Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ALIGN TECHNOLOGY INCALGN · Entity 3488 | Director · President and CEO | February 20, 2026 | February 25, 2026 |
| GENERAL ELECTRIC COGE · Entity 2813 | Senior Vice President | May 01, 2008 | May 05, 2008 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ALIGN TECHNOLOGY INC
Report date February 20, 2026 · Filed February 25, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 225,377 |
Reported balance
After 2026-02-20 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-02-20 · Exercise / conversion · Acquired 40,248 · Balance 225,377 F1: Includes 184 shares acquired on January 30, 2026 under the ALGN Employee Stock Purchase Plan. |
| Common StockSEC Table I · non-derivative | Direct | 209,270 |
Reported balance
After 2026-02-20 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-02-20 · Tax withholding · Disposed 16,107 · Balance 209,270 |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 19,144 |
Reported balance
After 2026-02-20 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-02-20 · Grant · Acquired 19,144 · Balance 19,144 F4: Represents par value of ALGN common stock. F5: 1/4th of the restricted stock unit granted on February 20, 2026 will become vested on February 20, 2027 and shares will be delivered to reporting person on such date. 1/4th of restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on such vest date. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 11,882 |
Reported balance
After 2026-02-20 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-02-20 · Exercise / conversion · Disposed 3,961 · Balance 11,882 F4: Represents par value of ALGN common stock. F7: 1/4th of the restricted stock unit granted on February 20, 2025 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2026-02-20 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-02-20 · Exercise / conversion · Disposed 1,865 · Balance 0 F4: Represents par value of ALGN common stock. F8: 1/4th of the restricted stock unit granted on February 20, 2022 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 3,672 |
Reported balance
After 2026-02-20 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2026-02-20 · Exercise / conversion · Disposed 3,672 · Balance 3,672 F4: Represents par value of ALGN common stock. F10: 1/4th of the restricted stock unit granted on February 20, 2023 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 6,794 |
Reported balance
After 2026-02-20 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2026-02-20 · Exercise / conversion · Disposed 3,397 · Balance 6,794 F4: Represents par value of ALGN common stock. F11: 1/4th of the restricted stock unit granted on February 20, 2024 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date. |
| Market Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 44,670 |
Reported balance
After 2026-02-20 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-02-20 · Grant · Acquired 44,670 · Balance 44,670 F4: Represents par value of ALGN common stock. F6: Represents the number of shares which may be issued at target under the market stock unit. If performance exceeds target, the maximum number of shares that may vest is 250% of the at target amount. Vesting, if any, of the market stock unit occurs on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). |
| Market Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2026-02-20 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2026-02-20 · Exercise / conversion · Disposed 27,353 · Balance 0 F4: Represents par value of ALGN common stock. F9: The market stock unit granted on February 20, 2023 became vested on February 20, 2026 and shares were delivered to reporting person on such vest date. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 55,267 |
Reported balance
Holding disclosure · report date 2026-02-20 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 55,267 F2: Shares are held by the Hogan 2025 GRAT, for which the Reporting Person serves as trustee. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 1,500 |
Reported balance
Holding disclosure · report date 2026-02-20 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 1,500 F3: These securities are held directly by the spouse of the reporting person. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 184 shares acquired on January 30, 2026 under the ALGN Employee Stock Purchase Plan.
F2: Shares are held by the Hogan 2025 GRAT, for which the Reporting Person serves as trustee.
F3: These securities are held directly by the spouse of the reporting person. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or any other purpose.
F4: Represents par value of ALGN common stock.
F5: 1/4th of the restricted stock unit granted on February 20, 2026 will become vested on February 20, 2027 and shares will be delivered to reporting person on such date. 1/4th of restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on such vest date.
F6: Represents the number of shares which may be issued at target under the market stock unit. If performance exceeds target, the maximum number of shares that may vest is 250% of the at target amount. Vesting, if any, of the market stock unit occurs on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).
F7: 1/4th of the restricted stock unit granted on February 20, 2025 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.
F8: 1/4th of the restricted stock unit granted on February 20, 2022 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date.
F9: The market stock unit granted on February 20, 2023 became vested on February 20, 2026 and shares were delivered to reporting person on such vest date.
F10: 1/4th of the restricted stock unit granted on February 20, 2023 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.
F11: 1/4th of the restricted stock unit granted on February 20, 2024 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.
