Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CISCO SYSTEMS, INC.CSCO · Entity 2802 | SVP,CorpContrl,PrincAcctgOfcr | September 21, 2008 | September 23, 2008 |
| COGNIZANT TECHNOLOGY SOLUTIONS CORPCTSH · Entity 473 | Director | June 15, 2019 | June 18, 2019 |
| Elastic N.V.ESTC · Entity 1064 | Director | October 02, 2023 | October 04, 2023 |
| F5, INC.FFIV · Entity 839 | Director | March 13, 2019 | March 15, 2019 |
| Samsara Inc.IOT · Entity 3218 | Director | September 15, 2026 | September 17, 2026 |
| ServiceNow, Inc.NOW · Entity 2869 | Director | May 22, 2025 | May 27, 2025 |
| Zoom Communications, Inc.ZM · Entity 889 | Director | June 10, 2026 | June 13, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CISCO SYSTEMS, INC.
Report date September 21, 2008 · Filed September 23, 2008
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 83,491 |
Reported balance
After 2008-09-21 transaction · row 1
1 source rowRow 1 · 2008-09-21 · Tax withholding · Disposed 2,503 · Balance 83,491 F1: Represents shares withheld for payment of tax liability as a result of the partial settlement of a restricted stock unit award originally reported by the reporting person in a Form 4 filed with the Commission on September 21, 2006. |
| Common StockSEC Table I · non-derivative | Indirectby Trust | 4,309 |
Reported balance
Holding disclosure · report date 2008-09-21 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 4,309 F2: By Family Trust. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld for payment of tax liability as a result of the partial settlement of a restricted stock unit award originally reported by the reporting person in a Form 4 filed with the Commission on September 21, 2006.
F2: By Family Trust.
COGNIZANT TECHNOLOGY SOLUTIONS CORP
Report date June 15, 2019 · Filed June 18, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 5,154 |
Reported balance
After 2019-06-15 transaction · row 1
1 source rowRow 1 · 2019-06-15 · Exercise / conversion · Acquired 587 · Balance 5,154 F1: Shares of Class A Common Stock of Cognizant Technology Solutions Corporation (the "Company") received from the vesting of 1/3 of the restricted stock unit award granted on June 15, 2016. F2: Each restricted stock unit represents a contingent right to receive one share of the Company's Class A Common Stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-06-15 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-06-15 · Exercise / conversion · Disposed 587 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of the Company's Class A Common Stock. F3: The restricted stock units were granted on June 15, 2016 and vested in three equal annual installments over three years, commencing on June 15, 2017, with 1/3rd of the stock units vesting on each annual vesting date so that the stock units would be fully vested on the third annual vesting date. The stock units were fully vested on June 15, 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares of Class A Common Stock of Cognizant Technology Solutions Corporation (the "Company") received from the vesting of 1/3 of the restricted stock unit award granted on June 15, 2016.
F2: Each restricted stock unit represents a contingent right to receive one share of the Company's Class A Common Stock.
F3: The restricted stock units were granted on June 15, 2016 and vested in three equal annual installments over three years, commencing on June 15, 2017, with 1/3rd of the stock units vesting on each annual vesting date so that the stock units would be fully vested on the third annual vesting date. The stock units were fully vested on June 15, 2019.
Elastic N.V.
Report date October 02, 2023 · Filed October 04, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 7,729 |
Ending reported balance
After 2023-10-02 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2023-10-02 · Exercise / conversion · Acquired 25,000 · Balance 32,729 Row 2 · 2023-10-02 · Sale · Disposed 22,800 · Balance 9,929 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 29, 2023. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.78 to $81.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 and 3 to this Form 4. Row 3 · 2023-10-02 · Sale · Disposed 2,200 · Balance 7,729 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 29, 2023. F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.83 to $82.33, inclusive. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.87 · Expires 2028-08-16 | Direct | 50,000 |
Reported balance
After 2023-10-02 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-10-02 · Exercise / conversion · Disposed 25,000 · Balance 50,000 F4: The options are fully vested. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 29, 2023.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.78 to $81.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 and 3 to this Form 4.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.83 to $82.33, inclusive.
