Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PINNACLE WEST CAPITAL CORPPNW · Entity 3465 | EVP, Advisor to CEO | November 09, 2021 | November 10, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PINNACLE WEST CAPITAL CORP
Report date November 09, 2021 · Filed November 10, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby trust | 25,743 |
Reported balance
After 2021-11-09 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-11-09 · Sale · Disposed 3,327 · Balance 25,743 |
| Common StockSEC Table I · non-derivative | Indirectby 401(k) | 28 |
Reported balance
Holding disclosure · report date 2021-11-09 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 28 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 20, 2020 Filed Feb 24, 2020 22:48 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 257 | $101.09 | $25,980.13 |
DisclosureSEC source: 0001209191-20-012137 · doc4.xml · nonDerivative · entry 4 HATFIELD JAMES R · CIK 0001226552 · EVP, Chief Admin Ofc & Treas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 22:48 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionCommon Stock | 632 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012137 · doc4.xml · nonDerivative · entry 3 HATFIELD JAMES R · CIK 0001226552 · EVP, Chief Admin Ofc & Treas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 632 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 22:48 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Disposition to issuerCommon Stock | 632 | $101.09 | $63,888.88 |
DisclosureSEC source: 0001209191-20-012137 · doc4.xml · nonDerivative · entry 2 HATFIELD JAMES R · CIK 0001226552 · EVP, Chief Admin Ofc & Treas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 22:48 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionCommon Stock | 632 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012137 · doc4.xml · nonDerivative · entry 1 HATFIELD JAMES R · CIK 0001226552 · EVP, Chief Admin Ofc & Treas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 632 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 21:44 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantRestricted Stock Units · Derivative | 3,536 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-011125 · doc4.xml · derivative · entry 1 HATFIELD JAMES R · CIK 0001226552 · EVP, Chief Admin Ofc & Treas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,536 Underlying: Common Stock · 3,536 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. F2 · derivative.exercise_date: The Restricted Stock Units award was granted, was effective and vested on February 18, 2020, and will be settled in four equal, annual installments beginning February 19, 2021. F2 · derivative.expiration_date: The Restricted Stock Units award was granted, was effective and vested on February 18, 2020, and will be settled in four equal, annual installments beginning February 19, 2021. Read SEC document |
| October 22, 2019 Filed Oct 24, 2019 23:37 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GiftCommon Stock | 3,003 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-053959 · doc4.xml · nonDerivative · entry 6 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by trust Disclosed balance after: 40,861 F4 · kind: The reporting person gifted the shares received on October 22, 2019 to a revocable family trust. F4 · price: The reporting person gifted the shares received on October 22, 2019 to a revocable family trust. Read SEC document |
| October 22, 2019 Filed Oct 24, 2019 23:37 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GiftCommon Stock | 3,003 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-053959 · doc4.xml · nonDerivative · entry 5 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F4 · kind: The reporting person gifted the shares received on October 22, 2019 to a revocable family trust. F4 · price: The reporting person gifted the shares received on October 22, 2019 to a revocable family trust. Read SEC document |
| October 22, 2019 Filed Oct 24, 2019 23:37 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 226 | $94.53 | $21,363.78 |
DisclosureSEC source: 0001209191-19-053959 · doc4.xml · nonDerivative · entry 4 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,003 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| October 22, 2019 Filed Oct 24, 2019 23:37 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantCommon Stock | 525 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-053959 · doc4.xml · nonDerivative · entry 3 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,229 F3 · shares: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on October 22, 2019. F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on October 22, 2019. Read SEC document |
| October 22, 2019 Filed Oct 24, 2019 23:37 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 2,036 | $94.53 | $192,463.08 |
DisclosureSEC source: 0001209191-19-053959 · doc4.xml · nonDerivative · entry 2 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,704 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| October 22, 2019 Filed Oct 24, 2019 23:37 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantCommon Stock | 4,740 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-053959 · doc4.xml · nonDerivative · entry 1 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,740 F1 · shares: Shares acquired upon the vesting of a portion of the performance shares granted in 2016 that were tied to the operational performance metrics. F1 · price: Shares acquired upon the vesting of a portion of the performance shares granted in 2016 that were tied to the operational performance metrics. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 22:52 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | SaleCommon Stock | 3,000 | $92.89 | $278,670.00 |
DisclosureSEC source: 0001209191-19-015846 · doc4.xml · nonDerivative · entry 1 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by trust Disclosed balance after: 37,858 Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 22:04 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionRestricted Stock Units · Derivative | 972 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-012672 · doc4.xml · derivative · entry 23 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,916 Underlying: Common Stock · 972 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. F3 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. F9 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2018, and vest in four equal, annual installments beginning on February 20, 2019. F9 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2018, and vest in four equal, annual installments beginning on February 20, 2019. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 22:04 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionRestricted Stock Units · Derivative | 1,129 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-012672 · doc4.xml · derivative · entry 22 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,258 Underlying: Common Stock · 1,129 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. F3 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. F8 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2017, and vest in four equal, annual installments beginning on February 20, 2018. F8 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2017, and vest in four equal, annual installments beginning on February 20, 2018. