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person · Reporting owner

Chadwick Jonathan

Disclosed activity across 8 companies

Tapewire entity
13379
SEC CIK
0001375800

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CISCO SYSTEMS, INC.CSCO · Entity 2802SVP,CorpContrl,PrincAcctgOfcrSeptember 21, 2008September 23, 2008
COGNIZANT TECHNOLOGY SOLUTIONS CORPCTSH · Entity 473DirectorJune 15, 2019June 18, 2019
Elastic N.V.ESTC · Entity 1064DirectorOctober 02, 2023October 04, 2023
F5, INC.FFIV · Entity 839DirectorMarch 13, 2019March 15, 2019
Samsara Inc.IOT · Entity 3218DirectorSeptember 15, 2026September 17, 2026
ServiceNow, Inc.NOW · Entity 2869DirectorMay 22, 2025May 27, 2025
Zoom Communications, Inc.ZM · Entity 889DirectorJune 10, 2026June 13, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CISCO SYSTEMS, INC.

Report date September 21, 2008 · Filed September 23, 2008

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect83,491 Reported balance After 2008-09-21 transaction · row 1
1 source row

Row 1 · 2008-09-21 · Tax withholding · Disposed 2,503 · Balance 83,491

F1: Represents shares withheld for payment of tax liability as a result of the partial settlement of a restricted stock unit award originally reported by the reporting person in a Form 4 filed with the Commission on September 21, 2006.

Common StockSEC Table I · non-derivativeIndirectby Trust4,309 Reported balance Holding disclosure · report date 2008-09-21 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 4,309

F2: By Family Trust.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares withheld for payment of tax liability as a result of the partial settlement of a restricted stock unit award originally reported by the reporting person in a Form 4 filed with the Commission on September 21, 2006.

F2: By Family Trust.

COGNIZANT TECHNOLOGY SOLUTIONS CORP

Report date June 15, 2019 · Filed June 18, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect5,154 Reported balance After 2019-06-15 transaction · row 1
1 source row

Row 1 · 2019-06-15 · Exercise / conversion · Acquired 587 · Balance 5,154

F1: Shares of Class A Common Stock of Cognizant Technology Solutions Corporation (the "Company") received from the vesting of 1/3 of the restricted stock unit award granted on June 15, 2016.

F2: Each restricted stock unit represents a contingent right to receive one share of the Company's Class A Common Stock.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2019-06-15 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-06-15 · Exercise / conversion · Disposed 587 · Balance 0

F2: Each restricted stock unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F3: The restricted stock units were granted on June 15, 2016 and vested in three equal annual installments over three years, commencing on June 15, 2017, with 1/3rd of the stock units vesting on each annual vesting date so that the stock units would be fully vested on the third annual vesting date. The stock units were fully vested on June 15, 2019.

Filing footnotes · ownership attribution and instrument terms

F1: Shares of Class A Common Stock of Cognizant Technology Solutions Corporation (the "Company") received from the vesting of 1/3 of the restricted stock unit award granted on June 15, 2016.

F2: Each restricted stock unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F3: The restricted stock units were granted on June 15, 2016 and vested in three equal annual installments over three years, commencing on June 15, 2017, with 1/3rd of the stock units vesting on each annual vesting date so that the stock units would be fully vested on the third annual vesting date. The stock units were fully vested on June 15, 2019.

Elastic N.V.

Report date October 02, 2023 · Filed October 04, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect7,729 Ending reported balance After 2023-10-02 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2023-10-02 · Exercise / conversion · Acquired 25,000 · Balance 32,729

Row 2 · 2023-10-02 · Sale · Disposed 22,800 · Balance 9,929

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 29, 2023.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.78 to $81.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 and 3 to this Form 4.

Row 3 · 2023-10-02 · Sale · Disposed 2,200 · Balance 7,729

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 29, 2023.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.83 to $82.33, inclusive.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.87 · Expires 2028-08-16Direct50,000 Reported balance After 2023-10-02 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2023-10-02 · Exercise / conversion · Disposed 25,000 · Balance 50,000

F4: The options are fully vested.

Filing footnotes · ownership attribution and instrument terms

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 29, 2023.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.78 to $81.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 and 3 to this Form 4.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.83 to $82.33, inclusive.

F4: The options are fully vested.

F5, INC.

