Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CISCO SYSTEMS, INC.CSCO · Entity 2802 | SVP,CorpContrl,PrincAcctgOfcr | September 21, 2008 | September 23, 2008 |
| COGNIZANT TECHNOLOGY SOLUTIONS CORPCTSH · Entity 473 | Director | June 15, 2019 | June 18, 2019 |
| Elastic N.V.ESTC · Entity 1064 | Director | October 02, 2023 | October 04, 2023 |
| F5, INC.FFIV · Entity 839 | Director | March 13, 2019 | March 15, 2019 |
| Samsara Inc.IOT · Entity 3218 | Director | September 15, 2026 | September 17, 2026 |
| ServiceNow, Inc.NOW · Entity 2869 | Director | May 22, 2025 | May 27, 2025 |
| Zoom Communications, Inc.ZM · Entity 889 | Director | June 10, 2026 | June 13, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CISCO SYSTEMS, INC.
Report date September 21, 2008 · Filed September 23, 2008
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 83,491 |
Reported balance
After 2008-09-21 transaction · row 1
1 source rowRow 1 · 2008-09-21 · Tax withholding · Disposed 2,503 · Balance 83,491 F1: Represents shares withheld for payment of tax liability as a result of the partial settlement of a restricted stock unit award originally reported by the reporting person in a Form 4 filed with the Commission on September 21, 2006. |
| Common StockSEC Table I · non-derivative | Indirectby Trust | 4,309 |
Reported balance
Holding disclosure · report date 2008-09-21 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 4,309 F2: By Family Trust. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld for payment of tax liability as a result of the partial settlement of a restricted stock unit award originally reported by the reporting person in a Form 4 filed with the Commission on September 21, 2006.
F2: By Family Trust.
COGNIZANT TECHNOLOGY SOLUTIONS CORP
Report date June 15, 2019 · Filed June 18, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 5,154 |
Reported balance
After 2019-06-15 transaction · row 1
1 source rowRow 1 · 2019-06-15 · Exercise / conversion · Acquired 587 · Balance 5,154 F1: Shares of Class A Common Stock of Cognizant Technology Solutions Corporation (the "Company") received from the vesting of 1/3 of the restricted stock unit award granted on June 15, 2016. F2: Each restricted stock unit represents a contingent right to receive one share of the Company's Class A Common Stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-06-15 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-06-15 · Exercise / conversion · Disposed 587 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of the Company's Class A Common Stock. F3: The restricted stock units were granted on June 15, 2016 and vested in three equal annual installments over three years, commencing on June 15, 2017, with 1/3rd of the stock units vesting on each annual vesting date so that the stock units would be fully vested on the third annual vesting date. The stock units were fully vested on June 15, 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares of Class A Common Stock of Cognizant Technology Solutions Corporation (the "Company") received from the vesting of 1/3 of the restricted stock unit award granted on June 15, 2016.
F2: Each restricted stock unit represents a contingent right to receive one share of the Company's Class A Common Stock.
F3: The restricted stock units were granted on June 15, 2016 and vested in three equal annual installments over three years, commencing on June 15, 2017, with 1/3rd of the stock units vesting on each annual vesting date so that the stock units would be fully vested on the third annual vesting date. The stock units were fully vested on June 15, 2019.
Elastic N.V.
Report date October 02, 2023 · Filed October 04, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 7,729 |
Ending reported balance
After 2023-10-02 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2023-10-02 · Exercise / conversion · Acquired 25,000 · Balance 32,729 Row 2 · 2023-10-02 · Sale · Disposed 22,800 · Balance 9,929 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 29, 2023. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.78 to $81.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 and 3 to this Form 4. Row 3 · 2023-10-02 · Sale · Disposed 2,200 · Balance 7,729 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 29, 2023. F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.83 to $82.33, inclusive. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.87 · Expires 2028-08-16 | Direct | 50,000 |
Reported balance
After 2023-10-02 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-10-02 · Exercise / conversion · Disposed 25,000 · Balance 50,000 F4: The options are fully vested. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 29, 2023.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.78 to $81.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 and 3 to this Form 4.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.83 to $82.33, inclusive.
F4: The options are fully vested.
F5, INC.