F4: The options are fully vested.
F5, INC.
Report date March 13, 2019 · Filed March 15, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 9,657 |
Reported balance
After 2019-03-13 transaction · row 1
1 source rowRow 1 · 2019-03-13 · Exercise / conversion · Acquired 1,688 · Balance 9,657 F1: Shares received upon vesting of the March 15, 2018 award of Restricted Stock Units. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-03-13 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-03-13 · Exercise / conversion · Disposed 1,688 · Balance 0 F2: Each Restricted Stock Unit represents a contingent right to receive one share of F5 Networks, Inc. Common Stock on the vest date. F3: One share of Common Stock of F5 Networks, Inc. was delivered to the reporting person for each Restricted Stock Unit that vested on March 13, 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares received upon vesting of the March 15, 2018 award of Restricted Stock Units.
F2: Each Restricted Stock Unit represents a contingent right to receive one share of F5 Networks, Inc. Common Stock on the vest date.
F3: One share of Common Stock of F5 Networks, Inc. was delivered to the reporting person for each Restricted Stock Unit that vested on March 13, 2019.
Samsara Inc.
Report date September 15, 2026 · Filed September 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 53,766 |
Reported balance
After 2026-09-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-15 · Sale · Disposed 7,900 · Balance 53,766 F1: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted September 25, 2025. F2: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $41.52 to $42.48, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F3: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU. F4: The number of shares held reflects the transfer of 10,000 shares of Class A Common Stock from JC and JR, Co-Trustees of the CR Family Trust, over which the Reporting Person has voting or investment power (the "CR Family Trust"), to the Reporting Person. |
| Class A Common StockSEC Table I · non-derivative | Direct | 51,666 |
Reported balance
After 2026-09-15 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-09-15 · Sale · Disposed 2,100 · Balance 51,666 F1: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted September 25, 2025. F5: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $42.55 to $43.04, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F3: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 251,085 |
Reported balance
Holding disclosure · report date 2026-09-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 251,085 F4: The number of shares held reflects the transfer of 10,000 shares of Class A Common Stock from JC and JR, Co-Trustees of the CR Family Trust, over which the Reporting Person has voting or investment power (the "CR Family Trust"), to the Reporting Person. F6: These shares are held by the CR Family Trust. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted September 25, 2025.
F2: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $41.52 to $42.48, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
F3: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
F4: The number of shares held reflects the transfer of 10,000 shares of Class A Common Stock from JC and JR, Co-Trustees of the CR Family Trust, over which the Reporting Person has voting or investment power (the "CR Family Trust"), to the Reporting Person.
F5: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $42.55 to $43.04, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
F6: These shares are held by the CR Family Trust.
ServiceNow, Inc.
Report date May 22, 2025 · Filed May 27, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,524 |
Reported balance
After 2025-05-22 transaction · row 1
1 source rowRow 1 · 2025-05-22 · Grant · Acquired 319 · Balance 3,524 F1: Represents an award of restricted stock units ("RSUs"). 100% of the RSUs vest on the earlier of May 22, 2026 and the date of the Issuer's next annual stockholder meeting in 2026. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an award of restricted stock units ("RSUs"). 100% of the RSUs vest on the earlier of May 22, 2026 and the date of the Issuer's next annual stockholder meeting in 2026. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
Zoom Communications, Inc.