GENERAL ELECTRIC CO
Report date May 01, 2008 · Filed May 05, 2008
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 33,373 |
Ending reported balance
After 2008-05-01 transaction · row 12
12 source rows · reconciled sequenceRow 1 · 2008-05-01 · Exercise / conversion · Acquired 7,500 · Balance 17,458 Row 2 · 2008-05-01 · Tax withholding · Disposed 3,109 · Balance 14,349 Row 3 · 2008-05-01 · Exercise / conversion · Acquired 5,000 · Balance 19,349 Row 4 · 2008-05-01 · Tax withholding · Disposed 2,073 · Balance 17,276 Row 5 · 2008-05-01 · Exercise / conversion · Acquired 8,333 · Balance 25,609 Row 6 · 2008-05-01 · Tax withholding · Disposed 3,455 · Balance 22,154 Row 7 · 2008-05-01 · Exercise / conversion · Acquired 6,666 · Balance 28,820 Row 8 · 2008-05-01 · Tax withholding · Disposed 2,764 · Balance 26,056 Row 9 · 2008-05-01 · Exercise / conversion · Acquired 4,166 · Balance 30,222 Row 10 · 2008-05-01 · Tax withholding · Disposed 1,727 · Balance 28,495 Row 11 · 2008-05-01 · Exercise / conversion · Acquired 8,333 · Balance 36,828 Row 12 · 2008-05-01 · Tax withholding · Disposed 3,455 · Balance 33,373 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2008-05-01 | Direct | 15,000 |
Reported balance
After 2008-05-01 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2008-05-01 · Exercise / conversion · Disposed 7,500 · Balance 15,000 F1: 1-for-1 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2008-05-01 | Direct | 10,000 |
Reported balance
After 2008-05-01 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2008-05-01 · Exercise / conversion · Disposed 5,000 · Balance 10,000 F1: 1-for-1 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2008-05-01 | Direct | 16,667 |
Reported balance
After 2008-05-01 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2008-05-01 · Exercise / conversion · Disposed 8,333 · Balance 16,667 F1: 1-for-1 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2008-05-01 | Direct | 23,334 |
Reported balance
After 2008-05-01 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2008-05-01 · Exercise / conversion · Disposed 6,666 · Balance 23,334 F1: 1-for-1 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2008-05-01 | Direct | 33,334 |
Reported balance
After 2008-05-01 transaction · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · 2008-05-01 · Exercise / conversion · Disposed 4,166 · Balance 33,334 F1: 1-for-1 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2008-05-01 | Direct | 66,667 |
Reported balance
After 2008-05-01 transaction · row 20
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 20 · 2008-05-01 · Exercise / conversion · Disposed 8,333 · Balance 66,667 F1: 1-for-1 |
| Common StockSEC Table I · non-derivative | Indirect401(k) | 19,639 |
Reported balance
Holding disclosure · report date 2008-05-01 · row 13
Holding and transaction disclosures are not merged.
1 source rowRow 13 · Balance 19,639 |
| Common StockSEC Table I · non-derivative | Indirectby family | 84 |
Reported balance
Holding disclosure · report date 2008-05-01 · row 14
Holding and transaction disclosures are not merged.
1 source rowRow 14 · Balance 84 |
Filing footnotes · ownership attribution and instrument terms
F1: 1-for-1
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 20, 2022 Filed Feb 25, 2022 00:08 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionCommon Stock | 59,836 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-012819 · doc4.xml · nonDerivative · entry 1 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,976 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 35 shares acquired under the ALGN ESPP on January 31, 2022. Read SEC document |
| November 04, 2021 Filed Nov 9, 2021 22:57 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | GiftCommon Stock | 8,835 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-063685 · doc4.xml · nonDerivative · entry 2 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,105 Read SEC document |
| November 04, 2021 Filed Nov 9, 2021 22:57 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | GiftCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-063685 · doc4.xml · nonDerivative · entry 1 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,940 Read SEC document |
| August 03, 2021 Filed Aug 4, 2021 20:47 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | SaleCommon Stock | 596 | $705.17 | $420,281.32 |
DisclosureSEC source: 0001209191-21-049652 · doc4.xml · nonDerivative · entry 18 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,440 F18 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $705.02 to $705.475, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 03, 2021 Filed Aug 4, 2021 20:47 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | SaleCommon Stock | 4,320 | $704.41 | $3,043,051.20 |
DisclosureSEC source: 0001209191-21-049652 · doc4.xml · nonDerivative · entry 17 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,036 F17 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $704.015 to $704.98, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 03, 2021 Filed Aug 4, 2021 20:47 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | SaleCommon Stock | 5,575 | $703.46 | $3,921,789.50 |
DisclosureSEC source: 0001209191-21-049652 · doc4.xml · nonDerivative · entry 16 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,356 F16 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $703.01 to $703.99, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 03, 2021 Filed Aug 4, 2021 20:47 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | SaleCommon Stock | 9,817 | $702.54 | $6,896,835.18 |
DisclosureSEC source: 0001209191-21-049652 · doc4.xml · nonDerivative · entry 15 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,931 F15 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $701.97 to $702.95, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 03, 2021 Filed Aug 4, 2021 20:47 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | SaleCommon Stock | 12,303 | $701.48 | $8,630,308.44 |
DisclosureSEC source: 0001209191-21-049652 · doc4.xml · nonDerivative · entry 14 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,748 F14 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $700.97 to $701.965, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 03, 2021 Filed Aug 4, 2021 20:47 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | SaleCommon Stock | 8,219 | $700.46 | $5,757,080.74 |
