Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PINNACLE WEST CAPITAL CORPPNW · Entity 3465 | EVP, Advisor to CEO | November 09, 2021 | November 10, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PINNACLE WEST CAPITAL CORP
Report date November 09, 2021 · Filed November 10, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby trust | 25,743 |
Reported balance
After 2021-11-09 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-11-09 · Sale · Disposed 3,327 · Balance 25,743 |
| Common StockSEC Table I · non-derivative | Indirectby 401(k) | 28 |
Reported balance
Holding disclosure · report date 2021-11-09 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 28 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 17, 2017 Filed Feb 22, 2017 22:54 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionCommon Stock | 632 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013468 · doc4.xml · nonDerivative · entry 11 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO, PNW & APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,595 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:54 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Disposition to issuerCommon Stock | 632 | $78.70 | $49,738.40 |
DisclosureSEC source: 0001209191-17-013468 · doc4.xml · nonDerivative · entry 10 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO, PNW & APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,963 Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:54 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionCommon Stock | 632 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013468 · doc4.xml · nonDerivative · entry 9 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO, PNW & APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,595 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:54 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 297 | $78.70 | $23,373.90 |
DisclosureSEC source: 0001209191-17-013468 · doc4.xml · nonDerivative · entry 8 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO, PNW & APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,963 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:54 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionCommon Stock | 649 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013468 · doc4.xml · nonDerivative · entry 7 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO, PNW & APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,260 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:54 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Disposition to issuerCommon Stock | 650 | $78.70 | $51,155.00 |
DisclosureSEC source: 0001209191-17-013468 · doc4.xml · nonDerivative · entry 6 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO, PNW & APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,611 Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:54 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionCommon Stock | 650 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013468 · doc4.xml · nonDerivative · entry 5 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO, PNW & APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,261 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:54 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 705 | $78.70 | $55,483.50 |
DisclosureSEC source: 0001209191-17-013468 · doc4.xml · nonDerivative · entry 4 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO, PNW & APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,611 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:54 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionCommon Stock | 1,540 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013468 · doc4.xml · nonDerivative · entry 3 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO, PNW & APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,316 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:54 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 656 | $78.70 | $51,627.20 |
DisclosureSEC source: 0001209191-17-013468 · doc4.xml · nonDerivative · entry 2 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO, PNW & APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 776 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:54 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionCommon Stock | 1,432 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013468 · doc4.xml · nonDerivative · entry 1 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO, PNW & APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,432 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash. Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 22:25 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GiftCommon Stock | 3,445 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-146642 · doc4.xml · nonDerivative · entry 6 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO, PNW & APS 10b5-1 filing: Not disclosed Ownership: Indirect · by trust Disclosed balance after: 59,178 F4 · kind: The reporting person gifted the shares received on October 19, 2016 to a revocable family trust. F4 · price: The reporting person gifted the shares received on October 19, 2016 to a revocable family trust. Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 22:25 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GiftCommon Stock | 3,445 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-146642 · doc4.xml · nonDerivative · entry 5 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO, PNW & APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F4 · kind: The reporting person gifted the shares received on October 19, 2016 to a revocable family trust. F4 · price: The reporting person gifted the shares received on October 19, 2016 to a revocable family trust. Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 22:25 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 288 | $74.96 | $21,588.48 |
DisclosureSEC source: 0001209191-16-146642 · doc4.xml · nonDerivative · entry 4 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO, PNW & APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,445 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 22:25 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantCommon Stock | 657 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-146642 · doc4.xml · nonDerivative · entry 3 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO, PNW & APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,733 F3 · shares: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on October 19, 2016. F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on October 19, 2016. Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 22:25 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 2,394 | $74.96 | $179,454.24 |
DisclosureSEC source: 0001209191-16-146642 · doc4.xml · nonDerivative · entry 2 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO, PNW & APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,076 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 22:25 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantCommon Stock | 5,470 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-146642 · doc4.xml · nonDerivative · entry 1 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO, PNW & APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,470 F1 · shares: Shares acquired upon the vesting of a portion of the performance shares granted in 2013. F1 · price: Shares acquired upon the vesting of a portion of the performance shares granted in 2013. Read SEC document |
| November 04, 2011 Filed Nov 9, 2021 00:03 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GiftCommon Stock | 4,077 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-063473 · doc4.xml · nonDerivative · entry 6 HATFIELD JAMES R · CIK 0001226552 · EVP, Advisor to CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by trust Disclosed balance after: 29,042 F4 · kind: The reporting person gifted the shares received on November 4, 2021 to a revocable family trust. F4 · price: The reporting person gifted the shares received on November 4, 2021 to a revocable family trust. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.