Report date June 10, 2026 · Filed June 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 9,458 |
Reported balance
After 2026-06-10 transaction · row 1
1 source rowRow 1 · 2026-06-10 · Exercise / conversion · Acquired 3,583 · Balance 9,458 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-06-10 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-06-10 · Exercise / conversion · Disposed 3,583 · Balance 0 F1: Each Restricted Stock Unit represents a contingent right to receive one share of Issuer's Class A Common Stock. F2: The reporting person received an award of restricted stock units, 100% of which will vest on the first anniversary date of the grant (or, if sooner, the day immediately preceding the next annual meeting that occurs following the grant date). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 3,012 |
Reported balance
After 2026-06-11 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-06-11 · Grant · Acquired 3,012 · Balance 3,012 F1: Each Restricted Stock Unit represents a contingent right to receive one share of Issuer's Class A Common Stock. F2: The reporting person received an award of restricted stock units, 100% of which will vest on the first anniversary date of the grant (or, if sooner, the day immediately preceding the next annual meeting that occurs following the grant date). |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit represents a contingent right to receive one share of Issuer's Class A Common Stock.
F2: The reporting person received an award of restricted stock units, 100% of which will vest on the first anniversary date of the grant (or, if sooner, the day immediately preceding the next annual meeting that occurs following the grant date).
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Confluent, Inc.
Report date March 17, 2026 · Filed March 19, 2026
Section 16 reporting ended · disclosed 2026-03-19. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-03-17 transaction · row 1
1 source rowRow 1 · 2026-03-17 · Disposition to issuer · Disposed 485,938 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated December 7, 2025, by and among the Issuer, International Business Machines Corporation and Corvo Merger Sub, Inc. (the "Merger Agreement"), each share of Issuer Class A Common Stock was canceled and converted into the right to receive $31.00 per share in cash (the "Merger Consideration" or the "Per Share Price"), without interest and subject to applicable withholding taxes. |
| Restricted Stock UnitsSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-03-17 transaction · row 2
1 source rowRow 2 · 2026-03-17 · Disposition to issuer · Disposed 8,302 · Balance 0 F2: Pursuant to the Merger Agreement, the RSUs were canceled in exchange for the right to receive an amount in cash, subject to applicable withholding taxes, equal to the product of (a) the Per Share Price multiplied by (b) the total number of shares of Class A Common Stock covered by the RSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated December 7, 2025, by and among the Issuer, International Business Machines Corporation and Corvo Merger Sub, Inc. (the "Merger Agreement"), each share of Issuer Class A Common Stock was canceled and converted into the right to receive $31.00 per share in cash (the "Merger Consideration" or the "Per Share Price"), without interest and subject to applicable withholding taxes.
F2: Pursuant to the Merger Agreement, the RSUs were canceled in exchange for the right to receive an amount in cash, subject to applicable withholding taxes, equal to the product of (a) the Per Share Price multiplied by (b) the total number of shares of Class A Common Stock covered by the RSUs.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 19, 2023 Filed Jul 21, 2023 21:52 UTC | Zoom Communications, Inc. ZM · Entity 889 | SaleClass A Common Stock | 5,000 | $75.00 | $375,000.00 |
DisclosureSEC source: 0001585521-23-000185 · wk-form4_1689976356.xml · nonDerivative · entry 2 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 882 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| July 19, 2023 Filed Jul 21, 2023 21:52 UTC | Zoom Communications, Inc. ZM · Entity 889 | ConversionClass A Common Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-23-000185 · wk-form4_1689976356.xml · nonDerivative · entry 1 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 5,882 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 03, 2023 Filed Jul 6, 2023 20:33 UTC | Elastic N.V. ESTC · Entity 1064 | Exercise / conversionStock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $19.87 | $0.00 |
DisclosureSEC source: 0001062993-23-014639 · form4.xml · derivative · entry 4 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 100,000 Underlying: Ordinary Shares · 25,000 shares Expires 2028-08-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options are fully vested. Read SEC document |
