HATFIELD JAMES R

SEC source: 0001209191-21-063846 · doc4.xml · nonDerivative · entry 1

HATFIELD JAMES R · CIK 0001226552 · EVP, Advisor to CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 25,743

SEC source: 0001209191-21-063473 · doc4.xml · nonDerivative · entry 5

HATFIELD JAMES R · CIK 0001226552 · EVP, Advisor to CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F4 · kind: The reporting person gifted the shares received on November 4, 2021 to a revocable family trust.

F4 · price: The reporting person gifted the shares received on November 4, 2021 to a revocable family trust.

SEC source: 0001209191-21-063473 · doc4.xml · nonDerivative · entry 4

HATFIELD JAMES R · CIK 0001226552 · EVP, Advisor to CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,077

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

SEC source: 0001209191-21-063473 · doc4.xml · nonDerivative · entry 3

HATFIELD JAMES R · CIK 0001226552 · EVP, Advisor to CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,557

F3 · shares: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on November 4, 2021.

F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on November 4, 2021.

SEC source: 0001209191-21-063473 · doc4.xml · nonDerivative · entry 2

HATFIELD JAMES R · CIK 0001226552 · EVP, Advisor to CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,440

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

SEC source: 0001209191-21-063473 · doc4.xml · nonDerivative · entry 1

HATFIELD JAMES R · CIK 0001226552 · EVP, Advisor to CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,030

F1 · shares: Shares acquired upon the vesting of a portion of the performance shares granted in 2018 that were tied to the operational performance metric.

F1 · price: Shares acquired upon the vesting of a portion of the performance shares granted in 2018 that were tied to the operational performance metric.

SEC source: 0001209191-21-013293 · doc4.xml · derivative · entry 19

HATFIELD JAMES R · CIK 0001226552 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,652

Underlying: Common Stock · 884 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F8 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2020, and vests in four equal, annual installments beginning on February 19, 2021.

F8 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2020, and vests in four equal, annual installments beginning on February 19, 2021.

SEC source: 0001209191-21-013293 · doc4.xml · derivative · entry 18

HATFIELD JAMES R · CIK 0001226552 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,656

Underlying: Common Stock · 828 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F7 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2019, and vests in four equal, annual installments beginning on February 20, 2020.

F7 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2019, and vests in four equal, annual installments beginning on February 20, 2020.

SEC source: 0001209191-21-013293 · doc4.xml · derivative · entry 17

HATFIELD JAMES R · CIK 0001226552 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 972

Underlying: Common Stock · 972 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F6 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2018, and vests in four equal, annual installments beginning on February 20, 2019.

F6 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2018, and vests in four equal, annual installments beginning on February 20, 2019.

SEC source: 0001209191-21-013293 · doc4.xml · derivative · entry 16

HATFIELD JAMES R · CIK 0001226552 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,129 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F5 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2017, and vests in four equal, annual installments beginning on February 20, 2018.

F5 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2017, and vests in four equal, annual installments beginning on February 20, 2018.

SEC source: 0001209191-21-013293 · doc4.xml · nonDerivative · entry 14

HATFIELD JAMES R · CIK 0001226552 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 24,965

F4 · kind: The reporting person gifted the shares received on February 19, 2021 to a revocable family trust.

SEC source: 0001209191-21-013293 · doc4.xml · nonDerivative · entry 13

HATFIELD JAMES R · CIK 0001226552 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F4 · kind: The reporting person gifted the shares received on February 19, 2021 to a revocable family trust.

SEC source: 0001209191-21-013293 · doc4.xml · nonDerivative · entry 12

HATFIELD JAMES R · CIK 0001226552 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384

SEC source: 0001209191-21-013293 · doc4.xml · nonDerivative · entry 11

HATFIELD JAMES R · CIK 0001226552 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,268

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

SEC source: 0001209191-21-013293 · doc4.xml · nonDerivative · entry 10

HATFIELD JAMES R · CIK 0001226552 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384

SEC source: 0001209191-21-013293 · doc4.xml · nonDerivative · entry 9

HATFIELD JAMES R · CIK 0001226552 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,212

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

SEC source: 0001209191-21-013293 · doc4.xml · nonDerivative · entry 8

HATFIELD JAMES R · CIK 0001226552 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384

SEC source: 0001209191-21-013293 · doc4.xml · nonDerivative · entry 7

HATFIELD JAMES R · CIK 0001226552 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,356

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

SEC source: 0001209191-21-013293 · doc4.xml · nonDerivative · entry 6

HATFIELD JAMES R · CIK 0001226552 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

SEC source: 0001209191-21-013293 · doc4.xml · nonDerivative · entry 5

HATFIELD JAMES R · CIK 0001226552 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431

F3 · shares: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2017 Restricted Stock Unit grant.