Report date March 13, 2019 · Filed March 15, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 9,657 |
Reported balance
After 2019-03-13 transaction · row 1
1 source rowRow 1 · 2019-03-13 · Exercise / conversion · Acquired 1,688 · Balance 9,657 F1: Shares received upon vesting of the March 15, 2018 award of Restricted Stock Units. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-03-13 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-03-13 · Exercise / conversion · Disposed 1,688 · Balance 0 F2: Each Restricted Stock Unit represents a contingent right to receive one share of F5 Networks, Inc. Common Stock on the vest date. F3: One share of Common Stock of F5 Networks, Inc. was delivered to the reporting person for each Restricted Stock Unit that vested on March 13, 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares received upon vesting of the March 15, 2018 award of Restricted Stock Units.
F2: Each Restricted Stock Unit represents a contingent right to receive one share of F5 Networks, Inc. Common Stock on the vest date.
F3: One share of Common Stock of F5 Networks, Inc. was delivered to the reporting person for each Restricted Stock Unit that vested on March 13, 2019.
Samsara Inc.
Report date September 15, 2026 · Filed September 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 53,766 |
Reported balance
After 2026-09-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-15 · Sale · Disposed 7,900 · Balance 53,766 F1: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted September 25, 2025. F2: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $41.52 to $42.48, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F3: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU. F4: The number of shares held reflects the transfer of 10,000 shares of Class A Common Stock from JC and JR, Co-Trustees of the CR Family Trust, over which the Reporting Person has voting or investment power (the "CR Family Trust"), to the Reporting Person. |
| Class A Common StockSEC Table I · non-derivative | Direct | 51,666 |
Reported balance
After 2026-09-15 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-09-15 · Sale · Disposed 2,100 · Balance 51,666 F1: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted September 25, 2025. F5: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $42.55 to $43.04, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F3: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 251,085 |
Reported balance
Holding disclosure · report date 2026-09-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 251,085 F4: The number of shares held reflects the transfer of 10,000 shares of Class A Common Stock from JC and JR, Co-Trustees of the CR Family Trust, over which the Reporting Person has voting or investment power (the "CR Family Trust"), to the Reporting Person. F6: These shares are held by the CR Family Trust. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted September 25, 2025.
F2: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $41.52 to $42.48, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
F3: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
F4: The number of shares held reflects the transfer of 10,000 shares of Class A Common Stock from JC and JR, Co-Trustees of the CR Family Trust, over which the Reporting Person has voting or investment power (the "CR Family Trust"), to the Reporting Person.
F5: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $42.55 to $43.04, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
F6: These shares are held by the CR Family Trust.
ServiceNow, Inc.
Report date May 22, 2025 · Filed May 27, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,524 |
Reported balance
After 2025-05-22 transaction · row 1
1 source rowRow 1 · 2025-05-22 · Grant · Acquired 319 · Balance 3,524 F1: Represents an award of restricted stock units ("RSUs"). 100% of the RSUs vest on the earlier of May 22, 2026 and the date of the Issuer's next annual stockholder meeting in 2026. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an award of restricted stock units ("RSUs"). 100% of the RSUs vest on the earlier of May 22, 2026 and the date of the Issuer's next annual stockholder meeting in 2026. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
Zoom Communications, Inc.
Report date June 10, 2026 · Filed June 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 9,458 |
Reported balance
After 2026-06-10 transaction · row 1
1 source rowRow 1 · 2026-06-10 · Exercise / conversion · Acquired 3,583 · Balance 9,458 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-06-10 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-06-10 · Exercise / conversion · Disposed 3,583 · Balance 0 F1: Each Restricted Stock Unit represents a contingent right to receive one share of Issuer's Class A Common Stock. F2: The reporting person received an award of restricted stock units, 100% of which will vest on the first anniversary date of the grant (or, if sooner, the day immediately preceding the next annual meeting that occurs following the grant date). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 3,012 |
Reported balance
After 2026-06-11 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-06-11 · Grant · Acquired 3,012 · Balance 3,012 F1: Each Restricted Stock Unit represents a contingent right to receive one share of Issuer's Class A Common Stock. F2: The reporting person received an award of restricted stock units, 100% of which will vest on the first anniversary date of the grant (or, if sooner, the day immediately preceding the next annual meeting that occurs following the grant date). |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit represents a contingent right to receive one share of Issuer's Class A Common Stock.
F2: The reporting person received an award of restricted stock units, 100% of which will vest on the first anniversary date of the grant (or, if sooner, the day immediately preceding the next annual meeting that occurs following the grant date).