Report date March 13, 2019 · Filed March 15, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect9,657 Reported balance After 2019-03-13 transaction · row 1
1 source row

Row 1 · 2019-03-13 · Exercise / conversion · Acquired 1,688 · Balance 9,657

F1: Shares received upon vesting of the March 15, 2018 award of Restricted Stock Units.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2019-03-13 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-03-13 · Exercise / conversion · Disposed 1,688 · Balance 0

F2: Each Restricted Stock Unit represents a contingent right to receive one share of F5 Networks, Inc. Common Stock on the vest date.

F3: One share of Common Stock of F5 Networks, Inc. was delivered to the reporting person for each Restricted Stock Unit that vested on March 13, 2019.

Filing footnotes · ownership attribution and instrument terms

F1: Shares received upon vesting of the March 15, 2018 award of Restricted Stock Units.

F2: Each Restricted Stock Unit represents a contingent right to receive one share of F5 Networks, Inc. Common Stock on the vest date.

F3: One share of Common Stock of F5 Networks, Inc. was delivered to the reporting person for each Restricted Stock Unit that vested on March 13, 2019.

Samsara Inc.

Report date September 15, 2026 · Filed September 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect53,766 Reported balance After 2026-09-15 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-09-15 · Sale · Disposed 7,900 · Balance 53,766

F1: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted September 25, 2025.

F2: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $41.52 to $42.48, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F3: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

F4: The number of shares held reflects the transfer of 10,000 shares of Class A Common Stock from JC and JR, Co-Trustees of the CR Family Trust, over which the Reporting Person has voting or investment power (the "CR Family Trust"), to the Reporting Person.

Class A Common StockSEC Table I · non-derivativeDirect51,666 Reported balance After 2026-09-15 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2026-09-15 · Sale · Disposed 2,100 · Balance 51,666

F1: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted September 25, 2025.

F5: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $42.55 to $43.04, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F3: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Class A Common StockSEC Table I · non-derivativeIndirectSee footnote251,085 Reported balance Holding disclosure · report date 2026-09-15 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 251,085

F4: The number of shares held reflects the transfer of 10,000 shares of Class A Common Stock from JC and JR, Co-Trustees of the CR Family Trust, over which the Reporting Person has voting or investment power (the "CR Family Trust"), to the Reporting Person.

F6: These shares are held by the CR Family Trust.

Filing footnotes · ownership attribution and instrument terms

F1: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted September 25, 2025.

F2: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $41.52 to $42.48, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F3: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

F4: The number of shares held reflects the transfer of 10,000 shares of Class A Common Stock from JC and JR, Co-Trustees of the CR Family Trust, over which the Reporting Person has voting or investment power (the "CR Family Trust"), to the Reporting Person.

F5: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $42.55 to $43.04, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F6: These shares are held by the CR Family Trust.

ServiceNow, Inc.

Report date May 22, 2025 · Filed May 27, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect3,524 Reported balance After 2025-05-22 transaction · row 1
1 source row

Row 1 · 2025-05-22 · Grant · Acquired 319 · Balance 3,524

F1: Represents an award of restricted stock units ("RSUs"). 100% of the RSUs vest on the earlier of May 22, 2026 and the date of the Issuer's next annual stockholder meeting in 2026. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

Filing footnotes · ownership attribution and instrument terms

F1: Represents an award of restricted stock units ("RSUs"). 100% of the RSUs vest on the earlier of May 22, 2026 and the date of the Issuer's next annual stockholder meeting in 2026. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

Zoom Communications, Inc.

Report date June 10, 2026 · Filed June 13, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect9,458 Reported balance After 2026-06-10 transaction · row 1
1 source row

Row 1 · 2026-06-10 · Exercise / conversion · Acquired 3,583 · Balance 9,458

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-06-10 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-06-10 · Exercise / conversion · Disposed 3,583 · Balance 0

F1: Each Restricted Stock Unit represents a contingent right to receive one share of Issuer's Class A Common Stock.

F2: The reporting person received an award of restricted stock units, 100% of which will vest on the first anniversary date of the grant (or, if sooner, the day immediately preceding the next annual meeting that occurs following the grant date).

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect3,012 Reported balance After 2026-06-11 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-06-11 · Grant · Acquired 3,012 · Balance 3,012

F1: Each Restricted Stock Unit represents a contingent right to receive one share of Issuer's Class A Common Stock.