| July 03, 2023 Filed Jul 6, 2023 20:33 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 13,865 | $64.80 | $898,452.00 |
DisclosureSEC source: 0001062993-23-014639 · form4.xml · nonDerivative · entry 3 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 7,729 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 29, 2023. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.59 to $65.19, inclusive. Read SEC document |
| July 03, 2023 Filed Jul 6, 2023 20:33 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 11,135 | $64.28 | $715,757.80 |
DisclosureSEC source: 0001062993-23-014639 · form4.xml · nonDerivative · entry 2 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 21,594 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 29, 2023. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.59 to $64.58, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 and 3 to this Form 4. Read SEC document |
| July 03, 2023 Filed Jul 6, 2023 20:33 UTC | Elastic N.V. ESTC · Entity 1064 | Exercise / conversionOrdinary Shares | 25,000 | $19.87 | $496,750.00 |
DisclosureSEC source: 0001062993-23-014639 · form4.xml · nonDerivative · entry 1 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 32,729 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 29, 2023 Filed Jun 30, 2023 20:54 UTC | Samsara Inc. IOT · Entity 3218 | GrantClass A Common Stock | 7,233 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-040357 · doc4.xml · nonDerivative · entry 1 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 472,631 F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock. The RSUs will vest in full on the earlier of June 29, 2024 or the day prior to the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through the applicable vesting date. F2 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| June 16, 2023 Filed Jun 21, 2023 20:16 UTC | Samsara Inc. IOT · Entity 3218 | SaleClass A Common Stock | 4,289 | $28.89 | $123,910.93 |
DisclosureSEC source: 0001209191-23-038784 · doc4.xml · nonDerivative · entry 2 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 465,398 F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan, entered into prior to the effectiveness of the revised requirements of Rule 10b5-1(c). In compliance with SEC guidance, the Reporting Person has not checked the box above but states that the Rule 10b5-1 trading plan is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). F4 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $28.81 to $29.35, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| June 16, 2023 Filed Jun 21, 2023 20:16 UTC | Samsara Inc. IOT · Entity 3218 | SaleClass A Common Stock | 7,917 | $28.63 | $226,624.92 |
DisclosureSEC source: 0001209191-23-038784 · doc4.xml · nonDerivative · entry 1 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 469,687 F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan, entered into prior to the effectiveness of the revised requirements of Rule 10b5-1(c). In compliance with SEC guidance, the Reporting Person has not checked the box above but states that the Rule 10b5-1 trading plan is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). F2 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $27.81 to $28.80, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| June 12, 2023 Filed Jun 13, 2023 18:45 UTC | Confluent, Inc. CFLT · Entity 57136 | ConversionClass B Common Stock · Derivative | 16,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-036871 · doc4.xml · derivative · entry 4 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 548,625 Underlying: Class A Common Stock · 16,625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| June 12, 2023 Filed Jun 13, 2023 18:45 UTC | Confluent, Inc. CFLT · Entity 57136 | SaleClass A Common Stock | 7,584 | $36.74 | $278,636.16 |
DisclosureSEC source: 0001209191-23-036871 · doc4.xml · nonDerivative · entry 3 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 14,203 F2 · shares: Shares sold pursuant to a 10b5-1 trading plan. F4 · price: The shares were sold at prices ranging from $36.60 to $36.93. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 12, 2023 Filed Jun 13, 2023 18:45 UTC | Confluent, Inc. CFLT · Entity 57136 | SaleClass A Common Stock | 9,041 | $36.12 | $326,560.92 |
