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HOGAN JOSEPH M

Disclosed activity across 2 companies

Tapewire entity
13426
SEC CIK
0001233163

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ALIGN TECHNOLOGY INCALGN · Entity 3488Director · President and CEOFebruary 20, 2026February 25, 2026
GENERAL ELECTRIC COGE · Entity 2813Senior Vice PresidentMay 01, 2008May 05, 2008

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ALIGN TECHNOLOGY INC

Report date February 20, 2026 · Filed February 25, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect225,377 Reported balance After 2026-02-20 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-02-20 · Exercise / conversion · Acquired 40,248 · Balance 225,377

F1: Includes 184 shares acquired on January 30, 2026 under the ALGN Employee Stock Purchase Plan.

Common StockSEC Table I · non-derivativeDirect209,270 Reported balance After 2026-02-20 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2026-02-20 · Tax withholding · Disposed 16,107 · Balance 209,270

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct19,144 Reported balance After 2026-02-20 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-02-20 · Grant · Acquired 19,144 · Balance 19,144

F4: Represents par value of ALGN common stock.

F5: 1/4th of the restricted stock unit granted on February 20, 2026 will become vested on February 20, 2027 and shares will be delivered to reporting person on such date. 1/4th of restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on such vest date.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct11,882 Reported balance After 2026-02-20 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-02-20 · Exercise / conversion · Disposed 3,961 · Balance 11,882

F4: Represents par value of ALGN common stock.

F7: 1/4th of the restricted stock unit granted on February 20, 2025 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2026-02-20 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2026-02-20 · Exercise / conversion · Disposed 1,865 · Balance 0

F4: Represents par value of ALGN common stock.

F8: 1/4th of the restricted stock unit granted on February 20, 2022 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct3,672 Reported balance After 2026-02-20 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2026-02-20 · Exercise / conversion · Disposed 3,672 · Balance 3,672

F4: Represents par value of ALGN common stock.

F10: 1/4th of the restricted stock unit granted on February 20, 2023 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct6,794 Reported balance After 2026-02-20 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2026-02-20 · Exercise / conversion · Disposed 3,397 · Balance 6,794

F4: Represents par value of ALGN common stock.

F11: 1/4th of the restricted stock unit granted on February 20, 2024 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

Market Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct44,670 Reported balance After 2026-02-20 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-02-20 · Grant · Acquired 44,670 · Balance 44,670

F4: Represents par value of ALGN common stock.

F6: Represents the number of shares which may be issued at target under the market stock unit. If performance exceeds target, the maximum number of shares that may vest is 250% of the at target amount. Vesting, if any, of the market stock unit occurs on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

Market Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2026-02-20 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2026-02-20 · Exercise / conversion · Disposed 27,353 · Balance 0

F4: Represents par value of ALGN common stock.

F9: The market stock unit granted on February 20, 2023 became vested on February 20, 2026 and shares were delivered to reporting person on such vest date.

Common StockSEC Table I · non-derivativeIndirectSee Footnote55,267 Reported balance Holding disclosure · report date 2026-02-20 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 55,267

F2: Shares are held by the Hogan 2025 GRAT, for which the Reporting Person serves as trustee.

Common StockSEC Table I · non-derivativeIndirectSee Footnote1,500 Reported balance Holding disclosure · report date 2026-02-20 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 1,500

F3: These securities are held directly by the spouse of the reporting person. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 184 shares acquired on January 30, 2026 under the ALGN Employee Stock Purchase Plan.

F2: Shares are held by the Hogan 2025 GRAT, for which the Reporting Person serves as trustee.

F3: These securities are held directly by the spouse of the reporting person. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or any other purpose.

F4: Represents par value of ALGN common stock.

F5: 1/4th of the restricted stock unit granted on February 20, 2026 will become vested on February 20, 2027 and shares will be delivered to reporting person on such date. 1/4th of restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on such vest date.

F6: Represents the number of shares which may be issued at target under the market stock unit. If performance exceeds target, the maximum number of shares that may vest is 250% of the at target amount. Vesting, if any, of the market stock unit occurs on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

F7: 1/4th of the restricted stock unit granted on February 20, 2025 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

F8: 1/4th of the restricted stock unit granted on February 20, 2022 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date.

F9: The market stock unit granted on February 20, 2023 became vested on February 20, 2026 and shares were delivered to reporting person on such vest date.