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Confluent, Inc.
Report date March 17, 2026 · Filed March 19, 2026
Section 16 reporting ended · disclosed 2026-03-19. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-03-17 transaction · row 1
1 source rowRow 1 · 2026-03-17 · Disposition to issuer · Disposed 485,938 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated December 7, 2025, by and among the Issuer, International Business Machines Corporation and Corvo Merger Sub, Inc. (the "Merger Agreement"), each share of Issuer Class A Common Stock was canceled and converted into the right to receive $31.00 per share in cash (the "Merger Consideration" or the "Per Share Price"), without interest and subject to applicable withholding taxes. |
| Restricted Stock UnitsSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-03-17 transaction · row 2
1 source rowRow 2 · 2026-03-17 · Disposition to issuer · Disposed 8,302 · Balance 0 F2: Pursuant to the Merger Agreement, the RSUs were canceled in exchange for the right to receive an amount in cash, subject to applicable withholding taxes, equal to the product of (a) the Per Share Price multiplied by (b) the total number of shares of Class A Common Stock covered by the RSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated December 7, 2025, by and among the Issuer, International Business Machines Corporation and Corvo Merger Sub, Inc. (the "Merger Agreement"), each share of Issuer Class A Common Stock was canceled and converted into the right to receive $31.00 per share in cash (the "Merger Consideration" or the "Per Share Price"), without interest and subject to applicable withholding taxes.
F2: Pursuant to the Merger Agreement, the RSUs were canceled in exchange for the right to receive an amount in cash, subject to applicable withholding taxes, equal to the product of (a) the Per Share Price multiplied by (b) the total number of shares of Class A Common Stock covered by the RSUs.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 14, 2024 Filed Oct 16, 2024 23:41 UTC | Zoom Communications, Inc. ZM · Entity 889 | SaleClass A Common Stock | 1,102 | $70.43 | $77,614.08 |
DisclosureSEC source: 0001585521-24-000245 · wk-form4_1729122055.xml · nonDerivative · entry 4 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,514 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.98 to $70.86. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| October 14, 2024 Filed Oct 16, 2024 23:41 UTC | Zoom Communications, Inc. ZM · Entity 889 | SaleClass A Common Stock | 840 | $69.04 | $57,995.62 |
DisclosureSEC source: 0001585521-24-000245 · wk-form4_1729122055.xml · nonDerivative · entry 3 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,616 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.73 to $69.46. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| October 14, 2024 Filed Oct 16, 2024 23:41 UTC | Zoom Communications, Inc. ZM · Entity 889 | SaleClass A Common Stock | 10,558 | $68.09 | $718,897.39 |
DisclosureSEC source: 0001585521-24-000245 · wk-form4_1729122055.xml · nonDerivative · entry 2 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,456 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.73 to $68.72. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| October 14, 2024 Filed Oct 16, 2024 23:41 UTC | Zoom Communications, Inc. ZM · Entity 889 | ConversionClass A Common Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-24-000245 · wk-form4_1729122055.xml · nonDerivative · entry 1 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 14,014 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 16, 2024 Filed Sep 18, 2024 21:01 UTC | Samsara Inc. IOT · Entity 3218 | SaleClass A Common Stock | 2,137 | $47.38 | $101,249.56 |
DisclosureSEC source: 0001415889-24-023641 · form4-09182024_090929.xml · nonDerivative · entry 3 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 418,579 F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted June 27, 2023. F5 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $47.23 to $47.79, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| September 16, 2024 Filed Sep 18, 2024 21:01 UTC | Samsara Inc. IOT · Entity 3218 | SaleClass A Common Stock | 6,623 | $46.67 | $309,114.62 |
DisclosureSEC source: 0001415889-24-023641 · form4-09182024_090929.xml · nonDerivative · entry 2 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 420,716 F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted June 27, 2023. F4 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $46.20 to $47.16, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| September 16, 2024 Filed Sep 18, 2024 21:01 UTC | Samsara Inc. IOT · Entity 3218 | SaleClass A Common Stock | 3,446 | $45.75 | $157,645.89 |
DisclosureSEC source: 0001415889-24-023641 · form4-09182024_090929.xml · nonDerivative · entry 1 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 427,339 F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted June 27, 2023. F2 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $45.18 to $46.16, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| September 04, 2024 Filed Sep 6, 2024 21:57 UTC | Samsara Inc. IOT · Entity 3218 | GrantClass A Common Stock | 1,293 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-023049 · form4-09062024_090922.xml · nonDerivative · entry 1 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 430,785 F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock. The RSUs will vest in full on the earlier of July 10, 2025 or the day prior to the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through the applicable vesting date. F2 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| July 30, 2024 Filed Jul 31, 2024 23:39 UTC | ServiceNow, Inc. NOW · Entity 2869 | SaleCommon Stock | 3,391 | $801.00 | $2,716,191.00 |
