Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DUOS TECHNOLOGIES GROUP, INC.DUOT · Entity 6044 | Chief Accounting Officer | November 10, 2021 | November 17, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DUOS TECHNOLOGIES GROUP, INC.
Report date November 10, 2021 · Filed November 17, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Options to Purchase Shares of Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $6.50 · Expires 2026-11-09 | Direct | 40,000 |
Reported balance
After 2021-11-10 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-11-10 · Grant · Acquired 40,000 · Balance 40,000 F1: The options vest over three years, with 1/3 vesting on each anniversary of the date of grant |
Filing footnotes · ownership attribution and instrument terms
F1: The options vest over three years, with 1/3 vesting on each anniversary of the date of grant
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 10, 2021 Filed Nov 17, 2021 22:00 UTC | DUOS TECHNOLOGIES GROUP, INC. DUOT · Entity 6044 | GrantOptions to Purchase Shares of Common Stock · Derivative | 40,000 | $0.00 Strike: $6.50 | $0.00 |
DisclosureSEC source: 0001553350-21-001049 · ownership.xml · derivative · entry 1 Weeks Connie L. · CIK 0001739897 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2026-11-09 F1 · derivative.exercise_date: The options vest over three years, with 1/3 vesting on each anniversary of the date of grant Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 16:27 UTC | DUOS TECHNOLOGIES GROUP, INC. DUOT · Entity 6044 | GrantOptions to purchase Common Stock · Derivative | 18,929 | $0.00 Strike: $4.74 | $0.00 |
DisclosureSEC source: 0001553350-20-000293 · ownership.xml · derivative · entry 3 Weeks Connie L. · CIK 0001739897 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,858 Underlying: Common Stock · 18,929 shares Expires 2025-04-01 F2 · derivative.exercise_date: 9,465 Options to purchase Shares of Common Stock shall vest and become exercisable on 01/01/2021. The remaining 9,464 Options to purchase Shares of Common Stock shall vest and become exercisable on 01/01/2022. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 16:27 UTC | DUOS TECHNOLOGIES GROUP, INC. DUOT · Entity 6044 | GrantOptions to purchase Common Stock · Derivative | 18,929 | $0.00 Strike: $6.00 | $0.00 |
DisclosureSEC source: 0001553350-20-000293 · ownership.xml · derivative · entry 2 Weeks Connie L. · CIK 0001739897 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,929 Underlying: Common Stock · 18,929 shares Expires 2025-04-01 F1 · shares: 18,929 previously issued Options to purchase shares of Common Stock were cancelled by the issuer, and 18,929 Options to purchase shares of Common Stock at a lower exercise price were issued as a replacement. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 16:27 UTC | DUOS TECHNOLOGIES GROUP, INC. DUOT · Entity 6044 | Disposition to issuerOptions to purchase Common Stock · Derivative | 18,929 | $0.00 Strike: $14.00 | $0.00 |
DisclosureSEC source: 0001553350-20-000293 · ownership.xml · derivative · entry 1 Weeks Connie L. · CIK 0001739897 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,929 shares Expires not disclosed F1 · shares: 18,929 previously issued Options to purchase shares of Common Stock were cancelled by the issuer, and 18,929 Options to purchase shares of Common Stock at a lower exercise price were issued as a replacement. F1 · derivative.exercise_date: 18,929 previously issued Options to purchase shares of Common Stock were cancelled by the issuer, and 18,929 Options to purchase shares of Common Stock at a lower exercise price were issued as a replacement. F1 · derivative.expiration_date: 18,929 previously issued Options to purchase shares of Common Stock were cancelled by the issuer, and 18,929 Options to purchase shares of Common Stock at a lower exercise price were issued as a replacement. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.