00
Disclosure

SEC source: 0001225208-19-002534 · doc4.xml · nonDerivative · entry 1

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 650,655.9846

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 20:55 UTC COMCAST CORP CMCSA · Entity 1651 GrantRestricted Stock Units · Derivative 113,280 $0.00 $0.00
Disclosure

SEC source: 0000950103-19-002007 · dp102261_4-cohen.xml · derivative · entry 1

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 685,855

Underlying: Class A Common Stock · 113,280 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units were granted subject to satisfaction of a performance condition. Based on achievement of the performance condition, the restricted stock units vests in installments of 15%, 15%, 15%, 15% and 40% on the 13th month, 2nd, 3rd, 4th and 5th anniversaries of the date of the grant (March 16, 2018), respectively.

F2 · derivative.expiration_date: The restricted stock units were granted subject to satisfaction of a performance condition. Based on achievement of the performance condition, the restricted stock units vests in installments of 15%, 15%, 15%, 15% and 40% on the 13th month, 2nd, 3rd, 4th and 5th anniversaries of the date of the grant (March 16, 2018), respectively.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 21:18 UTC COMCAST CORP CMCSA · Entity 1651 Exercise / conversionOption to Purchase · Derivative 360,000 $0.00 Strike: $7.27 $0.00
Disclosure

SEC source: 0001225208-19-001959 · doc4.xml · derivative · entry 9

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 720,000

Underlying: Class A Common Stock · 360,000 shares

Expires 2019-03-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: With respect to the number of shares set forth in Column 7, this option is immediately exercisable.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 21:18 UTC COMCAST CORP CMCSA · Entity 1651 SaleClass A Common Stock 54,815 $37.10 $2,033,905.09
Disclosure

SEC source: 0001225208-19-001959 · doc4.xml · nonDerivative · entry 6

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trusts

Disclosed balance after: 1,090,698

F3 · price: This transaction was executed in multiple trades at prices ranging from $37.104 to $37.105. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 21:18 UTC COMCAST CORP CMCSA · Entity 1651 SaleClass A Common Stock 40,541 $37.09 $1,503,467.04
Disclosure

SEC source: 0001225208-19-001959 · doc4.xml · nonDerivative · entry 5

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trusts

Disclosed balance after: 1,145,513

F2 · price: This transaction was executed in multiple trades at prices ranging from $37.08 to $37.09. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 21:18 UTC COMCAST CORP CMCSA · Entity 1651 SaleClass A Common Stock 13,514 $37.08 $501,099.12
Disclosure

SEC source: 0001225208-19-001959 · doc4.xml · nonDerivative · entry 4

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trusts

Disclosed balance after: 1,186,054

F2 · price: This transaction was executed in multiple trades at prices ranging from $37.08 to $37.09. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 21:18 UTC COMCAST CORP CMCSA · Entity 1651 Tax withholdingClass A Common Stock 193,124 $37.03 $7,150,416.10
Disclosure

SEC source: 0001225208-19-001959 · doc4.xml · nonDerivative · entry 3

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,655.9846

Read SEC document
February 05, 2019 Filed Feb 7, 2019 21:18 UTC COMCAST CORP CMCSA · Entity 1651 SaleClass A Common Stock 166,876 $36.96 $6,167,069.46
Disclosure

SEC source: 0001225208-19-001959 · doc4.xml · nonDerivative · entry 2

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 483,779.9846

F1 · price: This transaction was executed in multiple trades at prices ranging from $36.89 to $37.02. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 21:18 UTC COMCAST CORP CMCSA · Entity 1651 Exercise / conversionClass A Common Stock 360,000 $7.27 $2,617,200.00
Disclosure

SEC source: 0001225208-19-001959 · doc4.xml · nonDerivative · entry 1

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 650,655.9846

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2018 Filed Feb 8, 2019 20:22 UTC COMCAST CORP CMCSA · Entity 1651 GiftClass A Common Stock 144,432 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-002059 · doc5.xml · nonDerivative · entry 3

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trusts

Disclosed balance after: 1,199,568

Read SEC document
December 31, 2018 Filed Feb 8, 2019 20:22 UTC COMCAST CORP CMCSA · Entity 1651 GiftClass A Common Stock 144,432 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-002059 · doc5.xml · nonDerivative · entry 2

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,655.9846

Read SEC document
December 13, 2018 Filed Feb 8, 2019 20:22 UTC COMCAST CORP CMCSA · Entity 1651 GiftClass A Common Stock 85,133 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-002059 · doc5.xml · nonDerivative · entry 1

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435,087.9846

Read SEC document
October 30, 2018 Filed Oct 31, 2018 20:08 UTC COMCAST CORP CMCSA · Entity 1651 Exercise / conversionRestricted Stock Units · Derivative 14,376 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-015006 · doc4.xml · derivative · entry 7

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 572,575

Underlying: Class A Common Stock · 14,376 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contigent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: These restricted stock units vest on the transaction date.

F3 · derivative.expiration_date: These restricted stock units vest on the transaction date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.