DisclosureSEC source: 0001209191-21-049652 · doc4.xml · nonDerivative · entry 13 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,051 F13 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $699.97 to $700.96, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 03, 2021 Filed Aug 4, 2021 20:47 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | SaleCommon Stock | 3,006 | $699.34 | $2,102,216.04 |
DisclosureSEC source: 0001209191-21-049652 · doc4.xml · nonDerivative · entry 12 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,270 F12 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $698.945 to $699.94, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 03, 2021 Filed Aug 4, 2021 20:47 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | SaleCommon Stock | 3,400 | $698.37 | $2,374,458.00 |
DisclosureSEC source: 0001209191-21-049652 · doc4.xml · nonDerivative · entry 11 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,276 F11 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $697.935 to $698.88, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 03, 2021 Filed Aug 4, 2021 20:47 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | SaleCommon Stock | 3,732 | $697.29 | $2,602,286.28 |
DisclosureSEC source: 0001209191-21-049652 · doc4.xml · nonDerivative · entry 10 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,676 F10 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $696.94 to $697.75, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 03, 2021 Filed Aug 4, 2021 20:47 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | SaleCommon Stock | 3,366 | $696.29 | $2,343,712.14 |
DisclosureSEC source: 0001209191-21-049652 · doc4.xml · nonDerivative · entry 9 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,408 F9 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $695.93 to $696.905, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 03, 2021 Filed Aug 4, 2021 20:47 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | SaleCommon Stock | 2,008 | $695.48 | $1,396,523.84 |
DisclosureSEC source: 0001209191-21-049652 · doc4.xml · nonDerivative · entry 8 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,774 F8 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $694.91 to $695.905, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 03, 2021 Filed Aug 4, 2021 20:47 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | SaleCommon Stock | 2,155 | $694.50 | $1,496,647.50 |
DisclosureSEC source: 0001209191-21-049652 · doc4.xml · nonDerivative · entry 7 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,782 F7 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $693.9 to $694.87, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 03, 2021 Filed Aug 4, 2021 20:47 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | SaleCommon Stock | 3,183 | $693.27 | $2,206,678.41 |
DisclosureSEC source: 0001209191-21-049652 · doc4.xml · nonDerivative · entry 6 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,937 F6 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $692.895 to $693.875, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 03, 2021 Filed Aug 4, 2021 20:47 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | SaleCommon Stock | 1,599 | $692.38 | $1,107,115.62 |
DisclosureSEC source: 0001209191-21-049652 · doc4.xml · nonDerivative · entry 5 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,120 F5 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $691.87 to $692.38, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 03, 2021 Filed Aug 4, 2021 20:47 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | SaleCommon Stock | 1,915 | $690.94 | $1,323,150.10 |
DisclosureSEC source: 0001209191-21-049652 · doc4.xml · nonDerivative · entry 4 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,719 F4 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $690.62 to $691.45, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 03, 2021 Filed Aug 4, 2021 20:47 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | SaleCommon Stock | 418 | $689.84 | $288,353.12 |
DisclosureSEC source: 0001209191-21-049652 · doc4.xml · nonDerivative · entry 3 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,634 F3 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $689.60 to $690.51, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 03, 2021 Filed Aug 4, 2021 20:47 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | SaleCommon Stock | 286 | $688.97 | $197,045.42 |
DisclosureSEC source: 0001209191-21-049652 · doc4.xml · nonDerivative · entry 2 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,052 F2 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $688.55 to $689.535, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 03, 2021 Filed Aug 4, 2021 20:47 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | SaleCommon Stock | 769 | $687.78 | $528,902.82 |
DisclosureSEC source: 0001209191-21-049652 · doc4.xml · nonDerivative · entry 1 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,338 F1 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $687.47 to $687.90, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 04, 2021 Filed Jun 7, 2021 22:11 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionMarket Stock Unit · Derivative | 129,300 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-038740 · doc4.xml · derivative · entry 4 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 129,300 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents par value of ALGN common stock. F3 · derivative.exercise_date: The market stock unit granted on June 22, 2018 became vested on June 4, 2021 and shares were delivered to reporting person on such vest date. F3 · derivative.expiration_date: The market stock unit granted on June 22, 2018 became vested on June 4, 2021 and shares were delivered to reporting person on such vest date. Read SEC document |
| June 04, 2021 Filed Jun 7, 2021 22:11 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Tax withholdingCommon Stock | 61,125 | $582.35 | $35,596,143.75 |
DisclosureSEC source: 0001209191-21-038740 · doc4.xml · nonDerivative · entry 2 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,107 Read SEC document |