F2: The reporting person received an award of restricted stock units, 100% of which will vest on the first anniversary date of the grant (or, if sooner, the day immediately preceding the next annual meeting that occurs following the grant date).

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Stock Unit represents a contingent right to receive one share of Issuer's Class A Common Stock.

F2: The reporting person received an award of restricted stock units, 100% of which will vest on the first anniversary date of the grant (or, if sooner, the day immediately preceding the next annual meeting that occurs following the grant date).

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Confluent, Inc.

Report date March 17, 2026 · Filed March 19, 2026

Section 16 reporting ended · disclosed 2026-03-19. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2026-03-17 transaction · row 1
1 source row

Row 1 · 2026-03-17 · Disposition to issuer · Disposed 485,938 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated December 7, 2025, by and among the Issuer, International Business Machines Corporation and Corvo Merger Sub, Inc. (the "Merger Agreement"), each share of Issuer Class A Common Stock was canceled and converted into the right to receive $31.00 per share in cash (the "Merger Consideration" or the "Per Share Price"), without interest and subject to applicable withholding taxes.

Restricted Stock UnitsSEC Table I · non-derivativeDirect0 Reported balance After 2026-03-17 transaction · row 2
1 source row

Row 2 · 2026-03-17 · Disposition to issuer · Disposed 8,302 · Balance 0

F2: Pursuant to the Merger Agreement, the RSUs were canceled in exchange for the right to receive an amount in cash, subject to applicable withholding taxes, equal to the product of (a) the Per Share Price multiplied by (b) the total number of shares of Class A Common Stock covered by the RSUs.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger, dated December 7, 2025, by and among the Issuer, International Business Machines Corporation and Corvo Merger Sub, Inc. (the "Merger Agreement"), each share of Issuer Class A Common Stock was canceled and converted into the right to receive $31.00 per share in cash (the "Merger Consideration" or the "Per Share Price"), without interest and subject to applicable withholding taxes.

F2: Pursuant to the Merger Agreement, the RSUs were canceled in exchange for the right to receive an amount in cash, subject to applicable withholding taxes, equal to the product of (a) the Per Share Price multiplied by (b) the total number of shares of Class A Common Stock covered by the RSUs.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 15, 2026 Filed Sep 17, 2026 23:18 UTC Samsara Inc. IOT · Entity 3218 SaleClass A Common Stock 2,100 $42.76 $89,799.99
Disclosure

SEC source: 0001375800-26-000006 · form4-09172026_110946.xml · nonDerivative · entry 2

Chadwick Jonathan · CIK 0001375800 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 51,666

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted September 25, 2025.

F5 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $42.55 to $43.04, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
September 15, 2026 Filed Sep 17, 2026 23:18 UTC Samsara Inc. IOT · Entity 3218 SaleClass A Common Stock 7,900 $41.91 $331,072.41
Disclosure

SEC source: 0001375800-26-000006 · form4-09172026_110946.xml · nonDerivative · entry 1

Chadwick Jonathan · CIK 0001375800 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 53,766

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted September 25, 2025.

F2 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $41.52 to $42.48, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

F4 · balance_after: The number of shares held reflects the transfer of 10,000 shares of Class A Common Stock from JC and JR, Co-Trustees of the CR Family Trust, over which the Reporting Person has voting or investment power (the "CR Family Trust"), to the Reporting Person.

Read SEC document
July 22, 2026 Filed Jul 24, 2026 22:58 UTC Samsara Inc. IOT · Entity 3218 GrantClass A Common Stock 7,801 $0.00 $0.00
Disclosure

SEC source: 0001375800-26-000005 · form4-07242026_100755.xml · nonDerivative · entry 1

Chadwick Jonathan · CIK 0001375800 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,666

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock. The RSUs will vest in full on the earlier of July 22, 2027 or the day prior to the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through the applicable vesting date.

F2 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
June 15, 2026 Filed Jun 17, 2026 22:07 UTC Samsara Inc. IOT · Entity 3218 SaleClass A Common Stock 500 $34.22 $17,108.00
Disclosure

SEC source: 0001375800-26-000004 · form4-06172026_100635.xml · nonDerivative · entry 2

Chadwick Jonathan · CIK 0001375800 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 43,865

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted September 25, 2025.