F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2017 Restricted Stock Unit grant.

SEC source: 0001209191-21-013293 · doc4.xml · nonDerivative · entry 4

HATFIELD JAMES R · CIK 0001226552 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

SEC source: 0001209191-21-013293 · doc4.xml · nonDerivative · entry 3

HATFIELD JAMES R · CIK 0001226552 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 564

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

SEC source: 0001209191-21-013293 · doc4.xml · nonDerivative · entry 2

HATFIELD JAMES R · CIK 0001226552 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

SEC source: 0001209191-21-013293 · doc4.xml · nonDerivative · entry 1

HATFIELD JAMES R · CIK 0001226552 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 565

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

SEC source: 0001209191-21-012094 · doc4.xml · derivative · entry 1

HATFIELD JAMES R · CIK 0001226552 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,736

Underlying: Common Stock · 4,736 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F2 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective on February 16, 2021, and vests in four equal, annual installments beginning on February 18, 2022, and will be settled in four equal, annual installments beginning February 18, 2022.

F2 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective on February 16, 2021, and vests in four equal, annual installments beginning on February 18, 2022, and will be settled in four equal, annual installments beginning February 18, 2022.

SEC source: 0001209191-20-057958 · doc4.xml · nonDerivative · entry 6

HATFIELD JAMES R · CIK 0001226552 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 24,581

F4 · kind: The reporting person gifted the shares received on November 9, 2020 to a revocable family trust.

SEC source: 0001209191-20-057958 · doc4.xml · nonDerivative · entry 5

HATFIELD JAMES R · CIK 0001226552 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F4 · kind: The reporting person gifted the shares received on November 9, 2020 to a revocable family trust.

SEC source: 0001209191-20-057958 · doc4.xml · nonDerivative · entry 4

HATFIELD JAMES R · CIK 0001226552 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,943

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

SEC source: 0001209191-20-057958 · doc4.xml · nonDerivative · entry 3

HATFIELD JAMES R · CIK 0001226552 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,192

F3 · shares: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on November 9, 2020.

F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on November 9, 2020.

SEC source: 0001209191-20-057958 · doc4.xml · nonDerivative · entry 2

HATFIELD JAMES R · CIK 0001226552 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,614

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

SEC source: 0001209191-20-057958 · doc4.xml · nonDerivative · entry 1

HATFIELD JAMES R · CIK 0001226552 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,583

F1 · shares: Shares acquired upon the vesting of a portion of the performance shares granted in 2017 that were tied to the operational performance metric.

F1 · price: Shares acquired upon the vesting of a portion of the performance shares granted in 2017 that were tied to the operational performance metric.

SEC source: 0001209191-20-013494 · doc4.xml · nonDerivative · entry 3

HATFIELD JAMES R · CIK 0001226552 · EVP, Chief Admin Ofc & Treas

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 21,638

F3 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.34 to $100.81, inclusive. The reporting person undertakes to provide PNW, any security holder of PNW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001209191-20-013494 · doc4.xml · nonDerivative · entry 2

HATFIELD JAMES R · CIK 0001226552 · EVP, Chief Admin Ofc & Treas

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 23,933

F2 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.34 to $100.33, inclusive. The reporting person undertakes to provide PNW, any security holder of PNW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001209191-20-013494 · doc4.xml · nonDerivative · entry 1

HATFIELD JAMES R · CIK 0001226552 · EVP, Chief Admin Ofc & Treas

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 30,832

F1 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.34 to $99.28, inclusive. The reporting person undertakes to provide Pinnacle West Capital Corporation ("PNW"), any security holder of PNW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001209191-20-012137 · doc4.xml · derivative · entry 21

HATFIELD JAMES R · CIK 0001226552 · EVP, Chief Admin Ofc & Treas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,484

Underlying: Common Stock · 828 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F3 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F9 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2019, and vests in four equal, annual installments beginning on February 20, 2020.