F10: 1/4th of the restricted stock unit granted on February 20, 2023 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

F11: 1/4th of the restricted stock unit granted on February 20, 2024 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

GENERAL ELECTRIC CO

Report date May 01, 2008 · Filed May 05, 2008

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect33,373 Ending reported balance After 2008-05-01 transaction · row 12
12 source rows · reconciled sequence

Row 1 · 2008-05-01 · Exercise / conversion · Acquired 7,500 · Balance 17,458

Row 2 · 2008-05-01 · Tax withholding · Disposed 3,109 · Balance 14,349

Row 3 · 2008-05-01 · Exercise / conversion · Acquired 5,000 · Balance 19,349

Row 4 · 2008-05-01 · Tax withholding · Disposed 2,073 · Balance 17,276

Row 5 · 2008-05-01 · Exercise / conversion · Acquired 8,333 · Balance 25,609

Row 6 · 2008-05-01 · Tax withholding · Disposed 3,455 · Balance 22,154

Row 7 · 2008-05-01 · Exercise / conversion · Acquired 6,666 · Balance 28,820

Row 8 · 2008-05-01 · Tax withholding · Disposed 2,764 · Balance 26,056

Row 9 · 2008-05-01 · Exercise / conversion · Acquired 4,166 · Balance 30,222

Row 10 · 2008-05-01 · Tax withholding · Disposed 1,727 · Balance 28,495

Row 11 · 2008-05-01 · Exercise / conversion · Acquired 8,333 · Balance 36,828

Row 12 · 2008-05-01 · Tax withholding · Disposed 3,455 · Balance 33,373

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2008-05-01Direct15,000 Reported balance After 2008-05-01 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2008-05-01 · Exercise / conversion · Disposed 7,500 · Balance 15,000

F1: 1-for-1

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2008-05-01Direct10,000 Reported balance After 2008-05-01 transaction · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · 2008-05-01 · Exercise / conversion · Disposed 5,000 · Balance 10,000

F1: 1-for-1

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2008-05-01Direct16,667 Reported balance After 2008-05-01 transaction · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · 2008-05-01 · Exercise / conversion · Disposed 8,333 · Balance 16,667

F1: 1-for-1

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2008-05-01Direct23,334 Reported balance After 2008-05-01 transaction · row 18 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 18 · 2008-05-01 · Exercise / conversion · Disposed 6,666 · Balance 23,334

F1: 1-for-1

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2008-05-01Direct33,334 Reported balance After 2008-05-01 transaction · row 19 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 19 · 2008-05-01 · Exercise / conversion · Disposed 4,166 · Balance 33,334

F1: 1-for-1

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2008-05-01Direct66,667 Reported balance After 2008-05-01 transaction · row 20 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 20 · 2008-05-01 · Exercise / conversion · Disposed 8,333 · Balance 66,667

F1: 1-for-1

Common StockSEC Table I · non-derivativeIndirect401(k)19,639 Reported balance Holding disclosure · report date 2008-05-01 · row 13 Holding and transaction disclosures are not merged.
1 source row

Row 13 · Balance 19,639

Common StockSEC Table I · non-derivativeIndirectby family84 Reported balance Holding disclosure · report date 2008-05-01 · row 14 Holding and transaction disclosures are not merged.
1 source row

Row 14 · Balance 84

Filing footnotes · ownership attribution and instrument terms

F1: 1-for-1

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 20, 2020 Filed Feb 25, 2020 00:36 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Tax withholdingCommon Stock 49,327 $272.49 $13,441,114.23
Disclosure

SEC source: 0001209191-20-012259 · doc4.xml · nonDerivative · entry 2

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,736

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:36 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionCommon Stock 95,499 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012259 · doc4.xml · nonDerivative · entry 1

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,063

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 04, 2020 Filed Feb 5, 2020 23:03 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 GiftCommon Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0001233163-20-000001 · primary_doc.xml · nonDerivative · entry 1

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,564

F1 · balance_after: Includes 124 shares acquired under the ALGN ESPP on January 31, 2020.

Read SEC document
August 02, 2019 Filed Aug 6, 2019 22:13 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 PurchaseCommon Stock 4,995 $199.83 $998,169.33
Disclosure

SEC source: 0001233163-19-000002 · primary_doc.xml · nonDerivative · entry 1

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,440

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $199.60 to $200.01, inclusive. The reporting person undertakes to provide Align Technology Inc., any security holder of Align Technology Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:08 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 GrantMarket Stock Unit · Derivative 66,973 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004549 · doc4.xml · derivative · entry 9

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,973

Underlying: Common Stock · 66,973 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents par value of ALGN common stock.

