Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PINNACLE WEST CAPITAL CORPPNW · Entity 3465 | EVP, Advisor to CEO | November 09, 2021 | November 10, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PINNACLE WEST CAPITAL CORP
Report date November 09, 2021 · Filed November 10, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby trust | 25,743 |
Reported balance
After 2021-11-09 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-11-09 · Sale · Disposed 3,327 · Balance 25,743 |
| Common StockSEC Table I · non-derivative | Indirectby 401(k) | 28 |
Reported balance
Holding disclosure · report date 2021-11-09 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 28 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 20, 2018 Filed Feb 22, 2018 22:47 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionRestricted Stock Units · Derivative | 1,264 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-012545 · doc4.xml · derivative · entry 26 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,528 Underlying: Common Stock · 1,264 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. F10 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017. F10 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:47 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionRestricted Stock Units · Derivative | 1,299 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-012545 · doc4.xml · derivative · entry 25 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,299 Underlying: Common Stock · 1,299 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. F9 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2015, and vest in four equal, annual installments beginning on February 20, 2016. F9 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2015, and vest in four equal, annual installments beginning on February 20, 2016. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:47 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionRestricted Stock Units · Derivative | 1,540 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-012545 · doc4.xml · derivative · entry 24 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,540 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. F8 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2014, and vest in four equal, annual installments beginning on February 20, 2015. F8 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2014, and vest in four equal, annual installments beginning on February 20, 2015. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:47 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GiftCommon Stock | 4,730 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-012545 · doc4.xml · nonDerivative · entry 22 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by trust Disclosed balance after: 48,826 F7 · kind: The reporting person gifted the shares received on February 20, 2018 to a revocable family trust. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:47 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GiftCommon Stock | 4,730 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-012545 · doc4.xml · nonDerivative · entry 21 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F7 · kind: The reporting person gifted the shares received on February 20, 2018 to a revocable family trust. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:47 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 154 | $77.20 | $11,888.80 |
DisclosureSEC source: 0001209191-18-012545 · doc4.xml · nonDerivative · entry 20 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,730 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:47 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantCommon Stock | 353 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-012545 · doc4.xml · nonDerivative · entry 19 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,884 F6 · shares: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2014, 2015, 2016 and 2017 Restricted Stock Unit grants. F6 · price: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2014, 2015, 2016 and 2017 Restricted Stock Unit grants. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:47 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 229 | $77.20 | $17,678.80 |
DisclosureSEC source: 0001209191-18-012545 · doc4.xml · nonDerivative · entry 18 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,531 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:47 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionCommon Stock | 564 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-012545 · doc4.xml · nonDerivative · entry 17 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,760 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. F5 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:47 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Disposition to issuerCommon Stock | 565 | $77.20 | $43,618.00 |
DisclosureSEC source: 0001209191-18-012545 · doc4.xml · nonDerivative · entry 16 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,196 Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:47 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionCommon Stock | 565 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-012545 · doc4.xml · nonDerivative · entry 15 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,761 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. F5 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:47 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 257 | $77.20 | $19,840.40 |
DisclosureSEC source: 0001209191-18-012545 · doc4.xml · nonDerivative · entry 14 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,196 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:47 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionCommon Stock | 632 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-012545 · doc4.xml · nonDerivative · entry 13 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,453 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:47 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Disposition to issuerCommon Stock | 632 | $77.20 | $48,790.40 |
DisclosureSEC source: 0001209191-18-012545 · doc4.xml · nonDerivative · entry 12 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,821 Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:47 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionCommon Stock | 632 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-012545 · doc4.xml · nonDerivative · entry 11 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,453 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:47 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 264 | $77.20 | $20,380.80 |
DisclosureSEC source: 0001209191-18-012545 · doc4.xml · nonDerivative · entry 10 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,821 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:47 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionCommon Stock | 649 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-012545 · doc4.xml · nonDerivative · entry 9 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,085 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:47 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Disposition to issuerCommon Stock | 650 | $77.20 | $50,180.00 |