F5 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $34.15 to $34.34, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
June 15, 2026 Filed Jun 17, 2026 22:07 UTC Samsara Inc. IOT · Entity 3218 SaleClass A Common Stock 9,500 $33.43 $317,615.40
Disclosure

SEC source: 0001375800-26-000004 · form4-06172026_100635.xml · nonDerivative · entry 1

Chadwick Jonathan · CIK 0001375800 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 44,365

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted September 25, 2025.

F2 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $33.03 to $34.02, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

F4 · balance_after: The number of shares held reflects the transfer of 10,000 shares of Class A Common Stock from JC and JR, Co-Trustees of the CR Family Trust, over which the Reporting Person has voting or investment power (the "CR Family Trust"), to the Reporting Person.

Read SEC document
June 11, 2026 Filed Jun 13, 2026 01:01 UTC Zoom Communications, Inc. ZM · Entity 889 GrantRestricted Stock Units · Derivative 3,012 $0.00 $0.00
Disclosure

SEC source: 0001585521-26-000087 · wk-form4_1781312474.xml · derivative · entry 3

Chadwick Jonathan · CIK 0001375800 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,012

Underlying: Class A Common Stock · 3,012 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The reporting person received an award of restricted stock units, 100% of which will vest on the first anniversary date of the grant (or, if sooner, the day immediately preceding the next annual meeting that occurs following the grant date).

F2 · derivative.expiration_date: The reporting person received an award of restricted stock units, 100% of which will vest on the first anniversary date of the grant (or, if sooner, the day immediately preceding the next annual meeting that occurs following the grant date).

Read SEC document
June 10, 2026 Filed Jun 13, 2026 01:01 UTC Zoom Communications, Inc. ZM · Entity 889 Exercise / conversionRestricted Stock Units · Derivative 3,583 $0.00 $0.00
Disclosure

SEC source: 0001585521-26-000087 · wk-form4_1781312474.xml · derivative · entry 2

Chadwick Jonathan · CIK 0001375800 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,583 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The reporting person received an award of restricted stock units, 100% of which will vest on the first anniversary date of the grant (or, if sooner, the day immediately preceding the next annual meeting that occurs following the grant date).

F2 · derivative.expiration_date: The reporting person received an award of restricted stock units, 100% of which will vest on the first anniversary date of the grant (or, if sooner, the day immediately preceding the next annual meeting that occurs following the grant date).

Read SEC document
June 10, 2026 Filed Jun 13, 2026 01:01 UTC Zoom Communications, Inc. ZM · Entity 889 Exercise / conversionClass A Common Stock 3,583 $0.00 $0.00
Disclosure

SEC source: 0001585521-26-000087 · wk-form4_1781312474.xml · nonDerivative · entry 1

Chadwick Jonathan · CIK 0001375800 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,458

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 17, 2026 Filed Mar 19, 2026 18:00 UTC Confluent, Inc. CFLT · Entity 57136 Disposition to issuerRestricted Stock Units 8,302 Not disclosed Not disclosed
Disclosure

SEC source: 0001375800-26-000003 · form4-03192026_060303.xml · nonDerivative · entry 2

Chadwick Jonathan · CIK 0001375800 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F2 · price: Pursuant to the Merger Agreement, the RSUs were canceled in exchange for the right to receive an amount in cash, subject to applicable withholding taxes, equal to the product of (a) the Per Share Price multiplied by (b) the total number of shares of Class A Common Stock covered by the RSUs.

Read SEC document
March 17, 2026 Filed Mar 19, 2026 18:00 UTC Confluent, Inc. CFLT · Entity 57136 Disposition to issuerClass A Common Stock 485,938 Not disclosed Not disclosed
Disclosure

SEC source: 0001375800-26-000003 · form4-03192026_060303.xml · nonDerivative · entry 1

Chadwick Jonathan · CIK 0001375800 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: Pursuant to the Agreement and Plan of Merger, dated December 7, 2025, by and among the Issuer, International Business Machines Corporation and Corvo Merger Sub, Inc. (the "Merger Agreement"), each share of Issuer Class A Common Stock was canceled and converted into the right to receive $31.00 per share in cash (the "Merger Consideration" or the "Per Share Price"), without interest and subject to applicable withholding taxes.

Read SEC document
March 16, 2026 Filed Mar 17, 2026 20:36 UTC Samsara Inc. IOT · Entity 3218 SaleClass A Common Stock 10,000 $31.93 $319,286.00
Disclosure

SEC source: 0001375800-26-000001 · form4-03172026_080322.xml · nonDerivative · entry 1

Chadwick Jonathan · CIK 0001375800 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 43,865

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted September 25, 2025.