| June 04, 2021 Filed Jun 7, 2021 22:11 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionCommon Stock | 129,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-038740 · doc4.xml · nonDerivative · entry 1 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273,232 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2021 Filed Feb 24, 2021 22:33 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | GrantMarket Stock Unit · Derivative | 28,245 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013912 · doc4.xml · derivative · entry 10 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,245 Underlying: Common Stock · 28,245 shares Expires not disclosed F10 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. 100% of the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). F10 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. 100% of the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). Read SEC document |
| February 20, 2021 Filed Feb 24, 2021 22:33 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | GrantRestricted Stock Unit · Derivative | 5,649 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013912 · doc4.xml · derivative · entry 9 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,649 Underlying: Common Stock · 5,649 shares Expires not disclosed F9 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2021 will become vested on February 20, 2022 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F9 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2021 will become vested on February 20, 2022 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2021 Filed Feb 24, 2021 22:33 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionMarket Stock Unit · Derivative | 39,331 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013912 · doc4.xml · derivative · entry 8 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 39,331 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: The market stock unit granted on February 20, 2018 became fully vested on February 20, 2021. Shares were delivered to reporting person on February 22, 2021. F8 · derivative.expiration_date: The market stock unit granted on February 20, 2018 became fully vested on February 20, 2021. Shares were delivered to reporting person on February 22, 2021. Read SEC document |
| February 20, 2021 Filed Feb 24, 2021 22:33 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 2,716 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013912 · doc4.xml · derivative · entry 7 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,148 Underlying: Common Stock · 2,716 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents par value of ALGN common stock. F7 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2020 became vested on February 20, 2021 and shares were delivered to reporting person on February 22, 2021. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F7 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2020 became vested on February 20, 2021 and shares were delivered to reporting person on February 22, 2021. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2021 Filed Feb 24, 2021 22:33 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 3,349 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013912 · doc4.xml · derivative · entry 6 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,697 Underlying: Common Stock · 3,349 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents par value of ALGN common stock. F6 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2021 and shares were delivered to reporting person on February 22, 2021. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F6 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2021 and shares were delivered to reporting person on February 22, 2021. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2021 Filed Feb 24, 2021 22:33 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 2,400 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013912 · doc4.xml · derivative · entry 5 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,400 Underlying: Common Stock · 2,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents par value of ALGN common stock. F5 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2021 and shares were delivered to reporting person on February 22, 2021. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F5 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2021 and shares were delivered to reporting person on February 22, 2021. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2021 Filed Feb 24, 2021 22:33 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 6,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013912 · doc4.xml · derivative · entry 4 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents par value of ALGN common stock. F4 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2021 and shares were delivered to reporting person on February 22, 2021. F4 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2021 and shares were delivered to reporting person on February 22, 2021. Read SEC document |
| February 20, 2021 Filed Feb 24, 2021 22:33 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Tax withholdingCommon Stock | 24,273 | $599.25 | $14,545,595.25 |
DisclosureSEC source: 0001209191-21-013912 · doc4.xml · nonDerivative · entry 2 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,932 Read SEC document |
| February 20, 2021 Filed Feb 24, 2021 22:33 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionCommon Stock | 54,046 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013912 · doc4.xml · nonDerivative · entry 1 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,205 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 123 shares acquired under the ALGN ESPP on January 29, 2021. Read SEC document |
| October 26, 2020 Filed Oct 29, 2020 00:12 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | SaleCommon Stock | 965 | $474.06 | $457,469.73 |
DisclosureSEC source: 0001209191-20-056149 · doc4.xml · nonDerivative · entry 9 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,036 F9 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $473.35 to $475.38, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 26, 2020 Filed Oct 29, 2020 00:12 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | SaleCommon Stock | 839 | $469.89 | $394,241.49 |
DisclosureSEC source: 0001209191-20-056149 · doc4.xml · nonDerivative · entry 8 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,001 F8 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $469.52 to $470.36, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 26, 2020 Filed Oct 29, 2020 00:12 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | SaleCommon Stock | 11,110 | $467.38 | $5,192,540.69 |