DisclosureSEC source: 0001373715-24-000278 · wk-form4_1722469138.xml · nonDerivative · entry 1 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,975 Read SEC document |
| July 10, 2024 Filed Jul 11, 2024 21:54 UTC | Samsara Inc. IOT · Entity 3218 | GrantClass A Common Stock | 5,685 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-019498 · form4-07112024_090749.xml · nonDerivative · entry 1 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 429,492 F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock. The RSUs will vest in full on the earlier of July 10, 2025 or the day prior to the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through the applicable vesting date. F2 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| June 17, 2024 Filed Jun 20, 2024 23:34 UTC | Samsara Inc. IOT · Entity 3218 | SaleClass A Common Stock | 5,506 | $28.40 | $156,370.95 |
DisclosureSEC source: 0001415889-24-017721 · form4-06202024_110611.xml · nonDerivative · entry 2 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 423,807 F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted June 27, 2023. F4 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $28.23 to $28.55, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| June 17, 2024 Filed Jun 20, 2024 23:34 UTC | Samsara Inc. IOT · Entity 3218 | SaleClass A Common Stock | 6,700 | $27.54 | $184,550.16 |
DisclosureSEC source: 0001415889-24-017721 · form4-06202024_110611.xml · nonDerivative · entry 1 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 429,313 F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted June 27, 2023. F2 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $27.19 to $28.00, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| June 13, 2024 Filed Jun 14, 2024 22:37 UTC | Zoom Communications, Inc. ZM · Entity 889 | GrantRestricted Stock Units · Derivative | 4,361 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-24-000112 · wk-form4_1718404635.xml · derivative · entry 3 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,361 Underlying: Class A Common Stock · 4,361 shares Expires not disclosed F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Issuer's Class A Common Stock. F4 · derivative.exercise_date: The reporting person received an award of restricted stock units, 100% of which will vest on the first anniversary date of the grant (or, if sooner, the day immediately preceding the next annual meeting that occurs following the grant date). F4 · derivative.expiration_date: The reporting person received an award of restricted stock units, 100% of which will vest on the first anniversary date of the grant (or, if sooner, the day immediately preceding the next annual meeting that occurs following the grant date). Read SEC document |
| June 12, 2024 Filed Jun 14, 2024 18:00 UTC | Confluent, Inc. CFLT · Entity 57136 | GrantClass A Common Stock | 7,160 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-017000 · form4-06142024_060617.xml · nonDerivative · entry 1 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,688 F1 · kind: Represents the grant of restricted stock units that vest on the earlier of (i) the date of the 2025 Annual Meeting (or the date immediately prior if the Reporting Person's service as a director ends at such meeting); or (ii) the first anniversary of the date of grant. F2 · balance_after: Includes 1,325 shares acquired pursuant to an in-kind distribution that was exempt from Section 16 pursuant to Rule 16a-9. Read SEC document |
| June 12, 2024 Filed Jun 14, 2024 22:37 UTC | Zoom Communications, Inc. ZM · Entity 889 | Exercise / conversionRestricted Stock Units · Derivative | 128 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-24-000112 · wk-form4_1718404635.xml · derivative · entry 2 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 128 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock. F2 · derivative.exercise_date: The Reporting Person received an award of restricted stock units on September 7, 2021, which vest in equal installments on each quarterly anniversary date over twelve quarters. F2 · derivative.expiration_date: The Reporting Person received an award of restricted stock units on September 7, 2021, which vest in equal installments on each quarterly anniversary date over twelve quarters. Read SEC document |
| June 12, 2024 Filed Jun 14, 2024 22:37 UTC | Zoom Communications, Inc. ZM · Entity 889 | Exercise / conversionClass A Common Stock | 128 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-24-000112 · wk-form4_1718404635.xml · nonDerivative · entry 1 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,514 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2024 Filed Jun 11, 2024 23:47 UTC | Zoom Communications, Inc. ZM · Entity 889 | Exercise / conversionRestricted Stock Units · Derivative | 126 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-24-000102 · wk-form4_1718149614.xml · derivative · entry 2 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 128 Underlying: Class A Common Stock · 126 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock. F2 · derivative.exercise_date: The Reporting Person received an award of restricted stock units on September 7, 2021, which vest in equal installments on each quarterly anniversary date over twelve quarters. F2 · derivative.expiration_date: The Reporting Person received an award of restricted stock units on September 7, 2021, which vest in equal installments on each quarterly anniversary date over twelve quarters. Read SEC document |
