TapewireFind a company

person · Reporting owner

COHEN DAVID L

Disclosed activity across 6 companies

Tapewire entity
134977
SEC CIK
0001203695

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
COMCAST CORPCMCSA · Entity 1651Sr. EVPApril 15, 2020April 16, 2020
FS Credit Opportunities Corp.NONE · Entity 4920DirectorDecember 16, 2020December 18, 2020
FS Global Credit Opportunities Fund - ADVNONE · Entity 144530DirectorDecember 16, 2020December 18, 2020
FS Global Credit Opportunities Fund-ANONE · Entity 16564DirectorDecember 16, 2020December 18, 2020
FS Global Credit Opportunities Fund-T2NONE · Entity 144532DirectorJune 20, 2017August 24, 2017
PNC FINANCIAL SERVICES GROUP, INC.PNC · Entity 2924DirectorOctober 01, 2021October 05, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

COMCAST CORP

Report date April 15, 2020 · Filed April 16, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect260,319.3506 Ending reported balance After 2020-04-15 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2020-04-15 · Exercise / conversion · Acquired 13,905 · Balance 266,911.3506

F1: The price is $0.00.

Row 2 · 2020-04-15 · Tax withholding · Disposed 6,592 · Balance 260,319.3506

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect551,090 Reported balance After 2020-04-15 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2020-04-15 · Exercise / conversion · Disposed 13,905 · Balance 551,090

F2: Each restricted stock unit represents a contigent right to receive one share of Class A Common Stock.

F3: These restricted stock units vest on the transaction date.

Class A Common StockSEC Table I · non-derivativeIndirectBy GRATs25,662 Reported balance Holding disclosure · report date 2020-04-15 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 25,662

Class A Common StockSEC Table I · non-derivativeIndirectBy Spouse80 Reported balance Holding disclosure · report date 2020-04-15 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 80

Class A Common StockSEC Table I · non-derivativeIndirectBy Trusts798,389 Reported balance Holding disclosure · report date 2020-04-15 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 798,389

Filing footnotes · ownership attribution and instrument terms

F1: The price is $0.00.

F2: Each restricted stock unit represents a contigent right to receive one share of Class A Common Stock.

F3: These restricted stock units vest on the transaction date.

FS Credit Opportunities Corp.

Report date December 16, 2020 · Filed December 18, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect52,434.058 Reported balance After 2020-12-16 transaction · row 1
1 source row

Row 1 · 2020-12-16 · Grant · Acquired 52,434.058 · Balance 52,434.058

F1: Received in exchange for 47,587.87 common shares of FS Global Credit Opportunities Fund--A ("FSGCO A") and 5,330.181 common shares of FS Global Credit Opportunities Fund-ADV ("FSGCO ADV") in connection with the closing of the mergers of FS Global Credit Opportunities Fund ("FSGCO"), FSGCO A, FS Global Credit Opportunities Fund--D ("FSGCO D"), FS Global Credit Opportunities Fund--T ("FSGCO T"), FSGCO ADV and FS Global Credit Opportunities Fund--T2 ("FSGCO T2") pursuant to that certain Agreement and Plan of Reorganization, dated as of November 18, 2020 (the "Reorganization Agreement"), by and among FSGCO, FSGCO A, FSGCO D, FSGCO T, FSGCO ADV and FSGCO T2.

Filing footnotes · ownership attribution and instrument terms

F1: Received in exchange for 47,587.87 common shares of FS Global Credit Opportunities Fund--A ("FSGCO A") and 5,330.181 common shares of FS Global Credit Opportunities Fund-ADV ("FSGCO ADV") in connection with the closing of the mergers of FS Global Credit Opportunities Fund ("FSGCO"), FSGCO A, FS Global Credit Opportunities Fund--D ("FSGCO D"), FS Global Credit Opportunities Fund--T ("FSGCO T"), FSGCO ADV and FS Global Credit Opportunities Fund--T2 ("FSGCO T2") pursuant to that certain Agreement and Plan of Reorganization, dated as of November 18, 2020 (the "Reorganization Agreement"), by and among FSGCO, FSGCO A, FSGCO D, FSGCO T, FSGCO ADV and FSGCO T2.