DisclosureSEC source: 0001209191-20-056149 · doc4.xml · nonDerivative · entry 7 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,840 F7 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $466.10 to $468.98, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 26, 2020 Filed Oct 29, 2020 00:12 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | SaleCommon Stock | 2,543 | $464.96 | $1,182,388.96 |
DisclosureSEC source: 0001209191-20-056149 · doc4.xml · nonDerivative · entry 6 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,950 F6 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $464.21 to $465.70, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 26, 2020 Filed Oct 29, 2020 00:12 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | SaleCommon Stock | 5,664 | $462.09 | $2,617,257.37 |
DisclosureSEC source: 0001209191-20-056149 · doc4.xml · nonDerivative · entry 5 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,493 F5 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $460.00 to $463.99, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 26, 2020 Filed Oct 29, 2020 00:12 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | SaleCommon Stock | 11,260 | $458.16 | $5,158,925.51 |
DisclosureSEC source: 0001209191-20-056149 · doc4.xml · nonDerivative · entry 4 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,157 F4 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $457.01 to $459.92, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 26, 2020 Filed Oct 29, 2020 00:12 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | SaleCommon Stock | 22,752 | $455.29 | $10,358,799.03 |
DisclosureSEC source: 0001209191-20-056149 · doc4.xml · nonDerivative · entry 3 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,617 F3 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $454.02 to $465.995, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 26, 2020 Filed Oct 29, 2020 00:12 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | SaleCommon Stock | 16,227 | $452.70 | $7,345,914.22 |
DisclosureSEC source: 0001209191-20-056149 · doc4.xml · nonDerivative · entry 2 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,169 F2 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $451.015 to $453.99, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 26, 2020 Filed Oct 29, 2020 00:12 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | SaleCommon Stock | 8,640 | $449.73 | $3,885,657.70 |
DisclosureSEC source: 0001209191-20-056149 · doc4.xml · nonDerivative · entry 1 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,396 F1 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $448.15 to $450.985, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 27, 2020 Filed Aug 31, 2020 23:25 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | SaleCommon Stock | 5,700 | $310.00 | $1,767,011.40 |
DisclosureSEC source: 0001209191-20-048853 · doc4.xml · nonDerivative · entry 1 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,036 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $310.00 to $310.17, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:36 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | GrantMarket Stock Unit · Derivative | 55,143 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012259 · doc4.xml · derivative · entry 10 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,143 Underlying: Common Stock · 55,143 shares Expires not disclosed F2 · derivative.exercise_price: Represents par value of ALGN common stock. F9 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). F8 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2020 will become vested on February 20, 2021 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:36 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | GrantRestricted Stock Unit · Derivative | 10,864 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012259 · doc4.xml · derivative · entry 9 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,864 Underlying: Common Stock · 10,864 shares Expires not disclosed F2 · derivative.exercise_price: Represents par value of ALGN common stock. F8 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2020 will become vested on February 20, 2021 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F9 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:36 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionMarket Stock Unit · Derivative | 76,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012259 · doc4.xml · derivative · entry 8 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 76,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents par value of ALGN common stock. F7 · derivative.exercise_date: The market stock unit granted on February 20, 2017 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. F7 · derivative.expiration_date: The market stock unit granted on February 20, 2017 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:36 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 3,349 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012259 · doc4.xml · derivative · entry 7 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,046 Underlying: Common Stock · 3,349 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents par value of ALGN common stock. F6 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F6 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:36 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 2,400 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012259 · doc4.xml · derivative · entry 6 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,800 Underlying: Common Stock · 2,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents par value of ALGN common stock. F5 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date. F5 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:36 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 6,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012259 · doc4.xml · derivative · entry 5 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,250 Underlying: Common Stock · 6,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents par value of ALGN common stock. F4 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date. F4 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:36 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 7,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012259 · doc4.xml · derivative · entry 4 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents par value of ALGN common stock. F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.