F9 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

F9 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:08 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 GrantRestricted Stock Unit · Derivative 13,395 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004549 · doc4.xml · derivative · entry 8

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,395

Underlying: Common Stock · 13,395 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents par value of ALGN common stock.

F8 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2019 will become vested on February 20, 2020 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on each vest date.

F8 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2019 will become vested on February 20, 2020 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:08 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 69,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004549 · doc4.xml · derivative · entry 7

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 69,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents par value of ALGN common stock.

F7 · derivative.exercise_date: Represents the maximum number of shares issued under the market stock unit granted on February 20, 2016. Shares were delivered to reporting person on such vest date.

F7 · derivative.expiration_date: Represents the maximum number of shares issued under the market stock unit granted on February 20, 2016. Shares were delivered to reporting person on such vest date.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:08 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 2,400 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004549 · doc4.xml · derivative · entry 6

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,200

Underlying: Common Stock · 2,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents par value of ALGN common stock.

F6 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on each vest date.

F6 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:08 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 6,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004549 · doc4.xml · derivative · entry 5

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 6,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents par value of ALGN common stock.

F5 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on each vest date.

F5 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:08 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 7,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004549 · doc4.xml · derivative · entry 4

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents par value of ALGN common stock.

F4 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on each vest date.

F4 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:08 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Tax withholdingCommon Stock 42,219 $253.79 $10,714,760.01
Disclosure

SEC source: 0000899243-19-004549 · doc4.xml · nonDerivative · entry 2

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,208

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:08 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionCommon Stock 85,150 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004549 · doc4.xml · nonDerivative · entry 1

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,427

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 147 shares acquired under the ALGN ESPP on January 31, 2019.

Read SEC document
February 20, 2019 Filed Mar 8, 2019 01:03 UTC Amendment ALIGN TECHNOLOGY INC ALGN · Entity 3488 Tax withholdingCommon Stock 43,982 $253.79 $11,162,191.78
Disclosure

SEC source: 0001215490-19-000009 · primary_doc.xml · nonDerivative · entry 1

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,445

F1 · balance_after: This amendment is being filed to correct the number of shares withheld for payment of reporting person's tax liability upon vesting of the restricted stock units previously reported, and to correct the number of shares held directly by reporting person following this change.

Read SEC document
December 31, 2018 Filed Jan 2, 2019 23:46 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 27,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001288257-19-000001 · primary_doc.xml · derivative · entry 4

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock

F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on June 1, 2015 became vested on December 31, 2018 and shares were delivered to reporting person on such vest date.

F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on June 1, 2015 became vested on December 31, 2018 and shares were delivered to reporting person on such vest date.

Read SEC document
December 31, 2018 Filed Jan 2, 2019 23:46 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Tax withholdingCommon Stock 14,333 $209.43 $3,001,760.19
Disclosure

SEC source: 0001288257-19-000001 · primary_doc.xml · nonDerivative · entry 2

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,130

Read SEC document
December 31, 2018 Filed Jan 2, 2019 23:46 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionCommon Stock 27,750 $0.00 $0.00
Disclosure

SEC source: 0001288257-19-000001 · primary_doc.xml · nonDerivative · entry 1

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,463

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 14, 2018 Filed Aug 15, 2018 21:20 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 SaleCommon Stock 25,000 $367.48 $9,186,990.00
Disclosure

SEC source: 0001288257-18-000021 · primary_doc.xml · nonDerivative · entry 1

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,713

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $365.20 to $368.74, inclusive. The reporting person undertakes to provide Align Technology Inc., any security holder of Align Technology Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 22, 2018 Filed Jun 26, 2018 21:24 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 GrantMarket Stock Unit · Derivative 129,300 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001288257-18-000020 · primary_doc.xml · derivative · entry 1

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,300

Underlying: Common Stock · 129,300 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F2 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit granted on June 22, 2018. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

F2 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit granted on June 22, 2018. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

Read SEC document
June 01, 2018 Filed Jun 5, 2018 22:07 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionMarket Stock Uni · Derivative 166,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001288257-18-000018 · primary_doc.xml · derivative · entry 4

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 166,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock

F3 · derivative.exercise_date: The market stock unit granted on June 1, 2015 became vested on June 1, 2018 and shares were delivered to reporting person on such vest date.