FS Global Credit Opportunities Fund - ADV

Report date December 16, 2020 · Filed December 18, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect0 Reported balance After 2020-12-16 transaction · row 1
1 source row

Row 1 · 2020-12-16 · Disposition to issuer · Disposed 5,330.181 · Balance 0

F1: Disposed of in exchange for 5,241.167 shares of FS Global Credit Opportunities Fund ("FSGCO") common shares in connection with the closing of the mergers of FSGCO, FS Global Credit Opportunities Fund--A ("FSGCO A"), FS Global Credit Opportunities Fund--D ("FSGCO D"), FS Global Credit Opportunities Fund--T ("FSGCO T"), FS Global Credit Opportunities Fund--ADV ("FSGCO ADV") and FS Global Credit Opportunities Fund--T2 ("FSGCO T2") pursuant to that certain Agreement and Plan of Reorganization, dated as of November 18, 2020 (the "Reorganization Agreement"), by and among FSGCO, FSGCO A, FSGCO D, FSGCO T, FSGCO ADV and FSGCO T2.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of in exchange for 5,241.167 shares of FS Global Credit Opportunities Fund ("FSGCO") common shares in connection with the closing of the mergers of FSGCO, FS Global Credit Opportunities Fund--A ("FSGCO A"), FS Global Credit Opportunities Fund--D ("FSGCO D"), FS Global Credit Opportunities Fund--T ("FSGCO T"), FS Global Credit Opportunities Fund--ADV ("FSGCO ADV") and FS Global Credit Opportunities Fund--T2 ("FSGCO T2") pursuant to that certain Agreement and Plan of Reorganization, dated as of November 18, 2020 (the "Reorganization Agreement"), by and among FSGCO, FSGCO A, FSGCO D, FSGCO T, FSGCO ADV and FSGCO T2.

FS Global Credit Opportunities Fund-A

Report date December 16, 2020 · Filed December 18, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect0 Reported balance After 2020-12-16 transaction · row 1
1 source row

Row 1 · 2020-12-16 · Disposition to issuer · Disposed 47,587.87 · Balance 0

F1: Disposed of in exchange for 47,192.8907 shares of FS Global Credit Opportunities Fund ("FSGCO") common shares in connection with the closing of the mergers of FSGCO, FS Global Credit Opportunities Fund--A ("FSGCO A"), FS Global Credit Opportunities Fund--D ("FSGCO D"), FS Global Credit Opportunities Fund--T ("FSGCO T"), FS Global Credit Opportunities Fund--ADV ("FSGCO ADV") and FS Global Credit Opportunities Fund--T2 ("FSGCO T2") pursuant to that certain Agreement and Plan of Reorganization, dated as of November 18, 2020 (the "Reorganization Agreement"), by and among FSGCO, FSGCO A, FSGCO D, FSGCO T, FSGCO ADV and FSGCO T2.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of in exchange for 47,192.8907 shares of FS Global Credit Opportunities Fund ("FSGCO") common shares in connection with the closing of the mergers of FSGCO, FS Global Credit Opportunities Fund--A ("FSGCO A"), FS Global Credit Opportunities Fund--D ("FSGCO D"), FS Global Credit Opportunities Fund--T ("FSGCO T"), FS Global Credit Opportunities Fund--ADV ("FSGCO ADV") and FS Global Credit Opportunities Fund--T2 ("FSGCO T2") pursuant to that certain Agreement and Plan of Reorganization, dated as of November 18, 2020 (the "Reorganization Agreement"), by and among FSGCO, FSGCO A, FSGCO D, FSGCO T, FSGCO ADV and FSGCO T2.

FS Global Credit Opportunities Fund-T2

Report date June 20, 2017 · Filed August 24, 2017

This filing explicitly reported no securities owned.

PNC FINANCIAL SERVICES GROUP, INC.

Report date October 01, 2021 · Filed October 05, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom Stock UnitSEC Table II · derivative / convertible securityIndirectDeferred Compensation Plan511 Reported balance After 2021-10-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2021-10-01 · Grant · Acquired 130 · Balance 511

F1: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F2: Includes an aggregate of 3 phantom stock units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4.