F2 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $31.71 to $32.20, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

F4 · balance_after: The number of shares held reflects the transfer of 10,000 shares of Class A Common Stock from JC and JR, Co-Trustees of the CR Family Trust, over which the Reporting Person has voting or investment power (the "CR Family Trust"), to the Reporting Person.

Read SEC document
December 26, 2025 Filed Dec 31, 2025 00:26 UTC Samsara Inc. IOT · Entity 3218 SaleClass A Common Stock 10,000 $36.61 $366,084.00
Disclosure

SEC source: 0001375800-25-000005 · form4-12312025_121222.xml · nonDerivative · entry 1

Chadwick Jonathan · CIK 0001375800 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 43,865

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted September 25, 2025.

F2 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $36.45 to $36.79, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

F4 · balance_after: The number of shares held reflects the transfer of 10,000 shares of Class A Common Stock from JC and JR, Co-Trustees of the CR Family Trust, over which the Reporting Person has voting or investment power (the "CR Family Trust"), to the Reporting Person.

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September 15, 2025 Filed Sep 17, 2025 21:22 UTC Samsara Inc. IOT · Entity 3218 SaleClass A Common Stock 16,900 $39.43 $666,388.97
Disclosure

SEC source: 0001375800-25-000004 · form4-09172025_090905.xml · nonDerivative · entry 2

Chadwick Jonathan · CIK 0001375800 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 43,865

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted September 25, 2024.

F5 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $39.24 to $39.78, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

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September 15, 2025 Filed Sep 17, 2025 21:22 UTC Samsara Inc. IOT · Entity 3218 SaleClass A Common Stock 5,600 $38.86 $217,590.24
Disclosure

SEC source: 0001375800-25-000004 · form4-09172025_090905.xml · nonDerivative · entry 1

Chadwick Jonathan · CIK 0001375800 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 60,765

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted September 25, 2024.

F2 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $38.24 to $39.23, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

F4 · balance_after: The number of shares held reflects the transfer of 22,500 shares of Class A Common Stock from JC and JR, Co-Trustees of the CR Family Trust, over which the Reporting Person has voting or investment power (the "CR Family Trust"), to the Reporting Person.

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July 29, 2025 Filed Jul 31, 2025 23:51 UTC Samsara Inc. IOT · Entity 3218 GrantClass A Common Stock 6,371 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-020794 · form4-07312025_110706.xml · nonDerivative · entry 1

Chadwick Jonathan · CIK 0001375800 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,865

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock. The RSUs will vest in full on the earlier of July 29, 2026 or the day prior to the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through the applicable vesting date.

F2 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

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July 15, 2025 Filed Jul 16, 2025 23:52 UTC Zoom Communications, Inc. ZM · Entity 889 ConversionClass B Common Stock · Derivative 25,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001585521-25-000133 · wk-form4_1752709958.xml · derivative · entry 3

Chadwick Jonathan · CIK 0001375800 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

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July 15, 2025 Filed Jul 16, 2025 23:52 UTC Zoom Communications, Inc. ZM · Entity 889 SaleClass A Common Stock 25,000 $74.86 $1,871,442.50
Disclosure

SEC source: 0001585521-25-000133 · wk-form4_1752709958.xml · nonDerivative · entry 2

Chadwick Jonathan · CIK 0001375800 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,875

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.37 to $75.02. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

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July 15, 2025 Filed Jul 16, 2025 23:52 UTC Zoom Communications, Inc. ZM · Entity 889 ConversionClass A Common Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001585521-25-000133 · wk-form4_1752709958.xml · nonDerivative · entry 1

Chadwick Jonathan · CIK 0001375800 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 30,875

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 16, 2025 Filed Jun 18, 2025 23:58 UTC Samsara Inc. IOT · Entity 3218 SaleClass A Common Stock 22,500 $39.07 $879,005.25
Disclosure

SEC source: 0001415889-25-017745 · form4-06182025_110618.xml · nonDerivative · entry 1

Chadwick Jonathan · CIK 0001375800 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 37,494

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted September 25, 2024.

F2 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $38.62 to $39.48, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

F4 · balance_after: The number of shares held reflects the transfer of 336,085 shares of Class A Common Stock from the Reporting Person to JC and JR, Co-Trustees of the CR Family Trust, over which the Reporting Person has voting or investment power (the "CR Family Trust").