DisclosureSEC source: 0001209191-23-036871 · doc4.xml · nonDerivative · entry 2 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 21,787 F2 · shares: Shares sold pursuant to a 10b5-1 trading plan. F3 · price: The shares were sold at prices ranging from $35.60 to $36.59. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 12, 2023 Filed Jun 13, 2023 18:45 UTC | Confluent, Inc. CFLT · Entity 57136 | ConversionClass A Common Stock | 16,625 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-036871 · doc4.xml · nonDerivative · entry 1 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 30,828 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| June 07, 2023 Filed Jun 8, 2023 21:36 UTC | Zoom Communications, Inc. ZM · Entity 889 | Exercise / conversionRestricted Stock Units · Derivative | 126 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-23-000142 · wk-form4_1686260160.xml · derivative · entry 2 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 632 Underlying: Class A Common Stock · 126 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock. F2 · derivative.exercise_date: The Reporting Person received an award of restricted stock units on September 7, 2021, which vest in equal installments on each quarterly anniversary date over twelve quarters. F2 · derivative.expiration_date: The Reporting Person received an award of restricted stock units on September 7, 2021, which vest in equal installments on each quarterly anniversary date over twelve quarters. Read SEC document |
| June 07, 2023 Filed Jun 8, 2023 21:36 UTC | Zoom Communications, Inc. ZM · Entity 889 | Exercise / conversionClass A Common Stock | 126 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-23-000142 · wk-form4_1686260160.xml · nonDerivative · entry 1 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 882 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 19:52 UTC | Confluent, Inc. CFLT · Entity 57136 | GrantClass A Common Stock | 5,399 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-034670 · doc4.xml · nonDerivative · entry 1 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,203 F1 · kind: Represents the grant of restricted stock units that vest on the earlier of (i) the date of the 2024 Annual Meeting (or the date immediately prior if the Reporting Person's service as a director ends at such meeting); or (ii) the first anniversary of the date of grant. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 22:47 UTC | ServiceNow, Inc. NOW · Entity 2869 | GrantCommon Stock | 598 | $0.00 | $0.00 |
DisclosureSEC source: 0001373715-23-000300 · wk-form4_1686005235.xml · nonDerivative · entry 1 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,938 F1 · shares: Represents an award of restricted stock units ("RSUs"). 100% of the RSUs vest on the earlier of June 1, 2024 and the date of the Issuer's next annual stockholder meeting in 2024. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Read SEC document |
| May 30, 2023 Filed Jun 1, 2023 18:18 UTC | Confluent, Inc. CFLT · Entity 57136 | ConversionClass B Common Stock · Derivative | 49,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-033417 · doc4.xml · derivative · entry 3 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 565,250 Underlying: Class A Common Stock · 49,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| May 30, 2023 Filed Jun 1, 2023 18:18 UTC | Confluent, Inc. CFLT · Entity 57136 | SaleClass A Common Stock | 49,875 | $30.03 | $1,497,746.25 |
DisclosureSEC source: 0001209191-23-033417 · doc4.xml · nonDerivative · entry 2 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 7,688 F2 · shares: Shares sold pursuant to a 10b5-1 trading plan. F3 · price: The shares were sold at prices ranging from $30.00 to $30.22. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 30, 2023 Filed Jun 1, 2023 18:18 UTC | Confluent, Inc. CFLT · Entity 57136 | ConversionClass A Common Stock | 49,875 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-033417 · doc4.xml · nonDerivative · entry 1 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 57,563 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| March 16, 2023 Filed Mar 17, 2023 22:16 UTC | Samsara Inc. IOT · Entity 3218 | SaleClass A Common Stock | 9,154 | $18.99 | $173,840.87 |
DisclosureSEC source: 0001209191-23-019878 · doc4.xml · nonDerivative · entry 1 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 477,604 F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $18.58 to $19.485, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| March 07, 2023 Filed Mar 9, 2023 23:13 UTC | Zoom Communications, Inc. ZM · Entity 889 | Exercise / conversionRestricted Stock Units · Derivative | 126 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-23-000045 · wf-form4_167840357733915.xml · derivative · entry 2 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 758 Underlying: Class A Common Stock · 126 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock. F2 · derivative.exercise_date: The Reporting Person received an award of restricted stock units on September 7, 2021, which vest in equal installments on each quarterly anniversary date over twelve quarters. F2 · derivative.expiration_date: The Reporting Person received an award of restricted stock units on September 7, 2021, which vest in equal installments on each quarterly anniversary date over twelve quarters. Read SEC document |