DisclosureSEC source: 0001209191-18-012545 · doc4.xml · nonDerivative · entry 8 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,436 Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:47 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionCommon Stock | 650 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-012545 · doc4.xml · nonDerivative · entry 7 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,086 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:47 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 626 | $77.20 | $48,327.20 |
DisclosureSEC source: 0001209191-18-012545 · doc4.xml · nonDerivative · entry 6 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,436 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:47 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionCommon Stock | 1,540 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-012545 · doc4.xml · nonDerivative · entry 5 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,062 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:47 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 184 | $77.20 | $14,204.80 |
DisclosureSEC source: 0001209191-18-012545 · doc4.xml · nonDerivative · entry 4 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,522 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:47 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantCommon Stock | 428 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-012545 · doc4.xml · nonDerivative · entry 3 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,706 F3 · shares: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on February 20, 2018. F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on February 20, 2018. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:47 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 1,728 | $77.20 | $133,401.60 |
DisclosureSEC source: 0001209191-18-012545 · doc4.xml · nonDerivative · entry 2 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,278 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:47 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantCommon Stock | 4,006 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-012545 · doc4.xml · nonDerivative · entry 1 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,006 F1 · shares: Shares acquired upon the vesting of a portion of the performance shares granted in 2015. F1 · price: Shares acquired upon the vesting of a portion of the performance shares granted in 2015. Read SEC document |
| October 17, 2017 Filed Oct 19, 2017 21:33 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GiftCommon Stock | 3,332 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-057500 · doc4.xml · nonDerivative · entry 6 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by trust Disclosed balance after: 44,096 F4 · kind: The reporting person gifted the shares received on October 17, 2017 to a revocable family trust. F4 · price: The reporting person gifted the shares received on October 17, 2017 to a revocable family trust. Read SEC document |
| October 17, 2017 Filed Oct 19, 2017 21:33 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GiftCommon Stock | 3,332 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-057500 · doc4.xml · nonDerivative · entry 5 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F4 · kind: The reporting person gifted the shares received on October 17, 2017 to a revocable family trust. F4 · price: The reporting person gifted the shares received on October 17, 2017 to a revocable family trust. Read SEC document |
| October 17, 2017 Filed Oct 19, 2017 21:33 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 271 | $87.76 | $23,782.96 |
DisclosureSEC source: 0001209191-17-057500 · doc4.xml · nonDerivative · entry 4 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,332 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| October 17, 2017 Filed Oct 19, 2017 21:33 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantCommon Stock | 594 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-057500 · doc4.xml · nonDerivative · entry 3 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,603 F3 · shares: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on October 17, 2017. F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on October 17, 2017. Read SEC document |
| October 17, 2017 Filed Oct 19, 2017 21:33 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 2,519 | $87.76 | $221,067.44 |
DisclosureSEC source: 0001209191-17-057500 · doc4.xml · nonDerivative · entry 2 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,009 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| October 17, 2017 Filed Oct 19, 2017 21:33 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantCommon Stock | 5,528 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-057500 · doc4.xml · nonDerivative · entry 1 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,528 F1 · shares: Shares acquired upon the vesting of a portion of the performance shares granted in 2014. F1 · price: Shares acquired upon the vesting of a portion of the performance shares granted in 2014. Read SEC document |
| May 04, 2017 Filed May 8, 2017 21:40 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | SaleCommon Stock | 9,900 | $84.35 | $835,065.00 |
DisclosureSEC source: 0001209191-17-030643 · doc4.xml · nonDerivative · entry 2 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by trust Disclosed balance after: 40,764 Read SEC document |
| May 04, 2017 Filed May 8, 2017 21:40 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | SaleCommon Stock | 100 | $84.34 | $8,434.00 |
DisclosureSEC source: 0001209191-17-030643 · doc4.xml · nonDerivative · entry 1 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by trust Disclosed balance after: 50,664 Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 22:14 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | SaleCommon Stock | 15,000 | $82.99 | $1,244,850.00 |
DisclosureSEC source: 0001209191-17-018860 · doc4.xml · nonDerivative · entry 1 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by trust Disclosed balance after: 50,764 F1 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.91 to $83.12, inclusive. The reporting person undertakes to provide Pinnacle West Capital Corporation ("PNW"), any security holder of PNW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 22:10 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantRestricted Stock Units · Derivative | 4,516 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013884 · doc4.xml · derivative · entry 8 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO, PNW & APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,516 Underlying: Common Stock · 4,516 shares Expires not disclosed F5 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% cash. F5 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% cash. F6 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective on February 21, 2017, and vests in four equal, annual installments beginning on February 20, 2018, and will be settled in four equal, annual installments beginning February 20, 2018. F6 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective on February 21, 2017, and vests in four equal, annual installments beginning on February 20, 2018, and will be settled in four equal, annual installments beginning February 20, 2018. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 22:10 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GiftCommon Stock | 4,061 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013884 · doc4.xml · nonDerivative · entry 6 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO, PNW & APS 10b5-1 filing: Not disclosed Ownership: Indirect · by trust Disclosed balance after: 65,764 F4 · kind: The reporting person gifted the shares received on February 21, 2017 to a revocable family trust. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 22:10 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GiftCommon Stock | 4,061 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013884 · doc4.xml · nonDerivative · entry 5 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO, PNW & APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F4 · kind: The reporting person gifted the shares received on February 21, 2017 to a revocable family trust. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 22:10 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 305 | $79.77 | $24,329.85 |