Deferred Stock UnitSEC Table II · derivative / convertible securityDirect822 Reported balance Holding disclosure · report date 2021-10-01 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance 822

F3: Deferred stock unit ("DSU") granted pursuant to the PNC Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement one share of PNC common stock, or in limited circumstances cash equal to the fair market value of one share of PNC common stock on the payment determination date, pursuant to the terms of the Program.

F4: Includes an aggregate of 5 DSUs acquired by the reporting person as dividend equivalents under the Program subsequent to the date of the reporting person's most recent filing on Form 4.

Filing footnotes · ownership attribution and instrument terms

F1: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F2: Includes an aggregate of 3 phantom stock units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4.

F3: Deferred stock unit ("DSU") granted pursuant to the PNC Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement one share of PNC common stock, or in limited circumstances cash equal to the fair market value of one share of PNC common stock on the payment determination date, pursuant to the terms of the Program.

F4: Includes an aggregate of 5 DSUs acquired by the reporting person as dividend equivalents under the Program subsequent to the date of the reporting person's most recent filing on Form 4.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2021 Filed Oct 5, 2021 19:36 UTC PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 GrantPhantom Stock Unit · Derivative 130 $198.31 $25,780.30
Disclosure

SEC source: 0001209191-21-059331 · doc4.xml · derivative · entry 1

COHEN DAVID L · CIK 0001203695 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Compensation Plan

Disclosed balance after: 511

Underlying: $5 Par Common Stock · 130 shares

Expires not disclosed

F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F2 · balance_after: Includes an aggregate of 3 phantom stock units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 19:48 UTC PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 GrantPhantom Stock Unit · Derivative 122 $191.74 $23,392.28
Disclosure

SEC source: 0001209191-21-045372 · doc4.xml · derivative · entry 1

COHEN DAVID L · CIK 0001203695 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Compensation Plan

Disclosed balance after: 378

Underlying: $5 Par Common Stock · 122 shares

Expires not disclosed

F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F2 · balance_after: Includes an aggregate of 2 phantom stock unit acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 19:31 UTC PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 GrantDeferred Stock Unit · Derivative 817 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028956 · doc4.xml · derivative · entry 1

COHEN DAVID L · CIK 0001203695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 817

Underlying: $5 Par Common Stock · 817 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred stock unit ("DSU") granted pursuant to the PNC Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement one share of The PNC Financial Services Group, Inc. ("PNC") common stock, or in limited circumstances cash equal to the fair market value of one share of PNC common stock on the payment determination date, pursuant to the terms of the Program.

F1 · derivative.exercise_date: Deferred stock unit ("DSU") granted pursuant to the PNC Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement one share of The PNC Financial Services Group, Inc. ("PNC") common stock, or in limited circumstances cash equal to the fair market value of one share of PNC common stock on the payment determination date, pursuant to the terms of the Program.

F1 · derivative.expiration_date: Deferred stock unit ("DSU") granted pursuant to the PNC Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement one share of The PNC Financial Services Group, Inc. ("PNC") common stock, or in limited circumstances cash equal to the fair market value of one share of PNC common stock on the payment determination date, pursuant to the terms of the Program.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 21:06 UTC PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 GrantPhantom Stock Unit · Derivative 140 $177.41 $24,837.40
Disclosure

SEC source: 0001209191-21-025221 · doc4.xml · derivative · entry 1

COHEN DAVID L · CIK 0001203695 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Compensation Plan

Disclosed balance after: 254

Underlying: $5 Par Common Stock · 140 shares

Expires not disclosed

F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F2 · balance_after: Includes an aggregate of 1 phantom stock unit acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 20:29 UTC PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 GrantPhantom Stock Unit · Derivative 113 $149.15 $16,853.95
Disclosure

SEC source: 0001209191-21-001927 · doc4.xml · derivative · entry 1

COHEN DAVID L · CIK 0001203695 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Compensation Plan