F5 · balance_after: The number of shares held reflects the transfer of 22,500 shares of Class A Common Stock from the CR Family Trust to the Reporting Person.

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June 12, 2025 Filed Jun 14, 2025 00:45 UTC Zoom Communications, Inc. ZM · Entity 889 GrantRestricted Stock Units · Derivative 3,583 $0.00 $0.00
Disclosure

SEC source: 0001585521-25-000099 · wk-form4_1749861918.xml · derivative · entry 3

Chadwick Jonathan · CIK 0001375800 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,583

Underlying: Class A Common Stock · 3,583 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The reporting person received an award of restricted stock units, 100% of which will vest on the first anniversary date of the grant (or, if sooner, the day immediately preceding the next annual meeting that occurs following the grant date).

F2 · derivative.expiration_date: The reporting person received an award of restricted stock units, 100% of which will vest on the first anniversary date of the grant (or, if sooner, the day immediately preceding the next annual meeting that occurs following the grant date).

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June 11, 2025 Filed Jun 12, 2025 17:00 UTC Confluent, Inc. CFLT · Entity 57136 GrantClass A Common Stock 8,302 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-016997 · form4-06122025_050612.xml · nonDerivative · entry 1

Chadwick Jonathan · CIK 0001375800 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 494,240

F1 · kind: Represents the grant of restricted stock units that vest on the earlier of (i) the date of the 2026 Annual Meeting (or the date immediately prior if the Reporting Person's service as a director ends at such meeting); or (ii) the first anniversary of the date of grant.

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June 11, 2025 Filed Jun 14, 2025 00:45 UTC Zoom Communications, Inc. ZM · Entity 889 Exercise / conversionRestricted Stock Units · Derivative 4,361 $0.00 $0.00
Disclosure

SEC source: 0001585521-25-000099 · wk-form4_1749861918.xml · derivative · entry 2

Chadwick Jonathan · CIK 0001375800 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,361 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The reporting person received an award of restricted stock units, 100% of which will vest on the first anniversary date of the grant (or, if sooner, the day immediately preceding the next annual meeting that occurs following the grant date).

F2 · derivative.expiration_date: The reporting person received an award of restricted stock units, 100% of which will vest on the first anniversary date of the grant (or, if sooner, the day immediately preceding the next annual meeting that occurs following the grant date).

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June 11, 2025 Filed Jun 14, 2025 00:45 UTC Zoom Communications, Inc. ZM · Entity 889 Exercise / conversionClass A Common Stock 4,361 $0.00 $0.00
Disclosure

SEC source: 0001585521-25-000099 · wk-form4_1749861918.xml · nonDerivative · entry 1

Chadwick Jonathan · CIK 0001375800 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,875

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2025 Filed May 27, 2025 20:34 UTC ServiceNow, Inc. NOW · Entity 2869 GrantCommon Stock 319 $0.00 $0.00
Disclosure

SEC source: 0001373715-25-000224 · wk-form4_1748378042.xml · nonDerivative · entry 1

Chadwick Jonathan · CIK 0001375800 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,524

F1 · shares: Represents an award of restricted stock units ("RSUs"). 100% of the RSUs vest on the earlier of May 22, 2026 and the date of the Issuer's next annual stockholder meeting in 2026. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

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April 28, 2025 Filed Apr 29, 2025 20:13 UTC ServiceNow, Inc. NOW · Entity 2869 SaleCommon Stock 770 $931.63 $717,351.25
Disclosure

SEC source: 0001373715-25-000130 · wk-form4_1745957633.xml · nonDerivative · entry 1

Chadwick Jonathan · CIK 0001375800 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,205

Read SEC document
April 24, 2025 Filed Apr 28, 2025 23:55 UTC Zoom Communications, Inc. ZM · Entity 889 ConversionClass B Common Stock · Derivative 12,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001585521-25-000077 · wk-form4_1745884509.xml · derivative · entry 3

Chadwick Jonathan · CIK 0001375800 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Class A Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

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April 24, 2025 Filed Apr 28, 2025 23:55 UTC Zoom Communications, Inc. ZM · Entity 889 SaleClass A Common Stock 12,500 $75.03 $937,926.25
Disclosure

SEC source: 0001585521-25-000077 · wk-form4_1745884509.xml · nonDerivative · entry 2