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 22:04 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionRestricted Stock Units · Derivative | 1,264 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-012672 · doc4.xml · derivative · entry 21 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,264 Underlying: Common Stock · 1,264 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. F7 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017. F7 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 22:04 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionRestricted Stock Units · Derivative | 1,299 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-012672 · doc4.xml · derivative · entry 20 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,299 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. F6 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2015, and vest in four equal, annual installments beginning on February 20, 2016. F6 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2015, and vest in four equal, annual installments beginning on February 20, 2016. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 22:04 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GiftCommon Stock | 1,196 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-012672 · doc4.xml · nonDerivative · entry 18 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by trust Disclosed balance after: 40,858 F5 · kind: The reporting person gifted the shares received on February 20, 2019 to a revocable family trust. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 22:04 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GiftCommon Stock | 1,196 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-012672 · doc4.xml · nonDerivative · entry 17 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F5 · kind: The reporting person gifted the shares received on February 20, 2019 to a revocable family trust. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 22:04 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 78 | $90.93 | $7,092.54 |
DisclosureSEC source: 0001209191-19-012672 · doc4.xml · nonDerivative · entry 16 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,196 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 22:04 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantCommon Stock | 179 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-012672 · doc4.xml · nonDerivative · entry 15 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,274 F4 · shares: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2015, 2016, 2017, and 2018 Restricted Stock Unit grants. F4 · price: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2015, 2016, 2017, and 2018 Restricted Stock Unit grants. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 22:04 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Disposition to issuerCommon Stock | 972 | $90.93 | $88,383.96 |
DisclosureSEC source: 0001209191-19-012672 · doc4.xml · nonDerivative · entry 14 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,095 Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 22:04 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionCommon Stock | 972 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-012672 · doc4.xml · nonDerivative · entry 13 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,067 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. F3 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 22:04 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 229 | $90.93 | $20,822.97 |
DisclosureSEC source: 0001209191-19-012672 · doc4.xml · nonDerivative · entry 12 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,095 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 22:04 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionCommon Stock | 564 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-012672 · doc4.xml · nonDerivative · entry 11 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,324 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. F3 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 22:04 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Disposition to issuerCommon Stock | 565 | $90.93 | $51,375.45 |
DisclosureSEC source: 0001209191-19-012672 · doc4.xml · nonDerivative · entry 10 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 760 Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 22:04 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionCommon Stock | 565 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-012672 · doc4.xml · nonDerivative · entry 9 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,325 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. F3 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 22:04 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 257 | $90.93 | $23,369.01 |
DisclosureSEC source: 0001209191-19-012672 · doc4.xml · nonDerivative · entry 8 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 760 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 22:04 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionCommon Stock | 632 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-012672 · doc4.xml · nonDerivative · entry 7 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,017 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 22:04 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Disposition to issuerCommon Stock | 632 | $90.93 | $57,467.76 |
DisclosureSEC source: 0001209191-19-012672 · doc4.xml · nonDerivative · entry 6 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 385 Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 22:04 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionCommon Stock | 632 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-012672 · doc4.xml · nonDerivative · entry 5 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,017 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 22:04 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 264 | $90.93 | $24,005.52 |
DisclosureSEC source: 0001209191-19-012672 · doc4.xml · nonDerivative · entry 4 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 385 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 22:04 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionCommon Stock | 649 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-012672 · doc4.xml · nonDerivative · entry 3 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 649 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 22:04 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Disposition to issuerCommon Stock | 650 | $90.93 | $59,104.50 |
DisclosureSEC source: 0001209191-19-012672 · doc4.xml · nonDerivative · entry 2 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 22:04 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionCommon Stock | 650 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-012672 · doc4.xml · nonDerivative · entry 1 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 650 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:18 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantRestricted Stock Units · Derivative | 3,312 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-012169 · doc4.xml · derivative · entry 8 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,312 Underlying: Common Stock · 3,312 shares Expires not disclosed F5 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. F5 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. F6 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective on February 19, 2019, and vests in four equal, annual installments beginning on February 20, 2020, and will be settled in four equal, annual installments beginning February 20, 2020. F6 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective on February 19, 2019, and vests in four equal, annual installments beginning on February 20, 2020, and will be settled in four equal, annual installments beginning February 20, 2020. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:18 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GiftCommon Stock | 3,057 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-012169 · doc4.xml · nonDerivative · entry 6 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by trust Disclosed balance after: 39,662 F4 · kind: The reporting person gifted the shares received on February 19, 2019 to a revocable family trust. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:18 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GiftCommon Stock | 3,057 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-012169 · doc4.xml · nonDerivative · entry 5 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F4 · kind: The reporting person gifted the shares received on February 19, 2019 to a revocable family trust. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:18 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 202 | $90.65 | $18,311.30 |
DisclosureSEC source: 0001209191-19-012169 · doc4.xml · nonDerivative · entry 4 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,057 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:18 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantCommon Stock | 470 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-012169 · doc4.xml · nonDerivative · entry 3 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,259 F3 · shares: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on February 19, 2019. F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on February 19, 2019. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:18 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 2,117 | $90.65 | $191,906.05 |
DisclosureSEC source: 0001209191-19-012169 · doc4.xml · nonDerivative · entry 2 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,789 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:18 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantCommon Stock | 4,906 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-012169 · doc4.xml · nonDerivative · entry 1 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,906 F1 · shares: Shares acquired upon the vesting of a portion of the performance shares granted in 2016 that were tied to the total shareholder return performance metric. F1 · price: Shares acquired upon the vesting of a portion of the performance shares granted in 2016 that were tied to the total shareholder return performance metric. Read SEC document |
| October 17, 2018 Filed Oct 19, 2018 22:18 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GiftCommon Stock | 2,779 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-055757 · doc4.xml · nonDerivative · entry 6 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by trust Disclosed balance after: 36,605 F4 · kind: The reporting person gifted the shares received on October 17, 2018 to a revocable family trust. F4 · price: The reporting person gifted the shares received on October 17, 2018 to a revocable family trust. Read SEC document |
| October 17, 2018 Filed Oct 19, 2018 22:18 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GiftCommon Stock | 2,779 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-055757 · doc4.xml · nonDerivative · entry 5 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F4 · kind: The reporting person gifted the shares received on October 17, 2018 to a revocable family trust. F4 · price: The reporting person gifted the shares received on October 17, 2018 to a revocable family trust. Read SEC document |
| October 17, 2018 Filed Oct 19, 2018 22:18 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 222 | $83.69 | $18,579.18 |
DisclosureSEC source: 0001209191-18-055757 · doc4.xml · nonDerivative · entry 4 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,779 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| October 17, 2018 Filed Oct 19, 2018 22:18 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantCommon Stock | 516 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-055757 · doc4.xml · nonDerivative · entry 3 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,001 F3 · shares: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on October 17, 2018. F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on October 17, 2018. Read SEC document |
| October 17, 2018 Filed Oct 19, 2018 22:18 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 1,871 | $83.69 | $156,583.99 |
DisclosureSEC source: 0001209191-18-055757 · doc4.xml · nonDerivative · entry 2 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,485 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| October 17, 2018 Filed Oct 19, 2018 22:18 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantCommon Stock | 4,356 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-055757 · doc4.xml · nonDerivative · entry 1 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,356 F1 · shares: Shares acquired upon the vesting of a portion of the performance shares granted in 2015. F1 · price: Shares acquired upon the vesting of a portion of the performance shares granted in 2015. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 21:34 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | SaleCommon Stock | 15,000 | $79.99 | $1,199,850.00 |
DisclosureSEC source: 0001209191-18-015041 · doc4.xml · nonDerivative · entry 1 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by trust Disclosed balance after: 33,826 F1 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.68 to $80.25, inclusive. The reporting person undertakes to provide Pinnacle West Capital Corporation ("PNW"), any security holder of PNW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:47 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantRestricted Stock Units · Derivative | 3,888 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-012545 · doc4.xml · derivative · entry 28 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,888 Underlying: Common Stock · 3,888 shares Expires not disclosed F5 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. F5 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. F12 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective on February 20, 2018, and vests in four equal, annual installments beginning on February 20, 2019, and will be settled in four equal, annual installments beginning February 20, 2019. F12 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective on February 20, 2018, and vests in four equal, annual installments beginning on February 20, 2019, and will be settled in four equal, annual installments beginning February 20, 2019. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:47 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionRestricted Stock Units · Derivative | 1,129 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-012545 · doc4.xml · derivative · entry 27 HATFIELD JAMES R · CIK 0001226552 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,387 Underlying: Common Stock · 1,129 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. F5 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. F11 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2017, and vest in four equal, annual installments beginning on February 20, 2018. F11 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2017, and vest in four equal, annual installments beginning on February 20, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.