Disclosed balance after: 113

Underlying: $5 Par Common Stock · 113 shares

Expires not disclosed

F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

Read SEC document
December 16, 2020 Filed Dec 18, 2020 18:11 UTC FS Global Credit Opportunities Fund - ADV NONE · Entity 144530 Disposition to issuerCommon Shares 5,330.181 Not disclosed Not disclosed
Disclosure

SEC source: 0001387131-20-011374 · ownership.xml · nonDerivative · entry 1

COHEN DAVID L · CIK 0001203695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Disposed of in exchange for 5,241.167 shares of FS Global Credit Opportunities Fund ("FSGCO") common shares in connection with the closing of the mergers of FSGCO, FS Global Credit Opportunities Fund--A ("FSGCO A"), FS Global Credit Opportunities Fund--D ("FSGCO D"), FS Global Credit Opportunities Fund--T ("FSGCO T"), FS Global Credit Opportunities Fund--ADV ("FSGCO ADV") and FS Global Credit Opportunities Fund--T2 ("FSGCO T2") pursuant to that certain Agreement and Plan of Reorganization, dated as of November 18, 2020 (the "Reorganization Agreement"), by and among FSGCO, FSGCO A, FSGCO D, FSGCO T, FSGCO ADV and FSGCO T2.

Read SEC document
December 16, 2020 Filed Dec 18, 2020 19:33 UTC FS Credit Opportunities Corp. NONE · Entity 4920 GrantCommon Shares 52,434.058 Not disclosed Not disclosed
Disclosure

SEC source: 0001387131-20-011402 · ownership.xml · nonDerivative · entry 1

COHEN DAVID L · CIK 0001203695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,434.058

F1 · price: Received in exchange for 47,587.87 common shares of FS Global Credit Opportunities Fund--A ("FSGCO A") and 5,330.181 common shares of FS Global Credit Opportunities Fund-ADV ("FSGCO ADV") in connection with the closing of the mergers of FS Global Credit Opportunities Fund ("FSGCO"), FSGCO A, FS Global Credit Opportunities Fund--D ("FSGCO D"), FS Global Credit Opportunities Fund--T ("FSGCO T"), FSGCO ADV and FS Global Credit Opportunities Fund--T2 ("FSGCO T2") pursuant to that certain Agreement and Plan of Reorganization, dated as of November 18, 2020 (the "Reorganization Agreement"), by and among FSGCO, FSGCO A, FSGCO D, FSGCO T, FSGCO ADV and FSGCO T2.

Read SEC document
December 16, 2020 Filed Dec 18, 2020 18:06 UTC FS Global Credit Opportunities Fund-A NONE · Entity 16564 Disposition to issuerCommon Shares 47,587.87 Not disclosed Not disclosed
Disclosure

SEC source: 0001387131-20-011372 · ownership.xml · nonDerivative · entry 1

COHEN DAVID L · CIK 0001203695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Disposed of in exchange for 47,192.8907 shares of FS Global Credit Opportunities Fund ("FSGCO") common shares in connection with the closing of the mergers of FSGCO, FS Global Credit Opportunities Fund--A ("FSGCO A"), FS Global Credit Opportunities Fund--D ("FSGCO D"), FS Global Credit Opportunities Fund--T ("FSGCO T"), FS Global Credit Opportunities Fund--ADV ("FSGCO ADV") and FS Global Credit Opportunities Fund--T2 ("FSGCO T2") pursuant to that certain Agreement and Plan of Reorganization, dated as of November 18, 2020 (the "Reorganization Agreement"), by and among FSGCO, FSGCO A, FSGCO D, FSGCO T, FSGCO ADV and FSGCO T2.

Read SEC document
April 15, 2020 Filed Apr 16, 2020 18:03 UTC COMCAST CORP CMCSA · Entity 1651 Exercise / conversionRestricted Stock Units · Derivative 13,905 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-006499 · doc4.xml · derivative · entry 6

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 551,090

Underlying: Class A Common Stock · 13,905 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contigent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: These restricted stock units vest on the transaction date.

F3 · derivative.expiration_date: These restricted stock units vest on the transaction date.