Chadwick Jonathan · CIK 0001375800 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,514

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.00 to $75.13. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

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April 24, 2025 Filed Apr 28, 2025 23:55 UTC Zoom Communications, Inc. ZM · Entity 889 ConversionClass A Common Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001585521-25-000077 · wk-form4_1745884509.xml · nonDerivative · entry 1

Chadwick Jonathan · CIK 0001375800 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,014

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 15, 2025 Filed Apr 17, 2025 23:10 UTC Zoom Communications, Inc. ZM · Entity 889 ConversionClass B Common Stock · Derivative 12,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001585521-25-000072 · wk-form4_1744931430.xml · derivative · entry 3

Chadwick Jonathan · CIK 0001375800 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Class A Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

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April 15, 2025 Filed Apr 17, 2025 23:10 UTC Zoom Communications, Inc. ZM · Entity 889 SaleClass A Common Stock 12,500 $72.57 $907,162.50
Disclosure

SEC source: 0001585521-25-000072 · wk-form4_1744931430.xml · nonDerivative · entry 2

Chadwick Jonathan · CIK 0001375800 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,514

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.26 to $73.08. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

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April 15, 2025 Filed Apr 17, 2025 23:10 UTC Zoom Communications, Inc. ZM · Entity 889 ConversionClass A Common Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001585521-25-000072 · wk-form4_1744931430.xml · nonDerivative · entry 1

Chadwick Jonathan · CIK 0001375800 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,014

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 02, 2025 Filed Apr 4, 2025 18:00 UTC Confluent, Inc. CFLT · Entity 57136 ConversionClass B Common Stock · Derivative 463,250 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-010248 · form4-04042025_060401.xml · derivative · entry 2

Chadwick Jonathan · CIK 0001375800 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 463,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F1 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

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April 02, 2025 Filed Apr 4, 2025 18:00 UTC Confluent, Inc. CFLT · Entity 57136 ConversionClass A Common Stock 463,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-010248 · form4-04042025_060401.xml · nonDerivative · entry 1

Chadwick Jonathan · CIK 0001375800 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 485,938

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

Read SEC document
March 17, 2025 Filed Mar 19, 2025 21:48 UTC Samsara Inc. IOT · Entity 3218 SaleClass A Common Stock 15,700 $39.02 $612,535.50
Disclosure

SEC source: 0001415889-25-008610 · form4-03192025_090304.xml · nonDerivative · entry 2

Chadwick Jonathan · CIK 0001375800 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 373,579

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted September 25, 2024.

F4 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $38.51 to $39.35, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
March 17, 2025 Filed Mar 19, 2025 21:48 UTC Samsara Inc. IOT · Entity 3218 SaleClass A Common Stock 6,800 $38.03 $258,621.00
Disclosure

SEC source: 0001415889-25-008610 · form4-03192025_090304.xml · nonDerivative · entry 1

Chadwick Jonathan · CIK 0001375800 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 389,279

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted September 25, 2024.

F2 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $37.51 to $38.50, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
February 25, 2025 Filed Feb 27, 2025 18:00 UTC Confluent, Inc. CFLT · Entity 57136 ConversionClass B Common Stock · Derivative 34,375 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-005887 · form4-02272025_060201.xml · derivative · entry 3

Chadwick Jonathan · CIK 0001375800 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 463,250

Underlying: Class A Common Stock · 34,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F1 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

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February 25, 2025 Filed Feb 27, 2025 18:00 UTC Confluent, Inc. CFLT · Entity 57136 SaleClass A Common Stock 34,375 $30.57 $1,050,843.75
Disclosure

SEC source: 0001415889-25-005887 · form4-02272025_060201.xml · nonDerivative · entry 2

Chadwick Jonathan · CIK 0001375800 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 22,688

F2 · shares: Shares sold pursuant to a 10b5-1 trading plan adopted on September 9, 2024.