| March 07, 2023 Filed Mar 9, 2023 23:13 UTC | Zoom Communications, Inc. ZM · Entity 889 | Exercise / conversionClass A Common Stock | 126 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-23-000045 · wf-form4_167840357733915.xml · nonDerivative · entry 1 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 756 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 16, 2022 Filed Dec 20, 2022 01:17 UTC | Samsara Inc. IOT · Entity 3218 | SaleClass A Common Stock | 6,103 | $12.75 | $77,785.18 |
DisclosureSEC source: 0001209191-22-062058 · doc4.xml · nonDerivative · entry 2 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 486,758 F2 · kind: The sales reported by Mr. Chadwick were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $12.51 to $13.06, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F1 · balance_after: Certain reported shares are represented by restricted stock units, or RSUs, of which 30,515 shares vested on December 15, 2022, and the remaining 213,608 RSUs vest in quarterly installments through September 15, 2024. Read SEC document |
| December 15, 2022 Filed Dec 20, 2022 01:17 UTC | Samsara Inc. IOT · Entity 3218 | ConversionClass B Common Stock · Derivative | 244,123 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-062058 · doc4.xml · derivative · entry 3 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 244,123 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs, which were to be settled for shares of Class B Common Stock, have been modified at the reporting person's election to be settled for shares of Class A Common Stock. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer Class A Common Stock. F4 · derivative.exercise_date: The RSUs, which were to be settled for shares of Class B Common Stock, have been modified at the reporting person's election to be settled for shares of Class A Common Stock. F4 · derivative.expiration_date: The RSUs, which were to be settled for shares of Class B Common Stock, have been modified at the reporting person's election to be settled for shares of Class A Common Stock. Read SEC document |
| December 15, 2022 Filed Dec 20, 2022 01:17 UTC | Samsara Inc. IOT · Entity 3218 | ConversionClass A Common Stock | 244,123 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-062058 · doc4.xml · nonDerivative · entry 1 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 492,861 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Certain reported shares are represented by restricted stock units, or RSUs, of which 30,515 shares vested on December 15, 2022, and the remaining 213,608 RSUs vest in quarterly installments through September 15, 2024. Read SEC document |
| December 07, 2022 Filed Dec 10, 2022 00:09 UTC | Zoom Communications, Inc. ZM · Entity 889 | Exercise / conversionRestricted Stock Units · Derivative | 126 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-22-000220 · wf-form4_167063094256652.xml · derivative · entry 2 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 884 Underlying: Class A Common Stock · 126 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock. F2 · derivative.exercise_date: The Reporting Person received an award of restricted stock units on September 7, 2021, which vest in equal installments on each quarterly anniversary date over twelve quarters. F2 · derivative.expiration_date: The Reporting Person received an award of restricted stock units on September 7, 2021, which vest in equal installments on each quarterly anniversary date over twelve quarters. Read SEC document |
| December 07, 2022 Filed Dec 10, 2022 00:09 UTC | Zoom Communications, Inc. ZM · Entity 889 | Exercise / conversionClass A Common Stock | 126 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-22-000220 · wf-form4_167063094256652.xml · nonDerivative · entry 1 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 630 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2022 Filed Nov 22, 2022 21:59 UTC | Samsara Inc. IOT · Entity 3218 | ConversionClass B Common Stock · Derivative | 152,576 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-058420 · doc4.xml · derivative · entry 2 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 152,576 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a 1:1 basis. F1 · derivative.expiration_date: The Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a 1:1 basis. Read SEC document |
| November 22, 2022 Filed Nov 22, 2022 21:59 UTC | Samsara Inc. IOT · Entity 3218 | ConversionClass A Common Stock | 152,576 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-058420 · doc4.xml · nonDerivative · entry 1 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,738 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 27, 2022 Filed Oct 28, 2022 21:36 UTC | Elastic N.V. ESTC · Entity 1064 | Exercise / conversionStock Option (right to buy) · Derivative | 6,250 | $0.00 Strike: $19.87 | $0.00 |