Read SEC document
April 15, 2020 Filed Apr 16, 2020 18:03 UTC COMCAST CORP CMCSA · Entity 1651 Tax withholdingClass A Common Stock 6,592 $37.16 $244,958.72
Disclosure

SEC source: 0001225208-20-006499 · doc4.xml · nonDerivative · entry 2

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,319.3506

Read SEC document
April 15, 2020 Filed Apr 16, 2020 18:03 UTC COMCAST CORP CMCSA · Entity 1651 Exercise / conversionClass A Common Stock 13,905 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-006499 · doc4.xml · nonDerivative · entry 1

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,911.3506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The price is $0.00.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 13:30 UTC COMCAST CORP CMCSA · Entity 1651 Exercise / conversionRestricted Stock Units · Derivative 37,200 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-005485 · doc4.xml · derivative · entry 6

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 564,995

Underlying: Class A Common Stock · 37,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contigent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: These restricted stock units vest on the transaction date.

F3 · derivative.expiration_date: These restricted stock units vest on the transaction date.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 13:30 UTC COMCAST CORP CMCSA · Entity 1651 Tax withholdingClass A Common Stock 17,635 $33.37 $588,479.95
Disclosure

SEC source: 0001225208-20-005485 · doc4.xml · nonDerivative · entry 2

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,608.3506

Read SEC document
March 20, 2020 Filed Mar 24, 2020 13:30 UTC COMCAST CORP CMCSA · Entity 1651 Exercise / conversionClass A Common Stock 37,200 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-005485 · doc4.xml · nonDerivative · entry 1

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,243.3506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The price is $0.00.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 18:15 UTC COMCAST CORP CMCSA · Entity 1651 Exercise / conversionRestricted Stock Units · Derivative 18,840 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-005436 · doc4.xml · derivative · entry 6

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 602,195

Underlying: Class A Common Stock · 18,840 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contigent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: These restricted stock units vest on the transaction date.

F3 · derivative.expiration_date: These restricted stock units vest on the transaction date.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 18:15 UTC COMCAST CORP CMCSA · Entity 1651 Tax withholdingClass A Common Stock 8,932 $35.68 $318,693.76
Disclosure

SEC source: 0001225208-20-005436 · doc4.xml · nonDerivative · entry 2

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,043.3506

Read SEC document
March 18, 2020 Filed Mar 20, 2020 18:15 UTC COMCAST CORP CMCSA · Entity 1651 Exercise / conversionClass A Common Stock 18,840 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-005436 · doc4.xml · nonDerivative · entry 1

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,975.3506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The price is $0.00.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 20:08 UTC COMCAST CORP CMCSA · Entity 1651 Exercise / conversionRestricted Stock Units · Derivative 17,192 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-20-005339 · doc4.xml · derivative · entry 9

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,640

Underlying: Class A Common Stock · 17,192 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contigent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: These restricted stock units vest on the transaction date.

F2 · derivative.expiration_date: These restricted stock units vest on the transaction date.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 20:08 UTC COMCAST CORP CMCSA · Entity 1651 Tax withholdingClass A Common Stock 8,150 $38.22 $311,493.00
Disclosure

SEC source: 0001225208-20-005339 · doc4.xml · nonDerivative · entry 4

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,135.3506

Read SEC document
March 17, 2020 Filed Mar 18, 2020 20:08 UTC COMCAST CORP CMCSA · Entity 1651 Exercise / conversionClass A Common Stock 17,192 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-005339 · doc4.xml · nonDerivative · entry 3

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,285.3506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 20:08 UTC COMCAST CORP CMCSA · Entity 1651 Exercise / conversionRestricted Stock Units · Derivative 16,992 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-20-005339 · doc4.xml · derivative · entry 8

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,832

Underlying: Class A Common Stock · 16,992 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contigent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: These restricted stock units vest on the transaction date.