F3 · price: The shares were sold at prices ranging from $30.00 to $30.88. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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February 25, 2025 Filed Feb 27, 2025 18:00 UTC Confluent, Inc. CFLT · Entity 57136 ConversionClass A Common Stock 34,375 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-005887 · form4-02272025_060201.xml · nonDerivative · entry 1

Chadwick Jonathan · CIK 0001375800 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 57,063

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

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January 15, 2025 Filed Jan 17, 2025 23:53 UTC Zoom Communications, Inc. ZM · Entity 889 ConversionClass B Common Stock · Derivative 25,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001585521-25-000022 · wk-form4_1737158028.xml · derivative · entry 4

Chadwick Jonathan · CIK 0001375800 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Class A Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

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January 15, 2025 Filed Jan 17, 2025 23:53 UTC Zoom Communications, Inc. ZM · Entity 889 SaleClass A Common Stock 12,489 $80.56 $1,006,100.10
Disclosure

SEC source: 0001585521-25-000022 · wk-form4_1737158028.xml · nonDerivative · entry 3

Chadwick Jonathan · CIK 0001375800 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,514

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.39 to $80.80. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

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January 15, 2025 Filed Jan 17, 2025 23:53 UTC Zoom Communications, Inc. ZM · Entity 889 SaleClass A Common Stock 12,511 $80.10 $1,002,094.82
Disclosure

SEC source: 0001585521-25-000022 · wk-form4_1737158028.xml · nonDerivative · entry 2

Chadwick Jonathan · CIK 0001375800 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,003

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.39 to $80.38. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

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January 15, 2025 Filed Jan 17, 2025 23:53 UTC Zoom Communications, Inc. ZM · Entity 889 ConversionClass A Common Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001585521-25-000022 · wk-form4_1737158028.xml · nonDerivative · entry 1

Chadwick Jonathan · CIK 0001375800 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 26,514

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 26, 2024 Filed Dec 30, 2024 21:36 UTC Samsara Inc. IOT · Entity 3218 SaleClass A Common Stock 22,500 $45.37 $1,020,737.25
Disclosure

SEC source: 0001415889-24-030234 · form4-12302024_091202.xml · nonDerivative · entry 1

Chadwick Jonathan · CIK 0001375800 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 396,079

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted September 25, 2024.

F2 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $44.84 to $45.67, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

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December 09, 2024 Filed Dec 11, 2024 19:00 UTC Confluent, Inc. CFLT · Entity 57136 ConversionClass B Common Stock · Derivative 34,375 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-029014 · form4-12112024_071201.xml · derivative · entry 3

Chadwick Jonathan · CIK 0001375800 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 497,625

Underlying: Class A Common Stock · 34,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F1 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

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December 09, 2024 Filed Dec 11, 2024 19:00 UTC Confluent, Inc. CFLT · Entity 57136 SaleClass A Common Stock 34,375 $32.69 $1,123,718.75
Disclosure

SEC source: 0001415889-24-029014 · form4-12112024_071201.xml · nonDerivative · entry 2

Chadwick Jonathan · CIK 0001375800 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 22,688

F2 · shares: Shares sold pursuant to a 10b5-1 trading plan adopted on September 9, 2024.

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December 09, 2024 Filed Dec 11, 2024 19:00 UTC Confluent, Inc. CFLT · Entity 57136 ConversionClass A Common Stock 34,375 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-029014 · form4-12112024_071201.xml · nonDerivative · entry 1

Chadwick Jonathan · CIK 0001375800 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 57,063

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

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October 29, 2024 Filed Oct 31, 2024 22:51 UTC Zoom Communications, Inc. ZM · Entity 889 ConversionClass B Common Stock · Derivative 12,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001585521-24-000249 · wk-form4_1730415065.xml · derivative · entry 3

Chadwick Jonathan · CIK 0001375800 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Class A Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

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October 29, 2024 Filed Oct 31, 2024 22:51 UTC Zoom Communications, Inc. ZM · Entity 889 SaleClass A Common Stock 12,500 $75.04 $937,995.00
Disclosure

SEC source: 0001585521-24-000249 · wk-form4_1730415065.xml · nonDerivative · entry 2

Chadwick Jonathan · CIK 0001375800 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,514

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.00 to $75.08. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

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October 29, 2024 Filed Oct 31, 2024 22:51 UTC Zoom Communications, Inc. ZM · Entity 889 ConversionClass A Common Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001585521-24-000249 · wk-form4_1730415065.xml · nonDerivative · entry 1

Chadwick Jonathan · CIK 0001375800 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,014

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 14, 2024 Filed Oct 16, 2024 23:41 UTC Zoom Communications, Inc. ZM · Entity 889 ConversionClass B Common Stock · Derivative 12,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001585521-24-000245 · wk-form4_1729122055.xml · derivative · entry 5

Chadwick Jonathan · CIK 0001375800 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 87,500

Underlying: Class A Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.