| June 07, 2024 Filed Jun 11, 2024 23:47 UTC | Zoom Communications, Inc. ZM · Entity 889 | Exercise / conversionClass A Common Stock | 126 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-24-000102 · wk-form4_1718149614.xml · nonDerivative · entry 1 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,386 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 23, 2024 Filed May 28, 2024 20:23 UTC | ServiceNow, Inc. NOW · Entity 2869 | GrantCommon Stock | 428 | $0.00 | $0.00 |
DisclosureSEC source: 0001373715-24-000244 · wk-form4_1716927767.xml · nonDerivative · entry 1 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,366 F1 · shares: Represents an award of restricted stock units ("RSUs"). 100% of the RSUs vest on the earlier of May 23, 2025 and the date of the Issuer's next annual stockholder meeting in 2025. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Read SEC document |
| March 18, 2024 Filed Mar 20, 2024 00:24 UTC | Samsara Inc. IOT · Entity 3218 | SaleClass A Common Stock | 5,113 | $36.95 | $188,939.16 |
DisclosureSEC source: 0001415889-24-008677 · form4-03202024_120329.xml · nonDerivative · entry 2 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 436,013 F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted June 27, 2023. F4 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $36.595 to $37.21, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| March 18, 2024 Filed Mar 20, 2024 00:24 UTC | Samsara Inc. IOT · Entity 3218 | SaleClass A Common Stock | 7,093 | $36.21 | $256,802.07 |
DisclosureSEC source: 0001415889-24-008677 · form4-03202024_120329.xml · nonDerivative · entry 1 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 441,126 F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted June 27, 2023. F2 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $35.59 to $36.54, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| March 07, 2024 Filed Mar 11, 2024 23:25 UTC | Zoom Communications, Inc. ZM · Entity 889 | Exercise / conversionRestricted Stock Units · Derivative | 126 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-24-000042 · wk-form4_1710199485.xml · derivative · entry 2 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 254 Underlying: Class A Common Stock · 126 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock. F2 · derivative.exercise_date: The Reporting Person received an award of restricted stock units on September 7, 2021, which vest in equal installments on each quarterly anniversary date over twelve quarters. F2 · derivative.expiration_date: The Reporting Person received an award of restricted stock units on September 7, 2021, which vest in equal installments on each quarterly anniversary date over twelve quarters. Read SEC document |
| March 07, 2024 Filed Mar 11, 2024 23:25 UTC | Zoom Communications, Inc. ZM · Entity 889 | Exercise / conversionClass A Common Stock | 126 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-24-000042 · wk-form4_1710199485.xml · nonDerivative · entry 1 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,260 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 18, 2023 Filed Dec 20, 2023 01:11 UTC | Samsara Inc. IOT · Entity 3218 | SaleClass A Common Stock | 2,182 | $34.87 | $76,086.78 |
DisclosureSEC source: 0001209191-23-059277 · doc4.xml · nonDerivative · entry 2 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 448,219 F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted June 27, 2023. F4 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $34.81 to $35.01, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| December 18, 2023 Filed Dec 20, 2023 01:11 UTC | Samsara Inc. IOT · Entity 3218 | SaleClass A Common Stock | 10,024 | $34.52 | $346,013.44 |
DisclosureSEC source: 0001209191-23-059277 · doc4.xml · nonDerivative · entry 1 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 450,401 F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted June 27, 2023. F2 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $33.81 to $34.80, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| December 07, 2023 Filed Dec 12, 2023 00:33 UTC | Zoom Communications, Inc. ZM · Entity 889 | Exercise / conversionRestricted Stock Units · Derivative | 126 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-23-000263 · wk-form4_1702341178.xml · derivative · entry 2 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 380 Underlying: Class A Common Stock · 126 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock. F2 · derivative.exercise_date: The Reporting Person received an award of restricted stock units on September 7, 2021, which vest in equal installments on each quarterly anniversary date over twelve quarters. F2 · derivative.expiration_date: The Reporting Person received an award of restricted stock units on September 7, 2021, which vest in equal installments on each quarterly anniversary date over twelve quarters. Read SEC document |