F9 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2019, and vests in four equal, annual installments beginning on February 20, 2020.

SEC source: 0001209191-20-012137 · doc4.xml · derivative · entry 20

HATFIELD JAMES R · CIK 0001226552 · EVP, Chief Admin Ofc & Treas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,944

Underlying: Common Stock · 972 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F3 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F8 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2018, and vests in four equal, annual installments beginning on February 20, 2019.

F8 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2018, and vests in four equal, annual installments beginning on February 20, 2019.

SEC source: 0001209191-20-012137 · doc4.xml · derivative · entry 19

HATFIELD JAMES R · CIK 0001226552 · EVP, Chief Admin Ofc & Treas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,129

Underlying: Common Stock · 1,129 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F3 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F7 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2017, and vests in four equal, annual installments beginning on February 20, 2018.

F7 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2017, and vests in four equal, annual installments beginning on February 20, 2018.

SEC source: 0001209191-20-012137 · doc4.xml · derivative · entry 18

HATFIELD JAMES R · CIK 0001226552 · EVP, Chief Admin Ofc & Treas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,264 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F6 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017.

F6 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017.

SEC source: 0001209191-20-012137 · doc4.xml · nonDerivative · entry 16

HATFIELD JAMES R · CIK 0001226552 · EVP, Chief Admin Ofc & Treas

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 41,638

F5 · kind: The reporting person gifted the shares received on February 20, 2020 to a revocable family trust.

SEC source: 0001209191-20-012137 · doc4.xml · nonDerivative · entry 15

HATFIELD JAMES R · CIK 0001226552 · EVP, Chief Admin Ofc & Treas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F5 · kind: The reporting person gifted the shares received on February 20, 2020 to a revocable family trust.

SEC source: 0001209191-20-012137 · doc4.xml · nonDerivative · entry 14

HATFIELD JAMES R · CIK 0001226552 · EVP, Chief Admin Ofc & Treas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 777

SEC source: 0001209191-20-012137 · doc4.xml · nonDerivative · entry 13

HATFIELD JAMES R · CIK 0001226552 · EVP, Chief Admin Ofc & Treas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,605

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F3 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

SEC source: 0001209191-20-012137 · doc4.xml · nonDerivative · entry 12

HATFIELD JAMES R · CIK 0001226552 · EVP, Chief Admin Ofc & Treas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 777

SEC source: 0001209191-20-012137 · doc4.xml · nonDerivative · entry 11

HATFIELD JAMES R · CIK 0001226552 · EVP, Chief Admin Ofc & Treas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,749

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F3 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

SEC source: 0001209191-20-012137 · doc4.xml · nonDerivative · entry 10

HATFIELD JAMES R · CIK 0001226552 · EVP, Chief Admin Ofc & Treas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 777

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

SEC source: 0001209191-20-012137 · doc4.xml · nonDerivative · entry 9

HATFIELD JAMES R · CIK 0001226552 · EVP, Chief Admin Ofc & Treas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 837

F4 · shares: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2016 and 2017 Restricted Stock Unit grants.

F4 · price: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2016 and 2017 Restricted Stock Unit grants.

SEC source: 0001209191-20-012137 · doc4.xml · nonDerivative · entry 8

HATFIELD JAMES R · CIK 0001226552 · EVP, Chief Admin Ofc & Treas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 710

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

SEC source: 0001209191-20-012137 · doc4.xml · nonDerivative · entry 7

HATFIELD JAMES R · CIK 0001226552 · EVP, Chief Admin Ofc & Treas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 939

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F3 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

SEC source: 0001209191-20-012137 · doc4.xml · nonDerivative · entry 6

HATFIELD JAMES R · CIK 0001226552 · EVP, Chief Admin Ofc & Treas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375

SEC source: 0001209191-20-012137 · doc4.xml · nonDerivative · entry 5

HATFIELD JAMES R · CIK 0001226552 · EVP, Chief Admin Ofc & Treas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 940

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F3 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.