F2 · derivative.expiration_date: These restricted stock units vest on the transaction date.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 20:08 UTC COMCAST CORP CMCSA · Entity 1651 Tax withholdingClass A Common Stock 8,056 $36.04 $290,338.24
Disclosure

SEC source: 0001225208-20-005339 · doc4.xml · nonDerivative · entry 2

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,093.3506

Read SEC document
March 16, 2020 Filed Mar 18, 2020 20:08 UTC COMCAST CORP CMCSA · Entity 1651 Exercise / conversionClass A Common Stock 16,992 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-005339 · doc4.xml · nonDerivative · entry 1

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,149.3506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 20:32 UTC COMCAST CORP CMCSA · Entity 1651 GrantOption to Purchase · Derivative 643,100 $0.00 Strike: $42.52 $0.00
Disclosure

SEC source: 0001225208-20-004319 · doc4.xml · derivative · entry 1

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 643,100

Underlying: Class A Common Stock · 643,100 shares

Expires 2030-03-01

F1 · derivative.exercise_date: The options were granted on March 2, 2020 and become exercisable as follows: 30% becomes exercisable on the 2nd anniversary of the date of grant; an additional 15% on each of the 3rd, 4th and 5th anniversaries of the date of grant; and an additional 5% on each of the 6th, 7th, 8th, 9th and 9.5th anniversaries of the date of grant.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 19:49 UTC COMCAST CORP CMCSA · Entity 1651 GrantRestricted Stock Units · Derivative 92,700 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002930 · doc4.xml · derivative · entry 1

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 621,035

Underlying: Class A Common Stock · 92,700 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contigent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units were granted subject to satisfaction of a performance condition. Based on achievement of the performance condition, the restricted stock units vest in installments of 15%, 15%, 15%, 15% and 40% on the 13th-month, 2nd, 3rd, 4th, and 5th anniversaries of the date of the grant (March 15, 2019), respectively.

F2 · derivative.expiration_date: The restricted stock units were granted subject to satisfaction of a performance condition. Based on achievement of the performance condition, the restricted stock units vest in installments of 15%, 15%, 15%, 15% and 40% on the 13th-month, 2nd, 3rd, 4th, and 5th anniversaries of the date of the grant (March 15, 2019), respectively.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 21:32 UTC COMCAST CORP CMCSA · Entity 1651 Exercise / conversionOption to Purchase · Derivative 328,680 $9.17 Strike: $9.17 $3,013,995.60
Disclosure

SEC source: 0001225208-19-015959 · doc4.xml · derivative · entry 21

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trusts

Disclosed balance after: 0

Underlying: Class A Common Stock · 328,680 shares

Expires 2020-03-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: With respect to the number of shares set forth in Column 7, this option is immediately exercisable.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 21:32 UTC COMCAST CORP CMCSA · Entity 1651 GiftOption to Purchase · Derivative 162,000 $0.00 Strike: $29.88 $0.00
Disclosure

SEC source: 0001225208-19-015959 · doc4.xml · derivative · entry 20

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trusts

Disclosed balance after: 162,000

Underlying: Class A Common Stock · 162,000 shares

Expires 2026-03-17

F4 · derivative.exercise_date: The options were granted on March 18, 2016 and become exercisable as follows: 30% becomes exercisable on the 2nd anniversary of the date of grant; an additional 15% on each of the 3rd, 4th and 5th anniversaries of the date of grant; and an additional 5% on each of the 6th, 7th, 8th, 9th and 9.5th anniversaries of the date of grant.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 21:32 UTC COMCAST CORP CMCSA · Entity 1651 GiftOption to Purchase · Derivative 118,560 $0.00 Strike: $37.46 $0.00
Disclosure

SEC source: 0001225208-19-015959 · doc4.xml · derivative · entry 19

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trusts

Disclosed balance after: 118,560

Underlying: Class A Common Stock · 118,560 shares

Expires 2027-03-16

F3 · derivative.exercise_date: The options were granted on March 17, 2017 and become exercisable as follows: 30% becomes exercisable on the 2nd anniversary of the date of grant; an additional 15% on each of the 3rd, 4th and 5th anniversaries of the date of grant; and an additional 5% on each of the 6th, 7th, 8th, 9th and 9.5th anniversaries of the date of grant.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 21:32 UTC COMCAST CORP CMCSA · Entity 1651 Exercise / conversionOption to Purchase · Derivative 766,920 $9.17 Strike: $9.17 $7,032,656.40
Disclosure