| December 07, 2023 Filed Dec 12, 2023 00:33 UTC | Zoom Communications, Inc. ZM · Entity 889 | Exercise / conversionClass A Common Stock | 126 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-23-000263 · wk-form4_1702341178.xml · nonDerivative · entry 1 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,134 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 02, 2023 Filed Oct 4, 2023 20:44 UTC | Elastic N.V. ESTC · Entity 1064 | Exercise / conversionStock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $19.87 | $0.00 |
DisclosureSEC source: 0001062993-23-018990 · form4.xml · derivative · entry 4 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 50,000 Underlying: Ordinary Shares · 25,000 shares Expires 2028-08-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options are fully vested. Read SEC document |
| October 02, 2023 Filed Oct 4, 2023 20:44 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 2,200 | $82.04 | $180,488.00 |
DisclosureSEC source: 0001062993-23-018990 · form4.xml · nonDerivative · entry 3 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 7,729 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 29, 2023. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.83 to $82.33, inclusive. Read SEC document |
| October 02, 2023 Filed Oct 4, 2023 20:44 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 22,800 | $81.32 | $1,854,096.00 |
DisclosureSEC source: 0001062993-23-018990 · form4.xml · nonDerivative · entry 2 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 9,929 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 29, 2023. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.78 to $81.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 and 3 to this Form 4. Read SEC document |
| October 02, 2023 Filed Oct 4, 2023 20:44 UTC | Elastic N.V. ESTC · Entity 1064 | Exercise / conversionOrdinary Shares | 25,000 | $19.87 | $496,750.00 |
DisclosureSEC source: 0001062993-23-018990 · form4.xml · nonDerivative · entry 1 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 32,729 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 26, 2023 Filed Sep 27, 2023 20:24 UTC | Samsara Inc. IOT · Entity 3218 | SaleClass A Common Stock | 12,206 | $23.38 | $285,328.68 |
DisclosureSEC source: 0001209191-23-050650 · doc4.xml · nonDerivative · entry 1 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 460,425 F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted June 27, 2023. F2 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $23.23 to $23.53, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| September 11, 2023 Filed Sep 13, 2023 19:05 UTC | Confluent, Inc. CFLT · Entity 57136 | ConversionClass B Common Stock · Derivative | 16,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-049350 · doc4.xml · derivative · entry 4 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 532,000 Underlying: Class A Common Stock · 16,625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| September 11, 2023 Filed Sep 13, 2023 19:05 UTC | Confluent, Inc. CFLT · Entity 57136 | SaleClass A Common Stock | 8,260 | $34.06 | $281,335.60 |
DisclosureSEC source: 0001209191-23-049350 · doc4.xml · nonDerivative · entry 3 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 14,203 F2 · shares: Shares sold pursuant to a 10b5-1 trading plan adopted on September 15, 2021. F4 · price: The shares were sold at prices ranging from $33.87 to $34.30. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 11, 2023 Filed Sep 13, 2023 19:05 UTC | Confluent, Inc. CFLT · Entity 57136 | SaleClass A Common Stock | 8,365 | $33.53 | $280,478.45 |
DisclosureSEC source: 0001209191-23-049350 · doc4.xml · nonDerivative · entry 2 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 22,463 F2 · shares: Shares sold pursuant to a 10b5-1 trading plan adopted on September 15, 2021. F3 · price: The shares were sold at prices ranging from $32.87 to $33.86. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 11, 2023 Filed Sep 13, 2023 19:05 UTC | Confluent, Inc. CFLT · Entity 57136 | ConversionClass A Common Stock | 16,625 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-049350 · doc4.xml · nonDerivative · entry 1 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 30,828 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| September 07, 2023 Filed Sep 11, 2023 21:30 UTC | Zoom Communications, Inc. ZM · Entity 889 | Exercise / conversionRestricted Stock Units · Derivative | 126 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-23-000208 · wk-form4_1694467844.xml · derivative · entry 2 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 506 Underlying: Class A Common Stock · 126 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock. F2 · derivative.exercise_date: The Reporting Person received an award of restricted stock units on September 7, 2021, which vest in equal installments on each quarterly anniversary date over twelve quarters. F2 · derivative.expiration_date: The Reporting Person received an award of restricted stock units on September 7, 2021, which vest in equal installments on each quarterly anniversary date over twelve quarters. Read SEC document |