DisclosureSEC source: 0001209191-17-013884 · doc4.xml · nonDerivative · entry 4 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO, PNW & APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,061 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 22:10 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantCommon Stock | 668 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013884 · doc4.xml · nonDerivative · entry 3 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO, PNW & APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,366 F3 · shares: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on February 21, 2017. F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on February 21, 2017. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 22:10 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 3,094 | $79.77 | $246,808.38 |
DisclosureSEC source: 0001209191-17-013884 · doc4.xml · nonDerivative · entry 2 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO, PNW & APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,698 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 22:10 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantCommon Stock | 6,792 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013884 · doc4.xml · nonDerivative · entry 1 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO, PNW & APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,792 F1 · shares: Shares acquired upon the vesting of the portion of the performance shares granted in 2014 that were tied to the total shareholder return performance metric. F1 · price: Shares acquired upon the vesting of the portion of the performance shares granted in 2014 that were tied to the total shareholder return performance metric. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:54 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionRestricted Stock Units · Derivative | 1,264 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-013468 · doc4.xml · derivative · entry 21 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO, PNW & APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,792 Underlying: Common Stock · 1,264 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash. F8 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017. F8 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:54 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionRestricted Stock Units · Derivative | 1,299 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-013468 · doc4.xml · derivative · entry 20 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO, PNW & APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,598 Underlying: Common Stock · 1,299 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash. F7 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2015, and vests in four equal, annual installments beginning on February 20, 2016. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017. F7 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2015, and vests in four equal, annual installments beginning on February 20, 2016. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:54 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionRestricted Stock Units · Derivative | 1,540 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-013468 · doc4.xml · derivative · entry 19 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO, PNW & APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,540 Underlying: Common Stock · 1,540 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash. F6 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2014, and vests in four equal, annual installments beginning on February 20, 2015. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017. F6 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2014, and vests in four equal, annual installments beginning on February 20, 2015. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:54 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionRestricted Stock Units · Derivative | 1,432 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-013468 · doc4.xml · derivative · entry 18 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO, PNW & APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,432 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash. F5 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2013, and vests in four equal, annual installments beginning on February 20, 2014. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017. F5 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2013, and vests in four equal, annual installments beginning on February 20, 2014. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:54 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GiftCommon Stock | 2,525 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013468 · doc4.xml · nonDerivative · entry 16 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO, PNW & APS 10b5-1 filing: Not disclosed Ownership: Indirect · by trust Disclosed balance after: 61,703 F4 · kind: The reporting person gifted the shares received on February 17, 2017 to a revocable family trust. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:54 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GiftCommon Stock | 2,525 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013468 · doc4.xml · nonDerivative · entry 15 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO, PNW & APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F4 · kind: The reporting person gifted the shares received on February 17, 2017 to a revocable family trust. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:54 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 188 | $78.70 | $14,795.60 |
DisclosureSEC source: 0001209191-17-013468 · doc4.xml · nonDerivative · entry 14 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO, PNW & APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,525 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:54 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantCommon Stock | 408 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013468 · doc4.xml · nonDerivative · entry 13 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO, PNW & APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,713 F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2013, 2014, 2015 and 2016 Restricted Stock Unit grants. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:54 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 290 | $78.70 | $22,823.00 |
DisclosureSEC source: 0001209191-17-013468 · doc4.xml · nonDerivative · entry 12 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO, PNW & APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,305 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.