SEC source: 0001225208-19-015959 · doc4.xml · derivative · entry 18

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 766,920 shares

Expires 2020-03-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: With respect to the number of shares set forth in Column 7, this option is immediately exercisable.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 21:32 UTC COMCAST CORP CMCSA · Entity 1651 Exercise / conversionOption to Purchase · Derivative 357,300 $12.51 Strike: $12.51 $4,469,823.00
Disclosure

SEC source: 0001225208-19-015959 · doc4.xml · derivative · entry 17

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436,700

Underlying: Class A Common Stock · 357,300 shares

Expires 2021-03-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: With respect to the number of shares set forth in Column 7, this option is immediately exercisable.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 21:32 UTC COMCAST CORP CMCSA · Entity 1651 GiftOption to Purchase · Derivative 162,000 $29.88 Strike: $29.88 $4,840,560.00
Disclosure

SEC source: 0001225208-19-015959 · doc4.xml · derivative · entry 16

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,000

Underlying: Class A Common Stock · 162,000 shares

Expires 2026-03-17

F4 · derivative.exercise_date: The options were granted on March 18, 2016 and become exercisable as follows: 30% becomes exercisable on the 2nd anniversary of the date of grant; an additional 15% on each of the 3rd, 4th and 5th anniversaries of the date of grant; and an additional 5% on each of the 6th, 7th, 8th, 9th and 9.5th anniversaries of the date of grant.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 21:32 UTC COMCAST CORP CMCSA · Entity 1651 GiftOption to Purchase · Derivative 118,560 $37.46 Strike: $37.46 $4,441,257.60
Disclosure

SEC source: 0001225208-19-015959 · doc4.xml · derivative · entry 15

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,640

Underlying: Class A Common Stock · 118,560 shares

Expires 2027-03-16

F3 · derivative.exercise_date: The options were granted on March 17, 2017 and become exercisable as follows: 30% becomes exercisable on the 2nd anniversary of the date of grant; an additional 15% on each of the 3rd, 4th and 5th anniversaries of the date of grant; and an additional 5% on each of the 6th, 7th, 8th, 9th and 9.5th anniversaries of the date of grant.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 21:32 UTC COMCAST CORP CMCSA · Entity 1651 SaleClass A Common Stock 260,195 $43.83 $11,405,127.44
Disclosure

SEC source: 0001225208-19-015959 · doc4.xml · nonDerivative · entry 13

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trusts

Disclosed balance after: 798,389

F2 · price: This transaction was executed in multiple trades at prices ranging from $43.60 to $44.04. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 21:32 UTC COMCAST CORP CMCSA · Entity 1651 Tax withholdingClass A Common Stock 68,485 $44.01 $3,014,024.85
Disclosure

SEC source: 0001225208-19-015959 · doc4.xml · nonDerivative · entry 12

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trusts

Disclosed balance after: 1,058,584

Read SEC document
December 16, 2019 Filed Dec 18, 2019 21:32 UTC COMCAST CORP CMCSA · Entity 1651 Exercise / conversionClass A Common Stock 328,680 $9.17 $3,013,995.60
Disclosure

SEC source: 0001225208-19-015959 · doc4.xml · nonDerivative · entry 11

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trusts

Disclosed balance after: 1,127,069

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 21:32 UTC COMCAST CORP CMCSA · Entity 1651 Tax withholdingClass A Common Stock 504,114 $43.96 $22,158,330.87
Disclosure

SEC source: 0001225208-19-015959 · doc4.xml · nonDerivative · entry 8

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,157.3506

Read SEC document
December 16, 2019 Filed Dec 18, 2019 21:32 UTC COMCAST CORP CMCSA · Entity 1651 SaleClass A Common Stock 373,508 $43.71 $16,327,528.71
Disclosure

SEC source: 0001225208-19-015959 · doc4.xml · nonDerivative · entry 7

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 684,271.3506

F1 · price: This transaction was executed in multiple trades at prices ranging from $43.32 to $44.04. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 21:32 UTC COMCAST CORP CMCSA · Entity 1651 Tax withholdingClass A Common Stock 246,598 $43.98 $10,844,147.05
Disclosure