| September 07, 2023 Filed Sep 11, 2023 21:30 UTC | Zoom Communications, Inc. ZM · Entity 889 | Exercise / conversionClass A Common Stock | 126 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-23-000208 · wk-form4_1694467844.xml · nonDerivative · entry 1 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,008 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 20:47 UTC | Elastic N.V. ESTC · Entity 1064 | Exercise / conversionStock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $19.87 | $0.00 |
DisclosureSEC source: 0001062993-23-017710 · form4.xml · derivative · entry 7 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 50,000 Underlying: Ordinary Shares · 25,000 shares Expires 2028-08-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The options are fully vested. Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 20:47 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 1,100 | $76.04 | $83,644.00 |
DisclosureSEC source: 0001062993-23-017710 · form4.xml · nonDerivative · entry 6 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 7,729 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 29, 2023. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.98 to $76.16, inclusive. Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 20:47 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 11,220 | $75.32 | $845,090.40 |
DisclosureSEC source: 0001062993-23-017710 · form4.xml · nonDerivative · entry 5 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 8,829 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 29, 2023. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.96 to $75.94, inclusive. Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 20:47 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 9,330 | $74.56 | $695,644.80 |
DisclosureSEC source: 0001062993-23-017710 · form4.xml · nonDerivative · entry 4 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 20,049 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 29, 2023. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.96 to $74.95, inclusive. Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 20:47 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 1,650 | $73.09 | $120,598.50 |
DisclosureSEC source: 0001062993-23-017710 · form4.xml · nonDerivative · entry 3 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 29,379 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 29, 2023. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.62 to $73.56, inclusive. Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 20:47 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 1,700 | $72.20 | $122,740.00 |
DisclosureSEC source: 0001062993-23-017710 · form4.xml · nonDerivative · entry 2 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 31,029 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 29, 2023. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.62 to $72.59, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 through 6 to this Form 4. Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 20:47 UTC | Elastic N.V. ESTC · Entity 1064 | Exercise / conversionOrdinary Shares | 25,000 | $19.87 | $496,750.00 |
DisclosureSEC source: 0001062993-23-017710 · form4.xml · nonDerivative · entry 1 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 32,729 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2023 Filed Aug 3, 2023 20:37 UTC | Elastic N.V. ESTC · Entity 1064 | Exercise / conversionStock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $19.87 | $0.00 |
DisclosureSEC source: 0001062993-23-015776 · form4.xml · derivative · entry 4 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 75,000 Underlying: Ordinary Shares · 25,000 shares Expires 2028-08-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options are fully vested. Read SEC document |
| August 01, 2023 Filed Aug 3, 2023 20:37 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 19,931 | $66.49 | $1,325,212.19 |
DisclosureSEC source: 0001062993-23-015776 · form4.xml · nonDerivative · entry 3 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 7,729 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 29, 2023. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.13 to $66.78, inclusive. Read SEC document |
| August 01, 2023 Filed Aug 3, 2023 20:37 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 5,069 | $65.59 | $332,475.71 |
DisclosureSEC source: 0001062993-23-015776 · form4.xml · nonDerivative · entry 2 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 27,660 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 29, 2023. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.01 to $65.98, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 and 3 to this Form 4. Read SEC document |
| August 01, 2023 Filed Aug 3, 2023 20:37 UTC | Elastic N.V. ESTC · Entity 1064 | Exercise / conversionOrdinary Shares | 25,000 | $19.87 | $496,750.00 |
DisclosureSEC source: 0001062993-23-015776 · form4.xml · nonDerivative · entry 1 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 32,729 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 19, 2023 Filed Jul 21, 2023 21:52 UTC | Zoom Communications, Inc. ZM · Entity 889 | ConversionClass B Common Stock · Derivative | 5,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001585521-23-000185 · wk-form4_1689976356.xml · derivative · entry 3 Chadwick Jonathan · CIK 0001375800 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 100,000 Underlying: Class A Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.