F3 · derivative.expiration_date: The market stock unit granted on June 1, 2015 became vested on June 1, 2018 and shares were delivered to reporting person on such vest date.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 22:07 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Tax withholdingCommon Stock 85,998 $333.09 $28,645,073.82
Disclosure

SEC source: 0001288257-18-000018 · primary_doc.xml · nonDerivative · entry 2

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,713

Read SEC document
June 01, 2018 Filed Jun 5, 2018 22:07 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionCommon Stock 166,500 $0.00 $0.00
Disclosure

SEC source: 0001288257-18-000018 · primary_doc.xml · nonDerivative · entry 1

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,711

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:09 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 GrantMarket Stock Unit · Derivative 48,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-005079 · doc4.xml · derivative · entry 7

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,000

Underlying: Common Stock · 48,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents par value of ALGN common stock.

F7 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

F7 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:09 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 GrantRestricted Stock Unit · Derivative 9,600 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-005079 · doc4.xml · derivative · entry 6

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,600

Underlying: Common Stock · 9,600 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents par value of ALGN common stock.

F6 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2018 will become vested on February 20, 2019 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on each vest date.

F6 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2018 will become vested on February 20, 2019 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:09 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 6,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-005079 · doc4.xml · derivative · entry 5

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

Underlying: Common Stock · 6,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents par value of ALGN common stock.

F5 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on each vest date.

F5 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:09 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 7,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-005079 · doc4.xml · derivative · entry 4

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents par value of ALGN common stock.

F4 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on each vest date.

F4 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:09 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Tax withholdingCommon Stock 6,818 $255.45 $1,741,658.10
Disclosure

SEC source: 0000899243-18-005079 · doc4.xml · nonDerivative · entry 2

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,211

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:09 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionCommon Stock 13,750 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-005079 · doc4.xml · nonDerivative · entry 1

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,029

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 295 shares acquired under the ALGN ESPP on January 31, 2018.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 23:40 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 PurchaseCommon Stock 1,500 $233.63 $350,444.85
Disclosure

SEC source: 0001233163-18-000002 · primary_doc.xml · nonDerivative · entry 1

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By resident of household

Disclosed balance after: 1,500

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 00:23 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 27,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001233163-18-000001 · primary_doc.xml · derivative · entry 3

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,750

Underlying: Common Stock · 27,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock

F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on June 1, 2015 became vested on December 31, 2017 and shares were delivered to reporting person on January 2, 2018. 1/4th of the restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on each vest date.

F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on June 1, 2015 became vested on December 31, 2017 and shares were delivered to reporting person on January 2, 2018. 1/4th of the restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on each vest date.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 00:23 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Tax withholdingCommon Stock 14,972 $222.19 $3,326,628.68
Disclosure

SEC source: 0001233163-18-000001 · primary_doc.xml · nonDerivative · entry 2

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,984

Read SEC document
December 31, 2017 Filed Jan 3, 2018 00:23 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionCommon Stock 27,750 $0.00 $0.00
Disclosure

SEC source: 0001233163-18-000001 · primary_doc.xml · nonDerivative · entry 1

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,956

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2017 Filed Feb 23, 2017 21:05 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 GrantMarket Stock Unit · Derivative 76,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-17-005077 · doc4.xml · derivative · entry 5

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,000

Underlying: Common Stock · 76,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F4 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

F4 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

Read SEC document
February 20, 2017 Filed Feb 23, 2017 21:05 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 GrantRestricted Stock Unit · Derivative 25,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-17-005077 · doc4.xml · derivative · entry 4

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2017 will become vested on February 20, 2018 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on each vest date.

F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2017 will become vested on February 20, 2018 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2017 Filed Feb 23, 2017 21:05 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 7,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-17-005077 · doc4.xml · derivative · entry 3

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. 1/4th of the restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on each vest date.

F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. 1/4th of the restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2017 Filed Feb 23, 2017 21:05 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Tax withholdingCommon Stock 3,914 $101.77 $398,308.21
Disclosure

SEC source: 0000899243-17-005077 · doc4.xml · nonDerivative · entry 2

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,206

Read SEC document
February 20, 2017 Filed Feb 23, 2017 21:05 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-005077 · doc4.xml · nonDerivative · entry 1

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,120

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 22:09 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 27,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001233163-17-000001 · primary_doc.xml · derivative · entry 3

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,500

Underlying: Common Stock · 27,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock

F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on June 1, 2015 became vested on December 31, 2016 and shares were delivered to reporting person on January 3, 2017. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on June 1, 2015 became vested on December 31, 2016 and shares were delivered to reporting person on January 3, 2017. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 22:09 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Tax withholdingCommon Stock 14,400 $96.13 $1,384,272.00
Disclosure

SEC source: 0001233163-17-000001 · primary_doc.xml · nonDerivative · entry 2

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,620

Read SEC document
December 31, 2016 Filed Jan 4, 2017 22:09 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionCommon Stock 27,750 $0.00 $0.00
Disclosure

SEC source: 0001233163-17-000001 · primary_doc.xml · nonDerivative · entry 1

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,020

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2008 Filed May 5, 2008 21:40 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionRestricted Stock Units · Derivative 8,333 $0.00 $0.00
Disclosure

SEC source: 0001231205-08-000055 · edgar.xml · derivative · entry 20

HOGAN JOSEPH M · CIK 0001233163 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,667

Underlying: Common Stock · 8,333 shares

Expires 2008-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

Read SEC document
May 01, 2008 Filed May 5, 2008 21:40 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionRestricted Stock Units · Derivative 4,166 $0.00 $0.00
Disclosure

SEC source: 0001231205-08-000055 · edgar.xml · derivative · entry 19

HOGAN JOSEPH M · CIK 0001233163 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,334

Underlying: Common Stock · 4,166 shares

Expires 2008-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

Read SEC document
May 01, 2008 Filed May 5, 2008 21:40 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionRestricted Stock Units · Derivative 6,666 $0.00 $0.00
Disclosure

SEC source: 0001231205-08-000055 · edgar.xml · derivative · entry 18

HOGAN JOSEPH M · CIK 0001233163 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,334

Underlying: Common Stock · 6,666 shares

Expires 2008-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

Read SEC document
May 01, 2008 Filed May 5, 2008 21:40 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionRestricted Stock Units · Derivative 8,333 $0.00 $0.00
Disclosure

SEC source: 0001231205-08-000055 · edgar.xml · derivative · entry 17

HOGAN JOSEPH M · CIK 0001233163 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,667

Underlying: Common Stock · 8,333 shares

Expires 2008-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

Read SEC document
May 01, 2008 Filed May 5, 2008 21:40 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-08-000055 · edgar.xml · derivative · entry 16

HOGAN JOSEPH M · CIK 0001233163 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 5,000 shares

Expires 2008-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

Read SEC document
May 01, 2008 Filed May 5, 2008 21:40 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionRestricted Stock Units · Derivative 7,500 $0.00 $0.00
Disclosure

SEC source: 0001231205-08-000055 · edgar.xml · derivative · entry 15

HOGAN JOSEPH M · CIK 0001233163 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 7,500 shares

Expires 2008-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

Read SEC document
May 01, 2008 Filed May 5, 2008 21:40 UTC GENERAL ELECTRIC CO GE · Entity 2813 Tax withholdingCommon Stock 3,455 $32.97 $113,911.35
Disclosure

SEC source: 0001231205-08-000055 · edgar.xml · nonDerivative · entry 12

HOGAN JOSEPH M · CIK 0001233163 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,373

Read SEC document
May 01, 2008 Filed May 5, 2008 21:40 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionCommon Stock 8,333 $0.00 $0.00
Disclosure

SEC source: 0001231205-08-000055 · edgar.xml · nonDerivative · entry 11

HOGAN JOSEPH M · CIK 0001233163 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,828

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2008 Filed May 5, 2008 21:40 UTC GENERAL ELECTRIC CO GE · Entity 2813 Tax withholdingCommon Stock 1,727 $32.97 $56,939.19
Disclosure

SEC source: 0001231205-08-000055 · edgar.xml · nonDerivative · entry 10

HOGAN JOSEPH M · CIK 0001233163 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,495

Read SEC document
May 01, 2008 Filed May 5, 2008 21:40 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionCommon Stock 4,166 $0.00 $0.00
Disclosure

SEC source: 0001231205-08-000055 · edgar.xml · nonDerivative · entry 9

HOGAN JOSEPH M · CIK 0001233163 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,222

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2008 Filed May 5, 2008 21:40 UTC GENERAL ELECTRIC CO GE · Entity 2813 Tax withholdingCommon Stock 2,764 $32.97 $91,129.08
Disclosure

SEC source: 0001231205-08-000055 · edgar.xml · nonDerivative · entry 8

HOGAN JOSEPH M · CIK 0001233163 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,056

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.