SEC source: 0001225208-19-015959 · doc4.xml · nonDerivative · entry 6

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,057,779.3506

Read SEC document
December 16, 2019 Filed Dec 18, 2019 21:32 UTC COMCAST CORP CMCSA · Entity 1651 Exercise / conversionClass A Common Stock 357,300 $12.51 $4,469,823.00
Disclosure

SEC source: 0001225208-19-015959 · doc4.xml · nonDerivative · entry 5

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,304,377.3506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 21:32 UTC COMCAST CORP CMCSA · Entity 1651 Exercise / conversionClass A Common Stock 766,920 $9.17 $7,032,656.40
Disclosure

SEC source: 0001225208-19-015959 · doc4.xml · nonDerivative · entry 4

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 947,077.3506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2019 Filed Dec 18, 2019 21:32 UTC COMCAST CORP CMCSA · Entity 1651 GiftClass A Common Stock 4,127 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-015959 · doc4.xml · nonDerivative · entry 10

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trusts

Disclosed balance after: 798,389

Read SEC document
December 10, 2019 Filed Dec 18, 2019 21:32 UTC COMCAST CORP CMCSA · Entity 1651 GiftClass A Common Stock 4,127 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-015959 · doc4.xml · nonDerivative · entry 9

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Indirect · By GRATs

Disclosed balance after: 51,060

Read SEC document
December 03, 2019 Filed Dec 18, 2019 21:32 UTC COMCAST CORP CMCSA · Entity 1651 GiftClass A Common Stock 1,162 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-015959 · doc4.xml · nonDerivative · entry 3

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,947.3506

Read SEC document
November 29, 2019 Filed Dec 18, 2019 21:32 UTC COMCAST CORP CMCSA · Entity 1651 GiftClass A Common Stock 9,681 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-015959 · doc4.xml · nonDerivative · entry 2

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,109.3506

Read SEC document
November 27, 2019 Filed Dec 18, 2019 21:32 UTC COMCAST CORP CMCSA · Entity 1651 GiftClass A Common Stock 95,336 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-015959 · doc4.xml · nonDerivative · entry 1

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,790.3506

Read SEC document
October 30, 2019 Filed Oct 31, 2019 20:05 UTC COMCAST CORP CMCSA · Entity 1651 Exercise / conversionRestricted Stock Units · Derivative 14,376 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950103-19-014710 · dp115208_4-cohen.xml · derivative · entry 6

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,824

Underlying: Class A Common Stock · 14,376 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contigent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: These restricted stock units vest on the transaction date.

F2 · derivative.expiration_date: These restricted stock units vest on the transaction date.

Read SEC document
October 30, 2019 Filed Oct 31, 2019 20:05 UTC COMCAST CORP CMCSA · Entity 1651 Tax withholdingClass A Common Stock 6,816 $44.69 $304,607.04
Disclosure

SEC source: 0000950103-19-014710 · dp115208_4-cohen.xml · nonDerivative · entry 2

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,126.3506

Read SEC document
October 30, 2019 Filed Oct 31, 2019 20:05 UTC COMCAST CORP CMCSA · Entity 1651 Exercise / conversionClass A CommonStock 14,376 $0.00 $0.00
Disclosure

SEC source: 0000950103-19-014710 · dp115208_4-cohen.xml · nonDerivative · entry 1

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,942.3506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 23, 2019 Filed Apr 24, 2019 20:21 UTC COMCAST CORP CMCSA · Entity 1651 SaleClass A Common Stock 4,467 $41.88 $187,077.96
Disclosure

SEC source: 0001225208-19-007150 · doc4.xml · nonDerivative · entry 1

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,566.3506

F1 · kind: Transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
April 17, 2019 Filed Apr 18, 2019 19:28 UTC COMCAST CORP CMCSA · Entity 1651 SaleClass A Common Stock 4,468 $42.00 $187,656.00
Disclosure

SEC source: 0001225208-19-006966 · doc4.xml · nonDerivative · entry 3

COHEN DAVID L · CIK 0001203695 · Sr. EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,033.3506

F1 · kind: Transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.