DisclosureSEC source: 0001209191-22-054836 · doc4.xml · derivative · entry 5 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 Underlying: Ordinary Shares · 6,250 shares Expires 2028-08-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option was subject to an early exercise provision and was immediately exercisable. One-fourth of the ordinary shares subject to the option vested on August 14, 2019 and 1/48th of the ordinary shares vested monthly thereafter. The option became fully vested on August 14, 2022. Read SEC document |
| October 27, 2022 Filed Oct 28, 2022 21:36 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 200 | $66.78 | $13,356.00 |
DisclosureSEC source: 0001209191-22-054836 · doc4.xml · nonDerivative · entry 4 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,729 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 23, 2020. F4 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $66.77 to $66.79, inclusive. Read SEC document |
| October 27, 2022 Filed Oct 28, 2022 21:36 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 1,400 | $65.96 | $92,342.04 |
DisclosureSEC source: 0001209191-22-054836 · doc4.xml · nonDerivative · entry 3 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,929 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 23, 2020. F3 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $65.49 to $66.32, inclusive. Read SEC document |
| October 27, 2022 Filed Oct 28, 2022 21:36 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 4,650 | $64.98 | $302,148.17 |
DisclosureSEC source: 0001209191-22-054836 · doc4.xml · nonDerivative · entry 2 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,329 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 23, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.44 to $65.41, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4) to this Form 4. Read SEC document |
| October 27, 2022 Filed Oct 28, 2022 21:36 UTC | Elastic N.V. ESTC · Entity 1064 | Exercise / conversionOrdinary Shares | 6,250 | $19.87 | $124,187.50 |
DisclosureSEC source: 0001209191-22-054836 · doc4.xml · nonDerivative · entry 1 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,979 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 06, 2022 Filed Oct 11, 2022 20:14 UTC | Elastic N.V. ESTC · Entity 1064 | GrantOrdinary Shares | 2,627 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-053277 · doc4.xml · nonDerivative · entry 1 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,729 F1 · shares: The reported ordinary shares are represented by restricted stock units which vest in full on the earlier of (i) the day prior to the date of the Issuer's next annual general meeting of shareholders or (ii) October 6, 2023. Read SEC document |
| September 16, 2022 Filed Sep 19, 2022 21:24 UTC | Samsara Inc. IOT · Entity 3218 | SaleClass A Common Stock | 6,103 | $12.59 | $76,849.59 |
DisclosureSEC source: 0001209191-22-050574 · doc4.xml · nonDerivative · entry 2 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,162 F1 · kind: The sales reported by Mr. Chadwick were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $12.39 to $12.81, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 21:24 UTC | Samsara Inc. IOT · Entity 3218 | ConversionClass B Common Stock · Derivative | 30,516 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-050574 · doc4.xml · derivative · entry 5 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,576 Underlying: Class A Common Stock · 30,516 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a 1:1 basis. F5 · derivative.expiration_date: The Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a 1:1 basis. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 21:24 UTC | Samsara Inc. IOT · Entity 3218 | Exercise / conversionClass B Common Stock · Derivative | 30,516 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-050574 · doc4.xml · derivative · entry 4 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,092 Underlying: Class A Common Stock · 30,516 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a 1:1 basis. F5 · derivative.expiration_date: The Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a 1:1 basis. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 21:24 UTC | Samsara Inc. IOT · Entity 3218 | Exercise / conversionClass B Common Stock · Derivative | 30,516 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-050574 · doc4.xml · derivative · entry 3 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,123 Underlying: Class B Common Stock · 30,516 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The reported shares are represented by restricted stock units, or RSUs, of which 30,516 shares vested on September 15, 2022 and the remaining shares vest in quarterly installments through September 15, 2024. F4 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class B Common Stock. F5 · derivative.exercise_date: The Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a 1:1 basis. F5 · derivative.expiration_date: The Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a 1:1 basis. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 21:24 UTC | Samsara Inc. IOT · Entity 3218 | ConversionClass A Common Stock | 30,516 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-050574 · doc4.xml · nonDerivative · entry 1 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,265 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 07, 2022 Filed Sep 8, 2022 23:17 UTC | Zoom Communications, Inc. ZM · Entity 889 | Exercise / conversionRestricted Stock Units · Derivative | 126 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-22-000184 · wf-form4_166267904287383.xml · derivative · entry 2 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,010 Underlying: Class A Common Stock · 126 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock. F2 · derivative.exercise_date: The Reporting Person received an award of restricted stock units on September 7, 2021, which vest in equal installments on each quarterly anniversary date over twelve quarters. F2 · derivative.expiration_date: The Reporting Person received an award of restricted stock units on September 7, 2021, which vest in equal installments on each quarterly anniversary date over twelve quarters. Read SEC document |
| September 07, 2022 Filed Sep 8, 2022 23:17 UTC | Zoom Communications, Inc. ZM · Entity 889 | Exercise / conversionClass A Common Stock | 126 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-22-000184 · wf-form4_166267904287383.xml · nonDerivative · entry 1 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 504 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 02, 2022 Filed Sep 7, 2022 21:47 UTC | Samsara Inc. IOT · Entity 3218 | SaleClass A Common Stock | 6,103 | $12.83 | $78,291.73 |
DisclosureSEC source: 0001209191-22-049056 · doc4.xml · nonDerivative · entry 1 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,749 F1 · kind: The sales reported by Mr. Chadwick were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $12.52 to $13.16, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| August 05, 2022 Filed Aug 8, 2022 19:53 UTC | Confluent, Inc. CFLT · Entity 57136 | ConversionClass B Common Stock · Derivative | 16,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-044897 · doc4.xml · derivative · entry 5 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 615,125 Underlying: Class A Common Stock · 16,625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| August 05, 2022 Filed Aug 8, 2022 19:53 UTC | Confluent, Inc. CFLT · Entity 57136 | SaleClass A Common Stock | 9,557 | $33.82 | $323,217.74 |
DisclosureSEC source: 0001209191-22-044897 · doc4.xml · nonDerivative · entry 4 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,688 F2 · shares: Shares sold pursuant to a 10b5-1 trading plan adopted September 15, 2021. F5 · price: The shares were sold at prices ranging from $33.55 to $34.26. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 05, 2022 Filed Aug 8, 2022 19:53 UTC | Confluent, Inc. CFLT · Entity 57136 | SaleClass A Common Stock | 6,768 | $33.19 | $224,629.92 |
DisclosureSEC source: 0001209191-22-044897 · doc4.xml · nonDerivative · entry 3 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,245 F2 · shares: Shares sold pursuant to a 10b5-1 trading plan adopted September 15, 2021. F4 · price: The shares were sold at prices ranging from $32.55 to $33.54. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 05, 2022 Filed Aug 8, 2022 19:53 UTC | Confluent, Inc. CFLT · Entity 57136 | SaleClass A Common Stock | 300 | $32.03 | $9,609.00 |
DisclosureSEC source: 0001209191-22-044897 · doc4.xml · nonDerivative · entry 2 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,013 F2 · shares: Shares sold pursuant to a 10b5-1 trading plan adopted September 15, 2021. F3 · price: The shares were sold at prices ranging from $31.45 to $32.32. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 05, 2022 Filed Aug 8, 2022 19:53 UTC | Confluent, Inc. CFLT · Entity 57136 | ConversionClass A Common Stock | 16,625 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-044897 · doc4.xml · nonDerivative · entry 1 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,313 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| August 01, 2022 Filed Aug 3, 2022 20:45 UTC | ServiceNow, Inc. NOW · Entity 2869 | SaleCommon Stock | 1,000 | $450.58 | $450,580.00 |
DisclosureSEC source: 0001373715-22-000251 · wf-form4_165955949661540.xml · nonDerivative · entry 1 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,340 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.